0001006837-18-000150.txt : 20181123 0001006837-18-000150.hdr.sgml : 20181123 20181123155339 ACCESSION NUMBER: 0001006837-18-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181108 FILED AS OF DATE: 20181123 DATE AS OF CHANGE: 20181123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARR WAYNE JR CENTRAL INDEX KEY: 0001270217 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 181199657 MAIL ADDRESS: STREET 1: ANACOMP INC STREET 2: 15378 AVENUE OF SCIENCE CITY: SAN DIEGO STATE: CA ZIP: 92128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HC2 HOLDINGS, INC. CENTRAL INDEX KEY: 0001006837 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 541708481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-235-2690 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HC2 Holdings, Inc. DATE OF NAME CHANGE: 20140415 FORMER COMPANY: FORMER CONFORMED NAME: PTGi HOLDING, INC. DATE OF NAME CHANGE: 20131108 FORMER COMPANY: FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960814 4 1 wf-form4_154300640237396.xml FORM 4 X0306 4 2018-11-08 0 0001006837 HC2 HOLDINGS, INC. HCHC 0001270217 BARR WAYNE JR C/O HC2 HOLDINGS, INC. 450 PARK AVENUE, 30TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2018-11-08 4 L 0 400 5.22 A 56580 D Common Stock 2018-11-09 4 L 0 400 4.95 A 56980 D Common Stock 2018-11-14 4 L 0 200 3.4923 A 57180 D Common Stock 2018-11-21 4 P 0 1000 3.05 A 58180 D Common Stock 200000 I CCUR Holdings, Inc. 7.5% Conv Senior Note due 2022 (conv into common stock) 4.38 2018-11-20 4 P 0 2500000 A Common Stock 570776.0 570776 I CCUR Holdings, Inc. Held by CCUR Holdings, Inc. ("CCUR"), of which the Reporting Person is Chairman, President and CEO. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any securities covered by this filing. On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof. /s/ Wayne Barr, Jr. 2018-11-23 EX-24 2 barrpoa030818.htm BARR POA NOV 2018
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS

      Know all by these presents, that the undersigned hereby makes, constitutes and appoints
Michael J. Sena, Joseph A. Ferraro and Jeanne E. Rouleau, or any one of them signing singly,
the undersigned's true and lawful attorney-in-fact, with full power and authority to:
      (1)    prepare, execute in the undersigned?s name and on the undersigned?s behalf, and
submit to the U.S. Securities and Exchange Commission (?SEC?) a Form ID, including
amendments thereto, and any other documents necessary or appropriate to obtain codes and
passwords enabling the undersigned to make electronic filings with the SEC of reports required
by Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations thereunder
as amended from time to time (the ?Exchange Act?);
      (2)    prepare, execute, deliver and file for and on behalf of the undersigned, in the
undersigned's capacity as an officer and/or director of HC2 Holdings, Inc. (the ?Company?),
Forms 3, 4, and 5 in accordance with Section 16(a) of the Exchange Act;
      (3)    do and perform any and all acts for and on behalf of the undersigned which may
be necessary or desirable to complete and execute any such Form 3, 4, or 5, including any
electronic filing thereof, complete and execute any amendment or amendments thereto, and
timely file such form with the United States Securities and Exchange Commission and any stock
exchange or similar authority;
      (4)    seek or obtain, as the undersigned's representative and on the undersigned's
behalf, information on transactions in the Company's securities from any third party, including
brokers, employee benefit plan administrators and trustees, and the undersigned hereby
authorizes any such person to release any such information to the undersigned and approves and
ratifies any such release of information; and
      (5)    take any other action of any type whatsoever in connection with the foregoing
which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or
legally required by, the undersigned, it being understood that the documents executed by such
attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such
form and shall contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
      The undersigned hereby grants to each such attorney-in-fact full power and authority to
do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done
in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes
as the undersigned might or could do if personally present, with full power of substitution or
revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-
fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of
attorney and the rights and powers herein granted.
      The undersigned acknowledges that the responsibility to file the Forms 3, 4 and 5 are the
responsibility of the undersigned, and the foregoing attorneys-in-fact, in serving in such capacity
at the request of the undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.  The undersigned
further acknowledges and agrees that the attorneys-in-fact and the Company are relying on
written and oral information provided by the undersigned to complete such forms and the
undersigned is responsible for reviewing the completed forms prior to their filing.  The
attorneys-in-fact and the Company are not responsible for any errors or omissions in such
filings.  The attorneys-in-fact and the Company are not responsible for determining whether or
not the transactions reported could be matched with any other transactions for the purpose of
determining liability for short-swing profits under Section 16(b).
      This Power of Attorney shall remain in full force and effect until the undersigned is no
longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier revoked by the undersigned in a
signed writing delivered to the foregoing attorneys-in-fact.
      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 8th day of March, 2018.

Signature:  /s/ Wayne Barr
Print Name:  Wayne Barr

STATE OF NEW YORK    )
COUNTY OF NEW YORK    )

      SWORN TO AND SUBSCRIBED BEFORE ME this 8th day of March, 2018, by Wayne
Barr, personally known to me or proved to me on the basis of satisfactory evidence to be the
individual whose name is subscribed to the within instrument.


/s/ Robyn Schneider______________________
Notary Public ? State of New York
NO. 01SC6331284
Qualified in Nassau County
My Commission Expires Oct. 5, 2019