0001006837-18-000082.txt : 20180615 0001006837-18-000082.hdr.sgml : 20180615 20180615084226 ACCESSION NUMBER: 0001006837-18-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180613 FILED AS OF DATE: 20180615 DATE AS OF CHANGE: 20180615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sena Michael J. CENTRAL INDEX KEY: 0001562966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 18900976 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HC2 HOLDINGS, INC. CENTRAL INDEX KEY: 0001006837 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 541708481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-235-2690 MAIL ADDRESS: STREET 1: 450 PARK AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HC2 Holdings, Inc. DATE OF NAME CHANGE: 20140415 FORMER COMPANY: FORMER CONFORMED NAME: PTGi HOLDING, INC. DATE OF NAME CHANGE: 20131108 FORMER COMPANY: FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960814 4 1 wf-form4_152906652616103.xml FORM 4 X0306 4 2018-06-13 0 0001006837 HC2 HOLDINGS, INC. HCHC 0001562966 Sena Michael J. C/O HC2 HOLDINGS, INC. 450 PARK AVENUE, 30TH FLOOR NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Common Stock 2018-06-13 4 A 0 189142 0 A 403767 D Stock option (Right To Buy) 5.45 2018-06-13 4 A 0 70880 0 A 2028-03-16 Common Stock 70880.0 70880 D The restricted stock units reported will vest as follows: 93,578 of the RSUs will vest on March 15, 2019; 47,782 of the RSUs will vest on March 16, 2020; and 47,782 of the RSUs will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 Holdings, Inc. ("HC2") on each such Vesting Date. The stock options reported will vest as follows: 35,068 option shares will vest on March 15, 2019; 17,906 option shares will vest on March 16, 2020; and 17,906 option shares will vest on March 16, 2021 (each such date, a "Vesting Date"), provided reporting person continues as an officer of HC2 on each such Vesting Date. /s/ Michael J. Sena 2018-06-14