-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VTHtCHaWOEfE02qQ55BNh4ZMufDKTJC/K5RYF8TjOch2zzUaa7XmiHglrFmPY8oj UmQlfSqDGHpNHe1qEY1UWw== 0001007024-02-000019.txt : 20021011 0001007024-02-000019.hdr.sgml : 20021011 20021010211451 ACCESSION NUMBER: 0001007024-02-000019 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010331 FILED AS OF DATE: 20021011 EFFECTIVENESS DATE: 20021011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HALCYON SLIFKA ALAN B MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001007024 IRS NUMBER: 133093794 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06072 FILM NUMBER: 02786883 BUSINESS ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123039400 MAIL ADDRESS: STREET 1: 477 MADISON AVE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR/A 1 hab33101.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/01 Check here if Amendment [ X]; Amendment Number: 1 This Amendment (Check only one.): [ X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Halcyon/Alan B. Slifka Management Company Address: 477 Madison Avenu 8th Floor New York, NY 10022 13F File Number: 28-06072 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Pasquarelli Title: Chief Financial Officer Phone: 212-303-9414 Signature, Place, and Date of Signing: James Pasquarelli New York, NY October 10, 2002 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 27 Form13F Information Table Value Total: $534,938 thousands List of Other Included Managers: List of Other Managers Reporting for this Manager: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abraxas Pete Corp COMMON 3830106 3787 742641 SOLE 742641 Audio Visual SVCS COMMON 050727106 184 316451 SOLE 316451 Alza Corp COMMON 022615108 10971 270900 SOLE 270900 Barrett Res. Corp. COMMON 068480201 18323 305125 SOLE 305125 CIT GROUP COMMON 125577106 24573 850868 SOLE 850868 DeBeers Cons. Mines Ltd. COMMON 240253302 331 8614 SOLE 8614 Deutsch Telekom ADR COMMON 251566105 649 27968 SOLE 27968 Deutsch Telekom ADR COMMON 251566105 16301 702916 SOLE 702916 Efficient Networks COMMON 282056100 37524 1596747 SOLE 1596747 Harcourt Gen. Inc. COMMON 41163G101 36862 662155 SOLE 662155 Honeywell Int'l Inc COMMON 438516106 90135 2209186 SOLE 2209186 Intermedia Communication COMMON 458801107 6724 387005 SOLE 387005 Litton Industries COMMON 538021106 64513 803098 SOLE 803098 MCN Energy Group COMMON 552675J10 13330 516674 SOLE 516674 Sodexho Marriott SVCS Inc. COMMON 833793102 24006 826355 SOLE 826355 Shire Pharma Grp. COMMON 82481r106 6999 159983 SOLE 159983 Silicon Vally Group Inc. COMMON 827066101 14988 545022 SOLE 545022 Tosco Corp COMMON 891490302 15735 367984 SOLE 367984 Tyson Foods Inc. COMMON 902494103 3644 270502 SOLE 270502 Texaco Inc. COMMON 881694103 36011 542337 SOLE 542337 Voicestream Wireless COMMON 928615103 103805 1123737 SOLE 1123737 Worldport Comm Restricted COMMON 98155j105 432 265677 SOLE 265677 Abraxas Contingent Rights RIGHTS 003831112 797 3189579 SOLE 3189579 Deutsch Telekom July 30 OPTIONS 251566105 316 3326 CALL SOLE 3326 Deutsch Telekom July 45 OPTIONS 251556105 636 280 PUT SOLE 280 Litton Industries June 75 OPTIONS 538021106 2070 3981 CALL SOLE 3981 Tosco Petroleum July 40 OPTIONS 891490302 1292 2637 CALL SOLE 2637
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