-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LCg35XSla2bWP/6ZPzx1zY3WP87S/6zZizhZEoe+LRgqOrZkA8ioNB7HytOXluqH KnSLDdBwm++ZXYXeW6Z8ig== 0001007024-06-000003.txt : 20060814 0001007024-06-000003.hdr.sgml : 20060814 20060811183842 ACCESSION NUMBER: 0001007024-06-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060814 DATE AS OF CHANGE: 20060811 EFFECTIVENESS DATE: 20060814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 061026410 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON MANAGEMENT CO LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC DATE OF NAME CHANGE: 19960201 13F-HR 1 ham0606.txt 13F-HR Form 13F Holdings Report Initial Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/06 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon Asset Management LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 028-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Goldberg Title: Cheif Financial Officer Phone: 212-303-9475 Signature, Place, and Date of Signing: Aaron Goldberg New York, NY August 10, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 77 Form13F Information Table Value Total: 495523 List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ Alltel July 55 Call OPTION 020039103 36 40 X SOLE 40 Bank of NY July 30 Call OPTION 064057102 24 100 X SOLE 100 Bellsouth Jan 30 Call OPTION 079860102 5756 8656 X SOLE 8656 CBS July 22.5 Call OPTION 124857202 12 25 X SOLE 25 Comcast A Jan 25 Call OPTION 20030N101 1166 1317 X SOLE 1317 Comcast A July 30 Call OPTION 20030N101 124 422 X SOLE 422 NTL Inc July 22.5 Call OPTION 62941W101 12 50 X SOLE 50 NTL Inc Sept 20 Call OPTION 62941W101 38 70 X SOLE 70 Aramark Corp July 30 Call OPTION 038521100 37 120 X SOLE 120 Time Warner July 15 Call OPTION 887317105 35 151 X SOLE 151 Viacom B July 35 Call OPTION 92553Q909 2 13 X SOLE 13 Altria Group Jan 80 Call OPTION 02209S103 819 3275 X SOLE 3275 Western Gas July 40 Call OPTION 958259103 99 50 X SOLE 50 Western Gas Oct 55 Call OPTION 958259103 52 90 X SOLE 90 Allied Defense Group COMMON 019118108 1438 65392 X SOLE 65392 Apria Healthcare Group Inc COMMON 037933108 828 43800 X SOLE 43800 Alltel Corp COMMON 020039103 11343 177709 X SOLE 177709 Aviall Inc COMMON 05366B102 13154 276812 X SOLE 276812 Aztar Corp COMMON 054802103 25480 490382 X SOLE 490382 Bank of New York COMMON 064057102 15422 478944 X SOLE 478944 CBS Corp-CL B COMMON 124857202 1948 72032 X SOLE 72032 Comcast Corp-CL A COMMON 20030N101 36219 1106254 X SOLE 1106254 Courtside Acquisition Corp COMMON 22274N102 2600 500000 X SOLE 500000 CarrAmerica Realty Corp COMMON 144418100 17090 383609 X SOLE 383609 Canada Southn Petroleum Ltd COMMON 135231108 1672 140490 X SOLE 140490 Trump Entertainment Resorts COMMON 89816T103 2089 103651 X SOLE 103651 Diagnostic Products Corp COMMON 252450101 13852 238127 X SOLE 238127 Emmis Communications COMMON 291525103 3364 215079 X SOLE 215079 Embarq Corp COMMON 29078E105 1310 31962 X SOLE 31962 Falconbridge Ltd COMMON 306104100 40857 776356 X SOLE 776356 Winthrop Realty Trust COMMON 976391102 690 116158 X SOLE 116158 Grubb & Ellis Realty Advsrs COMMON 400096202 135 20990 X SOLE 20990 WR Grace & Co. COMMON 38388F108 1808 154497 X SOLE 154497 Kerr-Mcgee Corp COMMON 492386107 19637 283155 X SOLE 283155 Liberty Media Holding Corp COMMON 53071M302 866 10339 X SOLE 10339 Leap Wireless International COMMON 521863308 13282 279920 X SOLE 279920 Cheniere Energy Inc COMMON 16411R208 4123 105729 X SOLE 105729 Loews Corp COMMON 540424108 19112 539123 X SOLE 539123 Altria Group Inc COMMON 02209S103 18686 254472 X SOLE 254472 Maverick Tube corp COMMON 577914104 20956 331627 X SOLE 331627 Inco Ltd COMMON 453258402 28017 425142 X SOLE 425142 NRG Energy COMMON 629377508 92 1902 X SOLE 1902 NTL Inc COMMON 62941W101 5783 232268 X SOLE 232268 Northwestern Corp COMMON 668074305 838 24401 X SOLE 24401 Panamsat Holding Corp COMMON 69831Y105 9505 380496 X SOLE 380496 Portland General Electric COMMON 736508847 62 2497 X SOLE 2497 Ram Energy Resources Inc COMMON 75130P109 1307 228465 X SOLE 228465 Resource America Inc COMMON 761195205 1828 95933 X SOLE 95933 Riviera Holdings Corp COMMON 769627100 1364 67526 X SOLE 67526 Aramark Corp COMMON 038521100 19183 579384 X SOLE 579384 RSA Security Inc COMMON 749719100 15298 564493 X SOLE 564493 Resource Capital Corp COMMON 76120W302 615 47815 X SOLE 47815 Resource Capital Corp COMMON 76120W302 1741 135307 X SOLE 135307 Sprint Nextel Corp COMMON 852061100 26806 1340975 X SOLE 1340975 Star Maritime Acquisition COMMON 85516E107 2540 250000 X SOLE 250000 Serologicals Corp COMMON 817523103 6361 202325 X SOLE 202325 Sovereign Bancorp Inc COMMON 845905108 308 15166 X SOLE 15166 Trizec Properties Inc COMMON 89687P107 16655 581537 X SOLE 581537 Time Warner Inc COMMON 887317105 6220 359535 X SOLE 359535 Ubiquitel inc COMMON 903474302 5731 554298 X SOLE 554298 Viacom Inc-Class B COMMON 92553P201 2640 73666 X SOLE 73666 Western Gas Resources Inc COMMON 958259103 31937 533623 X SOLE 533623 Ascend Acquisition Corp COMMON 04350H209 456 76056 X SOLE 76056 Grubb & Ellis Realty Advsrs COMMON 400096202 1282 200000 X SOLE 200000 General Finance Corp COMMON 369822200 1622 202946 X SOLE 202946 Global Logistics Acquisitn COMMON 379414204 3236 400000 X SOLE 400000 HD Partners Acquisition COMMON 40415K209 1366 173959 X SOLE 173959 Ford Motor Cap Trst II 6.5% PREFERRED 345395206 4300 154694 X SOLE 154694 Archer-Daniels-Midld Spt 40 OPTION 039483102 634 2816 X SOLE 2816 Apria Hlthcare Group Spt 20 OPTION 037933108 77 438 X SOLE 438 Apria Hlthcare Group Dec 20 OPTION 037933108 69 339 X SOLE 339 Altria Group July 70 Put OPTION 02209S103 144 2059 X SOLE 2059 Mittal Steel July 30 Put OPTION 60684P101 25 299 X SOLE 299 NYSE July 60 Put OPTION 62949W103 53 875 X SOLE 875 NYSE Aug 65 Puts OPTION 6294W103 302 889 X SOLE 889 Courtside Acquisition Wrnts WARRANT 22274N110 440 1000000 X SOLE 1000000 Ram Energy Resources Wrnts WARRANT 75130P117 513 315000 X SOLE 315000
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