-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QPeH7PamJk07JoTrCz5nEil/wPkQMGqS9WqWNgWxtfdVXfCl18i2qe/CUotf4d3W dmetq6v5ocpWbQIDq2b8jQ== 0001007024-99-000012.txt : 19990728 0001007024-99-000012.hdr.sgml : 19990728 ACCESSION NUMBER: 0001007024-99-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001007024 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06072 FILM NUMBER: 99670803 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Quarter Ended: 30-Jun-99 Institutional Investment Manager Filing this Report: Name: Halcyon/Alan B. Slifka Management Company, LLC Address: 477 Madison Avenue 8th Floor New York, NY 10021 13F File No.: 28-6072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James R. Pasquarelli Title: Chief Financial Officer Phone: 212-303-9414 Signature, Place, and Date of Signing: James R. Pasquarelli New York, NY July 26, 1999 Report Type (Check only one): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Value Total: $884,037 List of Other Included Managers: NONE ITEM 6 INVESTMENT ITEM 8 ITEM 2 ITEM 3 ITEM 4 ITEM 5 DISCRETION ITEM 7 VOTING AUTHORITY ITEM 1 TITLE OF CUSIP VALUE SHARES OR (A) (B) (C) MANA- (A) (B) (C) NAME OF ISSUER CLASS NUMBER (X$1000) PRIN. AMT SOLE SHARED NONE GERS SOLE SHARED NONE American Bankers Insurance Group STOCK 024456105 24,506 450,169 X X 450,169 AFC Cable Systems STOCK 000950105 10,504 297,470 X X 297,470 Aliant Comm. Inc. STOCK 016090102 3,719 80,515 X X 80,515 Anacomp Inc STOCK 032371106 7,746 455,672 X X 455,672 Automobile Protection Corp STOCK 052905106 5,626 439,137 X X 439,137 At Entertainment, Inc. STOCK 045920105 4,946 263,791 X X 263,791 Airtouch Comm. STOCK 00949T100 188,617 1,737,404 X X 1,737,404 Avondale Industries, Inc. STOCK 054350103 18,177 466,066 X X 466,066 Browning Ferris Industries, Inc. STOCK 115885105 9,454 219,861 X X 219,861 Bonneville Pacific STOCK 098904105 1,197 210,296 X X 210,296 Cendant Corp. STOCK 151313103 1,442 70,340 X X 70,340 Cogeneration Corp of America STOCK 19238M105 2,132 147,676 X X 147,676 Columbus McKinnon Corp. STOCK 199333105 3,613 150,529 X X 150,529 Capstar Broadcst STOCK 14067G105 27,441 1,002,421 X X 1,002,421 Carriage Services STOCK 143905107 2 100 X X 100 Coach USA Inc. STOCK 18975L106 74,469 1,775,714 X X 1,775,714 Dialogic Corporation STOCK 252499108 2,327 53,038 X X 53,038 Delta & Pine Land Co. STOCK 247357106 6,314 200,441 X X 200,441 Data Processing Res Corp STOCK 237823109 19,808 838,424 X X 838,424 Elbit Limited STOCK 284275104 4,290 437,179 X X 437,179 Fore Systems Inc. STOCK 345449102 14,677 421,600 X X 421,600 Global Inds. Tech. STOCK 379335102 2,163 179,293 X X 179,293 GTS Inc. STOCK 37936U104 15,536 191,800 X X 191,800 Jevic Transportation Inc. STOCK 47719P107 1,829 131,843 X X 131,843 Lucent Tech. STOCK 549463107 102,892 1,525,744 X X 1,525,744 MFN Financial Corp STOCK 55272N104 49 4,430 X X 4,430 Nalco Chemical Co. STOCK 629853102 33,284 641,626 X X 641,626 Norrell Corp. STOCK 656301108 4,617 245,412 X X 245,412 Nexstar Pharmaceuticals STOCK 653333106 175 8,790 X X 8,790 O'Sullivan Corp. STOCK 688605104 2,169 177,966 X X 177,966 Pioneer Hi-Bred STOCK 723686101 15,508 398,281 X X 398,281 Platinum Technology Int'l STOCK 72764T101 12,365 422,730 X X 422,730 Qwest Communications Int'l Inc. STOCK 749121109 5,231 158,229 X X 158,229 Republic NY Corp. STOCK 760719104 34,909 511,961 X X 511,961 Rental Service Corporation STOCK 76009V102 50,627 1,768,637 X X 1,768,637 Service Corp. Int'l. STOCK 817565104 2 100 X X 100 Stewart Enterprises STOCK 860370105 1 100 X X 100 Stimsonite Corp. STOCK 860832104 1,627 111,253 X X 111,253 Superior Services, Inc. STOCK 868316100 58,935 2,208,352 X X 2,208,352 Transamerica Corp. STOCK 893485102 39,656 528,744 X X 528,744 Todd Ao Corp. STOCK 888896107 2,473 224,817 X X 224,817 Trans World Entertainment Corp. STOCK 89336Q100 8,727 775,716 X X 775,716 MediaOne STOCK 58440J104 19,568 263,102 X X 263,102 Varlen Corporation STOCK 922248109 3,737 92,282 X X 92,282 VWR Scientific Products Corp. STOCK 918435108 10,985 299,429 X X 299,429 Whittaker Corp. STOCK 966680407 21,770 777,510 X X 777,510 Browning Ferris - CALL SEP 40 OPTION 1158859IH 766 1,751 X X 1,751 Bankers Trust Corp. - PUT JUL 60 OPTION 0663659SL 0 6,966 X X 6,966 Case Corp. - CALL JAN 40 OPTION 14743R9AH 745 655 X X 655 Coach USA Inc. - CALL JUL 35 OPTION 18975L9GG 52 72 X X 72 Delta & Pine Land Co-CALL JUL 30 OPTION 2473579GF 72 426 X X 426 Pioneer Hi-Bred - CALL SEP 35 OPTION 7236869IG 1,392 2,783 X X 2,783 Infoseek Corp. - CALL SEP 50 OPTION 45678M9IJ 305 436 X X 436 Republic NY Corp. - CALL SEP 60 OPTION 760719104 734 794 X X 794 S&P 500 Options - PUT JUL 1275 OPTION 9SO 117 520 X X 520 Avondale Inds. - CALL AUG 30 OPTION 0543509HF 8 9 X X 9 Belle Casino Warrants WARRANT 078324118 0 4,500 X X 4,500 Golden Ocean Group Warrants WARRANT 381138R16 0 5,500 X X 5,500 ------- 884,037
-----END PRIVACY-ENHANCED MESSAGE-----