-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FSYeD+TUFCah+ifrh2lGDRcHtfeiYyC3/AcOgSNhXiOSNDcwK3oGyKUiNdKM/Laj OARTl8+JvKNfbsIV5FG07Q== 0001007024-05-000005.txt : 20051117 0001007024-05-000005.hdr.sgml : 20051117 20051114180344 ACCESSION NUMBER: 0001007024-05-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051114 EFFECTIVENESS DATE: 20051115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 051203660 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC DATE OF NAME CHANGE: 19960201 13F-HR 1 ham09305.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/05 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 28-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Pasquarelli Title: Cheif Financial Officer Phone: 212-303-9414 Signature, Place, and Date of Signing: James Pasquarelli New York, NY November 14, 2005 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 44 Form13F Information Table Value Total: 448189 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Altria Group COMMON 02209S103 6406 86903 X SOLE 86903 Amegy Bancorp COMMON 02343R102 6492 286886 X SOLE 286886 American Express COMMON 025816109 6600 114897 X SOLE 114897 American Tower Corp COMMON 029912201 40 1598 X SOLE 1598 Charter Communications COMMON 16117M107 957 638008 X SOLE 638008 Chevron Corp COMMON 166764100 36285 560555 X SOLE 560555 Consolidated Comm COMMON 209034107 3268 240274 X SOLE 240274 Courtside Acq. Common COMMON 22274N102 2570 500000 X SOLE 500000 Courtside Acq. Warrants COMMON 22274N110 550 1000000 X SOLE 1000000 CP Ships Ltd. COMMON 22409V102 20396 956231 X SOLE 956231 Dex Media Inc COMMON 25212E100 2380 85659 X SOLE 85659 Energy Select Oct 50 put OPTION 81369Y506 21 1070 X SOLE 1070 Engineered Support Sys COMMON 292866100 8693 211811 X SOLE 211811 Enpro Industries Inc COMMON 29355X107 2313 68669 X SOLE 68669 Eyetech Pharmaceuticals COMMON 302297106 12746 709662 X SOLE 709662 Gables Residential Trust COMMON 362418105 4819 110391 X SOLE 110391 Gillette COMMON 375766102 41189 710971 X SOLE 710971 Hibernia Corp COMMON 428656102 736 24507 X SOLE 24507 Hibernia Corp Oct 30 put OPTION 428656102 4 128 X SOLE 128 Imagistics Inc COMMON 45247T104 5909 141185 X SOLE 141185 IMS Health COMMON 449934108 12896 512362 X SOLE 512362 JNJ Oct 55 Put OPTION 478160104 92 9181 X SOLE 9181 Liberty Corp. COMMON 530370105 4552 97074 X SOLE 97074 Liberty Media- A COMMON 530718105 1758 218393 X SOLE 218393 MBNA Corporation COMMON 55262L100 7302 296349 X SOLE 296349 Mci Inc COMMON 552691107 29277 1152200 X SOLE 1152200 Mci Inc Jan '07 25 call OPTION 552691107 127 783 X SOLE 783 McLeod USA COMMON 582266706 1 26894 X SOLE 26894 Neiman Marcus CL B COMMON 640204301 30553 306051 X SOLE 306051 Palmsource Inc COMMON 697154102 2868 158883 X SOLE 158883 Panamsat Holding Corp COMMON 69831Y105 8241 340538 X SOLE 340538 Petrokazakhstan COMMON 71649P102 39792 731071 X SOLE 731071 Price Communications COMMON 741437305 2078 126294 X SOLE 126294 Renal Care Group Inc. COMMON 759930100 26137 552351 X SOLE 552351 SBS Broadcasting COMMON L8137F102 25145 462559 X SOLE 462559 School Spec Nov 45 Put OPTION 807863105 1 88 X SOLE 88 Spinnaker Exploration COMMON 84855W109 17063 263773 X SOLE 263773 Telesystem Intl Wireless COMMON 879946606 98 111444 X SOLE 111444 Tim Hellas Telecom ADR COMMON 88706Q104 5223 269911 X SOLE 269911 Valero Energy Corp. COMMON 91913Y100 38900 344064 X SOLE 344064 Viacom Inc. Cl. B COMMON 925524308 24316 736620 X SOLE 736620 Williams Cos Inc COMMON 969457100 1461 58341 X SOLE 58341 Williams Cos Oct 22.5 put OPTION 969457100 3 138 X SOLE 138 York International Corp. COMMON 986670107 7931 141453 X SOLE 141453
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