-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CiCQMw8pipmBNVntxC4A7WGuqLhJbm2tU43GqJppFs+MsVyM1d73GWr9bpE97LK6 UqU8EH8u5qq2E8rFIOLjgA== 0001007024-05-000004.txt : 20050815 0001007024-05-000004.hdr.sgml : 20050815 20050812214545 ACCESSION NUMBER: 0001007024-05-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050815 DATE AS OF CHANGE: 20050812 EFFECTIVENESS DATE: 20050815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 051023416 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC DATE OF NAME CHANGE: 19960201 13F-HR 1 hab06305.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/05 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 28-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Pasquarelli Title: Cheif Financial Officer Phone: 212-303-9414 Signature, Place, and Date of Signing: James Pasquarelli New York, NY August 12, 2005 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 43 Form13F Information Table Value Total: 379455 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Ask Jeeves Inc COMMON 045174109 12466 412772 X SOLE 412772 Blockbuster Inc - CL B COMMON 093679207 3571 416243 X SOLE 416243 Cuno Inc COMMON 126583103 13566 189899 X SOLE 189899 Dex Media Inc COMMON 25212E100 2028 83084 X SOLE 83084 Elan Corp COMMON 284131208 1104 161842 X SOLE 161842 Gillette COMMON 375766102 26884 530991 X SOLE 530991 Guidant Corp COMMON 401698105 9194 136607 X SOLE 136607 Gartner Inc Class B COMMON 366651206 608 57408 X SOLE 57408 Liberty Media- A COMMON 530718105 2093 205357 X SOLE 205357 May Department Stores COMMON 577778103 12890 320973 X SOLE 320973 Mci Inc COMMON 552691107 13568 527713 X SOLE 527713 McLeod USA COMMON 582266706 1 26894 X SOLE 26894 Vicuron Pharmaceuticals COMMON 926471103 3694 132386 X SOLE 132386 Neiman Marcus cl A COMMON 640204202 3754 38733 X SOLE 38733 Neiman Marcus cl B COMMON 640204301 8943 92486 X SOLE 92486 Enpro Industries Inc COMMON 29355X107 1486 51476 X SOLE 51476 Nextel Communications COMMON 65332V103 48176 1491066 X SOLE 1491066 Premcor Inc COMMON 74045Q104 42036 566680 X SOLE 566680 Petrokazakhstan COMMON 71649P102 1812 49528 X SOLE 49528 Price Communications Corp COMMON 741437305 2054 118757 X SOLE 118757 Sungard Data Systems COMMON 867363103 56844 1616270 X SOLE 1616270 Storage Technology Corp COMMON 862111200 28784 793158 X SOLE 793158 Tim Hellas Telecom ADR COMMON 88706Q104 2579 135929 X SOLE 135929 Telesystem Intl Wireless COMMON 879946606 1761 112766 X SOLE 112766 Toys R Us COMMON 892335100 18904 713892 X SOLE 713892 Unocal Corp COMMON 915289102 7681 118078 X SOLE 118078 Viacom Inc. Cl. B COMMON 925524308 6578 205424 X SOLE 205424 Veritas Software COMMON 923436109 43803 1795216 X SOLE 1795216 Western Wireless Corp COMMON 95988E204 1203 28442 X SOLE 28442 Mci Jan '07 25 LEAP call OPTION 552691107 143 817 X SOLE 817 Sungard Data July 30 call OPTION 867363103 207 390 X SOLE 390 Unocal July 65 call OPTION 915289102 38 396 X SOLE 396 Unocal August 65 call OPTION 915289102 45 265 X SOLE 265 Guidant August 60 Put OPTION 401698105 239 1909 X SOLE 1909 Guidant October 60 Put OPTION 401698105 56 247 X SOLE 247 JNJ Oct 55 Put OPTION 478160104 29 1169 X SOLE 1169 Maytag Jan 15 put OPTION 578592107 17 376 X SOLE 376 Maytag July 15 put OPTION 578592107 3 261 X SOLE 261 Maytag October 15 put OPTION 578592107 59 1468 X SOLE 1468 Unocal Oct 65 Put OPTION 915289102 354 1181 X SOLE 1181 USG Corp Aug 40 put OPTION 903293405 65 380 X SOLE 380 USG Corp Aug 42.5 put OPTION 903293405 101 381 X SOLE 381 Energy SelectAug 45 put OPTION 81369Y506 34 260 X SOLE 260
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