-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TYxewQObQkw+kKOoxDuxwrva2ZlVw3xTQpyuI18f1QGF976ANKoK5gaoNW1IwW4O FEzUwyjC1VlQF3hJiMDNqA== 0001007024-02-000010.txt : 20021010 0001007024-02-000010.hdr.sgml : 20021010 20021010141612 ACCESSION NUMBER: 0001007024-02-000010 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 20021010 EFFECTIVENESS DATE: 20021010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 02786204 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 hab33199.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/1999 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon/Alan B. Slifka Management Company Address: 477 Madison Avenu 8th Floor New York, NY 10022 13F File Number: 28-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Pasquarelli Title: Chief Financial Officer Phone: 212-303-9414 Signature, Place, and Date of Signing: James Pasquarelli New York, NY October 10, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 58 Form13F Information Table Value Total: $884,033 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- American Bankers Insurance COMMON 024456105 24506 450169 SOLE 450169 AFC Cable Systems COMMON 000950105 10504 297470 SOLE 297470 Aliant Comm. Inc. COMMON 016090102 3719 80515 SOLE 80515 Anacomp Inc COMMON 032371106 7746 455672 SOLE 455672 Automobile Protection Corp COMMON 052905106 5626 439137 SOLE 439137 At Entertainment, Inc. COMMON 045920105 4946 263791 SOLE 263791 Airtouch Comm. COMMON 00949T100 188617 1737404 SOLE 1737404 Avondale Industries, Inc. COMMON 054350103 18177 466066 SOLE 466066 Browning Ferris Industrie COMMON 115885105 9454 219861 SOLE 219861 Bonneville Pacific COMMON 098904105 1197 210296 SOLE 210296 Cendant Corp. COMMON 151313103 1442 70340 SOLE 70340 Cogeneration Corp of America COMMON 19238M105 2132 147676 SOLE 147676 Columbus McKinnon Corp. COMMON 199333105 3613 150529 SOLE 150529 Capstar Broadcst COMMON 14067G105 27441 1002421 SOLE 1002421 Carriage Services COMMON 143905107 2 100 SOLE 100 Coach USA Inc. COMMON 18975L106 74469 1775714 SOLE 1775714 Dialogic Corporation COMMON 252499108 2327 53038 SOLE 53038 Delta & Pine Land Co. COMMON 247357106 6314 200441 SOLE 200441 Data Processing Res Corp COMMON 237823109 19808 838424 SOLE 838424 Elbit Limited COMMON 284275104 4290 437179 SOLE 437179 Fore Systems Inc. COMMON 345449102 14677 421600 SOLE 421600 Global Inds. Tech. COMMON 379335102 2163 179293 SOLE 179293 GTS Inc. COMMON 37936U104 15536 191800 SOLE 191800 Jevic Transportation Inc. COMMON 47719P107 1829 131843 SOLE 131843 Lucent Tech. COMMON 549463107 102892 1525744 SOLE 1525744 MFN Financial Corp COMMON 55272N104 49 4430 SOLE 4430 Nalco Chemical Co. COMMON 629853102 33284 641626 SOLE 641626 Norrell Corp. COMMON 656301108 4617 245412 SOLE 245412 Nexstar Pharmaceuticals COMMON 653333106 175 8790 SOLE 8790 O'Sullivan Corp. COMMON 688605104 2169 177966 SOLE 177966 Pioneer Hi-Bred COMMON 723686101 15508 398281 SOLE 398281 Platinum Technology Int'l COMMON 72764T101 12365 422730 SOLE 422730 Qwest Communications Intl COMMON 749121109 5231 158229 SOLE 158229 Republic NY Corp. COMMON 760719104 34909 511961 SOLE 511961 Rental Service Corporation COMMON 76009V102 50627 1768637 SOLE 1768637 Service Corp. Int'l. COMMON 817565104 2 100 SOLE 100 Stewart Enterprises COMMON 860370105 1 100 SOLE 100 Stimsonite Corp. COMMON 860832104 1627 111253 SOLE 111253 Superior Services, Inc. COMMON 868316100 58935 2208352 SOLE 2208352 Transamerica Corp. COMMON 893485102 39656 528744 SOLE 528744 Todd Ao Corp. COMMON 888896107 2473 224817 SOLE 224817 Trans World EntertainmentCorp. COMMON 89336Q100 8727 775716 SOLE 775716 MediaOne COMMON 58440J104 19568 263102 SOLE 263102 Varlen Corporation COMMON 922248109 3737 92282 SOLE 92282 VWR Scientific Products Corp. COMMON 918435108 10985 299429 SOLE 299429 Whittaker Corp. COMMON 966680407 21770 777510 SOLE 777510 Browning Ferris Industr SEP 40 OPTION 1158859IH 766 1751 CALL SOLE 1751 Bankers Trust Corp. JUL 60 OPTION 0663659SL 0 6966 PUT SOLE 6966 Case Corp. - CALL JAN 40 OPTION 14743R9AH 745 655 CALL SOLE 655 Coach USA Inc. - CALL JUL 35 OPTION 18975L9GG 52 72 CALL SOLE 72 Delta & Pine Land Co. JUL 30 OPTION 2473579GF 72 426 CALL SOLE 426 Pioneer Hi-Bred - CALL SEP 35 OPTION 7236869IG 1392 2783 CALL SOLE 2783 Infoseek Corp. - CALL SEP 50 OPTION 45678M9IJ 305 436 CALL SOLE 436 Republic NY Corp. CALL SEP 60 OPTION 760719104 734 794 CALL SOLE 794 S&P 500 Options Puts JUL 1275 OPTION 9SO 117 520 PUT SOLE 520 Avondale Inds. - CALL AUG 30 OPTION 0543509HF 8 9 CALL SOLE 9 Belle Casino Warrants WARRANT 078324118 0 4500 SOLE 4500 Golden Ocean Group Warrants WARRANT 381138R16 0 5500 SOLE 5500
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