0001006837-18-000085.txt : 20180615 0001006837-18-000085.hdr.sgml : 20180615 20180615084338 ACCESSION NUMBER: 0001006837-18-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180613 FILED AS OF DATE: 20180615 DATE AS OF CHANGE: 20180615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferraro Joseph Anthony CENTRAL INDEX KEY: 0001717154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 18900986 MAIL ADDRESS: STREET 1: 56 EMILY ROAD CITY: FAR HILLS STATE: FL ZIP: 07931 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HC2 HOLDINGS, INC. CENTRAL INDEX KEY: 0001006837 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 541708481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-235-2690 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HC2 Holdings, Inc. DATE OF NAME CHANGE: 20140415 FORMER COMPANY: FORMER CONFORMED NAME: PTGi HOLDING, INC. DATE OF NAME CHANGE: 20131108 FORMER COMPANY: FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960814 4 1 wf-form4_152906660235735.xml FORM 4 X0306 4 2018-06-13 0 0001006837 HC2 HOLDINGS, INC. HCHC 0001717154 Ferraro Joseph Anthony 450 PARK AVENUE 30TH FLOOR NEW YORK NY 10022 0 1 0 0 Chief Legal Officer & Corp Sec Common Stock 2018-06-13 4 A 0 73395 0 A 172799 D The restricted stock units reported will vest as follows: 48,930 of the RSUs will vest on March 15, 2019 and 24,465 of the RSUs will vest on March 16, 2020 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 Holdings, Inc. on each such Vesting Date. /s/ Joseph A. Ferraro 2018-06-14