-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AW99tWoCMYLTOWnMlMNEvq39fndSU/6VMMxc9A5Qwz3hvuzI1mLhDCpON1vuL77q TZMaCO3GlWW7CjGszg8rGQ== 0001007024-03-000004.txt : 20031027 0001007024-03-000004.hdr.sgml : 20031027 20031027165037 ACCESSION NUMBER: 0001007024-03-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031027 EFFECTIVENESS DATE: 20031027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 03958938 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 hab93003.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/03 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon/Alan B Slfifka Management Company LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 28-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Pasquarelli Title: Chief Financial Officer Phone: 212-303-9414 Signature, Place, and Date of Signing: James Pasquarelli New York, NY October 27, 2003 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 22 Form13F Information Table Value Total: $83,901 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Arch Wireless COMMON 039392709 988 87914 X SOLE 87914 Comdisco Hldg Co Inc COMMON 200334100 11852 141090 X SOLE 141090 Caremark RX Inc COMMON 141705103 32180 1423879 X SOLE 1423879 Conseco Com COMMON 208464883 700 38815 X SOLE 38815 Chateau Communities Inc. COMMON 161726104 14943 502130 X SOLE 502130 IGEN International COMMON 449536101 3535 61399 X SOLE 61399 McLeod USA COMMON 582266706 57 41339 X SOLE 41339 NTL Inc. COMMON 62940M104 2304 49803 X SOLE 49803 NTL INC WHEN ISSUED COMMON 62940M104 996 21535 X SOLE 21535 Owens Corning COMMON 69073F103 99 145066 X SOLE 145066 ROTECH MEDICAL CORP COMMON 778901108 67 38660 X SOLE 38660 Rayonier Inc COMMON 754907103 7436 183154 X SOLE 183154 USG Corp COMMON 903293405 1677 97298 X SOLE 97298 USG Corp COMMON 903293405 4875 282800 X SOLE 282800 Owens Corning preferred PREFERRED 690733209 46 16119 X SOLE 16119 Comcast Jan 30 OPTION 20030N101 249 1423 PUT SOLE 1423 Cox Communications Jan 30 OPTION 224044107 156 976 PUT SOLE 976 Cox Communications Jan 32.5 OPTION 224044107 91 349 PUT SOLE 349 IGEN Intl Dec 50 OPTION 449536101 1230 1430 CALL SOLE 1430 Igen Intl Dec 55 OPTION 449536101 264 659 CALL SOLE 659 USG Oct 12.5 OPTION 903293405 132 259 CALL SOLE 259 USG Oct 15 OPTION 903293405 24 88 CALL SOLE 88
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