-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LmSCgQ4hbsKstAKy2pq/ZFp6MbW4Vl+wg2ZFOSMDQsr0EYHg5qVsNsUxgTWaOAK3 FePv+WROvqrr4VCdcUV4Hw== 0001007024-02-000022.txt : 20021017 0001007024-02-000022.hdr.sgml : 20021017 20021016190825 ACCESSION NUMBER: 0001007024-02-000022 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20021017 EFFECTIVENESS DATE: 20021017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 02790914 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 hab1201.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/01 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon/Alan B. Slifka Management Company Address: 477 Madison Avenu 8th Floor New York, NY 10022 13F File Number: 28-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Pasquarelli Title: Chief Financial Officer Phone: 212-303-9414 Signature, Place, and Date of Signing: James Pasquarelli New York, NY October 16, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 21 Form13F Information Table Value Total: $161,136 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abraxas Petroleum Corp COMMON 003830106 1312 993985 SOLE 993985 AT&T Corp COMMON 001957109 9436 520200 SOLE 520200 Aviron COMMON 053762100 31134 626063 SOLE 626063 Bard CR Inc COMMON 067383109 36270 562326 SOLE 562326 Cor Therapeutics COMMON 217753102 3933 164358 SOLE 164358 Covad COMMON 222814204 54 19052 SOLE 19052 Edison International COMMON 281020107 8911 590100 SOLE 590100 Hot Jobs.com COMMON 441474103 14254 1371893 SOLE 1371893 Pacific Gas&Electric COMMON 69331C108 5343 277699 SOLE 277699 Storage USA Inc COMMON 861907103 6731 159877 SOLE 159877 Willamette Industries COMMON 969133107 40782 782458 SOLE 782458 Worldport Comm Restricted COMMON 98155j105 92 224162 SOLE 224162 Mcleod Usa Preferred Stock PREFERRED 582266201 69 3118 SOLE 3118 Cooper Industries Apr 35 OPTION 216669101 138 261 PUT SOLE 261 Kmart March 5 OPTION 482584109 67 956 PUT SOLE 956 Kmart March 7.5 OPTION 482584109 1403 5293 PUT SOLE 5293 Lincare Holdings May 27.5 OPTION 532791100 110 394 PUT SOLE 394 Lincare Holdings May 30 OPTION 532791100 41 97 PUT SOLE 97 Willamette Industries Jan 40 OPTION 969133107 62 3121 PUT SOLE 3121 Willamette Industries Jan 45 OPTION 969133107 104 1040 PUT SOLE 1040 Willamette Industries Jan 50 OPTION 969133107 890 2282 CALL SOLE 2282
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