-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1gNHh1HZHtm38H++mc9rS+RoQhlfAZSIhRSQIC7uzHjaMEXlf9eVPT8dopN4AVb SHEn3m/2Wob/3V5eLA6mTQ== 0001007024-03-000001.txt : 20030212 0001007024-03-000001.hdr.sgml : 20030212 20030211181034 ACCESSION NUMBER: 0001007024-03-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030212 EFFECTIVENESS DATE: 20030212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 03551160 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 ha123102.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/02 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon/Alan B. Slifka Management Company LLC Address: 477 Madison Avenue 8th Floor New York, NY 10022 13F File Number: 28-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Pasquarelli Title: Chief Financial Officer Phone: 212-303-9414 Signature, Place, and Date of Signing: James Pasquarelli New York, NY February 11, 2003 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 15 Form13F Information Table Value Total: $133,166 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abraxas Petroleum Corparation csus 003830106 0 515 X SOLE 515 McLeod USA csus 582266706 35 41339 X SOLE 41339 Comdisco Hldg Co Inc Common csus 200334100 9912 127075 X SOLE 127075 Dianon Systems Inc. csus 252826102 6806 142646 X SOLE 142646 Panamerican Beverages csus P74823108 3679 177039 X SOLE 177039 Ameripath Inc. csus 03071D109 3959 184159 X SOLE 184159 Dade Behring Common csus 23342J206 9248 592802 X SOLE 592802 Mariner Healthcare Inc. csus 56845X108 4370 693687 X SOLE 693687 Household International csus 441815107 24151 868440 X SOLE 868440 Pharmacia Corp csus 71713U102 69449 1661470 X SOLE 1661470 Halliburton Co. Jan 20 clus 406216101 25 713 CALL SOLE 713 Halliburton Co. Jan 22-1/2 clus 406216101 4 713 CALL SOLE 713 United Defense March 22-1/2 clus 91018B104 190 928 CALL SOLE 928 Kmart Jan 5 Put ptus 482584109 1117 2428 PUT SOLE 2428 McLeod Warrants wtus 582266110 221 631600 X SOLE 631600
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