-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Srd4iyed99WUMxJpNEYS4nLCK1kOUGJkEu8gwfGfDSUwMwgxX6X8OYJze7SxY4Zr +IdpbnW+5mBI06tz9lEhOQ== 0001007024-02-000020.txt : 20021011 0001007024-02-000020.hdr.sgml : 20021011 20021010212005 ACCESSION NUMBER: 0001007024-02-000020 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20021011 EFFECTIVENESS DATE: 20021011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 02786889 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 hab63001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/01 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon/Alan B. Slifka Management Company Address: 477 Madison Avenu 8th Floor New York, NY 10022 13F File Number: 28-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Pasquarelli Title: Chief Financial Officer Phone: 212-303-9414 Signature, Place, and Date of Signing: James Pasquarelli New York, NY October 10, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 20 Form13F Information Table Value Total: $458,561 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abraxas Petroleum Corparation COMMON 003830106 3141 993985 SOLE 993985 American General Corp COMMON 026351106 88371 1902498 SOLE 1902498 Audio Visual Services COMMON 050727106 206 316451 SOLE 316451 Harcourt General Inc. COMMON 41163G101 36585 628709 SOLE 628709 Homestake Mining COMMON 437614100 11080 1399006 SOLE 1399006 HS Resources COMMON 404297103 24475 377708 SOLE 377708 Houghton Mifflin co COMMON 441560109 19667 328160 SOLE 328160 Ibp Inc. COMMON 449223106 8963 354980 SOLE 354980 Intermedia Communication COMMON 458801107 3451 231594 SOLE 231594 Johnson & Johnson Com COMMON 478160104 18 355 SOLE 355 Nova Corp COMMON 669784100 7219 229526 SOLE 229526 Ralston Purina COMMON 751277302 9119 303766 SOLE 303766 Tosco Petroleum Corporation COMMON 891490302 52568 1193374 SOLE 1193374 Texaco Inc. COMMON 881694103 122490 1837532 SOLE 1837532 Ultramar Diamond Shamrock COMMON 904000106 52993 1121541 SOLE 1121541 Willamette Industries COMMON 969133107 15057 304175 SOLE 304175 Worldport Comm Restricted COMMON 98155j105 433 265677 SOLE 265677 Newport News Ship Bldg Aug 60 OPTION 652228107 1253 3481 CALL SOLE 3481 Ralston Purina Dec 30 OPTION 751277302 338 1502 CALL SOLE 1502 Tosco Petroleum Corp July 40 OPTION 891490302 1134 2637 CALL SOLE 2637
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