-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QF5ZzKwEEkoVTG2xsBq0Zc5xHJXOlqHlyx+5k74jWYc1K3UTon4vPNQgPPYAaOAS isMT+2kOGiaqYGgrICdOvQ== 0001007024-08-000001.txt : 20080211 0001007024-08-000001.hdr.sgml : 20080211 20080211164427 ACCESSION NUMBER: 0001007024-08-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080211 DATE AS OF CHANGE: 20080211 EFFECTIVENESS DATE: 20080211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 08594104 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC DATE OF NAME CHANGE: 19960201 13F-HR 1 ham1207.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/07 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 028-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Goldberg Title: Chief Financial Officer Phone: 212-303-9475 Signature, Place, and Date of Signing: Aaron Goldberg New York, NY February 11, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 59 Form13F Information Table Value Total: 280627 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ADAMS RESPIRATORY JAN 55 CL OPTION 00635P907 27 53 X SOLE 53 CLEAR CHANNEL JAN 35 CALL OPTION 184502902 117 937 X SOLE 937 HARRAH'S ENTMNT JAN'08 80 CLOPTION 413619907 4893 5437 X SOLE 5437 HARRAH'S ENTMNT JAN 85 CALL OPTION 413619907 11 26 X SOLE 26 ADAMS RESPIRATORY THERA INC COMMON 00635P107 9425 157767 X SOLE 157767 ALDABRA 2 ACQUISITION CORP COMMON 01408A103 1449 148766 X SOLE 148766 ALLIANCE DATA SYSTEMS CORP COMMON 018581108 37126 495086 X SOLE 495086 ALLIED DEFENSE GROUP INC COMMON 019118108 36 6241 X SOLE 6241 AMERICAN COMMUNITY NEWSPAPERCOMMON 02520T103 314 112222 X SOLE 112222 BCE INC COMMON 05534B760 18539 461618 X SOLE 461618 CHURCHUILL VENTURES LTD COMMON 17157P109 1544 201795 X SOLE 201795 COMCAST CORP-SPECIAL CLASS ACOMMON 20030N200 4014 221538 X SOLE 221538 CYPRESS SEMICONDUCTOR CORP. COMMON 232806109 13836 384027 X SOLE 384027 DUPNT FABROS TECHNOLOGY INC COMMON 26613Q106 505 25747 X SOLE 25747 EL PASO PIPELINE PARTNERS,LPCOMMON 283702108 6263 250000 X SOLE 250000 EMC CORP COMMON 268648102 9210 497029 X SOLE 497029 GENERAL FINANCE CORP COMMON 369822101 1876 206627 X SOLE 206627 GENERAL MOTORS CORP COMMON 370442105 182 7315 X SOLE 7315 GOLDEN POND HEALTHCARE-UNITSCOMMON 38116J208 927 118060 X SOLE 118060 HARRAH'S ENTERTAINMENT INC COMMON 413619107 86149 970688 X SOLE 970688 HICKS ACQUISITION CO I INC COMMON 429086309 1394 151720 X SOLE 151720 HUNTSMAN CORP COMMON 447011107 15734 612216 X SOLE 612216 LIBERTY ACQUISITION HLD-UNITCOMMON 53015Y206 0 2 X SOLE 2 MGI PHARMA INC COMMON 552880106 6394 157765 X SOLE 157765 NAVTEQ CORP COMMON 63936L100 8350 110452 X SOLE 110452 NORTHWESTERN CORP COMMON 668074305 2551 86478 X SOLE 86478 NRDC ACQUISITION CORP COMMON 62941R102 1740 189779 X SOLE 189779 ORIENT EXPRESS HOTELS LTD-A COMMON G67743107 8809 153139 X SOLE 153139 RESOURCE CAPITAL CORP COMMON 76120W302 750 80549 X SOLE 80549 RESOURCE CAPITAL CORP COMMON 76120W302 208 22350 X SOLE 22350 RESOURCE CAPITAL CORP COMMON 76120W302 1048 112563 X SOLE 112563 ROTECH HEALTHCARE INC COMMON 778669101 30 20308 X SOLE 20308 SIERRA HEALTH SERVICES INC COMMON 826322109 1204 28703 X SOLE 28703 SOUTHERN UNION CO COMMON 844030106 1025 34911 X SOLE 34911 HECKMANN CORP-UNIT COMMON 422680207 950 118060 X SOLE 118060 SP ACQUISITION HOLDINGS, INCCOMMON 78470A203 1544 151336 X SOLE 151336 TREMISIS ENERGY ACQ II-UNTS COMMON 89472N200 837 105820 X SOLE 105820 SPECTRA ENERGY PARTNERS COMMON 84756N109 437 18254 X SOLE 18254 TARGA RESOURCES PARTNERS LP COMMON 87611X105 9986 337124 X SOLE 337124 TRANE INC COMMON 892893108 10788 230957 X SOLE 230957 TRANSFORMA ACQUISITION GROUPCOMMON 89366E100 1313 172826 X SOLE 172826 UNION STREET ACQUISITION COMMON 908536105 902 117934 X SOLE 117934 UNITED FINANCIAL BANCORP INCCOMMON 91030T109 15 1327 X SOLE 1327 WILLIAMS PARTNERS LP COMMON 96950F104 685 17468 X SOLE 17468 WINTHROP REALTY TRUST COMMON 976391102 163 30807 X SOLE 30807 WR GRACE & CO. COMMON 38388F108 4601 175754 X SOLE 175754 OSAGE BANCSHARES INC COMMON 68764U106 25 3051 X SOLE 3051 LEHMAN BROTHERS JAN 50 PUT OPTION 524908950 0 59 X SOLE 59 LIZ CLAIBORNE JAN 22.5 PUT OPTION 539320951 171 698 X SOLE 698 ALDABRA 2 ACQUISITION CORP WARRANT 01408A111 629 194700 X SOLE 194700 CHURCHILL VENTURES LTD WARRANT 17157P117 163 232355 X SOLE 232355 GENERAL FINANCE CORP WARRANT 369822119 616 198692 X SOLE 198692 GLG PARTNERS INC WARRANT 37929X115 461 76647 X SOLE 76647 HICKS ACQUISITION CO I INC WARRANT 429086127 137 151720 X SOLE 151720 NRDC ACQUISITION CORP WARRANT 62941r110 159 189779 X SOLE 189779 GRUBB & ELLIS REALTY ADVISORWARRANT 400096111 41 257157 X SOLE 257157 RAM ENERGY RESOURCES INC WARRANT 75130P117 108 307945 X SOLE 307945 TRANSFORMA AQUISITION GROUP WARRANT 89366E118 140 205803 X SOLE 205803 UNION STREET ACQUISITION WARRANT 908536113 76 137366 X SOLE 137366
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