-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RLHDghZIs3iTJ427fST1E+3Riv3Zl9X3aZLIPWFonW3f9me4uYcHxUnqSKrDS4LP /hh/yF1rsNzf2kvmWOPSKA== 0001007024-10-000004.txt : 20100514 0001007024-10-000004.hdr.sgml : 20100514 20100514092955 ACCESSION NUMBER: 0001007024-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 10830883 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC DATE OF NAME CHANGE: 19960201 13F-HR 1 ham0310.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 028-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Goldberg Title: Chief Financial Officer Phone: 212-303-9475 Signature, Place, and Date of Signing: Aaron Goldberg New York, NY May 07, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 29 Form13F Information Table Value Total: 31698 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ADVANCED MICRO DEVICES INC COMMON 007903107 299 32279 X SOLE 32279 ADVANCED MICRO DEVICES INC NOTE 007903AL1 4785 4941000 X SOLE 4941000 ADVANCED MICRO DEVICES INC NOTE 007903AN7 544 541000 X SOLE 541000 AIRGAS INC COMMON 009363102 2008 31570 X SOLE 31570 AIRGAS INC OPTION 009363902 1 5 X SOLE 5 CIT GROUP INC OPTION 125581901 89 83 X SOLE 83 CIT GROUP INC COMMON 125581801 1459 37448 X SOLE 37448 COCA COLA ENTERPRISES INC COMMON 191219104 1950 70507 X SOLE 70507 DOW CHEM CO OPTION 260543953 18 185 X SOLE 185 DU PONT E I DE NEMOURS & CO OPTION 263534959 6 149 X SOLE 149 EXXON MOBIL CORP OPTION 30231G952 16 52 X SOLE 52 INTERACTIVE DATA CORP OPTION 45840J907 1 4 X SOLE 4 INTERACTIVE DATA CORP COMMON 45840J107 928 29012 X SOLE 29012 LIBERTY ACQUISITION HLDGS COCOMMON 53015Y107 298 30163 X SOLE 30163 LIBERTY MEDIA CORP COMMON 53071M708 741 13562 X SOLE 13562 MILLIPORE CORP OPTION 601073909 15 23 X SOLE 23 MILLIPORE CORP COMMON 601073109 1980 18747 X SOLE 18747 OSI PHARMACEUTICALS INC COMMON 671040103 3839 64467 X SOLE 64467 OSI PHARMACEUTICALS INC OPTION 671040953 2 50 X SOLE 50 OSI PHARMACEUTICALS INC OPTION 671040903 22 38 X SOLE 38 OSI PHARMACEUTICALS INC OPTION 671040903 56 196 X SOLE 196 OSI PHARMACEUTICALS INC OPTION 671040903 58 84 X SOLE 84 OSI PHARMACEUTICALS INC OPTION 671040953 39 376 X SOLE 376 OSI PHARMACEUTICALS INC OPTION 671040953 0 12 X SOLE 12 SMITH INTL INC COMMON 832110100 859 20067 X SOLE 20067 SPDR S&P 500 ETF TR OPTION 78462F953 11 49 X SOLE 49 TERRA INDS INC COMMON 880915103 5312 116089 X SOLE 116089 WILLIAMS COS INC OPTION 969457900 238 626 X SOLE 626 XTO ENERGY INC COMMON 98385X106 6124 129810 X SOLE 129810
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