-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gid8KyOQfi6WY/qAwdleY4yKXNKbU2+Z3unHhUejJCzc+YKc9NTjpE5371Wzy4IG DkGPiEKc5rX+wKnCplrOkw== /in/edgar/work/20000801/0001007024-00-000005/0001007024-00-000005.txt : 20000921 0001007024-00-000005.hdr.sgml : 20000921 ACCESSION NUMBER: 0001007024-00-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001007024 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06072 FILM NUMBER: 683087 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 0001.txt FORM 13F HOLDINGS REPORT INITIAL FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/00 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon/Alan B. Slifka Management Company, LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 28-6072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James R. Pasquarelli Title: Chief Financial Officer Phone: 212/303-9414 Signature, Place, and Date of Signing: James R. Pasquarelli New York, NY July 18, 2000 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 57 Form13F Information Table Value Total: 1962870 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Arch Communications Group common 039381504 6986 1074764 X X 1074764 Abraxas Petroleum Corp. common 003830106 2854 1902471 X X 1902471 Best Foods common 086584101 127738 1844589 X X 1844589 American National Can Group common 022714104 7026 416347 X X 416347 Consolidated Papers common 209759109 10916 298570 X X 298570 Deluxe Corp. common 248019101 6871 291623 X X 291623 Central Newspapers Class A common 154647101 69952 1105959 X X 1105959 Financial Security common 31769p100 10808 142448 X X 142448 Global Telesystems Group common 37936u104 7763 643600 X X 643600 HVID Marine common 44851m109 648 112629 X X 112629 International Home Foods common 459655106 5170 246902 X X 246902 Lilly Industries common 532491107 2307 76738 X X 76738 Mallinkrodt common 561232109 9048 208301 X X 208301 Nabisco Holdings common 629526104 35344 673218 X X 673218 Novacare Corp. common 669930109 176 3201669 X X 3201669 Nvest LP common 670657107 4813 127063 X X 127063 Nabisco Group common 62952p102 34593 1333722 X X 1333722 Premark Financial common 741903108 26381 708212 X X 708212 Policy Management Systems common 731108106 9710 631528 X X 631528 Qwest International Inc. common 749121109 79029 1590526 X X 1590526 ReliaStar Financial Corp. common 75952u103 44459 847846 X X 847846 Seagate Technology Inc. common 811804103 28751 522750 X X 522750 Santa Fe Snyder common 80218k105 7251 637418 X X 637418 SFX Entertainment common 784178105 12075 266482 X X 266482 Shared Medical common 819486101 13634 186923 X X 186923 AT&T Corp. common 001957109 854 26993 X X 26993 Telefonica de Argentina S.A.common 879378206 14589 412945 X X 412945 Telefonica S.A. common 879382208 5936 92654 X X 92654 Terra Networks common 88100w103 11013 301993 X X 301993 Tele Sudiste Cellular common 879252104 26902 580530 X X 580530 Telecomunicacoes DeSaoPaulo common 87929a102 17907 652357 X X 652357 Mediaone Group Inc. common 58440j104 132791 2002888 X X 2002888 Union Pacific Resources Grp common 907834105 11904 541102 X X 541102 US West common 91273h101 36039 420284 X X 420284 Verio Inc. common 923433106 69811 1258208 X X 1258208 Wesley Jessen Vision Care common 951018100 16006 426111 X X 426111 WPP Group PLC ADR common 929309300 10017 137934 X X 137934 Young & Rubicam Inc. common 987425105 55982 978928 X X 978928 Best Foods Call Jan 65 option 086584101 417 585 X X 585 Best Foods Call Oct 65 option 086584101 1586 2440 X X 2440 Consol. Papers Put July 30 option 209759109 5 753 X X 753 Nabisco Group Call Dec 25 option 62952p102 293 755 X X 755 Qwest Intl. Inc. Put Jul 30 option 749121109 18 1436 X X 1436 Verio Inc. Call Jul 55 option 923433106 420 1399 X X 1399 Verio Inc. Call Aug 50 option 923433106 40 51 X X 51 ReliaStar Finan Call Oct 45 option 75952u103 400 492 X X 492 Santa Fe Snyder Call Oct 10 option 80218k105 4 17 X X 17 S&P 500 Put Jul 1375 option 78462f103 40 89 X X 89 S&P 500 Put Jul 1400 option 78462f103 318 446 X X 446 S&P 500 Put Dec 1400 option 78462f103 2072 442 X X 442 S&P 500 Put Dec 1800 option 78462f103 149 442 X X 442 AT&T Corp. Put Jul 30 option 001957109 131 2334 X X 2334 Nebco Evans Pfd preferred stock U62922106 39 39425 X X 39425 Abraxas Petroleum Rights rights 003831112 1449 2414175 X X 2414175 Diva Systems Warrants warrants 255013153 0 26000 X X 26000 DTI Holdings Inc. Warrants warrants 23333w117 0 35293 X X 35293 Specialty Foods - Warrants warrants 784127aa0 0 6782 X X 6782.07 981435
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