-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VgBiBwcJKsLa2lVpvf0QVUVV9kh3vBu/1q8pTunMhYZLRl9hGbpvp5FJkluvKIqy pYYmDElMPiUfEf/mdlOWpA== 0001007024-00-000001.txt : 20000208 0001007024-00-000001.hdr.sgml : 20000208 ACCESSION NUMBER: 0001007024-00-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001007024 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06072 FILM NUMBER: 524690 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 1999 Institutional Investment Manager Filing this Report: Name: Halcyon/Alan B. Slifka Management Co. LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 28-6072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James R. Pasquarelli Title: Chief Financial Officer Phone: 212-303-9415 Signature, Place and Date of Signing: James R. Pasquarelli New York, NY December 31, 1999 Report Type: [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: NONE I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Value Total: $530,954 List of Other Included Managers: NONE Halcyon/Alan B. Slifka Mgmt. Co. 13F Report December 31, 1999 (SEC USE ONLY) ITEM 6 INVESTMENT ITEM 8 ITEM 2 ITEM 3 ITEM 4 ITEM 5 DISCRETION ITEM 7 VOTING AUTHORITY ITEM I TITLE OF CUSIP VALUE SHARES OR (A) (B) (C) MANA- (A) (B) (C) NAME OF ISSUER CLASS NUMBER (X$1000) PRIN. AMT SOLE SHARED NONE GERS SOLE SHARED NONE Abraxas Petroleum Corp. COMMON 003830106 2,956 2,955,848 X X 2,955,848 Air Express COMMON 009104100 12,256 379,295 X X 379,295 Amcol International COMMON 02341W103 3,049 189,057 X X 189,057 Anacomp Inc - New COMMON 032371106 10,022 551,030 X X 551,030 BCE Inc. US COMMON 05534B109 15,180 168,313 X X 168,313 Bonneville Pacific COMMON 098904204 7,185 649,495 X X 649,495 Chesapeake Corp. COMMON 165159104 898 29,452 X X 29,452 Consolidated Natural Gas COMMON 209615103 70,418 1,084,400 X X 1,084,400 Elbit Limited COMMON 284275104 4,512 255,094 X X 255,094 Flycast Comm. Corp. COMMON 344067103 6,813 52,435 X X 52,435 General Instrument Corp. COMMON 370120107 65,848 774,677 X X 774,677 Global Light Telecoms COMMON 37934X100 2,656 214,620 X X 214,620 GTS INC COMMON 37936U104 13,330 383,600 X X 383,600 Homefed Corp - New COMMON 43739D208 127 144,421 X X 144,421 Howmet International Inc. COMMON 443208103 14,184 785,251 X X 785,251 Iridium COMMON G49398105 89 36,583 X X 36,583 Jones Intercable Class A COMMON 480206200 11,403 164,515 X X 164,515 Jones Intercable Inc. COMMON 480206101 3,407 49,019 X X 49,019 Media General Inc. Class A COMMON 584404107 13,464 258,924 X X 258,924 MediaOne COMMON 58440J104 113,580 1,478,672 X X 1,478,672 Network Computing Devices COMMON 64120N100 517 65,700 X X 65,700 Novacare Inc. COMMON 669930109 434 2,312,104 X X 2,312,104 Olsten Corp. COMMON 681385100 50,192 4,436,837 X X 4,436,837 Omnipoint Corp. COMMON 68212D102 14,871 123,286 X X 123,286 Pittway Corp. Class A COMMON 725790208 16,384 365,616 X X 365,616 Pittway Corp. COMMON 725790109 553 12,263 X X 12,263 Shorewood Packaging Corp. COMMON 825229107 5,308 280,282 X X 280,282 Trans World Entertainment Corp. COMMON 89336Q100 13,657 1,300,649 X X 1,300,649 US West Inc. COMMON 91273H101 54,069 750,962 X X 750,962 Ziff Davis Inc. COMMON 989511100 1,227 77,594 X X 77,594 Air Express Options CALL FEB 30 OPTIONS 009104101 57 208 X X 208 AT&T Corp. CALL APR 55 OPTIONS 001957109 121 431 X X 431 Columbia Gas CALL FEB 60 OPTIONS 1976489BL 525 977 X X 977 Consol. Natural Gas CALL JAN 60 OPTIONS 2096159AL 162 308 X X 308 Howmet Intl Inc.CALL APR 17 1/2 OPTIONS 4432089DW 51 411 X X 411 MediaOne CALL FEB 75 OPTIONS 58440J9BO 180 400 X X 400 Republic NY Corp. CALL JAN 65 OPTIONS 7607199AM 11 16 X X 16 Republic NY Corp. PUT JAN 55 OPTIONS 7607199MK 0 705 X X 705 Republic NY Corp. PUT JAN 65 OPTIONS 7607199MM 0 651 X X 651 S&P 500 Options PUT JAN 1325 OPTIONS 9ME 219 547 X X 547 US West Inc. CALL FEB 70 OPTIONS 91273H9BN 103 200 X X 200 Nebco Evans Pfd. PREFERRED U62922106 197 39,425 X X 39,425 ABRAXAS CONTINGENT RGTS RIGHTS 003831112 739 2,957,549 X X 2,957,549 Specialty Foods Wrnts 12/15/09 WARRANT 784127AA0 0 6,782 X X 6,782 -------- $530,954
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