X0306
4
2018-09-11
0
0001006837
HC2 HOLDINGS, INC.
HCHC
0001233569
FALCONE PHILIP
C/O HC2 HOLDINGS, INC.
450 PARK AVENUE, 30TH FLOOR
NEW YORK
NY
10022
1
1
1
0
CEO, Chairman and President
Common Stock
2018-07-20
5
G
0
E
50000
0
D
2144773
D
Common Stock
2018-09-05
5
G
0
E
25000
0
D
2119773
D
Common Stock
2018-09-11
4
M
0
150000
4.05
A
2269773
D
Common Stock
2018-09-11
4
M
0
21795
4.02
A
2291568
D
Common Stock
2018-09-11
4
F
0
136293
6.08
D
2155275
D
Common Stock
540000
I
Global Opportunities Breakaway MM LLC
Stock option (Right To Buy)
4.05
2018-09-11
4
M
0
150000
0
D
2024-10-28
Common Stock
150000.0
84608
D
Stock option (Right To Buy)
4.02
2018-09-11
4
M
0
21795
0
D
2024-10-28
Common Stock
21795.0
28452
D
Shares net settled by Issuer to satisfy the exercise price of options and taxes payable in connection with the exercise of previously awarded options.
The Option vested and became exercisable in three equal annual installments beginning on October 28, 2014.
The Expiration Date of this Option is being amended on this Form 4 to correct an error in the Original Form 4 filed on October 30, 2014.
/s/ Joseph A. Ferraro, Attorney-in-Fact
2018-09-13