0000904454-14-000496.txt : 20140624 0000904454-14-000496.hdr.sgml : 20140624 20140609172020 ACCESSION NUMBER: 0000904454-14-000496 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140529 FILED AS OF DATE: 20140609 DATE AS OF CHANGE: 20140609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HC2 Holdings, Inc. CENTRAL INDEX KEY: 0001006837 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 541708481 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 460 HERNDON PARKWAY STREET 2: SUITE 150 CITY: HERNDON STATE: VA ZIP: 20170 BUSINESS PHONE: 703-456-4100 MAIL ADDRESS: STREET 1: 460 HERNDON PARKWAY STREET 2: SUITE 150 CITY: HERNDON STATE: VA ZIP: 20170 FORMER COMPANY: FORMER CONFORMED NAME: PTGi HOLDING, INC. DATE OF NAME CHANGE: 20131108 FORMER COMPANY: FORMER CONFORMED NAME: PRIMUS TELECOMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 19960814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Capital Markets L.L.C. CENTRAL INDEX KEY: 0001564222 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 14899946 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-588-6700 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benefit Street Partners LLC CENTRAL INDEX KEY: 0001543160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 14899947 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gahan Thomas CENTRAL INDEX KEY: 0001610124 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 14899948 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CREAMER GLENN M CENTRAL INDEX KEY: 0001084355 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 14899949 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SALEM PAUL J CENTRAL INDEX KEY: 0001084356 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 14899950 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON JONATHAN M CENTRAL INDEX KEY: 0001035233 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35210 FILM NUMBER: 14899951 MAIL ADDRESS: STREET 1: C/O WESTERN WIRELESS CORP STREET 2: 3650 131ST AVE SE #400 CITY: BELLEVUE STATE: WA ZIP: 98006 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2014-05-29 0 0001006837 HC2 Holdings, Inc. HCHC 0001543160 Benefit Street Partners LLC 9 WEST 57TH STREET SUITE 4700 NEW YORK NY 10019 0 0 1 0 0001564222 Providence Equity Capital Markets L.L.C. 9 WEST 57TH STREET SUITE 4700 NW YORK NY 10019 0 0 1 0 0001035233 NELSON JONATHAN M 50 KENNEDY PLAZA 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001084356 SALEM PAUL J 50 KENNEDY PLAZA 18TH FLOOR RHODE ISLAND RI 02903 0 0 1 0 0001084355 CREAMER GLENN M 50 KENNEDY PLAZA 18TH FLOOR RHODE ISLAND RI 02903 0 0 1 0 0001610124 Gahan Thomas 9 WEST 57TH STREET SUITE 4700 NEW YORK NY 10019 0 0 1 0 Common Stock 336690 I By Providence Debt Fund III L.P. Common Stock 179310 I By Providence Debt Fund III Master (Non-US) L.P. Common Stock 176250 I By PECM Strategic Funding L.P. Common Stock 57750 I By Benefit Street Partners SMA LM L.P. Series A Convertible Participating Preferred Stock Common Stock 1320353 I By Providence Debt Fund III L.P. Series A Convertible Participating Preferred Stock Common Stock 703176 I By Providence Debt Fund III Master (Non-US) L.P. Series A Convertible Participating Preferred Stock Common Stock 691176 I By PECM Strategic Funding L.P. Series A Convertible Participating Preferred Stock Common Stock 226471 I By Benefit Street Partners SMA LM L.P. The shares are held by Providence Debt Fund III L.P., Providence Debt Fund III Master (Non-US) L.P., PECM Strategic Funding L.P. and Benefit Street Partners SMA LM L.P. (collectively, the "Providence Funds"). Benefit Street Partners L.L.C. ("BSP") is the investment manager of each of Providence Debt Fund III L.P., Providence Debt Fund III Master (Non-US) L.P. and Benefit Street Partners SMA LM L.P. Providence Equity Capital Markets L.L.C. ("PECM") is the investment manager of PECM Strategic Funding L.P. Messrs. Creamer, Gahan, Nelson and Salem collectively control each of BSP and PECM through their indirect ownership of membership interests of BSP and PECM (continued in footnote 2). (continued from footnote 1) As a result, each of Messrs. Creamer, Gahan, Nelson and Salem and BSP may be deemed to share beneficial ownership of the shares held by each of Providence Debt Fund III L.P., Providence Debt Fund III Master (Non-US) L.P. and Benefit Street Partners SMA LM L.P., and each of Messrs. Creamer, Gahan, Nelson and Salem and PECM may be deemed to share beneficial ownership of of the shares held by the Providence Funds, except to the extent of its or his pecuniary interest therein. Represents shares of Series A Convertible Participating Preferred Stock (the "Preferred Stock") at the current conversion rate of approximately 235.294. Providence Debt Fund III L.P. holds 5,611.5 shares of Preferred Stock, Providence Debt Fund III Master (Non-US) L.P. holds 2,988.5 shares of Preferred Stock, PECM Strategic Funding L.P. holds 2,937.5 shares of Preferred Stock and Benefit Street Partners SMA LM L.P. holds 962.5 shares of Preferred Stock. The Preferred Stock is convertible at the option of the holder of the security and will be convertible at the option of the Company, beginning on the third anniversary of the date of issuance, in each case at the then applicable conversion rate. /s/ Brian R. Martoken, Authorized Signatory Benefit Street Partners L.L.C. 2014-06-09 /s/ Brian R. Martoken, Authorized Signatory Providence Equity Capital Markets L.L.C. 2014-06-09 /s/ Jonathan M. Nelson, Authorized Signatory Jonathan M. Nelson 2014-06-09 /s/ Paul J. Salem, Authorized Signatory Paul J. Salem 2014-06-09 /s/ Glenn M. Creamer, Authorized Signatory Glenn M. Creamer 2014-06-09 /s/ Thomas J. Gahan, Authorized Signatory Thomas J. Gahan 2014-06-09