-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F23KeyFrmWFejt+4tIRagC9Hk1oItVlanXcPiPL4gkAOkf0EpVuyh+ryjXeVYL7q o4jibJzFi28oZkjPjqoNbg== 0001007024-00-000004.txt : 20000511 0001007024-00-000004.hdr.sgml : 20000511 ACCESSION NUMBER: 0001007024-00-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001007024 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06072 FILM NUMBER: 623708 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 FORM 13F HOLDINGS REPORT INITIAL FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/00 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon/Alan B. Slifka Management Company, LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 28-6072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James R. Pasquarelli Title: Chief Financial Officer Phone: 212/303-9414 Signature, Place, and Date of Signing: James R. Pasquarelli New York, NY May 09, 2000 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 45 Form13F Information Table Value Total: 658167 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Abraxas Petroleum Corp. COMMON 003830106 5308 2359067 X X 2359067 Anacomp Inc - New COMMON 032371106 7483 480837 X X 480837 Arch Communications Group COMMON 039381504 8379 1081116 X X 1081116 C-Cube Micro COMMON 125015107 36710 504189 X X 504189 Champion Int'l. Corp. COMMON 158525105 17876 335698 X X 335698 Consolidated Papers COMMON 209759109 16064 417928 X X 417928 Cordant Technologies COMMON 218412104 18561 328152 X X 328152 DII Group Inc. COMMON 232949107 282 2498 X X 2498 Gentiva Health Services COMMON 37247A102 1411 199631 X X 199631 GTS INC COMMON 37936U104 13194 643600 X X 643600 Hartford Life Inc. COMMON 416592103 3997 85266 X X 85266 Howmet Int'l. Inc. COMMON 443208103 16050 795039 X X 795039 HVID Marine Common COMMON 44851M109 1635 124590 X X 124590 Media General Inc. Cl. A COMMON 584404107 9748 186116 X X 186116 MediaOne COMMON 58440J104 157818 1948367 X X 1948367 Metamor Worldwide COMMON 59133P100 4732 167122 X X 167122 Newbridge Networks Corp. COMMON 650901101 13577 418549 X X 418549 Novacare Inc. COMMON 669930109 640 3201669 X X 3201669 Ocular Sciences Inc. COMMON 675744106 1319 83819 X X 83819 Pharmor COMMON 717113203 3 953 X X 953 Qwest Communications COMMON 749121108 42936 885282 X X 885282 Snyder Communications COMMON 832914105 10875 483337 X X 483337 Sterling Software Inc. COMMON 859547101 946 31013 X X 31013 Telefonica de Argentina SA COMMON 879378206 16442 418895 X X 418895 Telefonica De Peru COMMON 879384105 7112 418382 X X 418382 Times Mirror Co. COMMON 887364107 74375 800270 X X 800270 Trans World Entertainment COMMON 89336Q100 9776 977640 X X 977640 Travelers Prop. Calualty COMMON 893939108 68195 1653209 X X 1653209 US Foodservice Inc. COMMON 90331R101 43959 1707131 X X 1707131 US West, Inc. COMMON 91273H101 35377 487083 X X 487083 Wesley Jessen Vision Care COMMON 951018100 3012 83818 X X 83818 Ziff Davis Inc. COMMON 989511100 6535 418248 X X 418248 AT&T Corp. CALL APR 55 OPTION 0019579DK 2051 6563 X X 6563 Consol. Papers PUT JUL 30 OPTION 2097599SF 56 753 X X 753 Howmet Intl CALL APR 17 1/2 OPTION 4432089DW 51 407 X X 407 Howmet Int'l. CALL APR 20 OPTION 4432089DD 24 629 X X 629 S&P 500 Option PUT APR 1300 OPTION 9PT 78 621 X X 621 Tribune Co. PUT APR 35 OPTION 8960479PG 59 626 X X 626 US Foodservice CALL APR 15 OPTION 90331R9DC 23 21 X X 21 US Foodsvc CALL APR 17 1/2 OPTION 90331R9DW 14 17 X X 17 Nebco Evans Pfd. PREFERRED U62922106 39 39425 X X 39425 ABRAXAS CONTINGENT RGTS RIGHTS 003831112 1444 2887200 X X 2887200 Diva Systems Warrants WARRANT 255013153 0 39000 X X 39000 DTI Hldgs. Warrants WARRANT 23333W117 1 51293 X X 51293 Spec Foods Wrnts 12/15/09 WARRANT 784127AA0 0 6782 X X 6782
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