-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HfMRz8YzT307jH7rIz/ptIHtEPTejXLzcl8j3aZLstR9plSrNIOCL5U/0bJUArNJ HQyl3Cj+EHlOWCBzP9zomw== 0000950130-02-000248.txt : 20020413 0000950130-02-000248.hdr.sgml : 20020413 ACCESSION NUMBER: 0000950130-02-000248 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020116 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUMP ATLANTIC CITY ASSOCIATES CENTRAL INDEX KEY: 0000897729 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 223213714 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-00643 FILM NUMBER: 2511232 BUSINESS ADDRESS: STREET 1: 2500 BOARDWAY CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 BUSINESS PHONE: 6094416060 MAIL ADDRESS: STREET 1: 2500 BOARDWAY CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 FORMER COMPANY: FORMER CONFORMED NAME: TRUMP PLAZA HOLDING ASSOCIATES DATE OF NAME CHANGE: 19930223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUMP ATLANTIC CITY FUNDING II INC CENTRAL INDEX KEY: 0001052517 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 223550202 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-43979-03 FILM NUMBER: 2511230 BUSINESS ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 BUSINESS PHONE: 6094416060 MAIL ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLATNIC CITY STATE: NJ ZIP: 08401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUMP ATLANTIC CITY FUNDING INC CENTRAL INDEX KEY: 0001006918 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 223418939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-00643-02 FILM NUMBER: 2511231 BUSINESS ADDRESS: STREET 1: MISSISSIPPI AVE & THE BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 BUSINESS PHONE: 6094416060 MAIL ADDRESS: STREET 1: MISSISSIPPI AVE & THE BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 FORMER COMPANY: FORMER CONFORMED NAME: THCR ATLANTIC CITY FUNDING INC DATE OF NAME CHANGE: 19960131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRUMP ATLANTIC CITY FUNDING III INC CENTRAL INDEX KEY: 0001052519 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 223550203 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-43975-03 FILM NUMBER: 2511233 BUSINESS ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLANTIC CITY STATE: NJ ZIP: 08401 BUSINESS PHONE: 6094416060 MAIL ADDRESS: STREET 1: 2500 BOARDWALK CITY: ATLATNIC CITY STATE: NJ ZIP: 08401 8-K 1 d8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 _______________ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 16, 2002 ---------------- TRUMP ATLANTIC CITY ASSOCIATES ------------------------------ (Exact Name of Registrant as Specified in Charter) New Jersey 333-00643 22-3213714 ---------- --------- ---------- (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation) Identification Number) Huron Ave. & Brigantine Blvd. Atlantic City, New Jersey 08401 - ----------------------------- ----- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (609) 441-8406 -------------- TRUMP ATLANTIC CITY FUNDING, INC. --------------------------------- (Exact Name of Registrant as Specified in Charter) Delaware 333-00643-02 22-3418939 -------- ------------ ---------- (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation) Identification Number) Huron Ave. & Brigantine Blvd. Atlantic City, New Jersey 08401 - ----------------------------- ----- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (609) 441-8406 -------------- TRUMP ATLANTIC CITY FUNDING II, INC. ------------------------------------ (Exact Name of Registrant as Specified in Charter) Delaware 333-43979-03 22-3550202 -------- ------------ ---------- (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation) Identification Number) Huron Ave. & Brigantine Blvd. Atlantic City, New Jersey 08401 - ----------------------------- ----- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (609) 441-8406 -------------- TRUMP ATLANTIC CITY FUNDING III, INC. ------------------------------------- (Exact Name of Registrant as Specified in Charter) Delaware 333-43975-03 22-3550203 -------- ------------ ---------- (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation) Identification Number) Huron Ave. & Brigantine Blvd. Atlantic City, New Jersey 08401 - ----------------------------- ----- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (609) 441-8406 -------------- Item 5. Other Events. Filed as an exhibit hereto is a News Release, dated January 16, 2002, filed by Trump Hotels & Casino Resorts, Inc. Item 7. Financial Statements and Exhibits. (c) Exhibits: Exhibit No. Description ----------- ----------- 99.1 News Release of Trump Hotels & Casino Resorts, Inc., dated January 16, 2002. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TRUMP ATLANTIC CITY ASSOCIATES By: Trump Atlantic City Holding, Inc., It's Managing General Partner Date: January 16, 2002 By: /s/ JOHN P. BURKE ------------------------------------- Name: John P. Burke Title: Vice President and Treasurer TRUMP ATLANTIC CITY FUNDING, INC. Date: January 16, 2002 By: /s/ JOHN P. BURKE ------------------------------------ Name: John P. Burke Title: Treasurer TRUMP ATLANTIC CITY FUNDING II, INC. Date: January 16, 2002 By: /s/ JOHN P. BURKE ------------------------------------ Name: John P. Burke Title: Treasurer TRUMP ATLANTIC CITY FUNDING III, INC. Date: January 16, 2002 By: /s/ JOHN P. BURKE ------------------------------------ Name: John P. Burke Title: Treasurer EXHIBIT INDEX Exhibit No. Description Page No. - ----------- ----------- -------- 99.1 News Release of Trump Hotels & Casino Resorts, Inc., dated January 16, 2002 EX-99.1 3 dex991.txt NEWS RELEASE OF THCR DATED JANUARY 16, 2002 Exhibit 99.1 ------------ FOR IMMEDIATE RELEASE Contact: Jay Goldberg, Esq. (212) 983-6000 Norma I. Foerderer The Trump Organization (212) 832-2000 TRUMP HOTELS & CASINO RESORTS, INC. AND THE SECURITIES AND ---------------------------------------------------------- EXCHANGE COMMISSION RESOLVE THREE-YEAR DISPUTE ---------------------------------------------- The Securities and Exchange Commission ("SEC") and Trump Hotels & Casino Resorts, Inc. ("THCR") today agreed to settle a dispute going back to 1999, when the then Chief Executive Officer, who is no longer with the Company, issued a press release which failed to "break out" operating income to include a one time non-recurring item. Though promptly corrected, the Company agreed to the administrative penalty of a cease and desist order for the questioned 1999 one-time event. No monetary penalty was imposed on the Company. Furthermore, procedures in place since 1999 insure that such an action by an officer of the Company cannot take place in the future. The Company neither admitted nor denied the allegations, but chose instead to end the three-year-old dispute by way of this settlement. The Chairman of the Board and now President of THCR, Donald J. Trump, had no knowledge and there was no finding that he knew of the Company's action taken in 1999 which resulted in the Order issued by the Commission. In the last quarter of 1999, the then Chief Executive Officer of THCR, whose contract was not renewed at the end of June 2000, issued a press release which failed to disclose that operating income for the quarter included a one-time non-recurring gain which had resulted from the termination of a leasehold interest of a tenant of THCR. While the Commission noted that competitors of THCR use the same format for reporting earnings, which also do not break out revenue items, the Commission nonetheless determined that the Release in question was misleading in omitting the one time nature of the gain. The Commission, in determining to accept the Offer to consent to this administrative remedy, considered remedial acts promptly undertaken by THCR, and the limited duration of the violations. "I have great respect for the Commission and its Chairman, Harvey Pitt," stated Mr. Trump. "I am very happy that this all worked out." ##### -----END PRIVACY-ENHANCED MESSAGE-----