-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P6LXUnszLBLwI/sNqr00eTnxgiDv1JBsjNJMGnYmU1XOoylWSwRHiIMzvEE7WP67 FYc1PfXMXBQJos9ztOgl4g== 0001007024-06-000002.txt : 20060515 0001007024-06-000002.hdr.sgml : 20060515 20060515133708 ACCESSION NUMBER: 0001007024-06-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060515 DATE AS OF CHANGE: 20060515 EFFECTIVENESS DATE: 20060515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 06839051 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC DATE OF NAME CHANGE: 19960201 13F-HR 1 ham0306.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/30/06 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 28-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Goldberg Title: Cheif Financial Officer Phone: 212-303-9475 Signature, Place, and Date of Signing: Aaron Goldberg New York, NY May 15, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 66 Form13F Information Table Value Total: 721652 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Agilent Technologies common 00846U101 12488 332575 X SOLE 332575 Abgenix common 00339B107 3418 152099 X SOLE 152099 Albertson's Inc common 013104104 15348 597907 X SOLE 597907 Anteon International common 03674E108 25636 469866 X SOLE 469866 Alltel Inc. common 020039103 2812 43430 X SOLE 43430 Aztar Corp common 054802103 3362 80074 X SOLE 80074 Bank of New York common 064057102 5896 163588 X SOLE 163588 Burlington Resources common 122014103 103411 1125135 X SOLE 1125135 CBS Corp Cl. B common 124857202 8562 357057 X SOLE 357057 Crown Holdings Inc common 228368106 444 25053 X SOLE 25053 Comdisco Hldg Co common 200334100 804 54514 X SOLE 54514 Comcast A common 20030N101 38182 1459546 X SOLE 1459546 Courtside Acq. Common common 22274N102 2695 500000 X SOLE 500000 Carramerica Realty common 144418100 22278 499388 X SOLE 499388 Trump Entertainment common 89816T103 2363 127602 X SOLE 127602 Engelhard Corp common 292845104 24507 618706 X SOLE 618706 Fairmont Hotels & Resorts common 305204109 20119 450081 X SOLE 450081 Guidant Corp common 401698105 92525 1185307 X SOLE 1185307 WR Grace & Co. common 38388F108 2158 162237 X SOLE 162237 Independence Community common 453414104 3792 90979 X SOLE 90979 Knight Ridder common 499040103 5904 93405 X SOLE 93405 Liberty Media- A common 530718105 1570 191261 X SOLE 191261 Leap Wireless Intl common 521863308 13644 313008 X SOLE 313008 Cheniere Energy Inc common 16411R208 4370 107724 X SOLE 107724 Loews Corp common 540424108 51961 513445 X SOLE 513445 Millicom Intl Cellular ADR common 003870570 6733 143019 X SOLE 143019 Altria Group common 02209S103 18526 261444 X SOLE 261444 Northwestern Corp. common 668074305 7215 231683 X SOLE 231683 Nextel Partners Inc common 65333F107 26494 935516 X SOLE 935516 Panamsat Holding Corp common 69831Y105 6377 256946 X SOLE 256946 Pixar common 725811103 8817 137463 X SOLE 137463 Price Communications common 741437305 1478 83546 X SOLE 83546 Renal Care Group Inc. common 759930100 44390 925955 X SOLE 925955 Sprint Nextel Corp common 852061100 37938 1468171 X SOLE 1468171 Sovereign Bancorp common 845905108 8979 409832 X SOLE 409832 Town & Country Trust common 892081100 4082 100578 X SOLE 100578 Tele Centro Oeste Cel common 87923P105 3022 240630 X SOLE 240630 Time Warner Inc. common 887317105 24963 1486749 X SOLE 1486749 Univision Communications common 914906102 31951 926925 X SOLE 926925 Walter Industries common 93317Q105 3516 52781 X SOLE 52781 Agilent April 30 Call option 00846U101 76 100 X SOLE 100 Alltel April 60 Call option 020039103 486 992 X SOLE 992 Boston Sci May 25 Call option 101137107 24 592 X SOLE 592 CBS June 22.5 Call option 124857202 21 100 X SOLE 100 Comcast April 22.5 Call option 20030N101 266 700 X SOLE 700 Disney April 25 Put option 254687106 16 3283 X SOLE 3283 Guidant May 80 Call option 401698105 139 792 X SOLE 792 Guidant April 60 Call option 401698105 1308 715 X SOLE 715 Guidant April 65 Call option 401698105 1620 1200 X SOLE 1200 Guidant April 70 Call option 401698105 1076 1216 X SOLE 1216 Guidant April 80 Call option 401698105 737 10522 X SOLE 10522 GM April 20 Put option 370425RZ5 63 741 X SOLE 741 Loews April 85 Call option 540424108 455 276 X SOLE 276 Mittal Steel Apr 35 Put option 60684P101 5 181 X SOLE 181 Sprint April 22.5 Call option 852061100 225 663 X SOLE 663 Sprint May 20 Call option 852061100 390 650 X SOLE 650 Time Warner Apr 15 Call option 887317105 37 200 X SOLE 200 Time Warner Apr 16 Call option 887317105 54 600 X SOLE 600 Univision April 30 Call option 914906102 92 200 X SOLE 200 Bellsouth Jan 30 Call option 079860102 4658 8469 X SOLE 8469 Viacom Cl B Jun 35 call option 925524308 20 1303 X SOLE 1303 Viacom B April 35 Call option 92553P201 32 80 X SOLE 80 Comcast A Jan 25 Call option 20030N101 909 2634 X SOLE 2634 Altria Group Jan 80 Call option 02209S103 917 3275 X SOLE 3275 Ford Motor Cap II 6.5% PF preferred 345395206 4676 154694 X SOLE 154694 Courtside Acq. Warrants warrant 22274N110 620 1000000 X SOLE 1000000
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