-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SllLM7J5awrd1E4g9g3eOonKScys8OEpaM1o4h1mbl351t2JJ2paUVVKbNF+fqpl NDhHjpPadA9T4q5juBiIVQ== 0001007024-02-000021.txt : 20021011 0001007024-02-000021.hdr.sgml : 20021011 20021010212527 ACCESSION NUMBER: 0001007024-02-000021 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20021011 EFFECTIVENESS DATE: 20021011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 02786891 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 hab93001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/01 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon/Alan B. Slifka Management Company Address: 477 Madison Avenu 8th Floor New York, NY 10022 13F File Number: 28-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Pasquarelli Title: Chief Financial Officer Phone: 212-303-9414 Signature, Place, and Date of Signing: James Pasquarelli New York, NY October 10, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 23 Form13F Information Table Value Total: $396,655 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abraxas Petroleum Corparation COMMON 003830106 1918 993985 SOLE 993985 Audio Visual Services COMMON 050727106 35 316451 SOLE 316451 Bard CR Inc COMMON 067383109 6917 134553 SOLE 134553 Cooper Industries COMMON 216669101 42566 1026433 SOLE 1026433 Comdisco Inc COMMON 200336135 0 100 SOLE 100 Duramed COMMON 266354109 1459 72101 SOLE 72101 Gpu Incorporated COMMON 36225x100 63390 1570616 SOLE 1570616 Homestake Mining COMMON 437614100 12965 1394096 SOLE 1394096 Ibp Inc. COMMON 449223106 7088 299717 SOLE 299717 Louis Dreyfus Natural Gas COMMON 546011107 2333 59976 SOLE 59976 Mitchell Energy COMMON 606592202 5049 100734 SOLE 100734 Ralston Purina COMMON 751277302 110693 3374795 SOLE 3374795 Sensormatic Electronics COMMON 817265101 22396 949785 SOLE 949785 Texaco Inc. COMMON 881694103 82857 1274716 SOLE 1274716 Ultramar Diamond Shamrock COMMON 904000106 10101 210696 SOLE 210696 Willamette Industries COMMON 969133107 23657 525820 SOLE 525820 Worldport Comm Restricted COMMON 98155j105 117 265677 SOLE 265677 Cooper Industries Nov 40 OPTION 216669101 297 781 PUT SOLE 781 Heller Financial Oct 45 OPTION 423328103 1 1 CALL SOLE 1 Newport News Ship Bldg Oct 65 OPTION 652228107 1840 4719 CALL SOLE 4719 Newport News Ship Bldg Nov 65 OPTION 652228107 881 1958 CALL SOLE 1958 Newport News Ship Bldg Nov 70 OPTION 652228107 78 622 CALL SOLE 622 Tyson Foods Inc. Oct 12.50 OPTION 902494103 17 3494 CALL SOLE 3494
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