N-PX 1 v231274_npx.txt FORM N-PX Form N-PX Annual Report of Proxy Voting Record of Registered Management Investment Company Investment Company Act file number: 811-07589 (Exact name of registrant as specified in charter) The Hartford Mutual Funds, Inc. (Address of principal executive offices) 200 Hopmeadow Street Simsbury, CT 06089 (Name and address of agent for service) Edward P. Macdonald, Esquire Life Law Unit The Hartford Financial Services Group, Inc. 200 Hopmeadow Street Simsbury, CT 06089 Registrant 's telephone number, including area code: (860) 843-9934 Date of Fiscal year-end: October 31, 2010 Date of reporting period: 07/01/2010 - 06/30/2011 Item 1. Proxy Voting Record The Hartford Advisers Fund Investment Company Report 07/01/10 - 06/30/11 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Mgmt For For For Authority to Set Fees 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 10 Authorization to Hold the 2012 Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Evan Greenberg Mgmt For For For 2 Elect Leo Mullin Mgmt For For For 3 Elect Olivier Steimer Mgmt For For For 4 Elect Michael Connors Mgmt For For For 5 Elect Eugene B. Shanks, Jr. Mgmt For For For 6 Elect John Krol Mgmt For For For 7 Approval of Annual Report Mgmt For For For 8 Approval of Statutory Financial Mgmt For For For Statements 9 Approval of Consolidated Financial Mgmt For For For Statements 10 Allocation of Disposable Profits Mgmt For For For 11 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For For 12 Appointment of Auditor (Zurich) Mgmt For For For 13 Appointment of Auditor (US) Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For (Zurich) 15 APPROVAL OF DIVIDENDS FROM LEGAL Mgmt For For For RESERVES 16 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation
Ageas NV Ticker Security ID: Meeting Date Meeting Status AGB CINS B0148L104 04/28/2011 Voted Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Elect Ronny Bruckner Mgmt N/A For N/A 10 Elect Frank Arts Mgmt For For For 11 Elect Shaoliang Jin Mgmt For Against Against 12 Elect Roel Nieuwdorp Mgmt For For For 13 Elect Jozef De Mey Mgmt For For For 14 Elect Guy de Selliers Mgmt For For For 15 Elect Lionel Perl Mgmt For For For 16 Elect Jan Zegering Hadders Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Increase in Authorized Capital Mgmt For For For 19 Authority to Issue Shares Mgmt For For For 20 Disapplication of Preemptive Rights Mgmt For For For 21 Amendment Regarding Board Committees Mgmt For For For 22 Amendments to Articles Mgmt For For For 23 Amend Article 19 Mgmt For For For 24 Amend Article 20 Mgmt For For For 25 Amend Article 21 Mgmt For For For 26 Amendment Regarding Dividend Mgmt For For For Announcements 27 Amendment Regarding Quorum Mgmt For For For Requirement 28 Authority to Amend Articles Mgmt For For For
Ageas SA/NV Ticker Security ID: Meeting Date Meeting Status AGS CINS B0148L104 04/27/2011 Voted Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appropriation of Results for Fiscal Mgmt For For For Year 2009 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Ratification of Auditor's Acts Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Remuneration Policy Mgmt For For For 10 Elect Ronny Bruckner Mgmt N/A For N/A 11 Elect Frank Arts Mgmt For For For 12 Elect Shaoliang Jin Mgmt For Against Against 13 Elect Roel Nieuwdorp Mgmt For For For 14 Elect Jozef De Mey Mgmt For For For 15 Elect Guy de Selliers Mgmt For For For 16 Elect Lionel Perl Mgmt For For For 17 Elect Jan Zegering Hadders Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Sell Shares Mgmt For For For 20 Increase in Authorized Capital Mgmt For For For 21 Increase in Authorized Capital Mgmt For For For 22 Amendment Regarding Remuneration Mgmt For For For Report 23 Amend Articles 18.5, 19, 20, 21, 22 Mgmt For For For and 27 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Amend Article 18.5 Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Amend Article 19 Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Amend Article 20 Mgmt For For For 30 Amend Article 21 Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Amend Article 22 Mgmt For For For 34 Conclusion of Meeting Mgmt For For For
AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Vance Coffman Mgmt For For For 5 Elect Rebecca Henderson Mgmt For For For 6 Elect Frank Herringer Mgmt For For For 7 Elect Gilbert Omenn Mgmt For For For 8 Elect Judith Pelham Mgmt For For For 9 Elect J. Paul Reason Mgmt For For For 10 Elect Leonard Schaeffer Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Ronald Sugar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Butler, Jr. Mgmt For For For 2 Elect Kevin Chilton Mgmt For For For 3 Elect Luke Corbett Mgmt For For For 4 Elect H. Paulett Eberhart Mgmt For For For 5 Elect Preston Geren, III Mgmt For For For 6 Elect John Gordon Mgmt For For For 7 Elect James Hackett Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Gender Identity and Expression Anti-Bias Policy 12 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 13 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change of Control 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Sharon Rowlands Mgmt For For For 1.10 Elect Enrique Salem Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Amendment to the Employees' Mgmt For For For Savings-Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For
Baker Hughes Incorporated Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibition of Certain Relocation Benefits to Senior Executives
BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For For For 1.5 Elect Ronald Deal Mgmt For For For 1.6 Elect J. Littleton Glover, Jr. Mgmt For For For 1.7 Elect Jane Helm Mgmt For For For 1.8 Elect John Howe, III Mgmt For For For 1.9 Elect Kelly King Mgmt For For For 1.10 Elect Valeria Lynch Lee Mgmt For For For 1.11 Elect J. Holmes Morrison Mgmt For For For 1.12 Elect Nido Qubein Mgmt For For For 1.13 Elect Thomas Skains Mgmt For For For 1.14 Elect Thomas Thompson Mgmt For For For 1.15 Elect Stephen Williams Mgmt For For For 2 Amendment to the short-term Mgmt For For For incentive plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Boston Scientific Corporation Ticker Security ID: Meeting Date Meeting Status BSX CUSIP 101137107 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Katharine Bartlett Mgmt For For For 2 Elect Bruce Byrnes Mgmt For For For 3 Elect Nelda Connors Mgmt For For For 4 Elect J. Raymond Elliott Mgmt For For For 5 Elect Kristina Johnson Mgmt For For For 6 Elect Ernest Mario Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Pete Nicholas Mgmt For For For 9 Elect Uwe Reinhardt Mgmt For For For 10 Elect John Sununu Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Long-Term Incentive Plan Mgmt For For For 14 2006 Global Employee Stock Ownership Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For
Broadcom Corporation Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Check Point Software Technologies Ltd. Ticker Security ID: Meeting Date Meeting Status CHKP CUSIP M22465104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gil Shwed Mgmt For For For 1.2 Elect Marius Nacht Mgmt For For For 1.3 Elect Jerry Ungerman Mgmt For For For 1.4 Elect Dan Propper Mgmt For For For 1.5 Elect David Rubner Mgmt For For For 1.6 Elect Tal Shavit Mgmt For For For 2 Election of Directors Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Approval of Compensation for the Mgmt For For For Company's Chairman and CEO, Gil Shwed
Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aubrey McClendon Mgmt For For For 1.2 Elect Donald Nickles Mgmt For For For 1.3 Elect Kathleen Eisbrenner Mgmt For For For 1.4 Elect Louis Simpson Mgmt For For For 2 Amendment to the Long Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation
Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHoldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHoldr Against Against For Offshore Drilling Report
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Sales to China
Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967101 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 24 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Joseph Collins Mgmt For For For 1.6 Elect J. Michael Cook Mgmt For For For 1.7 Elect Gerald Hassell Mgmt For For For 1.8 Elect Jeffrey Honickman Mgmt For For For 1.9 Elect Eduardo Mestre Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to the 2002 Restricted Mgmt For For For Stock Plan 5 Amendment to the 2003 Stock Option Mgmt For For For Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 9 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Con-Way Inc. Ticker Security ID: Meeting Date Meeting Status CNW CUSIP 205944101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Anton Mgmt For For For 2 Elect William Corbin Mgmt For For For 3 Elect Robert Jaunich II Mgmt For For For 4 Elect W. Keith Kennedy, Jr. Mgmt For For For 5 Elect Michael Murray Mgmt For For For 6 Elect Edith Perez Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect William Schroeder Mgmt For For For 9 Elect Douglas Stotlar Mgmt For For For 10 Elect Peter Stott Mgmt For For For 11 Elect Chelsea White III Mgmt For For For 12 Amendment to the 2006 Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For
CVS Caremark Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Anne Finucane Mgmt For For For 5 Elect Kristen Gibney Williams Mgmt For For For 6 Elect Marian Heard Mgmt For For For 7 Elect Larry Merlo Mgmt For For For 8 Elect Jean-Pierre Millon Mgmt For For For 9 Elect Terrence Murray Mgmt For For For 10 Elect C.A. Lance Piccolo Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions or Expenditure 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Daiichi Sankyo Company Limited Ticker Security ID: Meeting Date Meeting Status 4568 CINS J11257102 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Johji Nakayama Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Kazunori Hirokawa Mgmt For For For 8 Elect Takashi Okimoto Mgmt For For For 9 Elect Hiroshi Hirabayashi Mgmt For For For 10 Elect Kunio Ishihara Mgmt For For For 11 Elect Yuhichiroh Anzai Mgmt For For For 12 Elect Yuki Satoh Mgmt For For For 13 Elect Kazuo Koike Mgmt For For For 14 Elect Takashi Chiba Mgmt For For For 15 Bonus Mgmt For For For
Dell Inc. Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R101 08/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Mgmt For For For Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emission Goals
FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning
Fifth Third Bancorp Ticker Security ID: Meeting Date Meeting Status FITB CUSIP 316773100 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Darryl Allen Mgmt For For For 1.2 Elect Ulysses Bridgeman, Jr. Mgmt For For For 1.3 Elect Emerson Brumback Mgmt For For For 1.4 Elect James Hackett Mgmt For For For 1.5 Elect Gary Heminger Mgmt For For For 1.6 Elect Jewell Hoover Mgmt For For For 1.7 Elect William Isaac Mgmt For For For 1.8 Elect Kevin Kabat Mgmt For For For 1.9 Elect Mitchel Livingston Mgmt For For For 1.10 Elect Hendrick Meijer Mgmt For For For 1.11 Elect John Schiff, Jr. Mgmt For For For 1.12 Elect Marsha Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status F CUSIP 345370860 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For For For 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Forest Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838106 08/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For For For 8 Elect Lester Salans Mgmt For For For 9 Elect Peter Zimetbaum Mgmt For For For 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Reimbursement of Solicitation Expenses
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Audit Commission Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Non-Voting Agenda Item N/A N/A N/A N/A 57 Elect Andrey Akimov Mgmt For Abstain Against 58 Elect Alexander Ananenkov Mgmt For Abstain Against 59 Elect Farit Gazizullin Mgmt For For For 60 Elect Viktor Zubkov Mgmt For For For 61 Elect Elena Karpel Mgmt For For For 62 Elect Alexey Miller Mgmt For For For 63 Elect Valery Musin Mgmt For For For 64 Elect Elvira Nabiullina Mgmt For For For 65 Elect Mikhail Sereda Mgmt For For For 66 Elect Sergey Shmatko Mgmt For For For 67 Elect Igor Yusufov Mgmt For For For 68 Non-Voting Agenda Item N/A N/A N/A N/A 69 Elect Dmitry Arkhipov Mgmt For N/A N/A 70 Elect Andrey Belobrov Mgmt For For For 71 Elect Vadim Bikulov Mgmt For For For 72 Elect Aleksey Mironov Mgmt For For For 73 Elect Lidiya Morozova Mgmt For For For 74 Elect Anna Nesterova Mgmt For For For 75 Elect Yury Nosov Mgmt For N/A N/A 76 Elect Karen Oganyan Mgmt For For For 77 Elect Konstantin Pesotsky Mgmt For For For 78 Elect Maria Tikhonova Mgmt For For For 79 Elect Aleksandr Yugov Mgmt For For For 80 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Early Termination of Directors Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Andrey Akimov Mgmt For For For 4 Elect Alexander Ananenkov Mgmt For For For 5 Elect Farit Gazizullin Mgmt For For For 6 Elect Elena Karpel Mgmt For For For 7 Elect Timur Kulibayev Mgmt For For For 8 Elect Viktor Martynov Mgmt For For For 9 Elect Vladimir Mau Mgmt For For For 10 Elect Alexey Miller Mgmt For For For 11 Elect Valery Musin Mgmt For For For 12 Elect Mikhail Sereda Mgmt For For For 13 Elect Igor Yusufov Mgmt For For For 14 Elect Viktor Zubkov Mgmt For For For
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Shareholder Proposal Cumulative ShrHoldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Richards Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 Executive Incentive Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation
Genworth Financial, Inc. Ticker Security ID: Meeting Date Meeting Status GNW CUSIP 37247D106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Alesio Mgmt For For For 2 Elect William Bolinder Mgmt For For For 3 Elect Michael Fraizer Mgmt For For For 4 Elect Nancy Karch Mgmt For For For 5 Elect J. Robert Kerrey Mgmt For For For 6 Elect Risa Lavizzo-Mourey Mgmt For For For 7 Elect Christine Mead Mgmt For For For 8 Elect Thomas Moloney Mgmt For For For 9 Elect James Parke Mgmt For For For 10 Elect James Riepe Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Conflict of Interest Report
Harley-Davidson, Inc. Ticker Security ID: Meeting Date Meeting Status HOG CUSIP 412822108 04/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect R. John Anderson Mgmt For For For 1.3 Elect Richard Beattie Mgmt For For For 1.4 Elect George Conrades Mgmt For For For 1.5 Elect Judson Green Mgmt For For For 1.6 Elect Sara Levinson Mgmt For For For 1.7 Elect N. Thomas Linebarger Mgmt For For For 1.8 Elect George Miles, Jr. Mgmt For For For 1.9 Elect Jochen Zeitz Mgmt For Withhold Against 2 Elimination of Supermajority Mgmt For For For Requirement for Transactions with an Interested Shareholder 3 Elimination of Supermajority Mgmt For For For Requirement for Special Meetings of Shareholders 4 Elimination of Supermajority Mgmt For For For Requirement for Approval of Certain Matters 5 Short-Term Incentive Plan for Senior Mgmt For For For Executives 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 9 Shareholder Proposal Regarding the ShrHoldr Against Against For Approval of Survivor Benefits (Golden Coffins)
Ingersoll-Rand Plc Ticker Security ID: Meeting Date Meeting Status IR CUSIP G47791101 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Richard Swift Mgmt For For For 11 Elect Tony White Mgmt For For For 12 Senior Executive Performance Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Authority to Repurchase Shares Mgmt For For For 16 Ratification of Auditor Mgmt For For For
Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rex Adams Mgmt For For For 2 Elect John Banham Mgmt For For For 3 Elect Denis Kessler Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 2011 Global Equity Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Annual Incentive Mgmt For For For Performance Plan 5 Amendment to the Long-Term Incentive Mgmt For For For Performance Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Lead Director
Kansas City Southern Ticker Security ID: Meeting Date Meeting Status KSU CUSIP 485170302 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Davis Mgmt For For For 1.2 Elect Robert Druten Mgmt For For For 1.3 Elect Rodney Slater Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Annual Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement in Article V(f) 14 Elimination of Supermajority Mgmt For For For Requirement in Article VI 15 Annual Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 19 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning
Kraft Foods Inc. Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajay Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Peter Henry Mgmt For For For 4 Elect Lois Juliber Mgmt For For For 5 Elect Mark Ketchum Mgmt For For For 6 Elect Richard Lerner Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect John Pope Mgmt For For For 9 Elect Fedric Reynolds Mgmt For For For 10 Elect Irene Rosenfeld Mgmt For For For 11 Elect Jean-Francois van Boxmeer Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For
Lender Processing Services, Inc. Ticker Security ID: Meeting Date Meeting Status LPS CUSIP 52602E102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lee Kennedy Mgmt For For For 1.2 Elect Philip Heasley Mgmt For For For 1.3 Elect Susan Lester Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2008 Omnibus Mgmt For For For Incentive Plan
Life Technologies Corporation Ticker Security ID: Meeting Date Meeting Status LIFE CUSIP 53217V109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Balakrishnan Iyer Mgmt For For For 2 Elect Gregory Lucier Mgmt For For For 3 Elect Ronald Matricaria Mgmt For For For 4 Elect David U'Prichard Mgmt For For For 5 Elect William Longfield Mgmt For For For 6 Elect Ora Pescovitz Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Amendments to Certificate of Mgmt For For For Incorporation 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation
Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For Against Against 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For Against Against 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For Against Against 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For For For 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Political Contributions and Expenditure Report
Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zachary Carter Mgmt For For For 2 Elect Brian Duperreault Mgmt For For For 3 Elect Oscar Fanjul Mgmt For For For 4 Elect H. Edward Hanway Mgmt For For For 5 Elect Lord Ian Lang Mgmt For For For 6 Elect Steven Mills Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Elect Morton Schapiro Mgmt For For For 10 Elect Adele Simmons Mgmt For For For 11 Elect Lloyd Yates Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive and Stock Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Masco Corporation Ticker Security ID: Meeting Date Meeting Status MAS CUSIP 574599106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Verne Istock Mgmt For For For 2 Elect J. Michael Losh Mgmt For For For 3 Elect Timothy Wadhams Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan
Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Ballmer Mgmt For Against Against 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee
Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CINS J44497105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takamune Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Tatsuo Tanaka Mgmt For For For 7 Elect Nobuyuki Hirano Mgmt For For For 8 Elect Taihei Yuki Mgmt For For For 9 Elect Ichiroh Hamakawa Mgmt For For For 10 Elect Masao Hasegawa Mgmt For For For 11 Elect Toshiroh Toyoizumi Mgmt For For For 12 Elect Shunsuke Teraoka Mgmt For For For 13 Elect Tatsuo Wakabayashi Mgmt For For For 14 Elect Takashi Oyamada Mgmt For For For 15 Elect Hiroyuki Noguchi Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For 19 Elect Takehiko Nemoto Mgmt For For For
Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Laura Ipsen Mgmt For For For 2 Elect William Parfet Mgmt For For For 3 Elect George Poste Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Plan for Covered Executives
National Grid plc Ticker Security ID: Meeting Date Meeting Status NG CINS G6375K151 07/26/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir John Parker Mgmt For For For 4 Elect Steven Holliday Mgmt For For For 5 Elect Kenneth Harvey Mgmt For For For 6 Elect Steve Lucas Mgmt For For For 7 Elect Stephen Pettit Mgmt For For For 8 Elect Nick Winser Mgmt For For For 9 Elect George Rose Mgmt For Against Against 10 Elect Thomas King Mgmt For For For 11 Elect Maria Richter Mgmt For For For 12 Elect John Allan Mgmt For For For 13 Elect Linda Adamany Mgmt For For For 14 Elect Mark Fairbairn Mgmt For For For 15 Elect Philip Aiken Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Directors' Remuneration Report Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Newell Rubbermaid Inc. Ticker Security ID: Meeting Date Meeting Status NWL CUSIP 651229106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kevin Conroy Mgmt For For For 2 Elect Michael Cowhig Mgmt For For For 3 Elect Mark Ketchum Mgmt For For For 4 Elect Raymond Viault Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect Kenneth Dunn Mgmt For For For 1.6 Elect J. Brian Ferguson Mgmt For For For 1.7 Elect Lewis Hay III Mgmt For For For 1.8 Elect Toni Jennings Mgmt For For For 1.9 Elect Oliver Kingsley, Jr. Mgmt For For For 1.10 Elect Rudy Schupp Mgmt For For For 1.11 Elect William Swanson Mgmt For For For 1.12 Elect Michael Thaman Mgmt For For For 1.13 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Michelle Ebanks Mgmt For For For 3 Elect Enrique Hernandez, Jr. Mgmt For For For 4 Elect Robert Miller Mgmt For For For 5 Elect Blake Nordstrom Mgmt For For For 6 Elect Erik Nordstrom Mgmt For For For 7 Elect Peter Nordstrom Mgmt For For For 8 Elect Philip Satre Mgmt For For For 9 Elect Felicia Thornton Mgmt For For For 10 Elect B. Kevin Turner Mgmt For For For 11 Elect Robert Walter Mgmt For For For 12 Elect Alison Winter Mgmt For For For 13 Amendment to the Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Browning Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Christopher Kearney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board
PACCAR Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Fluke, Jr. Mgmt For For For 1.2 Elect Kirk Hachigian Mgmt For For For 1.3 Elect Stephen Page Mgmt For For For 1.4 Elect Thomas Plimpton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Amendment to the Long Term Incentive Mgmt For For For Plan 5 Amendment to the Senior Executive Mgmt For For For Yearly Incentive Compensation Plan 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditures
Petroleum Geo-Services ASA Ticker Security ID: Meeting Date Meeting Status PGS CINS R69628114 05/11/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Meeting Notice and Agenda Mgmt For TNA N/A 4 Election of an Individual to Check Mgmt For TNA N/A Minutes 5 Accounts and Reports Mgmt For TNA N/A 6 Authority to Set Auditor's Fees Mgmt For TNA N/A 7 Elect Francis Gugen Mgmt For TNA N/A 8 Elect Harald Norvik Mgmt For TNA N/A 9 Elect Daniel Piette Mgmt For TNA N/A 10 Elect Holly Van Deursen Mgmt For TNA N/A 11 Elect Annette Malm Justad Mgmt For TNA N/A 12 Elect Carol Bell Mgmt For TNA N/A 13 Elect Ingar Skaug Mgmt For TNA N/A 14 Elect Roger O'Neil Mgmt For TNA N/A 15 Elect C. Maury Devine Mgmt For TNA N/A 16 Elect Hanne Harlem Mgmt For TNA N/A 17 Directors' and Nominating Committee Mgmt For TNA N/A Fees 18 Compensation Guidelines for Board of Mgmt For TNA N/A Directors 19 Compensation Guidelines for Mgmt For TNA N/A Nominating Committee 20 Compensation Guidelines Mgmt For TNA N/A 21 Authority to Repurchase Shares Mgmt For TNA N/A 22 Employee Stock Option Plan Mgmt For TNA N/A 23 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights 24 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights Pursuant to Stock Option Plan 25 Authority to Issue Convertible Bonds Mgmt For TNA N/A 26 Ratification of Board Acts Mgmt For TNA N/A
Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding the ShrHoldr Against For Against Right to Act by Written Consent 21 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L107 05/12/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2011 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Research In Motion Ltd. Ticker Security ID: Meeting Date Meeting Status RIM CUSIP 760975102 07/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Balsillie Mgmt For For For 1.2 Elect Mike Lazaridis Mgmt For For For 1.3 Elect James Estill Mgmt For For For 1.4 Elect David Kerr Mgmt For For For 1.5 Elect Roger Martin Mgmt For For For 1.6 Elect John Richardson Mgmt For For For 1.7 Elect Barbara Stymiest Mgmt For For For 1.8 Elect Antonio Viana-Baptista Mgmt For For For 1.9 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Rockwell Collins, Inc. Ticker Security ID: Meeting Date Meeting Status COL CUSIP 774341101 02/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Chris Davis Mgmt For For For 1.2 Elect Ralph Eberhart Mgmt For For For 1.3 Elect David Lilley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For
SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC CUSIP 784117103 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathryn McCarthy Mgmt For For For 2 Elect Sarah Blumenstein Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Shionogi & Co Ltd Ticker Security ID: Meeting Date Meeting Status 4507 CINS J74229105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Yasuhiro Mino Mgmt For For For 6 Elect Akio Nomura Mgmt For For For 7 Elect Teppei Mogi Mgmt For For For 8 Elect Sachio Tokaji Mgmt For For For 9 Elect Kenji Fukuda Mgmt For For For 10 Bonus Mgmt For For For 11 Stock Option Plan Mgmt For For For 12 Statutory Auditors' Fees Mgmt For For For
St. Jude Medical, Inc. Ticker Security ID: Meeting Date Meeting Status STJ CUSIP 790849103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Devenuti Mgmt For For For 2 Elect Thomas Garrett III Mgmt For For For 3 Elect Wendy Yarno Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board 8 Ratification of Auditor Mgmt For For For
Stanley Black & Decker, Inc. Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Buckley Mgmt For For For 1.2 Elect Carlos Cardoso Mgmt For For For 1.3 Elect Robert Coutts Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Marianne Parrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Staples, Inc. Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CUSIP 85771P102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Presiding Chairman Mgmt For For For 2 Notice of Meeting and Agenda Mgmt For For For 3 Election of Individuals to Check Mgmt For For For Minutes 4 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 5 Compensation Guidelines Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Corporate Assembly Fees Mgmt For For For 8 Election of Nominating Committee Mgmt For For For Member 9 Nominating Committee Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For Pursuant to Share Savings Plan 11 Authority to Repurchase Shares for Mgmt For For For Cancellation 12 Amendments to Marketing Instructions Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Nomination Committee Guidelines Mgmt For For For 15 Shareholder Proposal Regarding Mgmt Against Against For Withdrawal from Canadian Oil Sands
Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224107 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Benson Mgmt For Withhold Against 1.2 Elect Dominic D'Alessandro Mgmt For For For 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect Richard George Mgmt For For For 1.6 Elect Paul Haseldonckx Mgmt For For For 1.7 Elect John Huff Mgmt For For For 1.8 Elect Jacques Lamarre Mgmt For For For 1.9 Elect Brian MacNeill Mgmt For For For 1.10 Elect Maureen McCaw Mgmt For For For 1.11 Elect Michael O'Brien Mgmt For For For 1.12 Elect James Simpson Mgmt For For For 1.13 Elect Eira Thomas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward C. Bernard Mgmt For For For 2 Elect James T. Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald B. Hebb, Jr. Mgmt For For For 5 Elect James A.C. Kennedy Mgmt For For For 6 Elect Robert F. MacLellan Mgmt For For For 7 Elect Brian C. Rogers Mgmt For For For 8 Elect Dr. Alfred Sommer Mgmt For For For 9 Elect Dwight S. Taylor Mgmt For For For 10 Elect Anne Marie Whittemore Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 13 Ratification of Auditor Mgmt For For For
Textron Inc. Ticker Security ID: Meeting Date Meeting Status TXT CUSIP 883203101 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For
The Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
The NASDAQ OMX Group, Inc. Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Borje Ekholm Mgmt For For For 5 Elect Lon Gorman Mgmt For For For 6 Elect Robert Greifeld Mgmt For For For 7 Elect Glenn Hutchins Mgmt For For For 8 Elect Birgitta Kantola Mgmt For For For 9 Elect Essa Kazim Mgmt For For For 10 Elect John Markese Mgmt For For For 11 Elect Hans Nielsen Mgmt For For For 12 Elect Thomas O'Neill Mgmt For For For 13 Elect James Riepe Mgmt For For For 14 Elect Michael Splinter Mgmt For For For 15 Elect Lars Wedenborn Mgmt For For For 16 Elect Deborah Wince-Smith Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Kay James Mgmt For For For 5 Elect Richard Kelson Mgmt For For For 6 Elect Bruce Lindsay Mgmt For For For 7 Elect Anthony Massaro Mgmt For For For 8 Elect Jane Pepper Mgmt For For For 9 Elect James Rohr Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Lorene Steffes Mgmt For For For 12 Elect Dennis Strigl Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Elect George Walls, Jr. Mgmt For For For 15 Elect Helge Wehmeier Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2006 Incentive Mgmt For For For Award Plan 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
The Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hikmet Ersek Mgmt For For For 2 Elect Jack Greenberg Mgmt For For For 3 Elect Linda Levinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation
UBS AG Ticker Security ID: Meeting Date Meeting Status UBSN CUSIP H89231338 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Compensation Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Management Mgmt For For For Acts 5 Elect Kaspar Villiger Mgmt For For For 6 Elect Michel Demare Mgmt For For For 7 Elect David Sidwell Mgmt For For For 8 Elect Rainer-Marc Frey Mgmt For For For 9 Elect Bruno Gehrig Mgmt For For For 10 Elect Ann Godbehere Mgmt For For For 11 Elect Axel Lehmann Mgmt For For For 12 Elect Wolfgang Mayrhuber Mgmt For For For 13 Elect Helmut Panke Mgmt For For For 14 Elect William Parrett Mgmt For For For 15 Elect Joseph YAM Chi Kwong Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Transaction of Other Business Mgmt For Against Against
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 03/31/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Director Term Mgmt For TNA N/A Lengths 4 Amendment Regarding Compensation and Mgmt For TNA N/A Nominating Committee 5 Amendments to Articles 34, 35, 36, Mgmt For TNA N/A 39, 40 and 42 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Authority to Amend Articles Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 04/28/2011 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt For TNA N/A 4 Presentation of Auditor Report Mgmt For TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor's Acts Mgmt For TNA N/A 8 Elect Evelyn du Monceau de Bergendal Mgmt For TNA N/A 9 Elect Arnoud de Pret Roose de Mgmt For TNA N/A Calesberg 10 Elect Jean-Pierre Kinet Mgmt For TNA N/A 11 Ratification of the Independence of Mgmt For TNA N/A Jean-Pierre Kinet 12 Elect Thomas Leysen Mgmt For TNA N/A 13 Ratification of the Independence of Mgmt For TNA N/A Thomas Leysen 14 Elect Gerhard Mayr Mgmt For TNA N/A 15 Ratification of the Independence of Mgmt For TNA N/A Gerhard Mayr 16 Elect Norman Ornstein Mgmt For TNA N/A 17 Ratification of the Independence of Mgmt For TNA N/A Norman Ornstein 18 Elect Bridget van Rijckevorsel Mgmt For TNA N/A 19 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 20 Change in Control Provision Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP 903914109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For For For 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For For For 7 Elect Ann Livermore Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect Clark Randt, Jr. Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect Carol Tome Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against
UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Mgmt For For For Purchase Plan 15 Ratification of Auditor Mgmt For For For
Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Scheme Mgmt For For For 2011 8 Ratification of Auditor Mgmt For For For
Vertex Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP 92532F100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wayne Murdy Mgmt For For For 2 Elect John Kieckhefer Mgmt For For For 3 Elect Charles Williamson Mgmt For For For 4 Right to Call a Special Meeting Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Zimmer Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ZMH CUSIP 98956P102 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 11 Ratification of Auditor Mgmt For For For
The Hartford Balanced Allocation Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Balanced Income Fund Investment Company Report 07/01/10 - 06/30/11 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Thomas Jones Mgmt For For For 7 Elect George Munoz Mgmt For For For 8 Elect Nabil Sakkab Mgmt For For For 9 Elect Michael Szymanczyk Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 13 Shareholder Proposal Regarding ShrHoldr Against Against For Flavored Tobacco
American Electric Power Company, Inc. Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years N/A Executive Compensation 13 Ratification of Auditor Mgmt For For For
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
AT&T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 3 Years N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHoldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHoldr Against Against For Offshore Drilling Report
ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 17 2011 Omnibus Stock and Performance Mgmt For For For Incentive Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHoldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations
Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CUSIP 225401108 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits Mgmt For For For 5 Allocation of Dividends from Reserves Mgmt For For For 6 Authority to Increase Conditional Mgmt For For For Capital 7 Increase in Authorized Capital Mgmt For For For 8 Amendment Regarding Voting Procedure Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Elect Peter Brabeck-Letmathe Mgmt For For For 11 Elect Jean Lanier Mgmt For For For 12 Elect Anton van Rossum Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against
Dominion Resources, Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Jr. Mgmt For For For 4 Elect Helen Dragas Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect John Harris Mgmt For For For 7 Elect Robert Jepson, Jr. Mgmt For For For 8 Elect Mark Kington Mgmt For For For 9 Elect Margaret McKenna Mgmt For For For 10 Elect Frank Royal Mgmt For For For 11 Elect Robert Spilman, Jr. Mgmt For For For 12 Elect David Wollard Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Mountaintop Removal Coal Mining 17 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of 20% Renewable Energy Goal 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Coal Risk 19 Shareholder Proposal Regarding ShrHoldr Against Against For Nuclear Power Plant Construction 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 22 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Benefits
E. I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHoldr Against Against For Comparison Between Executive and Employee Pay
Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Barrett Mgmt For For For 2 Elect Todd Bluedorn Mgmt For For For 3 Elect Ned Lautenbach Mgmt For For For 4 Elect Gregory Page Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Cumulative Voting Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation
Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years N/A Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year N/A Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emission Goals
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation 20 Shareholder Proposal Cumulative ShrHoldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Holder Mgmt For For For 1.6 Elect John Johns Mgmt For For For 1.7 Elect Michael Johns Mgmt For For For 1.8 Elect J. Hicks Lanier Mgmt For For For 1.9 Elect Robert Loudermilk, Jr. Mgmt For For For 1.10 Elect Wendy Needham Mgmt For For For 1.11 Elect Jerry Nix Mgmt For For For 1.12 Elect Gary Rollins Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation 4 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
H.J. Heinz Company Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/31/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status CINS G4634U169 05/19/2011 Unvoted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A
HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CINS G4634U169 05/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Safra Catz Mgmt For For For 4 Elect Laura CHA May Lung Mgmt For For For 5 Elect Marvin CHEUNG Kin Tung Mgmt For For For 6 Elect John Coombe Mgmt For For For 7 Elect Rona Fairhead Mgmt For For For 8 Elect Douglas Flint Mgmt For For For 9 Elect Alexander Flockhart Mgmt For For For 10 Elect Stuart Gulliver Mgmt For For For 11 Elect James Hughes-Hallett Mgmt For For For 12 Elect Sam Laidlaw Mgmt For For For 13 Elect J. Rachel Lomax Mgmt For For For 14 Elect Iain Mackay Mgmt For For For 15 Elect Gwyn Morgan Mgmt For For For 16 Elect Narayana Murthy Mgmt For For For 17 Elect Simon Robertson Mgmt For For For 18 Elect John Thornton Mgmt For For For 19 Elect Sir Brian Williamson Mgmt For For For 20 Appointment of Auditor and Authority Mgmt For For For to Set Fees 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Share Plan 2011 Mgmt For Against Against 24 Directors' Fees Mgmt For For For 25 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Crown Mgmt For For For 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Kevin Warren Mgmt For For For 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Mgmt For For For Incentive Plan
Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 13 Amendment to the 2006 Stock Purchase Mgmt For For For Plan 14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHoldr Against Against For Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alm Mgmt For For For 2 Elect John Bergstrom Mgmt For For For 3 Elect Abelardo Bru Mgmt For For For 4 Elect Robert Decherd Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Mae Jemison Mgmt For For For 7 Elect James Jenness Mgmt For For For 8 Elect Nancy Karch Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Johnson Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Outside Directors' Compensation Mgmt For For For Plan 15 2011 Equity Participation Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation
Kraft Foods Inc. Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajay Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Peter Henry Mgmt For For For 4 Elect Lois Juliber Mgmt For For For 5 Elect Mark Ketchum Mgmt For For For 6 Elect Richard Lerner Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect John Pope Mgmt For For For 9 Elect Fedric Reynolds Mgmt For For For 10 Elect Irene Rosenfeld Mgmt For For For 11 Elect Jean-Francois van Boxmeer Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For
Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For Against Against 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For Against Against 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For Against Against 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For For For 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For
Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Pierre Brondeau Mgmt For For For 3 Elect Clarence Cazalot, Jr. Mgmt For For For 4 Elect David Daberko Mgmt For For For 5 Elect William Davis, III Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Philip Lader Mgmt For For For 8 Elect Charles Lee Mgmt For For For 9 Elect Michael Phelps Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Seth Schofield Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the Right to Call a Mgmt For For For Special Meeting 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Safety Report
Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zachary Carter Mgmt For For For 2 Elect Brian Duperreault Mgmt For For For 3 Elect Oscar Fanjul Mgmt For For For 4 Elect H. Edward Hanway Mgmt For For For 5 Elect Lord Ian Lang Mgmt For For For 6 Elect Steven Mills Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Elect Morton Schapiro Mgmt For For For 10 Elect Adele Simmons Mgmt For For For 11 Elect Lloyd Yates Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive and Stock Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dolan Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Dean Scarborough Mgmt For For For 9 Elect Christopher Sinclair Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Kathy White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 14 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call Special Meetings 15 Ratification of Auditor Mgmt For For For
Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan
McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Arnold Mgmt For For For 2 Elect Richard Lenny Mgmt For For For 3 Elect Cary McMillan Mgmt For For For 4 Elect Sheila Penrose Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 9 Elimination of Super-majority Mgmt For For For Requirement in Article Regarding Transactions with Interested Shareholders 10 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding the Removal of Directors 11 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding Shareholder Action 12 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board 13 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 14 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Childhood Obesity 15 Shareholder Proposal Regarding ShrHoldr Against Against For Beverage Containers
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year N/A Executive Compensation
National Bank Of Canada Ticker Security ID: Meeting Date Meeting Status NA CUSIP 633067103 03/30/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Bloomberg Mgmt For For For 1.2 Elect Andre Caille Mgmt For For For 1.3 Elect Gerard Coulombe Mgmt For For For 1.4 Elect Bernard Cyr Mgmt For For For 1.5 Elect Gillian Denham Mgmt For For For 1.6 Elect Nicole Diamond-Gelinas Mgmt For For For 1.7 Elect Jean Douville Mgmt For For For 1.8 Elect Jean Gaulin Mgmt For For For 1.9 Elect Paul Gobeil Mgmt For For For 1.10 Elect Jean Houde Mgmt For For For 1.11 Elect Louise Laflamme Mgmt For For For 1.12 Elect Roseann Runte Mgmt For For For 1.13 Elect Marc Tellier Mgmt For For For 1.14 Elect Pierre Thabet Mgmt For For For 1.15 Elect Louis Vachon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Appointment of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 5 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 6 Shareholder Proposal Regarding Mgmt Against Against For Additional Information on the Comparison of Compensation with Peers
NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect Kenneth Dunn Mgmt For For For 1.6 Elect J. Brian Ferguson Mgmt For For For 1.7 Elect Lewis Hay III Mgmt For For For 1.8 Elect Toni Jennings Mgmt For For For 1.9 Elect Oliver Kingsley, Jr. Mgmt For For For 1.10 Elect Rudy Schupp Mgmt For For For 1.11 Elect William Swanson Mgmt For For For 1.12 Elect Michael Thaman Mgmt For For For 1.13 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation
Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Browning Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Christopher Kearney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year N/A Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Packaging Corporation of America Ticker Security ID: Meeting Date Meeting Status PKG CUSIP 695156109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Cheryl Beebe Mgmt For For For 1.2 Elect Henry Frigon Mgmt For For For 1.3 Elect Hasan Jameel Mgmt For For For 1.4 Elect Mark Kowlzan Mgmt For For For 1.5 Elect Samuel Mencoff Mgmt For For For 1.6 Elect Roger Porter Mgmt For For For 1.7 Elect Thomas Souleles Mgmt For For For 1.8 Elect Paul Stecko Mgmt For For For 1.9 Elect James Woodrum Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 4 Ratification of Auditor Mgmt For For For
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year N/A Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditures
Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding the ShrHoldr Against For Against Right to Act by Written Consent 21 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHoldr Against Against For Removing Sexual Orientation from Anti-Bias Policy
Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 14 Shareholder proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Plum Creek Timber Company, Inc. Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rick Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For For For 3 Elect John McDonald Mgmt For For For 4 Elect Robert McLeod Mgmt For For For 5 Elect John Morgan, Sr. Mgmt For For For 6 Elect Marc Racicot Mgmt For For For 7 Elect John Scully Mgmt For For For 8 Elect Stephen Tobias Mgmt For For For 9 Elect Martin White Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation 12 Ratification of Auditor Mgmt For For For
PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Hugh Grant Mgmt For For For 1.3 Elect Michele Hooper Mgmt For For For 1.4 Elect Robert Mehrabian Mgmt For For For 2 Reapproval of Performance Goals Mgmt For For For Under the 2006 Omnibus Incentive Plan 3 Amendment to the 2006 Omnibus Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years N/A Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Accountability Report
Reckitt Benckiser Group Plc Ticker Security ID: Meeting Date Meeting Status RB CINS G74079107 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Adrian Bellamy Mgmt For Against Against 5 Elect Peter Harf Mgmt For Against Against 6 Elect Bart Becht Mgmt For For For 7 Elect Graham Mackay Mgmt For Against Against 8 Elect Liz Doherty Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Amendments to Employee Share Plans Mgmt For For For
Republic Services, Inc. Ticker Security ID: Meeting Date Meeting Status RSG CUSIP 760759100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year N/A Executive Compensation 14 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding the ShrHoldr Against Against For Approval of Survivor Benefits (Golden Coffins)
Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A118 05/17/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Linda Stuntz Mgmt For For For 4 Elect Josef Ackermann Mgmt For For For 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Guy Elliott Mgmt For For For 7 Elect Simon Henry Mgmt For For For 8 Elect Charles Holliday, Jr. Mgmt For For For 9 Elect Lord John Kerr of Kinlochard Mgmt For For For 10 Elect Gerard Kleisterlee Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Jorma Ollila Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Peter Voser Mgmt For For For 15 Elect Hans Wijers Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Repurchase Shares Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authorisation of Political Donations Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
Stanley Black & Decker, Inc. Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Buckley Mgmt For For For 1.2 Elect Carlos Cardoso Mgmt For For For 1.3 Elect Robert Coutts Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Marianne Parrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years N/A Executive Compensation
Swiss Reinsurance Company Ticker Security ID: Meeting Date Meeting Status RUKN CINS H84046137 04/15/2011 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Compensation Report Mgmt For N/A N/A 4 Accounts and Reports Mgmt For N/A N/A 5 Allocation of Profits to Reserves Mgmt For N/A N/A 6 Allocation of Dividends from Reserves Mgmt For N/A N/A 7 Ratification of Board Acts Mgmt For N/A N/A 8 Elect Raymund Breu Mgmt For N/A N/A 9 Elect Mathis Cabiallavetta Mgmt For N/A N/A 10 Elect Raymond Ch'ien Mgmt For N/A N/A 11 Elect Rajna Gibson Brandon Mgmt For N/A N/A 12 Elect Hans Ulrich Maerki Mgmt For N/A N/A 13 Elect Renato Fassbind Mgmt For N/A N/A 14 Appointment of Auditor Mgmt For N/A N/A 15 Reduction of Authorized Share Capital Mgmt For N/A N/A 16 Cancellation of Conditional Capital Mgmt For N/A N/A (Employee Participation) 17 Cancellation of Conditional Capital Mgmt For N/A N/A (Berkshire Hathaway) 18 Increase in Conditional Capital Mgmt For N/A N/A
Sysco Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cassaday Mgmt For For For 2 Elect Manuel Fernandez Mgmt For For For 3 Elect Hans-Joachim Korber Mgmt For For For 4 Elect Jackie Ward Mgmt For For For 5 Amendment to the 1974 Employees' Mgmt For For For Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For
The Bank of Nova Scotia Ticker Security ID: Meeting Date Meeting Status BNS CUSIP 064149107 04/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Brenneman Mgmt For For For 1.2 Elect C.J. Chen Mgmt For For For 1.3 Elect David Dodge Mgmt For For For 1.4 Elect N. Ashleigh Everett Mgmt For For For 1.5 Elect John Kerr Mgmt For For For 1.6 Elect Michael Kirby Mgmt For For For 1.7 Elect John Mayberry Mgmt For For For 1.8 Elect Thomas O'Neill Mgmt For For For 1.9 Elect Alexis E. Rovzar de la Torre Mgmt For For For 1.10 Elect Indira Samarasekera Mgmt For For For 1.11 Elect Allan Shaw Mgmt For For For 1.12 Elect Paul Sobey Mgmt For For For 1.13 Elect Barbara Thomas Mgmt For For For 1.14 Elect Richard Waugh Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to By-Law Regarding Mgmt For For For Director Retirement Age 4 Amendment to the Stock Option Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding Mgmt Against Against For Critical Mass of Women on Board 7 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 8 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 9 Shareholder Proposal Regarding Mgmt Against Against For Additional Information on the Comparison of Compensation with Peers 10 Shareholder Proposal Regarding Mgmt Against Against For Demonstration of Pay for Performance
The Chubb Corporation Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Lawrence Kellner Mgmt For For For 6 Elect Martin McGuinn Mgmt For For For 7 Elect Lawrence Small Mgmt For For For 8 Elect Jess Soderberg Mgmt For For For 9 Elect Daniel Somers Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 2011 Annual Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years N/A Executive Compensation
The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 14 Restoration of Written Consent Mgmt For For For 15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CUMULATIVE VOTING 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Electioneering Expenditure
The Toronto-Dominion Bank Ticker Security ID: Meeting Date Meeting Status TD CUSIP 891160509 03/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bennett Mgmt For For For 1.2 Elect Hugh Bolton Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect Amy Woods Brinkley Mgmt For For For 1.5 Elect W. Edmund Clark Mgmt For For For 1.6 Elect Wendy Dobson Mgmt For For For 1.7 Elect Henry Ketcham Mgmt For For For 1.8 Elect Pierre Lessard Mgmt For For For 1.9 Elect Brian Levitt Mgmt For For For 1.10 Elect Harold MacKay Mgmt For For For 1.11 Elect Irene Miller Mgmt For For For 1.12 Elect Nadir Mohamed Mgmt For For For 1.13 Elect W. J. Prezzano Mgmt For For For 1.14 Elect Helen Sinclair Mgmt For For For 1.15 Elect Carole Taylor Mgmt For For For 1.16 Elect John Thompson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding Mgmt Against Against For Critical Mass of Women on the Board 5 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 6 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 7 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement
Total SA Ticker Security ID: Meeting Date Meeting Status FP CUSIP 89151E109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Elect Patricia Barbizet Mgmt For For For 7 Elect Paul Desmarais, Jr. Mgmt For For For 8 Elect Claude Mandil Mgmt For For For 9 Elect Marie-Christine Coisne Mgmt For For For 10 Elect Barbara Kux Mgmt For For For 11 Authority to Issue Restricted Shares Mgmt For For For 12 Shareholder Proposal Regarding Share Mgmt Against Against For Ownership Disclosure
Unilever N.V. Ticker Security ID: Meeting Date Meeting Status UNA CUSIP 904784709 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Directors' Mgmt For For For Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Malcolm Rifkind Mgmt For For For 12 Elect Kees Storm Mgmt For For For 13 Elect Michael Treschow Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sunil Bharti Mittal Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares Mgmt For For For 18 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 19 Questions; Closing Mgmt For For For
Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 12 Right to Call a Special Meeting Mgmt For For For
Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For For For 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For
The Hartford Capital Appreciation Fund Investment Company Report 07/01/10 - 06/30/11 Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Evan Greenberg Mgmt For For For 2 Elect Leo Mullin Mgmt For For For 3 Elect Olivier Steimer Mgmt For For For 4 Elect Michael Connors Mgmt For For For 5 Elect Eugene B. Shanks, Jr. Mgmt For For For 6 Elect John Krol Mgmt For For For 7 Approval of Annual Report Mgmt For For For 8 Approval of Statutory Financial Mgmt For For For Statements 9 Approval of Consolidated Financial Mgmt For For For Statements 10 Allocation of Disposable Profits Mgmt For For For 11 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For For 12 Appointment of Auditor (Zurich) Mgmt For For For 13 Appointment of Auditor (US) Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For (Zurich) 15 APPROVAL OF DIVIDENDS FROM LEGAL Mgmt For For For RESERVES 16 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation
Activision Blizzard, Inc. Ticker Security ID: Meeting Date Meeting Status ATVI CUSIP 00507V109 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Philippe Capron Mgmt For For For 2 Elect Robert Corti Mgmt For For For 3 Elect Frederic Crepin Mgmt For For For 4 Elect Lucian Grainge Mgmt For For For 5 Elect Brian Kelly Mgmt For For For 6 Elect Robert Kotick Mgmt For For For 7 Elect Jean-Bernard Levy Mgmt For For For 8 Elect Robert Morgado Mgmt For For For 9 Elect Stephane Roussel Mgmt For For For 10 Elect Richard Sarnoff Mgmt For For For 11 Elect Regis Turrini Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Altera Corporation Ticker Security ID: Meeting Date Meeting Status ALTR CUSIP 021441100 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 1987 Employee Stock Mgmt For For For Purchase Plan 10 Elimination of Supermajority Mgmt For For For Requirement 11 Adoption of Delaware as the Mgmt For For For Exclusive Forum for Certain Disputes 12 Right to Call a Special Meeting Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 15 Ratification of Auditor Mgmt For For For
AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Vance Coffman Mgmt For For For 5 Elect Rebecca Henderson Mgmt For For For 6 Elect Frank Herringer Mgmt For For For 7 Elect Gilbert Omenn Mgmt For For For 8 Elect Judith Pelham Mgmt For For For 9 Elect J. Paul Reason Mgmt For For For 10 Elect Leonard Schaeffer Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Ronald Sugar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Tito Mboweni Mgmt For For For 4 Elect Ferdinand Ohene-Kena Mgmt For For For 5 Elect Rhidwaan Gasant Mgmt For For For 6 Re-elect Bill Nairn Mgmt For For For 7 Re-elect Sipho Pityana Mgmt For For For 8 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Nkuhlu) 9 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Arisman) 10 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Gasant) 11 General Authority to Issue Shares Mgmt For For For 12 Authority to Issue Shares for Cash Mgmt For For For 13 AMENDMENT TO THE LONG-TERM INCENTIVE Mgmt For For For PLAN 2005 14 Approve Remuneration Policy Mgmt For For For 15 Increase NEDs' Fees Mgmt For For For 16 Increase NEDs' Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Approve Amendments to the BEE Mgmt For For For Transaction 19 Amendments to Articles Mgmt For For For 20 Authority to Issue Shares to the Mgmt For For For Bokamoso ESOP & Izingwe 21 Authorisation of Legal Formalities Mgmt For For For
Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 10/26/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares Upon Mgmt N/A For N/A Conversion of Bonds
Anheuser-Busch Inbev SA Ticker Security ID: Meeting Date Meeting Status ABI CINS B6399C107 04/26/2011 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Date of Annual Mgmt For TNA N/A Meeting 4 Amendment Regarding Executive Mgmt For TNA N/A Compensation 5 Amendments to Articles Mgmt For TNA N/A 6 Amend Article 24 Mgmt For TNA N/A 7 Amend Article 25 Mgmt For TNA N/A 8 Amend Article 26BIS Mgmt For TNA N/A 9 Amend Article 28 Mgmt For TNA N/A 10 Amend Article 30 Mgmt For TNA N/A 11 Amend Article 36-BIS Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Disapplication of Preemptive Rights Mgmt For TNA N/A 15 Authority to Issue Warrants Mgmt For TNA N/A 16 Authority to Increase Capital with Mgmt For TNA N/A Regards to Issuance 17 Authority to Issue Warrants to Mgmt For TNA N/A Independent Directors 18 Authority to Carry Out Formalities Mgmt For TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A 20 Non-Voting Agenda Item N/A N/A TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A 22 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 23 Ratification of Board Acts Mgmt For TNA N/A 24 Ratification of Auditor Acts Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Elect Stefan Descheemaeker Mgmt For TNA N/A 27 Elect Paul Cornet de Ways Ruart Mgmt For TNA N/A 28 Elect Kees Storm Mgmt For TNA N/A 29 Elect Peter Harf Mgmt For TNA N/A 30 Elect Olivier Goudet Mgmt For TNA N/A 31 Remuneration Report Mgmt For TNA N/A 32 Approval of Equity Incentive Grants Mgmt For TNA N/A 33 Approval of Change in Control Mgmt For TNA N/A Provision Relating to EMTN Program 34 Change of Control Provision Relating Mgmt For TNA N/A to the US Dollar Notes 35 Change of Control Provisions Mgmt For TNA N/A Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 36 Change of Control Provision Relating Mgmt For TNA N/A to the Canadian Dollar Notes Issued Via Private Placement 37 Authority to Carry Out Formalities Mgmt For TNA N/A 38 Non-Voting Meeting Note N/A N/A TNA N/A
Aon Corporation Ticker Security ID: Meeting Date Meeting Status AON CUSIP 037389103 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 2011 Incentive Plan Mgmt For For For 21 2011 Employee Stock Purchase Plan Mgmt For For For
Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
ASML Holding N.V. Ticker Security ID: Meeting Date Meeting Status ASML CUSIP N07059186 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 01/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Replace Chairman with Vice Chairman Mgmt N/A For N/A 2 Replace Vice Chairman with Chairman Mgmt N/A For N/A 3 Ratification of Board Composition Mgmt N/A For N/A
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors Mgmt For Against Against 4 Remuneration Policy; Audit Committee Mgmt For For For Fees 5 Amendment to Dividend Distribution Mgmt For For For Period
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
BP plc Ticker Security ID: Meeting Date Meeting Status BP CUSIP 055622104 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For
BR Malls Participacoes SA Ticker Security ID: Meeting Date Meeting Status BRML3 CINS P1908S102 12/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For Against Against 4 Authorize Board Acts Mgmt For For For
Broadcom Corporation Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Canadian Natural Resources Ltd. Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Catherine Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy Faithfull Mgmt For For For 1.4 Elect Gary Filmon Mgmt For For For 1.5 Elect Christopher Fong Mgmt For For For 1.6 Elect Gordon Giffin Mgmt For For For 1.7 Elect Wilfred Gobert Mgmt For For For 1.8 Elect Steve Laut Mgmt For For For 1.9 Elect Keith MacPhail Mgmt For For For 1.10 Elect Allan Markin Mgmt For For For 1.11 Elect Frank McKenna Mgmt For For For 1.12 Elect James Palmer Mgmt For For For 1.13 Elect Eldon Smith Mgmt For For For 1.14 Elect David Tuer Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aubrey McClendon Mgmt For For For 1.2 Elect Donald Nickles Mgmt For For For 1.3 Elect Kathleen Eisbrenner Mgmt For For For 1.4 Elect Louis Simpson Mgmt For For For 2 Amendment to the Long Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Sales to China
Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967101 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 24 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect John Whitmire Mgmt For For For 1.3 Elect Philip Baxter Mgmt For For For 1.4 Elect James Altmeyer, Sr. Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Continental Airlines, Inc. Ticker Security ID: Meeting Date Meeting Status CAL CUSIP 210795308 09/17/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Declaration of Material Interest Mgmt For For For
Corning Incorporated Ticker Security ID: Meeting Date Meeting Status GLW CUSIP 219350105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For For For 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For For For 5 Elect H. Onno Ruding Mgmt For For For 6 Elect Glenn Tilton Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Covidien Public Limited Company Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F105 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Reverse Stock Split Followed by a Mgmt For For For Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
CVS Caremark Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Anne Finucane Mgmt For For For 5 Elect Kristen Gibney Williams Mgmt For For For 6 Elect Marian Heard Mgmt For For For 7 Elect Larry Merlo Mgmt For For For 8 Elect Jean-Pierre Millon Mgmt For For For 9 Elect Terrence Murray Mgmt For For For 10 Elect C.A. Lance Piccolo Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions or Expenditure 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Daiichi Sankyo Company Limited Ticker Security ID: Meeting Date Meeting Status 4568 CINS J11257102 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Johji Nakayama Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Kazunori Hirokawa Mgmt For For For 8 Elect Takashi Okimoto Mgmt For For For 9 Elect Hiroshi Hirabayashi Mgmt For For For 10 Elect Kunio Ishihara Mgmt For For For 11 Elect Yuhichiroh Anzai Mgmt For For For 12 Elect Yuki Satoh Mgmt For For For 13 Elect Kazuo Koike Mgmt For For For 14 Elect Takashi Chiba Mgmt For For For 15 Bonus Mgmt For For For
Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP 247361702 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Kenneth Woodrow Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
DIRECTV Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A101 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Dillon Mgmt For For For 1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For 1.3 Elect Lorrie Norrington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Dual Class Stock Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Adoption of Majority Vote for Mgmt For For For Election of Directors 6 Limitation of Right to Call a Mgmt For Against Against Special Meeting 7 Adoption of Delaware as the Mgmt For For For Exclusive Forum for Certain Disputes 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Educomp Solutions Limited Ticker Security ID: Meeting Date Meeting Status EDUCOMP CINS Y22514114 04/11/2011 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Divestiture Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Authority to Give Guarantees and Mgmt For For For Make Investments 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Issue Preferred Shares Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A
Educomp Solutions Limited Ticker Security ID: Meeting Date Meeting Status EDUCOMP CINS Y22514114 09/27/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Gopal Jain Mgmt For For For 4 Elect Shonu Chandra Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A
EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Mgmt For For For Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Ensco International plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For
Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Mgmt For For For Regarding Historic Dividends 9 Release of Shareholders from Claims Mgmt For For For Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emission Goals
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status F CUSIP 345370860 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For For For 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Audit Commission Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Non-Voting Agenda Item N/A N/A N/A N/A 57 Elect Andrey Akimov Mgmt For Abstain Against 58 Elect Alexander Ananenkov Mgmt For Abstain Against 59 Elect Farit Gazizullin Mgmt For For For 60 Elect Viktor Zubkov Mgmt For For For 61 Elect Elena Karpel Mgmt For For For 62 Elect Alexey Miller Mgmt For For For 63 Elect Valery Musin Mgmt For For For 64 Elect Elvira Nabiullina Mgmt For For For 65 Elect Mikhail Sereda Mgmt For For For 66 Elect Sergey Shmatko Mgmt For For For 67 Elect Igor Yusufov Mgmt For For For 68 Non-Voting Agenda Item N/A N/A N/A N/A 69 Elect Dmitry Arkhipov Mgmt For N/A N/A 70 Elect Andrey Belobrov Mgmt For For For 71 Elect Vadim Bikulov Mgmt For For For 72 Elect Aleksey Mironov Mgmt For For For 73 Elect Lidiya Morozova Mgmt For For For 74 Elect Anna Nesterova Mgmt For For For 75 Elect Yury Nosov Mgmt For N/A N/A 76 Elect Karen Oganyan Mgmt For For For 77 Elect Konstantin Pesotsky Mgmt For For For 78 Elect Maria Tikhonova Mgmt For For For 79 Elect Aleksandr Yugov Mgmt For For For 80 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Early Termination of Directors Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Andrey Akimov Mgmt For For For 4 Elect Alexander Ananenkov Mgmt For For For 5 Elect Farit Gazizullin Mgmt For For For 6 Elect Elena Karpel Mgmt For For For 7 Elect Timur Kulibayev Mgmt For For For 8 Elect Viktor Martynov Mgmt For For For 9 Elect Vladimir Mau Mgmt For For For 10 Elect Alexey Miller Mgmt For For For 11 Elect Valery Musin Mgmt For For For 12 Elect Mikhail Sereda Mgmt For For For 13 Elect Igor Yusufov Mgmt For For For 14 Elect Viktor Zubkov Mgmt For For For
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Shareholder Proposal Cumulative ShrHoldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
Goodrich Corporation Ticker Security ID: Meeting Date Meeting Status GR CUSIP 382388106 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carolyn Corvi Mgmt For For For 1.2 Elect Diane Creel Mgmt For For For 1.3 Elect Harris DeLoach, Jr. Mgmt For For For 1.4 Elect James Griffith Mgmt For For For 1.5 Elect William Holland Mgmt For For For 1.6 Elect John Jumper Mgmt For For For 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Lloyd Newton Mgmt For For For 1.9 Elect Alfred Rankin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Conflict of Interest Report
High Tech Computer Corp. Ticker Security ID: Meeting Date Meeting Status 2498 CINS Y3732M103 06/15/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Amendment to Procedural Rules: Mgmt For For For Acquisition/Disposal of Assets 12 Elect David Bruce Yoffie Mgmt For For For 13 Elect Jerry H.C. Chu (Supervisor) Mgmt For For For 14 Non-Compete Restrictions for Mgmt For For For Directors 15 Extraordinary motions Mgmt For Against Against
Hon Hai Precision Industry Co. Ticker Security ID: Meeting Date Meeting Status 2317 CINS Y36861105 06/08/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For 11 Extraordinary Motions Mgmt For Against Against
Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 336 CINS G4639H122 08/05/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividend Mgmt For For For 5 Allocation of Special Dividend Mgmt For For For 6 Elect CHU Lam Yiu Mgmt For For For 7 Elect LAU Chi Tak Mgmt For For For 8 Elect LEE Luk Shiu Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Imperial Oil Limited Ticker Security ID: Meeting Date Meeting Status IMO CUSIP 453038408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Krystyna Hoeg Mgmt For For For 2.2 Elect Bruce March Mgmt For For For 2.3 Elect Jack Mintz Mgmt For For For 2.4 Elect Robert Olsen Mgmt For For For 2.5 Elect David Sutherland Mgmt For For For 2.6 Elect Sheelagh Whittaker Mgmt For For For 2.7 Elect Victor Young Mgmt For For For
ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CINS N4578E413 05/09/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Executive Board Remuneration Policy Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendment to Articles A Mgmt For For For 12 Amendment to Articles B Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Ratification of Executive Board Acts Mgmt For For For 15 Ratification of Supervisory Board Mgmt For For For Acts 16 Elect Koos Timmermans Mgmt For For For 17 Elect Peter Elverding Mgmt For For For 18 Elect Henk Breukink Mgmt For For For 19 Elect Sjoerd van Keulen Mgmt For For For 20 Elect Joost Kuiper Mgmt For For For 21 Elect Luc Vandewalle Mgmt For For For 22 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights in Connection with a Merger 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Repurchase Shares in Mgmt For For For Connection with a Merger 26 Non-Voting Agenda Item N/A N/A N/A N/A
International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report
Itochu Corporation Ticker Security ID: Meeting Date Meeting Status 8001 CINS J2501P104 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For For For 5 Elect Masahiro Okafuji Mgmt For For For 6 Elect Yohichi Kobayashi Mgmt For For For 7 Elect Yoshio Akamatsu Mgmt For For For 8 Elect Yoshihisa Aoki Mgmt For For For 9 Elect Tadayuki Seki Mgmt For For For 10 Elect Kenji Okada Mgmt For For For 11 Elect Kohji Takayanagi Mgmt For For For 12 Elect Satoshi Kikuchi Mgmt For For For 13 Elect Tohru Matsushima Mgmt For For For 14 Elect Ichiroh Nakamura Mgmt For For For 15 Elect Hitoshi Okamoto Mgmt For For For 16 Elect Yuko Kawamoto Mgmt For For For 17 Elect Kazuyuki Sugimoto Mgmt For For For 18 Elect Kazutoshi Maeda Mgmt For For For 19 Elect Masahiro Shimojoh Mgmt For For For 20 Directors' Fees and Bonuses Mgmt For For For
Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Annual Incentive Mgmt For For For Performance Plan 5 Amendment to the Long-Term Incentive Mgmt For For For Performance Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Lead Director
Juniper Networks, Inc. Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr N/A For N/A Declassification of the Board
Kraft Foods Inc. Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajay Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Peter Henry Mgmt For For For 4 Elect Lois Juliber Mgmt For For For 5 Elect Mark Ketchum Mgmt For For For 6 Elect Richard Lerner Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect John Pope Mgmt For For For 9 Elect Fedric Reynolds Mgmt For For For 10 Elect Irene Rosenfeld Mgmt For For For 11 Elect Jean-Francois van Boxmeer Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For
Magna International Inc. Ticker Security ID: Meeting Date Meeting Status MG CUSIP 559222401 07/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elimination of Dual Class Share Mgmt N/A For N/A Structure Pursuant to Plan of Arrangement
Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zachary Carter Mgmt For For For 2 Elect Brian Duperreault Mgmt For For For 3 Elect Oscar Fanjul Mgmt For For For 4 Elect H. Edward Hanway Mgmt For For For 5 Elect Lord Ian Lang Mgmt For For For 6 Elect Steven Mills Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Elect Morton Schapiro Mgmt For For For 10 Elect Adele Simmons Mgmt For For For 11 Elect Lloyd Yates Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive and Stock Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
McKesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby III Mgmt For Against Against 5 Elect M. Christine Jacobs Mgmt For Against Against 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For Against Against 8 Elect Edward Mueller Mgmt For Against Against 9 Elect Jane Shaw Mgmt For For For 10 Reapproval of Performance Goals Mgmt For For For Under the 2005 Stock Plan 11 Reapproval of Performance Goals Mgmt For For For Under the 2005 Management Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay
Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CINS J44497105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takamune Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Tatsuo Tanaka Mgmt For For For 7 Elect Nobuyuki Hirano Mgmt For For For 8 Elect Taihei Yuki Mgmt For For For 9 Elect Ichiroh Hamakawa Mgmt For For For 10 Elect Masao Hasegawa Mgmt For For For 11 Elect Toshiroh Toyoizumi Mgmt For For For 12 Elect Shunsuke Teraoka Mgmt For For For 13 Elect Tatsuo Wakabayashi Mgmt For For For 14 Elect Takashi Oyamada Mgmt For For For 15 Elect Hiroyuki Noguchi Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For 19 Elect Takehiko Nemoto Mgmt For For For
Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A107 05/11/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Recapitalization and Spin-off Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 07/15/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Cyril Ramaphosa Mgmt For For For 3 Elect Doug Band Mgmt For For For 4 Elect Alan van Biljon Mgmt For For For 5 Elect Marion Lesego Marole Mgmt For For For 6 Elect N. Peter Mageza Mgmt For For For 7 Elect Alan Harper Mgmt For For For 8 Elect Nazir Patel Mgmt For For For 9 Increase NEDs' Fees Mgmt For For For 10 General Authority to Issue Shares Mgmt For For For 11 Elect Audit Committee Members Mgmt For For For 12 Approve Share Appreciation Rights Mgmt For For For Scheme and Performance Share Plan 13 Approve restraint of trade Mgmt For For For agreements with CEO Phuthuma Nhleko 14 Appointment of Joint Auditors Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authorisation of Legal Formalities Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 08/20/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve BEE Transaction Mgmt For For For 2 Specific Authority to Repurchase Mgmt For For For Shares 3 Sanctioning Financial Assistance for Mgmt For For For BEE Transaction 4 Specific Issue of Shares to BIC for Mgmt For For For Cash 5 Additional Specific Issue of Shares Mgmt For For For to BIC for Cash 6 Authorisation of Legal Formalities Mgmt For For For 7 Specific Issue of Shares to ESOP Mgmt For For For 8 Sanctioning of Financial Assistance Mgmt For For For for ESOP 9 Non-Voting Meeting Note N/A N/A N/A N/A
Nokia Oyj Ticker Security ID: Meeting Date Meeting Status NOK1V CINS X61873133 05/03/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Stock Option Program 2011 Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
NVIDIA Corporation Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harvey Jones Mgmt For For For 2 Elect William Miller Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 10/28/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Rangareddy Jayachandran Mgmt For For For 4 Elect Jean-Paul Pinard Mgmt For For For 5 Elect WONG Heng Tew Mgmt For For For 6 Elect Robert Tomlin Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Grant Awards and Issue Mgmt For For For Shares under Olam Employee Share Option Scheme 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares under Olam Mgmt For For For Scrip Dividend Plan
Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 10/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 01/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger by Absorption Mgmt For For For 2 Amendments to Articles Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Merger by Absorption Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairman of the Board of Mgmt For For For Directors 6 Election of Supervisory Council Mgmt For For For Members 7 Remuneration Report Mgmt For For For 8 Capitalization of Reserves Mgmt For For For
Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding the ShrHoldr Against For Against Right to Act by Written Consent 21 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
Plum Creek Timber Company, Inc. Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rick Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For For For 3 Elect John McDonald Mgmt For For For 4 Elect Robert McLeod Mgmt For For For 5 Elect John Morgan, Sr. Mgmt For For For 6 Elect Marc Racicot Mgmt For For For 7 Elect John Scully Mgmt For For For 8 Elect Stephen Tobias Mgmt For For For 9 Elect Martin White Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 12 Ratification of Auditor Mgmt For For For
Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 14 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 15 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 16 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Plans
Safran SA Ticker Security ID: Meeting Date Meeting Status SAF CINS F4035A557 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification Mgmt For For For of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Amendment to Governing Structure Mgmt For For For 10 Adoption of New Articles Mgmt For Against Against 11 Amendment Regarding Cap on Voting Mgmt For Against Against Rights 12 Elect Jean-Paul Herteman Mgmt For For For 13 Elect Francis Mer Mgmt For For For 14 Elect Giovanni Bisignani Mgmt For For For 15 Elect Jean-Lou Chameau Mgmt For For For 16 Elect Odile Desforges Mgmt For For For 17 Elect Jean-Marc Forneri Mgmt For For For 18 Elect Xavier Lagarde Mgmt For For For 19 Elect Michel Lucas Mgmt For For For 20 Elect Elisabeth Lulin Mgmt For For For 21 Election of Representatives of the Mgmt For For For State 22 Elect Christian Halary Mgmt For For For 23 Elect Marc Aubry Mgmt For For For 24 Elect Caroline Gregoire-Sainte Marie Mgmt For For For as Censor 25 Directors' Fees Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 29 Authority to Increase capital in Mgmt For For For Case of Exchange Offer 30 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 31 Authority to Increase Share Issuance Mgmt For For For Limit 32 Authority to Set Offering Price of Mgmt For For For Shares 33 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 34 Authority to Increase Capital Mgmt For For For Through Capitalizations 35 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 36 Authority to Grant Stock Options Mgmt For For For 37 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 38 Authority to Issue Restricted Shares Mgmt For For For 39 Authority to Cancel Shares and Mgmt For For For Reduce Capital 40 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 41 Shareholder Proposal Regarding ShrHoldr For For For Representatives of Employee Shareholders 42 Shareholder Proposal Regarding ShrHoldr Against Against For Employee Representation 43 Authority to Carry Out Formalities Mgmt For For For 44 Non-Voting Meeting Note N/A N/A N/A N/A
Shionogi & Co Ltd Ticker Security ID: Meeting Date Meeting Status 4507 CINS J74229105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Yasuhiro Mino Mgmt For For For 6 Elect Akio Nomura Mgmt For For For 7 Elect Teppei Mogi Mgmt For For For 8 Elect Sachio Tokaji Mgmt For For For 9 Elect Kenji Fukuda Mgmt For For For 10 Bonus Mgmt For For For 11 Stock Option Plan Mgmt For For For 12 Statutory Auditors' Fees Mgmt For For For
Sino-Forest Corporation Ticker Security ID: Meeting Date Meeting Status TRE CUSIP 82934H101 05/30/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Allen Chan Mgmt For For For 1.2 Elect William Ardell Mgmt For For For 1.3 Elect James Bowland Mgmt For For For 1.4 Elect James Hyde Mgmt For For For 1.5 Elect Edmund Mak Mgmt For For For 1.6 Elect Judson Martin Mgmt For For For 1.7 Elect Simon Murray Mgmt For Withhold Against 1.8 Elect Peter Wang Mgmt For Withhold Against 1.9 Elect Garry West Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Skyworth Digital Holdings Limited Ticker Security ID: Meeting Date Meeting Status 751 CINS G8181C100 09/07/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Frederick LEUNG Chi Ching Mgmt For For For 6 Elect YANG Dongwen Mgmt For For For 7 Elect LU Rongchang Mgmt For For For 8 Elect Stephen SO Hon Cheung Mgmt For For For 9 Elect Katherine CHAN Wai Kay Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Refreshment of Share Option Scheme Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Sohu.com Inc. Ticker Security ID: Meeting Date Meeting Status SOHU CUSIP 83408W103 07/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Roberts Mgmt For For For 1.2 Elect Zhonghan Deng Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
Standard Chartered plc Ticker Security ID: Meeting Date Meeting Status STAN CINS G84228157 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Steve Bertamini Mgmt For For For 5 Elect Jaspal Bindra Mgmt For For For 6 Elect Richard Delbridge Mgmt For For For 7 Elect Jamie Dundas Mgmt For For For 8 Elect Valerie Gooding Mgmt For For For 9 Elect HAN Seung-Soo Mgmt For For For 10 Elect Simon Lowth Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Ruth Markland Mgmt For For For 13 Elect Richard Meddings Mgmt For For For 14 Elect John Paynter Mgmt For For For 15 Elect John Peace Mgmt For For For 16 Elect Michael Rees Mgmt For For For 17 Elect Peter Sands Mgmt For For For 18 Elect Paul Skinner Mgmt For For For 19 Elect Oliver Stocken Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 25 2011 Share Plan Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Ordinary Mgmt For For For Shares 28 Authority to Repurchase Preference Mgmt For For For Shares 29 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 30 Non-Voting Meeting Note N/A N/A N/A N/A
State Bank of India Limited Ticker Security ID: Meeting Date Meeting Status SBI CINS Y8161Z129 06/20/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For
State Bank of India Limited Ticker Security ID: Meeting Date Meeting Status SBI CINS Y8161Z129 06/24/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect D. Sundaram Mgmt For For For 4 Elect Dileep Choksi Mgmt For For For 5 Elect S. Venkatachalam Mgmt For For For 6 Elect Parthasarthy Iyengar Mgmt For For For 7 Elect Umesh Kapur Mgmt For N/A N/A
Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224107 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Benson Mgmt For Withhold Against 1.2 Elect Dominic D'Alessandro Mgmt For For For 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect Richard George Mgmt For For For 1.6 Elect Paul Haseldonckx Mgmt For For For 1.7 Elect John Huff Mgmt For For For 1.8 Elect Jacques Lamarre Mgmt For For For 1.9 Elect Brian MacNeill Mgmt For For For 1.10 Elect Maureen McCaw Mgmt For For For 1.11 Elect Michael O'Brien Mgmt For For For 1.12 Elect James Simpson Mgmt For For For 1.13 Elect Eira Thomas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Taiwan Semiconductor Manufacturing Ticker Security ID: Meeting Date Meeting Status 2330 CUSIP 874039100 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 4 Approve Spin-off Mgmt For For For 5.1 Elect Gregory C. Chow Mgmt For For For 5.2 Elect Kok-Choo Chen Mgmt For For For
Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/19/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Agenda Mgmt For TNA N/A 5 Election of Individuals to Check Mgmt For TNA N/A Minutes 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Compensation Guidelines Mgmt For TNA N/A 9 Cancellation of Shares Mgmt For TNA N/A 10 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 11 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to LTIP 12 Election of Corporate Assembly Mgmt For TNA N/A 13 Nomination Committee Mgmt For TNA N/A 14 Corporate Assembly Fees Mgmt For TNA N/A
The Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
The Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A107 10/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Graber Mgmt For For For 1.2 Elect Emery Koenig Mgmt For For For 1.3 Elect Sergio Rial Mgmt For For For 1.4 Elect David Seaton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The NASDAQ OMX Group, Inc. Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Borje Ekholm Mgmt For For For 5 Elect Lon Gorman Mgmt For For For 6 Elect Robert Greifeld Mgmt For For For 7 Elect Glenn Hutchins Mgmt For For For 8 Elect Birgitta Kantola Mgmt For For For 9 Elect Essa Kazim Mgmt For For For 10 Elect John Markese Mgmt For For For 11 Elect Hans Nielsen Mgmt For For For 12 Elect Thomas O'Neill Mgmt For For For 13 Elect James Riepe Mgmt For For For 14 Elect Michael Splinter Mgmt For For For 15 Elect Lars Wedenborn Mgmt For For For 16 Elect Deborah Wince-Smith Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
TRW Automotive Holdings Corp. Ticker Security ID: Meeting Date Meeting Status TRW CUSIP 87264S106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Francois Castaing Mgmt For For For 1.2 Elect Michael Gambrell Mgmt For For For 1.3 Elect Paul O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
UAL Corporation Ticker Security ID: Meeting Date Meeting Status UAUA CUSIP 902549807 09/17/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Amend Certificate of Incorporation Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 03/31/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Director Term Mgmt For TNA N/A Lengths 4 Amendment Regarding Compensation and Mgmt For TNA N/A Nominating Committee 5 Amendments to Articles 34, 35, 36, Mgmt For TNA N/A 39, 40 and 42 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Authority to Amend Articles Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 04/28/2011 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt For TNA N/A 4 Presentation of Auditor Report Mgmt For TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor's Acts Mgmt For TNA N/A 8 Elect Evelyn du Monceau de Bergendal Mgmt For TNA N/A 9 Elect Arnoud de Pret Roose de Mgmt For TNA N/A Calesberg 10 Elect Jean-Pierre Kinet Mgmt For TNA N/A 11 Ratification of the Independence of Mgmt For TNA N/A Jean-Pierre Kinet 12 Elect Thomas Leysen Mgmt For TNA N/A 13 Ratification of the Independence of Mgmt For TNA N/A Thomas Leysen 14 Elect Gerhard Mayr Mgmt For TNA N/A 15 Ratification of the Independence of Mgmt For TNA N/A Gerhard Mayr 16 Elect Norman Ornstein Mgmt For TNA N/A 17 Ratification of the Independence of Mgmt For TNA N/A Norman Ornstein 18 Elect Bridget van Rijckevorsel Mgmt For TNA N/A 19 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 20 Change in Control Provision Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A
United Continental Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UAL CUSIP 910047109 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kirbyjon Caldwell Mgmt For For For 1.2 Elect Carolyn Corvi Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect Jane Garvey Mgmt For For For 1.5 Elect Walter Isaacson Mgmt For For For 1.6 Elect Henry Meyer III Mgmt For For For 1.7 Elect Oscar Munoz Mgmt For For For 1.8 Elect James O'Connor Mgmt For For For 1.9 Elect Laurence Simmons Mgmt For For For 1.10 Elect Jeffery Smisek Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect David Vitale Mgmt For For For 1.13 Elect John Walker Mgmt For For For 1.14 Elect Charles Yamarone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Mgmt For For For Purchase Plan 15 Ratification of Auditor Mgmt For For For
Vallourec Ticker Security ID: Meeting Date Meeting Status VK CINS F95922104 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Pascale Chargrasse 9 Elect Pascale Chargrasse Mgmt For For For 10 Elect Jean-Paul Parayre Mgmt For For For 11 Elect Patrick Boissier Mgmt For For For 12 Elect Anne-Marie Idrac Mgmt For For For 13 Elect Francois Henrot as Censor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Capital and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For For For Shares 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital In Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority for Subsidiaries to Issue Mgmt For For For Securities Convertible into Company Shares 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Authority to Issue Debt Instruments Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital for Mgmt For For For Foreign Employees 27 Authority to Increase Capital for Mgmt For For For Foreign Employees as an Alternative to Employee Savings Plan 28 Authority to Issue Restricted Shares Mgmt For For For Under Savings Plans 29 Authority to Issue Restricted Shares Mgmt For For For 30 Authority to Cancel Shares and Mgmt For For For Reduce Capital 31 Amendment Regarding Supervisory Mgmt For For For Board Member Term Length 32 Amendment Regarding Employee Mgmt For For For Representation 33 Authority to Carry Out Formalities Mgmt For For For
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 07/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Naresh Chandra Mgmt For For For 5 Elect Euan Macdonald Mgmt For For For 6 Elect Aman Mehta Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Settle Convertible Mgmt For For For Bonds with Ordinary Shares 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Adoption of New Articles Mgmt For For For 15 Reduction in Share Premium Account Mgmt For For For
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
The Hartford Capital Appreciation II Fund Investment Company Report 07/01/10 - 06/30/11 A. Schulman, Inc. Ticker Security ID: Meeting Date Meeting Status SHLM CUSIP 808194104 12/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eugene Allspach Mgmt For For For 1.2 Elect Gregory Barmore Mgmt For For For 1.3 Elect David Birney Mgmt For For For 1.4 Elect Howard Curd Mgmt For For For 1.5 Elect Joseph Gingo Mgmt For For For 1.6 Elect Michael McManus, Jr. Mgmt For For For 1.7 Elect Lee Meyer Mgmt For For For 1.8 Elect James Mitarotonda Mgmt For For For 1.9 Elect Ernest Novak, Jr. Mgmt For For For 1.10 Elect Irvin Reid Mgmt For For For 1.11 Elect John Yasinsky Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Value Creation Rewards Plan Mgmt For For For
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Evan Greenberg Mgmt For For For 2 Elect Leo Mullin Mgmt For For For 3 Elect Olivier Steimer Mgmt For For For 4 Elect Michael Connors Mgmt For For For 5 Elect Eugene B. Shanks, Jr. Mgmt For For For 6 Elect John Krol Mgmt For For For 7 Approval of Annual Report Mgmt For For For 8 Approval of Statutory Financial Mgmt For For For Statements 9 Approval of Consolidated Financial Mgmt For For For Statements 10 Allocation of Disposable Profits Mgmt For For For 11 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For For 12 Appointment of Auditor (Zurich) Mgmt For For For 13 Appointment of Auditor (US) Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For (Zurich) 15 APPROVAL OF DIVIDENDS FROM LEGAL Mgmt For For For RESERVES 16 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation
Acme Packet, Inc. Ticker Security ID: Meeting Date Meeting Status APKT CUSIP 004764106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Bowen Mgmt For For For 1.2 Elect Robert Hower Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Employee Stock Purchase Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
ADTRAN, Inc. Ticker Security ID: Meeting Date Meeting Status ADTN CUSIP 00738A106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Stanton Mgmt For For For 1.2 Elect H. Fenwick Huss Mgmt For For For 1.3 Elect Ross Ireland Mgmt For For For 1.4 Elect William Marks Mgmt For For For 1.5 Elect James Matthews Mgmt For For For 1.6 Elect Balan Nair Mgmt For For For 1.7 Elect Roy Nichols Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Variable Incentive Mgmt For For For Compensation Plan 5 Ratification of Auditor Mgmt For For For
AECOM Technology Corporation Ticker Security ID: Meeting Date Meeting Status ACM CUSIP 00766T100 03/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Francis Bong Mgmt For For For 1.2 Elect S. Malcolm Gillis Mgmt For For For 1.3 Elect Robert Routs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos II Mgmt For Against Against 3 Elect Paul Amos II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger III Mgmt For For For 6 Elect Elizabeth Hudson Mgmt For For For 7 Elect Douglas Johnson Mgmt For For For 8 Elect Robert Johnson Mgmt For For For 9 Elect Charles Knapp Mgmt For For For 10 Elect E. Stephen Purdom Mgmt For For For 11 Elect Barbara Rimer Mgmt For For For 12 Elect Marvin Schuster Mgmt For For For 13 Elect David Thompson Mgmt For For For 14 Elect Robert Wright Mgmt For For For 15 Elect Takuro Yoshida Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 18 Ratification of Auditor Mgmt For For For
AGCO Corporation Ticker Security ID: Meeting Date Meeting Status AGCO CUSIP 001084102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wolfgang Deml Mgmt For For For 2 Elect Luiz Fernando Furlan Mgmt For For For 3 Elect Gerald Johanneson Mgmt For For For 4 Elect Thomas LaSorda Mgmt For For For 5 Elect George Minnich Mgmt For For For 6 Elect Martin Richenhagen Mgmt For For For 7 Elect Daniel Ustian Mgmt For For For 8 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 11 Ratification of Auditor Mgmt For For For
Ageas NV Ticker Security ID: Meeting Date Meeting Status AGB CINS B0148L104 04/28/2011 Voted Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Elect Ronny Bruckner Mgmt N/A For N/A 10 Elect Frank Arts Mgmt For For For 11 Elect Shaoliang Jin Mgmt For Against Against 12 Elect Roel Nieuwdorp Mgmt For For For 13 Elect Jozef De Mey Mgmt For For For 14 Elect Guy de Selliers Mgmt For For For 15 Elect Lionel Perl Mgmt For For For 16 Elect Jan Zegering Hadders Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Increase in Authorized Capital Mgmt For For For 19 Authority to Issue Shares Mgmt For For For 20 Disapplication of Preemptive Rights Mgmt For For For 21 Amendment Regarding Board Committees Mgmt For For For 22 Amendments to Articles Mgmt For For For 23 Amend Article 19 Mgmt For For For 24 Amend Article 20 Mgmt For For For 25 Amend Article 21 Mgmt For For For 26 Amendment Regarding Dividend Mgmt For For For Announcements 27 Amendment Regarding Quorum Mgmt For For For Requirement 28 Authority to Amend Articles Mgmt For For For
Ageas SA/NV Ticker Security ID: Meeting Date Meeting Status AGS CINS B0148L104 04/27/2011 Voted Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appropriation of Results for Fiscal Mgmt For For For Year 2009 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Ratification of Auditor's Acts Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Remuneration Policy Mgmt For For For 10 Elect Ronny Bruckner Mgmt N/A For N/A 11 Elect Frank Arts Mgmt For For For 12 Elect Shaoliang Jin Mgmt For Against Against 13 Elect Roel Nieuwdorp Mgmt For For For 14 Elect Jozef De Mey Mgmt For For For 15 Elect Guy de Selliers Mgmt For For For 16 Elect Lionel Perl Mgmt For For For 17 Elect Jan Zegering Hadders Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Sell Shares Mgmt For For For 20 Increase in Authorized Capital Mgmt For For For 21 Increase in Authorized Capital Mgmt For For For 22 Amendment Regarding Remuneration Mgmt For For For Report 23 Amend Articles 18.5, 19, 20, 21, 22 Mgmt For For For and 27 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Amend Article 18.5 Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Amend Article 19 Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Amend Article 20 Mgmt For For For 30 Amend Article 21 Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Amend Article 22 Mgmt For For For 34 Conclusion of Meeting Mgmt For For For
Agilent Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status A CUSIP 00846U101 03/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Heidi Fields Mgmt For For For 2 Elect David Lawrence Mgmt For For For 3 Elect A. Barry Rand Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Agrium Inc. Ticker Security ID: Meeting Date Meeting Status AGU CUSIP 008916108 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Russel Girling Mgmt For For For 1.3 Elect Susan Henry Mgmt For For For 1.4 Elect Russell Horner Mgmt For For For 1.5 Elect David Lesar Mgmt For For For 1.6 Elect John Lowe Mgmt For For For 1.7 Elect A. Anne McLellan Mgmt For For For 1.8 Elect Derek Pannell Mgmt For For For 1.9 Elect Frank Proto Mgmt For For For 1.10 Elect Michael Wilson Mgmt For For For 1.11 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For
AIA Group Limited Ticker Security ID: Meeting Date Meeting Status 1299 CINS Y002A1105 05/26/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Edmund TSE Sze Wing Mgmt For Against Against 5 Elect Mark Tucker Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Repurchased Shares Mgmt For For For 10 Authority to Issue Shares under the Mgmt For For For Restricted Share Unit Scheme
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status AIRASIA CINS Y0029V101 06/20/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Abdul Aziz bin Abu Bakar Mgmt For For For 5 Elect Mohd Omar bin Mustapha Mgmt For For For 6 Elect Sonny LEONG Khee Seong Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Akamai Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status AKAM CUSIP 00971T101 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For
Alcatel-Lucent Ticker Security ID: Meeting Date Meeting Status ALU CUSIP 013904305 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Daniel Bernard Mgmt For For For 5 Elect Frank Blount Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Authority to Cancel Shares and Mgmt For For For Reduce Capital 9 Amendments to Articles Mgmt For For For 10 Authority to Carry Out Formalities Mgmt For For For
Alkermes, Inc. Ticker Security ID: Meeting Date Meeting Status ALKS CUSIP 01642T108 10/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Anstice Mgmt For For For 1.2 Elect Floyd Bloom Mgmt For For For 1.3 Elect Robert Breyer Mgmt For For For 1.4 Elect Gerri Henwood Mgmt For For For 1.5 Elect Paul Mitchell Mgmt For For For 1.6 Elect Richard Pops Mgmt For For For 1.7 Elect Alexander Rich Mgmt For For For 1.8 Elect Mark Skaletsky Mgmt For For For 1.9 Elect Michael Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ALL - America Latina Logistica S.A. Ticker Security ID: Meeting Date Meeting Status ALLL4 CINS 01643R606 09/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adhesion to the Novo Mercado Mgmt For For For 4 Conversion of Preferred Shares into Mgmt For For For Common Shares 5 Reverse Stock Split Mgmt For For For 6 Elimination of Units Mgmt For For For 7 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations
ALL - America Latina Logistica S.A. Ticker Security ID: Meeting Date Meeting Status ALLL4 CINS 01643R606 09/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Conversion of Preferred Shares into Mgmt For For For Common Shares
Almirall SA Ticker Security ID: Meeting Date Meeting Status ALM CINS E7131W101 05/06/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For
Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Pollution Report
Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Altera Corporation Ticker Security ID: Meeting Date Meeting Status ALTR CUSIP 021441100 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 1987 Employee Stock Mgmt For For For Purchase Plan 10 Elimination of Supermajority Mgmt For For For Requirement 11 Adoption of Delaware as the Mgmt For For For Exclusive Forum for Certain Disputes 12 Right to Call a Special Meeting Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 15 Ratification of Auditor Mgmt For For For
Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change
Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Vance Coffman Mgmt For For For 5 Elect Rebecca Henderson Mgmt For For For 6 Elect Frank Herringer Mgmt For For For 7 Elect Gilbert Omenn Mgmt For For For 8 Elect Judith Pelham Mgmt For For For 9 Elect J. Paul Reason Mgmt For For For 10 Elect Leonard Schaeffer Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Ronald Sugar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Butler, Jr. Mgmt For For For 2 Elect Kevin Chilton Mgmt For For For 3 Elect Luke Corbett Mgmt For For For 4 Elect H. Paulett Eberhart Mgmt For For For 5 Elect Preston Geren, III Mgmt For For For 6 Elect John Gordon Mgmt For For For 7 Elect James Hackett Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Gender Identity and Expression Anti-Bias Policy 12 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 13 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change of Control 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Tito Mboweni Mgmt For For For 4 Elect Ferdinand Ohene-Kena Mgmt For For For 5 Elect Rhidwaan Gasant Mgmt For For For 6 Re-elect Bill Nairn Mgmt For For For 7 Re-elect Sipho Pityana Mgmt For For For 8 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Nkuhlu) 9 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Arisman) 10 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Gasant) 11 General Authority to Issue Shares Mgmt For For For 12 Authority to Issue Shares for Cash Mgmt For For For 13 AMENDMENT TO THE LONG-TERM INCENTIVE Mgmt For For For PLAN 2005 14 Approve Remuneration Policy Mgmt For For For 15 Increase NEDs' Fees Mgmt For For For 16 Increase NEDs' Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Approve Amendments to the BEE Mgmt For For For Transaction 19 Amendments to Articles Mgmt For For For 20 Authority to Issue Shares to the Mgmt For For For Bokamoso ESOP & Izingwe 21 Authorisation of Legal Formalities Mgmt For For For
Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 10/26/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares Upon Mgmt N/A For N/A Conversion of Bonds
Anheuser-Busch Inbev SA Ticker Security ID: Meeting Date Meeting Status ABI CINS B6399C107 04/26/2011 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Date of Annual Mgmt For TNA N/A Meeting 4 Amendment Regarding Executive Mgmt For TNA N/A Compensation 5 Amendments to Articles Mgmt For TNA N/A 6 Amend Article 24 Mgmt For TNA N/A 7 Amend Article 25 Mgmt For TNA N/A 8 Amend Article 26BIS Mgmt For TNA N/A 9 Amend Article 28 Mgmt For TNA N/A 10 Amend Article 30 Mgmt For TNA N/A 11 Amend Article 36-BIS Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Disapplication of Preemptive Rights Mgmt For TNA N/A 15 Authority to Issue Warrants Mgmt For TNA N/A 16 Authority to Increase Capital with Mgmt For TNA N/A Regards to Issuance 17 Authority to Issue Warrants to Mgmt For TNA N/A Independent Directors 18 Authority to Carry Out Formalities Mgmt For TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A 20 Non-Voting Agenda Item N/A N/A TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A 22 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 23 Ratification of Board Acts Mgmt For TNA N/A 24 Ratification of Auditor Acts Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Elect Stefan Descheemaeker Mgmt For TNA N/A 27 Elect Paul Cornet de Ways Ruart Mgmt For TNA N/A 28 Elect Kees Storm Mgmt For TNA N/A 29 Elect Peter Harf Mgmt For TNA N/A 30 Elect Olivier Goudet Mgmt For TNA N/A 31 Remuneration Report Mgmt For TNA N/A 32 Approval of Equity Incentive Grants Mgmt For TNA N/A 33 Approval of Change in Control Mgmt For TNA N/A Provision Relating to EMTN Program 34 Change of Control Provision Relating Mgmt For TNA N/A to the US Dollar Notes 35 Change of Control Provisions Mgmt For TNA N/A Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 36 Change of Control Provision Relating Mgmt For TNA N/A to the Canadian Dollar Notes Issued Via Private Placement 37 Authority to Carry Out Formalities Mgmt For TNA N/A 38 Non-Voting Meeting Note N/A N/A TNA N/A
Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For For For
Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Archer-Daniels-Mi dland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Pierre Dufour Mgmt For For For 4 Elect Donald Felsinger Mgmt For For For 5 Elect Victoria Haynes Mgmt For For For 6 Elect Antonio Maciel Neto Mgmt For For For 7 Elect Patrick Moore Mgmt For For For 8 Elect Thomas O'Neill Mgmt For For For 9 Elect Kelvin Westbrook Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibiting Corporate Political Spending 13 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
ARM Holdings plc Ticker Security ID: Meeting Date Meeting Status ARM CINS G0483X122 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Director's Remuneration Report Mgmt For For For 4 Elect Larry Hirst Mgmt For For For 5 Elect Janice Roberts Mgmt For For For 6 Elect Andy Green Mgmt For For For 7 Elect Doug Dunn Mgmt For For For 8 Elect Warren East Mgmt For For For 9 Elect Tudor Brown Mgmt For For For 10 Elect Mike Inglis Mgmt For For For 11 Elect Mike Muller Mgmt For For For 12 Elect Kathleen O'Donovan Mgmt For For For 13 Elect Philip Rowley Mgmt For For For 14 Elect Tim Score Mgmt For For For 15 Elect Simon Segars Mgmt For For For 16 Elect Young Sohn Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Repurchase Shares Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set General Meeting Mgmt For For For Period to 14 Days
ARUBA NETWORKS, INC. Ticker Security ID: Meeting Date Meeting Status ARUN CUSIP 043176106 12/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dominic Orr Mgmt For For For 1.2 Elect Keerti Melkote Mgmt For For For 1.3 Elect Bernard Guidon Mgmt For For For 1.4 Elect Emmanuel Hernandez Mgmt For For For 1.5 Elect Michael Kourey Mgmt For For For 1.6 Elect Douglas Leone Mgmt For For For 1.7 Elect Willem Roelandts Mgmt For For For 1.8 Elect Daniel Warmenhoven Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ArvinMeritor, Inc. Ticker Security ID: Meeting Date Meeting Status ARM CUSIP 043353101 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Anderson, Jr. Mgmt For For For 1.2 Elect Rhonda Brooks Mgmt For For For 1.3 Elect Steven Rothmeier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2010 Long-Term Mgmt For For For Incentive Plan 4 Company Name Change Mgmt For For For
Assa Abloy AB Ticker Security ID: Meeting Date Meeting Status ASSA-B CINS W0817X105 04/29/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Authority to Repurchase and Issue Mgmt For For For Shares 23 2011 Long-Term Incentive Plan Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A
Assured Guaranty Ltd Ticker Security ID: Meeting Date Meeting Status AGO CUSIP G0585R106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Francisco Borges Mgmt For For For 1.2 Elect Patrick Kenny Mgmt For For For 1.3 Elect Robin Monro-Davies Mgmt For For For 1.4 Elect Michael O'Kane Mgmt For For For 1.5 Elect Howard Albert Mgmt For For For 1.6 Elect Robert A. Bailenson Mgmt For For For 1.7 Elect Russell B. Brewer Mgmt For For For 1.8 Elect Gary Burnet Mgmt For For For 1.9 Elect Dominic J. Frederico Mgmt For For For 1.10 Elect James M. Michener Mgmt For For For 1.11 Elect Robert B. Mills Mgmt For For For 1.12 Elect Kevin Pearson Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Ratification of Auditor for the Mgmt For For For Company 6 Ratification of Auditor for the Mgmt For For For Company's Subsidiary
Atmel Corporation Ticker Security ID: Meeting Date Meeting Status ATML CUSIP 049513104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For For For 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 Amendment to the 2005 Stock Plan Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Atwood Oceanics, Inc. Ticker Security ID: Meeting Date Meeting Status ATW CUSIP 050095108 02/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Deborah Beck Mgmt For For For 1.2 Elect Robert Burgess Mgmt For For For 1.3 Elect George Dotson Mgmt For For For 1.4 Elect Jack Golden Mgmt For For For 1.5 Elect Hans Helmerich Mgmt For For For 1.6 Elect James Montague Mgmt For For For 1.7 Elect Robert Saltiel Mgmt For For For 2 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 3 Years N/A Executive Compensation
Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Sharon Rowlands Mgmt For For For 1.10 Elect Enrique Salem Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Amendment to the Employees' Mgmt For For For Savings-Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For
Avis Budget Group, Inc. Ticker Security ID: Meeting Date Meeting Status CAR CUSIP 053774105 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ronald Nelson Mgmt For For For 2 Elect Mary Choksi Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect Martin Edelman Mgmt For For For 5 Elect John Hardy, Jr. Mgmt For For For 6 Elect Lynn Krominga Mgmt For For For 7 Elect Eduardo Mestre Mgmt For For For 8 Elect F. Robert Salerno Mgmt For For For 9 Elect Stender Sweeney Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Avnet, Inc. Ticker Security ID: Meeting Date Meeting Status AVT CUSIP 053807103 11/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Ehud Houminer Mgmt For For For 1.4 Elect Frank Noonan Mgmt For For For 1.5 Elect Ray Robinson Mgmt For For For 1.6 Elect William Schumann III Mgmt For For For 1.7 Elect William Sullivan Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 2010 Stock Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 01/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Replace Chairman with Vice Chairman Mgmt N/A For N/A 2 Replace Vice Chairman with Chairman Mgmt N/A For N/A 3 Ratification of Board Composition Mgmt N/A For N/A
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors Mgmt For Against Against 4 Remuneration Policy; Audit Committee Mgmt For For For Fees 5 Amendment to Dividend Distribution Mgmt For For For Period
Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibition of Certain Relocation Benefits to Senior Executives
Barclays plc Ticker Security ID: Meeting Date Meeting Status BARC CINS G08036124 04/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Alison Carnwath Mgmt For For For 4 Elect Dambisa Moyo Mgmt For For For 5 Elect Marcus Agius Mgmt For For For 6 Elect David Booth Mgmt For For For 7 Elect Sir Richard Broadbent Mgmt For For For 8 Elect Fulvio Conti Mgmt For For For 9 Elect Robert Diamond, Jr. Mgmt For For For 10 Elect Simon Fraser Mgmt For For For 11 Elect Reuben Jeffrey III Mgmt For For For 12 Elect Sir Andrew Likierman Mgmt For For For 13 Elect Christopher Lucas Mgmt For For For 14 Elect Sir Michael Rake Mgmt For For For 15 Elect Sir John Sunderland Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Long Term Incentive Plan Mgmt For For For 24 Amendment to the Barclays Group Mgmt For For For Share Value Plan
Barnes Group Inc. Ticker Security ID: Meeting Date Meeting Status B CUSIP 067806109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bristow, Jr. Mgmt For For For 1.2 Elect Hassell McClellan Mgmt For For For 1.3 Elect Gregory Milzcik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Performance-Linked Mgmt For For For Bonus Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Repeal of Classified Board Mgmt Against For Against 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For Withhold Against 1.5 Elect Peter Crossgrove Mgmt For For For 1.6 Elect Robert Franklin Mgmt For For For 1.7 Elect J. Brett Harvey Mgmt For For For 1.8 Elect Dambisa Moyo Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For For For 1.5 Elect Ronald Deal Mgmt For For For 1.6 Elect J. Littleton Glover, Jr. Mgmt For For For 1.7 Elect Jane Helm Mgmt For For For 1.8 Elect John Howe, III Mgmt For For For 1.9 Elect Kelly King Mgmt For For For 1.10 Elect Valeria Lynch Lee Mgmt For For For 1.11 Elect J. Holmes Morrison Mgmt For For For 1.12 Elect Nido Qubein Mgmt For For For 1.13 Elect Thomas Skains Mgmt For For For 1.14 Elect Thomas Thompson Mgmt For For For 1.15 Elect Stephen Williams Mgmt For For For 2 Amendment to the short-term Mgmt For For For incentive plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Beiersdorf AG Ticker Security ID: Meeting Date Meeting Status BEI CINS D08792109 04/21/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Supervisory Board Members' Fees Mgmt For For For 11 Compensation Policy Mgmt For For For
Belden Inc. Ticker Security ID: Meeting Date Meeting Status BDC CUSIP 077454106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Aldrich Mgmt For For For 1.2 Elect Lance Balk Mgmt For For For 1.3 Elect Judy Brown Mgmt For For For 1.4 Elect Bryan Cressey Mgmt For For For 1.5 Elect Glenn Kalnasy Mgmt For For For 1.6 Elect Mary McLeod Mgmt For For For 1.7 Elect George Minnich Mgmt For For For 1.8 Elect John Monter Mgmt For For For 1.9 Elect Bernard Rethore Mgmt For For For 1.10 Elect John Stroup Mgmt For For For 1.11 Elect Dean Yoost Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 2011 Long Term Incentive Plan Mgmt For For For
BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Fabio de Oliveira Barbosa Mgmt For For For 5 Elect Caio Kock-Weser Mgmt For For For 6 Elect Patrick Thomas Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Elect Frank Chapman Mgmt For For For 9 Elect Baroness Hogg Mgmt For For For 10 Elect John Hood Mgmt For For For 11 Elect Martin Houston Mgmt For For For 12 Elect Sir David Manning Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Philippe Varin Mgmt For For For 15 Elect Sir Robert Wilson Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
BMC Software, Inc Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921100 07/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jon Barfield Mgmt For For For 3 Elect Gary Bloom Mgmt For For For 4 Elect Meldon Gafner Mgmt For For For 5 Elect Mark Hawkins Mgmt For For For 6 Elect Stephan James Mgmt For For For 7 Elect P. Thomas Jenkins Mgmt For For For 8 Elect Louis Lavigne, Jr. Mgmt For For For 9 Elect Kathleen O'Neil Mgmt For For For 10 Elect Tom Tinsley Mgmt For For For 11 Adoption of Majority Vote for Mgmt For For For Election of Directors 12 Ratification of Auditor Mgmt For For For
BorgWarner Inc. Ticker Security ID: Meeting Date Meeting Status BWA CUSIP 099724106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robin Adams Mgmt For For For 2 Elect David Brown Mgmt For For For 3 Elect Jan Carlson Mgmt For For For 4 Elect Dennis Cuneo Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Bourbon Ticker Security ID: Meeting Date Meeting Status GBB CINS F11235136 06/01/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Elect Christian d'Armand de Mgmt For For For Chateauvieux 11 Elect Henri d'Armand de Chateauvieux Mgmt For For For 12 Elect Guy Dupont Mgmt For For For 13 Elect Bandouin Monnoyeur Mgmt For For For 14 Elect Christian Munier Mgmt For Against Against 15 Appointment of Auditor Mgmt For For For 16 Appointment of Alternate Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Carry out Formalities Mgmt For For For 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Grant Stock Options Mgmt For Against Against 21 Authority to Issue Restricted Shares Mgmt For Against Against 22 Authority to Issue Shares Under Mgmt For Against Against Employee Savings Plan 23 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 24 Authority to Increase Capital Mgmt For For For Through Capitalization 25 Amendments to Articles Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A
BP plc Ticker Security ID: Meeting Date Meeting Status BP CUSIP 055622104 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For
BR Malls Participacoes SA Ticker Security ID: Meeting Date Meeting Status BRML3 CINS P1908S102 09/14/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Alternate Directors Mgmt For For For 5 Stock Split Mgmt For For For 6 Capitalization of Reserves Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Increase in Authorized Capital Mgmt For For For 11 Constitution of Investment Reserve Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
BR Malls Participacoes SA Ticker Security ID: Meeting Date Meeting Status BRML3 CINS P1908S102 12/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For Against Against 4 Authorize Board Acts Mgmt For For For
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 02/09/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For Against Against 3 Election of Directors Mgmt For Against Against 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 03/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For Against Against
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Partial Acquisition of Classic Mgmt For Against Against Corretora de Seguros Ltda. 4 Merger with Classic Master BI Mgmt For Against Against Participacoes Ltda.
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 05/20/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Interest in Sebrasul Mgmt For For For Assessoria e Corretagem de Seguros Ltda. 4 Acquisition of D2X Participacoes Mgmt For For For Ltda.
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 05/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adjustment of Shares Subject to Mgmt For For For Lock-up in Classic Master BI Participacoes Ltda. Merger 4 Correction of Meeting Minutes Mgmt For For For
Brasil Insurance Participcacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 06/06/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of 40.8% of the share Mgmt For For For capital in Previsao Empreendimentos e Corretagens de Seguros 4 Incorporation of Previsao Mgmt For For For Representacoes Comerciais Ltda through the issuance of 3248 new shares and two warrants plans
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 07/13/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Jim Lawrence Mgmt For For For 4 Elect Alison Reed Mgmt For For For 5 Elect Rafael Sanchez-Lozano Turmo Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 11/29/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For For For
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 11/29/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 11/29/2010 Voted Meeting Type Country of Trade Other United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For For For
Broadcom Corporation Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Brunswick Corporation Ticker Security ID: Meeting Date Meeting Status BC CUSIP 117043109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Cambria Dunaway Mgmt For For For 2 Elect Dustan McCoy Mgmt For For For 3 Elect Ralph Stayer Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Buckle Inc. Ticker Security ID: Meeting Date Meeting Status BKE CUSIP 118440106 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Hirschfeld Mgmt For For For 1.2 Elect Dennis Nelson Mgmt For For For 1.3 Elect Karen Rhoads Mgmt For For For 1.4 Elect James Shada Mgmt For For For 1.5 Elect Robert Campbell Mgmt For For For 1.6 Elect Bill Fairfield Mgmt For For For 1.7 Elect Bruce Hoberman Mgmt For For For 1.8 Elect John Peetz Mgmt For For For 1.9 Elect Michael Huss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Management Incentive Plan Mgmt For For For 4 Amendment to 2005 Restricted Stock Mgmt For For For Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dan Dinges Mgmt For For For 2 Elect James Gibbs Mgmt For For For 3 Elect William Vititoe Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
CACI International Inc Ticker Security ID: Meeting Date Meeting Status CACI CUSIP 127190304 11/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dan Bannister Mgmt For For For 1.2 Elect Paul Cofoni Mgmt For For For 1.3 Elect Gordon England Mgmt For For For 1.4 Elect James Gilmore III Mgmt For For For 1.5 Elect Gregory Johnson Mgmt For For For 1.6 Elect Richard Leatherwood Mgmt For For For 1.7 Elect J.P. London Mgmt For For For 1.8 Elect James Pavitt Mgmt For For For 1.9 Elect Warren Phillips Mgmt For For For 1.10 Elect Charles Revoile Mgmt For For For 1.11 Elect William Wallace Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Cameco Corporation Ticker Security ID: Meeting Date Meeting Status CCO CUSIP 13321L108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Declaration of Residence - Canada Mgmt For For For 2.1 Elect Daniel Camus Mgmt For For For 2.2 Elect John Clappison Mgmt For For For 2.3 Elect Joe Colvin Mgmt For For For 2.4 Elect James Curtiss Mgmt For For For 2.5 Elect Donald Deranger Mgmt For For For 2.6 Elect James Gowans Mgmt For For For 2.7 Elect Timothy Gitzel Mgmt For For For 2.8 Elect Gerald Grandey Mgmt For For For 2.9 Elect Nancy Hopkins Mgmt For For For 2.10 Elect Oyvind Hushovd Mgmt For For For 2.11 Elect A. Anne McLellan Mgmt For For For 2.12 Elect A. Neil McMillan Mgmt For For For 2.13 Elect Victor Zaleschuk Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Amendments to Bylaws Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Fluor Mgmt For For For 2 Elect Jack Moore Mgmt For For For 3 Elect David Ross III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Management Incentive Mgmt For For For Compensation Plan 6 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Canadian Natural Resources Ltd. Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Catherine Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy Faithfull Mgmt For For For 1.4 Elect Gary Filmon Mgmt For For For 1.5 Elect Christopher Fong Mgmt For For For 1.6 Elect Gordon Giffin Mgmt For For For 1.7 Elect Wilfred Gobert Mgmt For For For 1.8 Elect Steve Laut Mgmt For For For 1.9 Elect Keith MacPhail Mgmt For For For 1.10 Elect Allan Markin Mgmt For For For 1.11 Elect Frank McKenna Mgmt For For For 1.12 Elect James Palmer Mgmt For For For 1.13 Elect Eldon Smith Mgmt For For For 1.14 Elect David Tuer Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Capella Education Company Ticker Security ID: Meeting Date Meeting Status CPLA CUSIP 139594105 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Kevin Gilligan Mgmt For For For 1.2 Elect Mark Greene Mgmt For For For 1.3 Elect Michael Linton Mgmt For For For 1.4 Elect Michael Lomax Mgmt For For For 1.5 Elect Jody Miller Mgmt For For For 1.6 Elect Stephen Shank Mgmt For For For 1.7 Elect Andrew Slavitt Mgmt For For For 1.8 Elect David Smith Mgmt For For For 1.9 Elect Jeffrey Taylor Mgmt For For For 1.10 Elect Sandra Taylor Mgmt For For For 1.11 Elect Darrell Tukua Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Incentive Bonus Plan Mgmt For For For
Capita plc Ticker Security ID: Meeting Date Meeting Status CPI CINS G1846J115 05/10/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Martin Bolland Mgmt For For For 5 Elect Paul Pindar Mgmt For For For 6 Elect Gordon Hurst Mgmt For For For 7 Elect Maggi Bell Mgmt For For For 8 Elect Paddy Doyle Mgmt For For For 9 Elect Martina King Mgmt For For For 10 Elect Nigel Wilson Mgmt For For For 11 Elect Paul Bowtell Mgmt For For For 12 Elect Vic Gysin Mgmt For For For 13 Elect Andy Parker Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Authority to Repurchase Shares Mgmt For For For 20 Co-Investment Plan Mgmt For For For 21 Amendment to the Deferred Annual Mgmt For For For Bonus Plan 22 Change of Company Name Mgmt For For For
Cavium Networks, Inc. Ticker Security ID: Meeting Date Meeting Status CAVM CUSIP 14965A101 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Pantuso Mgmt For For For 1.2 Elect C. N. Reddy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Option Plan Mgmt For For For
CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
CGA Mining Limited Ticker Security ID: Meeting Date Meeting Status CGX ISIN AU000000CGX8 07/02/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Proposed Spin-off Mgmt For For For 2 Equity Grant (CEO Michael Carrick) Mgmt For For For 3 Equity Grant (Chairman Mark Savage) Mgmt For For For
CGA Mining Limited (fka Central Asia Gold Limited) Ticker Security ID: Meeting Date Meeting Status CGX CUSIP Q22628103 11/23/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Re-elect Michael Carrick Mgmt For For For 2 Elect David Cruse Mgmt For For For 3 Ratify Placement of Securities Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Amendments to the Constitution Mgmt For For For
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Under PRC GAAP Mgmt For For For 5 Accounts and Reports Under IFRS Mgmt For For For 6 Approval of Settlement Accounts Mgmt For For For 7 Financial Budget Mgmt For For For 8 A Shares' Report Mgmt For For For 9 H Shares' Report Mgmt For For For 10 Appointment of Baker Tilly China Mgmt For For For Certified Public Accountants Co., Ltd. for 2011 11 Appointment of KPMG for 2010 Mgmt For For For 12 Appointment of KPMG for 2011 Mgmt For For For 13 Authority to Set Fees Mgmt For For For 14 Approval of RMB 8 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (China) Co., Ltd. 15 Approval of RMB 12 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (Beijing) Co., Ltd. 16 Approval of RMB 100 Billion Mgmt For For For Financing Limit for the Company 17 Authority to Give Guarantees Mgmt For For For 18 Adoption of Rules of Procedures for Mgmt For For For Shareholder's General Meeting 19 Adoption of Rules of Procedures for Mgmt For For For Board 20 Adoption of Rules of Procedures for Mgmt For For For Supervisory 21 Adoption of Management Measures on Mgmt For For For Connected Transactions of H Shares 22 Adoption of Administrative Rules of Mgmt For For For Related Party Transactions 23 Change in Company Name Mgmt For For For 24 Amendments to Articles Mgmt For For For 25 Final Dividends Mgmt For For For 26 Bonus Share Issuance Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Ratification of Board Acts Mgmt For For For 29 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Final Dividends Mgmt For For For 3 Bonus Share Issuance Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Board Acts Mgmt For For For
Chart Industries, Inc. Ticker Security ID: Meeting Date Meeting Status GTLS CUSIP 16115Q308 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Samuel Thomas Mgmt For For For 1.2 Elect W. Douglas Brown Mgmt For For For 1.3 Elect Richard Goodrich Mgmt For For For 1.4 Elect Steven Krablin Mgmt For For For 1.5 Elect Michael Press Mgmt For For For 1.6 Elect James Tidwell Mgmt For For For 1.7 Elect Thomas Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cheniere Energy, Inc. Ticker Security ID: Meeting Date Meeting Status LNG CUSIP 16411R208 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charif Souki Mgmt For For For 1.2 Elect Walter Williams Mgmt For For For 1.3 Elect Keith Carney Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 2011 Incentive Plan Mgmt For For For 5 Approval of Direct Issuance upon Mgmt For For For Conversion of Debt 6 Ratification of Auditor Mgmt For For For 7 Transactions of Other Business Mgmt For Against Against
Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aubrey McClendon Mgmt For For For 1.2 Elect Donald Nickles Mgmt For For For 1.3 Elect Kathleen Eisbrenner Mgmt For For For 1.4 Elect Louis Simpson Mgmt For For For 2 Amendment to the Long Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation
Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHoldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHoldr Against Against For Offshore Drilling Report
China Agri-Industries Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0606 CINS Y1375F104 06/09/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YUE Guojun Mgmt For Against Against 6 Elect MA Wangjun Mgmt For Against Against 7 Elect WANG Zhiying Mgmt For Against Against 8 Elect Patrick Vizzone Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roman Martinez IV Mgmt For For For 2 Elect Carol Wait Mgmt For For For 3 Elect William Zollars Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Sales to China
Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967101 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 24 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Clearwire Corporation Ticker Security ID: Meeting Date Meeting Status CLWR CUSIP 18538Q105 04/06/2011 Unvoted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 N/V NOTICE Mgmt For N/A N/A
Clearwire Corporation Ticker Security ID: Meeting Date Meeting Status CLWR CUSIP 18538Q105 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Stanton Mgmt For For For 1.2 Elect William Blessing Mgmt For For For 1.3 Elect Jose A. Collazo Mgmt For For For 1.4 Elect Mufit Cinali Mgmt For For For 1.5 Elect Hossein Eslambolchi Mgmt For For For 1.6 Elect Dennis Hersch Mgmt For For For 1.7 Elect Brian McAndrews Mgmt For For For 1.8 Elect Theodore Schell Mgmt For For For 1.9 Elect Kathleen Rae Mgmt For For For 1.10 Elect Benjamin Wolff Mgmt For For For 1.11 Elect Jennifer Vogel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cobalt International Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CIE CUSIP 19075F106 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Bryant Mgmt For For For 1.2 Elect Peter Coneway Mgmt For For For 1.3 Elect Michael France Mgmt For For For 1.4 Elect Jack Golden Mgmt For For For 1.5 Elect N. John Lancaster, Jr. Mgmt For For For 1.6 Elect Scott Lebovitz Mgmt For For For 1.7 Elect Jon Marshall Mgmt For For For 1.8 Elect Kenneth Moore Mgmt For For For 1.9 Elect Kenneth Pontarelli Mgmt For For For 1.10 Elect Myles Scoggins Mgmt For For For 1.11 Elect D. Jeff van Steenbergen Mgmt For For For 1.12 Elect Martin Young, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Coinstar, Inc. Ticker Security ID: Meeting Date Meeting Status CSTR CUSIP 19259P300 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Deborah Bevier Mgmt For For For 2 Elect David Eskenazy Mgmt For For For 3 Elect Robert Sznewajs Mgmt For For For 4 2011 Incentive Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For
Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cahill Mgmt N/A For N/A 2 Elect Ian Cook Mgmt N/A For N/A 3 Elect Helene Gayle Mgmt N/A For N/A 4 Elect Ellen Hancock Mgmt N/A For N/A 5 Elect Joseph Jimenez Mgmt N/A For N/A 6 Elect Richard Kogan Mgmt N/A For N/A 7 Elect Delano Lewis Mgmt N/A For N/A 8 Elect J. Pedro Reinhard Mgmt N/A For N/A 9 Elect Stephen Sadove Mgmt N/A For N/A 10 Ratification of Auditor Mgmt N/A For N/A 11 Advisory Vote on Executive Mgmt N/A For N/A Compensation 12 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A Executive Compensation 13 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Right to Call a Special Meeting
Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Joseph Collins Mgmt For For For 1.6 Elect J. Michael Cook Mgmt For For For 1.7 Elect Gerald Hassell Mgmt For For For 1.8 Elect Jeffrey Honickman Mgmt For For For 1.9 Elect Eduardo Mestre Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to the 2002 Restricted Mgmt For For For Stock Plan 5 Amendment to the 2003 Stock Option Mgmt For For For Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 9 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Compagnie Financiere Richemont S.A. Ticker Security ID: Meeting Date Meeting Status CFR CINS H25662158 09/08/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Elect Johann Rupert Mgmt For TNA N/A 7 Elect Franco Cologni Mgmt For TNA N/A 8 Elect Lord Douro Mgmt For TNA N/A 9 Elect Yves-Andre Istel Mgmt For TNA N/A 10 Elect Richard Lepeu Mgmt For TNA N/A 11 Elect Ruggero Magnoni Mgmt For TNA N/A 12 Elect Simon Murray Mgmt For TNA N/A 13 Elect Alain Dominique Perrin Mgmt For TNA N/A 14 Elect Norbert Platt Mgmt For TNA N/A 15 Elect Alan Quasha Mgmt For TNA N/A 16 Elect Lord Renwick of Clifton Mgmt For TNA N/A 17 Elect Jan Rupert Mgmt For TNA N/A 18 Elect Jurgen Schrempp Mgmt For TNA N/A 19 Elect Martha Wikstrom Mgmt For TNA N/A 20 Elect Josua Malherbe Mgmt For TNA N/A 21 Elect Frederick Mostert Mgmt For TNA N/A 22 Elect Guillaume Pictet Mgmt For TNA N/A 23 Elect Dominique Rochat Mgmt For TNA N/A 24 Elect Gary Saage Mgmt For TNA N/A 25 Appointment of Auditor Mgmt For TNA N/A 26 Amendments to Articles Mgmt For TNA N/A 27 Amendments to Articles Mgmt For TNA N/A
Companhia de Concessoes Rodoviarias Ticker Security ID: Meeting Date Meeting Status CCRO3 CINS P1413U105 09/27/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Amendments to Articles Mgmt For For For
CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect John Whitmire Mgmt For For For 1.3 Elect Philip Baxter Mgmt For For For 1.4 Elect James Altmeyer, Sr. Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Continental Airlines, Inc. Ticker Security ID: Meeting Date Meeting Status CAL CUSIP 210795308 09/17/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Declaration of Material Interest Mgmt For For For
Cooper Industries Plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Hill Mgmt For For For 2 Elect James Postl Mgmt For For For 3 Elect Mark Thompson Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 2011 Omnibus Incentive Compensation Mgmt For For For Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 9 Authority of Subsidiary to Mgmt For For For Repurchase Shares 10 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Corning Incorporated Ticker Security ID: Meeting Date Meeting Status GLW CUSIP 219350105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For For For 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For For For 5 Elect H. Onno Ruding Mgmt For For For 6 Elect Glenn Tilton Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Cott Corporation Ticker Security ID: Meeting Date Meeting Status COT CUSIP 22163N106 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Benadiba Mgmt For For For 1.2 Elect George Burnett Mgmt For For For 1.3 Elect Jerry Fowden Mgmt For For For 1.4 Elect David Gibbons Mgmt For For For 1.5 Elect Stephen Halperin Mgmt For For For 1.6 Elect Betty Hess Mgmt For For For 1.7 Elect Gregory Monahan Mgmt For For For 1.8 Elect Mario Pilozzi Mgmt For For For 1.9 Elect Andrew Prozes Mgmt For For For 1.10 Elect Eric Rosenfeld Mgmt For For For 1.11 Elect Graham Savage Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Covidien Public Limited Company Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F105 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Reverse Stock Split Followed by a Mgmt For For For Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CINS H3698D419 04/29/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Allocation of Profits Mgmt For TNA N/A 8 Allocation of Dividends from Reserves Mgmt For TNA N/A 9 Authority to Increase Conditional Mgmt For TNA N/A Capital 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Amendment Regarding Voting Procedure Mgmt For TNA N/A 12 Amendments to Articles Mgmt For TNA N/A 13 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 14 Elect Jean Lanier Mgmt For TNA N/A 15 Elect Anton van Rossum Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Appointment of Special Auditor Mgmt For TNA N/A 18 Transaction of Other Business Mgmt For TNA N/A
CRH Plc Ticker Security ID: Meeting Date Meeting Status CRH CINS G25508105 05/04/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Maeve Carton Mgmt For For For 5 Elect William Egan Mgmt For For For 6 Elect Utz-Hellmuth Felcht Mgmt For Against Against 7 Elect Nicky Hartery Mgmt For For For 8 Elect Jan Maarten de Jong Mgmt For For For 9 Elect John Kennedy Mgmt For For For 10 Elect Myles Lee Mgmt For For For 11 Elect Albert Manifold Mgmt For For For 12 Elect Kieran McGowan Mgmt For For For 13 Elect Daniel O'Connor Mgmt For For For 14 Elect Liam O'Mahony Mgmt For For For 15 Elect Mark Towe Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Reissue Treasury Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A
CVS Caremark Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Anne Finucane Mgmt For For For 5 Elect Kristen Gibney Williams Mgmt For For For 6 Elect Marian Heard Mgmt For For For 7 Elect Larry Merlo Mgmt For For For 8 Elect Jean-Pierre Millon Mgmt For For For 9 Elect Terrence Murray Mgmt For For For 10 Elect C.A. Lance Piccolo Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions or Expenditure 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Dana Holding Corporation Ticker Security ID: Meeting Date Meeting Status DAN CUSIP 235825205 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Dell Inc. Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R101 08/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP 247361702 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Kenneth Woodrow Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Delta Electronic Ticker Security ID: Meeting Date Meeting Status 2308 CINS Y20263102 06/24/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules: Mgmt For For For Election of Directors and Supervisors 10 Non-Compete Restrictions for Mgmt For For For Directors 11 Extraordinary motions Mgmt For Against Against
Detour Gold Corporation Ticker Security ID: Meeting Date Meeting Status DGC CUSIP 250669108 05/26/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Crossgrove Mgmt For For For 1.2 Elect Louis Dionne Mgmt For For For 1.3 Elect Robert Doyle Mgmt For For For 1.4 Elect Ingrid Hibbard Mgmt For For For 1.5 Elect J. Michael Kenyon Mgmt For For For 1.6 Elect Alex Morrison Mgmt For For For 1.7 Elect Gerald Panneton Mgmt For For For 1.8 Elect Jonathan Rubenstein Mgmt For For For 1.9 Elect Ronald Thiessen Mgmt For For For 1.10 Elect Graham Wozniak Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
DeVry Inc. Ticker Security ID: Meeting Date Meeting Status DV CUSIP 251893103 11/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Connie Curran Mgmt For For For 1.2 Elect Daniel Hamburger Mgmt For For For 1.3 Elect Harold Shapiro Mgmt For For For 1.4 Elect Ronald Taylor Mgmt For For For 1.5 Elect Gary Butler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Incentive Plan of Mgmt For For For 2005 4 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
DigitalGlobe, Inc. Ticker Security ID: Meeting Date Meeting Status DGI CUSIP 25389M877 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howell Estes III Mgmt For For For 1.2 Elect Alden Munson, Jr. Mgmt For For For 1.3 Elect Eddy Zervigon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
DIRECTV Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A101 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Dillon Mgmt For For For 1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For 1.3 Elect Lorrie Norrington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Dual Class Stock Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Adoption of Majority Vote for Mgmt For For For Election of Directors 6 Limitation of Right to Call a Mgmt For Against Against Special Meeting 7 Adoption of Delaware as the Mgmt For For For Exclusive Forum for Certain Disputes 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
DreamWorks Animation SKG, Inc. Ticker Security ID: Meeting Date Meeting Status DWA CUSIP 26153C103 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
eAccess Ltd. Ticker Security ID: Meeting Date Meeting Status 9427 CINS J12548103 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Sachio Senmoto Mgmt For For For 3 Elect Kohji Fukata Mgmt For For For 4 Elect Eric Gan Mgmt For For For 5 Elect Ankur Sahu Mgmt For For For 6 Elect Junji Inoue Mgmt For For For 7 Elect Glenn Gumpel Mgmt For For For 8 Elect Jiroh Kokuryoh Mgmt For Against Against 9 Elect Julian Horn-Smith Mgmt For Against Against 10 Elect TAN Shiong Mgmt For For For 11 Elect Kohichiroh Nakamoto Mgmt For For For 12 Elect Motokuni Takaoka Mgmt For For For 13 Election of Alternate Statutory Mgmt For For For Auditor
EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Educomp Solutions Limited Ticker Security ID: Meeting Date Meeting Status EDUCOMP CINS Y22514114 09/27/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Gopal Jain Mgmt For For For 4 Elect Shonu Chandra Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A
Edwards Lifesciences Corporation Ticker Security ID: Meeting Date Meeting Status EW CUSIP 28176E108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cardis Mgmt For For For 2 Elect David Pyott Mgmt For For For 3 Amendment to the Long-Term Stock Mgmt For For For Incentive Compensation Program 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Elan Corporation, plc Ticker Security ID: Meeting Date Meeting Status ELN CUSIP 284131208 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Robert Ingram Mgmt For For For 3 Elect Giles Kerr Mgmt For For For 4 Elect Kieran McGowan Mgmt For For For 5 Elect Kyran McLaughlin Mgmt For For For 6 Elect Dennis Selkoe Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Mgmt For For For Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Ensco International plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For
Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Mgmt For For For Regarding Historic Dividends 9 Release of Shareholders from Claims Mgmt For For For Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Entergy Corporation Ticker Security ID: Meeting Date Meeting Status ETR CUSIP 29364G103 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Maureen Bateman Mgmt For For For 2 Elect Gary Edwards Mgmt For For For 3 Elect Alexis Herman Mgmt For For For 4 Elect Donald Hintz Mgmt For For For 5 Elect J. Wayne Leonard Mgmt For For For 6 Elect Stuart Levenick Mgmt For For For 7 Elect Blanche Lincoln Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect William Percy, II Mgmt For For For 10 Elect W.J. Tauzin Mgmt For For For 11 Elect Steven Wilkinson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 2011 Equity Ownership and Long Term Mgmt For For For Cash Incentive Plan
EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change in Control 12 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Esterline Technologies Corporation Ticker Security ID: Meeting Date Meeting Status ESL CUSIP 297425100 03/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Cremin Mgmt For For For 2 Elect Anthony Franceschini Mgmt For For For 3 Elect James Morris Mgmt For For For 4 Elect Delores Etter Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Everest Re Group, Ltd Ticker Security ID: Meeting Date Meeting Status RE CUSIP G3223R108 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Galtney, Jr. Mgmt For For For 1.2 Elect John Phelan Mgmt For For For 1.3 Elect Roger Singer Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Executive Performance Annual Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Express Scripts, Inc. Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 302182100 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gary Benanav Mgmt For For For 2 Elect Maura Breen Mgmt For For For 3 Elect Nicholas LaHowchic Mgmt For For For 4 Elect Thomas Mac Mahon Mgmt For For For 5 Elect Frank Mergenthaler Mgmt For For For 6 Elect Woodrow Myers, Jr. Mgmt For For For 7 Elect John Parker, Jr. Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Samuel Skinner Mgmt For For For 10 Elect Seymour Sternberg Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Bylaws to Permit Mgmt For For For Shareholders to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 2011 Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
F5 Networks, Inc. Ticker Security ID: Meeting Date Meeting Status FFIV CUSIP 315616102 03/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Chapple Mgmt For For For 2 Elect A. Gary Ames Mgmt For For For 3 Elect Scott Thompson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Fanuc Ltd Ticker Security ID: Meeting Date Meeting Status 6954 CINS J13440102 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshiharu Inaba Mgmt For For For 5 Elect Hideo Kojima Mgmt For For For 6 Elect Kenji Yamaguchi Mgmt For For For 7 Elect Yoshihiro Gonda Mgmt For For For 8 Elect Takayuki Itoh Mgmt For For For 9 Elect Mitsuo Kurakake Mgmt For For For 10 Elect Hajimu Kishi Mgmt For For For 11 Elect Hiroyuki Uchida Mgmt For For For 12 Elect Shunsuke Matsubara Mgmt For For For 13 Elect Hidehiro Miyajima Mgmt For For For 14 Elect Hiroshi Noda Mgmt For For For 15 Elect Hiroshi Araki Mgmt For For For 16 Elect Katsuo Kohari Mgmt For For For 17 Elect Mineko Yamasaki Mgmt For For For 18 Elect Richard Schneider Mgmt For For For 19 Elect Olaf Gehrels Mgmt For For For 20 Elect Shunsuke Kimura Mgmt For For For 21 Elect Naoki Shimizu Mgmt For For For 22 Elect Takeo Nakagawa Mgmt For For For
Fiat S.p.A. Ticker Security ID: Meeting Date Meeting Status F CINS T4210N122 03/30/2011 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Authority to Repurchase and Reissue Mgmt For For For Shares 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Fidelity National Financial, Inc. Ticker Security ID: Meeting Date Meeting Status FNF CUSIP 31620R105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Foley II Mgmt For For For 1.2 Elect Douglas Ammerman Mgmt For For For 1.3 Elect Thomas Hagerty Mgmt For For For 1.4 Elect Peter Shea Mgmt For For For 2 Amendment to the 2005 Omnibus Mgmt For For For Incentive Plan 3 Annual Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Flextronics International Ltd. Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F102 07/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Raymond Bingham Mgmt For For For 2 Elect Willy Shih Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Authority to Issue Ordinary Shares Mgmt For For For 5 2010 Equity Incentive Plan Mgmt For For For 6 Renewal of the Share Purchase Mandate Mgmt For For For
Flowserve Corporation Ticker Security ID: Meeting Date Meeting Status FLS CUSIP 34354P105 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Friedery Mgmt For For For 1.2 Elect Joe Harlan Mgmt For For For 1.3 Elect Michael Johnston Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Elimination of Certain Supermajority Mgmt For For For Requirements 5 Amendments to Supermajority Mgmt For For For Provisions for Related Corporation Transactions 6 Ratification of Auditor Mgmt For For For
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status F CUSIP 345370860 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For For For 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Fossil, Inc. Ticker Security ID: Meeting Date Meeting Status FOSL CUSIP 349882100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Elaine Agather Mgmt For For For 1.2 Elect Jeffrey Boyer Mgmt For For For 1.3 Elect Kosta Kartsotis Mgmt For For For 1.4 Elect Elysia Ragusa Mgmt For For For 1.5 Elect Jal Shroff Mgmt For For For 1.6 Elect James Skinner Mgmt For For For 1.7 Elect Michael Steinberg Mgmt For For For 1.8 Elect Donald Stone Mgmt For For For 1.9 Elect James Zimmerman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Foster Wheeler AG Ticker Security ID: Meeting Date Meeting Status FWLT CUSIP H27178104 02/24/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Umberto della Sala Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Foster Wheeler AG Ticker Security ID: Meeting Date Meeting Status FWLT CUSIP H27178104 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Clayton Daley, Jr. Mgmt For For For 2 Elect Edward Galante Mgmt For For For 3 Elect Raymond Milchovich Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts 8 Increase in Authorized Capital Mgmt For For For 9 Cancellation of Shares and Reduction Mgmt For For For in Capital 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 12 Allocation and Release of Additional Mgmt For For For Paid-In Capital from Capital Contribution to Reserves 13 Transaction of Other Business Mgmt For Abstain Against
Freeport-McMoRan Copper & Gold, Inc. Ticker Security ID: Meeting Date Meeting Status FCX CUSIP 35671D857 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board
GameStop Corp. Ticker Security ID: Meeting Date Meeting Status GME CUSIP 36467W109 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stanley (Mickey) Steinberg Mgmt For For For 1.2 Elect Gerald Szczepanski Mgmt For For For 1.3 Elect Lawrence Zilavy Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Gartner, Inc. Ticker Security ID: Meeting Date Meeting Status IT CUSIP 366651107 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Bingle Mgmt For For For 2 Elect Richard Bressler Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect Russell Fradin Mgmt For For For 5 Elect Anne Sutherland Fuchs Mgmt For For For 6 Elect William Grabe Mgmt For For For 7 Elect Eugene Hall Mgmt For For For 8 Elect Stephen Pagliuca Mgmt For For For 9 Elect James Smith Mgmt For For For 10 Elect Jeffrey Ubben Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 2011 Employee Stock Purchase Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Audit Commission Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Non-Voting Agenda Item N/A N/A N/A N/A 57 Elect Andrey Akimov Mgmt For Abstain Against 58 Elect Alexander Ananenkov Mgmt For Abstain Against 59 Elect Farit Gazizullin Mgmt For For For 60 Elect Viktor Zubkov Mgmt For For For 61 Elect Elena Karpel Mgmt For For For 62 Elect Alexey Miller Mgmt For For For 63 Elect Valery Musin Mgmt For For For 64 Elect Elvira Nabiullina Mgmt For For For 65 Elect Mikhail Sereda Mgmt For For For 66 Elect Sergey Shmatko Mgmt For For For 67 Elect Igor Yusufov Mgmt For For For 68 Non-Voting Agenda Item N/A N/A N/A N/A 69 Elect Dmitry Arkhipov Mgmt For N/A N/A 70 Elect Andrey Belobrov Mgmt For For For 71 Elect Vadim Bikulov Mgmt For For For 72 Elect Aleksey Mironov Mgmt For For For 73 Elect Lidiya Morozova Mgmt For For For 74 Elect Anna Nesterova Mgmt For For For 75 Elect Yury Nosov Mgmt For N/A N/A 76 Elect Karen Oganyan Mgmt For For For 77 Elect Konstantin Pesotsky Mgmt For For For 78 Elect Maria Tikhonova Mgmt For For For 79 Elect Aleksandr Yugov Mgmt For For For 80 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Early Termination of Directors Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Andrey Akimov Mgmt For For For 4 Elect Alexander Ananenkov Mgmt For For For 5 Elect Farit Gazizullin Mgmt For For For 6 Elect Elena Karpel Mgmt For For For 7 Elect Timur Kulibayev Mgmt For For For 8 Elect Viktor Martynov Mgmt For For For 9 Elect Vladimir Mau Mgmt For For For 10 Elect Alexey Miller Mgmt For For For 11 Elect Valery Musin Mgmt For For For 12 Elect Mikhail Sereda Mgmt For For For 13 Elect Igor Yusufov Mgmt For For For 14 Elect Viktor Zubkov Mgmt For For For
Gen-Probe Incorporated Ticker Security ID: Meeting Date Meeting Status GPRO CUSIP 36866T103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Phillip Schneider Mgmt For For For 1.2 Elect Abraham Sofaer Mgmt For For For 1.3 Elect Patrick Sullivan Mgmt For For For 2 Amendment to the 2003 Incentive Mgmt For For For Award Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Barra Mgmt For For For 2 Elect Nicholas Chabraja Mgmt For For For 3 Elect James Crown Mgmt For For For 4 Elect William Fricks Mgmt For For For 5 Elect Jay Johnson Mgmt For For For 6 Elect George Joulwan Mgmt For For For 7 Elect Paul Kaminski Mgmt For For For 8 Elect John Keane Mgmt For For For 9 Elect Lester Lyles Mgmt For For For 10 Elect William Osborn Mgmt For For For 11 Elect Robert Walmsley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Shareholder Proposal Cumulative ShrHoldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
Genworth Financial, Inc. Ticker Security ID: Meeting Date Meeting Status GNW CUSIP 37247D106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Alesio Mgmt For For For 2 Elect William Bolinder Mgmt For For For 3 Elect Michael Fraizer Mgmt For For For 4 Elect Nancy Karch Mgmt For For For 5 Elect J. Robert Kerrey Mgmt For For For 6 Elect Risa Lavizzo-Mourey Mgmt For For For 7 Elect Christine Mead Mgmt For For For 8 Elect Thomas Moloney Mgmt For For For 9 Elect James Parke Mgmt For For For 10 Elect James Riepe Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For For For 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 162(m) Bonus Plan Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Right to Call a Special Meeting Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Global Payments Inc. Ticker Security ID: Meeting Date Meeting Status GPN CUSIP 37940X102 09/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edwin Burba, Jr. Mgmt For For For 1.2 Elect Raymond Killian Mgmt For For For 1.3 Elect Ruth Ann Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
GLU Mobile Inc. Ticker Security ID: Meeting Date Meeting Status GLUU CUSIP 379890106 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Hany Nada Mgmt For For For 1.2 Elect Benjamin Smith Mgmt For For For 2 Amendment to the 2007 Equity Mgmt For Against Against Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Goldcorp Inc. Ticker Security ID: Meeting Date Meeting Status G CUSIP 380956409 05/18/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Telfer Mgmt For For For 1.2 Elect Douglas Holtby Mgmt For For For 1.3 Elect Charles Jeannes Mgmt For For For 1.4 Elect John Bell Mgmt For For For 1.5 Elect Lawrence Bell Mgmt For For For 1.6 Elect Beverley Briscoe Mgmt For For For 1.7 Elect Peter Dey Mgmt For For For 1.8 Elect P. Randy Reifel Mgmt For For For 1.9 Elect A. Dan Rovig Mgmt For For For 1.10 Elect Kenneth Williamson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to the Stock Option Plan Mgmt For For For 4 Board Size Mgmt For For For 5 Shareholder Proposal Regarding Human Mgmt Against Against For Rights
Goodrich Corporation Ticker Security ID: Meeting Date Meeting Status GR CUSIP 382388106 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carolyn Corvi Mgmt For For For 1.2 Elect Diane Creel Mgmt For For For 1.3 Elect Harris DeLoach, Jr. Mgmt For For For 1.4 Elect James Griffith Mgmt For For For 1.5 Elect William Holland Mgmt For For For 1.6 Elect John Jumper Mgmt For For For 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Lloyd Newton Mgmt For For For 1.9 Elect Alfred Rankin, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Conflict of Interest Report
Graincorp Limited Ticker Security ID: Meeting Date Meeting Status GNC CINS Q42655102 02/23/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Peter Housden Mgmt For For For 4 Re-elect Simon Tregoning Mgmt For For For 5 Equity Grant (MD/CEO Alison Watkins) Mgmt For For For 6 Amend the Constitution - Dividends Mgmt For For For
Great American Group, Inc. Ticker Security ID: Meeting Date Meeting Status GAMR CUSIP 38984G104 07/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bryant Riley Mgmt For For For 1.2 Elect Mark Klein Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Green Mountain Coffee Roasters, Inc. Ticker Security ID: Meeting Date Meeting Status GMCR CUSIP 393122106 03/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Blanford Mgmt For For For 1.2 Elect Michael Mardy Mgmt For For For 1.3 Elect David Moran Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Guess?, Inc. Ticker Security ID: Meeting Date Meeting Status GES CUSIP 401617105 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kay Isaacson-Leibowitz Mgmt For For For 1.2 Elect Maurice Marciano Mgmt For For For 1.3 Elect Alex Yemenidjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
H.J. Heinz Company Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/31/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Hanesbrands Inc. Ticker Security ID: Meeting Date Meeting Status HBI CUSIP 410345102 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lee Chaden Mgmt For For For 1.2 Elect Bobby Griffin Mgmt For For For 1.3 Elect James Johnson Mgmt For For For 1.4 Elect Jessica Mathews Mgmt For For For 1.5 Elect J. Patrick Mulcahy Mgmt For For For 1.6 Elect Ronald Nelson Mgmt For For For 1.7 Elect Richard Noll Mgmt For For For 1.8 Elect Andrew Schindler Mgmt For For For 1.9 Elect Ann Ziegler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Hang Lung Properties Limited Ticker Security ID: Meeting Date Meeting Status 101 CINS Y30166105 10/20/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Dominic HO Chiu Fai Mgmt For For For 7 Elect Ronnie CHAN Chichung Mgmt For For For 8 Elect Philip CHEN Nan Lok Mgmt For For For 9 Elect William KO Pak Yau Mgmt For For For 10 Elect Henry YIU Tze Yin Mgmt For For For 11 Elect HO Hau Cheong Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For
HeidelbergCement AG Ticker Security ID: Meeting Date Meeting Status HEI CINS D31709104 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Bernd Scheifele Mgmt For For For 7 Ratify Dominik von Achten Mgmt For For For 8 Ratify Daniel Gauthier Mgmt For For For 9 Ratify Andreas Kern Mgmt For For For 10 Ratify Lorenz Naeger Mgmt For For For 11 Ratify Albert Scheuer Mgmt For For For 12 Ratify Fritz-Juergen Heckmann Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Robert Feiger Mgmt For For For 15 Ratify Josef Heumann Mgmt For For For 16 Ratify Max Dietrich Kley Mgmt For For For 17 Ratify Hans Georg Kraut Mgmt For For For 18 Ratify Herbert Luetkesstratkoetter Mgmt For For For 19 Ratify Tobias Merckle Mgmt For For For 20 Ratify Tobias Merckle Mgmt For For For 21 Ratify Alan James Murray Mgmt For For For 22 Ratify Werner Schraeder Mgmt For For For 23 Ratify Frank-Dirk Steininger Mgmt For For For 24 Appointment of Auditor Mgmt For For For 25 Compensation Policy Mgmt For For For
Herman Miller, Inc. Ticker Security ID: Meeting Date Meeting Status MLHR CUSIP 600544100 10/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dorothy Terrell Mgmt For For For 1.2 Elect David Ulrich Mgmt For For For 1.3 Elect Michael Volkema Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For Against Against 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For For For Pay-for-Results Plan
High Tech Computer Corp. Ticker Security ID: Meeting Date Meeting Status 2498 CINS Y3732M103 06/15/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Amendment to Procedural Rules: Mgmt For For For Acquisition/Disposal of Assets 12 Elect David Bruce Yoffie Mgmt For For For 13 Elect Jerry H.C. Chu (Supervisor) Mgmt For For For 14 Non-Compete Restrictions for Mgmt For For For Directors 15 Extraordinary motions Mgmt For Against Against
Hon Hai Precision Industry Co. Ticker Security ID: Meeting Date Meeting Status 2317 CINS Y36861105 06/08/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For 11 Extraordinary Motions Mgmt For Against Against
Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Hornbeck Offshore Services, Inc. Ticker Security ID: Meeting Date Meeting Status HOS CUSIP 440543106 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Todd Hornbeck Mgmt For For For 1.2 Elect Patricia Melcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 336 CINS G4639H122 08/05/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividend Mgmt For For For 5 Allocation of Special Dividend Mgmt For For For 6 Elect CHU Lam Yiu Mgmt For For For 7 Elect LAU Chi Tak Mgmt For For For 8 Elect LEE Luk Shiu Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Humana Inc. Ticker Security ID: Meeting Date Meeting Status HUM CUSIP 444859102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank D'Amelio Mgmt For For For 2 Elect W. Roy Dunbar Mgmt For For For 3 Elect Kurt Hilzinger Mgmt For For For 4 Elect David Jones Jr. Mgmt For For For 5 Elect Michael McCallister Mgmt For For For 6 Elect William McDonald Mgmt For For For 7 Elect William Mitchell Mgmt For For For 8 Elect David Nash Mgmt For For For 9 Elect James O'Brien Mgmt For For For 10 Elect Marissa Peterson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2011 Stock Incentive Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
IAMGOLD Corporation Ticker Security ID: Meeting Date Meeting Status IMG CUSIP 450913108 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Derek Bullock Mgmt For For For 1.2 Elect John Caldwell Mgmt For For For 1.3 Elect Donald Charter Mgmt For For For 1.4 Elect W. Robert Dengler Mgmt For For For 1.5 Elect Guy Dufresne Mgmt For For For 1.6 Elect Stephen Letwin Mgmt For For For 1.7 Elect Mahendra Naik Mgmt For For For 1.8 Elect William Pugliese Mgmt For For For 1.9 Elect John Shaw Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
iGATE Corporation Ticker Security ID: Meeting Date Meeting Status IGTE CUSIP 45169U105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sunil Wadhwani Mgmt For For For 1.2 Elect Goran Lindahl Mgmt For For For 2 Amendment to Authorized Preferred Mgmt For For For Stock 3 Increase of Authorized Common Stock Mgmt For For For 4 Change in Board Size Mgmt For For For 5 2011 Annual Incentive Compensation Mgmt For For For Plan 6 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Iluka Resources Limited Ticker Security ID: Meeting Date Meeting Status ILU CINS Q4875J104 05/25/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Jenny Seabrook Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Increase NEDs' Fee Cap Mgmt For For For 5 Equity Grant (MD David Robb) Mgmt For For For 6 Approve Termination Payments (MD Mgmt For For For David Robb)
Impala Platinum Holdings Limited Ticker Security ID: Meeting Date Meeting Status IMP CINS S37840113 10/19/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Michael McMahon Mgmt For For For 4 Elect Paul Dunne Mgmt For For For 5 Elect Terence Goodlace Mgmt For For For 6 Elect Mpueleng Pooe Mgmt For For For 7 Increase Non-Executive Directors' Mgmt For For For Fees 8 General Authority to Issue Shares Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Imperial Oil Limited Ticker Security ID: Meeting Date Meeting Status IMO CUSIP 453038408 04/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Krystyna Hoeg Mgmt For For For 2.2 Elect Bruce March Mgmt For For For 2.3 Elect Jack Mintz Mgmt For For For 2.4 Elect Robert Olsen Mgmt For For For 2.5 Elect David Sutherland Mgmt For For For 2.6 Elect Sheelagh Whittaker Mgmt For For For 2.7 Elect Victor Young Mgmt For For For
Imperial Tobacco Group plc Ticker Security ID: Meeting Date Meeting Status IMT CINS G4721W102 02/02/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Alison Cooper Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Michael Herlihy Mgmt For For For 8 Elect Pierre Jungels Mgmt For For For 9 Elect Susan Murray Mgmt For For For 10 Elect Iain Napier Mgmt For For For 11 Elect Berge Setrakian Mgmt For Against Against 12 Elect Mark Williamson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Extension of French Sharesave Plan Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For
ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CINS N4578E413 05/09/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Executive Board Remuneration Policy Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendment to Articles A Mgmt For For For 12 Amendment to Articles B Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Ratification of Executive Board Acts Mgmt For For For 15 Ratification of Supervisory Board Mgmt For For For Acts 16 Elect Koos Timmermans Mgmt For For For 17 Elect Peter Elverding Mgmt For For For 18 Elect Henk Breukink Mgmt For For For 19 Elect Sjoerd van Keulen Mgmt For For For 20 Elect Joost Kuiper Mgmt For For For 21 Elect Luc Vandewalle Mgmt For For For 22 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights in Connection with a Merger 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Repurchase Shares in Mgmt For For For Connection with a Merger 26 Non-Voting Agenda Item N/A N/A N/A N/A
INPEX Corporation (fka INPEX Holdings Inc.) Ticker Security ID: Meeting Date Meeting Status 1605 CINS J2467E101 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshitsugu Takai Mgmt For For For 4 Elect Haruhito Totsune Mgmt For For For 5 Elect Kohji Sumiya Mgmt For For For 6 Elect Hiroshi Satoh Mgmt For For For 7 Elect Masaru Funai Mgmt For For For 8 Bonus Mgmt For For For
International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report
Itochu Corporation Ticker Security ID: Meeting Date Meeting Status 8001 CINS J2501P104 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For For For 5 Elect Masahiro Okafuji Mgmt For For For 6 Elect Yohichi Kobayashi Mgmt For For For 7 Elect Yoshio Akamatsu Mgmt For For For 8 Elect Yoshihisa Aoki Mgmt For For For 9 Elect Tadayuki Seki Mgmt For For For 10 Elect Kenji Okada Mgmt For For For 11 Elect Kohji Takayanagi Mgmt For For For 12 Elect Satoshi Kikuchi Mgmt For For For 13 Elect Tohru Matsushima Mgmt For For For 14 Elect Ichiroh Nakamura Mgmt For For For 15 Elect Hitoshi Okamoto Mgmt For For For 16 Elect Yuko Kawamoto Mgmt For For For 17 Elect Kazuyuki Sugimoto Mgmt For For For 18 Elect Kazutoshi Maeda Mgmt For For For 19 Elect Masahiro Shimojoh Mgmt For For For 20 Directors' Fees and Bonuses Mgmt For For For
ITT Educational Services, Inc. Ticker Security ID: Meeting Date Meeting Status ESI CUSIP 45068B109 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Dean Mgmt For For For 2 Elect James Fowler Jr. Mgmt For For For 3 Elect Vin Weber Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Japan Tobacco Incorporated Ticker Security ID: Meeting Date Meeting Status 2914 CINS J27869106 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Hisao Tateishi Mgmt For For For 5 Elect Gisuke Shiozawa Mgmt For For For 6 Elect Kohichi Ueda Mgmt For For For 7 Elect Yoshinori Imai Mgmt For For For
JDA Software Group, Inc. Ticker Security ID: Meeting Date Meeting Status JDAS CUSIP 46612K108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Armstrong Mgmt For For For 2 Elect Hamish Brewer Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Annual Incentive Mgmt For For For Performance Plan 5 Amendment to the Long-Term Incentive Mgmt For For For Performance Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Joy Global Inc. Ticker Security ID: Meeting Date Meeting Status JOYG CUSIP 481165108 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Employee Stock Purchase Plan Mgmt For For For
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Lead Director
Julio Simoes Logistica S.A. Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Article 24 Mgmt For For For 3 Remove Article 53 Mgmt For For For 4 Publication of Company Notices Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Julio Simoes Logistica S.A. Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Juniper Networks, Inc. Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr N/A For N/A Declassification of the Board
Karoon Gas Australia Limited Ticker Security ID: Meeting Date Meeting Status KAR CINS Q5210P101 11/18/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Mark Smith Mgmt For For For 5 Elect Clark Davey Mgmt For For For 6 Equity Grant (NED Clark Davey) Mgmt For For For 7 Equity Grant (CFO Scott Hosking) Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Ratify Placement of Securities Mgmt For For For 10 Amend Terms of the 2006 Employee Mgmt For For For Share Option Plan 11 Non-Voting Agenda Item N/A N/A N/A N/A
Kenmare Resources Plc Ticker Security ID: Meeting Date Meeting Status KMR CINS G52332106 06/01/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Sofia Bianchi Mgmt For For For 3 Elect Charles Carvill Mgmt For For For 4 Elect Michael Carvill Mgmt For For For 5 Elect Jacob Deysel Mgmt For For For 6 Elect Ian Egan Mgmt For For For 7 Elect Simon Farrell Mgmt For Against Against 8 Elect Terence Fitzpatrick Mgmt For For For 9 Elect Tony Lowrie Mgmt For For For 10 Elect Peter McAleer Mgmt For For For 11 Elect Tony McCluskey Mgmt For For For 12 Elect Elizabeth Headon Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement in Article V(f) 14 Elimination of Supermajority Mgmt For For For Requirement in Article VI 15 Annual Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 19 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning
Kone Oyj Ticker Security ID: Meeting Date Meeting Status KNEBV CINS X4551T105 02/28/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Number of Auditors Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
Kraft Foods Inc. Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajay Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Peter Henry Mgmt For For For 4 Elect Lois Juliber Mgmt For For For 5 Elect Mark Ketchum Mgmt For For For 6 Elect Richard Lerner Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect John Pope Mgmt For For For 9 Elect Fedric Reynolds Mgmt For For For 10 Elect Irene Rosenfeld Mgmt For For For 11 Elect Jean-Francois van Boxmeer Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For
Kuehne & Nagel International AG Ticker Security ID: Meeting Date Meeting Status KNIN CINS H4673L145 05/10/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Allocation of Dividends from Reserves Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Jurgen Fitschen Mgmt For TNA N/A 8 Elect Karl Gernandt Mgmt For TNA N/A 9 Elect Hans-Jorg Hager Mgmt For TNA N/A 10 Elect Klaus-Michael Kuehne Mgmt For TNA N/A 11 Elect Hans Lerch Mgmt For TNA N/A 12 Elect Wolfgang Peiner Mgmt For TNA N/A 13 Elect Thomas Staehelin Mgmt For TNA N/A 14 Elect Joerg Wolle Mgmt For TNA N/A 15 Elect Bernd Wrede Mgmt For TNA N/A 16 Elect Renato Fassbind Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A 18 Transaction of Other Business Mgmt For TNA N/A
L-3 Communications Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LLL CUSIP 502424104 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Shelton Mgmt For For For 1.2 Elect Michael Strianese Mgmt For For For 1.3 Elect John White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For Against Against 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For Against Against 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For Against Against 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Louisiana-Pacific Corporation Ticker Security ID: Meeting Date Meeting Status LPX CUSIP 546347105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect E. Gary Cook Mgmt For For For 1.2 Elect Kurt Landgraf Mgmt For For For 1.3 Elect John Weaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For For For 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Political Contributions and Expenditure Report
Lukoil OAO Ticker Security ID: Meeting Date Meeting Status LKO CINS 677862104 06/23/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Vagit Alekperov Mgmt For Abstain Against 5 Elect Igor Belikov Mgmt For For For 6 Elect Victor Blazheev Mgmt For For For 7 Elect Valery Grayfer Mgmt For For For 8 Elect Herman Gref Mgmt For For For 9 Elect Igor Ivanov Mgmt For For For 10 Elect Ravil Maganov Mgmt For For For 11 Elect Richard Matzke Mgmt For For For 12 Elect Sergei Mikhailov Mgmt For For For 13 Elect Mark Mobius Mgmt For For For 14 Elect Guglielmo Moscato Mgmt For For For 15 Elect Aleksander Shokhin Mgmt For For For 16 Appointment of Vagit Yusufovich Mgmt For For For Alekperov as President 17 Elect Pavel Kondratiev Mgmt For For For 18 Elect Vladimir Nikitenko Mgmt For For For 19 Elect Mikhail Shendrik Mgmt For For For 20 Directors' Fees Mgmt For For For 21 Directors' Fees for Newly Elected Mgmt For For For Members 22 Audit Commission's Fees Mgmt For For For 23 Audit Commission Fees for Newly Mgmt For For For Elected Members 24 Appointment of Auditor Mgmt For For For 25 Amendments to Charter Mgmt For For For 26 Amendments to Meeting Regulations Mgmt For For For 27 Directors' Liability Insurance Mgmt For For For
Lululemon Athletica inc. Ticker Security ID: Meeting Date Meeting Status LULU CUSIP 550021109 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Casey Mgmt For For For 1.2 Elect RoAnn Costin Mgmt For For For 1.3 Elect R. Brad Martin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 6 Executive Bonus Plan Mgmt For For For 7 Two-for-One Forward Stock Split Mgmt For For For
Magna International Inc. Ticker Security ID: Meeting Date Meeting Status MG CUSIP 559222401 07/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elimination of Dual Class Share Mgmt N/A For N/A Structure Pursuant to Plan of Arrangement
Maple Leaf Foods Inc. Ticker Security ID: Meeting Date Meeting Status MFI CUSIP 564905107 04/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Geoffrey Beattie Mgmt For For For 1.2 Elect Gregory Boland Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect Purdy Crawford Mgmt For For For 1.5 Elect Jeffrey Gandz Mgmt For For For 1.6 Elect James Hankinson Mgmt For For For 1.7 Elect Chaviva Hosek Mgmt For For For 1.8 Elect Claude Lamoureux Mgmt For For For 1.9 Elect G. Wallace McCain Mgmt For For For 1.10 Elect J. Scott McCain Mgmt For For For 1.11 Elect Michael McCain Mgmt For For For 1.12 Elect Diane McGarry Mgmt For For For 1.13 Elect James Olson Mgmt For For For 1.14 Elect Gordon Ritchie Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Massey Energy Company Ticker Security ID: Meeting Date Meeting Status MEE CUSIP 576206106 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Massey Energy Company Ticker Security ID: Meeting Date Meeting Status MEE CUSIP 576206106 10/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Cumulative Voting Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Amendments 4 Elimination of Supermajority Mgmt For For For Requirement Related to Business Combinations 5 Restoration of Right to Call a Mgmt For For For Special Meeting 6 Increase of Authorized Common Stock Mgmt For For For
Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dolan Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Dean Scarborough Mgmt For For For 9 Elect Christopher Sinclair Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Kathy White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call Special Meetings 15 Ratification of Auditor Mgmt For For For
Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan
Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Medusa Mining Limited Ticker Security ID: Meeting Date Meeting Status MML CINS Q59444101 11/17/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Andrew Teo Mgmt For For For 3 Elect Peter Jones Mgmt For For For 4 Re-elect Robert Weinberg Mgmt For For For 5 Approve Issue of Options (Consultant Mgmt For For For Nicholas Sayce) 6 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 7 Remuneration Report Mgmt For For For
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Execuitve Mgmt For For For Compensation
Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Execuitve Mgmt For For For Compensation
MGIC Investment Corporation Ticker Security ID: Meeting Date Meeting Status MTG CUSIP 552848103 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Jastrow II Mgmt For For For 1.2 Elect Daniel Kearney Mgmt For For For 1.3 Elect Donald Nicolaisen Mgmt For For For 2 Ratification of the Placement of Mgmt For For For Mark Zandi into a Class Whose Term Continues Past the Annual Meeting 3 Ratification of the Placement of Mgmt For For For Bruce Koepfgen into a Class Whose Term Continues Past the Annual Meeting 4 Repeal of Classified Board Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 2011 Omnibus Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Michelin SCA Ticker Security ID: Meeting Date Meeting Status ML CINS F61824144 05/13/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Amendments to Election Procedure for Mgmt For For For Managing Partners 9 Amendments to Shareholding Mgmt For For For Requirements for Managing General Partners 10 Amendments to Procedure for Mgmt For For For Terminating General Partners' Functions 11 Amendments to Managing Partners' Mgmt For For For Duties 12 Amendments to Supervisory Board Mgmt For For For Duties 13 Election of Managing General Partner Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendments to Articles Regarding Mgmt For For For Electronic Voting 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Authority to Issue Restricted Shares Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For
Micron Technology, Inc. Ticker Security ID: Meeting Date Meeting Status MU CUSIP 595112103 12/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Appleton Mgmt For For For 2 Elect Teruaki Aoki Mgmt For For For 3 Elect James Bagley Mgmt For For For 4 Elect Robert Bailey Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Lawrence Mondry Mgmt For For For 7 Elect Robert Switz Mgmt For For For 8 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 9 Ratification of Auditor Mgmt For For For
Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Ballmer Mgmt For Against Against 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee
Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CINS J44497105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takamune Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Tatsuo Tanaka Mgmt For For For 7 Elect Nobuyuki Hirano Mgmt For For For 8 Elect Taihei Yuki Mgmt For For For 9 Elect Ichiroh Hamakawa Mgmt For For For 10 Elect Masao Hasegawa Mgmt For For For 11 Elect Toshiroh Toyoizumi Mgmt For For For 12 Elect Shunsuke Teraoka Mgmt For For For 13 Elect Tatsuo Wakabayashi Mgmt For For For 14 Elect Takashi Oyamada Mgmt For For For 15 Elect Hiroyuki Noguchi Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For 19 Elect Takehiko Nemoto Mgmt For For For
Modine Manufacturing Company Ticker Security ID: Meeting Date Meeting Status MOD CUSIP 607828100 07/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Burke Mgmt For For For 2 Elect Charles Cooley Mgmt For For For 3 Elect Gary Neale Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Molson Coors Brewing Company Ticker Security ID: Meeting Date Meeting Status TAP CUSIP 60871R209 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For For For
Molycorp Inc. Ticker Security ID: Meeting Date Meeting Status MCP CUSIP 608753109 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Russell Ball Mgmt For For For 1.2 Elect Charles Henry Mgmt For For For 1.3 Elect Jack Thompson Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Momenta Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status MNTA CUSIP 60877T100 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marsha Fanucci Mgmt For For For 1.2 Elect Peter Hutt Mgmt For For For 1.3 Elect Bruce Downey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Laura Ipsen Mgmt For For For 2 Elect William Parfet Mgmt For For For 3 Elect George Poste Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Plan for Covered Executives
Moog, Inc. Ticker Security ID: Meeting Date Meeting Status MOG.A CUSIP 615394202 01/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Albert Myers Mgmt For For For 1.2 Elect Raymond Boushie Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A107 05/11/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Recapitalization and Spin-off Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Mylan Inc. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP 628530107 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Navistar International Corporation Ticker Security ID: Meeting Date Meeting Status NAV CUSIP 63934E108 02/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Keyes Mgmt For For For 1.2 Elect John Correnti Mgmt For For For 1.3 Elect Daniel Ustian Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Severance Agreements
NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 08/31/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffry Allen Mgmt For For For 1.2 Elect Alan Earhart Mgmt For For For 1.3 Elect Thomas Georgens Mgmt For For For 1.4 Elect Gerald Held Mgmt For For For 1.5 Elect Nicholas Moore Mgmt For For For 1.6 Elect T. Michael Nevens Mgmt For For For 1.7 Elect George Shaheen Mgmt For For For 1.8 Elect Robert Wall Mgmt For For For 1.9 Elect Daniel Warmenhoven Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Netflix, Inc. Ticker Security ID: Meeting Date Meeting Status NFLX CUSIP 64110L106 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Chazen Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 1.3 Elect Mary Ricciardello Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Creation of Reserves Mgmt For For For 4 Cancellation of Treasury Shares Mgmt For For For 5 Increase of Authorized Capital Mgmt For Against Against 6 Reduction of Par Value; Capital Mgmt For For For Distribution 7 Appointment of Auditor Mgmt For For For 8 Discharge of the Board of Directors Mgmt For For For from Personal Liability 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833N103 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Chazen Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 1.3 Elect Mary Ricciardello Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Creation of Reserves Mgmt For For For 4 Cancellation of Treasury Shares Mgmt For For For 5 Increase of Authorized Capital Mgmt For Against Against 6 Reduction of Par Value; Capital Mgmt For For For Distribution 7 Appointment of Auditor Mgmt For For For 8 Discharge of the Board of Directors Mgmt For For For from Personal Liability 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Nokia Oyj Ticker Security ID: Meeting Date Meeting Status NOK1V CUSIP 654902204 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Stephen Elop Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Per Karlsson Mgmt For For For 6.5 Elect Jouko Karvinen Mgmt For For For 6.6 Elect Finn Helge Lund Mgmt For For For 6.7 Elect Isabel Marey-Semper Mgmt For For For 6.8 Elect Jorma Ollila Mgmt For For For 6.9 Elect Marjorie Scardino Mgmt For For For 6.10 Elect Risto Siilasmaa Mgmt For For For 6.11 Elect Kari Stadigh Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Stock Option Program 2011 Mgmt For For For
Nokia Oyj Ticker Security ID: Meeting Date Meeting Status NOK1V CINS X61873133 05/03/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Stock Option Program 2011 Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
Norbord Inc. Ticker Security ID: Meeting Date Meeting Status NBD CUSIP 65548P403 04/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Cockwell Mgmt For For For 1.2 Elect Dian Cohen Mgmt For For For 1.3 Elect Pierre Dupuis Mgmt For For For 1.4 Elect Gordon Forward Mgmt For For For 1.5 Elect Dominic Gammiero Mgmt For For For 1.6 Elect Robert Harding Mgmt For For For 1.7 Elect Neville Kirchmann Mgmt For For For 1.8 Elect Margot Northey Mgmt For For For 1.9 Elect J. Barrie Shineton Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Michelle Ebanks Mgmt For For For 3 Elect Enrique Hernandez, Jr. Mgmt For For For 4 Elect Robert Miller Mgmt For For For 5 Elect Blake Nordstrom Mgmt For For For 6 Elect Erik Nordstrom Mgmt For For For 7 Elect Peter Nordstrom Mgmt For For For 8 Elect Philip Satre Mgmt For For For 9 Elect Felicia Thornton Mgmt For For For 10 Elect B. Kevin Turner Mgmt For For For 11 Elect Robert Walter Mgmt For For For 12 Elect Alison Winter Mgmt For For For 13 Amendment to the Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Victor Fazio Mgmt For For For 4 Elect Donald Felsinger Mgmt For For For 5 Elect Stephen Frank Mgmt For For For 6 Elect Bruce Gordon Mgmt For For For 7 Elect Madeleine Kleiner Mgmt For For For 8 Elect Karl Krapek Mgmt For For For 9 Elect Richard Myers Mgmt For For For 10 Elect Aulana Peters Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Stock Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Novavax, Inc. Ticker Security ID: Meeting Date Meeting Status NVAX CUSIP 670002104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rajiv Modi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
NV Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NVE CUSIP 67073Y106 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Anderson, Jr. Mgmt For For For 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Executive Long-Term Mgmt For For For Incentive Plan 5 Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 "Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
NVIDIA Corporation Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harvey Jones Mgmt For For For 2 Elect William Miller Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Office Depot, Inc. Ticker Security ID: Meeting Date Meeting Status ODP CUSIP 676220106 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Neil Austrian Mgmt For For For 2 Elect Justin Bateman Mgmt For For For 3 Elect Thomas Colligan Mgmt For For For 4 Elect Marsha Evans Mgmt For For For 5 Elect David Fuente Mgmt For For For 6 Elect Brenda Gaines Mgmt For For For 7 Elect Myra Hart Mgmt For For For 8 Elect W. Scott Hedrick Mgmt For For For 9 Elect Kathleen Mason Mgmt For For For 10 Elect James Rubin Mgmt For For For 11 Elect Raymond Svider Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 15 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
OmniVision Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status OVTI CUSIP 682128103 09/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Shaw Hong Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 10/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Overseas Shipholding Group, Inc. Ticker Security ID: Meeting Date Meeting Status OSG CUSIP 690368105 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Morten Arntzen Mgmt For For For 1.2 Elect Oudi Recanati Mgmt For For For 1.3 Elect G. Allen Andreas III Mgmt For For For 1.4 Elect Alan Batkin Mgmt For For For 1.5 Elect Thomas Coleman Mgmt For For For 1.6 Elect Charles Fribourg Mgmt For For For 1.7 Elect Stanley Komaroff Mgmt For For For 1.8 Elect Solomon Merkin Mgmt For For For 1.9 Elect Joel Picket Mgmt For For For 1.10 Elect Ariel Recanati Mgmt For For For 1.11 Elect Thomas Robards Mgmt For For For 1.12 Elect Jean-Paul Vettier Mgmt For For For 1.13 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Owens-Illinois, Inc. Ticker Security ID: Meeting Date Meeting Status OI CUSIP 690768403 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Hellman Mgmt For For For 1.2 Elect Anastasia Kelly Mgmt For For For 1.3 Elect John McMackin, Jr. Mgmt For For For 1.4 Elect Hugh Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Paladin Energy Limited Ticker Security ID: Meeting Date Meeting Status PDN CINS Q7264T104 11/25/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect Rick Crabb Mgmt For For For 3 Elect Peter Donkin Mgmt For For For 4 Elect Philip Bailey Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
Paychex, Inc. Ticker Security ID: Meeting Date Meeting Status PAYX CUSIP 704326107 10/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Joseph Tucci Mgmt For For For 6 Elect Joseph Velli Mgmt For For For 7 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 8 Ratification of Auditor Mgmt For For For
PDG Realty S.A. Empreendimentos e Participacoes Ticker Security ID: Meeting Date Meeting Status PDGR3 CINS P7649U108 04/26/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Publication of Company Financials Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Election of Directors Mgmt For For For 8 Remuneration Policy Mgmt For Against Against 9 Election of Supervisory Council Mgmt For For For
PDG Realty S.A. Empreendimentos e Participacoes Ticker Security ID: Meeting Date Meeting Status PDGR3 CINS P7649U108 10/25/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Split Mgmt For For For 4 Amend Article 5 Mgmt For For For 5 Ratification of Board Acts Mgmt For For For
PDG Realty S.A. Empreendimentos e Participacoes Ticker Security ID: Meeting Date Meeting Status PDGR3 CINS P7649U108 06/28/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Amendments to Articles Mgmt For For For 7 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 8 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 9 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 10 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 11 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 12 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 13 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 14 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 15 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 18 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 23 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 24 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 25 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 26 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 27 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 28 Amendments to Articles Mgmt For For For 29 Remuneration Policy Mgmt For For For 30 Authorization to Carry Out Competing Mgmt For For For Activities 31 Reconciliation of Share Capital Mgmt For For For
Peabody Energy Corporation Ticker Security ID: Meeting Date Meeting Status BTU CUSIP 704549104 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Plan Mgmt For For For
Pentair, Inc. Ticker Security ID: Meeting Date Meeting Status PNR CUSIP 709631105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Abi-Karam Mgmt For For For 2 Elect Jerry Burris Mgmt For For For 3 Elect Ronald Merriman Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditures
Perseus Mining Limited Ticker Security ID: Meeting Date Meeting Status PRU CINS Q74174105 11/26/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Reginald Gillard Mgmt For For For 4 Re-elect Neil Fearis Mgmt For For For 5 Approve 2010 Employee Option Plan Mgmt For For For 6 Increase NEDs' Fee Cap Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 01/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger by Absorption Mgmt For For For 2 Amendments to Articles Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Merger by Absorption Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairman of the Board of Mgmt For For For Directors 6 Election of Supervisory Council Mgmt For For For Members 7 Remuneration Report Mgmt For For For 8 Capitalization of Reserves Mgmt For For For
Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding the ShrHoldr Against For Against Right to Act by Written Consent 21 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
Pharmaceutical Product Development, Inc. Ticker Security ID: Meeting Date Meeting Status PPDI CUSIP 717124101 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stuart Bondurant Mgmt For For For 1.2 Elect Vaughn Bryson Mgmt For For For 1.3 Elect Fredric Eshelman Mgmt For For For 1.4 Elect Frederick Frank Mgmt For For For 1.5 Elect Robert Ingram Mgmt For For For 1.6 Elect Terry Magnuson Mgmt For For For 1.7 Elect Ernest Mario Mgmt For For For 1.8 Elect Ralph Snyderman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Plum Creek Timber Company, Inc. Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rick Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For For For 3 Elect John McDonald Mgmt For For For 4 Elect Robert McLeod Mgmt For For For 5 Elect John Morgan, Sr. Mgmt For For For 6 Elect Marc Racicot Mgmt For For For 7 Elect John Scully Mgmt For For For 8 Elect Stephen Tobias Mgmt For For For 9 Elect Martin White Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 12 Ratification of Auditor Mgmt For For For
Polycom, Inc. Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP 73172K104 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Miller Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 1.3 Elect David DeWalt Mgmt For For For 1.4 Elect John Kelley, Jr. Mgmt For For For 1.5 Elect D. Scott Mercer Mgmt For For For 1.6 Elect William Owens Mgmt For For For 1.7 Elect Kevin Parker Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Amendment to the 2005 Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L107 05/12/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2011 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
priceline.com Incorporated Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Principal Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
Promise Company Limited Ticker Security ID: Meeting Date Meeting Status 8574 CINS J64083108 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital and Mgmt For For For Earned Reserves 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Election of Shohzoh Watanabe Mgmt For For For 6 Election of Yoshiyuki Akasako Mgmt For For For 7 Election of Hiroaki Mori Mgmt For For For 8 Election of Alternate Statutory Mgmt For For For Auditor(s)
PTT Chemical Public Company Limited Ticker Security ID: Meeting Date Meeting Status PTTCH CINS Y7135Z116 04/21/2011 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Agenda Mgmt For Against Against 3 Acknowledge the Company's Operations Mgmt For Against Against and Strategic Business Plan 4 Approve Financial Statements for the Mgmt For Abstain Against year ended December 31, 2010 5 Appropriation of Profit for 2010 and Mgmt For For For Dividends 6 Approve Director Remuneration Mgmt For Against Against 7 Elect Chainoi Puankosoom Mgmt For Against Against 8 Elect Sukrit Surabotsopon Mgmt For Against Against 9 Elect Prakit Piriyakiet Mgmt For Against Against 10 Elect Arkhom Termpittayapaisith Mgmt For Against Against 11 Elect Surachai Phuprasert Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Approve the Amalgamation between the Mgmt For Against Against Company and PTT Aromatics and Refining Public Company Limited 14 Transfer of Investment's Mgmt For Against Against Certificates to the Merged Company 15 Transact Other Business Mgmt For Against Against 16 Non-Voting Meeting Note N/A N/A N/A N/A
QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Quepasa Corporation Ticker Security ID: Meeting Date Meeting Status QPSA CUSIP 74833W206 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Abbott Mgmt For For For 1.2 Elect Alonso Ancira Mgmt For Withhold Against 1.3 Elect Lars Batista Mgmt For For For 1.4 Elect Ernesto Cruz Mgmt For For For 1.5 Elect Malcolm Jozoff Mgmt For For For 1.6 Elect Lionel Sosa Mgmt For Withhold Against 1.7 Elect Jill Syverson-Stork Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 3 Repeal of Classified Board Mgmt For For For 4 Reincorporation from Nevada to Mgmt For For For Delaware 5 Ratification of Auditor Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against
Radian Group Inc. Ticker Security ID: Meeting Date Meeting Status RDN CUSIP 750236101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Herbert Wender Mgmt For For For 2 Elect David Carney Mgmt For For For 3 Elect Howard Culang Mgmt For For For 4 Elect Lisa Hess Mgmt For For For 5 Elect Stephen Hopkins Mgmt For For For 6 Elect Sanford Ibrahim Mgmt For For For 7 Elect James Jennings Mgmt For For For 8 Elect Ronald Moore Mgmt For For For 9 Elect Jan Nicholson Mgmt For For For 10 Elect Robert Richards Mgmt For For For 11 Elect Anthony Schweiger Mgmt For For For 12 Elect Noel Spiegel Mgmt For For For 13 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 16 Ratification of Auditor Mgmt For For For
Reinsurance Group of America, Incorporated Ticker Security ID: Meeting Date Meeting Status RGA CUSIP 759351604 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Danahy Mgmt For For For 1.2 Elect Arnoud Boot Mgmt For For For 1.3 Elect J. Cliff Eason Mgmt For For For 2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Amendment to the Flexible Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CINS G75754104 04/14/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Tom Albanese Mgmt For For For 4 Elect Robert Brown Mgmt For For For 5 Elect Vivienne Cox Mgmt For For For 6 Elect Jan du Plessis Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Michael Fitzpatrick Mgmt For For For 9 Elect Ann Godbehere Mgmt For For For 10 Elect Richard Goodmanson Mgmt For For For 11 Elect Andrew Gould Mgmt For For For 12 Elect Lord John Kerr of Kinlochard Mgmt For For For 13 Elect Paul Tellier Mgmt For For For 14 Elect Samuel Walsh Mgmt For For For 15 Elect Stephen Mayne Mgmt Against Against For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Amendment to the Performance Share Mgmt For For For Plan 18 Amendment to and Renewal of Share Mgmt For For For Ownership Plan 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Romarco Minerals Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 775903206 06/08/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect Edward van Ginkel Mgmt For For For 2.2 Elect Diane Garrett Mgmt For For For 2.3 Elect James Arnold Mgmt For For For 2.4 Elect Leendert Krol Mgmt For For For 2.5 Elect R.J. (Don) MacDonald Mgmt For For For 2.6 Elect John Marsden Mgmt For For For 2.7 Elect Patrick Michaels Mgmt For For For 2.8 Elect Robert van Doorn Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Shareholder Rights Plan Renewal Mgmt For For For
Ross Stores, Inc. Ticker Security ID: Meeting Date Meeting Status ROST CUSIP 778296103 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Orban Mgmt For For For 1.2 Elect Donald Seiler Mgmt For For For 2 Reapproval of the Incentive Mgmt For For For Compensation Plan 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Rovi Corporation Ticker Security ID: Meeting Date Meeting Status ROVI CUSIP 779376102 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Amoroso Mgmt For For For 1.2 Elect Alan Earhart Mgmt For For For 1.3 Elect Andrew Ludwick Mgmt For For For 1.4 Elect James Meyer Mgmt For For For 1.5 Elect James O'Shaughnessy Mgmt For For For 1.6 Elect Ruthann Quindlen Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
SAF Holland SA Ticker Security ID: Meeting Date Meeting Status SFQ CINS L7999A102 04/28/2011 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Management Reports Mgmt For TNA N/A 2 Presentation of Auditor's Report Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Consolidated Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits to Reserves Mgmt For TNA N/A 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor's Acts Mgmt For TNA N/A 8 Election of Directors Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A
Safran SA Ticker Security ID: Meeting Date Meeting Status SAF CINS F4035A557 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification Mgmt For For For of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Amendment to Governing Structure Mgmt For For For 10 Adoption of New Articles Mgmt For Against Against 11 Amendment Regarding Cap on Voting Mgmt For Against Against Rights 12 Elect Jean-Paul Herteman Mgmt For For For 13 Elect Francis Mer Mgmt For For For 14 Elect Giovanni Bisignani Mgmt For For For 15 Elect Jean-Lou Chameau Mgmt For For For 16 Elect Odile Desforges Mgmt For For For 17 Elect Jean-Marc Forneri Mgmt For For For 18 Elect Xavier Lagarde Mgmt For For For 19 Elect Michel Lucas Mgmt For For For 20 Elect Elisabeth Lulin Mgmt For For For 21 Election of Representatives of the Mgmt For For For State 22 Elect Christian Halary Mgmt For For For 23 Elect Marc Aubry Mgmt For For For 24 Elect Caroline Gregoire-Sainte Marie Mgmt For For For as Censor 25 Directors' Fees Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 29 Authority to Increase capital in Mgmt For For For Case of Exchange Offer 30 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 31 Authority to Increase Share Issuance Mgmt For For For Limit 32 Authority to Set Offering Price of Mgmt For For For Shares 33 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 34 Authority to Increase Capital Mgmt For For For Through Capitalizations 35 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 36 Authority to Grant Stock Options Mgmt For For For 37 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 38 Authority to Issue Restricted Shares Mgmt For For For 39 Authority to Cancel Shares and Mgmt For For For Reduce Capital 40 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 41 Shareholder Proposal Regarding ShrHoldr For For For Representatives of Employee Shareholders 42 Shareholder Proposal Regarding ShrHoldr Against Against For Employee Representation 43 Authority to Carry Out Formalities Mgmt For For For 44 Non-Voting Meeting Note N/A N/A N/A N/A
salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Sanmina-SCI Corporation Ticker Security ID: Meeting Date Meeting Status SANM CUSIP 800907206 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Neil Bonke Mgmt For For For 2 Elect John Goldsberry Mgmt For For For 3 Elect Joseph Licata, Jr. Mgmt For For For 4 Elect Jean Manas Mgmt For For For 5 Elect Mario Rosati Mgmt For For For 6 Elect A. Eugene Sapp, Jr. Mgmt For For For 7 Elect Wayne Shortridge Mgmt For For For 8 Elect Jure Sola Mgmt For For For 9 Elect Jackie Ward Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2009 Incentive Plan Mgmt For For For
Sap AG Ticker Security ID: Meeting Date Meeting Status SAP CINS D66992104 05/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Cancellation of Conditional Capital Mgmt For For For VI 10 Authority to Issue Convertible Debt Mgmt For For For Instruments 11 Intra-company Control Agreements Mgmt For For For
SBM Offshore Nv Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 07/06/2010 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Supervisory Board Fees Mgmt For For For 3 Elect Francis Gugen Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Schneider Electric SA Ticker Security ID: Meeting Date Meeting Status SU CINS F86921107 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Anand Mahindra 9 Elect Betsy Atkins Mgmt For For For 10 Elect Jeong H. Kim Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendment Regarding Director Age Mgmt For For For Limit 15 Amendment Regarding Censors Mgmt For For For 16 Stock Split Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Increase Share Issuance Mgmt For For For Limit 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer or in Consideration for Contributions in Kind 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Grant Stock Options Mgmt For For For 24 Authority to Issue Restricted Shares Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Authority to Carry Out Formalities Mgmt For For For
Shionogi & Co Ltd Ticker Security ID: Meeting Date Meeting Status 4507 CINS J74229105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Yasuhiro Mino Mgmt For For For 6 Elect Akio Nomura Mgmt For For For 7 Elect Teppei Mogi Mgmt For For For 8 Elect Sachio Tokaji Mgmt For For For 9 Elect Kenji Fukuda Mgmt For For For 10 Bonus Mgmt For For For 11 Stock Option Plan Mgmt For For For 12 Statutory Auditors' Fees Mgmt For For For
Silver Wheaton Corp. Ticker Security ID: Meeting Date Meeting Status SLW CUSIP 828336107 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Barnes Mgmt For For For 1.2 Elect Lawrence Bell Mgmt For For For 1.3 Elect George Brack Mgmt For For For 1.4 Elect John Brough Mgmt For For For 1.5 Elect R. Peter Gillin Mgmt For For For 1.6 Elect Douglas Holtby Mgmt For For For 1.7 Elect Eduardo Luna Mgmt For For For 1.8 Elect Wade Nesmith Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Sino-Forest Corporation Ticker Security ID: Meeting Date Meeting Status TRE CUSIP 82934H101 05/30/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Allen Chan Mgmt For For For 1.2 Elect William Ardell Mgmt For For For 1.3 Elect James Bowland Mgmt For For For 1.4 Elect James Hyde Mgmt For For For 1.5 Elect Edmund Mak Mgmt For For For 1.6 Elect Judson Martin Mgmt For For For 1.7 Elect Simon Murray Mgmt For Withhold Against 1.8 Elect Peter Wang Mgmt For Withhold Against 1.9 Elect Garry West Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2.1 Elect David McLachlan Mgmt For For For 2.2 Elect David Aldrich Mgmt For For For 2.3 Elect Kevin Beebe Mgmt For For For 2.4 Elect Moiz Beguwala Mgmt For For For 2.5 Elect Timothy Furey Mgmt For For For 2.6 Elect Balakrishnan Iyer Mgmt For For For 2.7 Elect Thomas Leonard Mgmt For For For 2.8 Elect David McGlade Mgmt For For For 2.9 Elect Robert Schriesheim Mgmt For For For 2.10 Elect David Aldrich Mgmt For For For 2.11 Elect Moiz Beguwala Mgmt For For For 2.12 Elect David McGlade Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the 2008 Director Mgmt For For For Long-Term Incentive Plan 5 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
Skyworth Digital Holdings Limited Ticker Security ID: Meeting Date Meeting Status 751 CINS G8181C100 09/07/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Frederick LEUNG Chi Ching Mgmt For For For 6 Elect YANG Dongwen Mgmt For For For 7 Elect LU Rongchang Mgmt For For For 8 Elect Stephen SO Hon Cheung Mgmt For For For 9 Elect Katherine CHAN Wai Kay Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Refreshment of Share Option Scheme Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Sociedad Quimica y Minera de Chile SA - SQM Ticker Security ID: Meeting Date Meeting Status SQM-A CUSIP 833635105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor and Account Mgmt For For For Inspectors 3 Related Party Transactions Mgmt For For For 4 Investment and Finance Policy Mgmt For For For 5 Allocation of Profits/Dividends; Mgmt For For For Dividend Policy 6 Director's Expenses Mgmt For For For 7 Election of Directors; Fees Mgmt For Against Against 8 Reports of the Directors' and Audit Mgmt For For For Committees 9 Transaction of Other Business Mgmt For Against Against
Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lewis Epley, Jr. Mgmt For For For 2 Elect Robert Howard Mgmt For For For 3 Elect Greg Kerley Mgmt For For For 4 Elect Harold Korell Mgmt For For For 5 Elect Vello Kuuskraa Mgmt For For For 6 Elect Kenneth Mourton Mgmt For For For 7 Elect Steven Mueller Mgmt For For For 8 Elect Charles Scharlau Mgmt For For For 9 Elect Alan Stevens Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Amendment to the Bylaws to Reduce Mgmt For For For the Ownership Threshold for Shareholders to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Sprint Nextel Corporation Ticker Security ID: Meeting Date Meeting Status S CUSIP 852061100 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bennett Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Larry Glasscock Mgmt For For For 4 Elect James Hance, Jr. Mgmt For For For 5 Elect Daniel Hesse Mgmt For For For 6 Elect Janet Hill Mgmt For For For 7 Elect Frank Ianna Mgmt For For For 8 Elect Sven-Christer Nilsson Mgmt For For For 9 Elect William Nuti Mgmt For For For 10 Elect Rodney O'Neal Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 15 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority
St. Jude Medical, Inc. Ticker Security ID: Meeting Date Meeting Status STJ CUSIP 790849103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Devenuti Mgmt For For For 2 Elect Thomas Garrett III Mgmt For For For 3 Elect Wendy Yarno Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board 8 Ratification of Auditor Mgmt For For For
Stanley Black & Decker, Inc. Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Buckley Mgmt For For For 1.2 Elect Carlos Cardoso Mgmt For For For 1.3 Elect Robert Coutts Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Marianne Parrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Staples, Inc. Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CUSIP 85771P102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Presiding Chairman Mgmt For For For 2 Notice of Meeting and Agenda Mgmt For For For 3 Election of Individuals to Check Mgmt For For For Minutes 4 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 5 Compensation Guidelines Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Corporate Assembly Fees Mgmt For For For 8 Election of Nominating Committee Mgmt For For For Member 9 Nominating Committee Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For Pursuant to Share Savings Plan 11 Authority to Repurchase Shares for Mgmt For For For Cancellation 12 Amendments to Marketing Instructions Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Nomination Committee Guidelines Mgmt For For For 15 Shareholder Proposal Regarding Mgmt Against Against For Withdrawal from Canadian Oil Sands
Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against
Stoneridge, Inc. Ticker Security ID: Meeting Date Meeting Status SRI CUSIP 86183P102 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Corey Mgmt For For For 1.2 Elect Jeffrey Draime Mgmt For For For 1.3 Elect Douglas Jacobs Mgmt For For For 1.4 Elect Ira Kaplan Mgmt For For For 1.5 Elect Kim Korth Mgmt For For For 1.6 Elect William Lasky Mgmt For For For 1.7 Elect Paul Schlather Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the Annual Incentive Mgmt For For For Plan
Strayer Education, Inc. Ticker Security ID: Meeting Date Meeting Status STRA CUSIP 863236105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Silberman Mgmt For For For 2 Elect David Coulter Mgmt For For For 3 Elect Charlotte Beason Mgmt For For For 4 Elect William Brock Mgmt For For For 5 Elect John Casteen III Mgmt For For For 6 Elect Robert Grusky Mgmt For For For 7 Elect Robert Johnson Mgmt For For For 8 Elect Todd Milano Mgmt For For For 9 Elect G. Thomas Waite, III Mgmt For For For 10 Elect J. David Wargo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2011 Equity Compensation Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224107 05/03/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Benson Mgmt For Withhold Against 1.2 Elect Dominic D'Alessandro Mgmt For For For 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect Richard George Mgmt For For For 1.6 Elect Paul Haseldonckx Mgmt For For For 1.7 Elect John Huff Mgmt For For For 1.8 Elect Jacques Lamarre Mgmt For For For 1.9 Elect Brian MacNeill Mgmt For For For 1.10 Elect Maureen McCaw Mgmt For For For 1.11 Elect Michael O'Brien Mgmt For For For 1.12 Elect James Simpson Mgmt For For For 1.13 Elect Eira Thomas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
SuperMedia Inc. Ticker Security ID: Meeting Date Meeting Status SPMD CUSIP 868447103 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Bayone Mgmt For For For 1.2 Elect Robert Blattberg Mgmt For For For 1.3 Elect Charles Carden Mgmt For For For 1.4 Elect Robin Domeniconi Mgmt For For For 1.5 Elect Thomas Gardner Mgmt For For For 1.6 Elect David Hawthorne Mgmt For For For 1.7 Elect Peter McDonald Mgmt For For For 1.8 Elect Thomas Rogers Mgmt For For For 1.9 Elect John Slater Mgmt For For For 1.10 Elect Douglas Wheat Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Support.com Inc. Ticker Security ID: Meeting Date Meeting Status SPRT CUSIP 86858W101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Shawn Farshchi Mgmt For For For 1.2 Elect Mark Fries Mgmt For For For 1.3 Elect Michael Linton Mgmt For For For 1.4 Elect J. Martin O'Malley Mgmt For For For 1.5 Elect Joshua Pickus Mgmt For For For 1.6 Elect Toni Portmann Mgmt For For For 1.7 Elect Jim Stephens Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Employee Stock Purchase Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Swiss Reinsurance Company Ticker Security ID: Meeting Date Meeting Status RUKN CINS H84046137 04/15/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits to Reserves Mgmt For TNA N/A 6 Allocation of Dividends from Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Elect Raymund Breu Mgmt For TNA N/A 9 Elect Mathis Cabiallavetta Mgmt For TNA N/A 10 Elect Raymond Ch'ien Mgmt For TNA N/A 11 Elect Rajna Gibson Brandon Mgmt For TNA N/A 12 Elect Hans Ulrich Maerki Mgmt For TNA N/A 13 Elect Renato Fassbind Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A 15 Reduction of Authorized Share Capital Mgmt For TNA N/A 16 Cancellation of Conditional Capital Mgmt For TNA N/A (Employee Participation) 17 Cancellation of Conditional Capital Mgmt For TNA N/A (Berkshire Hathaway) 18 Increase in Conditional Capital Mgmt For TNA N/A
SXC Health Solutions Corp. Ticker Security ID: Meeting Date Meeting Status SXCI CUSIP 78505P100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Thierer Mgmt For For For 1.2 Elect Steven Colser Mgmt For For For 1.3 Elect Terrence Burke Mgmt For For For 1.4 Elect William Davis Mgmt For For For 1.5 Elect Philip Reddon Mgmt For For For 1.6 Elect Curtis Thorne Mgmt For For For 1.7 Elect Anthony Masso Mgmt For For For 2 Amendment to the Amended and Mgmt For For For Restated Bylaws to Increase the Quorum Requirement for Shareholder's Meetings 3 Amendment to the Long Term Incentive Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Taiwan Semiconductor Manufacturing Ticker Security ID: Meeting Date Meeting Status 2330 CUSIP 874039100 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 4 Approve Spin-off Mgmt For For For 5.1 Elect Gregory C. Chow Mgmt For For For 5.2 Elect Kok-Choo Chen Mgmt For For For
Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roxanne Austin Mgmt For For For 2 Elect Calvin Darden Mgmt For For For 3 Elect Mary Dillon Mgmt For For For 4 Elect James Johnson Mgmt For For For 5 Elect Mary Minnick Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Derica Rice Mgmt For For For 8 Elect Stephen Sanger Mgmt For For For 9 Elect Gregg Steinhafel Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Solomon Trujillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation Benchmarking 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Electronic Waste
TD AMERITRADE Holding Corporation Ticker Security ID: Meeting Date Meeting Status AMTD CUSIP 87236Y108 02/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Joe Ricketts Mgmt For For For 1.2 Elect Dan Cook III Mgmt For For For 1.3 Elect Joseph Moglia Mgmt For For For 1.4 Elect W. J. Prezzano Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Reapproval of the Long-Term Mgmt For For For Incentive Plan 5 Management Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/19/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Agenda Mgmt For TNA N/A 5 Election of Individuals to Check Mgmt For TNA N/A Minutes 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Compensation Guidelines Mgmt For TNA N/A 9 Cancellation of Shares Mgmt For TNA N/A 10 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 11 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to LTIP 12 Election of Corporate Assembly Mgmt For TNA N/A 13 Nomination Committee Mgmt For TNA N/A 14 Corporate Assembly Fees Mgmt For TNA N/A
Tempur-Pedic International Inc. Ticker Security ID: Meeting Date Meeting Status TPX CUSIP 88023U101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Evelyn Dilsaver Mgmt For For For 2 Elect Francis Doyle Mgmt For For For 3 Elect John Heil Mgmt For For For 4 Elect Peter Hoffman Mgmt For For For 5 Elect Sir Paul Judge Mgmt For For For 6 Elect Nancy Koehn Mgmt For For For 7 Elect Christopher Masto Mgmt For For For 8 Elect P. Andrews McLane Mgmt For For For 9 Elect Mark Sarvary Mgmt For For For 10 Elect Robert Trussell, Jr. Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Tenneco, Inc. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 880349105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Cramb Mgmt For For For 2 Elect Dennis Letham Mgmt For For For 3 Elect Hari Nair Mgmt For For For 4 Elect Roger Porter Mgmt For For For 5 Elect David Price, Jr. Mgmt For For For 6 Elect Gregg Sherrill Mgmt For For For 7 Elect Paul Stecko Mgmt For For For 8 Elect Mitsunobu Takeuchi Mgmt For For For 9 Elect Jane Warner Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Teradata Corporation Ticker Security ID: Meeting Date Meeting Status TDC CUSIP 88076W103103 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nancy E. Cooper Mgmt For For For 2 Elect David E. Kepler Mgmt For For For 3 Elect William S. Stavropoulos Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Textron Inc. Ticker Security ID: Meeting Date Meeting Status TXT CUSIP 883203101 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For
The Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ruth Bruch Mgmt For For For 2 Elect Nicholas Donofrio Mgmt For For For 3 Elect Gerald Hassell Mgmt For For For 4 Elect Edmund Kelly Mgmt For For For 5 Elect Robert Kelly Mgmt For For For 6 Elect Richard Kogan Mgmt For For For 7 Elect Michael Kowalski Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Mark Nordenberg Mgmt For For For 10 Elect Catherine Rein Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Samuel Scott III Mgmt For For For 13 Elect John Surma Mgmt For For For 14 Elect Wesley von Schack Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Amendment to the Long-Term Incentive Mgmt For For For Plan 18 Amendment to the Executive Incentive Mgmt For Against Against Compensation Plan 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
The Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
The Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A107 10/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Graber Mgmt For For For 1.2 Elect Emery Koenig Mgmt For For For 1.3 Elect Sergio Rial Mgmt For For For 1.4 Elect David Seaton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The NASDAQ OMX Group, Inc. Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Borje Ekholm Mgmt For For For 5 Elect Lon Gorman Mgmt For For For 6 Elect Robert Greifeld Mgmt For For For 7 Elect Glenn Hutchins Mgmt For For For 8 Elect Birgitta Kantola Mgmt For For For 9 Elect Essa Kazim Mgmt For For For 10 Elect John Markese Mgmt For For For 11 Elect Hans Nielsen Mgmt For For For 12 Elect Thomas O'Neill Mgmt For For For 13 Elect James Riepe Mgmt For For For 14 Elect Michael Splinter Mgmt For For For 15 Elect Lars Wedenborn Mgmt For For For 16 Elect Deborah Wince-Smith Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hikmet Ersek Mgmt For For For 2 Elect Jack Greenberg Mgmt For For For 3 Elect Linda Levinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Thomas Cook Group Plc Ticker Security ID: Meeting Date Meeting Status TCG CINS G88471100 02/11/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Michael Beckett Mgmt For For For 5 Elect Bo Lerenius Mgmt For For For 6 Elect Dawn Airey Mgmt For For For 7 Elect Peter Marks Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
TiVo Inc. Ticker Security ID: Meeting Date Meeting Status TIVO CUSIP 888706108 08/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Hinson Mgmt For For For 1.2 Elect William Cella Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan
TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Tokio Marine Holdings Inc. (fka Millea Holdings Incorporated) Ticker Security ID: Meeting Date Meeting Status 8766 CINS J86298106 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kunio Ishihara Mgmt For For For 4 Elect Shuzoh Sumi Mgmt For For For 5 Elect Hiroshi Amemiya Mgmt For For For 6 Elect Masashi Ohba Mgmt For For For 7 Elect Hiroshi Miyajima Mgmt For For For 8 Elect Kunio Itoh Mgmt For For For 9 Elect Akio Mimura Mgmt For For For 10 Elect Toshifumi Kitazawa Mgmt For For For 11 Elect Mikio Sasaki Mgmt For For For 12 Elect Takaaki Tamai Mgmt For For For 13 Elect Tsuyoshi Nagano Mgmt For For For 14 Elect Akinari Horii Mgmt For For For 15 Elect Toshiki Ohhashi Mgmt For For For 16 Statutory Auditors' Fees Mgmt For For For
Toll Holdings Limited Ticker Security ID: Meeting Date Meeting Status TOL CINS Q9104H100 10/29/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Mark Smith Mgmt For For For 4 Re-elect Barry Cusack Mgmt For For For 5 Equity Grant (MD Paul Little) Mgmt For For For 6 Adopt New Constitution Mgmt For For For
Transdigm Group Incorporated Ticker Security ID: Meeting Date Meeting Status TDG CUSIP 893641100 03/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sean Hennessy Mgmt For For For 1.2 Elect Douglas Peacock Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Triumph Group, Inc. Ticker Security ID: Meeting Date Meeting Status TGI CUSIP 896818101 09/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Bourgon Mgmt For For For 1.2 Elect Elmer Doty Mgmt For For For 1.3 Elect Ralph Eberhart Mgmt For For For 1.4 Elect Richard Gozon Mgmt For For For 1.5 Elect Richard Ill Mgmt For For For 1.6 Elect Claude Kronk Mgmt For For For 1.7 Elect Adam Palmer Mgmt For For For 1.8 Elect Joseph Silvestri Mgmt For For For 1.9 Elect George Simpson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Tsakos Energy Navigation Limited Ticker Security ID: Meeting Date Meeting Status TNP CUSIP G9108L108 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Jolliffe Mgmt For For For 1.2 Elect Francis Nusspickel Mgmt For For For 1.3 Elect Takis Arapoglou Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Directors' Fees Mgmt For For For
UAL Corporation Ticker Security ID: Meeting Date Meeting Status UAUA CUSIP 902549807 09/17/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Amend Certificate of Incorporation Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
UBS AG Ticker Security ID: Meeting Date Meeting Status UBSN CINS H89231338 04/28/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Kaspar Villiger Mgmt For TNA N/A 8 Elect Michel Demare Mgmt For TNA N/A 9 Elect David Sidwell Mgmt For TNA N/A 10 Elect Rainer-Marc Frey Mgmt For TNA N/A 11 Elect Bruno Gehrig Mgmt For TNA N/A 12 Elect Ann Godbehere Mgmt For TNA N/A 13 Elect Axel Lehmann Mgmt For TNA N/A 14 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 15 Elect Helmut Panke Mgmt For TNA N/A 16 Elect William Parrett Mgmt For TNA N/A 17 Elect Joseph YAM Chi Kwong Mgmt For TNA N/A 18 Appointment of Auditor Mgmt For TNA N/A
UBS AG Ticker Security ID: Meeting Date Meeting Status UBSN CUSIP H89231338 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Compensation Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Management Mgmt For For For Acts 5 Elect Kaspar Villiger Mgmt For For For 6 Elect Michel Demare Mgmt For For For 7 Elect David Sidwell Mgmt For For For 8 Elect Rainer-Marc Frey Mgmt For For For 9 Elect Bruno Gehrig Mgmt For For For 10 Elect Ann Godbehere Mgmt For For For 11 Elect Axel Lehmann Mgmt For For For 12 Elect Wolfgang Mayrhuber Mgmt For For For 13 Elect Helmut Panke Mgmt For For For 14 Elect William Parrett Mgmt For For For 15 Elect Joseph YAM Chi Kwong Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Transaction of Other Business Mgmt For Against Against
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 03/31/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Director Term Mgmt For TNA N/A Lengths 4 Amendment Regarding Compensation and Mgmt For TNA N/A Nominating Committee 5 Amendments to Articles 34, 35, 36, Mgmt For TNA N/A 39, 40 and 42 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Authority to Amend Articles Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 04/28/2011 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt For TNA N/A 4 Presentation of Auditor Report Mgmt For TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor's Acts Mgmt For TNA N/A 8 Elect Evelyn du Monceau de Bergendal Mgmt For TNA N/A 9 Elect Arnoud de Pret Roose de Mgmt For TNA N/A Calesberg 10 Elect Jean-Pierre Kinet Mgmt For TNA N/A 11 Ratification of the Independence of Mgmt For TNA N/A Jean-Pierre Kinet 12 Elect Thomas Leysen Mgmt For TNA N/A 13 Ratification of the Independence of Mgmt For TNA N/A Thomas Leysen 14 Elect Gerhard Mayr Mgmt For TNA N/A 15 Ratification of the Independence of Mgmt For TNA N/A Gerhard Mayr 16 Elect Norman Ornstein Mgmt For TNA N/A 17 Ratification of the Independence of Mgmt For TNA N/A Norman Ornstein 18 Elect Bridget van Rijckevorsel Mgmt For TNA N/A 19 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 20 Change in Control Provision Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A
Ulta Salon, Cosmetics & Fragrance, Inc. Ticker Security ID: Meeting Date Meeting Status ULTA CUSIP 90384S303 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Eck Mgmt For For For 1.2 Elect Charles Philippin Mgmt For For For 1.3 Elect Kenneth Stevens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Incentive Award Plan Mgmt For For For
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP 903914109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For For For 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
United Continental Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UAL CUSIP 910047109 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kirbyjon Caldwell Mgmt For For For 1.2 Elect Carolyn Corvi Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect Jane Garvey Mgmt For For For 1.5 Elect Walter Isaacson Mgmt For For For 1.6 Elect Henry Meyer III Mgmt For For For 1.7 Elect Oscar Munoz Mgmt For For For 1.8 Elect James O'Connor Mgmt For For For 1.9 Elect Laurence Simmons Mgmt For For For 1.10 Elect Jeffery Smisek Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect David Vitale Mgmt For For For 1.13 Elect John Walker Mgmt For For For 1.14 Elect Charles Yamarone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For For For 7 Elect Ann Livermore Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect Clark Randt, Jr. Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect Carol Tome Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against
United Rentals, Inc. Ticker Security ID: Meeting Date Meeting Status URI CUSIP 911363109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jenne Britell Mgmt For For For 2 Elect Jose Alvarez Mgmt For For For 3 Elect Howard Clark, Jr. Mgmt For For For 4 Elect Bobby Griffin Mgmt For For For 5 Elect Michael Kneeland Mgmt For For For 6 Elect Singleton McAllister Mgmt For For For 7 Elect Brian McAuley Mgmt For For For 8 Elect John McKinney Mgmt For For For 9 Elect Jason Papastavrou Mgmt For For For 10 Elect Filippo Passerini Mgmt For For For 11 Elect Keith Wimbush Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Mgmt For For For Purchase Plan 15 Ratification of Auditor Mgmt For For For
Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Scheme Mgmt For For For 2011 8 Ratification of Auditor Mgmt For For For
Vallar PLC Ticker Security ID: Meeting Date Meeting Status VAA CINS G9314B100 04/07/2011 Voted Meeting Type Country of Trade Court Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Reincorporation Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
Vallar PLC Ticker Security ID: Meeting Date Meeting Status VAA CINS G9314B100 04/07/2011 Voted Meeting Type Country of Trade Special Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Delisting Mgmt For For For 10 Authority to Reduce Share Capital Mgmt For For For 11 Bumi Incentive Plan Mgmt For For For
Vallar PLC Ticker Security ID: Meeting Date Meeting Status VAA CINS G9314B100 06/29/2011 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Indra Bakrie Mgmt For For For 3 Elect Nathaniel Rothschild Mgmt For For For 4 Elect Ari Saptadi Hudaya Mgmt For For For 5 Elect Andrew Beckham Mgmt For For For 6 Elect James Campbell Mgmt For For For 7 Elect Rosan Roeslani Mgmt For For For 8 Elect Sir Julian Horn-Smith Mgmt For For For 9 Elect Lord Robin Renwick Mgmt For For For 10 Elect Sir Graham Hearne Mgmt For For For 11 Elect Steven Shapiro Mgmt For For For 12 Elect Amir Sambodo Mgmt For For For 13 Elect Philip Yeo Mgmt For For For 14 Elect Sony Harsono Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Adoption of New Articles Mgmt For For For
Vallourec Ticker Security ID: Meeting Date Meeting Status VK CINS F95922104 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Pascale Chargrasse 9 Elect Pascale Chargrasse Mgmt For For For 10 Elect Jean-Paul Parayre Mgmt For For For 11 Elect Patrick Boissier Mgmt For For For 12 Elect Anne-Marie Idrac Mgmt For For For 13 Elect Francois Henrot as Censor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Capital and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For For For Shares 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital In Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority for Subsidiaries to Issue Mgmt For For For Securities Convertible into Company Shares 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Authority to Issue Debt Instruments Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital for Mgmt For For For Foreign Employees 27 Authority to Increase Capital for Mgmt For For For Foreign Employees as an Alternative to Employee Savings Plan 28 Authority to Issue Restricted Shares Mgmt For For For Under Savings Plans 29 Authority to Issue Restricted Shares Mgmt For For For 30 Authority to Cancel Shares and Mgmt For For For Reduce Capital 31 Amendment Regarding Supervisory Mgmt For For For Board Member Term Length 32 Amendment Regarding Employee Mgmt For For For Representation 33 Authority to Carry Out Formalities Mgmt For For For
Varian Semiconductor Equipment Associates, Inc. Ticker Security ID: Meeting Date Meeting Status VSEA CUSIP 922207105 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Aurelio Mgmt For For For 1.2 Elect Bin-ming (Benjamin) Tsai Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Management Incentive Plan Mgmt For For For
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 07/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Naresh Chandra Mgmt For For For 5 Elect Euan Macdonald Mgmt For For For 6 Elect Aman Mehta Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Settle Convertible Mgmt For For For Bonds with Ordinary Shares 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Adoption of New Articles Mgmt For For For 15 Reduction in Share Premium Account Mgmt For For For
Venoco, Inc. Ticker Security ID: Meeting Date Meeting Status VQ CUSIP 92275P307 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J.C. McFarland Mgmt For For For 1.2 Elect Joel Reed Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Visteon Corporation Ticker Security ID: Meeting Date Meeting Status VC CUSIP 92839U206 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Duncan Cocroft Mgmt For For For 1.2 Elect Philippe Guillemot Mgmt For For For 1.3 Elect Herbert Henkel Mgmt For For For 1.4 Elect Mark Hogan Mgmt For For For 1.5 Elect Jeffrey Jones Mgmt For For For 1.6 Elect Karl Krapek Mgmt For For For 1.7 Elect Timothy D. Leuliette Mgmt For For For 1.8 Elect William Redmond, Jr. Mgmt For For For 1.9 Elect Donald Stebbins Mgmt For For For 2 Ratification of Auditor Mgmt For For For
VMware, Inc. Ticker Security ID: Meeting Date Meeting Status VMW CUSIP 928563402 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Volvo AB Ticker Security ID: Meeting Date Meeting Status VOLV.A CINS 928856301 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr N/A For N/A Reclassification of Shares 21 Long-Term Share-Based Incentive Plan Mgmt For For For 22 Transfer of Shares Pursuant to LTIP Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
Vulcan Materials Company Ticker Security ID: Meeting Date Meeting Status VMC CUSIP 929160109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald James Mgmt For For For 1.2 Elect Ann Korologos Mgmt For For For 1.3 Elect James Prokopanko Mgmt For For For 1.4 Elect Kathleen Wilson-Thompson Mgmt For For For 2 Amendment to the 2006 Omnibus Mgmt For For For Long-Term Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
W.W. Grainger, Inc. Ticker Security ID: Meeting Date Meeting Status GWW CUSIP 384802104 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Wilbur Gantz Mgmt For For For 1.3 Elect V. Ann Hailey Mgmt For For For 1.4 Elect William Hall Mgmt For For For 1.5 Elect Stuart Levenick Mgmt For For For 1.6 Elect John McCarter, Jr. Mgmt For For For 1.7 Elect Neil Novich Mgmt For For For 1.8 Elect Michael Roberts Mgmt For For For 1.9 Elect Gary Rogers Mgmt For For For 1.10 Elect James Ryan Mgmt For For For 1.11 Elect E. Scott Santi Mgmt For For For 1.12 Elect James Slavik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Wabash National Corporation Ticker Security ID: Meeting Date Meeting Status WNC CUSIP 929566107 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Giromini Mgmt For For For 2 Elect Martin Jischke Mgmt For For For 3 Elect James Kelly Mgmt For For For 4 Elect John Kunz Mgmt For For For 5 Elect Larry Magee Mgmt For For For 6 Elect Scott Sorensen Mgmt For For For 7 2011 Omnibus Incentive Plan Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Ratification of Auditor Mgmt For For For
WABCO Holdings Inc. Ticker Security ID: Meeting Date Meeting Status WBC CUSIP 92927K102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect G. Peter D'Aloia Mgmt For For For 1.2 Elect Juergen Gromer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sharilyn Gasaway Mgmt For For For 1.2 Elect Alan Kosloff Mgmt For For For 1.3 Elect Jerry Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Waters Corporation Ticker Security ID: Meeting Date Meeting Status WAT CUSIP 941848103 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
WellPoint, Inc. Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Angela Braly Mgmt For For For 2 Elect Warren Jobe Mgmt For For For 3 Elect William Mays Mgmt For For For 4 Elect William Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors 7 Elimination of Supermajority Mgmt For For For Requirement for Certain Business Combinations 8 Amendments Removing Certain Mgmt For For For Restrictions on Ownership of Shares 9 Amendments Deleting Certain Obsolete Mgmt For For For Provisions 10 Amendments Deleting Certain Obsolete Mgmt For For For Provisions and Making Conforming Changes 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHoldr Against Against For Conversion to Nonprofit Status 14 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Wesco International, Inc. Ticker Security ID: Meeting Date Meeting Status WCC CUSIP 95082P105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
White Mountains Insurance Group, Ltd. Ticker Security ID: Meeting Date Meeting Status WTM CUSIP G9618E107 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raymond Barrette Mgmt For For For 1.2 Elect Yves Brouillette Mgmt For For For 1.3 Elect John Gillespie Mgmt For For For 1.4 Elect Brian E. Kensil Mgmt For For For 1.5 Elect Eivor A. Pettersson Mgmt For For For 1.6 Elect Goran A. Thorstensson Mgmt For For For 1.7 Elect Allan L. Waters Mgmt For For For 1.8 Elect Christine H. Repasy Mgmt For For For 1.9 Elect Warren J. Trace Mgmt For For For 1.10 Elect Allan L. Waters Mgmt For For For 1.11 Elect Jeffrey W. Davis Mgmt For For For 1.12 Elect Brian E. Kensil Mgmt For For For 1.13 Elect Christine H. Repasy Mgmt For For For 1.14 Elect Warren J. Trace Mgmt For For For 1.15 Elect Allan L. Waters Mgmt For For For 1.16 Elect Raymond Barrette Mgmt For For For 1.17 Elect David T. Foy Mgmt For For For 1.18 Elect Jennifer L. Pitts Mgmt For For For 1.19 Elect Warren J. Trace Mgmt For For For 1.20 Elect Christine H. Repasy Mgmt For For For 1.21 Elect Warren J. Trace Mgmt For For For 1.22 Elect Allan L. Waters Mgmt For For For 1.23 Elect Raymond Barrette Mgmt For For For 1.24 Elect David T. Foy Mgmt For For For 1.25 Elect Jennifer L. Pitts Mgmt For For For 1.26 Elect Warren J. Trace Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Whiting Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status WLL CUSIP 966387102 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
WPG Holding Ticker Security ID: Meeting Date Meeting Status 3702 CINS Y9698R101 06/22/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Allocate Cash Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Amendments to Procedural Rules: Mgmt For For For Endorsements/Guarantees 10 Elect Simon Huang Mgmt For For For 11 Elect Mike Chang Mgmt For For For 12 Elect LIN T.L. Mgmt For For For 13 Elect CHEN K.Y. Mgmt For For For 14 Elect PAI Thomas Mgmt For For For 15 Elect David Lai Mgmt For For For 16 Elect Ken Hsu Mgmt For For For 17 Elect Henry Shaw Mgmt For For For 18 Elect CHENG Kai-Lu Mgmt For For For 19 Elect HSU Ming-Jen Mgmt For For For 20 Elect TSENG K.D. Mgmt For For For 21 Elect Peter Huang Mgmt For For For 22 Elect Jack J. T. Huang (Independent Mgmt For For For Director) 23 Elect HWANG Chin-Yeong (Independent Mgmt For For For Director) 24 Elect DUH Rong-Ruey (Independent Mgmt For For For Director) 25 Elect YU Yung-Hong (Independent Mgmt For For For Director) 26 Elect YUE Chao-Tang (Independent Mgmt For For For Director) 27 Non-Compete Restrictions for Mgmt For For For Directors 28 Extraordinary motions Mgmt For Against Against
WPP PLC Ticker Security ID: Meeting Date Meeting Status WPP CINS G9787K108 11/24/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 "Authority to Defer 2004 Leadership Mgmt For For For Equity Acquisition Plan (""""LEAP"""") Awards (UK Portion)" 2 Authority to Defer 2004 LEAP Awards Mgmt For For For (US Portion) 3 Authority to Defer 2004 LEAP Awards Mgmt For For For (UK Portion) 4 Authority to Defer 2004 LEAP Awards Mgmt For For For 5 Authority to Defer 2004 LEAP III Mgmt For For For Awards 6 Authority to Defer Deferred Stock Mgmt For For For Unit Awards
Xstrata Plc Ticker Security ID: Meeting Date Meeting Status XTA CINS G9826T102 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Mick Davis Mgmt For For For 5 Elect Con Fauconnier Mgmt For For For 6 Elect Ivan Glasenberg Mgmt For For For 7 Elect Peter Hooley Mgmt For For For 8 Elect Claude Lamoureux Mgmt For For For 9 Elect Trevor Reid Mgmt For For For 10 Elect Sir Steve Robson Mgmt For For For 11 Elect David Rough Mgmt For For For 12 Elect Ian Strachan Mgmt For For For 13 Elect Santiago Zaldumbide Mgmt For For For 14 Elect John Bond Mgmt For For For 15 Elect Aristotelis Mistakidis Mgmt For For For 16 Elect Tor Peterson Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days
The Hartford Corporate Opportunities Fund (formerly The Hartford Income Fund) Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Checks and Balances Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Conservative Allocation Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Disciplined Equity Fund Investment Company Report 07/01/10 - 06/30/11 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Abercrombie & Fitch Co. Ticker Security ID: Meeting Date Meeting Status ANF CUSIP 002896207 02/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Abercrombie & Fitch Co. Ticker Security ID: Meeting Date Meeting Status ANF CUSIP 002896207 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lauren Brisky Mgmt For For For 2 Elect Archie Griffin Mgmt For For For 3 Elect Elizabeth Lee Mgmt For For For 4 Elect Michael Greenlees Mgmt For For For 5 Elect Kevin Huvane Mgmt For For For 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Repeal of Classified Board Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 11 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 12 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Mgmt For For For Authority to Set Fees 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 10 Authorization to Hold the 2012 Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Agilent Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status A CUSIP 00846U101 03/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Heidi Fields Mgmt For For For 2 Elect David Lawrence Mgmt For For For 3 Elect A. Barry Rand Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Allied World Assurance Company Holdings, Ltd Ticker Security ID: Meeting Date Meeting Status AWH CUSIP H01531104 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Patterson Mgmt For For For 2 Elect Samuel Weinhoff Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Accounts and Reports Mgmt For For For 6 "Approval of Loss Carry Forward for Mgmt For For For the Year Ended December 31,2010" 7 Approval of Dividend in the Form of Mgmt For For For a Par Value Reduction 8 Authority to Repurchase Shares Mgmt For For For 9 Appointment of Auditor and Mgmt For For For Statuatory Auditor 10 Appointment of Special Auditor Mgmt For For For 11 Indemnification of Directors/Officers Mgmt For For For
Allied World Assurance Company Holdings, Ltd Ticker Security ID: Meeting Date Meeting Status AWH CUSIP G0219G203 11/18/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Thomas Jones Mgmt For For For 7 Elect George Munoz Mgmt For For For 8 Elect Nabil Sakkab Mgmt For For For 9 Elect Michael Szymanczyk Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHoldr Against Against For Flavored Tobacco
Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change
Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Conti Mgmt For For For 1.2 Elect Frank Hermance Mgmt For For For 2 2011 Omnibus Incentive Compensation Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Vance Coffman Mgmt For For For 5 Elect Rebecca Henderson Mgmt For For For 6 Elect Frank Herringer Mgmt For For For 7 Elect Gilbert Omenn Mgmt For For For 8 Elect Judith Pelham Mgmt For For For 9 Elect J. Paul Reason Mgmt For For For 10 Elect Leonard Schaeffer Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Ronald Sugar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Butler, Jr. Mgmt For For For 2 Elect Kevin Chilton Mgmt For For For 3 Elect Luke Corbett Mgmt For For For 4 Elect H. Paulett Eberhart Mgmt For For For 5 Elect Preston Geren, III Mgmt For For For 6 Elect John Gordon Mgmt For For For 7 Elect James Hackett Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Gender Identity and Expression Anti-Bias Policy 12 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 13 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change of Control 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Archer-Daniels-Mi dland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Pierre Dufour Mgmt For For For 4 Elect Donald Felsinger Mgmt For For For 5 Elect Victoria Haynes Mgmt For For For 6 Elect Antonio Maciel Neto Mgmt For For For 7 Elect Patrick Moore Mgmt For For For 8 Elect Thomas O'Neill Mgmt For For For 9 Elect Kelvin Westbrook Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibiting Corporate Political Spending 13 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
AT&T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibition of Certain Relocation Benefits to Senior Executives
Big Lots, Inc. Ticker Security ID: Meeting Date Meeting Status BIG CUSIP 089302103 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For For For 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
BMC Software, Inc Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921100 07/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jon Barfield Mgmt For For For 3 Elect Gary Bloom Mgmt For For For 4 Elect Meldon Gafner Mgmt For For For 5 Elect Mark Hawkins Mgmt For For For 6 Elect Stephan James Mgmt For For For 7 Elect P. Thomas Jenkins Mgmt For For For 8 Elect Louis Lavigne, Jr. Mgmt For For For 9 Elect Kathleen O'Neil Mgmt For For For 10 Elect Tom Tinsley Mgmt For For For 11 Adoption of Majority Vote for Mgmt For For For Election of Directors 12 Ratification of Auditor Mgmt For For For
Broadcom Corporation Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Calhoun Mgmt For For For 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 9 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHoldr Against Against For Approval of Survivor Benefits (Golden Coffins)
CBS Corporation Ticker Security ID: Meeting Date Meeting Status CBS cusip 124857202 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For Withhold Against 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For Withhold Against 1.6 Elect Leonard Goldberg Mgmt For Withhold Against 1.7 Elect Bruce Gordon Mgmt For Withhold Against 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Douglas Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aubrey McClendon Mgmt For For For 1.2 Elect Donald Nickles Mgmt For For For 1.3 Elect Kathleen Eisbrenner Mgmt For For For 1.4 Elect Louis Simpson Mgmt For For For 2 Amendment to the Long Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation
Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHoldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHoldr Against Against For Offshore Drilling Report
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Sales to China
Cooper Industries Plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Hill Mgmt For For For 2 Elect James Postl Mgmt For For For 3 Elect Mark Thompson Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 2011 Omnibus Incentive Compensation Mgmt For For For Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 9 Authority of Subsidiary to Mgmt For For For Repurchase Shares 10 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Covidien Public Limited Company Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F105 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Reverse Stock Split Followed by a Mgmt For For For Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Dell Inc. Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R101 08/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect Robert Livingston Mgmt For For For 7 Elect Richard Lochridge Mgmt For For For 8 Elect Bernard Rethore Mgmt For For For 9 Elect Michael Stubbs Mgmt For For For 10 Elect Stephen Todd Mgmt For For For 11 Elect Stephen Wagner Mgmt For For For 12 Elect Mary Winston Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Dr Pepper Snapple Group, Inc. Ticker Security ID: Meeting Date Meeting Status DPS CUSIP 26138E109 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joyce Roche Mgmt For For For 2 Elect Wayne Sanders Mgmt For For For 3 Elect Jack Stahl Mgmt For For For 4 Elect Larry Young Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Mgmt For For For Requirements 10 Executive Officer Incentive Plan Mgmt For For For
EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Mgmt For For For Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Entergy Corporation Ticker Security ID: Meeting Date Meeting Status ETR CUSIP 29364G103 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Maureen Bateman Mgmt For For For 2 Elect Gary Edwards Mgmt For For For 3 Elect Alexis Herman Mgmt For For For 4 Elect Donald Hintz Mgmt For For For 5 Elect J. Wayne Leonard Mgmt For For For 6 Elect Stuart Levenick Mgmt For For For 7 Elect Blanche Lincoln Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect William Percy, II Mgmt For For For 10 Elect W.J. Tauzin Mgmt For For For 11 Elect Steven Wilkinson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 2011 Equity Ownership and Long Term Mgmt For For For Cash Incentive Plan
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emission Goals
FactSet Research Systems Inc. Ticker Security ID: Meeting Date Meeting Status FDS CUSIP 303075105 12/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Laird, Jr. Mgmt For For For 1.2 Elect James McGonigle Mgmt For For For 1.3 Elect Charles Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Option Mgmt For For For Plan
Ford Motor Company Ticker Security ID: Meeting Date Meeting Status F CUSIP 345370860 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Butler Mgmt For For For 2 Elect Kimberly Casiano Mgmt For For For 3 Elect Anthony Earley, Jr. Mgmt For For For 4 Elect Edsel Ford II Mgmt For For For 5 Elect William Ford, Jr. Mgmt For For For 6 Elect Richard Gephardt Mgmt For For For 7 Elect James Hance, Jr. Mgmt For For For 8 Elect Irvine Hockaday, Jr. Mgmt For For For 9 Elect Richard Manoogian Mgmt For For For 10 Elect Ellen Marram Mgmt For For For 11 Elect Alan Mulally Mgmt For For For 12 Elect Homer Neal Mgmt For For For 13 Elect Gerald Shaheen Mgmt For For For 14 Elect John Thornton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 19 Shareholder Proposal Regarding ShrHoldr Against For Against Recapitalization Plan 20 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Forest Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838106 08/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For For For 8 Elect Lester Salans Mgmt For For For 9 Elect Peter Zimetbaum Mgmt For For For 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Reimbursement of Solicitation Expenses
Freeport-McMoRan Copper & Gold, Inc. Ticker Security ID: Meeting Date Meeting Status FCX CUSIP 35671D857 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board
General Motors Company Ticker Security ID: Meeting Date Meeting Status GM CUSIP 37045V100 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Akerson Mgmt For For For 2 Elect David Bonderman Mgmt For For For 3 Elect Erroll Davis, Jr. Mgmt For For For 4 Elect Stephen Girsky Mgmt For For For 5 Elect E. Neville Isdell Mgmt For For For 6 Elect Robert Krebs Mgmt For For For 7 Elect Philip Laskawy Mgmt For For For 8 Elect Kathryn Marinello Mgmt For For For 9 Elect Patricia Russo Mgmt For For For 10 Elect Carol Stephenson Mgmt For For For 11 Elect Cynthia Telles Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation
Genworth Financial, Inc. Ticker Security ID: Meeting Date Meeting Status GNW CUSIP 37247D106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Alesio Mgmt For For For 2 Elect William Bolinder Mgmt For For For 3 Elect Michael Fraizer Mgmt For For For 4 Elect Nancy Karch Mgmt For For For 5 Elect J. Robert Kerrey Mgmt For For For 6 Elect Risa Lavizzo-Mourey Mgmt For For For 7 Elect Christine Mead Mgmt For For For 8 Elect Thomas Moloney Mgmt For For For 9 Elect James Parke Mgmt For For For 10 Elect James Riepe Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For For For 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 162(m) Bonus Plan Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Right to Call a Special Meeting Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Conflict of Interest Report
Guess?, Inc. Ticker Security ID: Meeting Date Meeting Status GES CUSIP 401617105 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kay Isaacson-Leibowitz Mgmt For For For 1.2 Elect Maurice Marciano Mgmt For For For 1.3 Elect Alex Yemenidjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For Against Against 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For For For Pay-for-Results Plan
Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Crown Mgmt For For For 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Kevin Warren Mgmt For For For 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Mgmt For For For Incentive Plan
International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHoldr Against Against For Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Annual Incentive Mgmt For For For Performance Plan 5 Amendment to the Long-Term Incentive Mgmt For For For Performance Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Lead Director
Juniper Networks, Inc. Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr N/A For N/A Declassification of the Board
Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement in Article V(f) 14 Elimination of Supermajority Mgmt For For For Requirement in Article VI 15 Annual Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 19 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning
Lorillard, Inc. Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dianne Blixt Mgmt For For For 1.2 Elect David Dangoor Mgmt For For For 1.3 Elect Murray Kessler Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Abstain For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For For For 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Political Contributions and Expenditure Report
Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Pierre Brondeau Mgmt For For For 3 Elect Clarence Cazalot, Jr. Mgmt For For For 4 Elect David Daberko Mgmt For For For 5 Elect William Davis, III Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Philip Lader Mgmt For For For 8 Elect Charles Lee Mgmt For For For 9 Elect Michael Phelps Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Seth Schofield Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the Right to Call a Mgmt For For For Special Meeting 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Safety Report
MasterCard Incorporated Ticker Security ID: Meeting Date Meeting Status MA CUSIP 57636Q104 09/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2 Elimination of Supermajority Mgmt For For For Requirement 3 Revise Requirements to Board Mgmt For For For Composition 4 Revise Stock Ownership Limitations Mgmt For For For 5 Right to Adjourn Meeting Mgmt For For For 6.1 Elect Nancy Karch Mgmt For For For 6.2 Elect Jose Reyes Lagunes Mgmt For For For 6.3 Elect Edward Tian Mgmt For Withhold Against 6.4 Elect Silvio Barzi Mgmt For For For 7 Amendment to the Senior Executive Mgmt For For For Annual Incentive Compensation Plan 8 Ratification of Auditor Mgmt For For For
Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dolan Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Dean Scarborough Mgmt For For For 9 Elect Christopher Sinclair Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Kathy White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call Special Meetings 15 Ratification of Auditor Mgmt For For For
McKesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby III Mgmt For Against Against 5 Elect M. Christine Jacobs Mgmt For Against Against 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For Against Against 8 Elect Edward Mueller Mgmt For Against Against 9 Elect Jane Shaw Mgmt For For For 10 Reapproval of Performance Goals Mgmt For For For Under the 2005 Stock Plan 11 Reapproval of Performance Goals Mgmt For For For Under the 2005 Management Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay
Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Ballmer Mgmt For Against Against 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee
Netflix, Inc. Ticker Security ID: Meeting Date Meeting Status NFLX CUSIP 64110L106 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Newmont Mining Corporation Ticker Security ID: Meeting Date Meeting Status NEM CUSIP 651639106 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Glen Barton Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect Joseph Carrabba Mgmt For For For 4 Elect Noreen Doyle Mgmt For For For 5 Elect Veronica Hagen Mgmt For For For 6 Elect Michael Hamson Mgmt For For For 7 Elect Richard O'Brien Mgmt For For For 8 Elect John Prescott Mgmt For For For 9 Elect Donald Roth Mgmt For For For 10 Elect Simon Thompson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect Kenneth Dunn Mgmt For For For 1.6 Elect J. Brian Ferguson Mgmt For For For 1.7 Elect Lewis Hay III Mgmt For For For 1.8 Elect Toni Jennings Mgmt For For For 1.9 Elect Oliver Kingsley, Jr. Mgmt For For For 1.10 Elect Rudy Schupp Mgmt For For For 1.11 Elect William Swanson Mgmt For For For 1.12 Elect Michael Thaman Mgmt For For For 1.13 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 03/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Victor Fazio Mgmt For For For 4 Elect Donald Felsinger Mgmt For For For 5 Elect Stephen Frank Mgmt For For For 6 Elect Bruce Gordon Mgmt For For For 7 Elect Madeleine Kleiner Mgmt For For For 8 Elect Karl Krapek Mgmt For For For 9 Elect Richard Myers Mgmt For For For 10 Elect Aulana Peters Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Stock Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board
Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 10/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Chairman
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditures
Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding the ShrHoldr Against For Against Right to Act by Written Consent 21 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHoldr Against Against For Removing Sexual Orientation from Anti-Bias Policy
Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
priceline.com Incorporated Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Gilman Mgmt For For For 1.2 Elect Joseph Goldstein Mgmt For For For 1.3 Elect Christine Poon Mgmt For For For 1.4 Elect P. Roy Vagelos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Salix Pharmaceuticals, Ltd. Ticker Security ID: Meeting Date Meeting Status SLXP CUSIP 795435106 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2.1 Elect David McLachlan Mgmt For For For 2.2 Elect David Aldrich Mgmt For For For 2.3 Elect Kevin Beebe Mgmt For For For 2.4 Elect Moiz Beguwala Mgmt For For For 2.5 Elect Timothy Furey Mgmt For For For 2.6 Elect Balakrishnan Iyer Mgmt For For For 2.7 Elect Thomas Leonard Mgmt For For For 2.8 Elect David McGlade Mgmt For For For 2.9 Elect Robert Schriesheim Mgmt For For For 2.10 Elect David Aldrich Mgmt For For For 2.11 Elect Moiz Beguwala Mgmt For For For 2.12 Elect David McGlade Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the 2008 Director Mgmt For For For Long-Term Incentive Plan 5 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
SLM Corporation Ticker Security ID: Meeting Date Meeting Status SLM CUSIP 78442P106 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Bates Mgmt For For For 2 Elect William Diefenderfer III Mgmt For For For 3 Elect Diane Gilleland Mgmt For For For 4 Elect Earl Goode Mgmt For For For 5 Elect Ronald Hunt Mgmt For For For 6 Elect Albert Lord Mgmt For For For 7 Elect Michael Martin Mgmt For For For 8 Elect Barry Munitz Mgmt For For For 9 Elect Howard Newman Mgmt For For For 10 Elect A. Alexander Porter, Jr. Mgmt For For For 11 Elect Frank Puleo Mgmt For For For 12 Elect Wolfgang Schoellkopf Mgmt For For For 13 Elect Steven Shapiro Mgmt For For For 14 Elect J. Terry Strange Mgmt For For For 15 Elect Anthony Terracciano Mgmt For For For 16 Elect Barry Williams Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 19 Ratification of Auditor Mgmt For For For
St. Jude Medical, Inc. Ticker Security ID: Meeting Date Meeting Status STJ CUSIP 790849103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Devenuti Mgmt For For For 2 Elect Thomas Garrett III Mgmt For For For 3 Elect Wendy Yarno Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board 8 Ratification of Auditor Mgmt For For For
Sysco Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cassaday Mgmt For For For 2 Elect Manuel Fernandez Mgmt For For For 3 Elect Hans-Joachim Korber Mgmt For For For 4 Elect Jackie Ward Mgmt For For For 5 Amendment to the 1974 Employees' Mgmt For For For Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For
Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roxanne Austin Mgmt For For For 2 Elect Calvin Darden Mgmt For For For 3 Elect Mary Dillon Mgmt For For For 4 Elect James Johnson Mgmt For For For 5 Elect Mary Minnick Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Derica Rice Mgmt For For For 8 Elect Stephen Sanger Mgmt For For For 9 Elect Gregg Steinhafel Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Solomon Trujillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation Benchmarking 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Electronic Waste
Texas Instruments Incorporated Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect Daniel Carp Mgmt For For For 3 Elect Carrie Cox Mgmt For For For 4 Elect Stephen MacMillan Mgmt For For For 5 Elect Pamela Patsley Mgmt For For For 6 Elect Robert Sanchez Mgmt For For For 7 Elect Wayne Sanders Mgmt For For For 8 Elect Ruth Simmons Mgmt For For For 9 Elect Richard Templeton Mgmt For For For 10 Elect Christine Whitman Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 13 Ratification of Auditor Mgmt For For For
The Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
The NASDAQ OMX Group, Inc. Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Borje Ekholm Mgmt For For For 5 Elect Lon Gorman Mgmt For For For 6 Elect Robert Greifeld Mgmt For For For 7 Elect Glenn Hutchins Mgmt For For For 8 Elect Birgitta Kantola Mgmt For For For 9 Elect Essa Kazim Mgmt For For For 10 Elect John Markese Mgmt For For For 11 Elect Hans Nielsen Mgmt For For For 12 Elect Thomas O'Neill Mgmt For For For 13 Elect James Riepe Mgmt For For For 14 Elect Michael Splinter Mgmt For For For 15 Elect Lars Wedenborn Mgmt For For For 16 Elect Deborah Wince-Smith Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Kay James Mgmt For For For 5 Elect Richard Kelson Mgmt For For For 6 Elect Bruce Lindsay Mgmt For For For 7 Elect Anthony Massaro Mgmt For For For 8 Elect Jane Pepper Mgmt For For For 9 Elect James Rohr Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Lorene Steffes Mgmt For For For 12 Elect Dennis Strigl Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Elect George Walls, Jr. Mgmt For For For 15 Elect Helge Wehmeier Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2006 Incentive Mgmt For For For Award Plan 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
The Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hikmet Ersek Mgmt For For For 2 Elect Jack Greenberg Mgmt For For For 3 Elect Linda Levinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Thermo Fisher Scientific Inc. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP 883556102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
TRW Automotive Holdings Corp. Ticker Security ID: Meeting Date Meeting Status TRW CUSIP 87264S106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Francois Castaing Mgmt For For For 1.2 Elect Michael Gambrell Mgmt For For For 1.3 Elect Paul O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
UGI Corporation Ticker Security ID: Meeting Date Meeting Status UGI CUSIP 902681105 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP 903914109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For For For 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt For 3 Years N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares
UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Mgmt For For For Purchase Plan 15 Ratification of Auditor Mgmt For For For
Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Scheme Mgmt For For For 2011 8 Ratification of Auditor Mgmt For For For
VeriSign, Inc. Ticker Security ID: Meeting Date Meeting Status VRSN CUSIP 92343E102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect D. James Bidzos Mgmt For For For 2 Elect William Chenevich Mgmt For For For 3 Elect Kathleen Cote Mgmt For For For 4 Elect Mark McLaughlin Mgmt For For For 5 Elect Roger Moore Mgmt For For For 6 Elect John Roach Mgmt For For For 7 Elect Louis Simpson Mgmt For For For 8 Elect Timothy Tomlinson Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For
Vertex Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP 92532F100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
W.W. Grainger, Inc. Ticker Security ID: Meeting Date Meeting Status GWW CUSIP 384802104 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Wilbur Gantz Mgmt For For For 1.3 Elect V. Ann Hailey Mgmt For For For 1.4 Elect William Hall Mgmt For For For 1.5 Elect Stuart Levenick Mgmt For For For 1.6 Elect John McCarter, Jr. Mgmt For For For 1.7 Elect Neil Novich Mgmt For For For 1.8 Elect Michael Roberts Mgmt For For For 1.9 Elect Gary Rogers Mgmt For For For 1.10 Elect James Ryan Mgmt For For For 1.11 Elect E. Scott Santi Mgmt For For For 1.12 Elect James Slavik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Waters Corporation Ticker Security ID: Meeting Date Meeting Status WAT CUSIP 941848103 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Watson Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status WPI CUSIP 942683103 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Fedida Mgmt For For For 2 Elect Albert Hummel Mgmt For For For 3 Elect Catherine Klema Mgmt For For For 4 Elect Anthony Tabatznik Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Amendment to the 2001 Incentive Mgmt For For For Award Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For
WellPoint, Inc. Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Angela Braly Mgmt For For For 2 Elect Warren Jobe Mgmt For For For 3 Elect William Mays Mgmt For For For 4 Elect William Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors 7 Elimination of Supermajority Mgmt For For For Requirement for Certain Business Combinations 8 Amendments Removing Certain Mgmt For For For Restrictions on Ownership of Shares 9 Amendments Deleting Certain Obsolete Mgmt For For For Provisions 10 Amendments Deleting Certain Obsolete Mgmt For For For Provisions and Making Conforming Changes 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHoldr Against Against For Conversion to Nonprofit Status 14 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For For For 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For
The Hartford Diversified International Fund Investment Company Report 07/01/10 - 06/30/11 51Job Inc. Ticker Security ID: Meeting Date Meeting Status JOBS CUSIP 316827104 12/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Chao Mgmt For For For 2 Elect Hiroyuki Honda Mgmt For For For 3 Elect James Jianzhang Liang Mgmt For For For 4 Elect Donald Lucas Mgmt For For For 5 Elect Rick Yan Mgmt For For For
AAC Acoustic Technologies Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 2018 CINS G2953L109 05/21/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Richard MOK Joe Kuen Mgmt For For For 6 Elect Ingrid WU Chunyuan Mgmt For For For 7 Elect KOH Boon Hwee Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Change in Company Name Mgmt For For For
ABB Ltd. Ticker Security ID: Meeting Date Meeting Status ABBN CINS H0010V101 04/29/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Remuneration Report Mgmt For TNA N/A 7 Ratification of Board and Management Mgmt For TNA N/A Acts 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Creation of Conditional Capital for Mgmt For TNA N/A Employee Compensation Plan 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Elect Roger Agnelli Mgmt For TNA N/A 12 Elect Louis Hughes Mgmt For TNA N/A 13 Elect Hans Marki Mgmt For TNA N/A 14 Elect Michel de Rosen Mgmt For TNA N/A 15 Elect Michael Treschow Mgmt For TNA N/A 16 Elect Jacob Wallenberg Mgmt For TNA N/A 17 Elect Hubertus von Grunberg Mgmt For TNA N/A 18 Elect Ying Yeh Mgmt For TNA N/A 19 Appointment of Auditor Mgmt For TNA N/A 20 Transaction of Other Business Mgmt For TNA N/A
Acom Company Limited Ticker Security ID: Meeting Date Meeting Status 8572 CINS J00105106 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shigeyoshi Kinoshita Mgmt For For For 3 Elect Shigeru Akaki Mgmt For For For 4 Elect Satoru Tomimatsu Mgmt For For For 5 Elect Kiyoshi Tachiki Mgmt For For For 6 Elect Shohzoh Tanaka Mgmt For For For 7 Elect Masahiko Shinshita Mgmt For For For 8 Elect Tatsuo Taki Mgmt For For For 9 Elect Toshiaki Kajiura Mgmt For For For 10 Elect Tatsunori Imagawa Mgmt For For For 11 Elect Shigeru Satoh Mgmt For For For 12 Elect Shinichi Yasuda Mgmt For For For 13 Elect Eiji Ohshima Mgmt For For For 14 Elect Takashi Doi Mgmt For For For
Adecco SA Ticker Security ID: Meeting Date Meeting Status ADEN CINS H00392318 04/19/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits Mgmt For TNA N/A 6 Transfer of Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Elect Jakob Baer Mgmt For TNA N/A 9 Elect Rolf Dorig Mgmt For TNA N/A 10 Elect Alexander Gut Mgmt For TNA N/A 11 Elect Andreas Jacobs Mgmt For TNA N/A 12 Elect Thomas O'Neill Mgmt For TNA N/A 13 Elect David Prince Mgmt For TNA N/A 14 Elect Wanda Rapaczynski Mgmt For TNA N/A 15 Elect Didier Lamouche Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Transaction of Other Business Mgmt For TNA N/A 18 Non-Voting Meeting Note N/A N/A TNA N/A
Advanced Information Service Inc. Ticker Security ID: Meeting Date Meeting Status ADVANC CINS Y0014U183 03/31/2011 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Matters to be Informed Mgmt For For For 3 Approve Minutes Mgmt For For For 4 Results of Operations Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Issue Debentures Mgmt For For For 8 Elect Paiboon Limpaphayom Mgmt For For For 9 Elect Vikrom Sriprataks Mgmt For For For 10 Elect Hubert Ng Ching-Wah Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Take Legal Actions Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against 15 Non-Voting Meeting Note N/A N/A N/A N/A 16 Non-Voting Meeting Note N/A N/A N/A N/A
Aeon Company Limited Ticker Security ID: Meeting Date Meeting Status 8267 CINS J00288100 05/19/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Naoki Hayashi Mgmt For For For 3 Elect Motoya Okada Mgmt For For For 4 Elect Yoshiki Mori Mgmt For For For 5 Elect Masaaki Toyoshima Mgmt For For For 6 Elect Hideki Kurashige Mgmt For For For 7 Elect Masaharu Ikuta Mgmt For For For 8 Elect Takejiroh Sueyoshi Mgmt For For For 9 Elect Keiichi Tadaki Mgmt For For For 10 Elect Ken Satoh Mgmt For For For
Aeon Delight Co., Ltd. (fka Japan Maintenance) Ticker Security ID: Meeting Date Meeting Status 9787 CINS J0036F104 05/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Yutaka Furutani Mgmt For For For 2 Elect Yuiken Tsutsumi Mgmt For For For 3 Elect Naoto Haga Mgmt For For For 4 Elect Ippei Nakayama Mgmt For For For 5 Elect Ryuhichi Yamada Mgmt For For For 6 Elect Rikuo Shimozono Mgmt For For For 7 Elect Shigeyuki Hayamizu Mgmt For For For 8 Elect Masaaki Awane Mgmt For For For 9 Elect Takamasa Iizuka Mgmt For For For 10 Elect Taijiroh Yashi Mgmt For For For 11 Elect Yutaka Shibayama Mgmt For For For 12 Elect Osamu Matsui Mgmt For For For 13 Elect Nowaki Harada Mgmt For For For 14 Elect Nobukazu Tanaka Mgmt For For For 15 Elect Kazunori Umemoto Mgmt For For For 16 Elect Hajime Kobayashi Mgmt For For For 17 Elect Nobuo Yamazato Mgmt For For For 18 Elect Yasuo Miyake Mgmt For For For 19 Elect Yoshinori Kawai Mgmt For For For 20 Elect Masato Nishimatsu Mgmt For For For
Aer Lingus Group Plc Ticker Security ID: Meeting Date Meeting Status AERL CINS G0125Z105 05/06/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Colm Barrington Mgmt For For For 4 Elect Laurence Crowley Mgmt For For For 5 Elect Danuta Gray Mgmt For For For 6 Elect David Begg Mgmt For For For 7 Elect Mella Frewen Mgmt For For For 8 Elect Andrew Macfarlane Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Reissue Treasury Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For 16 Amendments to Articles Regarding Mgmt For For For Electronic Communication
Aercap Holdings N.V. Ticker Security ID: Meeting Date Meeting Status AER CUSIP N00985106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Homaid Abdulla Al Shemmari Mgmt For For For 4 Elect Salem Rashed Abdulla Ali Al Mgmt For For For Noaimi 5 Elect Aengus Kelly Mgmt For For For 6 Elect Pieter Korteweg Mgmt For For For 7 Designation of Mr. Keith A. Helming Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For
Aercap Holdings N.V. Ticker Security ID: Meeting Date Meeting Status AER CUSIP N00985106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Homaid Abdulla Al Shemmari Mgmt For For For 4 Elect Salem Rashed Abdulla Ali Al Mgmt For For For Noaimi 5 Elect Aengus Kelly Mgmt For For For 6 Elect Pieter Korteweg Mgmt For For For 7 Designation of Mr. Keith A. Helming Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For
Ageas NV Ticker Security ID: Meeting Date Meeting Status AGB CINS B0148L104 04/28/2011 Voted Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Elect Ronny Bruckner Mgmt N/A For N/A 10 Elect Frank Arts Mgmt For For For 11 Elect Shaoliang Jin Mgmt For Against Against 12 Elect Roel Nieuwdorp Mgmt For For For 13 Elect Jozef De Mey Mgmt For For For 14 Elect Guy de Selliers Mgmt For For For 15 Elect Lionel Perl Mgmt For For For 16 Elect Jan Zegering Hadders Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Increase in Authorized Capital Mgmt For For For 19 Authority to Issue Shares Mgmt For For For 20 Disapplication of Preemptive Rights Mgmt For For For 21 Amendment Regarding Board Committees Mgmt For For For 22 Amendments to Articles Mgmt For For For 23 Amend Article 19 Mgmt For For For 24 Amend Article 20 Mgmt For For For 25 Amend Article 21 Mgmt For For For 26 Amendment Regarding Dividend Mgmt For For For Announcements 27 Amendment Regarding Quorum Mgmt For For For Requirement 28 Authority to Amend Articles Mgmt For For For
Ageas SA/NV Ticker Security ID: Meeting Date Meeting Status AGS CINS B0148L104 04/27/2011 Voted Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appropriation of Results for Fiscal Mgmt For For For Year 2009 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Ratification of Auditor's Acts Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Remuneration Policy Mgmt For For For 10 Elect Ronny Bruckner Mgmt N/A For N/A 11 Elect Frank Arts Mgmt For For For 12 Elect Shaoliang Jin Mgmt For Against Against 13 Elect Roel Nieuwdorp Mgmt For For For 14 Elect Jozef De Mey Mgmt For For For 15 Elect Guy de Selliers Mgmt For For For 16 Elect Lionel Perl Mgmt For For For 17 Elect Jan Zegering Hadders Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Sell Shares Mgmt For For For 20 Increase in Authorized Capital Mgmt For For For 21 Increase in Authorized Capital Mgmt For For For 22 Amendment Regarding Remuneration Mgmt For For For Report 23 Amend Articles 18.5, 19, 20, 21, 22 Mgmt For For For and 27 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Amend Article 18.5 Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Amend Article 19 Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Amend Article 20 Mgmt For For For 30 Amend Article 21 Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Amend Article 22 Mgmt For For For 34 Conclusion of Meeting Mgmt For For For
Agfa-Gevaert N.V. Ticker Security ID: Meeting Date Meeting Status AGFB CINS B0302M104 04/26/2011 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor Acts Mgmt For TNA N/A 9 Ratification of Auditor Acts Mgmt For TNA N/A 10 Elect Roland Junck Mgmt For TNA N/A 11 Elect Michel Akkermans Mgmt For TNA N/A 12 Elect Horst Heidsieck Mgmt For TNA N/A 13 Change in Control Clauses Mgmt For TNA N/A 14 Transaction of Other Business Mgmt For TNA N/A
Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 03/02/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Procedural Rules of Mgmt For For For Shareholders' Meetings 4 Amendments to Procedural Rules of Mgmt For For For Board of Directors 5 Amendments to Procedural Rules of Mgmt For For For Supervisors 6 Elect Frederick MA Si-Hang Mgmt For For For 7 Elect WEN Tiejun Mgmt For For For 8 Renewal of Liability Insurance Mgmt For For For 9 Issuance of Subordinated Bonds Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 06/08/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Fixed Assets Investment Budget for Mgmt For For For 2011 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Elect LI Yelin Mgmt For For For 11 2010 Final Emoluments Plan for Mgmt For For For Directors and Supervisors
AIA Group Limited Ticker Security ID: Meeting Date Meeting Status 1299 CINS Y002A1105 05/26/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Edmund TSE Sze Wing Mgmt For Against Against 5 Elect Mark Tucker Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Repurchased Shares Mgmt For For For 10 Authority to Issue Shares under the Mgmt For For For Restricted Share Unit Scheme
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status AIRASIA CINS Y0029V101 06/20/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Abdul Aziz bin Abu Bakar Mgmt For For For 5 Elect Mohd Omar bin Mustapha Mgmt For For For 6 Elect Sonny LEONG Khee Seong Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Air France - KLM Ticker Security ID: Meeting Date Meeting Status AF CINS F01699135 07/08/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Losses/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Jean-Francois Dehecq Mgmt For For For 9 Elect Cornelis van Lede Mgmt For For For 10 Elect Leo M. van Wijk Mgmt For For For 11 Elect Jean-Marc Espalioux Mgmt For For For 12 Elect Patricia Barbizet Mgmt For For For 13 Elect Jean-Cyril Spinetta Mgmt For For For 14 Elect Maryse Aulagnon Mgmt For For For 15 Elect Peter Hartman Mgmt For For For 16 Elect Chistian Magne Mgmt For For For 17 Elect Bernard Pedamon Mgmt For For For 18 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 19 Appointment of Alternate Auditor Mgmt For For For (BEAS) 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Reduce Capital and Par Mgmt For For For Value of Stock 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 23 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 25 Authority to Increase Share Issuance Mgmt For For For Limit 26 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 27 Authority to Increase Capital Mgmt For For For Through Capitalizations 28 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 29 Authority to Carry Out Formalities Mgmt For For For
Aizawa Securities Company Limited Ticker Security ID: Meeting Date Meeting Status 8708 CINS J0089M105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Motoya Aizawa Mgmt For For For 2 Elect Kohzoh Saitoh Mgmt For For For 3 Elect Hideo Sakuma Mgmt For For For 4 Elect Yuji Kakudoh Mgmt For For For 5 Elect Sumio Yui Mgmt For For For 6 Elect Masahiro Abe Mgmt For For For 7 Elect Toshihiko Iriyama Mgmt For For For 8 Election of Alternate Statutory Mgmt For For For Auditor
Akzo Nobel N.V. Ticker Security ID: Meeting Date Meeting Status AKZA CINS N01803100 04/27/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Elect Uwe-Ernst Bufe Mgmt For For For 11 Elect Peggy Bruzelius Mgmt For For For 12 Amendment to the Compensation Policy Mgmt For For For Regarding the Shareholding Requirement 13 Amendment to the Remuneration Policy Mgmt For For For Regarding a Sustainability Metric 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Issuance of Shares w/o Preemptive Mgmt For For For Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A
Alcatel-Lucent Ticker Security ID: Meeting Date Meeting Status ALU CINS F0191J101 05/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Daniel Bernard Mgmt For For For 8 Elect Frank Blount Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Cancel Shares and Mgmt For For For Reduce Capital 12 Amendments to Articles Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Alfresa Holdings Corporation Ticker Security ID: Meeting Date Meeting Status 2784 CINS J0109X107 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against 3 Elect Kunio Fukujin Mgmt For For For 4 Elect Arata Watanabe Mgmt For For For 5 Elect Denroku Ishiguro Mgmt For For For 6 Elect Hidetomi Takahashi Mgmt For For For 7 Elect Yasuo Takita Mgmt For For For 8 Elect Hiroyuki Kanome Mgmt For For For 9 Elect Shozoh Hasebe Mgmt For For For 10 Elect Mitsuru Nishikawa Mgmt For For For 11 Elect Shunichi Miyake Mgmt For For For 12 Elect Ryuji Arakawa Mgmt For For For 13 Elect Tsuneo Shinohara Mgmt For For For
Alibaba.com Corp. Ticker Security ID: Meeting Date Meeting Status 1688 CINS G01717100 12/10/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Share Option Scheme Mgmt For For For 4 Amendment to Restricted Share Unit Mgmt For For For Scheme 5 Refreshment of Share Option Scheme Mgmt For For For 6 Replace of Existing Issuance Mandate Mgmt For For For under Restricted Share Unit Scheme
Allianz SE Ticker Security ID: Meeting Date Meeting Status ALV CINS D03080112 05/04/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect Franz Heib Mgmt For For For 10 Amendment to Supervisory Board Mgmt For For For Members' Fees 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Corporate Restructuring Mgmt For For For
Almacenes Exito S.A. Ticker Security ID: Meeting Date Meeting Status EXITO CINS P3782F107 03/18/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Quorum Mgmt Abstain Abstain For 2 Agenda Mgmt Abstain Abstain For 3 Election of Meeting Delegates Mgmt Abstain Abstain For 4 Report of the Board and CEO Mgmt Abstain Abstain For 5 Presentation of Accounts and Reports Mgmt Abstain For Against 6 Report of the Auditor Mgmt Abstain For Against 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Charitable Donations Mgmt For Against Against 10 Amendment to Allocations of Capital Mgmt For Against Against Reserve 11 Transaction of Other Business Mgmt For Against Against
Almacenes Exito S.A. Ticker Security ID: Meeting Date Meeting Status EXITO CINS P3782F107 10/11/2010 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Minutes Mgmt For For For 4 Elect Felipe Ayerbe Munoz Mgmt For For For
Almirall SA Ticker Security ID: Meeting Date Meeting Status ALM CINS E7131W101 05/06/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For
Alpha Systems Ticker Security ID: Meeting Date Meeting Status 4719 CINS J01124106 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Yuko Ishikawa Mgmt For For For 2 Elect Junri Ozawa Mgmt For For For 3 Elect Hidetomo Ishikawa Mgmt For For For 4 Elect Satoshi Takada Mgmt For For For 5 Elect Katsumi Tokura Mgmt For For For 6 Elect Sakae Asaoka Mgmt For For For 7 Elect Kenichi Kuroda Mgmt For For For 8 Elect Toshifumi Takada Mgmt For For For 9 Elect Kouji Akazaki Mgmt For For For 10 Elect Yohsaku Kawahara Mgmt For For For 11 Elect Junichi Shimoda Mgmt For For For 12 Elect Satoshi Sugimoto Mgmt For For For 13 Elect Akio Nakagome Mgmt For For For
Alten SA Ticker Security ID: Meeting Date Meeting Status ATE CINS F02626103 06/22/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts; Approval of Non-Tax-Deductible Expenses 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Emily Luna Mgmt For Against Against 9 Elect Bruno Benoliel Mgmt For Against Against 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Cancel Shares and Mgmt For For For Reduce Capital 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 16 Authority to Set Offering Price of Mgmt For For For Shares 17 Authority to Increase Share Issuance Mgmt For For For Limit 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 19 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 20 Authority to Grant Warrants Mgmt For For For 21 Authority to Carry Out Formalities Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
America Movil SAB de CV Ticker Security ID: Meeting Date Meeting Status AMX CUSIP 02364W105 04/27/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Series L) Mgmt For Against Against 2 Election of Meeting Delegates Mgmt For For For
American Oriental Bioengineering, Inc. Ticker Security ID: Meeting Date Meeting Status AOB CUSIP 028731107 12/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tony Liu Mgmt For For For 1.2 Elect Jun Min Mgmt For For For 1.3 Elect Yanchun Li Mgmt For For For 1.4 Elect Binsheng Li Mgmt For For For 1.5 Elect Cosimo Patti Mgmt For For For 1.6 Elect Xianmin Wang Mgmt For For For 1.7 Elect Eileen Brody Mgmt For For For 1.8 Elect Lawrence Wizel Mgmt For For For 1.9 Elect Baiqing Zhang Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AMVIG Holdings Limited Ticker Security ID: Meeting Date Meeting Status 2300 CINS ADPV10225 06/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect NG Sai Kit Mgmt For Against Against 6 Elect David J. C. Hodge Mgmt For For For 7 Elect Ralf K. Wunderlich Mgmt For For For 8 Elect Eric OH Choon Gan Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
Anglo American plc Ticker Security ID: Meeting Date Meeting Status AAL CINS G03764134 04/21/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Phuthuma Nhleko Mgmt For For For 4 Elect Cynthia Carroll Mgmt For For For 5 Elect David Challen Mgmt For For For 6 Elect Sir CK Chow Mgmt For For For 7 Elect Sir Philip Hampton Mgmt For For For 8 Elect Rene Medori Mgmt For For For 9 Elect Ray O'Rourke Mgmt For For For 10 Elect Sir John Parker Mgmt For For For 11 Elect Mamphela Ramphele Mgmt For For For 12 Elect Jack Thompson Mgmt For For For 13 Elect Peter Woicke Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Directors' Remuneration Report Mgmt For Against Against 17 Long Term Incentive Plan Mgmt For Against Against 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Tito Mboweni Mgmt For For For 4 Elect Ferdinand Ohene-Kena Mgmt For For For 5 Elect Rhidwaan Gasant Mgmt For For For 6 Re-elect Bill Nairn Mgmt For For For 7 Re-elect Sipho Pityana Mgmt For For For 8 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Nkuhlu) 9 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Arisman) 10 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Gasant) 11 General Authority to Issue Shares Mgmt For For For 12 Authority to Issue Shares for Cash Mgmt For For For 13 AMENDMENT TO THE LONG-TERM INCENTIVE Mgmt For For For PLAN 2005 14 Approve Remuneration Policy Mgmt For For For 15 Increase NEDs' Fees Mgmt For For For 16 Increase NEDs' Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Approve Amendments to the BEE Mgmt For For For Transaction 19 Amendments to Articles Mgmt For For For 20 Authority to Issue Shares to the Mgmt For For For Bokamoso ESOP & Izingwe 21 Authorisation of Legal Formalities Mgmt For For For
Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 10/26/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares Upon Mgmt N/A For N/A Conversion of Bonds
Anhanguera Educacional Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status AEDU4 CINS P0355L123 10/29/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adhesion to the Novo Mercado Mgmt For For For 4 Conversion of Preferred Shares into Mgmt For For For Common Shares 5 Reverse Stock Split Mgmt For For For 6 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 7 Ratify Current Board of Directors Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Anhanguera Educacional Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status AEDU4 CINS P0355L123 10/29/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adhesion to the Novo Mercado Mgmt For For For
Anheuser-Busch Inbev SA Ticker Security ID: Meeting Date Meeting Status ABI CINS B6399C107 04/26/2011 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Date of Annual Mgmt For TNA N/A Meeting 4 Amendment Regarding Executive Mgmt For TNA N/A Compensation 5 Amendments to Articles Mgmt For TNA N/A 6 Amend Article 24 Mgmt For TNA N/A 7 Amend Article 25 Mgmt For TNA N/A 8 Amend Article 26BIS Mgmt For TNA N/A 9 Amend Article 28 Mgmt For TNA N/A 10 Amend Article 30 Mgmt For TNA N/A 11 Amend Article 36-BIS Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Disapplication of Preemptive Rights Mgmt For TNA N/A 15 Authority to Issue Warrants Mgmt For TNA N/A 16 Authority to Increase Capital with Mgmt For TNA N/A Regards to Issuance 17 Authority to Issue Warrants to Mgmt For TNA N/A Independent Directors 18 Authority to Carry Out Formalities Mgmt For TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A 20 Non-Voting Agenda Item N/A N/A TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A 22 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 23 Ratification of Board Acts Mgmt For TNA N/A 24 Ratification of Auditor Acts Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Elect Stefan Descheemaeker Mgmt For TNA N/A 27 Elect Paul Cornet de Ways Ruart Mgmt For TNA N/A 28 Elect Kees Storm Mgmt For TNA N/A 29 Elect Peter Harf Mgmt For TNA N/A 30 Elect Olivier Goudet Mgmt For TNA N/A 31 Remuneration Report Mgmt For TNA N/A 32 Approval of Equity Incentive Grants Mgmt For TNA N/A 33 Approval of Change in Control Mgmt For TNA N/A Provision Relating to EMTN Program 34 Change of Control Provision Relating Mgmt For TNA N/A to the US Dollar Notes 35 Change of Control Provisions Mgmt For TNA N/A Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 36 Change of Control Provision Relating Mgmt For TNA N/A to the Canadian Dollar Notes Issued Via Private Placement 37 Authority to Carry Out Formalities Mgmt For TNA N/A 38 Non-Voting Meeting Note N/A N/A TNA N/A
ANTA Sports Products Limited Ticker Security ID: Meeting Date Meeting Status 2020 CINS G04011105 04/11/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect WANG Wenmo Mgmt For For For 6 Elect WU Yonghua Mgmt For For For 7 Elect LU Hong Te Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MT CUSIP 03938L104 01/25/2011 Take No Action Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Suzanne Nimocks Mgmt For TNA N/A 2 Presentation of the Report of the Mgmt For TNA N/A Board of Directors 3 Presentation of the Auditor's Report Mgmt For TNA N/A 4 Approval of Spin-off Mgmt For TNA N/A 5 Determination of Effective Date of Mgmt For TNA N/A Spin-off 6 Reduction of Share Capital Mgmt For TNA N/A 7 Amendments to Articles Regarding Mgmt For TNA N/A Share Capital 8 Amendments to Articles Mgmt For TNA N/A 9 Authority to Carry Out Formalities Mgmt For TNA N/A
ARM Holdings plc Ticker Security ID: Meeting Date Meeting Status ARM CINS G0483X122 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Director's Remuneration Report Mgmt For For For 4 Elect Larry Hirst Mgmt For For For 5 Elect Janice Roberts Mgmt For For For 6 Elect Andy Green Mgmt For For For 7 Elect Doug Dunn Mgmt For For For 8 Elect Warren East Mgmt For For For 9 Elect Tudor Brown Mgmt For For For 10 Elect Mike Inglis Mgmt For For For 11 Elect Mike Muller Mgmt For For For 12 Elect Kathleen O'Donovan Mgmt For For For 13 Elect Philip Rowley Mgmt For For For 14 Elect Tim Score Mgmt For For For 15 Elect Simon Segars Mgmt For For For 16 Elect Young Sohn Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Repurchase Shares Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set General Meeting Mgmt For For For Period to 14 Days
Arnoldo Mondadori Editore S.p.A. Ticker Security ID: Meeting Date Meeting Status MN CINS T6901G126 04/21/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Authority to Repurchase and Reissue Mgmt For For For Shares 5 Authority to Cancel Shares and Mgmt For For For Reduce Share Capital 6 Amendments to Articles Mgmt For For For 7 Amendments to Articles Mgmt For For For
Arnoldo Mondadori Editore S.p.A. Ticker Security ID: Meeting Date Meeting Status MN CINS T6901G126 11/11/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Election of Directors Mgmt For TNA N/A 3 Amendments to Articles Mgmt For TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A
AsiaInfo-Linkage, Inc. Ticker Security ID: Meeting Date Meeting Status ASIA CUSIP 04518A104 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Tian Mgmt For For For 1.2 Elect Davin Mackenzie Mgmt For For For 1.3 Elect Xiwei Huang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
AsiaInfo-Linkage, Inc. Ticker Security ID: Meeting Date Meeting Status ASIA CUSIP 04518A104 09/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steve Zhang Mgmt For For For 1.2 Elect Thomas J. Manning Mgmt For For For 1.3 Elect Sean Shao Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ASM Pacific Technology Ltd. Ticker Security ID: Meeting Date Meeting Status 522 CINS G0535Q133 01/06/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of the Acquisition Mgmt For For For 4 Elect Charles del Prado Mgmt For For For 5 Elect Petrus van Bommel Mgmt For For For
ASM Pacific Technology Ltd. Ticker Security ID: Meeting Date Meeting Status 522 CINS G0535Q133 04/28/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Arthur del Prado Mgmt For For For 6 Elect LEE Wai Kwong Mgmt For For For 7 Elect James CHOW Chuen Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Elect Robin G. NG Cher Tat; Mgmt For For For Director's Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares under Mgmt For For For Employee Incentive Scheme 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
ASML Holding N.V. Ticker Security ID: Meeting Date Meeting Status ASML CINS N07059178 04/20/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Stock Option Grants to Employees Mgmt For For For 11 Elect William Siegle Mgmt For For For 12 Elect Josephus Westerburgen Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Supervisory Board Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Cancel Shares Mgmt For For For 22 Authority to Cancel Additional Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A
Assa Abloy AB Ticker Security ID: Meeting Date Meeting Status ASSA-B CINS W0817X105 04/29/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Authority to Repurchase and Issue Mgmt For For For Shares 23 2011 Long-Term Incentive Plan Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A
Aston Resources Limited Ticker Security ID: Meeting Date Meeting Status AZT CINS Q0602C107 11/22/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Peter Hay Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CINS G0593M107 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Atlas Copco AB Ticker Security ID: Meeting Date Meeting Status ATCO-A CINS W10020118 04/20/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Allocation of Profits/Dividends Mgmt For For For 16 Dividend Record Date Mgmt For For For 17 Board Size Mgmt For For For 18 Election of Directors Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 2011 Performance Option Plan Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Repurchase Shares Mgmt For For For Pursuant to 2011 Performance Option Plan 24 Authority to Repurchase Shares Mgmt For For For Pursuant to Directors' Fees 25 Issuance of Treasury Shares Pursuant Mgmt For For For to 2011 Performance Option Plan 26 Issuance of Treasury Shares Pursuant Mgmt For For For to Directors' Fees 27 Issuance of Treasury Shares Pursuant Mgmt For For For to 2006, 2007, 2008 and 2009 Stock Option Plans 28 Amendments to Articles Regarding Mgmt For For For Stock Split 29 Stock Split Mgmt For For For 30 Authority to Reduce Share Capital Mgmt For For For 31 Increase in Share Capital Mgmt For For For 32 Nomination Committee Mgmt For For For 33 Non-Voting Agenda Item N/A N/A N/A N/A
Autometal SA Ticker Security ID: Meeting Date Meeting Status AUTM3 CINS P0594E104 04/06/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Dividends Mgmt For For For
Autometal SA Ticker Security ID: Meeting Date Meeting Status AUTM3 CINS P0594E104 04/06/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For Against Against 4 Publication of Company Notices Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
Aveva Group PLC Ticker Security ID: Meeting Date Meeting Status AVV CINS G06812112 07/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Richard Longdon Mgmt For For For 5 Elect Paul Taylor Mgmt For For For 6 Elect Nick Prest Mgmt For For For 7 Elect Jonathan Brooks Mgmt For For For 8 Elect Philip Dayer Mgmt For For For 9 Elect Herve Couturier Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Adoption of New Articles Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
AXA S.A. Ticker Security ID: Meeting Date Meeting Status AXA CINS F06106102 04/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Elect Jean-Martin Folz Mgmt For For For 9 Elect Giuseppe Mussari Mgmt For For For 10 Elect Marcus Schenck Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placements; Authority to Issue Debt Instruments 16 Authority to Set Offering Price of Mgmt For Against Against Shares 17 Authority to Increase Share Issuance Mgmt For Against Against Limit 18 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights in Consideration for Securities Issued by a Subsidiary 21 Authority to Issue Debt Instruments Mgmt For For For 22 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 23 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 24 Authority to Grant Stock Options Mgmt For Against Against 25 Authority to Issue Performance Shares Mgmt For Against Against 26 Authority to Issue Restricted Shares Mgmt For For For 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Amend Article 23 Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For 30 Non-Voting Meeting Note N/A N/A N/A N/A
Axiata Group (fka TM International Bhd) Ticker Security ID: Meeting Date Meeting Status AXIATA CINS Y0488A101 06/01/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Datuk Azzat Kamaludin Mgmt For For For 4 Elect Juan Villalonga Navarro Mgmt For Against Against 5 Elect Muhamad Chatib Basri Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Related Party Transactions Mgmt For For For 9 Amendments to the Equity Mgmt For For For Compensation Plan 10 Equity Grant to Jamaludin Ibrahim Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Waiver of Mandatory Takeover Mgmt For For For Requirement
B2W - Companhia Global do Varejo Ticker Security ID: Meeting Date Meeting Status BTOW3 CINS P19055113 04/30/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Budget Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Election of Directors Mgmt For For For 8 Remuneration Policy Mgmt For Against Against
B2W - Companhia Global do Varejo Ticker Security ID: Meeting Date Meeting Status BTOW3 CINS P19055113 04/30/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Capital Mgmt For For For 4 Consolidation of Articles Mgmt For For For
B2W - Companhia Global do Varejo Ticker Security ID: Meeting Date Meeting Status BTOW3 CINS P19055113 09/10/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend Article 10 Mgmt For For For 4 Amend Article 13 Mgmt For For For 5 Amend Article 23 Mgmt For For For 6 Amend Article 23 Mgmt For For For 7 Consolidated Version of Articles Mgmt For For For
BAE Systems plc Ticker Security ID: Meeting Date Meeting Status BA CINS G06940103 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Paul Anderson Mgmt For For For 5 Elect Michael Hartnall Mgmt For For For 6 Elect Linda Hudson Mgmt For For For 7 Elect Ian King Mgmt For For For 8 Elect Peter Mason Mgmt For For For 9 Elect Richard Olver Mgmt For For For 10 Elect Roberto Quarta Mgmt For Against Against 11 Elect Nicholas Rose Mgmt For For For 12 Elect Carl Symon Mgmt For For For 13 Elect Harriet Green Mgmt For For For 14 Elect Peter Lynas Mgmt For For For 15 Elect Paula Reynolds Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Restricted Share Plan Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Set General Annual Mgmt For For For Meeting Notice Period at 14 Days
Banco Do Estado Do Rio Grande Do Sul S.A. Ticker Security ID: Meeting Date Meeting Status BRSR5 CINS P12553247 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Election of Directors Mgmt For For For 12 Election of Supervisory Council Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A
Banco do Estado do Rio Grande do Sul SA Ticker Security ID: Meeting Date Meeting Status BRSR5 CINS P12553247 03/04/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Directors Mgmt For Against Against
Banco do Estado do Rio Grande do Sul SA Ticker Security ID: Meeting Date Meeting Status BRSR5 CINS P12553247 06/07/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Co-option of Mgmt For For For Francisco Carlos Braganca de Souza
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 01/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Replace Chairman with Vice Chairman Mgmt N/A For N/A 2 Replace Vice Chairman with Chairman Mgmt N/A For N/A 3 Ratification of Board Composition Mgmt N/A For N/A
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors Mgmt For Against Against 4 Remuneration Policy; Audit Committee Mgmt For For For Fees 5 Amendment to Dividend Distribution Mgmt For For For Period
Bank of Ayudhya Public Company Limited Ticker Security ID: Meeting Date Meeting Status BAY CINS Y0644Q115 04/07/2011 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Minutes Mgmt For For For 3 Directors' Report Mgmt For For For 4 Acknowledge Payment of Interim Mgmt For For For Dividend 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Veraphan Teepsuwan Mgmt For For For 8 Elect Karun Kittisataporn Mgmt For For For 9 Elect Virat Phairatphiboon Mgmt For For For 10 Elect Janice Rae Van Ekeren Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Amendments to Articles Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against
Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 3988 CINS Y0698A107 01/28/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Jackson TAI Mgmt For For For 3 Authority to Issue RMB-denominated Mgmt For For For Bonds
Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 3988 CINS Y0698A107 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Annual Budget Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect ZHANG Xiangdong Mgmt For For For 9 Elect ZHANG Qi Mgmt For For For 10 Elect MEI Xingbao Mgmt For For For 11 Elect BAO Guoming Mgmt For For For 12 Authority to Issue Financial Bonds Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Bank Sarasin & Cie AG Ticker Security ID: Meeting Date Meeting Status BSAN CINS H3822H286 04/05/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Increase in Authorized Capital Mgmt For TNA N/A 7 Elect Hans-Rudolf Hufschmid Mgmt For TNA N/A 8 Elect Peter Derendinger Mgmt For TNA N/A 9 Election of New Nominee Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Meeting Note N/A N/A TNA N/A
Barclays plc Ticker Security ID: Meeting Date Meeting Status BARC CINS G08036124 04/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Alison Carnwath Mgmt For For For 4 Elect Dambisa Moyo Mgmt For For For 5 Elect Marcus Agius Mgmt For For For 6 Elect David Booth Mgmt For For For 7 Elect Sir Richard Broadbent Mgmt For For For 8 Elect Fulvio Conti Mgmt For For For 9 Elect Robert Diamond, Jr. Mgmt For For For 10 Elect Simon Fraser Mgmt For For For 11 Elect Reuben Jeffrey III Mgmt For For For 12 Elect Sir Andrew Likierman Mgmt For For For 13 Elect Christopher Lucas Mgmt For For For 14 Elect Sir Michael Rake Mgmt For For For 15 Elect Sir John Sunderland Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Long Term Incentive Plan Mgmt For For For 24 Amendment to the Barclays Group Mgmt For For For Share Value Plan
Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For Withhold Against 1.5 Elect Peter Crossgrove Mgmt For For For 1.6 Elect Robert Franklin Mgmt For For For 1.7 Elect J. Brett Harvey Mgmt For For For 1.8 Elect Dambisa Moyo Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Basf SE Ticker Security ID: Meeting Date Meeting Status BAS CINS D06216317 05/06/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Ratification of Management Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Intra-company Contracts/Control Mgmt For For For Agreements
BBMG Corporation Ticker Security ID: Meeting Date Meeting Status 2009 CINS Y076A3105 05/24/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect LI Xinhua Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Issue Debentures Mgmt For For For
BBMG Corporation Ticker Security ID: Meeting Date Meeting Status 2009 CINS Y076A3105 07/27/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisitions Mgmt For For For
BBMG Corporation Ticker Security ID: Meeting Date Meeting Status 2009 CINS Y076A3105 09/14/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Type of Securities Mgmt For For For 3 Nominal Value Mgmt For For For 4 Number of A Shares to be Issued Mgmt For For For 5 Target Allottees Mgmt For For For 6 Issue Price Mgmt For For For 7 Use of Proceeds Mgmt For For For 8 Undistributed Profits Mgmt For For For 9 Place of Listing Mgmt For For For 10 Validity Period Mgmt For For For 11 Approval of the Acquisition Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Amendments to Rules of Procedure for Mgmt For For For Shareholders' General Meeting 14 Amendments to Rules of Procedure for Mgmt For For For Meeting of the Board of Directors 15 Amendments to Rules of Procedure for Mgmt For For For Meeting of Board of Supervisors 16 Authority of Board to Effect Mgmt For For For Proposals 17 Approval of Property Mortgage Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Beiersdorf AG Ticker Security ID: Meeting Date Meeting Status BEI CINS D08792109 04/21/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Supervisory Board Members' Fees Mgmt For For For 11 Compensation Policy Mgmt For For For
Beijing Enterprises Holdings Ticker Security ID: Meeting Date Meeting Status 0392 CINS Y07702122 06/28/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect BAI Jinrong Mgmt For For For 6 Elect ZHOU Si Mgmt For For For 7 Elect E Meng Mgmt For For For 8 Elect LIU Kai Mgmt For For For 9 Elect Robert Theleen Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Belle International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1880 CINS G09702104 05/26/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect HU Xiaoling Mgmt For For For 7 Elect Abraham CHAN Yu Ling Mgmt For For For 8 Elect XUE Qiuzhi Mgmt For For For 9 Elect SHENG Fang Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Benetton Group S.p.A. Ticker Security ID: Meeting Date Meeting Status BEN CINS T1966F139 04/28/2011 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Directors' Fees Mgmt For Against Against 5 List Proposed by Edizione S.r.l. Mgmt For For For 6 Statutory Auditors' Fees Mgmt For Against Against 7 Authority to Repurchase and Reissue Mgmt For For For Shares
BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Fabio de Oliveira Barbosa Mgmt For For For 5 Elect Caio Kock-Weser Mgmt For For For 6 Elect Patrick Thomas Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Elect Frank Chapman Mgmt For For For 9 Elect Baroness Hogg Mgmt For For For 10 Elect John Hood Mgmt For For For 11 Elect Martin Houston Mgmt For For For 12 Elect Sir David Manning Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Philippe Varin Mgmt For For For 15 Elect Sir Robert Wilson Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
Bharti Airtel Limited (formerly Bharti Tele-Ventures) Ticker Security ID: Meeting Date Meeting Status BHARTIARTL CINS ADPV13369 09/01/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Pulak Chandan Prasad Mgmt For Against Against 4 Elect Chua Sock Koong Mgmt For For For 5 Elect Rajan Bharti Mittal Mgmt For For For 6 Elect Rakesh Bharti Mittal Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Appointment of Shravin Mittal as an Mgmt For For For Employee; Approval of Compensation 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Directors' Fees Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
BNP Paribas Ticker Security ID: Meeting Date Meeting Status BNP CINS F1058Q238 05/11/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Helene Ploix Mgmt For For For 11 Elect Baudouin Prot Mgmt For For For 12 Elect Daniela Weber-Rey Mgmt For For For 13 Elect Fields Wicker-Miurin Mgmt For For For 14 Merger by Absorption of Banque de Mgmt For For For Bretagne 15 Merger by Absorption of BNP Paribas Mgmt For For For International BV 16 Merger by Absorption of Cerenicim Mgmt For For For 17 Merger by absorption of SAS Noria Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Cancel Shares and Mgmt For For For Reduce Capital 21 Authority to Carry Out Formalities Mgmt For For For
BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 04/14/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For
Brasil Brokers Participacoes SA Ticker Security ID: Meeting Date Meeting Status BBRK3 CINS P1630V100 10/22/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Consolidated Version of Articles Mgmt For For For 5 Stock Option Plan Mgmt For Against Against 6 Non-Voting Meeting Note N/A N/A N/A N/A
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 02/09/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For Against Against 3 Election of Directors Mgmt For Against Against 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 03/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For Against Against
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Partial Acquisition of Classic Mgmt For Against Against Corretora de Seguros Ltda. 4 Merger with Classic Master BI Mgmt For Against Against Participacoes Ltda.
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 05/20/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Interest in Sebrasul Mgmt For For For Assessoria e Corretagem de Seguros Ltda. 4 Acquisition of D2X Participacoes Mgmt For For For Ltda.
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 05/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adjustment of Shares Subject to Mgmt For For For Lock-up in Classic Master BI Participacoes Ltda. Merger 4 Correction of Meeting Minutes Mgmt For For For
Brasil Insurance Participcacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 06/06/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of 40.8% of the share Mgmt For For For capital in Previsao Empreendimentos e Corretagens de Seguros 4 Incorporation of Previsao Mgmt For For For Representacoes Comerciais Ltda through the issuance of 3248 new shares and two warrants plans
Braskem SA Ticker Security ID: Meeting Date Meeting Status BRKM5 CINS P18533110 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Supervisory Council Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A
Brenntag AG Ticker Security ID: Meeting Date Meeting Status BNR CINS D12459109 06/22/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Elect Stephen Clark Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Bridgestone Corporation Ticker Security ID: Meeting Date Meeting Status 5108 CINS J04578126 03/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohshi Arakawa Mgmt For For For 4 Elect Kazuhisa Nishigai Mgmt For For For 5 Elect Masaaki Tsuya Mgmt For For For 6 Elect Mikio Masunaga Mgmt For For For 7 Elect Kazuo Kakehi Mgmt For For For 8 Elect Sakie Tachibana-Fukushima Mgmt For For For 9 Elect Takao Enkawa Mgmt For For For 10 Elect Kimiko Murafushi Mgmt For For For 11 Elect Scott Davis Mgmt For For For 12 Elect Kenichi Masuda Mgmt For For For 13 Bonus Mgmt For For For 14 Stock Option Plan Mgmt For For For
BRIT INSURANCE HOLDINGS NV Ticker Security ID: Meeting Date Meeting Status BRE CINS N1649X115 09/23/2010 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amendment to Nominal Value and Mgmt For For For Capital Distribution 4 Non-Voting Agenda Item N/A N/A N/A N/A
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 07/13/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Jim Lawrence Mgmt For For For 4 Elect Alison Reed Mgmt For For For 5 Elect Rafael Sanchez-Lozano Turmo Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 11/29/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For For For
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 11/29/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 11/29/2010 Voted Meeting Type Country of Trade Other United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For For For
British American Tobacco plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Richard Burrows Mgmt For For For 7 Elect Karen de Segundo Mgmt For For For 8 Elect Nicandro Durante Mgmt For For For 9 Elect Robert Lerwill Mgmt For For For 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Gerard Murphy Mgmt For For For 12 Elect Anthony Ruys Mgmt For For For 13 Elect Sir Nicholas Scheele Mgmt For For For 14 Elect Ben Stevens Mgmt For For For 15 Elect John Daly Mgmt For For For 16 Elect Kieran Poynter Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Amendment to the Long-Term Incentive Mgmt For For For Plan 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A N/A N/A
Bunzl plc Ticker Security ID: Meeting Date Meeting Status BNZL CINS G16968110 04/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Philip Rogerson Mgmt For For For 4 Elect Michael Roney Mgmt For For For 5 Elect Pat Larmon Mgmt For For For 6 Elect Brian May Mgmt For For For 7 Elect Ulrich Wolters Mgmt For For For 8 Elect Peter Johnson Mgmt For For For 9 Elect David Sleath Mgmt For For For 10 Elect Eugenia Ulasewicz Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Directors' Remuneration Report Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Employee Stock Purchase Plan Mgmt For For For 18 Sharesave Scheme Mgmt For For For
Bureau Veritas SA Ticker Security ID: Meeting Date Meeting Status BVI CINS F96888114 05/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Approval of Non-Tax-Deductible Mgmt For For For Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Patrick Buffet Mgmt For Against Against 9 Elect Philippe Louis-Dreyfus Mgmt For For For 10 Elect Pierre Hessler Mgmt For For For 11 Elect Aldo Cardoso Mgmt For For For 12 Elect Barbara Vernicos Mgmt For Against Against 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 19 Authority to Set Offering Price of Mgmt For Against Against Shares 20 Authority to Increase Share Issuance Mgmt For Against Against Limit 21 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 24 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 25 Authority to Cancel shares and Mgmt For For For Reduce Capital 26 Authority to Grant Stock Options Mgmt For Against Against 27 Authority to Issue Restricted Shares Mgmt For Against Against 28 Global Ceiling on Increases in Mgmt For For For Capital 29 Amend Article 26.3 Mgmt For For For 30 Amend Article 26.4 Mgmt For For For 31 Amend Article 14.1 Mgmt For For For 32 Authority to Carry Out Formalities Mgmt For For For 33 Non-Voting Meeting Note N/A N/A N/A N/A 34 Non-Voting Meeting Note N/A N/A N/A N/A
Buzzi Unicem S.p.A. Ticker Security ID: Meeting Date Meeting Status BZU CINS T2320M109 05/13/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Authority to Repurchase and Reissue Mgmt For For For Shares 4 List presented by Presa S.p.A. and Mgmt N/A For N/A Fimedi S.p.A. 5 List Presented by Presa S.p.A. and Mgmt N/A For N/A Fimedi S.p.A. 6 Amendments to Articles Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status 1211 CINS Y1023R104 08/30/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Extension of Issuance of A Shares Mgmt For For For 4 Ratification of Board Acts Mgmt For For For
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status 1211 CINS Y1023R104 08/30/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Extension of Issuance of A Shares Mgmt For For For 4 Ratification of Board Acts Mgmt For For For
CAE Inc. Ticker Security ID: Meeting Date Meeting Status CAE CUSIP 124765108 08/11/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lynton Wilson Mgmt For For For 1.2 Elect Marc Parent Mgmt For For For 1.3 Elect Brian Barents Mgmt For For For 1.4 Elect John Craig Mgmt For For For 1.5 Elect H. Garfield Emerson Mgmt For For For 1.6 Elect Anthony Fell Mgmt For For For 1.7 Elect Michael Fortier Mgmt For For For 1.8 Elect Paul Gagne Mgmt For For For 1.9 Elect James Hankinson Mgmt For For For 1.10 Elect E. Randolph Jayne, II Mgmt For For For 1.11 Elect Robert Lacroix Mgmt For For For 1.12 Elect John Manley Mgmt For For For 1.13 Elect Peter Schoomaker Mgmt For For For 1.14 Elect Katharine Stevenson Mgmt For For For 1.15 Elect Lawrence Stevenson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Cairn Energy PLC Ticker Security ID: Meeting Date Meeting Status CNE CINS G17528251 10/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Divestiture Mgmt For For For
Caltex Australia Limited Ticker Security ID: Meeting Date Meeting Status CTX CINS Q19884107 04/21/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect Greig Gailey Mgmt For For For 3 Elect Walter Szopiak Mgmt For For For 4 Elect Timothy Leveille Mgmt For For For
Cap Gemini SA Ticker Security ID: Meeting Date Meeting Status CAP CINS F13587120 05/26/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Cancel Shares and Mgmt For For For Reduce Capital 11 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 12 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 13 Authority to Grant Warrants Mgmt For Against Against 14 Authority to Issue Restricted Shares Mgmt For For For 15 Amendment Regarding Employee Mgmt For For For Representation 16 Authority to Carry Out Formalities Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
Capita plc Ticker Security ID: Meeting Date Meeting Status CPI CINS G1846J115 05/10/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Martin Bolland Mgmt For For For 5 Elect Paul Pindar Mgmt For For For 6 Elect Gordon Hurst Mgmt For For For 7 Elect Maggi Bell Mgmt For For For 8 Elect Paddy Doyle Mgmt For For For 9 Elect Martina King Mgmt For For For 10 Elect Nigel Wilson Mgmt For For For 11 Elect Paul Bowtell Mgmt For For For 12 Elect Vic Gysin Mgmt For For For 13 Elect Andy Parker Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Authority to Repurchase Shares Mgmt For For For 20 Co-Investment Plan Mgmt For For For 21 Amendment to the Deferred Annual Mgmt For For For Bonus Plan 22 Change of Company Name Mgmt For For For
Capitacommercial Trust Ticker Security ID: Meeting Date Meeting Status C61U CINS Y1091F107 04/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Authority to Issue Units w/ or w/o Mgmt For For For Preemptive Rights 6 Transaction of Other Business Mgmt For Against Against
Carlsberg A/S Ticker Security ID: Meeting Date Meeting Status CARL-B CINS K36628137 03/24/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports/Ratification of Mgmt For For For Board and Management Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Amendments to Articles Regarding Mgmt For For For Directors' Terms 11 Elect Povl Krogsgaard-Larsen Mgmt For For For 12 Elect Kees van der Graaf Mgmt For For For 13 Elect Richard Burrows Mgmt For For For 14 Elect Niels Kaergard Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Cathay Pacific Airways Limited Ticker Security ID: Meeting Date Meeting Status 293 CINS Y11757104 05/18/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect James W. J. Hughes-Hallet Mgmt For Against Against 4 Elect John Slosar Mgmt For For For 5 Elect William E. J. Barrington Mgmt For For For 6 Elect Ivan CHU Kwok Leung Mgmt For For For 7 Elect Merlin Swire Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Directors' Fees Mgmt For For For
Catlin Group Limited Ticker Security ID: Meeting Date Meeting Status CGL CINS G196F1100 05/12/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Sir Graham Hearne Mgmt For For For 6 Elect Stephen Catlin Mgmt For For For 7 Elect Benjamin Meuli Mgmt For For For 8 Elect Guy Beringer Mgmt For For For 9 Elect Jean Claude Damerval Mgmt For For For 10 Elect Kenneth Goldstein Mgmt For For For 11 Elect Robert Gowdy Mgmt For For For 12 Elect Nicholas Lyons Mgmt For For For 13 Elect Bruce Carnegie-Brown Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For
Cawachi Ticker Security ID: Meeting Date Meeting Status 2664 CINS J0535K109 06/08/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shinji Kawachi Mgmt For For For 3 Elect Tohru Kitahashi Mgmt For For For 4 Elect Zenichi Muroi Mgmt For For For 5 Elect Masaharu Asano Mgmt For For For 6 Elect Yoritsugu Komatsu Mgmt For For For 7 Elect Hiromichi Okuyama Mgmt For For For 8 Election of Alternate Statutory Mgmt For For For Auditor(s) 9 Retirement Allowances for Statutory Mgmt For Against Against Auditor(s) 10 Special Allowances for Director(s) Mgmt For Against Against and Statutory Auditor(s)
Centrais Eletricas Brasileiras SA (Eletrobras) Ticker Security ID: Meeting Date Meeting Status ELET6 CINS P22854122 01/11/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Shares w/ Preemptive Mgmt For For For Rights 4 Non-Voting Meeting Note N/A N/A N/A N/A
Centrais Eletricas Brasileiras SA - Eletrobras Ticker Security ID: Meeting Date Meeting Status ELET6 CINS P22854122 02/25/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elect Jose da Costa Carvalho Neto Mgmt For For For
Centrais Eletricas Brasileiras SA - Eletrobras Ticker Security ID: Meeting Date Meeting Status ELET3 CINS P22854122 03/16/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Capital Mgmt For For For 4 Amend Article 6 Mgmt For For For
Central European Distribution Corporation Ticker Security ID: Meeting Date Meeting Status CEDC CUSIP 153435102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Carey Mgmt For For For 1.2 Elect David Bailey Mgmt For For For 1.3 Elect Markus Sieger Mgmt For For For 1.4 Elect Marek Forysiak Mgmt For For For 1.5 Elect Robert Koch Mgmt For For For 1.6 Elect William Shanahan Mgmt For For For 1.7 Elect N. Scott Fine Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Central Japan Railway Company Ticker Security ID: Meeting Date Meeting Status 9022 CINS J05523105 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Osamu Nakayama Mgmt For For For 4 Elect Takaharu Kachi Mgmt For For For 5 Elect Harumi Umeda Mgmt For For For 6 Elect Hiromu Emi Mgmt For For For 7 Elect Shigeo Kifuji Mgmt For For For
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Option Plan Mgmt For For For
CGI Group Inc. Ticker Security ID: Meeting Date Meeting Status GIB CUSIP 39945C109 01/26/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Claude Boivin Mgmt For For For 1.2 Elect Bernard Bourigeaud Mgmt For For For 1.3 Elect Jean Brassard Mgmt For For For 1.4 Elect Robert Chevrier Mgmt For For For 1.5 Elect Dominic D'Alessandro Mgmt For For For 1.6 Elect Thomas d'Aquino Mgmt For For For 1.7 Elect Paule Dore Mgmt For For For 1.8 Elect Richard Evans Mgmt For For For 1.9 Elect Serge Godin Mgmt For For For 1.10 Elect Andre Imbeau Mgmt For For For 1.11 Elect Gilles Labbe Mgmt For For For 1.12 Elect Eileen Mercier Mgmt For For For 1.13 Elect Michael Roach Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Under PRC GAAP Mgmt For For For 5 Accounts and Reports Under IFRS Mgmt For For For 6 Approval of Settlement Accounts Mgmt For For For 7 Financial Budget Mgmt For For For 8 A Shares' Report Mgmt For For For 9 H Shares' Report Mgmt For For For 10 Appointment of Baker Tilly China Mgmt For For For Certified Public Accountants Co., Ltd. for 2011 11 Appointment of KPMG for 2010 Mgmt For For For 12 Appointment of KPMG for 2011 Mgmt For For For 13 Authority to Set Fees Mgmt For For For 14 Approval of RMB 8 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (China) Co., Ltd. 15 Approval of RMB 12 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (Beijing) Co., Ltd. 16 Approval of RMB 100 Billion Mgmt For For For Financing Limit for the Company 17 Authority to Give Guarantees Mgmt For For For 18 Adoption of Rules of Procedures for Mgmt For For For Shareholder's General Meeting 19 Adoption of Rules of Procedures for Mgmt For For For Board 20 Adoption of Rules of Procedures for Mgmt For For For Supervisory 21 Adoption of Management Measures on Mgmt For For For Connected Transactions of H Shares 22 Adoption of Administrative Rules of Mgmt For For For Related Party Transactions 23 Change in Company Name Mgmt For For For 24 Amendments to Articles Mgmt For For For 25 Final Dividends Mgmt For For For 26 Bonus Share Issuance Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Ratification of Board Acts Mgmt For For For 29 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Final Dividends Mgmt For For For 3 Bonus Share Issuance Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Board Acts Mgmt For For For
Chemring Group plc Ticker Security ID: Meeting Date Meeting Status CHG CINS G20860105 03/24/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Hickson Mgmt For For For 5 Elect David Price Mgmt For For For 6 Elect Paul Rayner Mgmt For For For 7 Elect David Evans Mgmt For For For 8 Elect Lord Roger Freeman Mgmt For For For 9 Elect Ian Much Mgmt For For For 10 Elect Sir Peter Norriss Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Stock Split Mgmt For For For 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Non-Voting Meeting Note N/A N/A N/A N/A
China Agri-Industries Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0606 CINS Y1375F104 06/09/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YUE Guojun Mgmt For Against Against 6 Elect MA Wangjun Mgmt For Against Against 7 Elect WANG Zhiying Mgmt For Against Against 8 Elect Patrick Vizzone Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1898 CINS Y1434L100 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Financial Budget Mgmt For For For 7 Fees of Directors and Supervisors Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Issuance of Medium-term Notes and Mgmt For For For Short-term Bonds 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Non-Voting Meeting Note N/A N/A N/A N/A
China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1898 CINS Y1434L100 12/23/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Provision of Guarantee Mgmt For For For 3 Elect WANG An Mgmt For For For 4 Elect YANG Lieke Mgmt For For For 5 Elect PENG Yi Mgmt For For For 6 Elect LI Yanmeng Mgmt For For For 7 Elect ZHANG Ke Mgmt For For For 8 Elect WU Rongkang Mgmt For For For 9 Elect ZHANG Jiaren Mgmt For For For 10 Elect ZHAO Pei Mgmt For For For 11 Elect NGAI Wai Fung Mgmt For For For 12 Elect WANG Xi as Supervisor Mgmt For For For 13 Elect ZHOU Litao as Supervisor Mgmt For Against Against
China Green (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 904 CINS G2107G105 10/12/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect KUNG Sze Wai Mgmt For For For 6 Elect HU Ji Rong Mgmt For For For 7 Elect ZHENG Baodong Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
China High Precision Automation Group Limited Ticker Security ID: Meeting Date Meeting Status 591 CINS G21122109 11/26/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect WONG Fun Chung Mgmt For For For 6 Elect CHEUNG Chuen Mgmt For For For 7 Elect JI Qin Zhi Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Refreshment of Share Option Scheme Mgmt For For For
China Hongxing Sports Limited Ticker Security ID: Meeting Date Meeting Status F53 CINS G2154D112 11/29/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor and Authority Mgmt For For For to Set Fees
China Minzhong Food Corporation Limited Ticker Security ID: Meeting Date Meeting Status K2N CINS Y1503Q105 10/20/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect LIN Guo Rong Mgmt For For For 3 Elect Edan LEE Kietchai Mgmt For For For 4 Elect LIM Gee Kiat Mgmt For For For 5 Directors' Fees for FY 2009 Mgmt For For For 6 Directors' Fees for FY 2010 Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Grant Awards and Issue Mgmt For Against Against Shares under CMZ Employee Share Option Scheme 2010
China Natural Gas, Inc. Ticker Security ID: Meeting Date Meeting Status CHNG CUSIP 168910206 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Qinan Ji Mgmt For For For 2 Elect Zhiqiang Wang Mgmt For For For 3 Elect Xiang Dong Yang Mgmt For For For 4 Elect Frank Waung Mgmt For For For 5 Elect Lawrence Leighton Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Right to Adjourn Meeting Mgmt For For For
China Natural Gas, Inc. Ticker Security ID: Meeting Date Meeting Status CHNG CUSIP 168910206 12/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Qinan Ji Mgmt For For For 2 Elect Zhiqiang Wang Mgmt For For For 3 Elect Xiang Dong Yang Mgmt For For For 4 Elect Carl Yeung Mgmt For For For 5 Elect Lawrence Leighton Mgmt For For For 6 2009 Employee Stock Option and Stock Mgmt For For For Award Plan 7 Right to Adjourn Meeting Mgmt For For For 8 Transaction of Other Business Mgmt For Against Against
China Pacific Insurance (Group) Co Ltd Ticker Security ID: Meeting Date Meeting Status 601601 CINS Y1505R101 05/18/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Annual Report of A Shares Mgmt For For For 5 Annual Report of H Shares Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Directors' and Supervisors' Fees Mgmt For For For 10 Due Diligence Report Mgmt For For For 11 Independent Directors' Performance Mgmt For For For Report 12 Amendments to Articles Mgmt For For For 13 Amendments to Procedural Rules for Mgmt For For For Shareholders' Meetings 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Amendments to Procedural Rules for Mgmt For For For Related Party Transactions
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' and Supervisors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/out Mgmt For Against Against Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/27/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
China Unicom Ltd. Ticker Security ID: Meeting Date Meeting Status 762 CINS Y1519S111 05/24/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LU Yimin Mgmt For For For 6 Elect LI Fushen Mgmt For For For 7 Elect Cesareo A. Izuel Mgmt For Against Against 8 Elect WONG Wai Ming Mgmt For For For 9 Elect CAI Hongbin Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Amendments to Articles Mgmt For For For
China Zhengtong Auto Services Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1728 CINS G215A8108 05/06/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect WANG Kunpeng Mgmt For Against Against 5 Elect LI Zhubo Mgmt For For For 6 Elect CAO Limin Mgmt For For For 7 Elect LIU Dongli Mgmt For For For 8 Elect WANG Muqing Mgmt For For For 9 Elect CHEN Tao Mgmt For For For 10 Elect Kelvin WONG Tin Yau Mgmt For For For 11 Elect TAN Xiangyong Mgmt For For For 12 Elect ZHANG Yansheng Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Chroma ATE Inc. Ticker Security ID: Meeting Date Meeting Status 2360 CINS Y1604M102 06/09/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Authority to Increase Paid-in Capital Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 HUANG Leo (Director) Mgmt For For For 13 CHANG Ming (Director) Mgmt For For For 14 Terry Cheng (Director) Mgmt For For For 15 CHUNG Tsung-Ming (Independent Mgmt For For For Director) 16 LIN Quincy (Independent Director) Mgmt For For For 17 CHOU Chi-Jen (Supervisor) Mgmt For For For 18 WANG Tsun I (Supervisor) Mgmt For For For 19 Non-Compete Restrictions for Mgmt For For For Directors 20 Extraordinary Motions Mgmt For Against Against
Chubu Steel Plate Company Limited Ticker Security ID: Meeting Date Meeting Status 5461 CINS J06720106 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masaharu Ohta Mgmt For For For 3 Elect Yoshikazu Muraishi Mgmt For For For 4 Elect Mikie Tokunaga Mgmt For For For 5 Elect Tohru Takeda Mgmt For For For 6 Elect Kumio Shigematsu Mgmt For For For 7 Elect Tadayuki Okamoto Mgmt For For For 8 Elect Norimasa Sohmiya Mgmt For For For 9 Elect Hiromi Fujikawa Mgmt For For For 10 Elect Takaharu Tannai Mgmt For For For 11 Renewal of Takeover Defense Plan Mgmt For Against Against
CIMB Group Holdings Bhd (fka Bumiputra-Commer ce Holding Bhd) Ticker Security ID: Meeting Date Meeting Status COMMERZ CINS Y1636J101 04/22/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Md Nor Yusof Mgmt For For For 3 Elect Nazir Razak Mgmt For For For 4 Elect Mohd Shukri Hussin Mgmt For For For 5 Elect Hiroyuki Kudo Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A
CIMB Group Holdings Bhd (fka Bumiputra-Commer ce Holding Bhd) Ticker Security ID: Meeting Date Meeting Status COMMERZ CINS Y1636J101 07/26/2010 Voted Meeting Type Country of Trade Special Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 PT Bank CIMB Niaga Tbk Share Mgmt For For For Acquisition 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A
Circle K Sunkus Company Ltd. Ticker Security ID: Meeting Date Meeting Status 3337 CINS J0812E107 05/25/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Motohiko Nakamura Mgmt For For For 3 Elect Katsumi Yamada Mgmt For For For 4 Elect Toshitaka Yamaguchi Mgmt For For For 5 Elect Jun Takahashi Mgmt For For For 6 Elect Yasutoshi Saitoh Mgmt For For For 7 Elect Katsuji Satoh Mgmt For For For 8 Elect Kohji Sasaki Mgmt For For For 9 Elect Mikio Kanamori Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s)
Clear Media Limited Ticker Security ID: Meeting Date Meeting Status 100 CINS G21990109 06/02/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Elect William Eccleshare Mgmt For For For 6 Elect Peter Cosgrove Mgmt For For For 7 Elect Leonie KI Man Fung Mgmt For For For 8 Elect Mark Thewlis Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
Club Mediterranee SA Ticker Security ID: Meeting Date Meeting Status CU CINS F18690101 03/03/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions (Rolaco Mgmt For For For Group) 8 Related Party Transactions (Caisse Mgmt For For For des Depots et de Gestion) 9 Related Party Transactions Mgmt For For For (Management Compensation) 10 Related Party Transactions Mgmt For For For (Previously Approved) 11 Directors' Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Ratification of the Co-option of Mgmt For For For Georges Pauget 14 Ratification of the Co-option of Mgmt For For For QIAN Jiannong 15 Elect QIAN Jiannong Mgmt For For For 16 Elect Anass Alami Mgmt For For For 17 Elect Saud Al Sulaiman Mgmt For For For 18 Elect Thierry de La Tour d'Artaise Mgmt For For For 19 Elect Henri Giscard d'Estaing Mgmt For For For 20 Elect Pascal Lebard Mgmt For For For 21 Elect Anne-Claire Taittinger Mgmt For For For 22 Elect Isabelle Seillier Mgmt For For For 23 Elect Christina Jeanbart Mgmt For For For 24 Elect GUO Guangchang Mgmt For For For 25 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 26 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 27 Authority to Increase Share Issuance Mgmt For For For Limit 28 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 29 Authority to Grant Stock Options Mgmt For For For 30 Authority to Issue Share and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 31 Authority to Cancel Shares and Mgmt For For For Reduce Capital 32 Amendment Regarding Staggered Board Mgmt For For For 33 Amendment Regarding Electronic Mgmt For For For Voting and Participation 34 Authority to Carry Out Formalities Mgmt For For For 35 Non-Voting Meeting Note N/A N/A N/A N/A
CNOOC Limited Ticker Security ID: Meeting Date Meeting Status 883 CINS Y1662W117 05/27/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect WANG Yilin Mgmt For For For 6 Elect LI Fanrong Mgmt For Against Against 7 Elect Lawrence J. Lau Mgmt For For For 8 Elect WANG Tao Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
CNOOC Ltd. Ticker Security ID: Meeting Date Meeting Status 883 CINS Y1662W117 11/24/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-exempt Continuing Connected Mgmt For For For Transactions 5 Annual Caps Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
Coca-Cola Amatil Limited Ticker Security ID: Meeting Date Meeting Status CCL CINS Q2594P146 05/04/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Catherine Brenner Mgmt For For For 4 Re-elect Wallace King Mgmt For For For 5 Re-elect David Meiklejohn Mgmt For For For 6 Elect Anthony (Tony) Froggatt Mgmt For For For 7 Elect Ilana Atlas Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Equity Grant (Group MD Terry Davis) Mgmt For For For
Compagnie Financiere Richemont S.A. Ticker Security ID: Meeting Date Meeting Status CFR CINS H25662158 09/08/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Elect Johann Rupert Mgmt For TNA N/A 7 Elect Franco Cologni Mgmt For TNA N/A 8 Elect Lord Douro Mgmt For TNA N/A 9 Elect Yves-Andre Istel Mgmt For TNA N/A 10 Elect Richard Lepeu Mgmt For TNA N/A 11 Elect Ruggero Magnoni Mgmt For TNA N/A 12 Elect Simon Murray Mgmt For TNA N/A 13 Elect Alain Dominique Perrin Mgmt For TNA N/A 14 Elect Norbert Platt Mgmt For TNA N/A 15 Elect Alan Quasha Mgmt For TNA N/A 16 Elect Lord Renwick of Clifton Mgmt For TNA N/A 17 Elect Jan Rupert Mgmt For TNA N/A 18 Elect Jurgen Schrempp Mgmt For TNA N/A 19 Elect Martha Wikstrom Mgmt For TNA N/A 20 Elect Josua Malherbe Mgmt For TNA N/A 21 Elect Frederick Mostert Mgmt For TNA N/A 22 Elect Guillaume Pictet Mgmt For TNA N/A 23 Elect Dominique Rochat Mgmt For TNA N/A 24 Elect Gary Saage Mgmt For TNA N/A 25 Appointment of Auditor Mgmt For TNA N/A 26 Amendments to Articles Mgmt For TNA N/A 27 Amendments to Articles Mgmt For TNA N/A
Companhia de Saneamento Basico do Estado de Sao Paulo SA Ticker Security ID: Meeting Date Meeting Status SBSP3 CINS P8228H104 04/28/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Publication of Company Notices Mgmt For For For 7 Election of Directors; Supervisory Mgmt For Against Against Council and Remuneration Policy
Companhia de Saneamento Basico do Estado de Sao Paulo SA Ticker Security ID: Meeting Date Meeting Status SBSP3 CINS P8228H104 04/28/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For
Companhia Energetica de Minas Gerais - CEMIG Ticker Security ID: Meeting Date Meeting Status CMIG3 CINS P2577R110 01/20/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Directors Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A
Companhia Energetica de Minas Gerais - CEMIG Ticker Security ID: Meeting Date Meeting Status CMIG3 CINS P2577R110 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Election of Supervisory Council; Fees Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A
Companhia Energetica de Minas Gerais - CEMIG Ticker Security ID: Meeting Date Meeting Status CMIG3 CINS P2577R110 05/12/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Co-option of Mgmt For For For Alternate Director 6 Non-Voting Agenda Item N/A N/A N/A N/A
Companhia Energetica de Minas Gerais - CEMIG Ticker Security ID: Meeting Date Meeting Status CMIG3 CINS P2577R110 08/04/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Approval of Changes to the Mgmt For For For Composition of the Board and Supervisory Council
Companhia Hering SA Ticker Security ID: Meeting Date Meeting Status HGTX3 CINS P50753105 04/26/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Capital Expenditure Budget Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Election of Directors Mgmt For For For 6 Remuneration Policy Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
Companhia Hering SA Ticker Security ID: Meeting Date Meeting Status HGTX3 CINS P50753105 04/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Transfer of Reserves Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
Compass Group plc Ticker Security ID: Meeting Date Meeting Status CPG CINS G23296182 02/03/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Roy Gardner Mgmt For For For 5 Elect Richard Cousins Mgmt For For For 6 Elect Gary Green Mgmt For For For 7 Elect Andrew Martin Mgmt For For For 8 Elect Sir James Crosby Mgmt For For For 9 Elect Steve Lucas Mgmt For For For 10 Elect Susan Murray Mgmt For For For 11 Elect Don Robert Mgmt For For For 12 Elect Sir Ian Robinson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Consolidated Thompson Iron Mines Limited Ticker Security ID: Meeting Date Meeting Status CLM CUSIP 210206108 02/25/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For
Corporation Bank Ticker Security ID: Meeting Date Meeting Status CORPBANK CINS Y1755Q134 03/15/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Preference Shares Mgmt For For For to Promoters 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
Corporation Bank Ticker Security ID: Meeting Date Meeting Status CORPBANK CINS Y1755Q134 07/10/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For
CP All Public Comp Ltd (fka C.P. Seven Eleven PCL) Ticker Security ID: Meeting Date Meeting Status CPALL CINS Y1772K169 04/22/2011 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Meeting Minutes Mgmt For For For 3 Report on Results of Operations Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Prasert Jarupanich Mgmt For For For 7 Elect Narong Chearavanont Mgmt For Against Against 8 Elect Pittaya Jearavisitkul Mgmt For For For 9 Elect Piyawat Titasattavorakul Mgmt For For For 10 Elect Umroong Sanphasitvong Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Transaction of Other Business Mgmt For Against Against
Credit Saison Company Limited Ticker Security ID: Meeting Date Meeting Status 8253 CINS J7007M109 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Hiroshi Rinno Mgmt For For For 5 Elect Teruyuki Maekawa Mgmt For For For 6 Elect Naoki Takahashi Mgmt For For For 7 Elect Haruhisa Kaneko Mgmt For For For 8 Elect Takayoshi Yamaji Mgmt For For For 9 Elect Hiroshi Yamamoto Mgmt For For For 10 Elect Junji Kakushoh Mgmt For For For 11 Elect Masahiro Yamashita Mgmt For For For 12 Elect Kazuhiro Hirase Mgmt For For For 13 Elect Sadamu Shimizu Mgmt For For For 14 Elect Akihiro Matsuda Mgmt For For For 15 Elect Teruhisa Aoyama Mgmt For For For 16 Elect Yoshihisa Yamamoto Mgmt For For For 17 Elect Tatsunari Okamoto Mgmt For For For 18 Elect Masaru Sakurai Mgmt For For For 19 Elect Yoshitaka Murakami Mgmt For For For 20 Elect Atsushi Toki Mgmt For For For 21 Elect Yoshiroh Yamamoto Mgmt For For For
Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CINS H3698D419 04/29/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Allocation of Profits Mgmt For TNA N/A 8 Allocation of Dividends from Reserves Mgmt For TNA N/A 9 Authority to Increase Conditional Mgmt For TNA N/A Capital 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Amendment Regarding Voting Procedure Mgmt For TNA N/A 12 Amendments to Articles Mgmt For TNA N/A 13 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 14 Elect Jean Lanier Mgmt For TNA N/A 15 Elect Anton van Rossum Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Appointment of Special Auditor Mgmt For TNA N/A 18 Transaction of Other Business Mgmt For TNA N/A
CRH Plc Ticker Security ID: Meeting Date Meeting Status CRH CINS G25508105 05/04/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Maeve Carton Mgmt For For For 5 Elect William Egan Mgmt For For For 6 Elect Utz-Hellmuth Felcht Mgmt For Against Against 7 Elect Nicky Hartery Mgmt For For For 8 Elect Jan Maarten de Jong Mgmt For For For 9 Elect John Kennedy Mgmt For For For 10 Elect Myles Lee Mgmt For For For 11 Elect Albert Manifold Mgmt For For For 12 Elect Kieran McGowan Mgmt For For For 13 Elect Daniel O'Connor Mgmt For For For 14 Elect Liam O'Mahony Mgmt For For For 15 Elect Mark Towe Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Reissue Treasury Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A
Croda International plc Ticker Security ID: Meeting Date Meeting Status CRDA CINS G25536106 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Steve Williams Mgmt For For For 5 Elect Steve Foots Mgmt For For For 6 Elect Martin Flower Mgmt For For For 7 Elect Mike Humphrey Mgmt For For For 8 Elect Sean Christie Mgmt For For For 9 Elect Michael Buzzacott Mgmt For For For 10 Elect Stanley Musesengwa Mgmt For For For 11 Elect Nigel Turner Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Amendment to the Long Term Incentive Mgmt For For For Plan
CSM NV Ticker Security ID: Meeting Date Meeting Status CSM CINS N2366U201 05/03/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Elect J. de Kreij Mgmt For For For 11 Elect Werner Spinner Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Cumulative Mgmt For For For Preferred Shares 15 Authority to Repurchase Shares Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
CSR plc Ticker Security ID: Meeting Date Meeting Status CSR CINS G1790J103 05/18/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Joep van Beurden Mgmt For For For 4 Elect Kanwar Chadha Mgmt For For For 5 Elect William Gardiner Mgmt For For For 6 Elect Christopher Ladas Mgmt For For For 7 Elect Andrew Allner Mgmt For For For 8 Elect Anthony Carlisle Mgmt For For For 9 Elect James Collier Mgmt For For For 10 Elect Sergio Giacoletto-Roggio Mgmt For For For 11 Elect Ron Mackintosh Mgmt For For For 12 Elect Teresa Vega Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Authorisation of Political Donations Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Cyrela Brazil Realty SA Ticker Security ID: Meeting Date Meeting Status CYRE3 cins P34085103 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For Against Against 7 Publication of Company Notices Mgmt For Abstain Against
Cyrela Brazil Realty SA Ticker Security ID: Meeting Date Meeting Status CYRE3 cins P34085103 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For Against Against
Daiichi Sankyo Company Limited Ticker Security ID: Meeting Date Meeting Status 4568 CINS J11257102 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Johji Nakayama Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Kazunori Hirokawa Mgmt For For For 8 Elect Takashi Okimoto Mgmt For For For 9 Elect Hiroshi Hirabayashi Mgmt For For For 10 Elect Kunio Ishihara Mgmt For For For 11 Elect Yuhichiroh Anzai Mgmt For For For 12 Elect Yuki Satoh Mgmt For For For 13 Elect Kazuo Koike Mgmt For For For 14 Elect Takashi Chiba Mgmt For For For 15 Bonus Mgmt For For For
Daimler AG Ticker Security ID: Meeting Date Meeting Status DAI CINS D1668R123 04/13/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Supervisory Board Members' Fees Mgmt For For For 11 Elect Manfred Bischoff Mgmt For For For 12 Elect Lynton Wilson Mgmt For For For 13 Elect Petraea Heynike Mgmt For For For
Dainippon Screen Manufacturing Company Limited Ticker Security ID: Meeting Date Meeting Status 7735 CINS J10626109 04/22/2011 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital Reserve Mgmt For For For
Dainippon Screen Manufacturing Company Limited Ticker Security ID: Meeting Date Meeting Status 7735 CINS J10626109 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akira Ishida Mgmt For For For 4 Elect Masahiro Hashimoto Mgmt For For For 5 Elect Osamu Ryohnai Mgmt For For For 6 Elect Masashi Arita Mgmt For For For 7 Elect Eiji Kakiuchi Mgmt For For For 8 Elect Shin Minamishima Mgmt For For For 9 Elect Yoshio Tateishi Mgmt For For For 10 Elect Takeshi Isayama Mgmt For For For 11 Elect Tohru Matsumoto Mgmt For For For 12 Elect Tatsuo Miyawaki Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
Daito Trust Construction Company Limited Ticker Security ID: Meeting Date Meeting Status 1878 CINS J11151107 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Isao Minabe Mgmt For For For 5 Elect Naomi Kumakiri Mgmt For For For 6 Elect Akio Inada Mgmt For For For 7 Elect Hideki Asano Mgmt For For For 8 Elect Takashi Igawa Mgmt For For For 9 Elect Hideyuki Nakaita Mgmt For For For 10 Elect Hitoshi Kadouchi Mgmt For For For 11 Elect Shuhji Nakada Mgmt For For For 12 Elect Hiroshi Kawaguchi Mgmt For For For 13 Elect Tomoyuki Nishimura Mgmt For For For 14 Elect Yuhjiroh Sasamoto Mgmt For For For 15 Elect Marcus Merner Mgmt For For For 16 Retirement Allowances and Special Mgmt For For For Allowance for Director(s) 17 Stock Option Plan Mgmt For For For
Daphne International Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 210 CINS G2830J103 05/12/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHANG Chih Kai Mgmt For For For 6 Elect CHEN Hsien Min Mgmt For For For 7 Elect HSIAO Hsi Ming Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
Dassault Systemes SA Ticker Security ID: Meeting Date Meeting Status DSY CINS F2457H100 05/26/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Severance Package for Bernard Charles Mgmt For Against Against 9 Elect Arnoud de Meyer Mgmt For For For 10 Elect Jean-Pierre Chahid-Nourai Mgmt For For For 11 Elect Nicole Dassault Mgmt For For For 12 Elect Toshiko Mori Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Replacement of Alternate Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Issue Shares and/or Mgmt For For For Convertibles Securities Through Private Placement 20 Authority to Increase Share Issuance Mgmt For For For Limit 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Amendment to Article 14 Mgmt For For For 25 Amendment to Article 26 Mgmt For For For 26 Amendment to Article 27 Mgmt For For For 27 Authority to Carry Out Formalities Mgmt For For For 28 Non-Voting Meeting Note N/A N/A N/A N/A
Dassault Systemes SA Ticker Security ID: Meeting Date Meeting Status DSY CINS F2457H100 12/15/2010 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendment to Corporate Purpose Mgmt For Against Against 5 Amendment Regarding Shareholder Mgmt For For For Voting Rights 6 Amendment Regarding Share Ownership Mgmt For Against Against Requirement for Directors 7 Authority to Carry Out Formalities Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Daum Communications Corp. Ticker Security ID: Meeting Date Meeting Status 35720 CINS Y2020U108 03/30/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect CHOI Seh Hoon Mgmt For For For 4 Elect KOO Bon Chun Mgmt For For For 5 Elect KIM Jin Woo Mgmt For For For 6 Elect Peter Jackson Mgmt For For For 7 Elect KIM Jin Woo Mgmt For For For 8 Elect HAN Soo Jung Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Amendments to Executive Officer Mgmt For Against Against Retirement Allowance Policy
Delta Electronic Ticker Security ID: Meeting Date Meeting Status 2308 CINS Y20263102 06/24/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules: Mgmt For For For Election of Directors and Supervisors 10 Non-Compete Restrictions for Mgmt For For For Directors 11 Extraordinary motions Mgmt For Against Against
Dena Company Limited Ticker Security ID: Meeting Date Meeting Status 2432 CINS J1257N107 06/25/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tomoko Namba Mgmt For For For 5 Elect Makoto Haruta Mgmt For For For 6 Elect Isao Moriyasu Mgmt For For For 7 Elect Shuhei Kawasaki Mgmt For For For 8 Elect Neil Young Mgmt For For For 9 Elect Kenji Kobayashi Mgmt For For For 10 Elect Taketsune Watanabe Mgmt For For For 11 Elect Masaru Iida Mgmt For For For 12 Elect Hisaaki Fujikawa Mgmt For For For
Deutsche Post AG Ticker Security ID: Meeting Date Meeting Status DPW CINS D19225107 05/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 10 Elect Werner Gatzer Mgmt For For For 11 Elect Thomas Kunz Mgmt For For For 12 Elect Elmar Toime Mgmt For For For 13 Elect Katja Windt Mgmt For For For 14 Elect Hero Brahms Mgmt For For For
Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status DTE CINS D2035M136 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Postponement of the Ratification of Mgmt For For For the Acts of Klaus Zumwinkel 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Appointment of Auditor; Appointment Mgmt For For For of Auditor for Interim Statements 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Hubertus von Grunberg Mgmt For For For 12 Elect Bernhard Walter Mgmt For For For 13 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (T-Systems International) 14 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DeTeFleetServices) 15 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DFMG Holding) 16 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft) 17 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Vivento Customer Services) 18 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Vivento Technical Services) 19 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Accounting) 20 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Training) 21 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Norma Telekommunikationsdienste) 22 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DeTeAsia Holding) 23 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Traviata Telekommunikationsdienste) 24 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Scout24 Holding) 25 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (T-Mobile Woldwide Holding) 26 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Telekom Deutschland) 27 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (MagyarCom Holding) 28 Amendments to Corporate Purpose Mgmt For For For 29 Approval of Settlement Agreement Mgmt For For For with Kai-Uwe Ricke 30 Approval of Settlement Agreement Mgmt For For For with Klaus Zumwinkel
Disco Corporation Ticker Security ID: Meeting Date Meeting Status 6146 CINS J12327102 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hitoshi Mizorogi Mgmt For For For 3 Elect Kazuma Sekiya Mgmt For For For 4 Elect Hideyuki Sekiya Mgmt For For For 5 Elect Takao Tamura Mgmt For For For 6 Elect Keiichi Kajiyama Mgmt For For For 7 Elect Keizoh Sekiya Mgmt For For For 8 Elect Tadao Takayanagi Mgmt For For For 9 Elect Tadahiko Kuronuma Mgmt For For For 10 Elect Kuniko Tanabe Mgmt For For For 11 Bonus Mgmt For For For 12 Stock Option Plan Mgmt For For For
DnB Nor ASA Ticker Security ID: Meeting Date Meeting Status DNBNOR CINS R1812S105 04/28/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Meeting Notice and Agenda Mgmt For TNA N/A 5 Election of Individuals to Check Mgmt For TNA N/A Minutes 6 Fees for Governing Bodies Mgmt For TNA N/A 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 9 Election of Corporate Assembly Mgmt For TNA N/A 10 Election of Control Committee Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Compensation Guidelines Mgmt For TNA N/A 13 Amendments to Articles Mgmt For TNA N/A 14 Nominating Committee Mgmt For TNA N/A 15 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A Financial Stability Measures; Financial Structure; Financial Services Innovation; and Shared Economic Interests
Don Quijote Ticker Security ID: Meeting Date Meeting Status 7532 CINS J1235L108 09/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takao Yasuda Mgmt For For For 4 Elect Junji Narusawa Mgmt For For For 5 Elect Mitsuo Takahashi Mgmt For For For 6 Elect Sumio Inamura Mgmt For For For 7 Elect Kohji Ohhara Mgmt For For For 8 Elect Tomiaki Fukuda Mgmt For For For 9 Retirement Allowances for Statutory Mgmt For Against Against Auditor(s)
Dongfeng Motor Group Company Limited Ticker Security ID: Meeting Date Meeting Status 489 CINS Y21042109 10/11/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Share Appreciation Mgmt For Against Against Right Scheme 4 Elect XU Ping Mgmt For For For 5 Elect LI Shaozhu Mgmt For For For 6 Elect FAN Zhong Mgmt For For For 7 Elect ZHOU Wenjie Mgmt For For For 8 Elect ZHU Fushou Mgmt For For For 9 Elect TONG Dongcheng Mgmt For For For 10 Elect OUYANG Jie Mgmt For For For 11 Elect LIU Weidong Mgmt For Against Against 12 Elect ZHOU Qiang Mgmt For For For 13 Elect SUN Shuyi Mgmt For For For 14 Elect NG Lin-fung Mgmt For For For 15 Elect YANG Xianzu Mgmt For Against Against 16 Elect WEN Shiyang Mgmt For For For 17 Elect DENG Mingran Mgmt For For For 18 Elect MA Liangjie Mgmt For For For 19 Elect REN Yong Mgmt For For For 20 Elect LI Chunrong Mgmt For For For 21 Elect CHEN Binbo Mgmt For For For 22 Elect HUANG Gang Mgmt For For For
Doshisha Company Limited Ticker Security ID: Meeting Date Meeting Status 7483 CINS J1235R105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Final Dividends of Mgmt For For For Y27.50 for a Payout Ratio of 22.7% 2 Elect Masaharu Nomura Mgmt For For For 3 Elect Toneri Kimbara Mgmt For For For 4 Elect Masayuki Nomura Mgmt For For For 5 Elect Kazuhiro Niki Mgmt For For For 6 Elect Toshihiro Fujimoto Mgmt For For For 7 Elect Yukiyasu Sano Mgmt For For For 8 Elect Kunihiro Fujita Mgmt For For For 9 Elect Akira Sakamoto Mgmt For For For 10 Elect Shiroh Koyama Mgmt For For For 11 Elect Yutaka Ohtsuka Mgmt For For For 12 Election of Alternate Statutory Mgmt For For For Auditor 13 Stock Option Plan Mgmt For For For
DSV A/S Ticker Security ID: Meeting Date Meeting Status DSV CINS K3013J154 03/24/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Report of the Supervisory Board and Mgmt For For For the Executive Board 6 Accounts and Reports; Supervisory Mgmt For For For Board Members' Fees 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Kurt Larsen Mgmt For For For 9 Elect Erik Pedersen Mgmt For For For 10 Elect Per Skov Mgmt For For For 11 Elect Kaj Christiansen Mgmt For For For 12 Elect Annette Sadolin Mgmt For For For 13 Elect Birgit Norgaard Mgmt For For For 14 Elect Thomas Plenborg Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Reduce Share Capital Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendment to Incentive Guidelines Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
DTS Corporation Ticker Security ID: Meeting Date Meeting Status 9682 CINS J11907102 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yasutaka Akabane Mgmt For For For 3 Elect Kohichi Nishida Mgmt For For For 4 Elect Katsumi Kumasaka Mgmt For For For 5 Elect Hiroshi Kurihara Mgmt For For For 6 Elect Tatsumi Itoh Mgmt For For For 7 Elect Takao Sakamoto Mgmt For For For 8 Elect Minoru Takeuchi Mgmt For For For 9 Elect Kazuyuki Murai Mgmt For For For 10 Elect Katsuhiko Kudoh Mgmt For For For 11 Elect Haruki Nakamura Mgmt For Against Against 12 Election of Statutory Auditor Mgmt For For For 13 Bonus Mgmt For For For 14 Renewal of Takeover Difence Plan Mgmt For Against Against
EADS: European Aeronautic Defence and Space Company N.V. Ticker Security ID: Meeting Date Meeting Status EAD CINS F17114103 05/26/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Approval of Compensation Policy; Mgmt For For For Directors' Fees 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Cancellation of Shares Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A
East Japan Railway Company Limited Ticker Security ID: Meeting Date Meeting Status 9020 CINS J1257M109 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Makoto Takahashi Mgmt For For For 5 Elect Shigeo Hoshino Mgmt For For For 6 Elect Hajime Higashikawa Mgmt For For For 7 Elect Kiyomi Harayama Mgmt For For For 8 Bonus Mgmt For Against Against 9 Shareholder Proposal Regarding ShrHoldr Against Against For Amendments to Articles 10 Shareholder Proposal to Investigate ShrHoldr Against Against For Possible Violations of the Medical Practitioners Act of Japan, Part 1 11 Shareholder Proposal to Investigate ShrHoldr Against Against For Possible Violations of the Medical Practitioners Act of Japan, Part 2
Eighteenth Bank Limited Ticker Security ID: Meeting Date Meeting Status 8396 CINS J12810107 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masatoshi Miyawaki Mgmt For Against Against 3 Elect Takujiroh Mori Mgmt For For For 4 Elect Hiroshi Ogawa Mgmt For For For 5 Elect Katsunari Mori Mgmt For For For 6 Elect Yasujiroh Miyahara Mgmt For Against Against 7 Elect Hiroshi Nanjoh Mgmt For Against Against 8 Elect Hiroshi Saitoh Mgmt For For For
Eisai Company Limited Ticker Security ID: Meeting Date Meeting Status 4523 CINS J12852117 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Junji Miyahara Mgmt For For For 4 Elect Kimitoshi Yabuki Mgmt For For For 5 Elect Akira Fujiyoshi Mgmt For For For 6 Elect Christina Ahmadjian Mgmt For For For 7 Elect Tokuji Izumi Mgmt For For For 8 Elect Kohichi Masuda Mgmt For For For 9 Elect Norio Kanoh Mgmt For For For 10 Elect Kiyochika Ohta Mgmt For For For 11 Elect Michikazu Aoi Mgmt For For For 12 Elect Hideaki Matsui Mgmt For For For 13 Stock Option Plan Mgmt For For For
Elan Corporation, plc Ticker Security ID: Meeting Date Meeting Status ELN CUSIP 284131208 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Robert Ingram Mgmt For For For 3 Elect Giles Kerr Mgmt For For For 4 Elect Kieran McGowan Mgmt For For For 5 Elect Kyran McLaughlin Mgmt For For For 6 Elect Dennis Selkoe Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Elan Corporation, plc Ticker Security ID: Meeting Date Meeting Status ELN CINS G29539106 05/26/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Robert Ingram Mgmt For For For 3 Elect Giles Kerr Mgmt For For For 4 Elect Kieran McGowan Mgmt For For For 5 Elect Kyran McLaughlin Mgmt For For For 6 Elect Dennis Selkoe Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Meeting Note N/A N/A N/A N/A
Elekta AB Ticker Security ID: Meeting Date Meeting Status EKTA CINS W2479G107 09/21/2010 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Board Size Mgmt For For For 17 Directors and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Transfer Shares Mgmt For For For 22 Transfer of Shares Pursuant to LTIP Mgmt For For For 2010 23 Transfer of Shares Pursuant to LTIP Mgmt For For For 2009 24 2010 Long-Term Incentive Plan Mgmt For For For 25 Nomination Committee Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
Elisa Oyj Ticker Security ID: Meeting Date Meeting Status ELI1V CINS X1949T102 03/25/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For Against Against 13 Election of Directors Mgmt For Against Against 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Number of Auditors Mgmt For For For 16 Appointment of Auditor Mgmt For Against Against 17 Transfer of Reserves Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
En-Japan Inc Ticker Security ID: Meeting Date Meeting Status 4849 CINS J1312X108 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Michikatsu Ochi Mgmt For For For 4 Elect Takatsugu Suzuki Mgmt For For For 5 Elect Takeshi Kawamoto Mgmt For For For 6 Elect Magumi Kawai Mgmt For For For 7 Elect Shohzoh Hetsugi Mgmt For For For 8 Elect Yasunori Kusumi Mgmt For For For 9 Elect Nobuei Ohshima Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s)
Enel S.p.A. Ticker Security ID: Meeting Date Meeting Status ENEL CINS T3679P115 04/29/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Board Size Mgmt For For For 5 Board Term Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 List Proposed by Ministry of Economy Mgmt For N/A N/A and Finance 8 List Proposed by Institutional Mgmt For For For Investors 9 Election of Chairman of Board Mgmt For For For 10 Directors' Fees Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For 12 Amendments to Articles Mgmt For For For
Energy Resources Of Australia Limited Ticker Security ID: Meeting Date Meeting Status ERA CINS Q35254111 04/13/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Elect Matthew Coulter Mgmt For For For 3 Re-elect Helen Garnett Mgmt For For For 4 Amendments to Constitution Mgmt For For For
Eni - Ente Nazionale Idrocarburi S.p.A. Ticker Security ID: Meeting Date Meeting Status ENI CINS T3643A145 04/29/2011 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Board Size Mgmt For For For 6 Board Term Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 List Presented by the Italian Mgmt For N/A N/A Ministry of Economy and Finance 9 List Presented by Institutional Mgmt For For For Investors 10 Election of Chairman of Board Mgmt For For For 11 Directors' Fees Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 List Presented by the Italian Mgmt N/A Abstain N/A Ministry of Economy and Finance 14 List Presented by Institutional Mgmt N/A For N/A Investors 15 Election of Chairman of Statutory Mgmt For For For Auditors 16 Statutory Auditors' Fees Mgmt For Against Against 17 Court of Accounts Representative's Mgmt For Against Against Attendance Fees
Ensco International plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For
Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Mgmt For For For Regarding Historic Dividends 9 Release of Shareholders from Claims Mgmt For For For Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Essilor International Ticker Security ID: Meeting Date Meeting Status EF CINS F31668100 05/05/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Severance Package (Hubert Sagnieres) Mgmt For Against Against 8 Related Party Transactions Mgmt For Against Against (Previously Approved) 9 Elect Hubert Sagnieres Mgmt For For For 10 Elect Philippe Alfroid Mgmt For For For 11 Elect Yi He Mgmt For For For 12 Elect Maurice Marchand-Tonel Mgmt For For For 13 Elect Aicha Mokdahi Mgmt For For For 14 Elect Michel Rose Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Increase Capital under Mgmt For Against Against Employee Savings Plan 17 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
Estacio Participacoes SA Ticker Security ID: Meeting Date Meeting Status ESTC3 CINS P3784E108 04/19/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends; Mgmt For For For Capital Expenditure Budget
Estacio Participacoes SA Ticker Security ID: Meeting Date Meeting Status ESTC3 CINS P3784E108 04/19/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Remuneration Policy Mgmt For Against Against 5 Reconciliation of Share Capital Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Election of Supervisory Council Mgmt For For For 8 Acquisition Mgmt For Against Against
Estacio Participacoes SA Ticker Security ID: Meeting Date Meeting Status ESTC3 CINS P3784E108 06/27/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition of Anec - Sociedade Mgmt For For For Natalense de Educacao e Cultura Ltda. 3 Acquisition of Sociedade Mgmt For For For Universitaria de Excelencia Educacional do Rio Grande do Norte Ltda. 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Acquisition of Nova Academia de Mgmt For For For Concurso - Cursos Preparatorios Ltda. 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
Evraz Group SA Ticker Security ID: Meeting Date Meeting Status EVR CINS 30050A202 05/16/2011 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports 5 Consolidated Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board and Auditors' Mgmt For TNA N/A Acts 7 Elect Alexander Abramov Mgmt For TNA N/A 8 Elect Otari Arshba Mgmt For TNA N/A 9 Elect Duncan Baxter Mgmt For TNA N/A 10 Elect Alexander Frolov Mgmt For TNA N/A 11 Elect James Karl Gruber Mgmt For TNA N/A 12 Elect Olga Pokrovskaya Mgmt For TNA N/A 13 Elect Terry Robinson Mgmt For TNA N/A 14 Elect Eugene Shvidler Mgmt For TNA N/A 15 Elect Eugene Tenenbaum Mgmt For TNA N/A 16 Ratification of Gordon Toll's Acts Mgmt For TNA N/A 17 Appointment of Statutory Auditor Mgmt For TNA N/A 18 Appointment of Independent Auditor Mgmt For TNA N/A 19 Directors' Fees Mgmt For TNA N/A 20 CEO Compensation Mgmt For TNA N/A 21 Authority to Sign Management Service Mgmt For TNA N/A Agreements with Independent Directors
Exceed Company Ltd. Ticker Security ID: Meeting Date Meeting Status EDS CUSIP G32335104 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Experian plc Ticker Security ID: Meeting Date Meeting Status EXPN CINS G32655105 07/21/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Judith Sprieser Mgmt For For For 4 Elect Paul Walker Mgmt For For For 5 Elect Alan Jebson Mgmt For For For 6 Elect Don Robert Mgmt For For For 7 Elect David Tyler Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A
Faiveley Transport SA Ticker Security ID: Meeting Date Meeting Status LEY CINS F3438R118 09/13/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Management Acts 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Supervisory Board Members Fees Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Ratification of the Co-option of Mgmt For For For Didier Alix 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Serge Choumaker Mgmt For For For 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 13 Authority to Grant Stock Options Mgmt For Against Against 14 Authority to Issue Restricted Shares Mgmt For Against Against 15 Amendment Regarding Director Term Mgmt For For For Length 16 Authority to Carry Out Formalities Mgmt For For For
Finmeccanica S.p.A. Ticker Security ID: Meeting Date Meeting Status FNC CINS T4502J151 05/04/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Board Size Mgmt For For For 4 Board Term Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 List Presented by Institutional Mgmt For For For Investors 7 List proposed by Ministry of Economy Mgmt For N/A N/A and Finance 8 Election of Chairman of Board Mgmt For Against Against 9 Directors' Fees Mgmt For Against Against 10 Authority to Repurchase and Shares Mgmt For For For 11 Amendments to Articles Mgmt For For For
Fleury SA Ticker Security ID: Meeting Date Meeting Status FLRY3 CINS P418BW104 03/25/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For For For
FLSmidth & Co. A/S Ticker Security ID: Meeting Date Meeting Status FLS CINS K90242130 04/29/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Jens Stephensen Mgmt For For For 9 Elect Torkil Bentzen Mgmt For For For 10 Elect Jesper Ovesen Mgmt For For For 11 Elect Martin Ivert Mgmt For For For 12 Elect Vagn Ove Sorensen Mgmt For For For 13 Elect Sten Jakobsson Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Focus Media Holding Limited Ticker Security ID: Meeting Date Meeting Status FMCN CUSIP 34415V109 11/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jason Nanchun Jiang Mgmt For For For 2 Elect Neil Nanpeng Shen Mgmt For For For 3 Elect David Ying Zhang Mgmt For For For 4 Elect Fumin Zhuo Mgmt For For For 5 Appointment of Auditor Mgmt For For For
Fomento Economico Mexicano SAB de CV Ticker Security ID: Meeting Date Meeting Status FEMSA CUSIP 344419106 03/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Report on Tax Compliance Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For 5 Election of Directors; Fees Mgmt For Against Against 6 Election of Board Committee Members; Mgmt For Against Against Fees 7 Election of Meeting Delegates Mgmt For For For 8 Minutes Mgmt For For For
France Telecom Ticker Security ID: Meeting Date Meeting Status FTE CINS F4113C103 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Bernard Dufau Mgmt For For For 9 Elect Helle Kristoffersen Mgmt For For For 10 Elect Muriel Penicaud Mgmt For For For 11 Elect Jean-Michel Severino Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 16 Authority to Increase Share Issuance Mgmt For For For Limit 17 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 19 Authority to Issue Shares to Holders Mgmt For For For of Orange SA Shares and Options 20 Authority to Issue Option-Based Mgmt For For For Liquidity Instruments to Holders of Orange SA Options 21 Global Ceiling on Increases in Mgmt For For For Capital 22 Authority to Issue Debt Instruments Mgmt For For For 23 Increase in Share Capital Through Mgmt For For For Capitalizations 24 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A
Fresenius Medical Care AG & Co. KGaA Ticker Security ID: Meeting Date Meeting Status FME CINS D2734Z107 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of General Partner Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Gerd Krick Mgmt For For For 11 Elect Dieter Schenk Mgmt For For For 12 Elect Bernd Fahrholz Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Elect William Johnston Mgmt For For For 15 Elect Rolf Classon Mgmt For For For 16 Supervisory Board Members' Fees Mgmt For For For 17 Stock Option Plan 2011; Cancellation Mgmt For For For of Conditional Capital 18 Authority to Repurchase Shares Mgmt For For For
Fresenius SE & Co. KGaA Ticker Security ID: Meeting Date Meeting Status FREG CINS D27348123 05/13/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Elect Gerd Krick Mgmt For For For 12 Elect Gerhard Rupprecht Mgmt For For For
Fresnillo Plc Ticker Security ID: Meeting Date Meeting Status FRES CINS G371E2108 05/17/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Alberto Bailleres Gonzalez Mgmt For For For 5 Elect Lord Cairns Mgmt For For For 6 Elect Francisco Javier Fernandez Mgmt For For For Carbajal 7 Elect Fernando Ruiz Mgmt For For For 8 Elect Fernando Solana Morales Mgmt For For For 9 Elect Guy Wilson Mgmt For Against Against 10 Elect Juan Bordes Aznar Mgmt For For For 11 Elect Arturo Fernandez Perez Mgmt For For For 12 Elect Rafael MacGregor Mgmt For For For 13 Elect Jaime Lomelin Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Non-Voting Meeting Note N/A N/A N/A N/A
Frontline Ltd. Ticker Security ID: Meeting Date Meeting Status FRO CINS G3682E127 09/24/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Frixos Savvides Mgmt For For For 4 Elect Tony Curry Mgmt For For For 5 Elect Cecilie Fredriksen Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Directors' Fees Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
Fugro NV Ticker Security ID: Meeting Date Meeting Status FUGRO CINS N3385Q197 05/10/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect W. Rainey Mgmt For For For 9 Elect John Colligan Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Annual Accounts Mgmt For For For in English 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A
Fuji Media Holdings Incorporated (fka Fuji Television Network) Ticker Security ID: Meeting Date Meeting Status 4676 CINS J15477102 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hisashi Hieda Mgmt For For For 4 Elect Koh Toyoda Mgmt For For For 5 Elect Hideaki Ohta Mgmt For For For 6 Elect Shuji Kanoh Mgmt For For For 7 Elect Kazunobu Iijima Mgmt For For For 8 Elect Ryunosuke Endoh Mgmt For For For 9 Elect Katsuaki Suzuki Mgmt For For For 10 Elect Kohji Inaki Mgmt For For For 11 Elect Isao Matsuoka Mgmt For Against Against 12 Elect Akihiro Miki Mgmt For Against Against 13 Elect Taizan Ishiguro Mgmt For For For 14 Elect Masafumi Yokota Mgmt For For For 15 Elect Kazuo Terasaki Mgmt For For For 16 Elect Takehiko Kiyohara Mgmt For For For 17 Elect Yuzaburoh Mogi Mgmt For For For 18 Bonus Mgmt For For For
Fujifilm Holdings Corporation (fka Fuji Photo Film Co Limited) Ticker Security ID: Meeting Date Meeting Status 4901 CINS J14208102 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shigetaka Komori Mgmt For For For 4 Elect Toshio Takahashi Mgmt For For For 5 Elect Takeshi Higuchi Mgmt For For For 6 Elect Yuzoh Toda Mgmt For For For 7 Elect Nobuaki Inoue Mgmt For For For 8 Elect Shigehiro Nakajima Mgmt For For For 9 Elect Tohru Takahashi Mgmt For For For 10 Elect Kohichi Tamai Mgmt For For For 11 Elect Tadahito Yamamoto Mgmt For For For 12 Elect Teisuke Kitayama Mgmt For Against Against 13 Elect Toshiaki Suzuki Mgmt For For For 14 Elect Kenji Mihayashi Mgmt For For For 15 Elect Kiichiroh Furusawa Mgmt For For For
Galenica AG Ticker Security ID: Meeting Date Meeting Status GALN CINS H28455170 05/05/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation report Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect Etienne Jornod Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A 9 Non-Voting Meeting Note N/A N/A TNA N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Audit Commission Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Non-Voting Agenda Item N/A N/A N/A N/A 57 Elect Andrey Akimov Mgmt For Abstain Against 58 Elect Alexander Ananenkov Mgmt For Abstain Against 59 Elect Farit Gazizullin Mgmt For For For 60 Elect Viktor Zubkov Mgmt For For For 61 Elect Elena Karpel Mgmt For For For 62 Elect Alexey Miller Mgmt For For For 63 Elect Valery Musin Mgmt For For For 64 Elect Elvira Nabiullina Mgmt For For For 65 Elect Mikhail Sereda Mgmt For For For 66 Elect Sergey Shmatko Mgmt For For For 67 Elect Igor Yusufov Mgmt For For For 68 Non-Voting Agenda Item N/A N/A N/A N/A 69 Elect Dmitry Arkhipov Mgmt For N/A N/A 70 Elect Andrey Belobrov Mgmt For For For 71 Elect Vadim Bikulov Mgmt For For For 72 Elect Aleksey Mironov Mgmt For For For 73 Elect Lidiya Morozova Mgmt For For For 74 Elect Anna Nesterova Mgmt For For For 75 Elect Yury Nosov Mgmt For N/A N/A 76 Elect Karen Oganyan Mgmt For For For 77 Elect Konstantin Pesotsky Mgmt For For For 78 Elect Maria Tikhonova Mgmt For For For 79 Elect Aleksandr Yugov Mgmt For For For 80 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Early Termination of Directors Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Andrey Akimov Mgmt For For For 4 Elect Alexander Ananenkov Mgmt For For For 5 Elect Farit Gazizullin Mgmt For For For 6 Elect Elena Karpel Mgmt For For For 7 Elect Timur Kulibayev Mgmt For For For 8 Elect Viktor Martynov Mgmt For For For 9 Elect Vladimir Mau Mgmt For For For 10 Elect Alexey Miller Mgmt For For For 11 Elect Valery Musin Mgmt For For For 12 Elect Mikhail Sereda Mgmt For For For 13 Elect Igor Yusufov Mgmt For For For 14 Elect Viktor Zubkov Mgmt For For For
GDF Suez (fka Gaz de France) Ticker Security ID: Meeting Date Meeting Status GSZ CINS F42768105 05/02/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Albert Frere Mgmt For For For 11 Elect Edmond Alphandery Mgmt For For For 12 Elect Aldo Cardoso Mgmt For For For 13 Elect Rene Carron Mgmt For For For 14 Elect Thierry de Rudder Mgmt For For For 15 Elect Francoise Malrieu Mgmt For For For 16 Relocation of Corporate Headquarters Mgmt For For For 17 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 18 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan for Overseas Employees 19 Authority to Issue Restricted Shares Mgmt For For For 20 Authority to Carry Out Formalities Mgmt For For For 21 Shareholder Proposal Regarding ShrHoldr Against For Against Allocation of Profits/Dividends
Gendai Agency Inc Ticker Security ID: Meeting Date Meeting Status 2411 CINS J1769S107 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Masataka Yamamoto Mgmt For For For 2 Elect Yuzuru Kamikawana Mgmt For For For 3 Elect Shunichi Koh Mgmt For For For 4 Elect Shintoku Yamamoto Mgmt For For For 5 Elect Tomoharu Kitoh Mgmt For For For 6 Elect Yoshimitsu Katoh Mgmt For For For 7 Elect Daichi Sakamoto Mgmt For For For 8 Elect Tohru Higashi Mgmt For For For 9 Elect Kenji Takano Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s)
Genomma Lab Internacional SAB de CV Ticker Security ID: Meeting Date Meeting Status LABB CINS P48318102 03/24/2011 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Election of Directors Mgmt For Against Against 3 Directors' Fees Mgmt For Against Against 4 Authority to Repurchase Shares Mgmt For Against Against 5 Amendments to Articles Mgmt For Against Against 6 Election of Meeting Delegates Mgmt For For For
Genting Singapore plc (fka Genting International PLC) Ticker Security ID: Meeting Date Meeting Status G13 CINS G3825Q102 04/28/2011 Voted Meeting Type Country of Trade Annual ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect LIM Kok Hoong Mgmt For For For 4 Elect KOH Seow Chuan Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Related Party Transactions Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
Gerresheimer AG Ticker Security ID: Meeting Date Meeting Status GXI CINS D2852S109 04/14/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For
GFI Informatique SA Ticker Security ID: Meeting Date Meeting Status GFI CINS F4465Q106 05/19/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Related Party Transactions (Auteuil Mgmt For For For Conseil) 9 Related Party Transactions Mgmt For For For 10 Elect Christiane Marcellier Mgmt For For For 11 Elect Nicolas Roy Mgmt For For For 12 Elect Jean-Paul Lepeytre Mgmt For For For 13 Elect Bernard Pache as Censor Mgmt For For For 14 Relocation of Company Headquarters Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Increase Share Issuance Mgmt For For For 19 Authority to Issue Warrants Mgmt For For For 20 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 21 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 22 Authority to Carry Out Formalities Mgmt For For For
Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 02/28/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening Mgmt For For For 3 Election of Presiding Chairman Mgmt For For For 4 Compliance with Rules of Convocation Mgmt For For For 5 Agenda Mgmt For For For 6 Election of Supervisory Board Mgmt For Against Against 7 Closing Mgmt For For For
Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 06/27/2011 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Chairman Mgmt For For For 4 Compliance with Rules of Convocation Mgmt For For For 5 Agenda Mgmt For For For 6 Presentation of Management Board Mgmt For For For Report 7 Presentation of Supervisory Board Mgmt For For For Report (Management) 8 Presentation of Supervisory Board Mgmt For For For Report (Supervisory) 9 Management Board Report Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Accounts and Reports Mgmt For For For 12 Ratification of Supervisory Board Mgmt For For For Acts 13 Ratification of Management Acts Mgmt For For For 14 Supervisory Board Size Mgmt For For For 15 Election of Supervisory Board Mgmt For For For 16 Supervisory Board Fees Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Closing Mgmt For For For
Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 12/22/2010 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening Mgmt For For For 3 Election of Presiding Chairman Mgmt For For For 4 Compliance with Rules of Convocation Mgmt For For For 5 Agenda Mgmt For For For 6 Changes to Supervisory Board Mgmt For Against Against 7 Amendments to Articles Mgmt For For For 8 Closing Mgmt For For For
Golden Meditech Company Limited Ticker Security ID: Meeting Date Meeting Status 801 CINS G39580108 09/09/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Jin Lu Mgmt For For For 5 Elect Cao Gang Mgmt For For For 6 Elect Gu Qiao Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Adoption of Share Award Plan Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
GOME Electrical Appliances Holding Limited Ticker Security ID: Meeting Date Meeting Status 493 CINS G3978C124 09/28/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect ZHU Jia Mgmt For For For 4 Elect Ian Reynolds Mgmt For For For 5 Elect WANG Li Hong Mgmt For For For 6 Cancellation of General Mandate to ShrHoldr Against Against For Issue shares w/o Preemptive Rights 7 SHP Removal of CHEN Xiao ShrHoldr Against Against For 8 SHP Removal of SUN Yi Ding ShrHoldr Against Against For 9 SHP Elect of Dissident Shareholder ShrHoldr Against Against For Nominee ZOU Xiao Chun 10 SHP Elect of Dissident Shareholder ShrHoldr Against Against For Nominee HUANG Yan Hong 11 Non-Voting Meeting Note N/A N/A N/A N/A
GOME Electrical Appliances Holding Limited Ticker Security ID: Meeting Date Meeting Status 493 CINS G3978C124 12/17/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Board Size Mgmt For For For 4 Elect ZOU Xiao Chun Mgmt For For For 5 Elect HUANG Yan Hong Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
Grafton Group plc Ticker Security ID: Meeting Date Meeting Status GN5 CINS G4035Q189 05/04/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Charles Fisher Mgmt For For For 3 Elect Annette Flynn Mgmt For For For 4 Elect Richard Jewson Mgmt For For For 5 Elect Roderick Ryan Mgmt For For For 6 Elect Gavin Slark Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For Against Against 8 Directors' Remuneration Report Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Reissue Treasury Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Long Term Incentive Plan Mgmt For For For 14 SAYE Plan Mgmt For For For
Gronlandsbanken A/S Ticker Security ID: Meeting Date Meeting Status GRLA CINS K4033J117 03/23/2011 Voted Meeting Type Country of Trade Special Greenland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Reports Mgmt For For For 5 Accounts and Reports; Directors' Fees Mgmt For For For 6 Incentive Compensation Guidelines Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Participation in Winding-Up Scheme Mgmt For For For 9 Election of Directors Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
Groupe Danone Ticker Security ID: Meeting Date Meeting Status BN CINS F12033134 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of the Co-option of Mgmt For For For Yoshihiro Kawabata 8 Elect Bruno Bonnell Mgmt For For For 9 Elect Bernard Hours Mgmt For For For 10 Elect Yoshihiro Kawabata Mgmt For For For 11 Elect Jacques Vincent Mgmt For For For 12 Elect Isabelle Seillier Mgmt For For For 13 Elect Jean-Michel Severino Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Severance Package (Bernard Hours) Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Autority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Authority to Carry Out Formalities Mgmt For For For
Grupo Mexico SAB de CV Ticker Security ID: Meeting Date Meeting Status GMEXICO CINS P49538112 04/29/2011 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Report on Tax Compliance Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Report on the Company's Share Mgmt For Against Against Repurchase Plan; Authority to Repurchase Shares 5 Election of Directors and Board Mgmt For Against Against Committee Members; Ratification of Board and CEO Acts 6 Directors' Fees Mgmt For Against Against 7 Election of Meeting Delegates Mgmt For For For
GS Home Shopping Inc Ticker Security ID: Meeting Date Meeting Status 28150 cins Y2901Q101 03/18/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect HUH Tae Soo Mgmt For For For 4 Elect KIM Ho Sung Mgmt For For For 5 Elect LIM Byung Yong Mgmt For For For 6 Elect LEE Man Woo Mgmt For For For 7 Elect KIM Jung Ju Mgmt For For For 8 Elect LEE Man Woo Mgmt For For For 9 Elect KIM Jung Ju Mgmt For For For 10 Directors' Fees Mgmt For For For
Guangdong Investment Limited Ticker Security ID: Meeting Date Meeting Status 270 CINS Y2929L100 06/03/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHANG Hui Mgmt For For For 6 Elect TSANG Hon Nam Mgmt For For For 7 Elect Daniel FUNG Mgmt For Against Against 8 Elect WU Jianguo Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
H & M Hennes & Mauritz AB Ticker Security ID: Meeting Date Meeting Status HM-B CINS W41422101 04/28/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nomination Committee Mgmt For Against Against 19 Amendments to Articles Mgmt For For For 20 Compensation Guidelines Mgmt For Against Against 21 Non-Voting Agenda Item N/A N/A N/A N/A
H & M Hennes & Mauritz AB Ticker Security ID: Meeting Date Meeting Status HM-B CINS W41422101 10/20/2010 Voted Meeting Type Country of Trade Special Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Mgmt For For For Minutes 9 Compliance with Rules of Convocation Mgmt For For For 10 Employee Incentive Program Mgmt For For For 11 Amendment to Compensation Guidelines Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
H. Lundbeck A/S Ticker Security ID: Meeting Date Meeting Status LUN CINS K4406L129 03/30/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Supervisory Mgmt For For For Board Fees (2010) 5 Supervisory Board Fees (2011) Mgmt For For For 6 Supervisory Board Fees (2011) Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Thorleif Krarup Mgmt For For For 9 Elect Peter Kurstein Mgmt For For For 10 Elect Mats Petterson Mgmt For For For 11 Elect Jes Ostergaard Mgmt For For For 12 Elect Christian Dyvig Mgmt For For For 13 Elect Hakan Bjorklund Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Amendment to Incentive Compensation Mgmt For For For Guidelines 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
Hays PLC Ticker Security ID: Meeting Date Meeting Status HAS CINS G4361D109 11/10/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Alan Thomson Mgmt For For For 5 Elect William Eccleshare Mgmt For For For 6 Elect Paul Stoneham Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
HeidelbergCement AG Ticker Security ID: Meeting Date Meeting Status HEI CINS D31709104 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Bernd Scheifele Mgmt For For For 7 Ratify Dominik von Achten Mgmt For For For 8 Ratify Daniel Gauthier Mgmt For For For 9 Ratify Andreas Kern Mgmt For For For 10 Ratify Lorenz Naeger Mgmt For For For 11 Ratify Albert Scheuer Mgmt For For For 12 Ratify Fritz-Juergen Heckmann Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Robert Feiger Mgmt For For For 15 Ratify Josef Heumann Mgmt For For For 16 Ratify Max Dietrich Kley Mgmt For For For 17 Ratify Hans Georg Kraut Mgmt For For For 18 Ratify Herbert Luetkesstratkoetter Mgmt For For For 19 Ratify Tobias Merckle Mgmt For For For 20 Ratify Tobias Merckle Mgmt For For For 21 Ratify Alan James Murray Mgmt For For For 22 Ratify Werner Schraeder Mgmt For For For 23 Ratify Frank-Dirk Steininger Mgmt For For For 24 Appointment of Auditor Mgmt For For For 25 Compensation Policy Mgmt For For For
Heineken NV Ticker Security ID: Meeting Date Meeting Status HEIA CINS N39427211 04/21/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Executive Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Amendments to Articles Mgmt For For For 12 Amendment to Compensation Policy Mgmt For For For 13 Amendment to Long-Term Incentive Plan Mgmt For For For 14 Amendment to Short-Term Incentive Mgmt For For For Plan 15 Supervisory Board Fees Mgmt For For For 16 Elect D.R. Hooft Graafland Mgmt For For For 17 Elect Michel de Carvalho Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
Hexagon AB Ticker Security ID: Meeting Date Meeting Status HEXA CINS W40063104 05/10/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Election of Nominating Committee Mgmt For For For 21 Compensation Guidelines Mgmt For Against Against 22 Amendments to Articles Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Repurchase Warrants Mgmt For For For 25 Divestiture of Nordic Brass Gusum AB Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
Hexagon AB Ticker Security ID: Meeting Date Meeting Status HEXA CINS W40063104 11/24/2010 Voted Meeting Type Country of Trade Special Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Amendments to Articles Mgmt For For For 11 Rights Issue Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A
Higashi Nippon Bank Limited Ticker Security ID: Meeting Date Meeting Status 8536 CINS J86269107 02/25/2011 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For
Higashi Nippon Bank Limited Ticker Security ID: Meeting Date Meeting Status 8536 CINS J86269107 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Katsumi Osakabe Mgmt For For For 5 Elect Seiji Ogura Mgmt For For For 6 Elect Kazunori Yokosuka Mgmt For For For 7 Elect Isamu Koguchi Mgmt For For For 8 Elect Kenji Suda Mgmt For For For 9 Elect Katsuto Ohno Mgmt For For For 10 Elect Hiroshi Ohtani Mgmt For For For 11 Retirement Allowances for Mgmt For For For Director(s) and Statutory Auditor(s)
High Tech Computer Corp. Ticker Security ID: Meeting Date Meeting Status 2498 CINS Y3732M103 06/15/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Amendment to Procedural Rules: Mgmt For For For Acquisition/Disposal of Assets 12 Elect David Bruce Yoffie Mgmt For For For 13 Elect Jerry H.C. Chu (Supervisor) Mgmt For For For 14 Non-Compete Restrictions for Mgmt For For For Directors 15 Extraordinary motions Mgmt For Against Against
Hino Motors Ltd Ticker Security ID: Meeting Date Meeting Status 7205 CINS 433406105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kazuo Okamoto Mgmt For For For 3 Elect Yoshio Shirai Mgmt For For For 4 Elect Masakazu Ichikawa Mgmt For For For 5 Elect Toshiki Inoue Mgmt For For For 6 Elect Seiei Okazaki Mgmt For For For 7 Elect Kenji Wagu Mgmt For For For 8 Elect Akimasa Yamamoto Mgmt For For For 9 Elect Yasuo Tanigawa Mgmt For For For 10 Elect Kohichi Ojima Mgmt For For For 11 Elect Kenji Suzuki Mgmt For For For 12 Elect Yoshihide Maeda Mgmt For For For 13 Elect Hiroji Kurayama Mgmt For For For 14 Stock Option Plan Mgmt For For For 15 Bonus Mgmt For Against Against
Hitachi Limited Ticker Security ID: Meeting Date Meeting Status 6501 CINS J20454112 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Takashi Kawamura Mgmt For For For 3 Elect Yoshie Ohta Mgmt For For For 4 Elect Mitsuo Ohhashi Mgmt For For For 5 Elect Nobuo Katsumata Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Isao Ono Mgmt For For For 8 Elect Stephen Gomersall Mgmt For For For 9 Elect Tadamichi Sakiyama Mgmt For For For 10 Elect Masaharu Sumikawa Mgmt For For For 11 Elect Hiroaki Nakanishi Mgmt For For For 12 Elect Michiharu Nakamura Mgmt For For For 13 Elect Takashi Hatchohji Mgmt For For For 14 Elect Takashi Miyoshi Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of a Director
Hochtief AG Ticker Security ID: Meeting Date Meeting Status HOT CINS D33134103 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 12 Increase in Authorized Capital Mgmt For For For 13 Elect Yousuf Ahmad Al Hammadi Mgmt For For For 14 Elect A?ngel Garcia Altozano Mgmt For Against Against 15 Elect Detlev Bremkamp Mgmt For Against Against 16 Elect Hans-Peter Keitel Mgmt For For For 17 Elect Heinrich von Pierer Mgmt For Against Against 18 Elect Wilhelm Simson Mgmt For For For 19 Elect Marcelino Fernandez Verdes Mgmt For For For 20 Elect Manfred Wennemer Mgmt For For For
Home Retail Group Plc Ticker Security ID: Meeting Date Meeting Status CINS G4581D103 06/30/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Oliver Stocken Mgmt For For For 5 Elect Richard Ashton Mgmt For For For 6 Elect John Coombe Mgmt For For For 7 Elect Mike Darcey Mgmt For For For 8 Elect Terry Duddy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authorisation of Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Homeserve PLC Ticker Security ID: Meeting Date Meeting Status HSV CINS G8291Z148 07/30/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Martin Bennett Mgmt For For For 5 Elect Ian Chippendale Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Share Split Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Adoption of New Articles Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Hon Hai Precision Industry Co. Ticker Security ID: Meeting Date Meeting Status 2317 CINS Y36861105 06/08/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For 11 Extraordinary Motions Mgmt For Against Against
Hon Hai Precision Industry Co. Ticker Security ID: Meeting Date Meeting Status 2317 CINS 438090102 06/08/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Report on Results of Operations Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Authority to Increase Paid-in Capital Mgmt For For For 5 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights
Honda Motor Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7267 CINS J22302111 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kohichi Kondoh Mgmt For For For 5 Elect Takanobu Itoh Mgmt For For For 6 Elect Akio Hamada Mgmt For For For 7 Elect Tatsuhiro Ohyama Mgmt For For For 8 Elect Fumihiko Ike Mgmt For For For 9 Elect Tomohiko Kawanabe Mgmt For For For 10 Elect Kensaku Hohgen Mgmt For For For 11 Elect Nobuo Kuroyanagi Mgmt For For For 12 Elect Takeo Fukui Mgmt For For For 13 Elect Takuji Yamada Mgmt For For For 14 Elect Masahiro Yoshida Mgmt For For For 15 Elect Yoshiharu Yamamoto Mgmt For For For 16 Elect Hirotake Abe Mgmt For For For 17 Elect Tomochika Iwashita Mgmt For For For 18 Bonus Mgmt For Against Against 19 Directors' and Statutory Auditors' Mgmt For For For Fees
Honeys Company Limited Ticker Security ID: Meeting Date Meeting Status 2792 CINS J21394101 08/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For
Hongkong Land Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status H78 CINS G4587L109 05/11/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports and Allocation Mgmt For For For of Profits/Dividends 2 Elect Charles Allen-Jones Mgmt For Against Against 3 Elect Jenkin Hui Mgmt For Against Against 4 Elect Henry Keswick Mgmt For Against Against 5 Elect Lord Powell of Bayswater KCMG Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A
Horipro Inc. Ticker Security ID: Meeting Date Meeting Status 9667 CINS J2244M103 06/25/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Yoshitaka Hori Mgmt For For For 4 Elect Miyako Kanamori Mgmt For For For 5 Elect Kazuo Yasunaga Mgmt For For For 6 Elect Motoyuki Suzuki Mgmt For For For 7 Elect Katsumi Suzuki Mgmt For For For 8 Elect Kaoru Nakane Mgmt For For For 9 Elect Akira Mori Mgmt For For For 10 Elect Atsushi Sugai Mgmt For For For 11 Elect Takaaki Anzai Mgmt For For For
Hosiden Corp Ticker Security ID: Meeting Date Meeting Status 6804 CINS J22470108 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kenji Furuhashi Mgmt For For For 3 Elect Haremi Kitatani Mgmt For For For 4 Elect Yasuhiro Shigeno Mgmt For For For 5 Elect Eiichi Ino Mgmt For For For 6 Elect Shinji Hombo Mgmt For For For 7 Elect Kenichi Takahashi Mgmt For For For 8 Elect Takayuki Tanemura Mgmt For For For 9 Elect Hitoshi Soizumi Mgmt For For For 10 Elect Hiroshi Horie Mgmt For For For 11 Bonus Mgmt For For For
HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CINS G4634U169 05/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Safra Catz Mgmt For For For 4 Elect Laura CHA May Lung Mgmt For For For 5 Elect Marvin CHEUNG Kin Tung Mgmt For For For 6 Elect John Coombe Mgmt For For For 7 Elect Rona Fairhead Mgmt For For For 8 Elect Douglas Flint Mgmt For For For 9 Elect Alexander Flockhart Mgmt For For For 10 Elect Stuart Gulliver Mgmt For For For 11 Elect James Hughes-Hallett Mgmt For For For 12 Elect Sam Laidlaw Mgmt For For For 13 Elect J. Rachel Lomax Mgmt For For For 14 Elect Iain Mackay Mgmt For For For 15 Elect Gwyn Morgan Mgmt For For For 16 Elect Narayana Murthy Mgmt For For For 17 Elect Simon Robertson Mgmt For For For 18 Elect John Thornton Mgmt For For For 19 Elect Sir Brian Williamson Mgmt For For For 20 Appointment of Auditor and Authority Mgmt For For For to Set Fees 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Share Plan 2011 Mgmt For Against Against 24 Directors' Fees Mgmt For For For 25 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 336 CINS G4639H122 08/05/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividend Mgmt For For For 5 Allocation of Special Dividend Mgmt For For For 6 Elect CHU Lam Yiu Mgmt For For For 7 Elect LAU Chi Tak Mgmt For For For 8 Elect LEE Luk Shiu Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Hudson Soft Company Limited Ticker Security ID: Meeting Date Meeting Status 4822 CINS J2285R102 03/08/2011 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For Against Against 2 Amendments to Articles Mgmt For For For 3 Elect Kazuhiko Uehara Mgmt For For For
Hyundai Development Co. - Engineering & Construction Ticker Security ID: Meeting Date Meeting Status 12630 CINS Y38397108 03/25/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Election of Directors (Slate) Mgmt For For For 3 Directors' Fees Mgmt For For For
Imperial Tobacco Group plc Ticker Security ID: Meeting Date Meeting Status IMT CINS G4721W102 02/02/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Alison Cooper Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Michael Herlihy Mgmt For For For 8 Elect Pierre Jungels Mgmt For For For 9 Elect Susan Murray Mgmt For For For 10 Elect Iain Napier Mgmt For For For 11 Elect Berge Setrakian Mgmt For Against Against 12 Elect Mark Williamson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Extension of French Sharesave Plan Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For
Indian Overseas Bank Ticker Security ID: Meeting Date Meeting Status IOB CINS Y39282119 03/22/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (Preferential Allotment to Promoters) 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
Indofood Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status 5JS CINS Y3974E108 04/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect TJHIE Tje Fie Mgmt For Against Against 4 Elect Moleonoto Tjang Mgmt For For For 5 Elect Gunadi Mgmt For For For 6 Elect Edward LEE Kwong Foo Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Related Party Transactions Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A
Indofood Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status 5JS CINS Y3974E108 04/28/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Possible Material Mgmt For For For Dilution 2 Amalgamation of Wholly-Owned Mgmt For For For Subsidiary 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
Industria de Diseno Textil SA - Inditex Ticker Security ID: Meeting Date Meeting Status ITX CINS E6282J109 07/13/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports; Mgmt For For For Ratification of Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Amancio Ortega Gaona Mgmt For For For 6 Elect Pablo Isla A?lvarez de Tejera Mgmt For For For 7 Elect Juan Manuel Urgoiti y Mgmt For For For Lopez-Ocana 8 Elect Nils Smedegaard Andersen Mgmt For For For 9 Elect Emilio Saracho Rodriguez de Mgmt For For For Torres 10 Amendments to Articles Mgmt For For For 11 Amendments to General Meeting Mgmt For For For Regulations 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Industrial & Commercial Bank Of China Ticker Security ID: Meeting Date Meeting Status 1398 CINS ADPV10686 09/21/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Types and Nominal Value of Mgmt For For For Securities to be Issued 3 Proportion and Number of Shares to Mgmt For For For be Issued 4 Subscription Price and the Basis for Mgmt For For For Price Determination 5 Target Subscribers for the Rights Mgmt For For For Issue 6 Amount and Use of Proceeds Mgmt For For For 7 Effective Period of the Resolutions Mgmt For For For 8 Authorization for the Rights Issue Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
Industrial & Commercial Bank Of China Ticker Security ID: Meeting Date Meeting Status 1398 CINS ADPV10686 09/21/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Types and Nominal Value of Mgmt For For For Securities to be Issued 4 Proportion and Number of Shares to Mgmt For For For be Issued 5 Subscription Price and the Basis for Mgmt For For For Price Determination 6 Target Subscribers for the Rights Mgmt For For For Issue 7 Amount and Use of Proceeds Mgmt For For For 8 Effective Period of the Resolutions Mgmt For For For 9 Authorization for the Rights Issue Mgmt For For For 10 Distribution of Undistributed Profits Mgmt For For For 11 Feasibility Analysis Report on Use Mgmt For For For of Proceeds 12 Utilization Report on Use of Mgmt For For For Proceeds from Previous Issuance 13 Directors' and Supervisors' Fees Mgmt For For For 14 Elect XU Shanda Mgmt For For For 15 Elect LI Xiaopeng Mgmt For For For 16 Utilization Report on Use of Mgmt For For For Proceeds from Previous Issuance
ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CINS N4578E413 05/09/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Executive Board Remuneration Policy Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendment to Articles A Mgmt For For For 12 Amendment to Articles B Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Ratification of Executive Board Acts Mgmt For For For 15 Ratification of Supervisory Board Mgmt For For For Acts 16 Elect Koos Timmermans Mgmt For For For 17 Elect Peter Elverding Mgmt For For For 18 Elect Henk Breukink Mgmt For For For 19 Elect Sjoerd van Keulen Mgmt For For For 20 Elect Joost Kuiper Mgmt For For For 21 Elect Luc Vandewalle Mgmt For For For 22 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights in Connection with a Merger 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Repurchase Shares in Mgmt For For For Connection with a Merger 26 Non-Voting Agenda Item N/A N/A N/A N/A
Ingenico Ticker Security ID: Meeting Date Meeting Status ING CINS F51723116 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts; Approval of Non Tax-Deductible Expenses 5 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 6 Consolidated Accounts and Reports Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Celeste Thomasson Mgmt For Against Against 10 Elect Alex Fain Mgmt For Against Against 11 Elect Jean-Pierre Cojan Mgmt For Against Against 12 Elect Jean-Jacques Poutrel Mgmt For Against Against 13 Elect Guillaume Cerutti Mgmt For Against Against 14 Resignation of Jacques Stern Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Authority to Use Capital Authorities Mgmt For Against Against as a Takeover Defense 18 Authority to Issue Warrants as Mgmt For Against Against Takeover Defense 19 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 20 Authority to Issue Capital Under Mgmt For For For Foreign Employee Savings Plan 21 Amendments to Articles Mgmt For For For 22 Amendment Regarding Share Ownership Mgmt For For For Disclosure Requirements 23 Amend Article 9 Mgmt For Against Against 24 Amend Article 10 Mgmt For Against Against 25 Amend Article 19 Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A
INPEX Corporation (fka INPEX Holdings Inc.) Ticker Security ID: Meeting Date Meeting Status 1605 CINS J2467E101 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshitsugu Takai Mgmt For For For 4 Elect Haruhito Totsune Mgmt For For For 5 Elect Kohji Sumiya Mgmt For For For 6 Elect Hiroshi Satoh Mgmt For For For 7 Elect Masaru Funai Mgmt For For For 8 Bonus Mgmt For For For
International Mining Machinery Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1683 CINS G48858107 06/14/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Pierre TSUI Kwong Ming Mgmt For For For 6 Elect WANG Yinghui Mgmt For For For 7 Elect WANG Xuezheng Mgmt For For For 8 Elect Norman WAI Fung Man Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
Intertek Group plc Ticker Security ID: Meeting Date Meeting Status ITRK CINS G4911B108 05/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Allvey Mgmt For Against Against 5 Elect Edward Astle Mgmt For Against Against 6 Elect Alan Brown Mgmt For For For 7 Elect Wolfhart Hauser Mgmt For For For 8 Elect Christopher Knight Mgmt For Against Against 9 Elect Lloyd Pitchford Mgmt For For For 10 Elect Debra Rade Mgmt For For For 11 Elect Vanni Treves Mgmt For For For 12 Elect Michael Wareing Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authorisation of Political Donations Mgmt For For For 17 Long Term Incentive Plan Mgmt For For For 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Directors' Fees Mgmt For For For
Intesa Sanpaolo S.p.A. (fka Banca Intesa S.p.A.) Ticker Security ID: Meeting Date Meeting Status ISP CINS T55067101 05/10/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Amendments to Articles Mgmt For For For 5 Issuance of Shares w/ Preemptive Mgmt For For For Rights
Intime Department Store (Group) Company Limited Ticker Security ID: Meeting Date Meeting Status 1833 CINS G49204103 06/07/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect SHI Chungui Mgmt For For For 6 Elect LEE Ka Kit Mgmt For For For 7 Elect XIN Xiangdong Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
Isuzu Motors Ltd Ticker Security ID: Meeting Date Meeting Status 7202 CINS J24994105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masanori Katayama Mgmt For For For 4 Elect Ryoh Sakata Mgmt For For For 5 Elect Chikao Mitsuzaki Mgmt For For For 6 Elect Katsumasa Nagai Mgmt For For For 7 Elect Haruki Mizutani Mgmt For For For 8 Elect Yoshio Kinouchi Mgmt For For For
Italcementi S.p.A. Ticker Security ID: Meeting Date Meeting Status IT CINS T5976T104 04/19/2011 Voted Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Remuneration Policy Mgmt For Against Against 4 Authority to Repurchase and Reissue Mgmt For For For Shares 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Election of Director; Board Size Mgmt For Against Against 7 Directors' Fees Mgmt For Against Against 8 Cancellation of Stock Option Plans Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights for Equity Compensation Plans
Itausa - Investimentos Itau S.A. Ticker Security ID: Meeting Date Meeting Status ITSA3 CINS P58711105 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Election of Directors Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A
Japan Avions Electronics Industry Limite Ticker Security ID: Meeting Date Meeting Status 6807 CINS J26273102 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Yasutaka Akiyama Mgmt For For For 2 Elect Masato Shimamura Mgmt For For For 3 Elect Yoshio Shiono Mgmt For For For 4 Elect Natsuki Kawabe Mgmt For For For 5 Elect Takashi Tamaki Mgmt For For For 6 Elect Kazuo Takeda Mgmt For For For 7 Elect Mamoru Okamoto Mgmt For For For 8 Elect Akira Shimazaki Mgmt For For For 9 Elect Yasutoshi Ogino Mgmt For For For 10 Elect Tsutomu Onohara Mgmt For For For 11 Elect Takaji Imai Mgmt For For For 12 Elect Hajime Saitoh Mgmt For For For 13 Elect Seiji Murano Mgmt For For For 14 Bonus Mgmt For For For
Japan Digital Laboratory Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 6935 CINS J26294108 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Summary Mgmt For For For 2 Elect Kazuo Maezawa Mgmt For For For 3 Elect Tomoaki Hyohdoh Mgmt For For For 4 Elect Kazuo Maezawa Mgmt For For For 5 Elect Kazuo Tsuchimoto Mgmt For For For 6 Elect Kazuo Tsuchimoto Mgmt For For For 7 Elect Masato Hiroi Mgmt For For For 8 Elect Takao Asai Mgmt For For For 9 Elect Mamoru Saitoh Mgmt For For For 10 Elect Hiroshi Kataoka Mgmt For For For 11 Election of Alternate Statutory Mgmt For For For Auditor(s)
Japan Petroleum Exploration Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 1662 CINS J2740Q103 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yuji Tanahashi Mgmt For For For 3 Elect Osamu Watanabe Mgmt For For For 4 Elect Katsuo Suzuki Mgmt For For For 5 Elect Hiroshi Satoh Mgmt For For For 6 Elect Shohichi Ishii Mgmt For For For 7 Elect Toshio Ibi Mgmt For For For 8 Elect Mitsuru Saitoh Mgmt For For For 9 Elect Junichi Matsumoto Mgmt For For For 10 Elect Nobuyuki Ogura Mgmt For For For 11 Elect Nobuaki Moritani Mgmt For For For 12 Elect Hitoshi Yamatoya Mgmt For For For 13 Elect Kazuo Nakayama Mgmt For For For 14 Elect Kiyoshi Ogino Mgmt For For For 15 Elect Kazuo Kawakami Mgmt For For For 16 Election of Masahiko Kadotani Mgmt For For For 17 Retirement Allowances for Director(s) Mgmt For For For 18 Bonus Mgmt For Against Against 19 Renewal of Takeover Defense Plan Mgmt For Against Against
Jeronimo Martins SGPS S/A Ticker Security ID: Meeting Date Meeting Status JMT CINS X40338109 12/15/2010 Voted Meeting Type Country of Trade Special Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Interim Accounts Mgmt For For For 2 Special Dividend Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
Jeronimo Martins SGPS SA Ticker Security ID: Meeting Date Meeting Status JMT CINS X40338109 03/30/2011 Voted Meeting Type Country of Trade Annual Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Remuneration Report Mgmt For Against Against 7 Board Size Mgmt For For For 8 Election of Audit Committee Members Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Pension Plan Mgmt For For For 11 Remuneration Committee Fees Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Jiangsu Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status 177 CINS Y4443L103 07/16/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect YANG Gen Lin Mgmt For For For
JS Group Corporation Ticker Security ID: Meeting Date Meeting Status 5938 CINS J2855M103 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Yohichiroh Ushioda Mgmt For For For 4 Elect Takashi Tsutsui Mgmt For For For 5 Elect Yoshizumi Kanamori Mgmt For For For 6 Elect Keiichiroh Ina Mgmt For For For 7 Elect Masahiro Takasaki Mgmt For For For 8 Elect Tetsuo Shimura Mgmt For For For 9 Elect Fumio Sudo Mgmt For For For 10 Elect Hidehiko Satoh Mgmt For For For 11 Elect Tsutomu Kawaguchi Mgmt For For For 12 Elect Yoshiaki Fujimori Mgmt For For For
Julius Baer Group Ltd. Ticker Security ID: Meeting Date Meeting Status BAER CINS H4414N103 04/07/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Transfer of Reserves Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Allocation of Reserves for Share Mgmt For TNA N/A Repurchase Program 8 Ratification of Board and Management Mgmt For TNA N/A Acts 9 Elect Peter Kupfer Mgmt For TNA N/A 10 Elect Charles Stonehill Mgmt For TNA N/A 11 Elect Heinrich Baumann Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A
K + S AG Ticker Security ID: Meeting Date Meeting Status SDF CINS D48164103 05/11/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Dematerialization of Bearer Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For
K's Holdings Corporation (fka Gigas K'S Denki) Ticker Security ID: Meeting Date Meeting Status 8282 CINS J36615102 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shuhichi Katoh Mgmt For For For 3 Elect Motonobu Inoue Mgmt For For For 4 Elect Kenji Satoh Mgmt For For For 5 Elect Susumu Hoteida Mgmt For For For 6 Elect Hiroyuki Endoh Mgmt For For For 7 Elect Tadashi Hiramoto Mgmt For For For 8 Elect Yasushi Yamada Mgmt For For For 9 Elect Yuhji Okano Mgmt For For For 10 Elect Masahiro Hayashi Mgmt For For For 11 Elect Yohichi Sakashita Mgmt For For For 12 Elect Naoto Ohsaka Mgmt For For For 13 Elect Shinichi Kawasumi Mgmt For For For 14 Elect Keisuke Inoue Mgmt For For For 15 Elect Kohichiroh Kusaka Mgmt For For For 16 Elect Norihiro Nagao Mgmt For For For 17 Elect Yoshiyuki Endoh Mgmt For For For 18 Elect Kazuyoshi Suzuki Mgmt For For For 19 Elect Hiroshi Nomura Mgmt For For For 20 Elect Junshiroh Hashimoto Mgmt For For For 21 Elect Jiroh Ishikawa Mgmt For For For 22 Elect Yoshiaki Tayama Mgmt For For For 23 Retirement Allowances for Director(s) Mgmt For For For 24 Stock Option Plan for Directors Mgmt For For For 25 Stock Option Plan for Employees of Mgmt For For For the Company and Directors and Employees of its subsidiaries
Kakaku.com Inc Ticker Security ID: Meeting Date Meeting Status 2371 CINS J29258100 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kaoru Hayashi Mgmt For For For 5 Elect Minoru Tanaka Mgmt For For For 6 Elect Shohnosuke Hata Mgmt For For For 7 Elect Yohsuke Uchida Mgmt For For For 8 Elect Taizoh Ieuji Mgmt For For For 9 Elect Kenji Fujiwara Mgmt For For For 10 Elect Hajime Uemura Mgmt For For For 11 Elect Shingo Yuki Mgmt For For For 12 Elect Ohki Matsumoto Mgmt For For For 13 Elect Muneaki Masuda Mgmt For For For 14 Elect Hiroshi Maeno Mgmt For For For
Kangwon Land, Inc. Ticker Security ID: Meeting Date Meeting Status 35250 CINS Y4581L105 03/25/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Non-Independent Mgmt For For For Directors (Slate) 4 Election of Independent Directors Mgmt For For For (Slate) 5 Election of Audit Committee Members Mgmt For For For (Slate) 6 Directors' Fees Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A
Karnataka Bank Limited Ticker Security ID: Meeting Date Meeting Status KARNATBNK CINS Y4590V128 07/31/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sripthi Hedge Mgmt For For For 4 Elect Ravinda Bhat Mgmt For For For 5 Elect Sitarama Mandavilli Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Appointment of Branch Auditor and Mgmt For For For Authority to Set Fees 9 Amendments to Articles Mgmt For For For
Karnataka Bank Limited Ticker Security ID: Meeting Date Meeting Status KARNATBNK CINS Y4590V128 09/09/2010 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A
Karoon Gas Australia Limited Ticker Security ID: Meeting Date Meeting Status KAR CINS Q5210P101 11/18/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Mark Smith Mgmt For For For 5 Elect Clark Davey Mgmt For For For 6 Equity Grant (NED Clark Davey) Mgmt For For For 7 Equity Grant (CFO Scott Hosking) Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Ratify Placement of Securities Mgmt For For For 10 Amend Terms of the 2006 Employee Mgmt For For For Share Option Plan 11 Non-Voting Agenda Item N/A N/A N/A N/A
Kawasaki Kisen Kaisha Ltd Ticker Security ID: Meeting Date Meeting Status 9107 CINS J31588114 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroyuki Maekawa Mgmt For For For 4 Elect Jiroh Asakura Mgmt For For For 5 Elect Takashi Saeki Mgmt For For For 6 Elect Eizoh Murakami Mgmt For For For 7 Elect Keisuke Yoshida Mgmt For For For 8 Elect Takashi Torizumi Mgmt For For For 9 Elect Masami Sasaki Mgmt For For For 10 Elect Toshiyuki Suzuki Mgmt For For For 11 Elect Kenjiroh Takenaga Mgmt For For For 12 Elect Takashi Yamaguchi Mgmt For For For 13 Elect Yukio Toriyama Mgmt For For For 14 Elect Takashi Kobayashi Mgmt For For For 15 Elect Mitoji Yabunaka Mgmt For For For 16 Bonus Mgmt For For For
KB Financial Group Inc. (fka Kookmin Bank) Ticker Security ID: Meeting Date Meeting Status 105560 CINS Y46007103 03/25/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Election of Directors (Slate) Mgmt For For For 3 Election of Audit Committee Members Mgmt For For For (Slate) 4 Directors' Fees Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
Kesa Electricals PLC Ticker Security ID: Meeting Date Meeting Status KESA CINS G5244H100 09/16/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Directors' Remuneration Report Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Dominic Platt Mgmt For For For 7 Elect Michel Brossard Mgmt For For For 8 Elect Michel Leonard Mgmt For For For 9 Elect Andrew Robb Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authorisation of Political Donations Mgmt For For For 13 Amendment to Par Value Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Long-Term Incentive Plan Mgmt For For For 16 Authority to Reduce Issued Share Mgmt For For For Capital 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Kingboard Chemical Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status 148 CINS G52562140 05/03/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect CHEUNG Kwok Wing Mgmt For For For 5 Elect CHEN Maosheng Mgmt For For For 6 Elect Christopher CHENG Wai Chee Mgmt For For For 7 Elect TSE Kam Hung Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Repurchased Shares Mgmt For For For
Kingboard Chemical Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status 148 CINS G52562140 05/16/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Agreements and Annual Caps Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Kingfisher plc Ticker Security ID: Meeting Date Meeting Status KGF CINS G5256E441 06/16/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Pascal Cagni Mgmt For For For 5 Elect Clare Chapman Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Andrew Bonfield Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Anders Dahlvig Mgmt For For For 10 Elect Janis Kong Mgmt For For For 11 Elect John Nelson Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Amendment to Performance Share Plan Mgmt For For For
Kingspan Group Plc Ticker Security ID: Meeting Date Meeting Status KSP CINS G52654103 05/12/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Eugene Murtagh Mgmt For For For 5 Elect Gene Murtagh Mgmt For For For 6 Elect Geoff Doherty Mgmt For For For 7 Elect Peter Wilson Mgmt For For For 8 Elect Russell Shiels Mgmt For For For 9 Elect Noel Crowe Mgmt For For For 10 Elect Tony McArdle Mgmt For For For 11 Elect David Byrne Mgmt For For For 12 Elect Brian Hill Mgmt For For For 13 Elect Helen Kirkpatrick Mgmt For For For 14 Elect Danny Kitchen Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Reissue of Treasury Mgmt For For For Shares 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 09/15/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Stock and Warrant Issuance for Mgmt For For For Acquisition
Kirin Holdings Company Limited (fka Kirin Brewery Company, Ltd) Ticker Security ID: Meeting Date Meeting Status 2503 CINS 497350108 03/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuyasu Katoh Mgmt For For For 4 Elect Senji Miyake Mgmt For For For 5 Elect Yoshiharu Furumoto Mgmt For For For 6 Elect Yoshinori Isozaki Mgmt For For For 7 Elect Hirotake Kobayashi Mgmt For For For 8 Elect Hajime Nakajima Mgmt For For For 9 Elect Hiroshi Ogawa Mgmt For For For 10 Elect Shigemitsu Miki Mgmt For For For 11 Elect Toshio Arima Mgmt For For For 12 Elect Kazuyoshi Suzushoh Mgmt For For For 13 Elect Naoki Hyakutake Mgmt For For For 14 Elect Nobuyuki Ohneda Mgmt For For For 15 Bonus Mgmt For For For
Komatsu Limited Ticker Security ID: Meeting Date Meeting Status 6301 CINS J35759125 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiro Sakane Mgmt For For For 4 Elect Kunio Noji Mgmt For For For 5 Elect Yoshinori Komamura Mgmt For For For 6 Elect Tetsuji Ohhashi Mgmt For For For 7 Elect Kensuke Hotta Mgmt For For For 8 Elect Noriaki Kanoh Mgmt For For For 9 Elect Kohichi Ikeda Mgmt For For For 10 Elect Mamoru Hironaka Mgmt For For For 11 Elect Mikio Fujitsuka Mgmt For For For 12 Elect Fujitoshi Takamura Mgmt For For For 13 Elect Hiroyuki Kamano Mgmt For For For 14 Bonus Mgmt For Against Against 15 Stock Option Plan Mgmt For For For
Komori Corp. Ticker Security ID: Meeting Date Meeting Status 6349 CINS J35931112 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Yoshiharu Komori Mgmt For For For 4 Elect Satoshi Mochida Mgmt For For For 5 Elect Kazunori Saitoh Mgmt For For For 6 Elect Masaru Tsukamoto Mgmt For For For 7 Elect Makoto Kondoh Mgmt For For For 8 Elect Masamitsu Yoshikawa Mgmt For For For 9 Elect Yasumichi Satoh Mgmt For For For 10 Elect Eiroh Hamada Mgmt For For For
Kone Oyj Ticker Security ID: Meeting Date Meeting Status KNEBV CINS X4551T105 02/28/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Number of Auditors Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
Kongsberg Gruppen ASA Ticker Security ID: Meeting Date Meeting Status KOG CINS R60837102 05/09/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Meeting Notice and Agenda Mgmt For TNA N/A 4 Election of Individuals to Check Mgmt For TNA N/A Minutes 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Corporate Governance Report Mgmt For TNA N/A 7 Report of the Board of Directors Mgmt For TNA N/A 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 9 Directors' Fees Mgmt For TNA N/A 10 Nomination Committee Fees Mgmt For TNA N/A 11 Authority to Set Auditor's Fees Mgmt For TNA N/A 12 Compensation Guidelines Mgmt For TNA N/A 13 Election of Directors Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A
Koninklijke KPN N.V. Ticker Security ID: Meeting Date Meeting Status KPN CINS N4297B146 04/06/2011 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Management Board Acts Mgmt For TNA N/A 8 Ratification of Supervisory Board Mgmt For TNA N/A Acts 9 Appointment of Auditor Mgmt For TNA N/A 10 Amendment to Management Board Mgmt For TNA N/A Compensation Policy 11 Amendment to Supervisory Board Fees Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Elect J.B.M. Streppel Mgmt For TNA N/A 14 Elect M. Bischoff Mgmt For TNA N/A 15 Elect C.M. Hooymans Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Authority to Repurchase Shares Mgmt For TNA N/A 18 Authority to Reduce Share Capital Mgmt For TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A
Koninklijke Philips Electronics N.V. Ticker Security ID: Meeting Date Meeting Status PHIA CINS N6817P109 03/31/2011 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Management Board Acts Mgmt For TNA N/A 8 Ratification of Supervisory Board Mgmt For TNA N/A Acts 9 Elect Mr. F.A. van Houten Mgmt For TNA N/A 10 Elect Mr. R.H. Widrahadiraksa Mgmt For TNA N/A 11 Elect Mr. P.A.J. Nota Mgmt For TNA N/A 12 Elect Cornelis van Lede Mgmt For TNA N/A 13 Elect John Thompson Mgmt For TNA N/A 14 Elect Heino von Prondzynski Mgmt For TNA N/A 15 Elect Jackson Tai Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Authority to Issue Shares w/ Mgmt For TNA N/A Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights 19 Authority to Repurchase Shares Mgmt For TNA N/A 20 Non-Voting Agenda Item N/A N/A TNA N/A
KT Corp Ticker Security ID: Meeting Date Meeting Status 30200 CINS Y49915104 03/11/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect LEE Sang Hoon Mgmt For For For 4 Elect PYO Hyun Myung Mgmt For For For 5 Elect LEE Hyung Rak Mgmt For For For 6 Elect PARK Byung Won Mgmt For For For 7 Elect LEE Hyung Rak Mgmt For For For 8 Elect PARK Byung Won Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Amendments to Executive Officer Mgmt For For For Retirement Allowance Policy
Kuehne & Nagel International AG Ticker Security ID: Meeting Date Meeting Status KNIN CINS H4673L145 05/10/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Allocation of Dividends from Reserves Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Jurgen Fitschen Mgmt For TNA N/A 8 Elect Karl Gernandt Mgmt For TNA N/A 9 Elect Hans-Jorg Hager Mgmt For TNA N/A 10 Elect Klaus-Michael Kuehne Mgmt For TNA N/A 11 Elect Hans Lerch Mgmt For TNA N/A 12 Elect Wolfgang Peiner Mgmt For TNA N/A 13 Elect Thomas Staehelin Mgmt For TNA N/A 14 Elect Joerg Wolle Mgmt For TNA N/A 15 Elect Bernd Wrede Mgmt For TNA N/A 16 Elect Renato Fassbind Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A 18 Transaction of Other Business Mgmt For TNA N/A
L'Oreal Ticker Security ID: Meeting Date Meeting Status OR CINS F58149133 04/22/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Liliane Bettencourt Mgmt For For For 7 Elect Annette Roux Mgmt For For For 8 Elect Charles-Henri Filippi Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights; Authority to Increase Capital Through Capitalizations 12 Authority to Grant Stock Options Mgmt For For For 13 Authority to Issue Restricted Shares Mgmt For For For 14 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
Lagardere SCA Ticker Security ID: Meeting Date Meeting Status MMB CINS F5485U100 05/10/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Supervisory Board Members' Fees Mgmt For For For 8 Appointment of Auditor and Alternate Mgmt For For For Auditor 9 Elect Susan Tolson Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Debt Instruments Mgmt For For For 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 15 Authority to Increase Share Issuance Mgmt For Against Against Limit 16 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Increase Capital in Consideration for Contributions in Kind 17 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Amendment Regarding Payment of Mgmt For For For Dividend in Kind 20 Authority to Carry Out Formalities Mgmt For For For
Lancashire Holdings Limited Ticker Security ID: Meeting Date Meeting Status LRE CINS G5361W104 05/05/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Emma Duncan Mgmt For For For 6 Elect Alex Maloney Mgmt For For For 7 Elect Richard Brindle Mgmt For For For 8 Elect Robert Spass Mgmt For Against Against 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Lancashire Holdings Limited Ticker Security ID: Meeting Date Meeting Status LRE CINS G5361W104 12/22/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Regarding Mgmt For For For Treasury Shares 3 Amendments to Articles Regarding Mgmt For For For Corporate Seals 4 Amendments to Articles Regarding Mgmt For For For Registry Inspection 5 Amendments to Articles Regarding Mgmt For For For Executive Titles 6 Amendments to Articles Regarding Mgmt For For For Electronic Communications 7 Amendments to Articles Regarding Mgmt For For For Push-Up Provisions 8 Amendments to Articles Regarding Mgmt For For For Director Indemnity 9 Amendments to Articles Regarding Mgmt For For For Quorum 10 Amendment to Restricted Share Scheme Mgmt For For For
Land Securities Group plc Ticker Security ID: Meeting Date Meeting Status LAND CINS G5375M118 07/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Martin Greenslade Mgmt For For For 5 Elect Francis Salway Mgmt For For For 6 Elect Richard Akers Mgmt For For For 7 Elect Sir Stuart Rose Mgmt For Against Against 8 Elect Bo Lerenius Mgmt For For For 9 Elect Alison Carnwath Mgmt For For For 10 Elect Christopher Bland Mgmt For For For 11 Elect Kevin O'Byrne Mgmt For For For 12 Elect David Rough Mgmt For For For 13 Elect Chris Bartram Mgmt For For For 14 Elect Robert Noel Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Dayss 21 Adoption of New Articles Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For
Legrand S.A. Ticker Security ID: Meeting Date Meeting Status LGR CINS F56196185 05/26/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 9 Appointment of Alternate Auditor Mgmt For For For (Cabinet BEAS) 10 Authority to Repurchase Shares Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Elect Eliane Rouyer-Chevalier Mgmt For For For 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Grant Stock Options Mgmt For Against Against 15 Authority to Issue Restricted Shares Mgmt For Against Against 16 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 17 Amendments to Article 8 Mgmt For For For 18 Amendments Regarding Appointment of Mgmt For For For Censors 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
LG Household & Healthcare Ticker Security ID: Meeting Date Meeting Status 51900 CINS Y5275R100 03/11/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Account and Allocation of Mgmt For For For Profits/Dividends 2 Election of Directors (Slate) Mgmt For For For 3 Election of Audit Committee Mgmt For For For Members(Slate) 4 Directors' Fees Mgmt For For For
LG Uplus Corp (fka LG Telecom) Ticker Security ID: Meeting Date Meeting Status 32640 CINS Y5276R125 03/18/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Allocation of Mgmt For For For Profits/Dividends 3 Amendments to Articles Mgmt For For For 4 Directors' Fees Mgmt For For For
Li & Fung Limited Ticker Security ID: Meeting Date Meeting Status 494 CINS G5485F144 05/18/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect William FUNG Kwok Lun Mgmt For For For 6 Elect Allan WONG Chi Yun Mgmt For For For 7 Elect Benedict CHANG Yew Teck Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Stock Split Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Li & Fung Limited Ticker Security ID: Meeting Date Meeting Status 494 CINS G5485F144 09/13/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Scheme of Arrangement Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Liberty Global, Inc. Ticker Security ID: Meeting Date Meeting Status LBTYA CUSIP 530555101 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Fries Mgmt For For For 1.2 Elect Paul Gould Mgmt For For For 1.3 Elect John Malone Mgmt For For For 1.4 Elect Larry Romrell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Lihir Gold Limited Ticker Security ID: Meeting Date Meeting Status LGL CINS Y5285N149 08/23/2010 Voted Meeting Type Country of Trade Special Papua New Guinea Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Merger Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
Linde AG Ticker Security ID: Meeting Date Meeting Status LIN CINS D50348107 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Ann-Kristin Achleitner Mgmt For For For 10 Elect Arne Wittig as Alternate Mgmt For For For Supervisory Board Member 11 Elect Gunter Hugger as Alternate Mgmt For For For Supervisory Board Member
Lintec Corporation Ticker Security ID: Meeting Date Meeting Status 7966 CINS J13776109 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Akihiko Ohuchi Mgmt For For For 3 Elect Hitoshi Asai Mgmt For For For 4 Elect Shigeru Kawasaki Mgmt For For For 5 Elect Kohji Ichihashi Mgmt For For For 6 Elect Kenji Kobayashi Mgmt For For For 7 Elect Makoto Iiumi Mgmt For For For 8 Elect Kohji Koyama Mgmt For For For 9 Elect Hiroyuki Nishio Mgmt For For For 10 Elect Shinichi Satoh Mgmt For For For 11 Elect Michio Abe Mgmt For For For 12 Elect Keita Yoshikawa Mgmt For For For 13 Elect Masaru Motomura Mgmt For Against Against 14 Elect Kazumi Idogawa Mgmt For For For 15 Election of Alternate Statutory Mgmt For Against Against Auditor(s) 16 Renewal of Takeover Defense Plan Mgmt For Against Against
Localiza Rent A Car SA Ticker Security ID: Meeting Date Meeting Status RENT3 cins P6330Z111 04/25/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For For For
Localiza Rent A Car SA Ticker Security ID: Meeting Date Meeting Status RENT3 cins P6330Z111 04/25/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Stock Option Plan Mgmt For For For 4 Stock Option Plan Mgmt For For For
Logica plc Ticker Security ID: Meeting Date Meeting Status LOG CINS G55552106 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Director's Remuneration Report Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect David Tyler Mgmt For For For 7 Elect Andy Green Mgmt For For For 8 Elect Seamus Keating Mgmt For For For 9 Elect Jan Babiak Mgmt For For For 10 Elect Sergio Giacoletto Mgmt For For For 11 Elect Noel Harwerth Mgmt For Against Against 12 Elect Wolfhart Hauser Mgmt For For For 13 Elect Frederic Rose Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Meeting Note N/A N/A N/A N/A
LVMH Moet Hennessy Louis Vuitton SA Ticker Security ID: Meeting Date Meeting Status MC CINS F58485115 03/31/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Delphine Arnault Mgmt For For For 9 Elect Nicolas Bazire Mgmt For For For 10 Elect Antonio Belloni Mgmt For For For 11 Elect Charles de Croisset Mgmt For For For 12 Elect Diego Della Valle Mgmt For For For 13 Elect Pierre Gode Mgmt For For For 14 Elect Gilles Hennessy Mgmt For For For 15 Elect Marie-Josee Kravis Mgmt For For For 16 Elect Patrick Houel as Censor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Increase Capital Mgmt For For For Through Capitalization 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 22 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Set Offering Price of Mgmt For Against Against Shares 24 Authority to Increase Share Issuance Mgmt For Against Against Limit 25 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 26 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 27 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 28 Global Ceiling on Increases in Mgmt For For For Capital 29 Authority to Issue Restricted Shares Mgmt For Against Against 30 Non-Voting Meeting Note N/A N/A N/A N/A
Magna International Inc. Ticker Security ID: Meeting Date Meeting Status MG CUSIP 559222401 05/04/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Stronach Mgmt For For For 1.2 Elect J. Trevor Eyton Mgmt For For For 1.3 Elect Michael Harris Mgmt For For For 1.4 Elect Barbara Judge Mgmt For For For 1.5 Elect Louis Lataif Mgmt For For For 1.6 Elect Kurt Lauk Mgmt For For For 1.7 Elect Donald Resnick Mgmt For For For 1.8 Elect Donald Walker Mgmt For For For 1.9 Elect Lawrence Worrall Mgmt For For For 1.10 Elect William Young Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Magna International Inc. Ticker Security ID: Meeting Date Meeting Status MG CUSIP 559222401 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Stronach Mgmt For For For 1.2 Elect J. Trevor Eyton Mgmt For For For 1.3 Elect Michael Harris Mgmt For For For 1.4 Elect Barbara Judge Mgmt For For For 1.5 Elect Louis Lataif Mgmt For For For 1.6 Elect Kurt Lauk Mgmt For For For 1.7 Elect Donald Resnick Mgmt For For For 1.8 Elect Donald Walker Mgmt For For For 1.9 Elect Lawrence Worrall Mgmt For For For 1.10 Elect William Young Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Magna International Inc. Ticker Security ID: Meeting Date Meeting Status MG CUSIP 559222401 07/23/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elimination of Dual Class Share Mgmt For For For Structure Pursuant to Plan of Arrangement
Magna International Inc. Ticker Security ID: Meeting Date Meeting Status MG CUSIP 559222401 07/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elimination of Dual Class Share Mgmt N/A For N/A Structure Pursuant to Plan of Arrangement
Maoye International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 848 CINS G5804G104 04/21/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect HUANG Mao Ru Mgmt For For For 5 Elect Wang Bin Mgmt For For For 6 Elect Charles CHOW Chan Lum Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Marisa Lojas S.A. Ticker Security ID: Meeting Date Meeting Status MARI3 CINS P6462B106 04/19/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For For For
Mazda Motor Corp Ticker Security ID: Meeting Date Meeting Status 7261 CINS J41551102 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Transfer of Reserves Mgmt For For For 3 Elect Yuji Harada Mgmt For For For 4 Elect Hirotaka Kanazawa Mgmt For For For 5 Elect Yuji Nakamine Mgmt For For For 6 Elect Ichiroh Sakai Mgmt For For For 7 Elect Taizoh Muta Mgmt For For For 8 Elect Isao Akaoka Mgmt For For For 9 Elect Takao Hotta Mgmt For For For
MCOT PLC Ticker Security ID: Meeting Date Meeting Status MCOT CINS Y5904Q119 04/22/2011 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Chairman's Report Mgmt For For For 2 Approve Meeting Minutes Mgmt For For For 3 Report on Results of Operations Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Danucha Yindeepit Mgmt For For For 7 Elect Arttachai Burakamkovit Mgmt For For For 8 Elect Sutat Kongtoranin Mgmt For For For 9 Elect Teerapat Sanguankotchakorn Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Transaction of Other Business Mgmt For Against Against 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
Mediceo Paltac Holdings Co., Ltd. (fka Mediceo Holdings Company Ltd.) Ticker Security ID: Meeting Date Meeting Status 7459 CINS J4189T101 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital Reserve Mgmt For For For 3 Elect Sadatake Kumakura Mgmt For For For 4 Elect Shuichi Watanabe Mgmt For For For 5 Elect Bunichi Murayama Mgmt For For For 6 Elect Toshihide Yoda Mgmt For For For 7 Elect Takahiro Chohfuku Mgmt For For For 8 Elect Takuroh Hasegawa Mgmt For For For 9 Elect Kazushi Takao Mgmt For For For 10 Elect Kunio Mikita Mgmt For For For 11 Elect Eiko Koizumi Mgmt For For For 12 Elect Michiko Kawanobe Mgmt For For For 13 Elect Akira Kise Mgmt For For For 14 Elect Kazuo Misaki Mgmt For For For 15 Elect Ikuo Takahashi Mgmt For Against Against 16 Elect Sachio Itasawa Mgmt For For For
Meitec Corporation Ticker Security ID: Meeting Date Meeting Status 9744 CINS J42067108 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohsuke Nishimoto Mgmt For For For 4 Elect Hideyo Kokubun Mgmt For For For 5 Elect Hiroshi Yoneda Mgmt For For For 6 Elect Kiyomasa Nakajima Mgmt For For For 7 Elect Masato Uemura Mgmt For For For 8 Elect Hidenori Nagasaka Mgmt For For For 9 Elect Minao Shimizu Mgmt For For For 10 Elect Hiroyuki Kishi Mgmt For For For 11 Elect Masatoshi Saitoh Mgmt For For For 12 Election of Alternate Statutory Mgmt For For For Auditor
Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Execuitve Mgmt For For For Compensation
Metropolitan Bank & Trust Company Ticker Security ID: Meeting Date Meeting Status MBT CINS Y6028G136 04/15/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Call to order Mgmt For For For 3 Approve Notice and Quorum Mgmt For For For 4 Approve Minutes Mgmt For For For 5 President's Report Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Elect George S.K. Ty Mgmt For For For 8 Elect Antonio S. Abacan, Jr. Mgmt For For For 9 Elect Francisco C. Sebastian Mgmt For For For 10 Elect Arthur Ty Mgmt For For For 11 Elect Edmund A. Go Mgmt For For For 12 Elect Amelia B. Cabal Mgmt For For For 13 Elect Renato C. Valencia Mgmt For For For 14 Elect Valentin A. Araneta Mgmt For For For 15 Elect Jesli A. Lapus Mgmt For For For 16 Elect Vicente B. Valdepenas, Jr. Mgmt For For For 17 Elect Robin A. King Mgmt For For For 18 Elect Remedios L. Macalincag Mgmt For For For 19 Transaction of Other Business Mgmt For Against Against 20 Adjournment Mgmt For For For
Metso Oyj Ticker Security ID: Meeting Date Meeting Status MEO1V CINS X53579102 03/30/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 18 Nomination Committee Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A
Mexichem SAB de CV Ticker Security ID: Meeting Date Meeting Status MEXCHEM CINS P57908132 04/29/2011 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Report of the Audit and Corporate Mgmt For For For Governance Committees 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors; Election of Mgmt For Against Against Board Committee Members 5 Directors' Fees; Board Committee Mgmt For Against Against Member Fees 6 Authority to Repurchase Shares Mgmt For Against Against 7 Report on the Company's Share Mgmt For For For Repurchase Program 8 Amendments to Articles Mgmt For Against Against 9 Election of Meeting Delegates Mgmt For For For
Michelin SCA Ticker Security ID: Meeting Date Meeting Status ML CINS F61824144 05/13/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Amendments to Election Procedure for Mgmt For For For Managing Partners 9 Amendments to Shareholding Mgmt For For For Requirements for Managing General Partners 10 Amendments to Procedure for Mgmt For For For Terminating General Partners' Functions 11 Amendments to Managing Partners' Mgmt For For For Duties 12 Amendments to Supervisory Board Mgmt For For For Duties 13 Election of Managing General Partner Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendments to Articles Regarding Mgmt For For For Electronic Voting 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Authority to Issue Restricted Shares Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For
Micronas Semiconductor Holding AG Ticker Security ID: Meeting Date Meeting Status MASN CINS H5439Q120 03/22/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A
Minth Group Limited Ticker Security ID: Meeting Date Meeting Status 425 CINS G6145U109 05/18/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHAO Feng Mgmt For For For 6 Elect Mikio NATSUME Mgmt For For For 7 Elect Yu ZHENG Mgmt For For For 8 Elect KAWAGUCHI Kiyoshi Mgmt For For For 9 Elect HE Dong Han Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
Mitsubishi Corporation Ticker Security ID: Meeting Date Meeting Status 8058 CINS J43830116 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kunio Itoh Mgmt For For For 4 Elect Ken Kobayashi Mgmt For For For 5 Elect Ryohichi Ueda Mgmt For For For 6 Elect Masahide Yano Mgmt For For For 7 Elect Hideyuki Nabeshima Mgmt For For For 8 Elect Hideto Nakahara Mgmt For For For 9 Elect Kiyoshi Fujimura Mgmt For For For 10 Elect Yasuo Nagai Mgmt For For For 11 Elect Tamotsu Nomakuchi Mgmt For For For 12 Elect Kunio Itoh Mgmt For For For 13 Elect Kazuo Tsukuda Mgmt For Against Against 14 Elect Ryohzoh Katoh Mgmt For For For 15 Elect Hidehiro Konno Mgmt For For For 16 Elect Osamu Noma Mgmt For For For 17 Bonus Mgmt For For For
Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CINS J44497105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takamune Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Tatsuo Tanaka Mgmt For For For 7 Elect Nobuyuki Hirano Mgmt For For For 8 Elect Taihei Yuki Mgmt For For For 9 Elect Ichiroh Hamakawa Mgmt For For For 10 Elect Masao Hasegawa Mgmt For For For 11 Elect Toshiroh Toyoizumi Mgmt For For For 12 Elect Shunsuke Teraoka Mgmt For For For 13 Elect Tatsuo Wakabayashi Mgmt For For For 14 Elect Takashi Oyamada Mgmt For For For 15 Elect Hiroyuki Noguchi Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For 19 Elect Takehiko Nemoto Mgmt For For For
Mitsui & Co Limited Ticker Security ID: Meeting Date Meeting Status 8031 CINS J44690139 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shouei Utsuda Mgmt For For For 4 Elect Masami Iijima Mgmt For For For 5 Elect Seiichi Tanaka Mgmt For For For 6 Elect Takao Ohmae Mgmt For For For 7 Elect Masayoshi Komai Mgmt For For For 8 Elect Fuminobu Kawashima Mgmt For For For 9 Elect Daisuke Saiga Mgmt For For For 10 Elect Johji Okada Mgmt For For For 11 Elect Masayuki Kinoshita Mgmt For For For 12 Elect Nobuko Matsubara Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For 14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Toshirho Mutoh Mgmt For For For 16 Elect Satoru Miura Mgmt For For For 17 Elect Motonori Murakami Mgmt For For For
Mitsui Fudosan Co Ltd Ticker Security ID: Meeting Date Meeting Status 8801 CINS J4509L101 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiromichi Iwasa Mgmt For For For 4 Elect Mitsuhiro Matsumoto Mgmt For For For 5 Elect Masanobu Komoda Mgmt For For For 6 Elect Yoshiaki Iinuma Mgmt For For For 7 Elect Hitoshi Saitoh Mgmt For For For 8 Elect Toshihide Ichikawa Mgmt For For For 9 Elect Yoshikazu Kitahara Mgmt For For For 10 Elect Hiroshi Asai Mgmt For For For 11 Elect Kenji Iino Mgmt For For For 12 Elect Yoshiharu Hayakawa Mgmt For For For 13 Elect Mitsudo Urano Mgmt For For For 14 Elect Eiji Hosoya Mgmt For For For 15 Elect Masayuki Matsushima Mgmt For For For 16 Elect Seizoh Kuramoto Mgmt For For For 17 Elect Akishige Okada Mgmt For For For 18 Elect Keiu Nishida Mgmt For For For 19 Bonus Mgmt For For For
Mitsui O.S.K Lines Limited Ticker Security ID: Meeting Date Meeting Status 9104 CINS J45013109 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akimitsu Ashida Mgmt For For For 4 Elect Masakazu Yakushiji Mgmt For For For 5 Elect Kohichi Mutoh Mgmt For For For 6 Elect Masafumi Yasuoka Mgmt For For For 7 Elect Toshitaka Shishido Mgmt For For For 8 Elect Tsuneo Watanabe Mgmt For For For 9 Elect Shugo Aoto Mgmt For For For 10 Elect Takeshi Komura Mgmt For For For 11 Elect Sadayuki Sakakibara Mgmt For For For 12 Elect Masayuki Matsushima Mgmt For For For 13 Elect Masaaki Tsuda Mgmt For For For 14 Elect Hiroyuki Itami Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor(s) 16 Stock Option Plan Mgmt For For For
Mori Seiki Company Ticker Security ID: Meeting Date Meeting Status 6141 CINS J46496121 06/14/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Masahiko Mori Mgmt For For For 4 Elect Tatsuo Kondoh Mgmt For For For 5 Elect Kazuyuki Hiramoto Mgmt For For For 6 Elect Hiroaki Tamai Mgmt For For For 7 Elect Naoshi Takayama Mgmt For For For 8 Elect Hisao Satoh Mgmt For For For 9 Elect Morikuni Uchigasaki Mgmt For For For 10 Elect Michiyoshi Kuriyama Mgmt For For For
Mothercare PLC Ticker Security ID: Meeting Date Meeting Status MTC CINS G6291S106 07/15/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Ben Gordon Mgmt For For For 5 Elect David Williams Mgmt For For For 6 Elect Bernard Cragg Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Adoption of New Articles Mgmt For For For
MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 07/15/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Cyril Ramaphosa Mgmt For For For 3 Elect Doug Band Mgmt For For For 4 Elect Alan van Biljon Mgmt For For For 5 Elect Marion Lesego Marole Mgmt For For For 6 Elect N. Peter Mageza Mgmt For For For 7 Elect Alan Harper Mgmt For For For 8 Elect Nazir Patel Mgmt For For For 9 Increase NEDs' Fees Mgmt For For For 10 General Authority to Issue Shares Mgmt For For For 11 Elect Audit Committee Members Mgmt For For For 12 Approve Share Appreciation Rights Mgmt For For For Scheme and Performance Share Plan 13 Approve restraint of trade Mgmt For For For agreements with CEO Phuthuma Nhleko 14 Appointment of Joint Auditors Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authorisation of Legal Formalities Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 08/20/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve BEE Transaction Mgmt For For For 2 Specific Authority to Repurchase Mgmt For For For Shares 3 Sanctioning Financial Assistance for Mgmt For For For BEE Transaction 4 Specific Issue of Shares to BIC for Mgmt For For For Cash 5 Additional Specific Issue of Shares Mgmt For For For to BIC for Cash 6 Authorisation of Legal Formalities Mgmt For For For 7 Specific Issue of Shares to ESOP Mgmt For For For 8 Sanctioning of Financial Assistance Mgmt For For For for ESOP 9 Non-Voting Meeting Note N/A N/A N/A N/A
MTU Aero Engines Holding AG Ticker Security ID: Meeting Date Meeting Status MTX CINS D5565H104 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital II Mgmt For For For 10 Increase in Authorized Capital III Mgmt For For For
Murata Manufacturing Co Limited Ticker Security ID: Meeting Date Meeting Status 6981 CINS J46840104 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tsuneo Murata Mgmt For For For 4 Elect Hideharu Ieki Mgmt For For For 5 Elect Kohji Makino Mgmt For For For 6 Elect Yasuroh Tanahashi Mgmt For For For 7 Elect Yukio Yoshino Mgmt For For For
N Brown Group plc Ticker Security ID: Meeting Date Meeting Status BWNG CINS G64036125 07/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Dean Moore Mgmt For For For 5 Elect John McGuire Mgmt For For For 6 Elect Lord Alliance Mgmt For For For 7 Elect Nigel Alliance Mgmt For For For 8 Elect Ivan Fallon Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Adoption of New Articles Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Executive Share Option Schemes Mgmt For For For 15 SAYE Scheme Mgmt For For For 16 Deferred Annual Bonus Scheme Mgmt For For For
Nabtesco Corp. Ticker Security ID: Meeting Date Meeting Status 6268 CINS J4707Q100 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kazuyuki Matsumoto Mgmt For For For 5 Elect Kazuo Kotani Mgmt For For For 6 Elect Shigeki Tsubouchi Mgmt For For For 7 Elect Yohsuke Mishiro Mgmt For For For 8 Elect Yujiroh Imamura Mgmt For For For 9 Elect Masao Imamura Mgmt For For For 10 Elect Hiroyuki Aoi Mgmt For For For 11 Elect Tsutomu Sakamoto Mgmt For For For 12 Elect Nobutaka Nagata Mgmt For For For 13 Elect Kazuhide Naraki Mgmt For For For 14 Elect Nobuhiko Takahashi Mgmt For For For 15 Elect Masahiko Yamada Mgmt For For For
Net One Systems Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 7518 CINS J48894109 06/16/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Osamu Sawada Mgmt For For For 3 Elect Takayuki Yoshino Mgmt For For For 4 Elect Shingo Saitoh Mgmt For For For 5 Elect Tohru Arai Mgmt For For For 6 Elect Norihisa Katayama Mgmt For For For 7 Elect Tsuyoshi Suzuki Mgmt For For For 8 Elect Shunichi Suemitsu Mgmt For For For 9 Elect Hiroshi Ohtsuka Mgmt For For For 10 Elect Yoshiharu Horiuchi Mgmt For For For 11 Elect Kunio Kawakami Mgmt For For For 12 Elect Tadashi Arima Mgmt For For For 13 Bonus Mgmt For For For
NetEase.com, Inc. Ticker Security ID: Meeting Date Meeting Status NTES CUSIP 64110W102 09/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ding Mgmt For For For 2 Elect Alice Cheng Mgmt For For For 3 Elect Denny Lee Mgmt For For For 4 Elect Joseph Tong Mgmt For For For 5 Elect Lun Feng Mgmt For For For 6 Elect Michael Leung Mgmt For For For 7 Elect Michael Tong Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Newcrest Mining Limited Ticker Security ID: Meeting Date Meeting Status NCM CINS Q6651B114 10/28/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt Abstain For Against 3 Re-elect Richard Lee Mgmt For For For 4 Re-elect John Spark Mgmt For For For 5 Re-elect Timothy Poole Mgmt For For For 6 Re-elect Gregory Robinson Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A
Next Company Limited Ticker Security ID: Meeting Date Meeting Status 2120 CINS J4914W106 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Nominee 1 Mgmt For For For 5 Elect Nominee 2 Mgmt For For For 6 Elect Nominee 3 Mgmt For For For 7 Elect Nominee 4 Mgmt For For For 8 Elect Nominee 5 Mgmt For For For 9 Election of Statutory Auditor(s) Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s)
Nine Dragons Paper (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 2689 CINS G65318100 06/27/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Longteng Packaging Paperboard Mgmt For For For Purchase Agreement 4 Longteng Packaging Materials and Mgmt For For For Chemicals Supply Agreement 5 ACN Recovered Paper Supply Agreement Mgmt For For For 6 Taicang Packaging Paperboard Mgmt For For For Purchase Agreement 7 Amendments to Articles Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Nintendo Co Ltd Ticker Security ID: Meeting Date Meeting Status 7974 CINS J51699106 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Satoru Iwata Mgmt For For For 4 Elect Yoshihiro Mori Mgmt For For For 5 Elect Shinji Hatano Mgmt For For For 6 Elect Genyoh Takeda Mgmt For For For 7 Elect Shigeru Miyamoto Mgmt For For For 8 Elect Nobuo Nagai Mgmt For For For 9 Elect Masaharu Matsumoto Mgmt For For For 10 Elect Eiichi Suzuki Mgmt For For For 11 Elect Tatsumi Kimishima Mgmt For For For 12 Elect Kaoru Takemura Mgmt For For For 13 Elect Ichiroh Nakaji Mgmt For For For 14 Elect Naoki Mizutani Mgmt For For For 15 Elect Katashi Ozaki Mgmt For For For
Nippon Express Co Limited Ticker Security ID: Meeting Date Meeting Status 9062 CINS J53376117 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masanori Kawai Mgmt For For For 4 Elect Kenji Watanabe Mgmt For For For 5 Elect Jiroh Nakamura Mgmt For For For 6 Elect Keiji Hagio Mgmt For For For 7 Elect Masao Hosokoshi Mgmt For For For 8 Elect Yohichiroh Tsuri Mgmt For For For 9 Elect Minoru Miida Mgmt For For For 10 Elect Sakae Uematsu Mgmt For For For 11 Elect Masatoshi Nakano Mgmt For For For 12 Elect Akira Ohhinata Mgmt For For For 13 Elect Noboru Shibusawa Mgmt For For For 14 Elect Kiyofumi Miyachika Mgmt For For For 15 Elect Takahiro Ideno Mgmt For For For 16 Elect Yasuaki Nii Mgmt For For For 17 Bonus Mgmt For For For 18 Renewal of Takeover Defense Plan Mgmt For Against Against
Nishimatsuya Chain Ticker Security ID: Meeting Date Meeting Status 7545 CINS J56741101 05/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yoshifumi Ohmura Mgmt For For For 3 Elect Naoki Hirota Mgmt For For For 4 Elect Hisato Hasegawa Mgmt For For For 5 Elect Yutaka Nakamoto Mgmt For For For 6 Elect Hideho Kitanaka Mgmt For For For 7 Elect Masayoshi Fujita Mgmt For For For 8 Elect Hidefumi Sugao Mgmt For Against Against 9 Elect Satoshi Hamada Mgmt For For For 10 Employee Stock Option Plan Mgmt For For For
Nissan Motor Co Ltd Ticker Security ID: Meeting Date Meeting Status 7201 CINS J57160129 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Stock Option Plan Mgmt For For For 4 Elect Carlos Ghosn Mgmt For For For 5 Elect Toshiyuki Shiga Mgmt For For For 6 Elect Hiroto Saikawa Mgmt For For For 7 Elect Colin Dodge Mgmt For For For 8 Elect Mitsuhiko Yamashita Mgmt For For For 9 Elect Carlos Tavares Mgmt For For For 10 Elect Hidetoshi Imazu Mgmt For For For 11 Elect Jean-Baptiste Duzan Mgmt For For For 12 Elect Katsumi Nakamura Mgmt For For For
Nitto Denko Corporation Ticker Security ID: Meeting Date Meeting Status 6988 CINS J58472119 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For 4 Elect Yukio Nagira Mgmt For For For 5 Elect Kaoru Aizawa Mgmt For For For 6 Elect Yasuo Ninomiya Mgmt For For For 7 Elect Kenji Matsumoto Mgmt For For For 8 Elect Hideo Takasaki Mgmt For For For 9 Elect Yohichiroh Sakuma Mgmt For For For 10 Elect Toshihiko Omote Mgmt For For For 11 Elect Tohru Takeuchi Mgmt For For For 12 Elect Yohichiroh Furuse Mgmt For For For 13 Elect Kohshi Mizukoshi Mgmt For For For 14 Elect Masakazu Toyoda Mgmt For For For 15 Stock option Plan Mgmt For For For
Nokia Oyj Ticker Security ID: Meeting Date Meeting Status NOK1V CINS X61873133 05/03/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Stock Option Program 2011 Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
Novo Nordisk A/S Ticker Security ID: Meeting Date Meeting Status NOVO-B CINS K7314N152 03/23/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Approve Fiscal 2010 Directors' Fees Mgmt For Against Against 6 Approve Fiscal 2011 Directors' Fees Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Sten Scheibye Mgmt For For For 9 Elect Goran Ando Mgmt For For For 10 Elect Bruno Angelici Mgmt For For For 11 Elect Henrik Gurtler Mgmt For For For 12 Elect Thomas Koestler Mgmt For For For 13 Elect Kurt Anker Nielsen Mgmt For For For 14 Elect Hannu Ryopponen Mgmt For For For 15 Elect Jorgen Wedel Mgmt For For For 16 Election of Chairman Mgmt For For For 17 Election of Vice Chairman Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Cancel Shares Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Cancel Shares Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Amendments to Articles Regarding Age Mgmt For Against Against Limit 24 Amendments to Incentive Compensation Mgmt For For For Guidelines
NSD Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 9759 CINS J56107105 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Yoshikazu Imajoh Mgmt For For For 3 Elect Yukio Umehara Mgmt For For For 4 Elect Hideshi Maekawa Mgmt For For For 5 Elect Atsuo Tomura Mgmt For For For 6 Elect Kiyoshi Kondoh Mgmt For For For 7 Elect Kenji Takatori Mgmt For For For 8 Elect Takatoshi Okajima Mgmt For For For 9 Elect Hitoshi Sasaki Mgmt For For For 10 Stock Option Plan Mgmt For For For 11 Bonus Mgmt For For For
Nyrstar NV Ticker Security ID: Meeting Date Meeting Status NYR CINS B6372M106 01/06/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Issuance of Shares w/ Preemptive Mgmt For TNA N/A Rights 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Non-Voting Agenda Item N/A N/A TNA N/A 15 Non-Voting Agenda Item N/A N/A TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Agenda Item N/A N/A TNA N/A 18 Non-Voting Agenda Item N/A N/A TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A 20 Non-Voting Agenda Item N/A N/A TNA N/A 21 Non-Voting Meeting Note N/A N/A TNA N/A
Nyrstar NV Ticker Security ID: Meeting Date Meeting Status NYR CINS B6372M106 04/27/2011 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Ratification of Board Acts Mgmt For TNA N/A 9 Ratification of Auditor Acts Mgmt For TNA N/A 10 Elect Ray Stewart Mgmt For TNA N/A 11 Elect Roland Junck Mgmt For TNA N/A 12 Ratification of the Independence of Mgmt For TNA N/A Peter Mansell 13 Directors' Fees Mgmt For TNA N/A 14 Amendment to Share Matching Plan Mgmt For TNA N/A 15 Non-Voting Agenda Item N/A N/A TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Change in Control Clauses Mgmt For TNA N/A (Accelerated Vesting) 18 Non-Voting Agenda Item N/A N/A TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A 20 Amendment to fractional Value Mgmt For TNA N/A 21 Authority to Reduce Share Capital Mgmt For TNA N/A Through Payout to Shareholders 22 Increase in Authorized Capital Mgmt For TNA N/A 23 Amendments to Articles Mgmt For TNA N/A
Nyrstar NV Ticker Security ID: Meeting Date Meeting Status NYR CINS B6372M106 05/24/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Amendment to Fractional Value Mgmt For TNA N/A 6 Authority to Reduce Share Capital Mgmt For TNA N/A Through Payout to Shareholders 7 Increase in Authorized Capital Mgmt For TNA N/A 8 Amendments to Articles Mgmt For TNA N/A
Nyrstar NV Ticker Security ID: Meeting Date Meeting Status NYR CINS B6372M106 05/24/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Change in Control Clause (Bonds) Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A
Nyrstar NV Ticker Security ID: Meeting Date Meeting Status NYR CINS B6372M106 06/28/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Change in Control Clause Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A
Nyrstar NV Ticker Security ID: Meeting Date Meeting Status NYR CINS B6372M106 12/14/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Issuance of Shares w/ Preemptive Mgmt For TNA N/A Rights 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Non-Voting Agenda Item N/A N/A TNA N/A 15 Non-Voting Agenda Item N/A N/A TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Non-Voting Agenda Item N/A N/A TNA N/A 18 Non-Voting Agenda Item N/A N/A TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A 20 Non-Voting Meeting Note N/A N/A TNA N/A
Obic Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 4684 CINS J5946V107 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Masahiro Noda Mgmt For For For 5 Elect Shoichi Tachibana Mgmt For For For 6 Elect Hiroshi Kanoh Mgmt For For For 7 Elect Kuniaki Serizawa Mgmt For For For 8 Elect Atsushi Kawanishi Mgmt For For For 9 Elect Fumio Hashimoto Mgmt For For For 10 Elect Masayuki Takeuchi Mgmt For For For 11 Elect Takahiro Mori Mgmt For For For 12 Elect Noboru Satoh Mgmt For For For 13 Elect Mizuki Noda Mgmt For For For 14 Bonus Mgmt For For For
OGX Petroleo e Gas Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status OGXP3 CINS P7356Y103 04/27/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For Against Against
OGX Petroleo e Gas Participacoes S.A. Ticker Security ID: Meeting Date Meeting Status OGXP3 CINS P7356Y103 04/27/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Capital Mgmt For For For
Oil Search Limited Ticker Security ID: Meeting Date Meeting Status OSH CINS Y64695110 05/11/2011 Voted Meeting Type Country of Trade Annual Papua New Guinea Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Brian Horwood Mgmt For For For 3 Re-elect Kostas Constantinou Mgmt For For For 4 Re-elect Robert Igara Mgmt For For For 5 Elect Agu Kantsler Mgmt For For For 6 Elect Zygmunt Switkowski Mgmt For For For 7 Appoint Auditor and Authorise Board Mgmt For For For to Set Fees 8 Equity Grant (Performance Rights to Mgmt For For For MD Peter Botten) 9 Equity Grant (Performance Rights to Mgmt For For For Executive Director Gerea Aopi) 10 Equity Grant (Restricted Shares to Mgmt For For For MD Peter Botten) 11 Equity Grant (Restricted Shares to Mgmt For For For Executive Director Gerea Aopi)
Oita Bank Ticker Security ID: Meeting Date Meeting Status 8392 CINS J60256104 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Yoshito Ogura Mgmt For For For 4 Elect Shohji Himeno Mgmt For For For 5 Elect Shigenari Koganemaru Mgmt For For For 6 Elect Nobuhide Shimizu Mgmt For For For 7 Elect Hideki Etoh Mgmt For For For 8 Elect Hiroshi Kawano Mgmt For For For 9 Elect Tsunemasa Kojima Mgmt For For For 10 Retirement Allowances for Directors Mgmt For Against Against and Statutory Auditor 11 Bonus Mgmt For For For
OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 03/11/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Early Termination of Board Powers Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Boris Bakal Mgmt N/A For N/A 5 Elect Enos Ned Banda Mgmt For For For 6 Elect Sergey Barbashev Mgmt N/A For N/A 7 Elect Alexey Bashkirov Mgmt N/A For N/A 8 Elect Lucian Bebchuk Mgmt For For For 9 Elect Andrey Bougrov Mgmt N/A For N/A 10 Elect Terence Wilkinson Mgmt For For For 11 Elect Alexander Voloshin Mgmt For For For 12 Elect Artem Volynets Mgmt N/A For N/A 13 Elect Oleg Deripaska Mgmt N/A For N/A 14 Elect Claude Dauphin Mgmt N/A For N/A 15 Elect Marianna Zakharova Mgmt N/A For N/A 16 Elect Larisa Zelkova Mgmt N/A For N/A 17 Elect Olga Zinovieva Mgmt N/A For N/A 18 Elect Vladimir Kantorovich Mgmt N/A For N/A 19 Elect Andrey Klishas Mgmt N/A For N/A 20 Elect Simon Collins Mgmt N/A For N/A 21 Elect John Lindquist Mgmt For For For 22 Elect Bradford Mills Mgmt For For For 23 Elect Ardavan Moshiri Mgmt N/A For N/A 24 Elect Oscar Ratsin Mgmt N/A For N/A 25 Elect Nathaniel Philip James Mgmt N/A For N/A Rothschild 26 Elect Maxim Sokov Mgmt N/A For N/A 27 Elect Vladimir Strzhalkovsky Mgmt N/A For N/A 28 Elect Vasily Titov Mgmt For For For 29 Elect John Fast Mgmt For For For 30 Elect John Holden Mgmt For For For
OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 06/21/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Philip Aiken Mgmt For For For 6 Elect Enos Ned Banda Mgmt For For For 7 Elect Sergey Barbashev Mgmt N/A For N/A 8 Elect Alexey Bashkirov Mgmt N/A For N/A 9 Elect Lucian Bebchuk Mgmt For For For 10 Elect Andrey Bougrov Mgmt N/A For N/A 11 Elect Terence Antony Wilkinson Mgmt For For For 12 Elect Olga Voytovich Mgmt For For For 13 Elect Alexander Voloshin Mgmt For For For 14 Elect Artem Volynets Mgmt N/A For N/A 15 Elect Robert Godsell Mgmt For For For 16 Elect Oleg Deripaska Mgmt N/A For N/A 17 Elect Claude Dauphin Mgmt For For For 18 Elect Marianna Zakharova Mgmt N/A For N/A 19 Elect Larisa Zelkova Mgmt N/A For N/A 20 Elect Vladimir Kantorovich Mgmt For For For 21 Elect Ruslan Karmanny Mgmt N/A For N/A 22 Elect Andrey Klishas Mgmt N/A For N/A 23 Elect Simon Collins Mgmt N/A For N/A 24 Elect Bradford Mills Mgmt For For For 25 Elect Stalbek Mishakov Mgmt N/A For N/A 26 Elect Ardavan Moshiri Mgmt For For For 27 Elect Oleg Pivovarchuk Mgmt N/A For N/A 28 Elect Maxim Sokov Mgmt N/A For N/A 29 Elect Vladimir Strzhalkovsky Mgmt N/A For N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A 31 Elect Petr Voznenko Mgmt For For For 32 Elect Natalia Gololobova Mgmt For For For 33 Elect Aleksei Kargachov Mgmt For For For 34 Elect Dmitry Pershinkov Mgmt For For For 35 Elect Tatiana Potarina Mgmt For N/A N/A 36 Elect Tamara Sirotkina Mgmt For N/A N/A 37 Elect Sergey Khodacevich Mgmt For For For 38 Appointment of Auditor Mgmt For For For 39 Independent Directors' Fees Mgmt For For For 40 Independent Directors' Option Plan Mgmt For For For 41 Determination of Cost of Mgmt For For For Indemnification 42 Indemnification of Directors and Mgmt For For For Officers 43 Determination of Cost of Liability Mgmt For For For Insurance 44 Liability Insurance Mgmt For For For
Okinawa Cellular Telephone Company Ticker Security ID: Meeting Date Meeting Status 9436 CINS J60805108 06/14/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuo Inamori Mgmt For Against Against 4 Elect Eiji Chinen Mgmt For For For 5 Elect Hiroshi Kitagawa Mgmt For For For 6 Elect Chohsei Nakasone Mgmt For For For 7 Elect Masakazu Nakachi Mgmt For For For 8 Elect Akira Sakima Mgmt For Against Against 9 Elect Kunio Oroku Mgmt For Against Against 10 Elect Tadashi Onodera Mgmt For For For 11 Elect Makoto Takahashi Mgmt For For For 12 Elect Yuzoh Ishikawa Mgmt For For For 13 Elect Masatoshi Asato Mgmt For For For 14 Elect Tsugiyoshi Toma Mgmt For For For 15 Elect Tadashi Yamamoto Mgmt For For For 16 Bonus Mgmt For For For
Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 10/28/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Rangareddy Jayachandran Mgmt For For For 4 Elect Jean-Paul Pinard Mgmt For For For 5 Elect WONG Heng Tew Mgmt For For For 6 Elect Robert Tomlin Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Grant Awards and Issue Mgmt For For For Shares under Olam Employee Share Option Scheme 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares under Olam Mgmt For For For Scrip Dividend Plan
OMV AG Ticker Security ID: Meeting Date Meeting Status OMV CINS A51460110 05/17/2011 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Markus Beyrer Mgmt For For For 8 Long Term Incentive Plan 2011 Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Treasury Shares Mgmt For For For
OPAP S.A. Ticker Security ID: Meeting Date Meeting Status OPAP CINS X3232T104 05/11/2011 Voted Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board of Directors' and Auditor's Mgmt For For For Report 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board and Auditor's Mgmt For For For Acts 6 Directors' Fees for 2010 Mgmt For For For 7 Directors' Fees for 2011 Mgmt For Against Against 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Election of Directors Mgmt For Against Against 10 Election of Audit Committee Members Mgmt For For For 11 Board Transactions Mgmt For For For 12 Amendments to Articles Mgmt For Against Against 13 Transaction of Other Business Mgmt For Against Against
OPT Inc Ticker Security ID: Meeting Date Meeting Status 2389 CINS J61659108 03/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Noboru Hachimine Mgmt For For For 3 Elect Tomohito Ebine Mgmt For For For 4 Elect Atsushi Nouchi Mgmt For For For 5 Elect Yoshitada Ishibashi Mgmt For For For 6 Elect Takayoshi Iwakiri Mgmt For For For 7 Elect Shunya Ohyama Mgmt For For For 8 Elect Katsuhiko Ohkubo Mgmt For For For 9 Elect Katsuhiko Ohkubo Mgmt For For For 10 Elect Toshie Nakamura Mgmt For For For 11 Renewal of Takeover Defense Plan Mgmt For Against Against
Oriental Watch Holdings Limited Ticker Security ID: Meeting Date Meeting Status 398 CINS G6773R105 08/24/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Alain LAM Hing Lun Mgmt For For For 6 Elect CHOI Kwok Yum Mgmt For For For 7 Elect Eddy LI Sau Hung Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
OTE Hellenic Telecommunicatio ns Ticker Security ID: Meeting Date Meeting Status HTO CINS X3258B102 07/23/2010 Take No Action Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Audit Committee Members Mgmt For TNA N/A 2 Directors' Fees Mgmt For TNA N/A 3 Related Party Transactions Mgmt For TNA N/A 4 Announcements Mgmt For TNA N/A
OTE Hellenic Telecommunicatio ns Ticker Security ID: Meeting Date Meeting Status HTO CINS X3258B102 12/23/2010 Voted Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Board Appointment Mgmt For For For 2 Termination of Former CEO's Contract Mgmt For For For 3 Approval of New CEO's Contract Mgmt For For For 4 Transaction of Other Business Mgmt For Against Against 5 Non-Voting Meeting Note N/A N/A N/A N/A
Outotec Oyj Ticker Security ID: Meeting Date Meeting Status OTE1V CINS X6026E100 03/22/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 18 Amendments to Articles Regarding Mgmt For For For Notice of Meeting 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
Oversea-Chinese Banking Corporation Limited Ticker Security ID: Meeting Date Meeting Status O39 CINS Y64248209 04/15/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Extension of the OCBC Share Option Mgmt For For For Scheme 2001
Oversea-Chinese Banking Corporation Limited Ticker Security ID: Meeting Date Meeting Status O39 CINS Y64248209 04/15/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect LEE Seng Wee Mgmt For For For 4 Elect Patrick YEOH Khwai Hoh Mgmt For For For 5 Elect CHEONG Choong Kong Mgmt For Against Against 6 Elect LEE Tih Shih Mgmt For Against Against 7 Elect Pramukti Surjaudaja Mgmt For For For 8 Elect LAI Teck Poh Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Issue Bonus Shares to Mgmt For For For Non-executive Directors 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Grant Awards and Issue Mgmt For For For Shares under OCBC Employee Incentive Plan 16 Authority to Issue Shares under Mgmt For For For Scrip Dividend Plan 17 Authority to Issue Preferred Shares Mgmt For Against Against
Pacific Rubiales Energy Corp. Ticker Security ID: Meeting Date Meeting Status PRE CUSIP 69480U206 05/31/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect Serafino Iacono Mgmt For For For 2.2 Elect Miguel de la Campa Mgmt For Withhold Against 2.3 Elect Ronald Pantin Mgmt For For For 2.4 Elect Jose Francisco Arata Mgmt For For For 2.5 Elect German Efromovich Mgmt For For For 2.6 Elect Neil Woodyer Mgmt For For For 2.7 Elect Augusto Lopez Mgmt For For For 2.8 Elect Miguel Rodriguez Mgmt For For For 2.9 Elect Donald Ford Mgmt For For For 2.10 Elect John Zaozirny Mgmt For For For 2.11 Elect Victor Rivera Mgmt For For For 2.12 Elect Hernan Martinez Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Stock Option Plan Renewal Mgmt For For For
Pal Company Limited Ticker Security ID: Meeting Date Meeting Status 2726 CINS J63535108 05/26/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Hidetaka Inoue Mgmt For For For 4 Elect Ryuta Inoue Mgmt For For For 5 Elect Isamu Matsuo Mgmt For For For 6 Elect Junichi Shohji Mgmt For For For 7 Elect Kazumasa Ohtani Mgmt For For For 8 Elect Yasuji Arimitsu Mgmt For For For 9 Elect Hirofumi Kojima Mgmt For For For 10 Elect Takahiko Tabuchi Mgmt For For For 11 Elect Hiromi Kikuchi Mgmt For For For 12 Elect Yukio Utsunomiya Mgmt For For For 13 Elect Kazuhiko Kida Mgmt For For For 14 Elect Hisayuki Higuchi Mgmt For For For 15 Elect Osamu Yamazaki Mgmt For For For 16 Elect Tetsuo Sugimoto Mgmt For For For 17 Elect Noriyaki Morimoto Mgmt For For For 18 Elect Shohji Tameda Mgmt For For For 19 Election of Alternate Statutory Mgmt For For For Auditor(s) 20 Bonus Mgmt For For For 21 Retirement Allowances for Statutory Mgmt For For For Auditor(s) 22 Directors' Fees Mgmt For For For
Paladin Energy Limited Ticker Security ID: Meeting Date Meeting Status PDN CINS Q7264T104 11/25/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect Rick Crabb Mgmt For For For 3 Elect Peter Donkin Mgmt For For For 4 Elect Philip Bailey Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
PDG Realty S.A. Empreendimentos e Participacoes Ticker Security ID: Meeting Date Meeting Status PDGR3 CINS P7649U108 04/26/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Publication of Company Financials Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Election of Directors Mgmt For For For 8 Remuneration Policy Mgmt For Against Against 9 Election of Supervisory Council Mgmt For For For
PDG Realty S.A. Empreendimentos e Participacoes Ticker Security ID: Meeting Date Meeting Status PDGR3 CINS P7649U108 10/25/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Split Mgmt For For For 4 Amend Article 5 Mgmt For For For 5 Ratification of Board Acts Mgmt For For For
PDG Realty S.A. Empreendimentos e Participacoes Ticker Security ID: Meeting Date Meeting Status PDGR3 CINS P7649U108 06/28/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Amendments to Articles Mgmt For For For 7 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 8 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 9 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 10 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 11 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 12 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 13 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 14 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 15 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 18 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 23 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 24 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 25 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 26 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 27 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 28 Amendments to Articles Mgmt For For For 29 Remuneration Policy Mgmt For For For 30 Authorization to Carry Out Competing Mgmt For For For Activities 31 Reconciliation of Share Capital Mgmt For For For
People's Food Holdings Limited Ticker Security ID: Meeting Date Meeting Status P05 CINS G7000R108 01/19/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor and Authority Mgmt For For For to Set Fees 2 Non-Voting Meeting Note N/A N/A N/A N/A
People's Food Holdings Limited Ticker Security ID: Meeting Date Meeting Status P05 CINS G7000R108 04/20/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect MING Kam Sing Mgmt For For For 3 Elect CHNG Hee Kok Mgmt For Against Against 4 Directors' Fees Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Grant Awards and Issue Mgmt For For For Shares under the People's Food Share Option Scheme 2009 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
Perfect World Co., Ltd. Ticker Security ID: Meeting Date Meeting Status PWRD CUSIP 71372U104 08/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 2010 Share Incentive Plan Mgmt For Against Against 2 Appointment of Auditor Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Ratification of Board Acts Mgmt For For For
Persimmon plc Ticker Security ID: Meeting Date Meeting Status PSN CINS G70202109 04/21/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Mike Farley Mgmt For For For 5 Elect Mike Killoran Mgmt For For For 6 Elect Jeff Fairburn Mgmt For For For 7 Elect Nicholas Wrigley Mgmt For For For 8 Elect David Thompson Mgmt For For For 9 Elect Neil Davidson Mgmt For For For 10 Elect Richard Pennycook Mgmt For For For 11 Elect Jonathan Davie Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 857 CUSIP 71646E100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Dividend Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect JIANG Jiemin Mgmt For For For 8 Elect ZHOU Jiping Mgmt For For For 9 Elect WANG Yilin Mgmt N/A Abstain N/A 10 Elect LI Xinhua Mgmt For For For 11 Elect LIAO Yongyuan Mgmt For For For 12 Elect WANG Guoliang Mgmt For For For 13 Elect WANG Dongjin Mgmt For For For 14 Elect YU Baocai Mgmt For For For 15 Elect RAN Xinquan Mgmt For For For 16 Elect LIU Hongru Mgmt For For For 17 Elect Franco Bernabe Mgmt For Against Against 18 Elect LI Yongwu Mgmt For For For 19 Elect CUI Junhui Mgmt For For For 20 Elect CHEN Zhiwu Mgmt For For For 21 Elect CHEN Ming Mgmt For Against Against 22 Elect GUO Jinping Mgmt For For For 23 Elect WEN Qingshan Mgmt For Against Against 24 Elect SUN Xianfeng Mgmt For For For 25 Elect LI Yuan Mgmt For For For 26 Elect WANG Daocheng Mgmt For For For 27 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 28 Issuance of Debt Financing Mgmt For For For Instruments
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 01/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger by Absorption Mgmt For For For 2 Amendments to Articles Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Merger by Absorption Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CINS P78331132 04/04/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Ratification of Appraiser Mgmt For For For 6 Valuation Report Mgmt For For For 7 Merger by Absorption Mgmt For For For 8 Authority to Carry out Formalities Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairman of the Board of Mgmt For For For Directors 6 Election of Supervisory Council Mgmt For For For Members 7 Remuneration Report Mgmt For For For 8 Capitalization of Reserves Mgmt For For For
Petroleum Geo-Services ASA Ticker Security ID: Meeting Date Meeting Status PGS CINS R69628114 05/11/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Meeting Notice and Agenda Mgmt For TNA N/A 4 Election of an Individual to Check Mgmt For TNA N/A Minutes 5 Accounts and Reports Mgmt For TNA N/A 6 Authority to Set Auditor's Fees Mgmt For TNA N/A 7 Elect Francis Gugen Mgmt For TNA N/A 8 Elect Harald Norvik Mgmt For TNA N/A 9 Elect Daniel Piette Mgmt For TNA N/A 10 Elect Holly Van Deursen Mgmt For TNA N/A 11 Elect Annette Malm Justad Mgmt For TNA N/A 12 Elect Carol Bell Mgmt For TNA N/A 13 Elect Ingar Skaug Mgmt For TNA N/A 14 Elect Roger O'Neil Mgmt For TNA N/A 15 Elect C. Maury Devine Mgmt For TNA N/A 16 Elect Hanne Harlem Mgmt For TNA N/A 17 Directors' and Nominating Committee Mgmt For TNA N/A Fees 18 Compensation Guidelines for Board of Mgmt For TNA N/A Directors 19 Compensation Guidelines for Mgmt For TNA N/A Nominating Committee 20 Compensation Guidelines Mgmt For TNA N/A 21 Authority to Repurchase Shares Mgmt For TNA N/A 22 Employee Stock Option Plan Mgmt For TNA N/A 23 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights 24 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights Pursuant to Stock Option Plan 25 Authority to Issue Convertible Bonds Mgmt For TNA N/A 26 Ratification of Board Acts Mgmt For TNA N/A
Petropavlovsk plc (fka Peter Hambro Mining plc) Ticker Security ID: Meeting Date Meeting Status POG CINS G5555S109 05/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Alfiya Samokhvalova Mgmt For For For 7 Elect Andrey Maruta Mgmt For For For 8 Elect Martin Smith Mgmt For For For 9 Elect Peter Hambro Mgmt For For For 10 Elect Pavel Maslovskiy Mgmt For For For 11 Elect Brian Egan Mgmt For For For 12 Elect Graham Birch Mgmt For Against Against 13 Elect Sir Malcom Field Mgmt For For For 14 Elect Lord Guthrie Mgmt For For For 15 Elect Sir Roderic Lyne Mgmt For For For 16 Elect Charles McVeigh III Mgmt For For For 17 Amendment to Borrowing Powers Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Cancellation of Share Premium Account Mgmt For For For
Peugeot SA Ticker Security ID: Meeting Date Meeting Status UG CINS F72313111 05/31/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Marie-Helene Roncoroni Mgmt For Against Against 9 Elect Jean-Paul Parayre Mgmt For For For 10 Elect Pamela Knapp Mgmt For For For 11 Appointment of Auditor (Mazars) Mgmt For For For 12 Appointment of Alternate Auditor Mgmt For For For (Patrick de Cambourg) 13 Appointment of Auditor (Ernst & Mgmt For For For Young) 14 Appointment of Alternate Auditor Mgmt For For For (Auditex) 15 Supervisory Board Members' Fees Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares and Mgmt For For For Reduce Capital 18 Authority to Issue Shares and Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalization; Authority to Issue Debt Instruments 19 Authority to Issue Shares and Mgmt For Against Against Convertible Securities w/out Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Issue Shares and Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 21 Authority to Increase Share Issuance Mgmt For Against Against Limit 22 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 23 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 24 Authority to Carry Out Formalities Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A
Pfeiffer Vacuum Technology AG Ticker Security ID: Meeting Date Meeting Status PFV CINS D6058X101 05/26/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Compensation Policy Mgmt For Against Against 10 Supervisory Board Members' Fees Mgmt For For For 11 Increase in Authorized Capital Mgmt For For For 12 Elect Michael Oltmanns Mgmt For Against Against 13 Elect Gotz Timmerbeil Mgmt For For For 14 Elect Wilfried Glaum Mgmt For For For 15 Elect Wolfgang Lust Mgmt For Against Against
Philippine Long Distance Telephone Company Ticker Security ID: Meeting Date Meeting Status TEL CINS 718252109 06/14/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Bienvenido Nebres Mgmt For For For 4 Elect Pedro Roxas Mgmt For For For 5 Elect Alfred Vy Ty Mgmt For For For 6 Elect Helen Dee Mgmt For For For 7 Elect Ray Espinosa Mgmt For For For 8 Elect Tatsu Kono Mgmt For For For 9 Elect Napoleon Nazareno Mgmt For For For 10 Elect Manuel Pangilinan Mgmt For For For 11 Elect Takashi Ooi Mgmt For For For 12 Elect Oscar Reyes Mgmt For For For 13 Elect Ma. Lourdes Rausa-Chan Mgmt For For For 14 Elect Juan Santos Mgmt For For For 15 Elect Tony Tan Caktiong Mgmt For For For 16 Acquisition Mgmt For For For
Pigeon Corporation Ticker Security ID: Meeting Date Meeting Status 7956 CINS J63739106 04/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hiroki Yuda Mgmt For For For 3 Elect Eiji Akamatsu Mgmt For For For 4 Elect Katsumi Ohyabu Mgmt For For For 5 Elect Kimiyoshi Tanaka Mgmt For For For 6 Elect Shigeru Nishiyama Mgmt For For For 7 Elect Shuji Idesawa Mgmt For For For 8 Election of Alternate Statutory Mgmt For For For Auditor(S)
Point Inc. Ticker Security ID: Meeting Date Meeting Status 2685 CINS J63944102 05/26/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michio Fukuda Mgmt For For For 3 Elect Yohichi Endoh Mgmt For For For 4 Elect Taise Kuboki Mgmt For For For 5 Elect Kenichi Sakurai Mgmt For For For 6 Elect Katsuji Tokimatsu Mgmt For For For 7 Elect Tsuyoshi Matsuda Mgmt For For For 8 Elect Toshihiro Igarashi Mgmt For For For 9 Elect Akira Katoh Mgmt For For For 10 Elect Hidenari Asai Mgmt For For For 11 Elect Hiroshi Shinmyoh Mgmt For For For 12 Elect Wataru Maekawa Mgmt For For For
Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L107 05/12/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2011 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
PPR SA (Pinault-Printem ps-La Redoute) Ticker Security ID: Meeting Date Meeting Status PP CINS F7440G127 05/19/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Supplementary Retirement Benefits Mgmt For Against Against (Jean-Francois Palus) 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Cancel Shares and Mgmt For For For Reduce Capital 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Increase Capital Mgmt For For For Through Capitalizations 12 Authority to Issue Shares and/or Mgmt For For For Convertible Shares w/o Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 14 Authority to Set Offering Price of Mgmt For For For Shares 15 Authority to Increase Share Issuance Mgmt For For For Limit 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 18 Authority to Issue Warrants Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Praktiker Bau- und Heimwerkermsrkte Holding AG Ticker Security ID: Meeting Date Meeting Status PRA CINS D6174B108 05/27/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Amendments to Articles Regarding Mgmt For For For Company Name
Progress Energy Resources Corp. Ticker Security ID: Meeting Date Meeting Status PRQ CUSIP 74326Y107 05/11/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect David Johnson Mgmt For For For 2.2 Elect Donald Archibald Mgmt For For For 2.3 Elect John Brussa Mgmt For For For 2.4 Elect Howard Crone Mgmt For For For 2.5 Elect Michael Culbert Mgmt For For For 2.6 Elect R. Lawrence Mgmt For For For 2.7 Elect Brian McLachlan Mgmt For For For 2.8 Elect Gary Perron Mgmt For For For 2.9 Elect Terrance Svarich Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Reduction of Share Capital Mgmt For For For
Prudential plc Ticker Security ID: Meeting Date Meeting Status PRU CINS G72899100 05/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Howard Davies Mgmt For For For 5 Elect John Foley Mgmt For For For 6 Elect Paul Manduca Mgmt For For For 7 Elect Michael Wells Mgmt For For For 8 Elect Keki Dadiseth Mgmt For Against Against 9 Elect Rob Devey Mgmt For For For 10 Elect Michael Garrett Mgmt For For For 11 Elect Ann Godbehere Mgmt For For For 12 Elect Bridget Macaskill Mgmt For For For 13 Elect Harvey McGrath Mgmt For For For 14 Elect Michael McLintock Mgmt For For For 15 Elect Nic Nicandrou Mgmt For For For 16 Elect Kathleen O'Donovan Mgmt For For For 17 Elect Barry Stowe Mgmt For For For 18 Elect Tidjane Thiam Mgmt For For For 19 Elect Lord Andrew Turnbull Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Shares Mgmt For For For 25 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Set General Notice Mgmt For For For Period at 14 Days 28 Amendment to International SAYE Mgmt For For For Scheme 29 Amendment to Irish SAYE Scheme Mgmt For For For
PT Bank Mandiri (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BMRI CINS Y7123S108 05/23/2011 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor and Annual Mgmt For For For Report 4 Directors and Commissioners' Fees Mgmt For For For 5 Acquisition Mgmt For For For 6 Authority to Increase Retirement Mgmt For For For Benefits 7 Election of Directors (Slate) Mgmt For For For 8 Report on Utilization of Proceeds Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 06/27/2011 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees
PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 06/27/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Borrowing Mgmt For Against Against 2 Amendments to Articles Mgmt For Against Against
Qinetiq Group PLC Ticker Security ID: Meeting Date Meeting Status QQ CINS G7303P106 07/29/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Colin Balmer Mgmt For For For 4 Elect Sir James Burnell-Nugent Mgmt For For For 5 Elect Noreen Doyle Mgmt For For For 6 Elect Mark Elliott Mgmt For For For 7 Elect Edmund Giambastiani Jr. Mgmt For For For 8 Elect David Langstaff Mgmt For For For 9 Elect Sir David Lees Mgmt For For For 10 Elect Nick Luff Mgmt For For For 11 Elect David Mellors Mgmt For For For 12 Elect Leo Quinn Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authorisation of Political Donations Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Adoption of New Articles Mgmt For For For
Qinetiq Group PLC Ticker Security ID: Meeting Date Meeting Status QQ CINS G7303P106 07/29/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Value Sharing Plan Mgmt For For For
Qingling Motors Company Ltd Ticker Security ID: Meeting Date Meeting Status 1122 CINS Y71713104 05/31/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect LIU Tianni Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Meeting Note N/A N/A N/A N/A
Rakuten Inc. Ticker Security ID: Meeting Date Meeting Status 4755 CINS J64264104 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hiroshi Mikitani Mgmt For For For 2 Elect Atsushi Kunishige Mgmt For For For 3 Elect Masatada Kobayashi Mgmt For For For 4 Elect Tohru Shimada Mgmt For For For 5 Elect Akio Sugihara Mgmt For For For 6 Elect Hisashi Suzuki Mgmt For For For 7 Elect Ken Takayama Mgmt For For For 8 Elect Kazunori Takeda Mgmt For For For 9 Elect Takao Toshishige Mgmt For For For 10 Elect Takeshi Hanai Mgmt For For For 11 Elect Hiroaki Yasutake Mgmt For For For 12 Elect Kohichi Kusano Mgmt For For For 13 Elect Ken Kutaragi Mgmt For For For 14 Elect Hiroshi Fukino Mgmt For For For 15 Elect Charles Baxter Mgmt For For For 16 Elect Joshua James Mgmt For For For 17 Elect Takeo Hirata Mgmt For For For 18 Elect Yoshiaki Senoo Mgmt For Against Against 19 Stock Option Plan Mgmt For For For
Rational AG Ticker Security ID: Meeting Date Meeting Status RAA CINS D6349P107 05/11/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Authorization to Omit Executive Mgmt For Against Against Compensation Disclosure
Reckitt Benckiser Group Plc Ticker Security ID: Meeting Date Meeting Status RB CINS G74079107 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Adrian Bellamy Mgmt For Against Against 5 Elect Peter Harf Mgmt For Against Against 6 Elect Bart Becht Mgmt For For For 7 Elect Graham Mackay Mgmt For Against Against 8 Elect Liz Doherty Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Amendments to Employee Share Plans Mgmt For For For
Redecard S.A. Ticker Security ID: Meeting Date Meeting Status RDCD3 CINS P79941103 04/20/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Remuneration Policy Mgmt For Against Against
Redecard S.A. Ticker Security ID: Meeting Date Meeting Status RDCD3 CINS P79941103 04/20/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Option Plan Mgmt For Against Against
Reliance Industries Ltd Ticker Security ID: Meeting Date Meeting Status RIL CINS Y72596102 06/03/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ramniklal Ambani Mgmt For For For 5 Elect Nikhil Meswani Mgmt For For For 6 Elect Ashok Misra Mgmt For For For 7 Elect Yogendra Trivedi Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Renault Ticker Security ID: Meeting Date Meeting Status RNO CINS F77098105 04/29/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Presentation of Report on Redeemable Mgmt For For For Shares 9 Elect Philippe Lagayette Mgmt For For For 10 Elect Alexis Kohler Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Grant Stock Options Mgmt For For For 15 Authority to Issue Restricted Shares Mgmt For For For 16 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 17 Authority to Carry Out Formalities Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Research In Motion Ltd. Ticker Security ID: Meeting Date Meeting Status RIM CUSIP 760975102 07/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Balsillie Mgmt For For For 1.2 Elect Mike Lazaridis Mgmt For For For 1.3 Elect James Estill Mgmt For For For 1.4 Elect David Kerr Mgmt For For For 1.5 Elect Roger Martin Mgmt For For For 1.6 Elect John Richardson Mgmt For For For 1.7 Elect Barbara Stymiest Mgmt For For For 1.8 Elect Antonio Viana-Baptista Mgmt For For For 1.9 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Rexam plc Ticker Security ID: Meeting Date Meeting Status REX CINS G1274K113 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Ellwood Mgmt For For For 5 Elect Graham Chipchase Mgmt For For For 6 Elect David Robbie Mgmt For For For 7 Elect Carl Symon Mgmt For For For 8 Elect Noreen Doyle Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Wolfgang Meusburger Mgmt For For For 11 Elect Jean-Pierre Rodier Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Rexlot Holdings Limited Ticker Security ID: Meeting Date Meeting Status 555 CINS G7541U107 06/29/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YUEN Wai Ho Mgmt For For For 6 Elect LEE Ka Lun Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Refreshment of the Share Option Mgmt For For For Scheme
Rhoen-Klinikum AG Ticker Security ID: Meeting Date Meeting Status RHK CINS D6530N119 06/08/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Wolfgang Pfofler Mgmt For For For 7 Ratify Gerald Meder Mgmt For For For 8 Ratify Andrea Aulkemeyer Mgmt For For For 9 Ratify Volker Feldkamp Mgmt For For For 10 Ratify Erik Hamann Mgmt For For For 11 Ratify Wolfgabg Kunz Mgmt For For For 12 Ratify Ralf Stahler Mgmt For For For 13 Ratify Irmgard Stippler Mgmt For For For 14 Ratify Christoph Straub Mgmt For For For 15 Ratify Eugen Munch Mgmt For For For 16 Ratify Joachim Luddecke Mgmt For For For 17 Ratify Wolfgang Mundel Mgmt For For For 18 Ratify Bernard Aisch Mgmt For For For 19 Ratify Gisela Ballauf Mgmt For For For 20 Ratify Peter Berghofer Mgmt For For For 21 Ratify Bettina Bottcher Mgmt For For For 22 Ratify Sylvia Buhler Mgmt For For For 23 Ratify Helmut Buhner Mgmt For For For 24 Ratify Gerhard Ehninger Mgmt For For For 25 Ratify Stefan Hartel Mgmt For For For 26 Ratify Ursula Harres Mgmt For For For 27 Ratify Casper Von Hauenschild Mgmt For For For 28 Ratify Detlef Klimpe Mgmt For For For 29 Ratify Heinz Korte Mgmt For For For 30 Ratify Scharward Karl W. Lauterbach Mgmt For For For 31 Ratify Michael Mendel Mgmt For For For 32 Ratify Rudiger Merz Mgmt For For For 33 Ratify Brigitte Mohn Mgmt For For For 34 Ratify Annett Muller Mgmt For For For 35 Ratify Jens Peter Neumann Mgmt For For For 36 Ratify Werner Prange Mgmt For For For 37 Ratify Joachim Schaar Mgmt For For For 38 Ratify Jan Schmitt Mgmt For For For 39 Ratify Georg Schulze Zieshaus Mgmt For For For 40 Ratify Rudolf Schwab Mgmt For For For 41 Ratify Michael Wendl Mgmt For For For 42 Compensation Policy Mgmt For Against Against 43 Appointment of Auditor Mgmt For For For 44 Authority to Repurchase Shares Mgmt For For For 45 Amendments to Articles Regarding Mgmt For For For Management Board Members' Age Limit 46 Amendments to Articles Regarding Mgmt For For For Supervisory Board Members' Age Limit 47 Amendment Regarding Registration of Mgmt For For For Voting Rights 48 Intra-company Contract - Klink fur Mgmt For For For Herzchirurgie Karlsruhe GmbH 49 Intra-company Contract - Klinik Mgmt For For For Kipfenberg GmbH 50 Intra-company Contract - Herzzentrum Mgmt For For For Leipzig GmbH 51 Intra-company Contract - Klinikum Mgmt For For For Meiningen GmbH
Rio Tinto Limited Ticker Security ID: Meeting Date Meeting Status RIO CINS Q81437107 05/05/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Re-elect Tom Albanese Mgmt For For For 4 Re-elect Robert Brown Mgmt For For For 5 Re-elect Vivienne Cox Mgmt For For For 6 Re-elect Jan du Plessis Mgmt For For For 7 Re-elect Guy Elliott Mgmt For For For 8 Re-elect Michael Fitzpatrick Mgmt For For For 9 Re-elect Ann Godbehere Mgmt For For For 10 Re-elect Richard Goodmanson Mgmt For For For 11 Re-elect Andrew Gould Mgmt For For For 12 Re-elect Lord John Kerr of Kinlochard Mgmt For For For 13 Re-elect Paul Tellier Mgmt For For For 14 Re-elect Samuel Walsh Mgmt For For For 15 Elect Stephen Mayne Mgmt Against Against For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Amend the Performance Share Plan Mgmt For For For 18 Renew Authority to Repurchase Shares Mgmt For For For
Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CINS G75754104 04/14/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Tom Albanese Mgmt For For For 4 Elect Robert Brown Mgmt For For For 5 Elect Vivienne Cox Mgmt For For For 6 Elect Jan du Plessis Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Michael Fitzpatrick Mgmt For For For 9 Elect Ann Godbehere Mgmt For For For 10 Elect Richard Goodmanson Mgmt For For For 11 Elect Andrew Gould Mgmt For For For 12 Elect Lord John Kerr of Kinlochard Mgmt For For For 13 Elect Paul Tellier Mgmt For For For 14 Elect Samuel Walsh Mgmt For For For 15 Elect Stephen Mayne Mgmt Against Against For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Amendment to the Performance Share Mgmt For For For Plan 18 Amendment to and Renewal of Share Mgmt For For For Ownership Plan 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Roland Corp. Ticker Security ID: Meeting Date Meeting Status 7944 CINS J65457103 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Nominee 1 Mgmt For For For 3 Elect Nominee 2 Mgmt For For For 4 Elect Nominee 3 Mgmt For For For 5 Elect Nominee 4 Mgmt For For For 6 Elect Nominee 5 Mgmt For For For 7 Elect Nominee 6 Mgmt For For For 8 Elect Nominee 7 Mgmt For For For 9 Elect Nominee 8 Mgmt For For For 10 Elect Nominee 9 Mgmt For For For 11 Elect Nominee 10 Mgmt For For For 12 Elect of Statutory Auditor(s) Mgmt For For For
Rolls-Royce Group plc Ticker Security ID: Meeting Date Meeting Status RR CINS G7630U109 05/06/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Simon Robertson Mgmt For For For 4 Elect John Rishton Mgmt For For For 5 Elect Helen Alexander Mgmt For For For 6 Elect Peter Byrom Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect Peter Gregson Mgmt For Against Against 9 Elect James Guyette Mgmt For For For 10 Elect John McAdam Mgmt For For For 11 Elect John Neill Mgmt For For For 12 Elect Andrew Shilston Mgmt For For For 13 Elect Colin Smith Mgmt For For For 14 Elect Ian Strachan Mgmt For For For 15 Elect Mike Terrett Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Scrip Dividend Mgmt For For For 19 Authorisation of Political Donations Mgmt For For For 20 Share Purchase Plan Renewal Mgmt For For For 21 UK ShareSave Plan Mgmt For For For 22 International ShareSave Plan Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Shares Mgmt For For For 28 Restructuring Mgmt For For For
Rolls-Royce Group plc Ticker Security ID: Meeting Date Meeting Status RR CINS G7630U109 05/06/2011 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Restructuring Mgmt For For For
Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 04/15/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Debentures Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Amend Article 5 Mgmt For For For 5 Amend Article 6 Mgmt For For For 6 Amendment to the Restricted Stock Mgmt For Against Against Option Plan 7 Amendments to the Stock Option Plan Mgmt For Against Against 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Profit Sharing Mgmt For For For 7 Election of Directors Mgmt For For For 8 Election of Supervisory Council Mgmt For For For 9 Remuneration Policy Mgmt For For For
Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 06/13/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Waiving of Requirements and Election Mgmt For For For of Victor Hugo dos Santos Pinto 3 Rectification of Qualification of Mgmt For For For Renato Ribeiro Fortes Abucham 4 Rectification of Allocation of Mgmt For For For Profits/Dividends 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Rotork plc Ticker Security ID: Meeting Date Meeting Status ROR CINS G76717126 04/21/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ian King Mgmt For For For 4 Elect Peter France Mgmt For For For 5 Elect Jonathan Davis Mgmt For For For 6 Elect Robert Arnold Mgmt For For For 7 Elect Graham Ogden Mgmt For For For 8 Elect John Nicholas Mgmt For For For 9 Elect Roger Lockwood Mgmt For For For 10 Elect Gary Bullard Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Directors' Remuneration Report Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 16 Authority to Repurchase Ordinary Mgmt For Against Against Shares 17 Authority to Repurchase Preference Mgmt For Against Against Shares 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A118 05/17/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Linda Stuntz Mgmt For For For 4 Elect Josef Ackermann Mgmt For For For 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Guy Elliott Mgmt For For For 7 Elect Simon Henry Mgmt For For For 8 Elect Charles Holliday, Jr. Mgmt For For For 9 Elect Lord John Kerr of Kinlochard Mgmt For For For 10 Elect Gerard Kleisterlee Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Jorma Ollila Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Peter Voser Mgmt For For For 15 Elect Hans Wijers Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Repurchase Shares Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authorisation of Political Donations Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
Ryanair Holdings plc Ticker Security ID: Meeting Date Meeting Status RYA CUSIP 783513 09/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Special Dividend Mgmt For For For 3 Elect Klaus Kirchberger Mgmt For Against Against 4 Elect Charles McCreevy Mgmt For For For 5 Elect Declan McKeon Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For
Ryohin Keikaku Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 7453 CINS J6571N105 05/25/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tadamitsu Matsui Mgmt For For For 4 Elect Takashi Katoh Mgmt For For For 5 Elect Takashi Komori Mgmt For For For 6 Elect Satoru Matsuzaki Mgmt For For For 7 Elect Isao Endoh Mgmt For For For 8 Elect Michio Shibuya Mgmt For For For
Safran SA Ticker Security ID: Meeting Date Meeting Status SAF CINS F4035A557 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification Mgmt For For For of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Amendment to Governing Structure Mgmt For For For 10 Adoption of New Articles Mgmt For Against Against 11 Amendment Regarding Cap on Voting Mgmt For Against Against Rights 12 Elect Jean-Paul Herteman Mgmt For For For 13 Elect Francis Mer Mgmt For For For 14 Elect Giovanni Bisignani Mgmt For For For 15 Elect Jean-Lou Chameau Mgmt For For For 16 Elect Odile Desforges Mgmt For For For 17 Elect Jean-Marc Forneri Mgmt For For For 18 Elect Xavier Lagarde Mgmt For For For 19 Elect Michel Lucas Mgmt For For For 20 Elect Elisabeth Lulin Mgmt For For For 21 Election of Representatives of the Mgmt For For For State 22 Elect Christian Halary Mgmt For For For 23 Elect Marc Aubry Mgmt For For For 24 Elect Caroline Gregoire-Sainte Marie Mgmt For For For as Censor 25 Directors' Fees Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 29 Authority to Increase capital in Mgmt For For For Case of Exchange Offer 30 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 31 Authority to Increase Share Issuance Mgmt For For For Limit 32 Authority to Set Offering Price of Mgmt For For For Shares 33 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 34 Authority to Increase Capital Mgmt For For For Through Capitalizations 35 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 36 Authority to Grant Stock Options Mgmt For For For 37 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 38 Authority to Issue Restricted Shares Mgmt For For For 39 Authority to Cancel Shares and Mgmt For For For Reduce Capital 40 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 41 Shareholder Proposal Regarding ShrHoldr For For For Representatives of Employee Shareholders 42 Shareholder Proposal Regarding ShrHoldr Against Against For Employee Representation 43 Authority to Carry Out Formalities Mgmt For For For 44 Non-Voting Meeting Note N/A N/A N/A N/A
Sammy Networks Company Limited Ticker Security ID: Meeting Date Meeting Status 3745 CINS J6775G104 10/28/2010 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For
Samsung Electronics Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 5930 CINS Y74718100 03/18/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For Against Against
Sandvik AB Ticker Security ID: Meeting Date Meeting Status SAND CINS W74857165 05/03/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Board Size; Number of Auditors Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Directors and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Long-Term Incentive Plan Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A
Sanofi-Aventis Ticker Security ID: Meeting Date Meeting Status SAN CINS F5548N101 05/06/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Ratification of the Co-option of Mgmt For For For Carole Piwnica 10 Elect Suet Fern Lee Mgmt For For For 11 Elect Thierry Desmarest Mgmt For For For 12 Elect Igor Landau Mgmt For For For 13 Elect Gerard Van Kemmel Mgmt For Against Against 14 Elect Serge Weinberg Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Appointment of Alternate Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 20 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 21 Authority to Increase Share Issuance Mgmt For Against Against Limit 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Grant Stock Options Mgmt For For For 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Amendment Regarding Board Size Mgmt For For For 27 Amendment Regarding Age Limits Mgmt For For For 28 Amendment Regarding Electronic Voting Mgmt For For For 29 Amendment to Company Name Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A
Sap AG Ticker Security ID: Meeting Date Meeting Status SAP CINS D66992104 05/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Cancellation of Conditional Capital Mgmt For For For VI 10 Authority to Issue Convertible Debt Mgmt For For For Instruments 11 Intra-company Control Agreements Mgmt For For For
Saras S.p.A. Ticker Security ID: Meeting Date Meeting Status SRS CINS T83058106 04/28/2011 Voted Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Amendments to Meeting Regulations Mgmt For For For 4 Authority to Repurchase and Reissue Mgmt For For For Shares
SBI Holdings Inc Ticker Security ID: Meeting Date Meeting Status 8473 CINS J6991H100 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Yoshitaka Kitao Mgmt For For For 4 Elect Yasutaroh Sawada Mgmt For For For 5 Elect Takashi Nakagawa Mgmt For For For 6 Elect Kenji Hirai Mgmt For For For 7 Elect Tomoya Asakura Mgmt For For For 8 Elect Takashi Okita Mgmt For For For 9 Elect Noriaki Maruyama Mgmt For For For 10 Elect Shunpei Morita Mgmt For For For 11 Elect Taroh Izuchi Mgmt For For For 12 Elect Hiroyoshi Kido Mgmt For For For 13 Elect Noriyoshi Kimura Mgmt For For For 14 Elect Hiroshi Tasaka Mgmt For For For 15 Elect Masaki Yoshida Mgmt For For For 16 Elect Kiyoshi Nagano Mgmt For For For 17 Elect Keiji Watanabe Mgmt For For For 18 Elect Takeshi Natsuno Mgmt For For For 19 Elect Akihiro Tamaki Mgmt For For For 20 Elect Shinji Yamauchi Mgmt For For For 21 Elect Makoto Miyazaki Mgmt For For For 22 Elect Yoshimi Takahashi Mgmt For For For 23 Elect Masaki Takayanagi Mgmt For For For 24 Elect Hisashi Hayakawa Mgmt For For For 25 Election of Alternate Statutory Mgmt For For For Auditor(s)
SBM Offshore Nv Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 05/05/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Amendment to the Remuneration Policy Mgmt For For For 11 Amendments to Articles Regarding Mgmt For For For Share Capital 12 Amendments to Articles Regarding Mgmt For For For Profit and Loss 13 Amendments to Articles Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Elect H.C. Rothermund Mgmt For For For 19 Elect K. Rethy Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A
SBM Offshore Nv Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 07/06/2010 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Supervisory Board Fees Mgmt For For For 3 Elect Francis Gugen Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Schibsted ASA Ticker Security ID: Meeting Date Meeting Status SCH CINS R75677105 05/13/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Agenda Mgmt For TNA N/A 6 Election of Individuals to Check the Mgmt For TNA N/A Minutes 7 Accounts and Reports Mgmt For TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Authority to Set Auditor's Fees Mgmt For TNA N/A 10 Authority to Repurchase Shares Mgmt For TNA N/A 11 Report of the Nominating Committee Mgmt For TNA N/A 12 Remuneration Report Mgmt For TNA N/A 13 Election of Directors Mgmt For TNA N/A 14 Directors' Fees Mgmt For TNA N/A 15 Nominating Committee's Fees Mgmt For TNA N/A 16 Amendments to Articles Mgmt For TNA N/A 17 Non-Voting Meeting Note N/A N/A TNA N/A
Schneider Electric SA Ticker Security ID: Meeting Date Meeting Status SU CINS F86921107 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Anand Mahindra 9 Elect Betsy Atkins Mgmt For For For 10 Elect Jeong H. Kim Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendment Regarding Director Age Mgmt For For For Limit 15 Amendment Regarding Censors Mgmt For For For 16 Stock Split Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Increase Share Issuance Mgmt For For For Limit 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer or in Consideration for Contributions in Kind 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Grant Stock Options Mgmt For For For 24 Authority to Issue Restricted Shares Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Authority to Carry Out Formalities Mgmt For For For
Sega Sammy Holdings Ticker Security ID: Meeting Date Meeting Status 6460 CINS J7028D104 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Hajime Satomi Mgmt For For For 4 Elect Keishi Nakayama Mgmt For For For 5 Elect Okitane Usui Mgmt For For For 6 Elect Hisao Oguchi Mgmt For For For 7 Elect Yuji Iwanaga Mgmt For For For 8 Elect Takeshi Natsuno Mgmt For For For
Seino Holdings Co., Ltd. (fka Seino Transportation Co., Ltd.) Ticker Security ID: Meeting Date Meeting Status 9076 CINS J70316138 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yoshikazu Taguchi Mgmt For For For 3 Elect Yoshitaka Taguchi Mgmt For For For 4 Elect Takao Taguchi Mgmt For For For 5 Elect Yoshitaka Nasuno Mgmt For For For 6 Elect Mitsuo Mekada Mgmt For For For 7 Elect Shizutoshi Ohtsuka Mgmt For For For 8 Elect Hidemi Maruta Mgmt For For For 9 Elect Shinpei Andoh Mgmt For For For 10 Elect Yuji Tanahashi Mgmt For For For 11 Elect Kenjiroh Ueno Mgmt For For For 12 Renewal of Takeover Defense Plan Mgmt For Against Against
Seloger.Com Ticker Security ID: Meeting Date Meeting Status SLG CINS F8300W111 01/20/2011 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendment Regarding Cap on Voting Mgmt For Against Against Rights 5 Authority to Carry Out Formalities Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
Septeni Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status 4293 CINS J7113C102 12/21/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nominee 1 Mgmt For Against Against 2 Elect Nominee 2 Mgmt For Against Against 3 Elect Nominee 3 Mgmt For Against Against 4 Elect Nominee 4 Mgmt For Against Against 5 Elect Nominee 5 Mgmt For Against Against 6 Elect Nominee 6 Mgmt For Against Against
Serco Group plc Ticker Security ID: Meeting Date Meeting Status SRP CINS G80400107 05/09/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Paul Brooks Mgmt For For For 5 Elect Alastair Lyons Mgmt For For For 6 Elect Christopher Hyman Mgmt For For For 7 Elect Andrew Jenner Mgmt For For For 8 Elect David Richardson Mgmt For For For 9 Elect Leonard Broese van Groenou Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Increase Non-Executive Directors' Mgmt For For For Fee Cap 18 Elect Angie Risley Mgmt For For For
Seven & I Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 3382 CINS J7165H108 05/26/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshifumi Suzuki Mgmt For For For 4 Elect Noritoshi Murata Mgmt For For For 5 Elect Katsuhiro Gotoh Mgmt For For For 6 Elect Tsuyoshi Kobayashi Mgmt For For For 7 Elect Junroh Itoh Mgmt For For For 8 Elect Kunio Takahashi Mgmt For For For 9 Elect Atsushi Kamei Mgmt For For For 10 Elect Ryuhichi Isaka Mgmt For For For 11 Elect Kunio Yamashita Mgmt For For For 12 Elect Takashi Anzai Mgmt For For For 13 Elect Zenkoh Ohtaka Mgmt For For For 14 Elect Tsuneo Ohkubo Mgmt For For For 15 Elect Noritaka Shimizu Mgmt For For For 16 Elect Scott Davis Mgmt For For For 17 Elect Ikujiroh Nonaka Mgmt For For For 18 Stock Option Plan Mgmt For For For
Severn Trent PLC Ticker Security ID: Meeting Date Meeting Status SVT CINS G8056D159 07/20/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Andrew Duff Mgmt For For For 5 Elect Martin Kane Mgmt For For For 6 Elect Martin Lamb Mgmt For For For 7 Elect Baroness Sheila Noakes Mgmt For For For 8 Elect Andy Smith Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authorisation of Political Donations Mgmt For For For 12 Ratification of Borrowing Mgmt For For For Infringements 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For
SGS Societe Generale de Surveillance SA Ticker Security ID: Meeting Date Meeting Status SGSN CINS H7484G106 03/15/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Ratification of Board Management Acts Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect John Elkann Mgmt For TNA N/A 8 Elect Cornelius Grupp Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A
Shanda Interactive Entertainment Limited Ticker Security ID: Meeting Date Meeting Status SNDA CUSIP 81941Q203 10/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tianqiao Chen Mgmt For For For 2 Elect Danian Chen Mgmt For For For 3 Elect Qianqian Luo Mgmt For For For 4 Elect Jingsheng Huang Mgmt For For For 5 Elect Chengyu Xiong Mgmt For For For 6 Elect Kai Zhao Mgmt For For For 7 Elect Qunzhao Tan Mgmt For For For 8 Elect Grace Wu Mgmt For For For
Shanghai Industrial Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 363 CINS Y7683K107 05/18/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CAI Yu Tian Mgmt For For For 6 Elect ZHOU Jie Mgmt For For For 7 Elect ZHOU Jun Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Shimachu Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 8184 CINS J72122104 11/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takao Kojima Mgmt For For For 4 Elect Shigeo Yamashita Mgmt For For For 5 Elect Keiko Hatate Mgmt For For For 6 Elect Toshifumi Demura Mgmt For For For 7 Elect Norio Kobori Mgmt For For For 8 Elect Takshi Shimamura Mgmt For For For
Shin-Etsu Chemical Co Limited Ticker Security ID: Meeting Date Meeting Status 4063 CINS J72810120 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yasuhiko Saitoh Mgmt For For For 3 Elect Yoshiaki Ono Mgmt For For For 4 Elect Kohji Takasugi Mgmt For For For 5 Elect Toshinobu Ishihara Mgmt For For For 6 Elect Frank Peter Popoff Mgmt For Against Against 7 Elect Tsuyoshi Miyazaki Mgmt For For For 8 Elect Toshihiko Fukui Mgmt For For For 9 Elect Masaki Miyajima Mgmt For For For 10 Elect Toshiyuki Kasahara Mgmt For For For 11 Elect Hidenori Onezawa Mgmt For For For 12 Elect Ken Nakamura Mgmt For For For 13 Elect Yukihiro Matsui Mgmt For For For 14 Elect Hiroaki Okamoto Mgmt For For For 15 Elect Osamu Okada Mgmt For For For 16 Elect Masahiko Watase Mgmt For For For 17 Elect Kiyoshi Nagano Mgmt For For For 18 Stock Option Plan Mgmt For For For 19 Renewal of Takeover Defense Plan Mgmt For Against Against
Shin-Etsu Polymer Company Ltd Ticker Security ID: Meeting Date Meeting Status 7970 CINS J72853112 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Osamu Hiura Mgmt For For For 5 Elect Hiroshi Akazawa Mgmt For For For 6 Elect Hiroshi Kosaki Mgmt For For For 7 Elect Kuniaki Tobari Mgmt For For For 8 Elect Hironao Fujiki Mgmt For For For 9 Elect Yoshiaki Sakaguchi Mgmt For For For 10 Elect Hidenori Fuseya Mgmt For For For 11 Elect Seiichi Kumai Mgmt For For For 12 Elect Yutaka Kawamura Mgmt For For For 13 Elect Kenjiroh Hata Mgmt For For For 14 Elect Masahiko Watase Mgmt For For For 15 Elect Tadahiko Koike Mgmt For For For 16 Stock Option Plan Mgmt For For For
Shinhan Financial Group Co., Ltd Ticker Security ID: Meeting Date Meeting Status 55550 CUSIP 824596100 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect HAN Dong Woo Mgmt For For For 5 Elect SEO Jin Won Mgmt For For For 6 Elect KWON Tae Eun Mgmt For For For 7 Elect KIM Ki Young Mgmt For For For 8 Elect KIM Suk Won Mgmt For For For 9 Elect NAM Koong Hoon Mgmt For For For 10 Elect YOO Jae Geun Mgmt For For For 11 Elect YOON Gye Sub Mgmt For For For 12 Elect LEE Jung Il Mgmt For For For 13 Elect HWANG Sun Tae Mgmt For For For 14 Elect HIRAKAWA Haruki Mgmt For For For 15 Elect Philippe Aguignier Mgmt For For For 16 Elect KWON Tae Eun Mgmt For For For 17 Elect KIM Suk Won Mgmt For For For 18 Elect YOON Gye Sub Mgmt For For For 19 Elect HWANG Sun Tae Mgmt For For For
Shinkawa Limited Ticker Security ID: Meeting Date Meeting Status 6274 CINS J72982101 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Final Dividend of Mgmt For For For Y5.00 Despite a Net Loss of Y67.24 Per Share 2 Elect Itaru Shimamori Mgmt For For For 3 Elect Masaki Yoshino Mgmt For For For 4 Elect Ichiroh Anjoh Mgmt For For For 5 Elect Mariko Miya Mgmt For For For
Shinko Electric Industries Ticker Security ID: Meeting Date Meeting Status 6967 CINS J73197105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Mamoru Kuroiwa Mgmt For For For 3 Elect Fumio Kuraishi Mgmt For For For 4 Elect Yoshihiro Asano Mgmt For For For 5 Elect Mitsuharu Shimizu Mgmt For For For 6 Elect Toshihisa Yoda Mgmt For For For 7 Elect Hiroshi Hasebe Mgmt For For For 8 Elect Akira Fujimoto Mgmt For For For 9 Elect Kohji Kitazawa Mgmt For For For 10 Bonus Mgmt For For For 11 Statutory Auditors' Fees Mgmt For For For
Shinko Plantech Company Limited Ticker Security ID: Meeting Date Meeting Status 6379 CINS J73456105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiharu Yoshikawa Mgmt For For For 4 Elect Kunio Shimizu Mgmt For For For 5 Elect Masato Nakata Mgmt For For For 6 Elect Haruo Soda Mgmt For For For 7 Elect Ryoh Komiya Mgmt For For For 8 Elect Yoshihiro Terada Mgmt For For For 9 Elect Yoshiji Ohtomo Mgmt For For For 10 Elect Nobuo Narutaki Mgmt For For For 11 Elect Toshiaki Ikeda Mgmt For For For 12 Elect Nobuhiro Ideue Mgmt For For For 13 Elect Kiyotaka Yamada Mgmt For For For 14 Retirement Allowances for Director(s) Mgmt For For For 15 Retirement Allowances for Statutory Mgmt For For For Auditor(s)
Shionogi & Co Ltd Ticker Security ID: Meeting Date Meeting Status 4507 CINS J74229105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Yasuhiro Mino Mgmt For For For 6 Elect Akio Nomura Mgmt For For For 7 Elect Teppei Mogi Mgmt For For For 8 Elect Sachio Tokaji Mgmt For For For 9 Elect Kenji Fukuda Mgmt For For For 10 Bonus Mgmt For For For 11 Stock Option Plan Mgmt For For For 12 Statutory Auditors' Fees Mgmt For For For
Shire plc Ticker Security ID: Meeting Date Meeting Status SHP CINS G8124V108 04/26/2011 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Matthew Emmens Mgmt For For For 4 Elect Angus Russell Mgmt For For For 5 Elect Graham Hetherington Mgmt For For For 6 Elect David Kappler Mgmt For For For 7 Elect Patrick Langlois Mgmt For For For 8 Elect Jeffrey Leiden Mgmt For For For 9 Elect David Ginsburg Mgmt For For For 10 Elect Anne Minto Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Showa Denko Kabushiki Kaisha Ticker Security ID: Meeting Date Meeting Status 4004 CINS J75046136 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kyohei Takahashi Mgmt For For For 4 Elect Hideo Ichikawa Mgmt For For For 5 Elect Kenji Tsukamoto Mgmt For For For 6 Elect Yasumichi Murata Mgmt For For For 7 Elect Akira Koinuma Mgmt For For For 8 Elect Yoshikazu Sakai Mgmt For For For 9 Elect Shunji Fukuda Mgmt For For For 10 Elect Hirokazu Iwasaki Mgmt For For For 11 Elect Tomofumi Akiyama Mgmt For Against Against 12 Elect Ichiroh Nomura Mgmt For For For 13 Renewal of Takeover Defence Plan Mgmt For Against Against
Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 12 Increase in Authorized Capital for Mgmt For For For Employee Share Purchase Plan 13 Supervisory Board Members' Fees Mgmt For For For 14 Intra-company Contracts Mgmt For For For 15 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 16 Shareholder Proposal Regarding ShrHoldr Against Against For Amendments to Corporate Purpose
SIG plc Ticker Security ID: Meeting Date Meeting Status SHI CINS G80797106 05/11/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Elect Leslie Van de Walle Mgmt For For For 4 Elect John Chivers Mgmt For For For 5 Elect Chris Davies Mgmt For For For 6 Elect Gareth Davies Mgmt For For For 7 Elect Chris Geoghegan Mgmt For For For 8 Elect Jonathan Nicholls Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For
SINA Corporation Ticker Security ID: Meeting Date Meeting Status SINA CUSIP G81477104 08/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ter Fung Tsao Mgmt For For For 1.2 Elect Yichen Zhang Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to the 2007 Share Mgmt For For For Incentive Plan
Sinotrans Limited Ticker Security ID: Meeting Date Meeting Status 0598 CINS Y6145J104 06/09/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Declare Interim or Mgmt For For For Special Dividends 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For
Sinotrans Limited Ticker Security ID: Meeting Date Meeting Status 0598 CINS Y6145J104 06/09/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Sinotrans Limited Ticker Security ID: Meeting Date Meeting Status 0598 CINS Y6145J104 06/09/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Debt Financing Mgmt For For For Instruments
Sinotrans Limited Ticker Security ID: Meeting Date Meeting Status 598 CINS Y6145J104 10/18/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect LU Zhengfei Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
SK Telecom Ticker Security ID: Meeting Date Meeting Status 17670 CINS Y4935N104 03/11/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Amendments to Executive Officer Mgmt For For For Retirement Allowance Policy 4 Election of Directors (Slate) Mgmt For For For 5 Election of Independent Directors Mgmt For For For (Slate) 6 Election of Audit Committee Members Mgmt For For For (Slate)
SKF AB Ticker Security ID: Meeting Date Meeting Status SKFB CINS W84237143 04/28/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Amendments to Articles Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 2011 Long Term Incentive Plan Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Nomination Committee Mgmt For For For
Skyworth Digital Holdings Limited Ticker Security ID: Meeting Date Meeting Status 751 CINS G8181C100 09/07/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Frederick LEUNG Chi Ching Mgmt For For For 6 Elect YANG Dongwen Mgmt For For For 7 Elect LU Rongchang Mgmt For For For 8 Elect Stephen SO Hon Cheung Mgmt For For For 9 Elect Katherine CHAN Wai Kay Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Refreshment of Share Option Scheme Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
So-net Entertainment Corp. Ticker Security ID: Meeting Date Meeting Status 3789 CINS J7620U108 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Kenichiroh Yoshida Mgmt For For For 3 Elect Hiroki Totoki Mgmt For For For 4 Elect Yoshihiro Aita Mgmt For For For 5 Elect Masaroh Kikuchi Mgmt For For For 6 Elect Hiroshi Kurihara Mgmt For For For 7 Elect Miyuki Ishiguro Mgmt For For For 8 Elect Tohru Mio Mgmt For For For 9 Elect Masanao Yoshimura Mgmt For For For 10 Elect Yasukazu Aiuchi Mgmt For For For 11 Elect Fumio Kado Mgmt For For For 12 Stock Option Plan Mgmt For For For
Sociedad Quimica y Minera de Chile SA - SQM Ticker Security ID: Meeting Date Meeting Status SQM-A CUSIP 833635105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor and Account Mgmt For For For Inspectors 3 Related Party Transactions Mgmt For For For 4 Investment and Finance Policy Mgmt For For For 5 Allocation of Profits/Dividends; Mgmt For For For Dividend Policy 6 Director's Expenses Mgmt For For For 7 Election of Directors; Fees Mgmt For Against Against 8 Reports of the Directors' and Audit Mgmt For For For Committees 9 Transaction of Other Business Mgmt For Against Against
Societe Generale Ticker Security ID: Meeting Date Meeting Status GLE CINS F43638141 05/24/2011 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Form of Dividend Payment Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Elect Frederic Oudea Mgmt For For For 9 Elect Anthony Wyand Mgmt For Against Against 10 Elect Jean-Martin Folz Mgmt For Against Against 11 Elect Kyra Hazou Mgmt For For For 12 Elect Ana Maria Llopis Rivas Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For
Sodexo SA Ticker Security ID: Meeting Date Meeting Status SW CINS F84941123 01/24/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Consolidated Mgmt For For For Accounts and Reports; Ratification of Board Acts 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Appointment of Alternate Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Amendment Regarding Loyalty Dividends Mgmt For Against Against 12 Authority to Implement a Staggered Mgmt For For For Board 13 Elect Robert Baconnier Mgmt For For For 14 Elect Paul Jeanbart Mgmt For For For 15 Elect Patricia Bellinger Mgmt For Against Against 16 Elect Michel Landel Mgmt For For For 17 Elect Peter Thompson Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
Softbank Corporation Ticker Security ID: Meeting Date Meeting Status 9984 CINS J75963108 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Masayoshi Son Mgmt For For For 5 Elect Ken Miyauchi Mgmt For For For 6 Elect Kazuhiko Kasai Mgmt For For For 7 Elect Masahiro Inoue Mgmt For For For 8 Elect Ronald Fisher Mgmt For For For 9 Elect Yun Mah Mgmt For For For 10 Elect Tadashi Yanai Mgmt For For For 11 Elect Mark Schwartz Mgmt For For For 12 Elect Sunil Bharti Mittal Mgmt For For For
Sohu.com Inc. Ticker Security ID: Meeting Date Meeting Status SOHU CUSIP 83408W103 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Zhang Mgmt For For For 1.2 Elect Charles Huang Mgmt For For For 1.3 Elect Dave Qi Mgmt For For For 1.4 Elect Shi Wang Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Sohu.com Inc. Ticker Security ID: Meeting Date Meeting Status SOHU CUSIP 83408W103 07/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Roberts Mgmt For For For 1.2 Elect Zhonghan Deng Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
Sony Financial Holdings Inc. Ticker Security ID: Meeting Date Meeting Status 8729 CINS J76337104 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Katsumi Ihara Mgmt For For For 5 Elect Hirotoshi Watanabe Mgmt For For For 6 Elect Taroh Okuda Mgmt For For For 7 Elect Shinichi Yamamoto Mgmt For For For 8 Elect Shigeru Ishii Mgmt For For For 9 Elect Masaru Katoh Mgmt For For For 10 Elect Yasushi Ikeda Mgmt For For For 11 Elect Ryuji Yasuda Mgmt For For For 12 Elect Isao Yamamoto Mgmt For For For 13 Elect Hiroshi Sano Mgmt For For For 14 Elect Takemi Nagasaka Mgmt For Against Against 15 Elect Hiroshi Ueda Mgmt For Against Against 16 Elect Soh Satoh Mgmt For For For 17 Retirement Allowances for Director(s) Mgmt For For For
SPDR DJ Euro STOXX 50 ETF Ticker Security ID: Meeting Date Meeting Status FEZ CUSIP 78463X871 09/08/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Nesvet Mgmt For For For 1.2 Elect David Kelly Mgmt For For For 1.3 Elect Bonny Eugenia Mgmt For For For 1.4 Elect Dwight Churchill Mgmt For For For 1.5 Elect Carl Verboncoeur Mgmt For For For 1.6 Elect James Ross Mgmt For For For 2 Approval of a Manager of Managers Mgmt For For For Structure 3 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding: Real Estate 4 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding: Senior Securities and Borrowing 5 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding Loans 6 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding Commodities 7 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding Industry Concentration 8 Approval of Changes to Fundamental Mgmt For For For Investment Limitations Regarding Industry Concentration 9 Elimination of Outdated Fundamental Mgmt For For For Investment Policies
Spectris plc Ticker Security ID: Meeting Date Meeting Status SXS CINS G8338K104 05/13/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Russell King Mgmt For For For 5 Elect Peter Chambre Mgmt For For For 6 Elect John Hughes Mgmt For For For 7 Elect John O'Higgins Mgmt For For For 8 Elect John Warren Mgmt For For For 9 Elect Clive Watson Mgmt For For For 10 Elect Jim Webster Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Square Enix Co., Ltd Ticker Security ID: Meeting Date Meeting Status 9684 CINS J7659R109 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yohichi Wada Mgmt For For For 3 Elect Keiji Honda Mgmt For For For 4 Elect Yohsuke Matsuda Mgmt For For For 5 Elect Yukinobu Chida Mgmt For For For 6 Elect Makoto Naruke Mgmt For For For 7 Elect Norikazu Yahagi Mgmt For For For 8 Elect Ryohichi Kobayashi Mgmt For For For 9 Elect Ryuji Matsuda Mgmt For For For
SSL International PLC Ticker Security ID: Meeting Date Meeting Status SSL CINS G8401X108 07/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Richard Adam Mgmt For For For 5 Elect Garry Watts Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authorisation of Political Donations Mgmt For For For 10 Company Share Option Plan Mgmt For For For 11 Share Incentive Plan Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
Standard Chartered plc Ticker Security ID: Meeting Date Meeting Status STAN CINS G84228157 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Steve Bertamini Mgmt For For For 5 Elect Jaspal Bindra Mgmt For For For 6 Elect Richard Delbridge Mgmt For For For 7 Elect Jamie Dundas Mgmt For For For 8 Elect Valerie Gooding Mgmt For For For 9 Elect HAN Seung-Soo Mgmt For For For 10 Elect Simon Lowth Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Ruth Markland Mgmt For For For 13 Elect Richard Meddings Mgmt For For For 14 Elect John Paynter Mgmt For For For 15 Elect John Peace Mgmt For For For 16 Elect Michael Rees Mgmt For For For 17 Elect Peter Sands Mgmt For For For 18 Elect Paul Skinner Mgmt For For For 19 Elect Oliver Stocken Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 25 2011 Share Plan Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Ordinary Mgmt For For For Shares 28 Authority to Repurchase Preference Mgmt For For For Shares 29 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 30 Non-Voting Meeting Note N/A N/A N/A N/A
Stanley Electric Co, Ltd. Ticker Security ID: Meeting Date Meeting Status 6923 CINS J76637115 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Takanori Kitano Mgmt For For For 2 Elect Makio Natsusaka Mgmt For For For 3 Elect Katsumi Kondoh Mgmt For For For 4 Elect Shigeki Mutoh Mgmt For For For 5 Elect Yutaka Hiratsuka Mgmt For For For 6 Elect Tohru Furuta Mgmt For For For 7 Elect Tohru Tanabe Mgmt For For For 8 Elect Masakatsu Mori Mgmt For For For 9 Elect Shinji Tominaga Mgmt For For For 10 Elect Ryuta Yamaguchi Mgmt For For For 11 Elect Yoshiaki Yamauchi Mgmt For For For 12 Elect Yohichiroh Sakuma Mgmt For For For
Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CINS R8413J103 05/19/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Notice of Meeting and Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Individuals to Check Mgmt For TNA N/A Minutes 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 9 Compensation Guidelines Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Corporate Assembly Fees Mgmt For TNA N/A 12 Election of Nominating Committee Mgmt For TNA N/A Member 13 Nominating Committee Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to Share Savings Plan 15 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 16 Amendments to Marketing Instructions Mgmt For TNA N/A 17 Amendments to Articles Mgmt For TNA N/A 18 Nomination Committee Guidelines Mgmt For TNA N/A 19 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Withdrawal from Canadian Oil Sands
Stella International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1836 CINS G84698102 05/06/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Jack CHIANG Jeh Chung Mgmt For Against Against 6 Elect Lawrence CHEN Li Ming Mgmt For For For 7 Elect NG Hak Kim Mgmt For For For 8 Elect Peter Bolliger Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Amendment to the Long Term Incentive Mgmt For Against Against Scheme
Straumann Holding AG Ticker Security ID: Meeting Date Meeting Status STMN CINS H8300N119 03/18/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 TO VOTE IN THE UPCOMING MEETING, Mgmt N/A TNA N/A YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
Straumann Holding AG Ticker Security ID: Meeting Date Meeting Status STMN CINS H8300N119 03/18/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Amendments to Articles Mgmt For TNA N/A 8 Ratification of Board Acts Mgmt For TNA N/A 9 Elect Gilbert Achermann Mgmt For TNA N/A 10 Elect Sebastian Burckhardt Mgmt For TNA N/A 11 Elect Dominik Ellenrieder Mgmt For TNA N/A 12 Elect Roland Hess Mgmt For TNA N/A 13 Elect Ulrich Looser Mgmt For TNA N/A 14 Elect Beat Luthi Mgmt For TNA N/A 15 Elect Stefan Meister Mgmt For TNA N/A 16 Elect Thomas Straumann Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A 18 Non-Voting Meeting Note N/A N/A TNA N/A
Sumco Corp. Ticker Security ID: Meeting Date Meeting Status 3436 CINS J76896109 04/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kazuo Hiramoto Mgmt For For For 3 Elect Hiroshi Yoshikawa Mgmt For Against Against
Sumitomo Bakelite Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 4203 CINS J77024115 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tomitaroh Ogawa Mgmt For For For 4 Elect Shigeru Hayashi Mgmt For For For 5 Elect Tamotsu Yahata Mgmt For For For 6 Elect Satoshi Kawachi Mgmt For For For 7 Elect Tsuneo Terasawa Mgmt For For For 8 Elect Shinichiroh Itoh Mgmt For For For 9 Elect Ryuzoh Sukeyasu Mgmt For For For 10 Elect Shigeki Mutoh Mgmt For For For 11 Elect Kazuhisa Hirano Mgmt For For For 12 Elect Takeshi Uchimura Mgmt For For For 13 Elect Toshihiro Nyugaku Mgmt For For For 14 Elect Hiroyuki Abe Mgmt For For For 15 Elect Kenkichi Fuse Mgmt For For For 16 Election of Alternate Statutory Mgmt For For For Auditor(s)
Sumitomo Chemical Co Limited Ticker Security ID: Meeting Date Meeting Status 4005 CINS J77153120 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiromasa Yonekura Mgmt For For For 3 Elect Hiroshi Hirose Mgmt For For For 4 Elect Masakazu Tokura Mgmt For For For 5 Elect Osamu Ishitobi Mgmt For For For 6 Elect Kiyohiko Nakae Mgmt For For For 7 Elect Yoshimasa Takao Mgmt For For For 8 Elect Kenjiroh Fukubayashi Mgmt For For For 9 Elect Kenichi Hatano Mgmt For For For 10 Elect Toshihisa Deguchi Mgmt For For For 11 Elect Takao Akasaka Mgmt For For For 12 Elect Kenya Nagamatsu Mgmt For For For 13 Elect Kouichi Ikeda Mgmt For For For
Sumitomo Metal Industries Limited Ticker Security ID: Meeting Date Meeting Status 5405 CINS J77669133 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Shimozuma Mgmt For For For 3 Elect Hiroshi Tomono Mgmt For For For 4 Elect Fumio Honbe Mgmt For For For 5 Elect Yasuyuki Tozaki Mgmt For For For 6 Elect Shuichiroh Kozuka Mgmt For For For 7 Elect Michiharu Takii Mgmt For For For 8 Elect Shinichi Miki Mgmt For For For 9 Elect Yoshitaka Hotta Mgmt For For For 10 Elect Kiyotaka Nogi Mgmt For For For 11 Elect Shinya Okuda Mgmt For For For
Sumitomo Mitsui Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 8316 CINS J7771X109 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masayuki Oku Mgmt For For For 4 Elect Takeshi Kunibe Mgmt For For For 5 Elect Tetsuya Kubo Mgmt For For For 6 Elect Satoru Nakanishi Mgmt For For For 7 Elect Kazuya Johno Mgmt For For For 8 Elect Kohichi Danno Mgmt For For For 9 Elect Yujiroh Itoh Mgmt For For For 10 Elect Masahiro Fuchizaki Mgmt For For For 11 Elect Shigeru Iwamoto Mgmt For For For 12 Elect Kuniaki Nomura Mgmt For For For 13 Elect Jun Mizoguchi Mgmt For Against Against 14 Elect Shin Kawaguchi Mgmt For Against Against
Suzuken Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 9987 CINS J78454105 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshiki Bessho Mgmt For For For 3 Elect Hiroshi Ohta Mgmt For For For 4 Elect Takahito Itoh Mgmt For For For 5 Elect Nobuo Suzuki Mgmt For For For 6 Elect Hiroshi Ohba Mgmt For For For 7 Elect Harutaka Yamashita Mgmt For For For 8 Elect Toshiaki Iwatani Mgmt For For For
Swedish Match AB Ticker Security ID: Meeting Date Meeting Status SWMA CINS W92277115 05/02/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Reduction in Share Capital Mgmt For For For 14 Bonus Issue Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Compensation Guidelines Mgmt For For For 17 Board Size Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nominating Committee Mgmt For For For 21 Instructions to Nominating Committee Mgmt For For For
Swiss Reinsurance Company Ticker Security ID: Meeting Date Meeting Status RUKN CINS H84046137 04/15/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits to Reserves Mgmt For TNA N/A 6 Allocation of Dividends from Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Elect Raymund Breu Mgmt For TNA N/A 9 Elect Mathis Cabiallavetta Mgmt For TNA N/A 10 Elect Raymond Ch'ien Mgmt For TNA N/A 11 Elect Rajna Gibson Brandon Mgmt For TNA N/A 12 Elect Hans Ulrich Maerki Mgmt For TNA N/A 13 Elect Renato Fassbind Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A 15 Reduction of Authorized Share Capital Mgmt For TNA N/A 16 Cancellation of Conditional Capital Mgmt For TNA N/A (Employee Participation) 17 Cancellation of Conditional Capital Mgmt For TNA N/A (Berkshire Hathaway) 18 Increase in Conditional Capital Mgmt For TNA N/A
Synnex Technology Ticker Security ID: Meeting Date Meeting Status 2347 CINS Y8344J109 06/10/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Procedural Rules: Mgmt For For For Endorsements/Guarantees and Capital Loans 11 Extraordinary motions Mgmt For Against Against
T&D Holdings Ticker Security ID: Meeting Date Meeting Status 8795 CINS J86796109 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Authority to Reduce Capital Reserve Mgmt For For For 4 Elect Naoteru Miyato Mgmt For For For 5 Elect Kenji Nakagome Mgmt For For For 6 Elect Tsutomu Igarashi Mgmt For For For 7 Elect Terunori Yokoyama Mgmt For For For 8 Elect Katsuhide Tanaka Mgmt For For For 9 Elect Tetsuhiro Kida Mgmt For For For 10 Elect Kazuyoshi Shimada Mgmt For For For 11 Elect Yukio Masuda Mgmt For For For 12 Election of Alternate Statutory Mgmt For For For Auditor(s) 13 Retirement Allowances for Mgmt For For For Director(s) and Statutory Auditor(s)
Tata Steel (formerly Tata Iron & Steel Co) Ticker Security ID: Meeting Date Meeting Status TATASTL CINS Y8547N139 07/12/2010 Voted Meeting Type Country of Trade Other India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Preference Shares Mgmt For For For and Warrants
Tata Steel (formerly Tata Iron & Steel Co) Ticker Security ID: Meeting Date Meeting Status TATASTL CINS Y8547N139 08/13/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Dividend on Preference Shares Mgmt For For For 5 Dividend on Ordinary Shares Mgmt For For For 6 Re-elect Sam Palia Mgmt For For For 7 Re-elect Suresh Krishna Mgmt For Against Against 8 Re-elect Ishaat Hussain Mgmt For For For 9 Re-elect Andrew Robb Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Elect Balasubramanian Muthuraman Mgmt For For For 12 Appointment of H.M. Nerurkar as Mgmt For For For Managing Director; Approval of Compensation 13 Appointment of Branch Auditor and Mgmt For For For Authority to Set Fees
Tecan Group Ltd. Ticker Security ID: Meeting Date Meeting Status TECN CINS H84774167 04/19/2011 Take No Action Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Dividend Distribution from Reserves Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Heinrich Fischer Mgmt For TNA N/A 8 Elect Dominique Baly Mgmt For TNA N/A 9 Elect Lukas Braunschweiler Mgmt For TNA N/A 10 Elect Gerard Vaillant Mgmt For TNA N/A 11 Elect Rolf Classon Mgmt For TNA N/A 12 Elect Oliver Fetzer Mgmt For TNA N/A 13 Elect Erik Wallden Mgmt For TNA N/A 14 Amendment to Articles Regarding Mgmt For TNA N/A Elimination of Cap on Registration and Voting Rights 15 Amendment to Articles Regarding Mgmt For TNA N/A Closure of Share Register 16 Appointment of Auditor Mgmt For TNA N/A
Telecom Italia S.p.A. Ticker Security ID: Meeting Date Meeting Status TIT CINS T92778108 04/09/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 List proposed by Telco S.p.A. Mgmt For N/A N/A 6 List Proposed by Findim Group S.A. Mgmt For N/A N/A 7 List proposed by Institutional Mgmt For For For Investors 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Repurchase and Reissue Mgmt For For For Shares 10 2011-2013 Long-Term Incentive Plan Mgmt For For For 11 Amendments to Meeting Regulations Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Telefonaktiebolag et LM Ericsson Ticker Security ID: Meeting Date Meeting Status ERIC.A CUSIP 294821608 04/13/2011 Take No Action Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Presiding Chairman Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board and Management Mgmt For TNA N/A Acts 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Board Size Mgmt For TNA N/A 6 Directors' Fees Mgmt For TNA N/A 7 Election of Directors Mgmt For TNA N/A 8 Nomination Committee Mgmt For TNA N/A 9 Nomination Committee's Fees Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Compensation Guidelines Mgmt For TNA N/A 13 2011 Employee Stock Purchase Plan Mgmt For TNA N/A 14 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant 2011 Employee Stock Purchase Plan 15 Equity Swap Agreement Pursuant 2011 Mgmt For TNA N/A Employee Stock Purchase Plan 16 2011 Key Contributor Retention Plan Mgmt For TNA N/A 17 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant 2011 Key Contributor Retention Plan 18 Equity Swap Agreement Pursuant 2011 Mgmt For TNA N/A Key Contributor Retention Plan 19 2011 Executive Performance Stock Plan Mgmt For TNA N/A 20 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant 2011 Executive Performance Stock Plan 21 Equity Swap Agreement Pursuant 2011 Mgmt For TNA N/A Executive Performance Stock Plan 22 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant to LTIPs 23 Amendments to Corporate Purpose Mgmt For TNA N/A 24 Shareholder Proposal Regarding Mgmt For TNA N/A Voting Issue
Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/19/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Agenda Mgmt For TNA N/A 5 Election of Individuals to Check Mgmt For TNA N/A Minutes 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Compensation Guidelines Mgmt For TNA N/A 9 Cancellation of Shares Mgmt For TNA N/A 10 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 11 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to LTIP 12 Election of Corporate Assembly Mgmt For TNA N/A 13 Nomination Committee Mgmt For TNA N/A 14 Corporate Assembly Fees Mgmt For TNA N/A
Teliasonera AB Ticker Security ID: Meeting Date Meeting Status TLSN CINS W95890104 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of Chairman of the Board of Mgmt For For For Directors 18 Number of Auditors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Long-Term Incentive Program Mgmt For For For 26 Hedging Arrangement for LTIP Mgmt For For For 27 Authority to Reduce Share Capital Mgmt For For For 28 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Having the Swedish State as an Owner 29 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Current Human Resources Strategy 30 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Repeated Savings Obligations and the Company's Long-term Profitability 31 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Transfer of a Subsidiary 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A
Temenos Group Ticker Security ID: Meeting Date Meeting Status TEMN CINS H8547Q107 06/17/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports; Remuneration Mgmt For TNA N/A Report 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Transfer of Reserves Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Increase in Authorized Capital Mgmt For TNA N/A 8 Increase in Conditional Capital for Mgmt For TNA N/A Equity Incentives 9 Elect Guy Dubois Mgmt For TNA N/A 10 Elect George Koukis Mgmt For TNA N/A 11 Elect Chris Pavlou Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A
Thales SA Ticker Security ID: Meeting Date Meeting Status HO CINS F9156M108 05/18/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 6 Allocation of Profits/Dividends; Mgmt For For For Form of Dividend Payment 7 Elect Philippe Lepinay Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Grant Stock Options Mgmt For For For 10 Authority to Cancel Shares and Mgmt For For For Reduce Capital 11 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 12 Amend Article 17 Mgmt For Against Against 13 Authority to Carry Out Formalities Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
The Game Group plc Ticker Security ID: Meeting Date Meeting Status GMG CINS G37217109 06/15/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ian Shepherd Mgmt For For For 5 Elect Christopher Bell Mgmt For For For 6 Elect Ben White Mgmt For For For 7 Elect Dana Dunne Mgmt For For For 8 Elect Ishbel Macpherson Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
The Paragon Group of Companies plc Ticker Security ID: Meeting Date Meeting Status PAG CINS G6376N154 02/10/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Robert Dench Mgmt For For For 5 Elect Nicholas Keen Mgmt For For For 6 Elect Christopher Newell Mgmt For For For 7 Elect Nigel Terrington Mgmt For For For 8 Elect John Heron Mgmt For For For 9 Elect Terence Eccles Mgmt For Against Against 10 Elect Edward Tilly Mgmt For For For 11 Elect Alan Fletcher Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Non-Voting Meeting Note N/A N/A N/A N/A
The Wharf (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 4 CINS Y8800U127 06/07/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Paul CHAN Mo Po Mgmt For Against Against 6 Elect Vincent FANG Kang Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Authority to Issue Repurchased Shares Mgmt For For For 11 Increase in Authorized Capital Mgmt For Against Against 12 Adoption of Share Option Scheme Mgmt For For For
Thomas Cook Group Plc Ticker Security ID: Meeting Date Meeting Status TCG CINS G88471100 02/11/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Michael Beckett Mgmt For For For 5 Elect Bo Lerenius Mgmt For For For 6 Elect Dawn Airey Mgmt For For For 7 Elect Peter Marks Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Toei Animation Company Limited Ticker Security ID: Meeting Date Meeting Status 4816 CINS J84453109 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Final Dividends of Mgmt For For For Y50.00 for a Payout Ratio of 25.5% 2 Elect Yuzuru Kubota Mgmt For For For 3 Elect Kanji Kazahaya Mgmt For For For 4 Elect Chiharu Nakasone Mgmt For For For 5 Elect Takamitsu Kurino Mgmt For For For 6 Elect Kenji Yasuda Mgmt For For For 7 Elect Kengo Sunami Mgmt For For For 8 Condolence Payment and Retirement Mgmt For Against Against Allowances for Statutory Auditor(s)
Toho Holdings Co Ltd (fka Toho Pharmaceutical Co) Ticker Security ID: Meeting Date Meeting Status 8129 CINS J85237105 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Takaaki Matsutani Mgmt For For For 3 Elect Norio Hamada Mgmt For For For 4 Elect Hiroyuki Kohno Mgmt For For For 5 Elect Toshio Honma Mgmt For For For 6 Elect Takaaki Matsutani Mgmt For For For 7 Election of Yoshio Matsumoto Mgmt For For For
Tokai Rika Ticker Security ID: Meeting Date Meeting Status 6995 CINS J85968105 06/15/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Kiyoshi Kinoshita Mgmt For For For 4 Elect Yuhzoh Ushiyama Mgmt For For For 5 Elect Shigeru Katoh Mgmt For For For 6 Elect Kiyoshi Tsunekawa Mgmt For For For 7 Elect Makoto Gotoh Mgmt For For For 8 Elect Hitoshi Iwata Mgmt For For For 9 Elect Shohji Ishida Mgmt For For For 10 Elect Mineo Hattori Mgmt For For For 11 Elect Tadanao Hamamoto Mgmt For For For 12 Elect Hitoshi Hirano Mgmt For For For 13 Elect Mikihiro Mori Mgmt For For For 14 Elect Kenji Kawaguchi Mgmt For For For 15 Elect Hiroyuki Nakamura Mgmt For For For 16 Elect Tadashi Wakiya Mgmt For For For 17 Elect Masaharu Tanino Mgmt For For For 18 Elect Shinji Shirasaki Mgmt For For For 19 Elect Hiroshi Nishio Mgmt For For For 20 Elect Yuji Nishimura Mgmt For For For 21 Elect Kyohji Sasazu Mgmt For For For 22 Elect Masaki Horie Mgmt For For For 23 Bonus Mgmt For For For 24 Stock Option Plan Mgmt For For For 25 Stock Option Plan Mgmt For For For 26 Retirement Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s)
Tokio Marine Holdings Inc. (fka Millea Holdings Incorporated) Ticker Security ID: Meeting Date Meeting Status 8766 CINS J86298106 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kunio Ishihara Mgmt For For For 4 Elect Shuzoh Sumi Mgmt For For For 5 Elect Hiroshi Amemiya Mgmt For For For 6 Elect Masashi Ohba Mgmt For For For 7 Elect Hiroshi Miyajima Mgmt For For For 8 Elect Kunio Itoh Mgmt For For For 9 Elect Akio Mimura Mgmt For For For 10 Elect Toshifumi Kitazawa Mgmt For For For 11 Elect Mikio Sasaki Mgmt For For For 12 Elect Takaaki Tamai Mgmt For For For 13 Elect Tsuyoshi Nagano Mgmt For For For 14 Elect Akinari Horii Mgmt For For For 15 Elect Toshiki Ohhashi Mgmt For For For 16 Statutory Auditors' Fees Mgmt For For For
Tokyo Gas Co Limited Ticker Security ID: Meeting Date Meeting Status 9531 CINS J87000105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsunori Torihara Mgmt For For For 4 Elect Tsuyoshi Okamoto Mgmt For For For 5 Elect Shigeru Muraki Mgmt For For For 6 Elect Toshiyuki Kanisawa Mgmt For For For 7 Elect Tsutomuu Ohya Mgmt For For For 8 Elect Michiaki Hirose Mgmt For For For 9 Elect Mikio Itazawa Mgmt For For For 10 Elect Kazuo Yoshino Mgmt For For For 11 Elect Katsuhiko Honda Mgmt For For For 12 Elect Yukio Satoh Mgmt For For For 13 Elect Ryuichi Tomizawa Mgmt For For For 14 Elect Manabu Fukumoto Mgmt For For For
Tokyo Seimitsu Company Limited Ticker Security ID: Meeting Date Meeting Status 7729 CINS J87903100 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kunimasa Ohta Mgmt For For For 3 Elect Kazuo Fujimori Mgmt For For For 4 Elect Shigeru Umenaka Mgmt For For For 5 Elect Wolfgang Bonatz Mgmt For For For 6 Elect Hitoshi Yoshida Mgmt For For For 7 Elect Ryohichi Kimura Mgmt For For For 8 Elect Kohichi Kawamura Mgmt For For For 9 Elect Hidenori Kimura Mgmt For Against Against 10 Elect Yoshihiro Yoshimura Mgmt For For For 11 Stock Option Plan Mgmt For For For
Toll Holdings Limited Ticker Security ID: Meeting Date Meeting Status TOL CINS Q9104H100 10/29/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Mark Smith Mgmt For For For 4 Re-elect Barry Cusack Mgmt For For For 5 Equity Grant (MD Paul Little) Mgmt For For For 6 Adopt New Constitution Mgmt For For For
Total SA Ticker Security ID: Meeting Date Meeting Status FP CINS F92124100 05/13/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Patricia Barbizet Mgmt For For For 11 Elect Paul Desmarais, Jr. Mgmt For For For 12 Elect Claude Mandil Mgmt For For For 13 Elect Marie-Christine Coisne Mgmt For For For 14 Elect Barbara Kux Mgmt For For For 15 Authority to Issue Restricted Shares Mgmt For For For 16 Shareholder Proposal Regarding Share ShrHoldr Against Against For Ownership Disclosure
TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 03/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisitions Mgmt For Against Against
TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 03/10/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Rogerio Marcos Martins de Mgmt For For For Oliveira 7 Remuneration Policy Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 03/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Capital Mgmt For For For 4 Stock Split Mgmt For For For 5 Amend Article 30 Mgmt For For For 6 Amend Article 3 Mgmt For For For 7 Amend Article 19 Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Toyoda Gosei Co Ltd Ticker Security ID: Meeting Date Meeting Status 7282 CINS J91128108 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hajime Wakayama Mgmt For For For 3 Elect Tadashi Arashima Mgmt For For For 4 Elect Takayasu Hiramatsu Mgmt For For For 5 Elect Yuichi Shibui Mgmt For For For 6 Elect Takasuke Haruki Mgmt For For For 7 Elect Nobuyuki Shimizu Mgmt For For For 8 Elect Yoshiaki Takei Mgmt For For For 9 Elect Hiromi Ikehata Mgmt For For For 10 Elect Noboru Katoh Mgmt For For For 11 Elect Kuniyasu Itoh Mgmt For For For 12 Elect Nobuo Fujiwara Mgmt For For For 13 Elect Masayoshi Ichikawa Mgmt For For For 14 Elect Yukio Kawakita Mgmt For For For 15 Elect Kazumi Ohtake Mgmt For For For 16 Elect Kyoji Ikki Mgmt For For For 17 Elect Kanji Kumazawa Mgmt For For For 18 Elect Atsushi Sumida Mgmt For For For 19 Elect Daisuke Kobayashi Mgmt For For For 20 Elect Kinichi Nishikawa Mgmt For For For 21 Elect Tomonobu Yamada Mgmt For For For 22 Elect Shinichi Gotoh Mgmt For For For 23 Elect Yasushi Miyamoto Mgmt For For For 24 Elect Mitsuo Mori Mgmt For For For 25 Elect Shinichi Sasaki Mgmt For For For 26 Bonus Mgmt For Against Against 27 Retirement Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s)
Toyota Motor Corporation Ticker Security ID: Meeting Date Meeting Status 7203 CINS J92676113 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Fujio Choh Mgmt For For For 5 Elect Akio Toyoda Mgmt For For For 6 Elect Takeshi Uchiyamada Mgmt For For For 7 Elect Yukitoshi Funo Mgmt For For For 8 Elect Atsushi Niimi Mgmt For For For 9 Elect Shinichi Sasaki Mgmt For For For 10 Elect Satoshi Ozawa Mgmt For For For 11 Elect Nobuyori Kodaira Mgmt For For For 12 Elect Mamoru Furuhashi Mgmt For For For 13 Elect Takahiko Ijichi Mgmt For For For 14 Elect Yasumori Ihara Mgmt For For For 15 Elect Kunihiro Matsuo Mgmt For For For 16 Elect Yohko Wake Mgmt For For For 17 Elect Yohichiroh Ichimaru Mgmt For Against Against 18 Elect Masahiro Katoh Mgmt For Against Against 19 Directors' Fees Mgmt For For For 20 Bonus Mgmt For For For
Transportadora de Gas del Sur SA Ticker Security ID: Meeting Date Meeting Status TGSU2 CUSIP 893870204 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Meeting Delegates Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Mgmt For For For Supervisory Council Acts; Fees 5 Audit Committee Budget Mgmt For Against Against 6 Election of Directors Mgmt For Abstain Against 7 Determination of Directors Terms Mgmt For Abstain Against 8 Election of Supervisory Council Mgmt For Abstain Against 9 Determination of Supervisory Council Mgmt For For For Member Terms 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Tri-Stage Inc Ticker Security ID: Meeting Date Meeting Status 2178 CINS J9298T108 05/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Isao Senoo Mgmt For For For 3 Elect Akio Maruta Mgmt For For For 4 Elect Tomohito Ebine Mgmt For Against Against 5 Elect Kyohhei Nakamura Mgmt For For For
Trinity Limited Ticker Security ID: Meeting Date Meeting Status 891 CINS G90624100 06/01/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect William FUNG Kwok Lun Mgmt For Against Against 6 Elect Sabrina FUNG Wing Yee Mgmt For For For 7 Elect Michael LEE Tze Hau Mgmt For For For 8 Elect Danny LAU Sai Wing Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Tsuruha Holdings Inc Ticker Security ID: Meeting Date Meeting Status 3391 CINS J9348C105 08/12/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Itsuki Tsuruha Mgmt For Against Against 3 Elect Seiji Horikawa Mgmt For Against Against 4 Elect Teruaki Gotoh Mgmt For Against Against 5 Elect Hisaya Ogawa Mgmt For Against Against 6 Elect Masahiro Ohfune Mgmt For Against Against 7 Elect Yoshio Aoki Mgmt For Against Against 8 Elect Hiroko Tsuruha Mgmt For Against Against 9 Elect Motoya Okada Mgmt For Against Against 10 Elect Takayuki Sakakima Mgmt For For For 11 Elect Isao Nishi Mgmt For For For 12 Elect Jun Sakai Mgmt For For For 13 Stock Option Plan Mgmt For For For
Tsutsumi Jewelery Company Limited Ticker Security ID: Meeting Date Meeting Status 7937 CINS J93558104 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Seiji Tsutsumi Mgmt For For For 4 Elect Keizoh Fujieda Mgmt For For For 5 Elect Katsumi Shindoh Mgmt For For For 6 Elect Takashi Tsuji Mgmt For For For 7 Elect Mitsuo Ohtomo Mgmt For For For 8 Elect Kohji Shidatsu Mgmt For For For 9 Elect Yasunari Yoshida Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor
Turkiye Garanti Bankasi A.S. Ticker Security ID: Meeting Date Meeting Status GARAN CINS M4752S106 03/31/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Directors and Statutory Auditors' Mgmt For TNA N/A Fees 9 Charitable Donations Mgmt For TNA N/A 10 Related Party Transactions Mgmt For TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A
UBS AG Ticker Security ID: Meeting Date Meeting Status UBSN CINS H89231338 04/28/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Kaspar Villiger Mgmt For TNA N/A 8 Elect Michel Demare Mgmt For TNA N/A 9 Elect David Sidwell Mgmt For TNA N/A 10 Elect Rainer-Marc Frey Mgmt For TNA N/A 11 Elect Bruno Gehrig Mgmt For TNA N/A 12 Elect Ann Godbehere Mgmt For TNA N/A 13 Elect Axel Lehmann Mgmt For TNA N/A 14 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 15 Elect Helmut Panke Mgmt For TNA N/A 16 Elect William Parrett Mgmt For TNA N/A 17 Elect Joseph YAM Chi Kwong Mgmt For TNA N/A 18 Appointment of Auditor Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 03/31/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Director Term Mgmt For TNA N/A Lengths 4 Amendment Regarding Compensation and Mgmt For TNA N/A Nominating Committee 5 Amendments to Articles 34, 35, 36, Mgmt For TNA N/A 39, 40 and 42 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Authority to Amend Articles Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 04/28/2011 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt For TNA N/A 4 Presentation of Auditor Report Mgmt For TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor's Acts Mgmt For TNA N/A 8 Elect Evelyn du Monceau de Bergendal Mgmt For TNA N/A 9 Elect Arnoud de Pret Roose de Mgmt For TNA N/A Calesberg 10 Elect Jean-Pierre Kinet Mgmt For TNA N/A 11 Ratification of the Independence of Mgmt For TNA N/A Jean-Pierre Kinet 12 Elect Thomas Leysen Mgmt For TNA N/A 13 Ratification of the Independence of Mgmt For TNA N/A Thomas Leysen 14 Elect Gerhard Mayr Mgmt For TNA N/A 15 Ratification of the Independence of Mgmt For TNA N/A Gerhard Mayr 16 Elect Norman Ornstein Mgmt For TNA N/A 17 Ratification of the Independence of Mgmt For TNA N/A Norman Ornstein 18 Elect Bridget van Rijckevorsel Mgmt For TNA N/A 19 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 20 Change in Control Provision Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A
UCO Bank Limited Ticker Security ID: Meeting Date Meeting Status UCO CINS Y9035A100 03/17/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (Preferential Allotment to Promoters) 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
Unicredit S.p.A. Ticker Security ID: Meeting Date Meeting Status UCG CINS T95132105 04/29/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Federico Ghizzoni Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Common Representative's Fees Mgmt For For For 8 Amendments to Meeting Regulations Mgmt For For For 9 Group Remuneration Policy Mgmt For For For 10 2011 Equity Compensation Plans Mgmt For For For 11 2011 Employee Stock Ownership Plan Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
United Microelectronics Corp Ticker Security ID: Meeting Date Meeting Status 2303 CUSIP 910873405 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Procedural Rules: Mgmt For For For Election of Directors and Supervisors
United Microelectronics Corp Ticker Security ID: Meeting Date Meeting Status 2303 CINS Y92370108 06/15/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Amendments to Procedural Rules: Mgmt For For For Election of Directors and Supervisors 14 Extraordinary motions Mgmt For Against Against
United Overseas Bank Limited Ticker Security ID: Meeting Date Meeting Status U11 CINS V96194127 04/29/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Fees to WEE Cho Yaw Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect WEE Ee Cheong Mgmt For For For 7 Elect Franklin Lavin Mgmt For Against Against 8 Elect Willie CHENG Jue Hiang Mgmt For Against Against 9 Elect TAN Lip-Bu Mgmt For For For 10 Elect WEE Cho Yaw Mgmt For For For 11 Elect NGIAM Tong Dow Mgmt For For For 12 Elect CHAM Tao Soon Mgmt For For For 13 Elect Reggie Thein Mgmt For For For 14 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Shares under UOB Mgmt For For For Scrip Dividend Scheme 19 Authority to Issue Preferred Shares Mgmt For Against Against 20 Non-Voting Agenda Item N/A N/A N/A N/A
United Overseas Bank Limited Ticker Security ID: Meeting Date Meeting Status U11 CINS V96194127 04/29/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
Universo Online SA Ticker Security ID: Meeting Date Meeting Status UOLL4 CINS P9582E117 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Directors Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A
Vallourec Ticker Security ID: Meeting Date Meeting Status VK CINS F95922104 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Pascale Chargrasse 9 Elect Pascale Chargrasse Mgmt For For For 10 Elect Jean-Paul Parayre Mgmt For For For 11 Elect Patrick Boissier Mgmt For For For 12 Elect Anne-Marie Idrac Mgmt For For For 13 Elect Francois Henrot as Censor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Capital and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For For For Shares 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital In Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority for Subsidiaries to Issue Mgmt For For For Securities Convertible into Company Shares 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Authority to Issue Debt Instruments Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital for Mgmt For For For Foreign Employees 27 Authority to Increase Capital for Mgmt For For For Foreign Employees as an Alternative to Employee Savings Plan 28 Authority to Issue Restricted Shares Mgmt For For For Under Savings Plans 29 Authority to Issue Restricted Shares Mgmt For For For 30 Authority to Cancel Shares and Mgmt For For For Reduce Capital 31 Amendment Regarding Supervisory Mgmt For For For Board Member Term Length 32 Amendment Regarding Employee Mgmt For For For Representation 33 Authority to Carry Out Formalities Mgmt For For For
VanceInfo Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status VIT CUSIP 921564100 11/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Samuelson Young Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Ratification of Financial Statements Mgmt For For For 6 Ratification of Board Acts Mgmt For For For
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 07/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Naresh Chandra Mgmt For For For 5 Elect Euan Macdonald Mgmt For For For 6 Elect Aman Mehta Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Settle Convertible Mgmt For For For Bonds with Ordinary Shares 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Adoption of New Articles Mgmt For For For 15 Reduction in Share Premium Account Mgmt For For For
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 12/13/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
Vienna Insurance Group AG Ticker Security ID: Meeting Date Meeting Status VIG CINS A9T907104 05/06/2011 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management and Mgmt For For For Supervisory Board Acts 4 Amendments to Articles Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For 6 Elect Martina Dobringer Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
Vinci Ticker Security ID: Meeting Date Meeting Status DG CINS F5879X108 05/02/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Pascale Sourisse Mgmt For For For 8 Elect Robert Castaigne Mgmt For For For 9 Elect Jean-Bernard Levy Mgmt For For For 10 Elect Elisabeth Boyer Mgmt For For For 11 Elect Gerard Duez Mgmt For For For 12 Elect Jacques Francon Mgmt For For For 13 Elect Bernhard Klemm Mgmt For For For 14 Elect Bernard Chabalier Mgmt For For For 15 Elect Jean-Luc Lebouil Mgmt For For For 16 Elect Denis Marchal Mgmt For For For 17 Elect Rolland Sabatier Mgmt For For For 18 Elect Pascal Taccoen Mgmt For For For 19 Elect Cosimo Lupo Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Authority to Cancel Shares and Mgmt For For For Reduce Capital 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 25 Authority to Issue Convertible Bonds Mgmt For For For w/o Preemptive Rights 26 Authority to Issue Convertible Mgmt For For For Securities w/o Preemptive Rights 27 Authority to Increase Share Issuance Mgmt For For For Limit 28 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 29 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 30 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 31 Authority to Grant Stock Options Mgmt For For For 32 Authority to Carry Out Formalities Mgmt For For For 33 Non-Voting Meeting Note N/A N/A N/A N/A
Vivendi SA Ticker Security ID: Meeting Date Meeting Status VIV CINS F97982106 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Jean-Yves Charlier Mgmt For For For 9 Elect Henri Lachmann Mgmt For Against Against 10 Elect Pierre Rodocanachi Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Appointment of Alternate Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Grant Stock Options Mgmt For For For 16 Authority to Issue Restricted Shares Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 21 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 22 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan for Employees Abroad 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Amendment Regarding Censors Mgmt For For For 25 Authority to Carry Out Formalities Mgmt For For For
Vodafone Group PLC Ticker Security ID: Meeting Date Meeting Status VOD CINS G93882135 07/27/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect John R. H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Elect Vittorio Colao Mgmt For For For 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Steve Pusey Mgmt For For For 8 Elect Alan Jebson Mgmt For For For 9 Elect Samuel Jonah Mgmt For For For 10 Elect Nick Land Mgmt For For For 11 Elect Anne Lauvergeon Mgmt For For For 12 Elect Luc Vandevelde Mgmt For For For 13 Elect Anthony Watson Mgmt For For For 14 Elect Philip Yea Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Directors' Remuneration Report Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 24 Share Incentive Plan Renewal Mgmt For For For
Volvo AB Ticker Security ID: Meeting Date Meeting Status VOLV.A CINS 928856301 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr N/A For N/A Reclassification of Shares 21 Long-Term Share-Based Incentive Plan Mgmt For For For 22 Transfer of Shares Pursuant to LTIP Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
West Japan Railway Co Ticker Security ID: Meeting Date Meeting Status 9021 CINS J95094108 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Shizuka Yabuki Mgmt For For For 5 Elect Noboru Koide Mgmt For For For 6 Elect Tsutomu Iwasaki Mgmt For For For 7 Elect Ikuo Uno Mgmt For Against Against 8 Elect Yasumi Katsuki Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of Director
Wistron Ticker Security ID: Meeting Date Meeting Status 3231 CINS Y96738102 06/22/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Issue Common Stock and Mgmt For For For Global Depository Receipts 11 Extraordinary Motions Mgmt For Against Against 12 Adjournment Mgmt For For For
Wolters Kluwer Nv Ticker Security ID: Meeting Date Meeting Status WKL CINS ADPV09931 04/27/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Executive Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect Bruno Angelici Mgmt For For For 10 Elect Jack J. Lynch Jr. Mgmt For For For 11 Supervisory Board Fees Mgmt For For For 12 Amendment to the Long Term Incentive Mgmt For For For Plan 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A
Woolworths Limited Ticker Security ID: Meeting Date Meeting Status WOW CINS Q98418108 11/18/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Elect Carla (Jayne) Hrdlicka Mgmt For For For 5 Elect Stephen Mayne Mgmt Against Against For 6 Re-elect Ian Macfarlane Mgmt For For For 7 Renew Long Term Incentive Plan Mgmt For For For 8 Amendments to the Constitution Mgmt For For For 9 Increase NEDs' Fee Cap Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Works Applications Company Limited Ticker Security ID: Meeting Date Meeting Status 4329 CINS J9516S106 09/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masayuki Makino Mgmt For For For 3 Elect Takashi Abe Mgmt For For For 4 Elect Yoshiroh Ishikawa Mgmt For For For 5 Elect Jun Hosoya Mgmt For For For 6 Elect Noboru Hachimine Mgmt For For For 7 Elect Tsuyoshi Inoue Mgmt For For For 8 Elect Sohjiroh Abe Mgmt For For For
World Fuel Services Corporation Ticker Security ID: Meeting Date Meeting Status INT CUSIP 981475106 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Stebbins Mgmt For For For 1.2 Elect Michael Kasbar Mgmt For For For 1.3 Elect Ken Bakshi Mgmt For For For 1.4 Elect Richard Kassar Mgmt For Withhold Against 1.5 Elect Myles Klein Mgmt For For For 1.6 Elect John Manley Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Stephen Roddenberry Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Xingda International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1899 CINS G9827V106 05/27/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LIU Xiang Mgmt For For For 6 Elect Louis KOO Fook Sun Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
XL Axiata Terbuka Ticker Security ID: Meeting Date Meeting Status EXCL CINS Y7125N107 04/14/2011 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Election of Directors and Mgmt For Against Against Commissioners 5 Directors and Commissioners' Fees Mgmt For Against Against
XL Axiata Terbuka Ticker Security ID: Meeting Date Meeting Status EXCL CINS Y7125N107 04/14/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 2 Modification of Nominating and Mgmt For Against Against Remuneration Committee
Yamaha Motor Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 7272 CINS J95776126 03/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital and Mgmt For For For Earned Reserves 3 Elect Hiroyuki Yanagi Mgmt For For For 4 Elect Takaaki Kimura Mgmt For For For 5 Elect Toyoo Ohtsubo Mgmt For For For 6 Elect Yoshiteru Takahashi Mgmt For For For 7 Elect Hiroyuki Suzuki Mgmt For For For 8 Elect Kohzoh Shinozaki Mgmt For For For 9 Elect Yuko Kawamoto Mgmt For For For 10 Elect Masamitsu Sakurai Mgmt For For For 11 Elect Mitsuru Umemura Mgmt For For For 12 Elect Nobuya Hideshima Mgmt For For For 13 Elect Masahiro Takizawa Mgmt For For For 14 Elect Norihiko Shimizu Mgmt For For For 15 Elect Yutaka Kume Mgmt For For For 16 Elect Shigeki Hirasawa Mgmt For For For 17 Election of Alternate Statutory Mgmt For For For Auditor(s)
Yamanashi Chuo Bank Ltd. Ticker Security ID: Meeting Date Meeting Status 8360 CINS J96128103 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kentaroh Ono Mgmt For For For 3 Elect Toshihisa Ashizawa Mgmt For For For 4 Elect Nakaba Shindoh Mgmt For For For 5 Elect Mitsuyoshi Seki Mgmt For For For 6 Elect Akio Hosoda Mgmt For For For 7 Elect Shigeo Kunugi Mgmt For For For 8 Elect Masao Andoh Mgmt For For For 9 Elect Masanobu Tanaka Mgmt For For For 10 Elect Akihiko Inoue Mgmt For For For 11 Elect Masayuki Ogiwara Mgmt For For For 12 Elect Tadashi Katoh Mgmt For For For 13 Elect Takehiro Hirose Mgmt For For For 14 Elect kimihisa Tanabe Mgmt For For For 15 Bonus Mgmt For For For 16 Retirement Allowances and Special Mgmt For Against Against Allowances for Director(s) and Statutory Auditor(s) 17 Directors' Fees Mgmt For For For 18 Stock Option Plan Mgmt For For For
Yamato Kogyo Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 5444 CINS J96524111 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hiroyuki Inoue Mgmt For For For 3 Elect Tadashi Takahashi Mgmt For For For 4 Elect Yoshinori Toritani Mgmt For For For 5 Elect Yoshio Morikawa Mgmt For For For 6 Elect Damri Tunshevavong Mgmt For For For 7 Elect Hisakazu Fukuhara Mgmt For For For 8 Elect Tamaki Tsukada Mgmt For For For 9 Elect Hisashi Sawada Mgmt For For For
Yamazen Corporation Ticker Security ID: Meeting Date Meeting Status 8051 CINS J96744115 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tohru Yoshii Mgmt For For For 2 Elect Fumiyoshi Ogata Mgmt For For For 3 Elect Sadaharu Kasahara Mgmt For For For 4 Elect Masami Yamamoto Mgmt For For For 5 Elect Katsuhiko Seiki Mgmt For For For 6 Elect Meguru Nakata Mgmt For For For 7 Elect MItsuo Terasaka Mgmt For For For 8 Elect Takashi Kakegawa Mgmt For For For 9 Elect Syohzoh Sasai Mgmt For For For 10 Elect Yohji Rai Mgmt For For For
YPF Ticker Security ID: Meeting Date Meeting Status YPF CUSIP 984245100 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 APPOINTMENT OF TWO SHAREHOLDERS TO Mgmt N/A Against N/A SIGN THE MINUTES OF THE MEETING. 2 "SUBMIT FOR CONSIDERATION THE ANNUAL Mgmt N/A Against N/A REPORT, INVENTORY, BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY AND STATEMENT OF CASH FLOW, WITH THEIR NOTES, CHARTS, EXHIBITS AND RELATED DOCUMENTS, AND THE REPORT OF THE SUPERVISORY COMMITTEE, CORRESPONDING TO FISCAL YEAR N0 34 BEGAN ON JANUARY 1, 2010 AND ENDED ON DECEMBER 31,2010" 3 APPROVAL OF THE MANAGEMENT OF THE Mgmt N/A Against N/A BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE DURING THE FISCAL YEAR BEGINNING ON JANUARY 1, 2010 AND ENDED ON DECEMBER 31, 2010. 4 USE OF PROFITS ACCUMULATED AS OF Mgmt N/A Against N/A DECEMBER 31, 2010. DECLARATION OF DIVIDENDS. 5 "REMUNERATION OF THE BOARD OF Mgmt N/A Against N/A DIRECTORS FOR THE FISCAL YEAR ENDED ON DECEMBER 31,2010" 6 "REMUNERATION OF THE SUPERVISORY Mgmt N/A Against N/A COMMITTEE FOR THE FISCAL YEAR ENDED ON DECEMBER 31,2010" 7 APPOINTMENT OF ONE REGULAR AND ONE Mgmt N/A Against N/A ALTERNATE DIRECTOR FOR CLASS A SHARES AND SIXTEEN REGULAR AND UP TO THE SAME NUMBER OF ALTERNATE DIRECTORS FOR CLASS D. 8 APPOINTMENT OF ONE REGULAR MEMBER OF Mgmt N/A Against N/A THE SUPERVISORY COMMITTEE AND ONE ALTERNATE MEMBER FOR CLASS A AND FOUR MEMBERS AND FOUR ALTERNATE MEMBERS FOR CLASS D SHARES. 9 TO FIX THE FEES TO BE RECEIVED BY Mgmt N/A Against N/A THE DIRECTORS AND MEMBERS OF THE SUPERVISORY COMMITTEE DURING THE FISCAL YEAR BEGINNING ON JANUARY 1, 2011. 10 REMUNERATION OF THE INDEPENDENT Mgmt N/A Against N/A AUDITOR FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2010. 11 APPOINTMENT OF THE INDEPENDENT Mgmt N/A Against N/A AUDITOR WHO SHALL REPORT ON THE ANNUAL ACCOUNTING DOCUMENTATION AS OF DECEMBER 31, 2011 AND TO FIX HIS REMUNERATION. 12 "DELEGATION TO THE BOARD OF THE Mgmt N/A Against N/A FACULTIES TO STATE THE TERMS AND CONDITIONS OF THE NEGOTIABLE OBLIGATIONS NON CONVERTIBLES IN SHARES ISSUED OR TO BE ISSUED UNDER THE PROGRAM OF UP TO US$ 1,0,0,000 NOMINAL VALUE OR ITS EQUIVALENT IN OTHER CURRENCIES AUTHORIZED BY RESOLUTION NO 15,896 DATED ON JUNE 5, 2008 BY THE NATIONAL SECURITIES COMMISSION. AUTHORIZATION TO BOARDS SUB DELEGATION."
Yuhan Corp. Ticker Security ID: Meeting Date Meeting Status 100 CINS Y9873D109 03/18/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Election of Directors (Slate) Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Corporate Auditors' Fees Mgmt For For For
Yusen Air & Sea Service Ticker Security ID: Meeting Date Meeting Status 9370 CINS J98504103 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shohji Murakami Mgmt For For For 3 Elect Kazuo Katoh Mgmt For For For 4 Elect Masaaki Hashimoto Mgmt For For For 5 Elect Makoto Satani Mgmt For For For 6 Elect Setsuko Kusumoto Mgmt For For For 7 Retirement Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s)
Zodiac Aerospace SA Ticker Security ID: Meeting Date Meeting Status ZC CINS F98947108 01/10/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Supervisory Board and Management Board Acts; Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports; Mgmt For For For Ratification of Supervisory Board and Management Board Acts 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For (Previously Approved) 8 Severance Package and Non-Compete Mgmt For For For Clause (Olivier Zarrouati) 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Marc Schelcher Mgmt For Against Against 11 Elect Laure Hauseux Mgmt For For For 12 Elect Vincent Gerondeau Mgmt For For For 13 Elect Francois Calvarin Mgmt For For For 14 Replacement of Alternate Auditor Mgmt For For For 15 Relocation of Corporate Headquarters Mgmt For For For 16 Supervisory Board Members' Fees Mgmt For For For 17 Authority to Cancel Shares and Mgmt For For For Reduce Capital 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Capital Mgmt For For For Through Capitalizations 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 22 Authority to Increase Share Issuance Mgmt For Against Against Limit 23 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 24 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 25 Authority to Grant Stock Options Mgmt For For For 26 Authority to Issue Restricted Stock Mgmt For For For 27 Authority to Issue Shares Under Mgmt For For For Employee Savings Plan 28 Amendment Regarding Authority to Mgmt For For For Change the Share Capital 29 Amendment Regarding Transmission of Mgmt For For For Company Shares 30 Amendment Regarding Shareholder Mgmt For Against Against Disclosure Requirements 31 Amendment Regarding Convening of Mgmt For For For Management Board Meeting 32 Amendment Regarding Related Party Mgmt For For For Transactions 33 Amendment Regarding Shareholder Mgmt For For For Communication 34 Amendment Regarding Quorum and Mgmt For For For Majority Requirements 35 Amendment Regarding Authority to Mgmt For For For Amend the Articles of Association 36 Authority to Carry Out Formalities Mgmt For For For 37 Non-Voting Meeting Note N/A N/A N/A N/A
ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 763 CINS Y0004F105 09/10/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Investment in a Production and Mgmt For For For Research and Development Training Base Project in the Heyuan Hi-tech Zone and the Execution of the Relevant Investment Contract 3 Application for Investment Limits in Mgmt For For For Foreign Exchange Derivative Products for Value-Protection
ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 763 CINS Y0004F105 11/30/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Establishment of ZTE Finance Co., Ltd Mgmt For For For 3 Increase in Liability Insurance Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Zuken Incorporated Ticker Security ID: Meeting Date Meeting Status 6947 CINS J98974108 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Final Dividend of Mgmt For For For Y7.00 for a Payment Ratio of 120.4% 2 Elect Takeo Ohsawa Mgmt For For For 3 Elect Takashi Sano Mgmt For For For
Zurich Financial Services Ticker Security ID: Meeting Date Meeting Status ZURN CINS H9870Y105 03/31/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Policy Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Capital Repayment Mgmt For TNA N/A 7 Ratification of Board and Management Mgmt For TNA N/A Acts 8 Amendments to Articles Mgmt For TNA N/A 9 Amendments to Articles Mgmt For TNA N/A 10 Elect Manfred Gentz Mgmt For TNA N/A 11 Elect Fred Kindle Mgmt For TNA N/A 12 Elect Tom de Swaan Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Transaction of Other Business Mgmt For TNA N/A
The Hartford Dividend and Growth Fund Investment Company Report 07/01/10 - 06/30/11 Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Mgmt For For For Authority to Set Fees 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 10 Authorization to Hold the 2012 Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Evan Greenberg Mgmt For For For 2 Elect Leo Mullin Mgmt For For For 3 Elect Olivier Steimer Mgmt For For For 4 Elect Michael Connors Mgmt For For For 5 Elect Eugene B. Shanks, Jr. Mgmt For For For 6 Elect John Krol Mgmt For For For 7 Approval of Annual Report Mgmt For For For 8 Approval of Statutory Financial Mgmt For For For Statements 9 Approval of Consolidated Financial Mgmt For For For Statements 10 Allocation of Disposable Profits Mgmt For For For 11 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For For 12 Appointment of Auditor (Zurich) Mgmt For For For 13 Appointment of Auditor (US) Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For (Zurich) 15 APPROVAL OF DIVIDENDS FROM LEGAL Mgmt For For For RESERVES 16 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation
Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Butler, Jr. Mgmt For For For 2 Elect Kevin Chilton Mgmt For For For 3 Elect Luke Corbett Mgmt For For For 4 Elect H. Paulett Eberhart Mgmt For For For 5 Elect Preston Geren, III Mgmt For For For 6 Elect John Gordon Mgmt For For For 7 Elect James Hackett Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Gender Identity and Expression Anti-Bias Policy 12 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 13 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change of Control 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
AT&T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Sharon Rowlands Mgmt For For For 1.10 Elect Enrique Salem Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Amendment to the Employees' Mgmt For For For Savings-Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For
Avnet, Inc. Ticker Security ID: Meeting Date Meeting Status AVT CUSIP 053807103 11/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eleanor Baum Mgmt For For For 1.2 Elect J. Veronica Biggins Mgmt For For For 1.3 Elect Ehud Houminer Mgmt For For For 1.4 Elect Frank Noonan Mgmt For For For 1.5 Elect Ray Robinson Mgmt For For For 1.6 Elect William Schumann III Mgmt For For For 1.7 Elect William Sullivan Mgmt For For For 1.8 Elect Gary Tooker Mgmt For For For 1.9 Elect Roy Vallee Mgmt For For For 2 2010 Stock Compensation Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Baker Hughes Incorporated Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibition of Certain Relocation Benefits to Senior Executives
Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For Withhold Against 1.5 Elect Peter Crossgrove Mgmt For For For 1.6 Elect Robert Franklin Mgmt For For For 1.7 Elect J. Brett Harvey Mgmt For For For 1.8 Elect Dambisa Moyo Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For For For 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Elliott Sigal Mgmt For For For 11 Elect Togo West, Jr. Mgmt For For For 12 Elect R. Sanders Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints
Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce Downey Mgmt For For For 7 Elect John Finn Mgmt For For For 8 Elect Gregory Kenny Mgmt For For For 9 Elect James Mongan Mgmt For For For 10 Elect Richard Notebaert Mgmt For For For 11 Elect David Raisbeck Mgmt For For For 12 Elect Jean Spaulding Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Code of Regulations Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Cenovus Energy Inc. Ticker Security ID: Meeting Date Meeting Status CVE CUSIP 15135U109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Patrick Daniel Mgmt For For For 1.3 Elect Ian Delaney Mgmt For For For 1.4 Elect Brian Ferguson Mgmt For For For 1.5 Elect Michael Grandin Mgmt For For For 1.6 Elect Valerie Nielsen Mgmt For For For 1.7 Elect Charles Rampacek Mgmt For For For 1.8 Elect Colin Taylor Mgmt For For For 1.9 Elect Wayne Thomson Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHoldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHoldr Against Against For Offshore Drilling Report
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Sales to China
Colgate-Palmolive Company Ticker Security ID: Meeting Date Meeting Status CL CUSIP 194162103 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cahill Mgmt N/A For N/A 2 Elect Ian Cook Mgmt N/A For N/A 3 Elect Helene Gayle Mgmt N/A For N/A 4 Elect Ellen Hancock Mgmt N/A For N/A 5 Elect Joseph Jimenez Mgmt N/A For N/A 6 Elect Richard Kogan Mgmt N/A For N/A 7 Elect Delano Lewis Mgmt N/A For N/A 8 Elect J. Pedro Reinhard Mgmt N/A For N/A 9 Elect Stephen Sadove Mgmt N/A For N/A 10 Ratification of Auditor Mgmt N/A For N/A 11 Advisory Vote on Executive Mgmt N/A For N/A Compensation 12 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A Executive Compensation 13 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Right to Call a Special Meeting
Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Joseph Collins Mgmt For For For 1.6 Elect J. Michael Cook Mgmt For For For 1.7 Elect Gerald Hassell Mgmt For For For 1.8 Elect Jeffrey Honickman Mgmt For For For 1.9 Elect Eduardo Mestre Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to the 2002 Restricted Mgmt For For For Stock Plan 5 Amendment to the 2003 Stock Option Mgmt For For For Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 9 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Cooper Industries Plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Hill Mgmt For For For 2 Elect James Postl Mgmt For For For 3 Elect Mark Thompson Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 2011 Omnibus Incentive Compensation Mgmt For For For Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 9 Authority of Subsidiary to Mgmt For For For Repurchase Shares 10 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Corning Incorporated Ticker Security ID: Meeting Date Meeting Status GLW CUSIP 219350105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For For For 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For For For 5 Elect H. Onno Ruding Mgmt For For For 6 Elect Glenn Tilton Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Covidien Public Limited Company Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F105 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Reverse Stock Split Followed by a Mgmt For For For Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
CVS Caremark Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Anne Finucane Mgmt For For For 5 Elect Kristen Gibney Williams Mgmt For For For 6 Elect Marian Heard Mgmt For For For 7 Elect Larry Merlo Mgmt For For For 8 Elect Jean-Pierre Millon Mgmt For For For 9 Elect Terrence Murray Mgmt For For For 10 Elect C.A. Lance Piccolo Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions or Expenditure 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Holliday, Jr. Mgmt For For For 2 Elect Dipak Jain Mgmt For For For 3 Elect Joachim Milberg Mgmt For For For 4 Elect Richard Myers Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Dominion Resources, Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Jr. Mgmt For For For 4 Elect Helen Dragas Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect John Harris Mgmt For For For 7 Elect Robert Jepson, Jr. Mgmt For For For 8 Elect Mark Kington Mgmt For For For 9 Elect Margaret McKenna Mgmt For For For 10 Elect Frank Royal Mgmt For For For 11 Elect Robert Spilman, Jr. Mgmt For For For 12 Elect David Wollard Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Mountaintop Removal Coal Mining 17 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of 20% Renewable Energy Goal 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Coal Risk 19 Shareholder Proposal Regarding ShrHoldr Against Against For Nuclear Power Plant Construction 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 22 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Benefits
EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Mgmt For For For Requirements 10 Executive Officer Incentive Plan Mgmt For For For
Encana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505104 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Dea Mgmt For For For 1.2 Elect Randall Eresman Mgmt For For For 1.3 Elect Claire Farley Mgmt For For For 1.4 Elect Fred Fowler Mgmt For For For 1.5 Elect Barry Harrison Mgmt For For For 1.6 Elect Suzanne Nimocks Mgmt For For For 1.7 Elect David O'Brien Mgmt For For For 1.8 Elect Jane Peverett Mgmt For For For 1.9 Elect Allan Sawin Mgmt For For For 1.10 Elect Bruce Waterman Mgmt For For For 1.11 Elect Clayton Woitas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Exelon Corporation Ticker Security ID: Meeting Date Meeting Status EXC CUSIP 30161N101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Canning Jr. Mgmt For For For 2 Elect M. Walter D'Alessio Mgmt For For For 3 Elect Nicholas DeBenedictis Mgmt For For For 4 Elect Nelson Diaz Mgmt For For For 5 Elect Sue Ling Gin Mgmt For For For 6 Elect Rosemarie Greco Mgmt For For For 7 Elect Paul Joskow Mgmt For For For 8 Elect Richard Mies Mgmt For For For 9 Elect John Palms Mgmt For For For 10 Elect William Richardson Mgmt For For For 11 Elect Thomas Ridge Mgmt For For For 12 Elect John Rogers, Jr. Mgmt For For For 13 Elect John Rowe Mgmt For For For 14 Elect Stephen Steinour Mgmt For For For 15 Elect Donald Thompson Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emission Goals
FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning
General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Barra Mgmt For For For 2 Elect Nicholas Chabraja Mgmt For For For 3 Elect James Crown Mgmt For For For 4 Elect William Fricks Mgmt For For For 5 Elect Jay Johnson Mgmt For For For 6 Elect George Joulwan Mgmt For For For 7 Elect Paul Kaminski Mgmt For For For 8 Elect John Keane Mgmt For For For 9 Elect Lester Lyles Mgmt For For For 10 Elect William Osborn Mgmt For For For 11 Elect Robert Walmsley Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Shareholder Proposal Cumulative ShrHoldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For Against Against 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For For For Pay-for-Results Plan
Honda Motor Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7267 CUSIP 438128308 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3.1 Elect Kohichi Kondoh Mgmt For For For 3.2 Elect Takanobu Itoh Mgmt For For For 3.3 Elect Akio Hamada Mgmt For For For 3.4 Elect Tatsuhiro Ohyama Mgmt For For For 3.5 Elect Fumihiko Ike Mgmt For For For 3.6 Elect Tomohiko Kawanabe Mgmt For For For 3.7 Elect Kensaku Hohgen Mgmt For For For 3.8 Elect Nobuo Kuroyanagi Mgmt For For For 3.9 Elect Takeo Fukui Mgmt For For For 3.10 Elect Takuji Yamada Mgmt For For For 3.11 Elect Masahiro Yoshida Mgmt For For For 3.12 Elect Yoshiharu Yamamoto Mgmt For For For 4 Elect Hirotake Abe Mgmt For For For 5 Elect Tomochika Iwashita Mgmt For For For 6 Bonus Mgmt For Against Against 7 Directors' and Statutory Auditors' Mgmt For For For Fees
Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Hospira, Inc. Ticker Security ID: Meeting Date Meeting Status HSP CUSIP 441060100 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Irving Bailey, II Mgmt For For For 2 Elect F. Michael Ball Mgmt For For For 3 Elect Jacque Sokolov Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors For Cause 5 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Adoption, Amendment or Repeal 6 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment or Repeal of Certificate Provisions 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For
Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Crown Mgmt For For For 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Kevin Warren Mgmt For For For 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Mgmt For For For Incentive Plan
International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHoldr Against Against For Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Annual Incentive Mgmt For For For Performance Plan 5 Amendment to the Long-Term Incentive Mgmt For For For Performance Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Lead Director
Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For For For 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Political Contributions and Expenditure Report
Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Pierre Brondeau Mgmt For For For 3 Elect Clarence Cazalot, Jr. Mgmt For For For 4 Elect David Daberko Mgmt For For For 5 Elect William Davis, III Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Philip Lader Mgmt For For For 8 Elect Charles Lee Mgmt For For For 9 Elect Michael Phelps Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Seth Schofield Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the Right to Call a Mgmt For For For Special Meeting 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Safety Report
Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zachary Carter Mgmt For For For 2 Elect Brian Duperreault Mgmt For For For 3 Elect Oscar Fanjul Mgmt For For For 4 Elect H. Edward Hanway Mgmt For For For 5 Elect Lord Ian Lang Mgmt For For For 6 Elect Steven Mills Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Elect Morton Schapiro Mgmt For For For 10 Elect Adele Simmons Mgmt For For For 11 Elect Lloyd Yates Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive and Stock Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
MetLife, Inc. Ticker Security ID: Meeting Date Meeting Status MET CUSIP 59156R108 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Kandarian Mgmt For For For 1.2 Elect Sylvia Mathews Burwell Mgmt For For For 1.3 Elect Eduardo Castro-Wright Mgmt For For For 1.4 Elect Cheryl Grise Mgmt For For For 1.5 Elect Lulu Wang Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Ballmer Mgmt For Against Against 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee
Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roy Bostock Mgmt For For For 2 Elect Erskine Bowles Mgmt For For For 3 Elect Howard Davies Mgmt For For For 4 Elect James Gorman Mgmt For For For 5 Elect James Hance, Jr. Mgmt For For For 6 Elect C. Robert Kidder Mgmt For For For 7 Elect John Mack Mgmt For For For 8 Elect Donald Nicolaisen Mgmt For For For 9 Elect Hutham Olayan Mgmt For For For 10 Elect James Owens Mgmt For For For 11 Elect O. Griffith Sexton Mgmt For For For 12 Elect Masaaki Tanaka Mgmt For For For 13 Elect Laura Tyson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2007 Equity Mgmt For For For Incentive Compensation Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Nestle S.A. Ticker Security ID: Meeting Date Meeting Status NESN CUSIP 641069406 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Compensation Mgmt For For For Report 2 Compensation Report Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Paul Bulcke Mgmt For For For 6 Elect Andreas Koopmann Mgmt For For For 7 Elect Rolf Hanggi Mgmt For For For 8 Elect Jean-Pierre Meyers Mgmt For For For 9 Elect Naina Lal Kidwai Mgmt For For For 10 Elect Beat Hess Mgmt For For For 11 Elect Ann Veneman Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Cancellation of Shares and Reduction Mgmt For For For of Share Capital 14 Transaction of Other Business Mgmt For Against Against 15 Authorize Proxy Representative Mgmt For For For
Nexen Inc. Ticker Security ID: Meeting Date Meeting Status NXY CUSIP 65334H102 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Berry Mgmt For For For 1.2 Elect Robert Bertram Mgmt For For For 1.3 Elect Dennis Flanagan Mgmt For For For 1.4 Elect S. Barry Jackson Mgmt For For For 1.5 Elect Kevin Jenkins Mgmt For For For 1.6 Elect A. Anne McLellan Mgmt For For For 1.7 Elect Eric Newell Mgmt For For For 1.8 Elect Thomas O'Neill Mgmt For For For 1.9 Elect Marvin Romanow Mgmt For For For 1.10 Elect Francis Saville Mgmt For For For 1.11 Elect John Willson Mgmt For For For 1.12 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Shareholder Rights' Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect Kenneth Dunn Mgmt For For For 1.6 Elect J. Brian Ferguson Mgmt For For For 1.7 Elect Lewis Hay III Mgmt For For For 1.8 Elect Toni Jennings Mgmt For For For 1.9 Elect Oliver Kingsley, Jr. Mgmt For For For 1.10 Elect Rudy Schupp Mgmt For For For 1.11 Elect William Swanson Mgmt For For For 1.12 Elect Michael Thaman Mgmt For For For 1.13 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Victor Fazio Mgmt For For For 4 Elect Donald Felsinger Mgmt For For For 5 Elect Stephen Frank Mgmt For For For 6 Elect Bruce Gordon Mgmt For For For 7 Elect Madeleine Kleiner Mgmt For For For 8 Elect Karl Krapek Mgmt For For For 9 Elect Richard Myers Mgmt For For For 10 Elect Aulana Peters Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Stock Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board
Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Mgmt For For For Requirement 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Owens-Illinois, Inc. Ticker Security ID: Meeting Date Meeting Status OI CUSIP 690768403 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Hellman Mgmt For For For 1.2 Elect Anastasia Kelly Mgmt For For For 1.3 Elect John McMackin, Jr. Mgmt For For For 1.4 Elect Hugh Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Pentair, Inc. Ticker Security ID: Meeting Date Meeting Status PNR CUSIP 709631105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Abi-Karam Mgmt For For For 2 Elect Jerry Burris Mgmt For For For 3 Elect Ronald Merriman Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditures
Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding the ShrHoldr Against For Against Right to Act by Written Consent 21 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHoldr Against Against For Removing Sexual Orientation from Anti-Bias Policy
Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Plum Creek Timber Company, Inc. Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rick Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For For For 3 Elect John McDonald Mgmt For For For 4 Elect Robert McLeod Mgmt For For For 5 Elect John Morgan, Sr. Mgmt For For For 6 Elect Marc Racicot Mgmt For For For 7 Elect John Scully Mgmt For For For 8 Elect Stephen Tobias Mgmt For For For 9 Elect Martin White Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 12 Ratification of Auditor Mgmt For For For
PPL Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frederick Bernthal Mgmt For For For 1.2 Elect John Conway Mgmt For Withhold Against 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Louise Goeser Mgmt For For For 1.5 Elect Stuart Graham Mgmt For For For 1.6 Elect Stuart Heydt Mgmt For For For 1.7 Elect James Miller Mgmt For For For 1.8 Elect Craig Rogerson Mgmt For For For 1.9 Elect Natica von Althann Mgmt For For For 1.10 Elect Keith Williamson Mgmt For For For 2 Short-term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 7 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Principal Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
Prudential Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect Martina Hund-Mejean Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr For For For Simple Majority Vote 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report
QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 14 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 15 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 16 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Plans
Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CUSIP 767204100 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Tom Albanese Mgmt For For For 4 Elect Robert Brown Mgmt For For For 5 Elect Vivienne Cox Mgmt For For For 6 Elect Jan du Plessis Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Michael Fitzpatrick Mgmt For For For 9 Elect Ann Godbehere Mgmt For For For 10 Elect Richard Goodmanson Mgmt For For For 11 Elect Andrew Gould Mgmt For For For 12 Elect Lord John Kerr of Kinlochard Mgmt For For For 13 Elect Paul Tellier Mgmt For For For 14 Elect Samuel Walsh Mgmt For For For 15 Elect Stephen Mayne Mgmt Against Against For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Amendment to the Performance Share Mgmt For For For Plan 18 Amendment to and Renewal of Share Mgmt For For For Ownership Plan 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CUSIP 826197501 01/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 8 Increase in Authorized Capital for Mgmt For For For Employee Share Purchase Plan 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 12 Shareholder Proposal Regarding Mgmt Against Against For Amendments to Corporate Purpose 13 Countermotion A (Supervisory Board Mgmt Against Against For Members' Fees) 14 Countermotion B (Allocation of Mgmt Against Against For Profits/Dividends)
Staples, Inc. Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
State Street Corporation Ticker Security ID: Meeting Date Meeting Status STT CUSIP 857477103 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kennett Burnes Mgmt For For For 2 Elect Peter Coym Mgmt For For For 3 Elect Patrick de Saint-Aignan Mgmt For For For 4 Elect Amelia Fawcett Mgmt For For For 5 Elect David Gruber Mgmt For For For 6 Elect Linda Hill Mgmt For For For 7 Elect Joseph Hooley Mgmt For For For 8 Elect Robert Kaplan Mgmt For For For 9 Elect Charles LaMantia Mgmt For For For 10 Elect Richard Sergel Mgmt For For For 11 Elect Ronald Skates Mgmt For For For 12 Elect Gregory Summe Mgmt For Against Against 13 Elect Robert Weissman Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 2011 Senior Executive Annual Mgmt For For For Incentive Plan 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Taiwan Semiconductor Manufacturing Ticker Security ID: Meeting Date Meeting Status 2330 CUSIP 874039100 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 4 Approve Spin-off Mgmt For For For 5.1 Elect Gregory C. Chow Mgmt For For For 5.2 Elect Kok-Choo Chen Mgmt For For For
Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roxanne Austin Mgmt For For For 2 Elect Calvin Darden Mgmt For For For 3 Elect Mary Dillon Mgmt For For For 4 Elect James Johnson Mgmt For For For 5 Elect Mary Minnick Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Derica Rice Mgmt For For For 8 Elect Stephen Sanger Mgmt For For For 9 Elect Gregg Steinhafel Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Solomon Trujillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation Benchmarking 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Electronic Waste
Texas Instruments Incorporated Ticker Security ID: Meeting Date Meeting Status TXN CUSIP 882508104 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ralph Babb, Jr. Mgmt For For For 2 Elect Daniel Carp Mgmt For For For 3 Elect Carrie Cox Mgmt For For For 4 Elect Stephen MacMillan Mgmt For For For 5 Elect Pamela Patsley Mgmt For For For 6 Elect Robert Sanchez Mgmt For For For 7 Elect Wayne Sanders Mgmt For For For 8 Elect Ruth Simmons Mgmt For For For 9 Elect Richard Templeton Mgmt For For For 10 Elect Christine Whitman Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 13 Ratification of Auditor Mgmt For For For
The Chubb Corporation Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Lawrence Kellner Mgmt For For For 6 Elect Martin McGuinn Mgmt For For For 7 Elect Lawrence Small Mgmt For For For 8 Elect Jess Soderberg Mgmt For For For 9 Elect Daniel Somers Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 2011 Annual Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
The Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Kay James Mgmt For For For 5 Elect Richard Kelson Mgmt For For For 6 Elect Bruce Lindsay Mgmt For For For 7 Elect Anthony Massaro Mgmt For For For 8 Elect Jane Pepper Mgmt For For For 9 Elect James Rohr Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Lorene Steffes Mgmt For For For 12 Elect Dennis Strigl Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Elect George Walls, Jr. Mgmt For For For 15 Elect Helge Wehmeier Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2006 Incentive Mgmt For For For Award Plan 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
The Procter & Gamble Company Ticker Security ID: Meeting Date Meeting Status PG CUSIP 742718109 10/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Angela Braly Mgmt For For For 2 Elect Kenneth Chenault Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect Rajat Gupta Mgmt For For For 5 Elect Robert McDonald Mgmt For For For 6 Elect W. James McNerney, Jr. Mgmt For For For 7 Elect Johnathan Rodgers Mgmt For For For 8 Elect Mary Wilderotter Mgmt For For For 9 Elect Patricia Woertz Mgmt For For For 10 Elect Ernesto Zedillo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Time Warner Inc. Ticker Security ID: Meeting Date Meeting Status TWX CUSIP 887317303 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Paul Wachter Mgmt For For For 13 Elect Deborah Wright Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Elimination of Absolute Majority Mgmt For For For Voting Requirement 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Total SA Ticker Security ID: Meeting Date Meeting Status FP CUSIP 89151E109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Elect Patricia Barbizet Mgmt For For For 7 Elect Paul Desmarais, Jr. Mgmt For For For 8 Elect Claude Mandil Mgmt For For For 9 Elect Marie-Christine Coisne Mgmt For For For 10 Elect Barbara Kux Mgmt For For For 11 Authority to Issue Restricted Shares Mgmt For For For 12 Shareholder Proposal Regarding Share Mgmt Against Against For Ownership Disclosure
U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation
UBS AG Ticker Security ID: Meeting Date Meeting Status UBSN CUSIP H89231338 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Compensation Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Management Mgmt For For For Acts 5 Elect Kaspar Villiger Mgmt For For For 6 Elect Michel Demare Mgmt For For For 7 Elect David Sidwell Mgmt For For For 8 Elect Rainer-Marc Frey Mgmt For For For 9 Elect Bruno Gehrig Mgmt For For For 10 Elect Ann Godbehere Mgmt For For For 11 Elect Axel Lehmann Mgmt For For For 12 Elect Wolfgang Mayrhuber Mgmt For For For 13 Elect Helmut Panke Mgmt For For For 14 Elect William Parrett Mgmt For For For 15 Elect Joseph YAM Chi Kwong Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Transaction of Other Business Mgmt For Against Against
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP 903914109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For For For 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
Unilever N.V. Ticker Security ID: Meeting Date Meeting Status UNA CUSIP 904784709 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Directors' Mgmt For For For Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Malcolm Rifkind Mgmt For For For 12 Elect Kees Storm Mgmt For For For 13 Elect Michael Treschow Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sunil Bharti Mittal Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares Mgmt For For For 18 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 19 Questions; Closing Mgmt For For For
United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For For For 7 Elect Ann Livermore Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect Clark Randt, Jr. Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect Carol Tome Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against
UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Mgmt For For For Purchase Plan 15 Ratification of Auditor Mgmt For For For
Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Right to Call a Special Meeting Mgmt For For For
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For For For 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For
The Hartford Emerging Markets Local Debt Fund (Fund Inception - May 31, 2011) Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Emerging Markets Research Fund (Fund Inception - May 31, 2011) Investment Company Report 07/01/10 - 06/30/11 Airasia Bhd Ticker Security ID: Meeting Date Meeting Status CINS Y0029V101 06/20/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Abdul Aziz bin Abu Bakar Mgmt For For For 5 Elect Mohd Omar bin Mustapha Mgmt For For For 6 Elect Sonny LEONG Khee Seong Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
UMW Holdings Bhd Ticker Security ID: Meeting Date Meeting Status CINS Y90510101 06/23/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Asmat bin Kamaludin Mgmt For For For 4 Elect Nizam bin Zainordin Mgmt For For For 5 Elect Datuk Hisham bin Wazir Mgmt For For For 6 Elect Khalid bin Sufat Mgmt For For For 7 Elect Kamaruzaman bin Ahmad Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Related Party Transactions Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Allocation of Motor Vehicles for Mgmt For For For Non-executive Directors
The Hartford Equity Growth Allocation Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Equity Income Fund Investment Company Report 07/01/10 - 06/30/11 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Evan Greenberg Mgmt For For For 2 Elect Leo Mullin Mgmt For For For 3 Elect Olivier Steimer Mgmt For For For 4 Elect Michael Connors Mgmt For For For 5 Elect Eugene B. Shanks, Jr. Mgmt For For For 6 Elect John Krol Mgmt For For For 7 Approval of Annual Report Mgmt For For For 8 Approval of Statutory Financial Mgmt For For For Statements 9 Approval of Consolidated Financial Mgmt For For For Statements 10 Allocation of Disposable Profits Mgmt For For For 11 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For For 12 Appointment of Auditor (Zurich) Mgmt For For For 13 Appointment of Auditor (US) Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For (Zurich) 15 APPROVAL OF DIVIDENDS FROM LEGAL Mgmt For For For RESERVES 16 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation
Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Thomas Jones Mgmt For For For 7 Elect George Munoz Mgmt For For For 8 Elect Nabil Sakkab Mgmt For For For 9 Elect Michael Szymanczyk Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHoldr Against Against For Flavored Tobacco
American Electric Power Company, Inc. Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
AT&T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For For For 1.5 Elect Ronald Deal Mgmt For For For 1.6 Elect J. Littleton Glover, Jr. Mgmt For For For 1.7 Elect Jane Helm Mgmt For For For 1.8 Elect John Howe, III Mgmt For For For 1.9 Elect Kelly King Mgmt For For For 1.10 Elect Valeria Lynch Lee Mgmt For For For 1.11 Elect J. Holmes Morrison Mgmt For For For 1.12 Elect Nido Qubein Mgmt For For For 1.13 Elect Thomas Skains Mgmt For For For 1.14 Elect Thomas Thompson Mgmt For For For 1.15 Elect Stephen Williams Mgmt For For For 2 Amendment to the short-term Mgmt For For For incentive plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHoldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHoldr Against Against For Offshore Drilling Report
ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Performance Mgmt For For For Incentive Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHoldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations
Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CUSIP 225401108 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits Mgmt For For For 5 Allocation of Dividends from Reserves Mgmt For For For 6 Authority to Increase Conditional Mgmt For For For Capital 7 Increase in Authorized Capital Mgmt For For For 8 Amendment Regarding Voting Procedure Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Elect Peter Brabeck-Letmathe Mgmt For For For 11 Elect Jean Lanier Mgmt For For For 12 Elect Anton van Rossum Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against
Darden Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status DRI CUSIP 237194105 09/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect Victoria Harker Mgmt For For For 1.5 Elect David Hughes Mgmt For For For 1.6 Elect Charles Ledsinger, Jr. Mgmt For For For 1.7 Elect William Lewis, Jr. Mgmt For For For 1.8 Elect Connie Mack III Mgmt For For For 1.9 Elect Andrew Madsen Mgmt For For For 1.10 Elect Clarence Otis Jr. Mgmt For For For 1.11 Elect Michael Rose Mgmt For For For 1.12 Elect Maria Sastre Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For incentive Plan 3 Ratification of Auditor Mgmt For For For
Dominion Resources, Inc. Ticker Security ID: Meeting Date Meeting Status D CUSIP 25746U109 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Barr Mgmt For For For 2 Elect Peter Brown Mgmt For For For 3 Elect George Davidson, Jr. Mgmt For For For 4 Elect Helen Dragas Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect John Harris Mgmt For For For 7 Elect Robert Jepson, Jr. Mgmt For For For 8 Elect Mark Kington Mgmt For For For 9 Elect Margaret McKenna Mgmt For For For 10 Elect Frank Royal Mgmt For For For 11 Elect Robert Spilman, Jr. Mgmt For For For 12 Elect David Wollard Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Mountaintop Removal Coal Mining 17 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of 20% Renewable Energy Goal 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Coal Risk 19 Shareholder Proposal Regarding ShrHoldr Against Against For Nuclear Power Plant Construction 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 22 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Benefits
E. I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHoldr Against Against For Comparison Between Executive and Employee Pay
Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Barrett Mgmt For For For 2 Elect Todd Bluedorn Mgmt For For For 3 Elect Ned Lautenbach Mgmt For For For 4 Elect Gregory Page Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Cumulative Voting Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emission Goals
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Shareholder Proposal Cumulative ShrHoldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Richards Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 Executive Incentive Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation
Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Holder Mgmt For For For 1.6 Elect John Johns Mgmt For For For 1.7 Elect Michael Johns Mgmt For For For 1.8 Elect J. Hicks Lanier Mgmt For For For 1.9 Elect Robert Loudermilk, Jr. Mgmt For For For 1.10 Elect Wendy Needham Mgmt For For For 1.11 Elect Jerry Nix Mgmt For For For 1.12 Elect Gary Rollins Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Crown Mgmt For For For 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Kevin Warren Mgmt For For For 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Mgmt For For For Incentive Plan
Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 13 Amendment to the 2006 Stock Purchase Mgmt For For For Plan 14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHoldr Against Against For Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Lead Director
Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alm Mgmt For For For 2 Elect John Bergstrom Mgmt For For For 3 Elect Abelardo Bru Mgmt For For For 4 Elect Robert Decherd Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Mae Jemison Mgmt For For For 7 Elect James Jenness Mgmt For For For 8 Elect Nancy Karch Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Johnson Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Outside Directors' Compensation Mgmt For For For Plan 15 2011 Equity Participation Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Kraft Foods Inc. Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajay Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Peter Henry Mgmt For For For 4 Elect Lois Juliber Mgmt For For For 5 Elect Mark Ketchum Mgmt For For For 6 Elect Richard Lerner Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect John Pope Mgmt For For For 9 Elect Fedric Reynolds Mgmt For For For 10 Elect Irene Rosenfeld Mgmt For For For 11 Elect Jean-Francois van Boxmeer Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For
Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For Against Against 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For Against Against 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For Against Against 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For For For 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For
Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Pierre Brondeau Mgmt For For For 3 Elect Clarence Cazalot, Jr. Mgmt For For For 4 Elect David Daberko Mgmt For For For 5 Elect William Davis, III Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Philip Lader Mgmt For For For 8 Elect Charles Lee Mgmt For For For 9 Elect Michael Phelps Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Seth Schofield Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the Right to Call a Mgmt For For For Special Meeting 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Safety Report
Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zachary Carter Mgmt For For For 2 Elect Brian Duperreault Mgmt For For For 3 Elect Oscar Fanjul Mgmt For For For 4 Elect H. Edward Hanway Mgmt For For For 5 Elect Lord Ian Lang Mgmt For For For 6 Elect Steven Mills Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Elect Morton Schapiro Mgmt For For For 10 Elect Adele Simmons Mgmt For For For 11 Elect Lloyd Yates Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive and Stock Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dolan Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Dean Scarborough Mgmt For For For 9 Elect Christopher Sinclair Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Kathy White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call Special Meetings 15 Ratification of Auditor Mgmt For For For
Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan
McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Arnold Mgmt For For For 2 Elect Richard Lenny Mgmt For For For 3 Elect Cary McMillan Mgmt For For For 4 Elect Sheila Penrose Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Elimination of Super-majority Mgmt For For For Requirement in Article Regarding Transactions with Interested Shareholders 10 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding the Removal of Directors 11 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding Shareholder Action 12 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board 13 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 14 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Childhood Obesity 15 Shareholder Proposal Regarding ShrHoldr Against Against For Beverage Containers
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Ballmer Mgmt For Against Against 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee
Molson Coors Brewing Company Ticker Security ID: Meeting Date Meeting Status TAP CUSIP 60871R209 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For For For
NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect Kenneth Dunn Mgmt For For For 1.6 Elect J. Brian Ferguson Mgmt For For For 1.7 Elect Lewis Hay III Mgmt For For For 1.8 Elect Toni Jennings Mgmt For For For 1.9 Elect Oliver Kingsley, Jr. Mgmt For For For 1.10 Elect Rudy Schupp Mgmt For For For 1.11 Elect William Swanson Mgmt For For For 1.12 Elect Michael Thaman Mgmt For For For 1.13 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Michelle Ebanks Mgmt For For For 3 Elect Enrique Hernandez, Jr. Mgmt For For For 4 Elect Robert Miller Mgmt For For For 5 Elect Blake Nordstrom Mgmt For For For 6 Elect Erik Nordstrom Mgmt For For For 7 Elect Peter Nordstrom Mgmt For For For 8 Elect Philip Satre Mgmt For For For 9 Elect Felicia Thornton Mgmt For For For 10 Elect B. Kevin Turner Mgmt For For For 11 Elect Robert Walter Mgmt For For For 12 Elect Alison Winter Mgmt For For For 13 Amendment to the Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 03/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Browning Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Christopher Kearney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board
PACCAR Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Fluke, Jr. Mgmt For For For 1.2 Elect Kirk Hachigian Mgmt For For For 1.3 Elect Stephen Page Mgmt For For For 1.4 Elect Thomas Plimpton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Amendment to the Long Term Incentive Mgmt For For For Plan 5 Amendment to the Senior Executive Mgmt For For For Yearly Incentive Compensation Plan 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditures
Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding the ShrHoldr Against For Against Right to Act by Written Consent 21 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHoldr Against Against For Removing Sexual Orientation from Anti-Bias Policy
Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
PPG Industries, Inc. Ticker Security ID: Meeting Date Meeting Status PPG CUSIP 693506107 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Hugh Grant Mgmt For For For 1.3 Elect Michele Hooper Mgmt For For For 1.4 Elect Robert Mehrabian Mgmt For For For 2 Reapproval of Performance Goals Mgmt For For For Under the 2006 Omnibus Incentive Plan 3 Amendment to the 2006 Omnibus Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Accountability Report
Republic Services, Inc. Ticker Security ID: Meeting Date Meeting Status RSG CUSIP 760759100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Crownover Mgmt For For For 2 Elect John Croghan Mgmt For For For 3 Elect William Flynn Mgmt For For For 4 Elect Michael Larson Mgmt For For For 5 Elect Nolan Lehmann Mgmt For For For 6 Elect W. Lee Nutter Mgmt For For For 7 Elect Ramon Rodriguez Mgmt For For For 8 Elect Donald Slager Mgmt For For For 9 Elect Allan Sorensen Mgmt For For For 10 Elect John Trani Mgmt For For For 11 Elect Michael Wickham Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding the ShrHoldr Against Against For Approval of Survivor Benefits (Golden Coffins)
Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A118 05/17/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Linda Stuntz Mgmt For For For 4 Elect Josef Ackermann Mgmt For For For 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Guy Elliott Mgmt For For For 7 Elect Simon Henry Mgmt For For For 8 Elect Charles Holliday, Jr. Mgmt For For For 9 Elect Lord John Kerr of Kinlochard Mgmt For For For 10 Elect Gerard Kleisterlee Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Jorma Ollila Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Peter Voser Mgmt For For For 15 Elect Hans Wijers Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Repurchase Shares Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authorisation of Political Donations Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
Schneider Electric SA Ticker Security ID: Meeting Date Meeting Status SU CINS F86921107 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Anand Mahindra 9 Elect Betsy Atkins Mgmt For For For 10 Elect Jeong H. Kim Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendment Regarding Director Age Mgmt For For For Limit 15 Amendment Regarding Censors Mgmt For For For 16 Stock Split Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Increase Share Issuance Mgmt For For For Limit 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer or in Consideration for Contributions in Kind 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Grant Stock Options Mgmt For For For 24 Authority to Issue Restricted Shares Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Authority to Carry Out Formalities Mgmt For For For
Stanley Black & Decker, Inc. Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Buckley Mgmt For For For 1.2 Elect Carlos Cardoso Mgmt For For For 1.3 Elect Robert Coutts Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Marianne Parrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Swiss Reinsurance Company Ticker Security ID: Meeting Date Meeting Status RUKN CINS H84046137 04/15/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits to Reserves Mgmt For TNA N/A 6 Allocation of Dividends from Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Elect Raymund Breu Mgmt For TNA N/A 9 Elect Mathis Cabiallavetta Mgmt For TNA N/A 10 Elect Raymond Ch'ien Mgmt For TNA N/A 11 Elect Rajna Gibson Brandon Mgmt For TNA N/A 12 Elect Hans Ulrich Maerki Mgmt For TNA N/A 13 Elect Renato Fassbind Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A 15 Reduction of Authorized Share Capital Mgmt For TNA N/A 16 Cancellation of Conditional Capital Mgmt For TNA N/A (Employee Participation) 17 Cancellation of Conditional Capital Mgmt For TNA N/A (Berkshire Hathaway) 18 Increase in Conditional Capital Mgmt For TNA N/A
Sysco Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cassaday Mgmt For For For 2 Elect Manuel Fernandez Mgmt For For For 3 Elect Hans-Joachim Korber Mgmt For For For 4 Elect Jackie Ward Mgmt For For For 5 Amendment to the 1974 Employees' Mgmt For For For Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For
The Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ruth Bruch Mgmt For For For 2 Elect Nicholas Donofrio Mgmt For For For 3 Elect Gerald Hassell Mgmt For For For 4 Elect Edmund Kelly Mgmt For For For 5 Elect Robert Kelly Mgmt For For For 6 Elect Richard Kogan Mgmt For For For 7 Elect Michael Kowalski Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Mark Nordenberg Mgmt For For For 10 Elect Catherine Rein Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Samuel Scott III Mgmt For For For 13 Elect John Surma Mgmt For For For 14 Elect Wesley von Schack Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Amendment to the Long-Term Incentive Mgmt For For For Plan 18 Amendment to the Executive Incentive Mgmt For Against Against Compensation Plan 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
The Chubb Corporation Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Lawrence Kellner Mgmt For For For 6 Elect Martin McGuinn Mgmt For For For 7 Elect Lawrence Small Mgmt For For For 8 Elect Jess Soderberg Mgmt For For For 9 Elect Daniel Somers Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 2011 Annual Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Restoration of Written Consent Mgmt For For For 15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CUMULATIVE VOTING 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Electioneering Expenditure
The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Kay James Mgmt For For For 5 Elect Richard Kelson Mgmt For For For 6 Elect Bruce Lindsay Mgmt For For For 7 Elect Anthony Massaro Mgmt For For For 8 Elect Jane Pepper Mgmt For For For 9 Elect James Rohr Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Lorene Steffes Mgmt For For For 12 Elect Dennis Strigl Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Elect George Walls, Jr. Mgmt For For For 15 Elect Helge Wehmeier Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2006 Incentive Mgmt For For For Award Plan 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
The Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Amendments to Code of Regulations Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
The Toronto-Dominion Bank Ticker Security ID: Meeting Date Meeting Status TD CUSIP 891160509 03/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bennett Mgmt For For For 1.2 Elect Hugh Bolton Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect Amy Woods Brinkley Mgmt For For For 1.5 Elect W. Edmund Clark Mgmt For For For 1.6 Elect Wendy Dobson Mgmt For For For 1.7 Elect Henry Ketcham Mgmt For For For 1.8 Elect Pierre Lessard Mgmt For For For 1.9 Elect Brian Levitt Mgmt For For For 1.10 Elect Harold MacKay Mgmt For For For 1.11 Elect Irene Miller Mgmt For For For 1.12 Elect Nadir Mohamed Mgmt For For For 1.13 Elect W. J. Prezzano Mgmt For For For 1.14 Elect Helen Sinclair Mgmt For For For 1.15 Elect Carole Taylor Mgmt For For For 1.16 Elect John Thompson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding Mgmt Against Against For Critical Mass of Women on the Board 5 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 6 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 7 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement
Tyco International Ltd. Ticker Security ID: Meeting Date Meeting Status TYC CUSIP H89128104 03/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For Withhold Against 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Dividend Mgmt For For For 9 Renewal of Authorized Share Capital Mgmt For For For 10 Cancellation of Repurchased Treasury Mgmt For For For Shares 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation
UGI Corporation Ticker Security ID: Meeting Date Meeting Status UGI CUSIP 902681105 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Unilever N.V. Ticker Security ID: Meeting Date Meeting Status UNA CUSIP 904784709 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Directors' Mgmt For For For Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Malcolm Rifkind Mgmt For For For 12 Elect Kees Storm Mgmt For For For 13 Elect Michael Treschow Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sunil Bharti Mittal Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares Mgmt For For For 18 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 19 Questions; Closing Mgmt For For For
Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Right to Call a Special Meeting Mgmt For For For
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For For For 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For
The Hartford Floating Rate Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Fundamental Growth Fund Investment Company Report 07/01/10 - 06/30/11 Adobe Systems Incorporated Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Burgess Mgmt For For For 2 Elect Daniel Rosensweig Mgmt For For For 3 Elect Robert Sedgewick Mgmt For For For 4 Elect John Warnock Mgmt For For For 5 Amendment to the 1997 Employee Stock Mgmt For For For Purchase Plan 6 2011 Executive Cash Performance Mgmt For For For Bonus Plan 7 Ratification of Auditor Mgmt For For For 8 Repeal of Classified Board Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos II Mgmt For Against Against 3 Elect Paul Amos II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger III Mgmt For For For 6 Elect Elizabeth Hudson Mgmt For For For 7 Elect Douglas Johnson Mgmt For For For 8 Elect Robert Johnson Mgmt For For For 9 Elect Charles Knapp Mgmt For For For 10 Elect E. Stephen Purdom Mgmt For For For 11 Elect Barbara Rimer Mgmt For For For 12 Elect Marvin Schuster Mgmt For For For 13 Elect David Thompson Mgmt For For For 14 Elect Robert Wright Mgmt For For For 15 Elect Takuro Yoshida Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 18 Ratification of Auditor Mgmt For For For
Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Pollution Report
Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change
Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For For For
Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
ASML Holding N.V. Ticker Security ID: Meeting Date Meeting Status ASML CUSIP N07059186 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For
Assured Guaranty Ltd Ticker Security ID: Meeting Date Meeting Status AGO CUSIP G0585R106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Francisco Borges Mgmt For For For 1.2 Elect Patrick Kenny Mgmt For For For 1.3 Elect Robin Monro-Davies Mgmt For For For 1.4 Elect Michael O'Kane Mgmt For For For 1.5 Elect Howard Albert Mgmt For For For 1.6 Elect Robert A. Bailenson Mgmt For For For 1.7 Elect Russell B. Brewer Mgmt For For For 1.8 Elect Gary Burnet Mgmt For For For 1.9 Elect Dominic J. Frederico Mgmt For For For 1.10 Elect James M. Michener Mgmt For For For 1.11 Elect Robert B. Mills Mgmt For For For 1.12 Elect Kevin Pearson Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Ratification of Auditor for the Mgmt For For For Company 6 Ratification of Auditor for the Mgmt For For For Company's Subsidiary
Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For Withhold Against 1.5 Elect Peter Crossgrove Mgmt For For For 1.6 Elect Robert Franklin Mgmt For For For 1.7 Elect J. Brett Harvey Mgmt For For For 1.8 Elect Dambisa Moyo Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
BMC Software, Inc Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921100 07/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jon Barfield Mgmt For For For 3 Elect Gary Bloom Mgmt For For For 4 Elect Meldon Gafner Mgmt For For For 5 Elect Mark Hawkins Mgmt For For For 6 Elect Stephan James Mgmt For For For 7 Elect P. Thomas Jenkins Mgmt For For For 8 Elect Louis Lavigne, Jr. Mgmt For For For 9 Elect Kathleen O'Neil Mgmt For For For 10 Elect Tom Tinsley Mgmt For For For 11 Adoption of Majority Vote for Mgmt For For For Election of Directors 12 Ratification of Auditor Mgmt For For For
Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Fluor Mgmt For For For 2 Elect Jack Moore Mgmt For For For 3 Elect David Ross III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Management Incentive Mgmt For For For Compensation Plan 6 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Sales to China
Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967101 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect Timothy Collins Mgmt For For For 3 Elect Jerry Grundhofer Mgmt For For For 4 Elect Robert Joss Mgmt For For For 5 Elect Michael O'Neill Mgmt For For For 6 Elect Vikram Pandit Mgmt For For For 7 Elect Richard Parsons Mgmt For For For 8 Elect Lawrence Ricciardi Mgmt For For For 9 Elect Judith Rodin Mgmt For For For 10 Elect Robert Ryan Mgmt For For For 11 Elect Anthony Santomero Mgmt For For For 12 Elect Diana Taylor Mgmt For For For 13 Elect William Thompson, Jr. Mgmt For For For 14 Elect Ernesto Zedillo Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 17 2011 Executive Performance Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Reverse Stock Split Extension Mgmt For For For 21 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 22 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 23 Shareholder Proposal Regarding Risk ShrHoldr Against Against For Management Report 24 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 25 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Corning Incorporated Ticker Security ID: Meeting Date Meeting Status GLW CUSIP 219350105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For For For 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For For For 5 Elect H. Onno Ruding Mgmt For For For 6 Elect Glenn Tilton Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Holliday, Jr. Mgmt For For For 2 Elect Dipak Jain Mgmt For For For 3 Elect Joachim Milberg Mgmt For For For 4 Elect Richard Myers Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Mgmt For For For Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Express Scripts, Inc. Ticker Security ID: Meeting Date Meeting Status ESRX CUSIP 302182100 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gary Benanav Mgmt For For For 2 Elect Maura Breen Mgmt For For For 3 Elect Nicholas LaHowchic Mgmt For For For 4 Elect Thomas Mac Mahon Mgmt For For For 5 Elect Frank Mergenthaler Mgmt For For For 6 Elect Woodrow Myers, Jr. Mgmt For For For 7 Elect John Parker, Jr. Mgmt For For For 8 Elect George Paz Mgmt For For For 9 Elect Samuel Skinner Mgmt For For For 10 Elect Seymour Sternberg Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to Bylaws to Permit Mgmt For For For Shareholders to Call a Special Meeting 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 2011 Long-Term Incentive Plan Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emission Goals
Flowserve Corporation Ticker Security ID: Meeting Date Meeting Status FLS CUSIP 34354P105 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Friedery Mgmt For For For 1.2 Elect Joe Harlan Mgmt For For For 1.3 Elect Michael Johnston Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Elimination of Certain Supermajority Mgmt For For For Requirements 5 Amendments to Supermajority Mgmt For For For Provisions for Related Corporation Transactions 6 Ratification of Auditor Mgmt For For For
Freeport-McMoRan Copper & Gold, Inc. Ticker Security ID: Meeting Date Meeting Status FCX CUSIP 35671D857 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board
Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For For For 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 162(m) Bonus Plan Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Right to Call a Special Meeting Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Global Payments Inc. Ticker Security ID: Meeting Date Meeting Status GPN CUSIP 37940X102 09/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edwin Burba, Jr. Mgmt For For For 1.2 Elect Raymond Killian Mgmt For For For 1.3 Elect Ruth Ann Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Conflict of Interest Report
Guess?, Inc. Ticker Security ID: Meeting Date Meeting Status GES CUSIP 401617105 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kay Isaacson-Leibowitz Mgmt For For For 1.2 Elect Maurice Marciano Mgmt For For For 1.3 Elect Alex Yemenidjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For Against Against 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For For For Pay-for-Results Plan
Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report
ITT Educational Services, Inc. Ticker Security ID: Meeting Date Meeting Status ESI CUSIP 45068B109 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Dean Mgmt For For For 2 Elect James Fowler Jr. Mgmt For For For 3 Elect Vin Weber Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Johnson Controls, Inc. Ticker Security ID: Meeting Date Meeting Status JCI CUSIP 478366107 01/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Natalie Black Mgmt For For For 1.2 Elect Robert Cornog Mgmt For For For 1.3 Elect William Lacy Mgmt For For For 1.4 Elect Stephen Roell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Amendment to the Annual Incentive Mgmt For For For Performance Plan 5 Amendment to the Long-Term Incentive Mgmt For For For Performance Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Joy Global Inc. Ticker Security ID: Meeting Date Meeting Status JOYG CUSIP 481165108 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Employee Stock Purchase Plan Mgmt For For For
Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement in Article V(f) 14 Elimination of Supermajority Mgmt For For For Requirement in Article VI 15 Annual Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 19 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning
Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For For For 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Political Contributions and Expenditure Report
McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Arnold Mgmt For For For 2 Elect Richard Lenny Mgmt For For For 3 Elect Cary McMillan Mgmt For For For 4 Elect Sheila Penrose Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Elimination of Super-majority Mgmt For For For Requirement in Article Regarding Transactions with Interested Shareholders 10 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding the Removal of Directors 11 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding Shareholder Action 12 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board 13 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled Atmosphere Killing 14 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Childhood Obesity 15 Shareholder Proposal Regarding ShrHoldr Against Against For Beverage Containers
Micron Technology, Inc. Ticker Security ID: Meeting Date Meeting Status MU CUSIP 595112103 12/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Appleton Mgmt For For For 2 Elect Teruaki Aoki Mgmt For For For 3 Elect James Bagley Mgmt For For For 4 Elect Robert Bailey Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Lawrence Mondry Mgmt For For For 7 Elect Robert Switz Mgmt For For For 8 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 9 Ratification of Auditor Mgmt For For For
Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Ballmer Mgmt For Against Against 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee
Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Laura Ipsen Mgmt For For For 2 Elect William Parfet Mgmt For For For 3 Elect George Poste Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Plan for Covered Executives
Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Michelle Ebanks Mgmt For For For 3 Elect Enrique Hernandez, Jr. Mgmt For For For 4 Elect Robert Miller Mgmt For For For 5 Elect Blake Nordstrom Mgmt For For For 6 Elect Erik Nordstrom Mgmt For For For 7 Elect Peter Nordstrom Mgmt For For For 8 Elect Philip Satre Mgmt For For For 9 Elect Felicia Thornton Mgmt For For For 10 Elect B. Kevin Turner Mgmt For For For 11 Elect Robert Walter Mgmt For For For 12 Elect Alison Winter Mgmt For For For 13 Amendment to the Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 10/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 01/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger by Absorption Mgmt For For For 2 Amendments to Articles Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Merger by Absorption Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairman of the Board of Mgmt For For For Directors 6 Election of Supervisory Council Mgmt For For For Members 7 Remuneration Report Mgmt For For For 8 Capitalization of Reserves Mgmt For For For
Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Research In Motion Ltd. Ticker Security ID: Meeting Date Meeting Status RIM CUSIP 760975102 07/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Balsillie Mgmt For For For 1.2 Elect Mike Lazaridis Mgmt For For For 1.3 Elect James Estill Mgmt For For For 1.4 Elect David Kerr Mgmt For For For 1.5 Elect Roger Martin Mgmt For For For 1.6 Elect John Richardson Mgmt For For For 1.7 Elect Barbara Stymiest Mgmt For For For 1.8 Elect Antonio Viana-Baptista Mgmt For For For 1.9 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CUSIP 767204100 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Tom Albanese Mgmt For For For 4 Elect Robert Brown Mgmt For For For 5 Elect Vivienne Cox Mgmt For For For 6 Elect Jan du Plessis Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Michael Fitzpatrick Mgmt For For For 9 Elect Ann Godbehere Mgmt For For For 10 Elect Richard Goodmanson Mgmt For For For 11 Elect Andrew Gould Mgmt For For For 12 Elect Lord John Kerr of Kinlochard Mgmt For For For 13 Elect Paul Tellier Mgmt For For For 14 Elect Samuel Walsh Mgmt For For For 15 Elect Stephen Mayne Mgmt Against Against For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Amendment to the Performance Share Mgmt For For For Plan 18 Amendment to and Renewal of Share Mgmt For For For Ownership Plan 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CUSIP 826197501 01/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 8 Increase in Authorized Capital for Mgmt For For For Employee Share Purchase Plan 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 12 Shareholder Proposal Regarding Mgmt Against Against For Amendments to Corporate Purpose 13 Countermotion A (Supervisory Board Mgmt Against Against For Members' Fees) 14 Countermotion B (Allocation of Mgmt Against Against For Profits/Dividends)
Starbucks Corporation Ticker Security ID: Meeting Date Meeting Status SBUX CUSIP 855244109 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 13 Approval of Revised Performance Mgmt For For For Criteria Under the 2005 Long-Term Equity Incentive Plan 14 Amendment to the 2005 Long-Term Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For RECYCLING STRATEGY FOR BEVERAGE CONTAINERS
The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For For For 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
TJX Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TJX CUSIP 872540109 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose Alvarez Mgmt For For For 2 Elect Alan Bennett Mgmt For For For 3 Elect Bernard Cammarata Mgmt For For For 4 Elect David Ching Mgmt For For For 5 Elect Michael Hines Mgmt For For For 6 Elect Amy Lane Mgmt For For For 7 Elect Carol Meyrowitz Mgmt For For For 8 Elect John O'Brien Mgmt For For For 9 Elect Willow Shire Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP 903914109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For For For 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For For For 7 Elect Ann Livermore Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect Clark Randt, Jr. Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect Carol Tome Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against
UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Mgmt For For For Purchase Plan 15 Ratification of Auditor Mgmt For For For
Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 01/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 3 Years N/A Executive Compensation 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
W.W. Grainger, Inc. Ticker Security ID: Meeting Date Meeting Status GWW CUSIP 384802104 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Anderson Mgmt For For For 1.2 Elect Wilbur Gantz Mgmt For For For 1.3 Elect V. Ann Hailey Mgmt For For For 1.4 Elect William Hall Mgmt For For For 1.5 Elect Stuart Levenick Mgmt For For For 1.6 Elect John McCarter, Jr. Mgmt For For For 1.7 Elect Neil Novich Mgmt For For For 1.8 Elect Michael Roberts Mgmt For For For 1.9 Elect Gary Rogers Mgmt For For For 1.10 Elect James Ryan Mgmt For For For 1.11 Elect E. Scott Santi Mgmt For For For 1.12 Elect James Slavik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Wesco International, Inc. Ticker Security ID: Meeting Date Meeting Status WCC CUSIP 95082P105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
The Hartford Global All-Asset Fund Investment Company Report 07/01/10 - 06/30/11 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
77 Bank Limited (The) Ticker Security ID: Meeting Date Meeting Status 8341 CINS J71348106 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For Against Against 4 Elect Hiroshi Kamata Mgmt For For For 5 Elect Teruhiko Ujiie Mgmt For For For 6 Elect Yoshiaki Nagayama Mgmt For For For 7 Elect Kimitsugu Nagao Mgmt For For For 8 Elect Masayuki Yamada Mgmt For For For 9 Elect Mitsutaka Kambe Mgmt For For For 10 Elect Tetsuya Fujishiro Mgmt For For For 11 Elect Isamu Suzuki Mgmt For For For 12 Elect Masatake Hase Mgmt For For For 13 Elect Hideharu Tamura Mgmt For For For 14 Elect Toshio Ishizaki Mgmt For For For 15 Elect Masanari Tanno Mgmt For For For 16 Elect Makoto Igarashi Mgmt For For For 17 Elect Hidefumi Kobayashi Mgmt For For For 18 Elect Takeshi Takahashi Mgmt For For For 19 Elect Masakatsu Tsuda Mgmt For For For 20 Elect Masahiro Sugita Mgmt For For For 21 Elect Ken Nakamura Mgmt For For For
A.P. Moller - Maersk AS Ticker Security ID: Meeting Date Meeting Status MAERSK CINS K0514G135 04/04/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Michael Pram Rasmussen Mgmt For Against Against 11 Elect Niels Jacobsen Mgmt For For For 12 Elect Jan Topholm Mgmt For For For 13 Elect Leise Maersk Mc-Kinney Moller Mgmt For For For 14 Appointment of KPMG Mgmt For For For 15 Appointment of Grant Thornton Mgmt For For For 16 Shareholder Proposal Regarding Board ShrHoldr Against Against For Adoption of Outward-Oriented Profile 17 Shareholder Proposal Regarding EMAS ShrHoldr Against Against For Registration 18 Shareholder Proposal Regarding ShrHoldr Against Against For Allocation of Funds for Investigation of Renewable Energies
AAC Acoustic Technologies Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 2018 CINS G2953L109 05/21/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Richard MOK Joe Kuen Mgmt For For For 6 Elect Ingrid WU Chunyuan Mgmt For For For 7 Elect KOH Boon Hwee Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Change in Company Name Mgmt For For For
ABB Ltd. Ticker Security ID: Meeting Date Meeting Status ABBN CINS H0010V101 04/29/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Remuneration Report Mgmt For TNA N/A 7 Ratification of Board and Management Mgmt For TNA N/A Acts 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Creation of Conditional Capital for Mgmt For TNA N/A Employee Compensation Plan 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Elect Roger Agnelli Mgmt For TNA N/A 12 Elect Louis Hughes Mgmt For TNA N/A 13 Elect Hans Marki Mgmt For TNA N/A 14 Elect Michel de Rosen Mgmt For TNA N/A 15 Elect Michael Treschow Mgmt For TNA N/A 16 Elect Jacob Wallenberg Mgmt For TNA N/A 17 Elect Hubertus von Grunberg Mgmt For TNA N/A 18 Elect Ying Yeh Mgmt For TNA N/A 19 Appointment of Auditor Mgmt For TNA N/A 20 Transaction of Other Business Mgmt For TNA N/A
Abertis Infraestructuras Ticker Security ID: Meeting Date Meeting Status ABE CINS E0003D111 06/21/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 3 Spin-off Mgmt For For For 4 Dividend Option Mgmt For For For 5 Spin-off Mgmt For For For 6 Special Dividend Mgmt For For For 7 Scrip Dividend Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to General Meeting Mgmt For For For Regulations 10 Report on Amendments to Board of Mgmt For For For Directors Regulations 11 Elect Javier de Jaime Guijarro Mgmt For Against Against 12 Elect Santiago Ramirez Larrauri Mgmt For For For 13 Elect Jose Antonio Torre de Silva Mgmt For For For Lopez de Letona 14 Elect Antonio Tunon alvarez Mgmt For For For 15 Elect Gonzalo Gortazar Rotaeche Mgmt For For For 16 Elect Carmen Godia Bull Mgmt For For For 17 Elect Leopoldo Rodes Castane Mgmt For For For 18 Elect Manuel Raventos Negra Mgmt For Against Against 19 Authority to Issue Convertible Debt Mgmt For Against Against Instruments 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Share Purchase Plan; Amendment to Mgmt For For For the 2007, 2008, 2009 and 2010 Plans 22 Appointment of Auditor Mgmt For For For 23 Authority to Carry Out Formalities Mgmt For For For
Aboitiz Power Corporation Ticker Security ID: Meeting Date Meeting Status AP CINS Y0005M109 05/16/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Call to order Mgmt For For For 2 Approve Notice Mgmt For For For 3 Determination of quorum Mgmt For For For 4 Approve Minutes Mgmt For For For 5 President's Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Ratification of Board Acts Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Elect Jon Ramon Aboitiz Mgmt For For For 11 Elect Erramon I. Aboitiz Mgmt For For For 12 Elect Antonio R. Moraza Mgmt For For For 13 Elect Mikel A. Aboitiz Mgmt For For For 14 Elect Enrique M. Aboitiz Mgmt For For For 15 Elect Jaime Jose Y. Aboitiz Mgmt For For For 16 Elect Jose R. Facundo Mgmt For For For 17 Elect Romeo L. Bernardo Mgmt For For For 18 Elect Jakob Disch Mgmt For For For 19 Transaction of Other Business Mgmt For Against Against 20 Right to Adjourn Meeting Mgmt For For For
Accor SA Ticker Security ID: Meeting Date Meeting Status AC CINS F00189120 05/30/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification Mgmt For For For of Board Acts 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Virginie Morgon Mgmt For Against Against 9 Elect Sebastien Bazin Mgmt For For For 10 Elect Denis Hennequin Mgmt For For For 11 Elect Franck Riboud Mgmt For For For 12 Elect Mercedes Erra Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Related Party Transaction Mgmt For For For 15 Severance Package (Yann Caillere) Mgmt For For For 16 Severance Package (Gilles Pelisson) Mgmt For For For 17 Severance Package and Supplementary Mgmt For For For Retirement Benefits (Denis Hennequin) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 23 Authority to Increase Share Issuance Mgmt For For For Limit 24 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 25 Authority to Increase Capital Mgmt For For For Through Capitalizations 26 Global Ceiling on Increases in Mgmt For For For Capital 27 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 28 Authority to Grant Stock Options Mgmt For For For 29 Authority to Issue Restricted Shares Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For 31 Relocation of Company Headquarters Mgmt For For For
Acer Inc. Ticker Security ID: Meeting Date Meeting Status 2353 CINS Y0003F171 06/15/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect J.T. Wang Mgmt For For For 6 Elect Stan Shih Mgmt For For For 7 Elect Hsin-I Lin Mgmt For For For 8 Elect Hung Rouan Investment Co. Mgmt For For For 9 Elect Philip Peng Mgmt For For For 10 Elect F.C. Tseng Mgmt For For For 11 Elect Julian Michael Horn-Smith Mgmt For For For 12 Elect Carolyn Yeh (Supervisor) Mgmt For Against Against 13 Elect George Huang (Supervisor) Mgmt For For For 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Non-Compete Restrictions for Mgmt For Against Against Directors 17 Extraordinary Motions Mgmt For Against Against
ACS Actividades de Construccion y Servicios, S.A. Ticker Security ID: Meeting Date Meeting Status ACS CINS E7813W163 04/14/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Presentation of Reports Mgmt Abstain For Against 4 Remuneration Report Mgmt For Against Against 5 Ratification of Board Acts Mgmt For For For 6 Election of Directors Mgmt For Against Against 7 Appointment of Auditor Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to General Meeting Mgmt For For For Regulations 11 Authority to Carry Out Formalities Mgmt For For For
ACS Actividades de Construccion y Servicios, S.A. Ticker Security ID: Meeting Date Meeting Status ACS CINS E7813W163 11/19/2010 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of Shares w/o Preemptive Mgmt For For For Rights 3 Authority to Carry Out Formalities Mgmt For For For 4 Minutes Mgmt For For For
Actelion Ltd. Ticker Security ID: Meeting Date Meeting Status ATLN CINS H0032X135 05/05/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Special Audit 8 Ratification of Board and Management Mgmt For TNA N/A Acts 9 Authority to Repurchase Shares Mgmt For TNA N/A 10 Amendments to Articles Regarding Mgmt For TNA N/A Advisory Vote on Executive Compensation 11 Amendments to Articles Mgmt For TNA N/A 12 Shareholder Proposal Regarding Board ShrHoldr Against TNA N/A Size 13 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Directors' Terms 14 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Election/Removal of the Board Chairman by the General Meeting 15 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Removal of Robert E. Cawthorn 16 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Removal of Werner Henrich 17 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Removal of Michael Jacobi 18 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Removal of Armin Kessler 19 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Removal of Jean Malo 20 Re-elect Jean-Paul Clozel Mgmt For TNA N/A 21 Re-elect Juhani Anttila Mgmt For TNA N/A 22 Re-elect Carl Feldbaum Mgmt For TNA N/A 23 Elect Jean-Pierre Garnier Mgmt For TNA N/A 24 Elect Robert Bertolini Mgmt For TNA N/A 25 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Election of James Shannon 26 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Election of Peter Allen 27 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Election of Anders Harfstrand 28 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Election of Robert H.O. Hock 29 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Election of Elmar Schnee 30 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Election of Hans-Christian Semmler 31 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Election of James Shannon as Chairman of the Board of Directors 32 Election of Robert Cawthorn as Mgmt For TNA N/A Chairman of the Board of Directors 33 Appointment of Auditor Mgmt For TNA N/A
Adecco SA Ticker Security ID: Meeting Date Meeting Status ADEN CINS H00392318 04/19/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits Mgmt For TNA N/A 6 Transfer of Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Elect Jakob Baer Mgmt For TNA N/A 9 Elect Rolf Dorig Mgmt For TNA N/A 10 Elect Alexander Gut Mgmt For TNA N/A 11 Elect Andreas Jacobs Mgmt For TNA N/A 12 Elect Thomas O'Neill Mgmt For TNA N/A 13 Elect David Prince Mgmt For TNA N/A 14 Elect Wanda Rapaczynski Mgmt For TNA N/A 15 Elect Didier Lamouche Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Transaction of Other Business Mgmt For TNA N/A 18 Non-Voting Meeting Note N/A N/A TNA N/A
Adidas AG Ticker Security ID: Meeting Date Meeting Status ADS CINS D0066B185 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Increase in Authorized Capital Mgmt For For For 9 Appointment of Auditor Mgmt For For For
Adobe Systems Incorporated Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Burgess Mgmt For For For 2 Elect Daniel Rosensweig Mgmt For For For 3 Elect Robert Sedgewick Mgmt For For For 4 Elect John Warnock Mgmt For For For 5 Amendment to the 1997 Employee Stock Mgmt For For For Purchase Plan 6 2011 Executive Cash Performance Mgmt For For For Bonus Plan 7 Ratification of Auditor Mgmt For For For 8 Repeal of Classified Board Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Advanced Semiconductor Engineering Ticker Security ID: Meeting Date Meeting Status 2311 CINS Y00153109 06/28/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For 11 Extraordinary Motions Mgmt For Against Against
Advantest Corporation Ticker Security ID: Meeting Date Meeting Status 6857 CINS J00210104 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Toshio Maruyama Mgmt For For For 3 Elect Haruo Matsuno Mgmt For For For 4 Elect Naoyuki Akikusa Mgmt For For For 5 Elect Yasushige Hagio Mgmt For For For 6 Elect Yuichi Kurita Mgmt For For For 7 Elect Shinichiroh Kuroe Mgmt For For For 8 Elect MYUNG Se Bon Mgmt For For For 9 Elect Akira Hatakeyama Mgmt For For For 10 Elect Masamichi Ogura Mgmt For Against Against
Aegon N.V. Ticker Security ID: Meeting Date Meeting Status AGN CINS N00927298 05/12/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Ratification of Executive Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Appointment of Auditor Mgmt For For For 6 Amendment to Compensation Policy Mgmt For Against Against 7 Elect A.R. Wynaendts Mgmt For For For 8 Elect Antony Burgmans Mgmt For For For 9 Elect Karla Peijs Mgmt For For For 10 Elect Leo van Wijk Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Issue Shares for Mgmt For For For Incentive Plans 14 Authority to Repurchase Shares Mgmt For For For
Aeon Company Limited Ticker Security ID: Meeting Date Meeting Status 8267 CINS J00288100 05/19/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Naoki Hayashi Mgmt For For For 3 Elect Motoya Okada Mgmt For For For 4 Elect Yoshiki Mori Mgmt For For For 5 Elect Masaaki Toyoshima Mgmt For For For 6 Elect Hideki Kurashige Mgmt For For For 7 Elect Masaharu Ikuta Mgmt For For For 8 Elect Takejiroh Sueyoshi Mgmt For For For 9 Elect Keiichi Tadaki Mgmt For For For 10 Elect Ken Satoh Mgmt For For For
AGCO Corporation Ticker Security ID: Meeting Date Meeting Status AGCO CUSIP 001084102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wolfgang Deml Mgmt For For For 2 Elect Luiz Fernando Furlan Mgmt For For For 3 Elect Gerald Johanneson Mgmt For For For 4 Elect Thomas LaSorda Mgmt For For For 5 Elect George Minnich Mgmt For For For 6 Elect Martin Richenhagen Mgmt For For For 7 Elect Daniel Ustian Mgmt For For For 8 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 11 Ratification of Auditor Mgmt For For For
Ageas NV Ticker Security ID: Meeting Date Meeting Status AGB CINS B0148L104 04/28/2011 Voted Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Elect Ronny Bruckner Mgmt N/A For N/A 10 Elect Frank Arts Mgmt For For For 11 Elect Shaoliang Jin Mgmt For Against Against 12 Elect Roel Nieuwdorp Mgmt For For For 13 Elect Jozef De Mey Mgmt For For For 14 Elect Guy de Selliers Mgmt For For For 15 Elect Lionel Perl Mgmt For For For 16 Elect Jan Zegering Hadders Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Increase in Authorized Capital Mgmt For For For 19 Authority to Issue Shares Mgmt For For For 20 Disapplication of Preemptive Rights Mgmt For For For 21 Amendment Regarding Board Committees Mgmt For For For 22 Amendments to Articles Mgmt For For For 23 Amend Article 19 Mgmt For For For 24 Amend Article 20 Mgmt For For For 25 Amend Article 21 Mgmt For For For 26 Amendment Regarding Dividend Mgmt For For For Announcements 27 Amendment Regarding Quorum Mgmt For For For Requirement 28 Authority to Amend Articles Mgmt For For For
Ageas SA/NV Ticker Security ID: Meeting Date Meeting Status AGS CINS B0148L104 04/27/2011 Voted Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appropriation of Results for Fiscal Mgmt For For For Year 2009 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Ratification of Auditor's Acts Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Remuneration Policy Mgmt For For For 10 Elect Ronny Bruckner Mgmt N/A For N/A 11 Elect Frank Arts Mgmt For For For 12 Elect Shaoliang Jin Mgmt For Against Against 13 Elect Roel Nieuwdorp Mgmt For For For 14 Elect Jozef De Mey Mgmt For For For 15 Elect Guy de Selliers Mgmt For For For 16 Elect Lionel Perl Mgmt For For For 17 Elect Jan Zegering Hadders Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Sell Shares Mgmt For For For 20 Increase in Authorized Capital Mgmt For For For 21 Increase in Authorized Capital Mgmt For For For 22 Amendment Regarding Remuneration Mgmt For For For Report 23 Amend Articles 18.5, 19, 20, 21, 22 Mgmt For For For and 27 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Amend Article 18.5 Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Amend Article 19 Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Amend Article 20 Mgmt For For For 30 Amend Article 21 Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Amend Article 22 Mgmt For For For 34 Conclusion of Meeting Mgmt For For For
Aggreko plc Ticker Security ID: Meeting Date Meeting Status AGK CINS G0116S102 04/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Philip Rogerson Mgmt For For For 5 Elect Rupert Soames Mgmt For For For 6 Elect Angus Cockburn Mgmt For For For 7 Elect George Walker Mgmt For For For 8 Elect Bill Caplan Mgmt For For For 9 Elect Kash Pandya Mgmt For For For 10 Elect David Hamill Mgmt For For For 11 Elect Robert MacLeod Mgmt For For For 12 Elect Russell King Mgmt For For For 13 Elect Ken Hanna Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Agile Property Holdings Limited Ticker Security ID: Meeting Date Meeting Status 3383 CINS G01198103 05/19/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHAN Cheuk Yin Mgmt For Against Against 6 Elect CHAN Cheuk Hei Mgmt For For For 7 Elect Gordon KWONG Che Keung Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Agile Property Holdings Limited Ticker Security ID: Meeting Date Meeting Status 3383 CINS G01198103 05/19/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Provision of Bond Issue Indemnity Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
AGL Energy Limited Ticker Security ID: Meeting Date Meeting Status AGK CINS Q01630104 10/21/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect Bruce Phillips Mgmt For For For 3 Increase NEDs' Fees Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 06/08/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Fixed Assets Investment Budget for Mgmt For For For 2011 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Elect LI Yelin Mgmt For For For 11 2010 Final Emoluments Plan for Mgmt For For For Directors and Supervisors
Agrium Inc. Ticker Security ID: Meeting Date Meeting Status AGU CUSIP 008916108 05/10/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Russel Girling Mgmt For For For 1.3 Elect Susan Henry Mgmt For For For 1.4 Elect Russell Horner Mgmt For For For 1.5 Elect David Lesar Mgmt For For For 1.6 Elect John Lowe Mgmt For For For 1.7 Elect A. Anne McLellan Mgmt For For For 1.8 Elect Derek Pannell Mgmt For For For 1.9 Elect Frank Proto Mgmt For For For 1.10 Elect Michael Wilson Mgmt For For For 1.11 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For
AIA Group Limited Ticker Security ID: Meeting Date Meeting Status 1299 CINS Y002A1105 05/26/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Edmund TSE Sze Wing Mgmt For Against Against 5 Elect Mark Tucker Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Repurchased Shares Mgmt For For For 10 Authority to Issue Shares under the Mgmt For For For Restricted Share Unit Scheme
Air China Limited Ticker Security ID: Meeting Date Meeting Status 753 CINS Y002A6104 05/26/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Yang Yuzhong Mgmt For For For 8 Independent Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Increase in Authorized Capital Mgmt For Against Against 12 Stock Appreciation Rights Programme Mgmt For For For
Air China Limited Ticker Security ID: Meeting Date Meeting Status 753 CINS Y002A6104 10/28/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Renewal of Framework Agreement and Mgmt For For For Annual Caps 5 Elect KONG Dong Mgmt For For For 6 Elect WANG Yinxiang Mgmt For For For 7 Elect CAO Jianxiong Mgmt For For For 8 Elect SUN Yude Mgmt For For For 9 Elect Christopher Pratt Mgmt For For For 10 Elect Ian SAI Cheung Shiu Mgmt For For For 11 Elect CAI Jianjiang Mgmt For For For 12 Elect FAN Cheng Mgmt For For For 13 Elect JIA Kang Mgmt For For For 14 Elect FU Yang Mgmt For For For 15 Elect HAN Fangming Mgmt For For For 16 Elect LI Shuang Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Elect LI Qingling as Supervisor Mgmt For For For 19 Elect ZHANG Xueren as Supervisor Mgmt For For For 20 Elect HE Chaofan as Supervisor Mgmt For For For 21 Supervisors' Fees Mgmt For For For 22 Purchase of Aircrafts Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A
Air France - KLM Ticker Security ID: Meeting Date Meeting Status AF CINS F01699135 07/08/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Losses/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Jean-Francois Dehecq Mgmt For For For 9 Elect Cornelis van Lede Mgmt For For For 10 Elect Leo M. van Wijk Mgmt For For For 11 Elect Jean-Marc Espalioux Mgmt For For For 12 Elect Patricia Barbizet Mgmt For For For 13 Elect Jean-Cyril Spinetta Mgmt For For For 14 Elect Maryse Aulagnon Mgmt For For For 15 Elect Peter Hartman Mgmt For For For 16 Elect Chistian Magne Mgmt For For For 17 Elect Bernard Pedamon Mgmt For For For 18 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 19 Appointment of Alternate Auditor Mgmt For For For (BEAS) 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Reduce Capital and Par Mgmt For For For Value of Stock 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 23 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 25 Authority to Increase Share Issuance Mgmt For For For Limit 26 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 27 Authority to Increase Capital Mgmt For For For Through Capitalizations 28 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 29 Authority to Carry Out Formalities Mgmt For For For
Aisin Seiki Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 7259 CINS J00714105 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kanshiroh Toyoda Mgmt For For For 3 Elect Fumio Fujimori Mgmt For For For 4 Elect Shunichi Nakamura Mgmt For For For 5 Elect Masuji Arai Mgmt For For For 6 Elect Toshikazu Nagura Mgmt For For For 7 Elect Naofumi Fujie Mgmt For For For 8 Elect Takashi Morita Mgmt For For For 9 Elect Shizuo Shimanuki Mgmt For For For 10 Elect Makoto Mitsuya Mgmt For For For 11 Elect Toshiyuki Mizushima Mgmt For For For 12 Elect Takashi Enomoto Mgmt For For For 13 Elect Kazumi Usami Mgmt For For For 14 Elect Yutaka Miyamoto Mgmt For For For 15 Elect Toshiyuki Ishikawa Mgmt For For For 16 Elect Takeshi Kawata Mgmt For For For 17 Elect Tsutomu Ishikawa Mgmt For For For 18 Elect Shinzoh Kobuki Mgmt For For For 19 Elect Shinsuke Yagi Mgmt For For For 20 Elect Toshihiro Gonda Mgmt For Against Against 21 Bonus Mgmt For For For 22 Stock Option Plan Mgmt For For For
Ajinomoto Company Incorporated Ticker Security ID: Meeting Date Meeting Status 2802 CINS J00882126 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital Reserve Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Norio Yamaguchi Mgmt For For For 5 Elect Masatoshi Itoh Mgmt For For For 6 Elect Yutaka Kunimoto Mgmt For For For 7 Elect Keiichi Yokoyama Mgmt For For For 8 Elect Takashi Nagamachi Mgmt For For For 9 Elect Tamotsu Iwamoto Mgmt For For For 10 Elect Tomoya Yoshizumi Mgmt For For For 11 Elect Keisuke Nagai Mgmt For For For 12 Elect Hiroyuki Miyake Mgmt For For For 13 Elect Yohichiroh Togashi Mgmt For For For 14 Elect Hiromichi Ohno Mgmt For For For 15 Elect Kohji Igarashi Mgmt For For For 16 Elect Shohzoh Hashimoto Mgmt For For For 17 Elect Sakie Tachibana-Fukushima Mgmt For For For
Akbank AS Ticker Security ID: Meeting Date Meeting Status AKBNK CINS M0300L106 03/21/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Election of Presiding Chairman; Mgmt For TNA N/A Minutes 3 Reports Mgmt For TNA N/A 4 Accounts; Ratification of Board and Mgmt For TNA N/A Statutory Auditors' Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Authority to Issue Bonds Mgmt For TNA N/A 7 Charitable Donations Mgmt For TNA N/A 8 Related Party Transactions Mgmt For TNA N/A
Akzo Nobel N.V. Ticker Security ID: Meeting Date Meeting Status AKZA CINS N01803100 04/27/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Elect Uwe-Ernst Bufe Mgmt For For For 11 Elect Peggy Bruzelius Mgmt For For For 12 Amendment to the Compensation Policy Mgmt For For For Regarding the Shareholding Requirement 13 Amendment to the Remuneration Policy Mgmt For For For Regarding a Sustainability Metric 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Issuance of Shares w/o Preemptive Mgmt For For For Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A
Alcatel-Lucent Ticker Security ID: Meeting Date Meeting Status ALU CINS F0191J101 05/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Daniel Bernard Mgmt For For For 8 Elect Frank Blount Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Cancel Shares and Mgmt For For For Reduce Capital 12 Amendments to Articles Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For For For 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Alfa Laval AB Ticker Security ID: Meeting Date Meeting Status ALFA CINS W04008152 04/27/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Allocation of Profits/Dividends Mgmt For For For 15 Ratification of Board and Management Mgmt For For For Acts 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Reduction in Share Capital Mgmt For For For 23 Bonus Issue Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A
Alibaba.com Corp. Ticker Security ID: Meeting Date Meeting Status 1688 CINS G01717100 12/10/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Share Option Scheme Mgmt For For For 4 Amendment to Restricted Share Unit Mgmt For For For Scheme 5 Refreshment of Share Option Scheme Mgmt For For For 6 Replace of Existing Issuance Mandate Mgmt For For For under Restricted Share Unit Scheme
Alibaba.com Limited Ticker Security ID: Meeting Date Meeting Status 1688 CINS G01717100 05/14/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Jonathan LU Zhaoxi Mgmt For For For 5 Elect Maggie WU Wei Mgmt For For For 6 Elect SHAO Xiaofeng Mgmt For For For 7 Elect Sabrina PENG Yi Jie Mgmt For For For 8 Elect Walter KWAUK Teh Ming Mgmt For For For 9 Elect Andrew TSUEI Tien Yuan Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Authority to Issue Shares under the Mgmt For For For Restricted Share Unit Scheme 16 Non-Voting Meeting Note N/A N/A N/A N/A
ALL - America Latina Logistica S.A. Ticker Security ID: Meeting Date Meeting Status ALLL4 CINS 01643R606 09/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adhesion to the Novo Mercado Mgmt For For For 4 Conversion of Preferred Shares into Mgmt For For For Common Shares 5 Reverse Stock Split Mgmt For For For 6 Elimination of Units Mgmt For For For 7 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations
ALL - America Latina Logistica S.A. Ticker Security ID: Meeting Date Meeting Status ALLL4 CINS 01643R606 09/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Conversion of Preferred Shares into Mgmt For For For Common Shares
Allianz SE Ticker Security ID: Meeting Date Meeting Status ALV CINS D03080112 05/04/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect Franz Heib Mgmt For For For 10 Amendment to Supervisory Board Mgmt For For For Members' Fees 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Corporate Restructuring Mgmt For For For
Almacenes Exito S.A. Ticker Security ID: Meeting Date Meeting Status EXITO CINS P3782F107 03/18/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Quorum Mgmt Abstain Abstain For 2 Agenda Mgmt Abstain Abstain For 3 Election of Meeting Delegates Mgmt Abstain Abstain For 4 Report of the Board and CEO Mgmt Abstain Abstain For 5 Presentation of Accounts and Reports Mgmt Abstain For Against 6 Report of the Auditor Mgmt Abstain For Against 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Charitable Donations Mgmt For Against Against 10 Amendment to Allocations of Capital Mgmt For Against Against Reserve 11 Transaction of Other Business Mgmt For Against Against
Almacenes Exito S.A. Ticker Security ID: Meeting Date Meeting Status EXITO CINS P3782F107 10/11/2010 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Quorum Mgmt For For For 2 Agenda Mgmt For For For 3 Minutes Mgmt For For For 4 Elect Felipe Ayerbe Munoz Mgmt For For For
Alstom Ticker Security ID: Meeting Date Meeting Status ALO cins F0259M475 06/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Patrick Kron Mgmt For For For 8 Elect Candace Beinecke Mgmt For Against Against 9 Elect Jean-Martin Folz Mgmt For For For 10 Elect James Leng Mgmt For For For 11 Elect Klaus Mangold Mgmt For For For 12 Elect Alan Thomson Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Alumina Limited Ticker Security ID: Meeting Date Meeting Status AWC CINS Q0269M109 05/05/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect G. John Pizzey Mgmt For For For 4 Elect Emma Stein Mgmt For For For 5 Increase NEDs' Fee Cap Mgmt For For For 6 Equity Grant (CEO John Bevan) Mgmt For For For
Aluminum Corporation of China Ltd. Ticker Security ID: Meeting Date Meeting Status 2600 CINS Y0094N109 02/28/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Issuance of Debt Financing Mgmt For For For Instruments 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
Aluminum Corporation of China Ltd. Ticker Security ID: Meeting Date Meeting Status 2600 CINS Y0094N109 04/14/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Type of shares and nominal value Mgmt For For For 3 Method of issue Mgmt For For For 4 Target subscribers Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Lock-up period Mgmt For For For 7 Subscription method Mgmt For For For 8 Number of A Shares Mgmt For For For 9 Pricing base date and price of the Mgmt For For For issue 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Place of listing Mgmt For For For 12 Use of proceeds Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Arrangements with regard to the Mgmt For For For undistributed cumulated profits 15 Period of validity of the Mgmt For For For authorization given by the resolutions 16 Detailed Plan for the Non-Public A Mgmt For For For Share Issue 17 Ratification of Board Act Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Compliance of Condition of Mgmt For For For Non-Public A Share Issue 22 The Report of Proceeds from the Last Mgmt For For For Fund Raising Exercise and Independent Assurance Report 23 Feasibility Analysis Report on Use Mgmt For For For of Proceeds 24 Non-Voting Meeting Note N/A N/A N/A N/A
Aluminum Corporation of China Ltd. Ticker Security ID: Meeting Date Meeting Status 2600 CINS Y0094N109 04/14/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Type of shares and nominal value Mgmt For For For 3 Method of issue Mgmt For For For 4 Target subscribers Mgmt For For For 5 Lock-up period Mgmt For For For 6 Subscription method Mgmt For For For 7 Number of A Shares Mgmt For For For 8 Pricing base date and price of the Mgmt For For For issue 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Place of listing Mgmt For For For 11 Use of proceeds Mgmt For For For 12 Arrangements with regard to the Mgmt For For For undistributed cumulated profits 13 Period of validity of the Mgmt For For For authorization given by the resolutions 14 Non-Voting Meeting Note N/A N/A N/A N/A
Aluminum Corporation of China Ltd. Ticker Security ID: Meeting Date Meeting Status 2600 CINS Y0094N109 05/31/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect LIU Caiming Mgmt For For For 7 Fees of Directors and Supervisors Mgmt For For For 8 Renewal of Liability Insurance Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Counter Guarantee Mgmt For For For 11 Proposed Agreement Mgmt For For For 12 Shareholder Proposal ShrHoldr For Against Against 13 Authority to Issue H Shares w/o Mgmt For Against Against Preemptive Rights
Aluminum Corporation of China Ltd. Ticker Security ID: Meeting Date Meeting Status 2600 CINS Y0094N109 08/23/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Extension of Period for Issuing A Mgmt For For For Shares
Aluminum Corporation of China Ltd. Ticker Security ID: Meeting Date Meeting Status 2600 CINS Y0094N109 08/23/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Extension of Period for Issuing A Mgmt For For For Shares
Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change
Amcor Limited Ticker Security ID: Meeting Date Meeting Status AMC CINS Q03080100 10/21/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Chris Roberts Mgmt For For For 3 Elect Armin Meyer Mgmt For For For 4 Elect Karen Guerra Mgmt For For For 5 Equity Grant (MD/CEO Ken MacKenzie) Mgmt For For For 6 Remuneration Report Mgmt For For For
AMP Limited Ticker Security ID: Meeting Date Meeting Status AMP CINS Q0344G101 05/12/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect J. Brian Clark Mgmt For For For 3 Re-elect Peter Shergold Mgmt For For For 4 Elect Catherine Brenner Mgmt For For For 5 Elect Richard Allert Mgmt For For For 6 Elect Patricia Akopiantz Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Equity Grant (MD/CEO Craig Dunn) Mgmt For For For 9 Increase NEDs' Fee Cap Mgmt For For For 10 Ratify Issue of Convertible Notes Mgmt For For For
Anadolu Efes AS Ticker Security ID: Meeting Date Meeting Status AEFES CINS M10225106 04/28/2011 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman; Minutes 3 Reports Mgmt For TNA N/A 4 Accounts Mgmt For TNA N/A 5 Charitable Donations Mgmt For TNA N/A 6 Report on Guarantees Mgmt For TNA N/A 7 Ratification of Co-Option of Board Mgmt For TNA N/A Member 8 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 9 Allocation of Profits/Dividends Mgmt For TNA N/A 10 Election of Directors and Statutory Mgmt For TNA N/A Auditors; Fees 11 Dividend Policy Mgmt For TNA N/A 12 Related Party Transactions Mgmt For TNA N/A 13 Closing Mgmt For TNA N/A
Angang Steel Company Limited (fka Angang New Steel Company) Ticker Security ID: Meeting Date Meeting Status 347 CINS Y0132D105 05/30/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Reports Mgmt For For For 3 Supervisors' Reports Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights
Anglo American plc Ticker Security ID: Meeting Date Meeting Status AAL CINS G03764134 04/21/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Phuthuma Nhleko Mgmt For For For 4 Elect Cynthia Carroll Mgmt For For For 5 Elect David Challen Mgmt For For For 6 Elect Sir CK Chow Mgmt For For For 7 Elect Sir Philip Hampton Mgmt For For For 8 Elect Rene Medori Mgmt For For For 9 Elect Ray O'Rourke Mgmt For For For 10 Elect Sir John Parker Mgmt For For For 11 Elect Mamphela Ramphele Mgmt For For For 12 Elect Jack Thompson Mgmt For For For 13 Elect Peter Woicke Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Directors' Remuneration Report Mgmt For Against Against 17 Long Term Incentive Plan Mgmt For Against Against 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Tito Mboweni Mgmt For For For 4 Elect Ferdinand Ohene-Kena Mgmt For For For 5 Elect Rhidwaan Gasant Mgmt For For For 6 Re-elect Bill Nairn Mgmt For For For 7 Re-elect Sipho Pityana Mgmt For For For 8 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Nkuhlu) 9 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Arisman) 10 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Gasant) 11 General Authority to Issue Shares Mgmt For For For 12 Authority to Issue Shares for Cash Mgmt For For For 13 AMENDMENT TO THE LONG-TERM INCENTIVE Mgmt For For For PLAN 2005 14 Approve Remuneration Policy Mgmt For For For 15 Increase NEDs' Fees Mgmt For For For 16 Increase NEDs' Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Approve Amendments to the BEE Mgmt For For For Transaction 19 Amendments to Articles Mgmt For For For 20 Authority to Issue Shares to the Mgmt For For For Bokamoso ESOP & Izingwe 21 Authorisation of Legal Formalities Mgmt For For For
Anheuser-Busch Inbev SA Ticker Security ID: Meeting Date Meeting Status ABI CINS B6399C107 04/26/2011 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Date of Annual Mgmt For TNA N/A Meeting 4 Amendment Regarding Executive Mgmt For TNA N/A Compensation 5 Amendments to Articles Mgmt For TNA N/A 6 Amend Article 24 Mgmt For TNA N/A 7 Amend Article 25 Mgmt For TNA N/A 8 Amend Article 26BIS Mgmt For TNA N/A 9 Amend Article 28 Mgmt For TNA N/A 10 Amend Article 30 Mgmt For TNA N/A 11 Amend Article 36-BIS Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Non-Voting Agenda Item N/A N/A TNA N/A 14 Disapplication of Preemptive Rights Mgmt For TNA N/A 15 Authority to Issue Warrants Mgmt For TNA N/A 16 Authority to Increase Capital with Mgmt For TNA N/A Regards to Issuance 17 Authority to Issue Warrants to Mgmt For TNA N/A Independent Directors 18 Authority to Carry Out Formalities Mgmt For TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A 20 Non-Voting Agenda Item N/A N/A TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A 22 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 23 Ratification of Board Acts Mgmt For TNA N/A 24 Ratification of Auditor Acts Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Elect Stefan Descheemaeker Mgmt For TNA N/A 27 Elect Paul Cornet de Ways Ruart Mgmt For TNA N/A 28 Elect Kees Storm Mgmt For TNA N/A 29 Elect Peter Harf Mgmt For TNA N/A 30 Elect Olivier Goudet Mgmt For TNA N/A 31 Remuneration Report Mgmt For TNA N/A 32 Approval of Equity Incentive Grants Mgmt For TNA N/A 33 Approval of Change in Control Mgmt For TNA N/A Provision Relating to EMTN Program 34 Change of Control Provision Relating Mgmt For TNA N/A to the US Dollar Notes 35 Change of Control Provisions Mgmt For TNA N/A Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 36 Change of Control Provision Relating Mgmt For TNA N/A to the Canadian Dollar Notes Issued Via Private Placement 37 Authority to Carry Out Formalities Mgmt For TNA N/A 38 Non-Voting Meeting Note N/A N/A TNA N/A
Anhui Conch Cement Company Limited Ticker Security ID: Meeting Date Meeting Status 914 CINS Y01373102 05/31/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Elect ZHANG Mingjing Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Profit Distribution Mgmt For For For 9 Extension of Validity Period of Mgmt For For For Issuance of Corporate Bonds 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights
ANTA Sports Products Limited Ticker Security ID: Meeting Date Meeting Status 2020 CINS G04011105 04/11/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect WANG Wenmo Mgmt For For For 6 Elect WU Yonghua Mgmt For For For 7 Elect LU Hong Te Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Antofagasta plc Ticker Security ID: Meeting Date Meeting Status ANTO CINS G0398N128 06/08/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Jean-Paul Luksic Mgmt For For For 5 Elect Charles Bailey Mgmt For For For 6 Elect Gonzalo Menendez Duque Mgmt For For For 7 Elect Ramon Jara Mgmt For For For 8 Elect Guillermo Luksic Craig Mgmt For Against Against 9 Elect Juan Claro Mgmt For For For 10 Elect William Hayes Mgmt For For For 11 Elect Hugo Dryland Mgmt For For For 12 Elect Timothy Baker Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For For For
Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Arcelik AS Ticker Security ID: Meeting Date Meeting Status ARCLK CINS M1490L104 03/23/2011 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Information on Profit Distribution Mgmt For TNA N/A Policy 7 Report on Disclosure Policy Mgmt For TNA N/A 8 Amendments to Articles Mgmt For TNA N/A 9 Election of Directors Mgmt For TNA N/A 10 Election of Statutory Auditors Mgmt For TNA N/A 11 Directors and Statutory Auditors' Mgmt For TNA N/A Fees 12 Report on Charitable Donations Mgmt For TNA N/A 13 Report on Related Party Transactions Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A 15 Related Party Transactions Mgmt For TNA N/A 16 Minutes Mgmt For TNA N/A 17 Closing; Wishes Mgmt For TNA N/A
ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MT CINS L0302D129 01/25/2011 Take No Action Meeting Type Country of Trade Mix Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Elect Suzanne Nimocks Mgmt For TNA N/A 3 Presentation of the Report of the Mgmt For TNA N/A Board of Directors 4 Presentation of the Auditor's Report Mgmt For TNA N/A 5 Approval of Spin-off Mgmt For TNA N/A 6 Determination of Effective Date of Mgmt For TNA N/A Spin-off 7 Reduction of Share Capital Mgmt For TNA N/A 8 Amendments to Articles Regarding Mgmt For TNA N/A Share Capital 9 Amendments to Articles Mgmt For TNA N/A 10 Authority to Carry Out Formalities Mgmt For TNA N/A
ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MT CINS L0302D129 05/10/2011 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Consolidated Accounts and Reports Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Directors' Fees Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Elect Lakshmi Mittal Mgmt For TNA N/A 7 Elect Antoine Spillmann Mgmt For TNA N/A 8 Elect Lewis B. Kaden Mgmt For TNA N/A 9 Elect Prince Guillaume of Luxembourg Mgmt For TNA N/A 10 Elect Bruno Lafont Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 2011-2020 Restricted Share Unit Plan Mgmt For TNA N/A and Performance Share Unit Plan
Archer-Daniels-Mi dland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Pierre Dufour Mgmt For For For 4 Elect Donald Felsinger Mgmt For For For 5 Elect Victoria Haynes Mgmt For For For 6 Elect Antonio Maciel Neto Mgmt For For For 7 Elect Patrick Moore Mgmt For For For 8 Elect Thomas O'Neill Mgmt For For For 9 Elect Kelvin Westbrook Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibiting Corporate Political Spending 13 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
ARM Holdings plc Ticker Security ID: Meeting Date Meeting Status ARM CINS G0483X122 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Director's Remuneration Report Mgmt For For For 4 Elect Larry Hirst Mgmt For For For 5 Elect Janice Roberts Mgmt For For For 6 Elect Andy Green Mgmt For For For 7 Elect Doug Dunn Mgmt For For For 8 Elect Warren East Mgmt For For For 9 Elect Tudor Brown Mgmt For For For 10 Elect Mike Inglis Mgmt For For For 11 Elect Mike Muller Mgmt For For For 12 Elect Kathleen O'Donovan Mgmt For For For 13 Elect Philip Rowley Mgmt For For For 14 Elect Tim Score Mgmt For For For 15 Elect Simon Segars Mgmt For For For 16 Elect Young Sohn Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Repurchase Shares Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set General Meeting Mgmt For For For Period to 14 Days
Asahi Breweries Limited Ticker Security ID: Meeting Date Meeting Status 2502 CINS J02100113 03/25/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Shift to Holding Company Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Elect Hitoshi Ogita Mgmt For For For 6 Elect Naoki Izumiya Mgmt For For For 7 Elect Kazuo Motoyama Mgmt For For For 8 Elect Akiyoshi Kohji Mgmt For For For 9 Elect Katsuyuki Kawatsura Mgmt For For For 10 Elect Toshihiko Nagao Mgmt For For For 11 Elect Toshio Kodato Mgmt For For For 12 Elect Yoshihiro Tonozuka Mgmt For For For 13 Elect Mariko Bandoh Mgmt For For For 14 Elect Naoki Tanaka Mgmt For For For 15 Elect Ichiroh Itoh Mgmt For For For 16 Elect Takahide Sakurai Mgmt For Against Against 17 Elect Naoto Nakamura Mgmt For For For 18 Elect Yukio Kakegai Mgmt For For For
Asahi Glass Company Limited Ticker Security ID: Meeting Date Meeting Status 5201 CINS J02394120 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuhiko Ishimura Mgmt For For For 4 Elect Yuji Nishimi Mgmt For For For 5 Elect Katsuhisa Katoh Mgmt For For For 6 Elect Takashi Fujino Mgmt For For For 7 Elect Kunihiro Matsuo Mgmt For For For 8 Elect Hajime Sawabe Mgmt For For For 9 Elect Masahiro Sakane Mgmt For For For 10 Elect Kenji Haga Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Stock Option Plan Mgmt For For For
Asahi Kasei Corporation Ticker Security ID: Meeting Date Meeting Status 3407 CINS J0242P110 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ichiroh Itoh Mgmt For For For 3 Elect Taketsugu Fujiwara Mgmt For For For 4 Elect Kohji Fujiwara Mgmt For For For 5 Elect Yasuyuki Yoshida Mgmt For For For 6 Elect Tsutomu Inada Mgmt For For For 7 Elect Yuhji Mizuno Mgmt For For For 8 Elect Masanori Mizunaga Mgmt For For For 9 Elect Yukiharu Kodama Mgmt For For For 10 Elect Morio Ikeda Mgmt For For For 11 Elect Norio Ichino Mgmt For For For 12 Elect Toshiyuki Kawasaki Mgmt For Against Against 13 Elect Kazuo Tezuka Mgmt For For For 14 Election of Alternate Statutory Mgmt For Against Against Auditor(s) 15 Renewal of Takeover Defense Plan Mgmt For Against Against 16 Retirement Allowances and Condolence Mgmt For For For Payment for Director(s) and Statutory Auditor(s)
Asciano Group Ticker Security ID: Meeting Date Meeting Status AIO CINS Q0557G103 10/27/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report (Company only) Mgmt For For For 3 Re-elect Peter George (Company only) Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Equity Grant (MD/CEO Mark Rowsthorn) Mgmt For For For (Company & Trust) 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Increase NEDs' Fee Cap (Company only) Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Amend Constitution - Destapling Mgmt For For For (Company only) 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Amend Constitution (Trust only) Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Approve Acquisition (Trust only) Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A 15 Approve Share Consolidation (Company Mgmt For For For only)
Asian Bamboo AG Ticker Security ID: Meeting Date Meeting Status 5AB CINS D0460R109 06/17/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Compensation Policy Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Increase in Authorized Capital Mgmt For For For 12 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 13 Elect Chris McAuliffe Mgmt For For For 14 Re-Elect Hans-Joachim Zwarg Mgmt For For For 15 Re-Elect Pan Chaoran Mgmt For For For 16 Supervisory Board Members' Fees Mgmt For For For
ASM Pacific Technology Ltd. Ticker Security ID: Meeting Date Meeting Status 522 CINS G0535Q133 04/28/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Arthur del Prado Mgmt For For For 6 Elect LEE Wai Kwong Mgmt For For For 7 Elect James CHOW Chuen Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Elect Robin G. NG Cher Tat; Mgmt For For For Director's Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares under Mgmt For For For Employee Incentive Scheme 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
ASML Holding N.V. Ticker Security ID: Meeting Date Meeting Status ASML CINS N07059178 04/20/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Stock Option Grants to Employees Mgmt For For For 11 Elect William Siegle Mgmt For For For 12 Elect Josephus Westerburgen Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Supervisory Board Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Cancel Shares Mgmt For For For 22 Authority to Cancel Additional Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A
Assa Abloy AB Ticker Security ID: Meeting Date Meeting Status ASSA-B CINS W0817X105 04/29/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Authority to Repurchase and Issue Mgmt For For For Shares 23 2011 Long-Term Incentive Plan Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A
Assicurazioni Generali S.p.A. Ticker Security ID: Meeting Date Meeting Status G CINS T05040109 04/30/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Board Size Mgmt For For For 5 Appointment of Auditor; Authority to Mgmt For For For Set Auditor's Fees 6 Remuneration Report Mgmt For For For 7 2011-2017 Long Term Incentive Plan Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Meeting Regulations Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 List Presented by Mediobanca S.p.A. Mgmt For N/A N/A 12 List Presented by Institutional Mgmt For For For Investors
Astellas Pharma Inc. Ticker Security ID: Meeting Date Meeting Status 4503 CINS J03393105 06/20/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masafumi Nogimori Mgmt For For For 4 Elect Yasuo Ishii Mgmt For For For 5 Elect Yoshihiko Hatanaka Mgmt For For For 6 Elect Shiroh Yasutake Mgmt For For For 7 Elect Yasuyuki Takai Mgmt For For For 8 Elect Kanoko Ohishi Mgmt For For For 9 Elect Naoki Aikawa Mgmt For For For 10 Elect Shigeo Aoyagi Mgmt For For For 11 Elect Seigoh Kashii Mgmt For For For 12 Election of Alternate Statutory Mgmt For For For Auditor(s) 13 Bonus Mgmt For For For 14 Stock Option Plan Mgmt For For For
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CINS G0593M107 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Asustek Computer Inc. Ticker Security ID: Meeting Date Meeting Status 2357 CINS Y04327105 06/09/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Increase Paid-in Capital Mgmt For For For 8 Amendments to Procedural Rules: Mgmt For For For Acquisition and Disposal of Assets 9 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 10 Elect SHIH Tsung-Tang Mgmt For For For 11 Elect TSENG Chiang-Sheng Mgmt For For For 12 Elect SHEN Cheng-Lai Mgmt For For For 13 Elect HUNG Hung-Chang Mgmt For Against Against 14 Elect CHEN Yen-Cheng Mgmt For Against Against 15 Elect HSU Hsien-Yuen Mgmt For For For 16 Elect HSIEH Min-Chieh Mgmt For For For 17 Elect YANG Tze-Kaing (Supervisor) Mgmt For For For 18 Elect CHENG Chung-Jen (Supervisor) Mgmt For For For 19 Elect YANG Long-Hui (Supervisor) Mgmt For Against Against 20 Non-Compete Restrictions for Mgmt For Against Against Directors 21 Extraordinary Motions Mgmt For Against Against 22 Non-Voting Agenda Item N/A N/A N/A N/A
ASX Limited (fka Australian Stock Exchange Limited) Ticker Security ID: Meeting Date Meeting Status ASX CINS Q0604U105 09/29/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect David Gonski Mgmt For For For 5 Re-elect Shane Finemore Mgmt For For For 6 Elect Jillian Broadbent Mgmt For For For 7 Amendments to Constitution Mgmt For For For
Atlantia S.p.A (fka Autostrade S.p.A.) Ticker Security ID: Meeting Date Meeting Status ATL CINS T05404107 04/20/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Amendment to 2009 Stock Option Plan Mgmt For Against Against 4 Long-Term Incentive Plans Mgmt For Against Against 5 Authority to Repurchase and Reissue Mgmt For For For Shares 6 Bonus Share Issuance Mgmt For For For 7 Amendments to Articles Mgmt For For For
Atlas Copco AB Ticker Security ID: Meeting Date Meeting Status ATCO-A CINS W10020134 04/20/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Dividend Record Date Mgmt For For For 16 Board Size Mgmt For For For 17 Election of Directors Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Compensation Guidelines Mgmt For For For 21 2011 Performance Option Plan Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For Pursuant to 2011 Performance Option Plan 23 Authority to Repurchase Shares Mgmt For For For Pursuant to Directors' Fees 24 Issuance of Treasury Shares Pursuant Mgmt For For For to 2011 Performance Option Plan 25 Issuance of Treasury Shares Pursuant Mgmt For For For to Directors' Fees 26 Issuance of Treasury Shares Pursuant Mgmt For For For to 2006, 2007, 2008 and 2009 Stock Option Plans 27 Amendments to Articles Regarding Mgmt For For For Stock Split 28 Stock Split Mgmt For For For 29 Authority to Reduce Share Capital Mgmt For For For 30 Increase in Share Capital Mgmt For For For 31 Nomination Committee Mgmt For For For 32 Non-Voting Agenda Item N/A N/A N/A N/A
AU Optronics Corp. Ticker Security ID: Meeting Date Meeting Status 2409 CINS Y0451X104 06/10/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Non-Compete Restrictions on Directors Mgmt For For For 11 Extraordinary motions Mgmt For Against Against
Australia and New Zealand Banking Group Limited Ticker Security ID: Meeting Date Meeting Status ANZ CINS Q09504137 12/17/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend the Consitution - Dividends Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Equity Grant (CEO Michael Smith) Mgmt For For For 6 Re-elect Gregory Clark Mgmt For For For 7 Re-elect David Meiklejohn Mgmt For For For 8 Elect Robert Reeves Mgmt Against For Against 9 Re-elect Ian Macfarlane Mgmt For For For
Autonomy Corporation plc Ticker Security ID: Meeting Date Meeting Status AU CINS G0669T101 03/24/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Robert Webb Mgmt For For For 4 Elect Jonathan Bloomer Mgmt For For For 5 Elect Richard Gaunt Mgmt For For For 6 Elect Sushovan Hussain Mgmt For For For 7 Elect Frank Kelly Mgmt For For For 8 Elect Michael Lynch Mgmt For For For 9 Elect John McMonigall Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
AviChina Industry & Technology Company Ticker Security ID: Meeting Date Meeting Status 2357 CINS Y0485Q109 03/29/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of the Acquisition Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Issuance of Shares Pursuant to the Mgmt For For For Acquisition 6 Non-Voting Agenda Item N/A N/A N/A N/A
AviChina Industry & Technology Company Ticker Security ID: Meeting Date Meeting Status 2357 CINS Y0485Q109 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Reports Mgmt For For For 4 Supervisors' Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Shareholder Proposal ShrHoldr For Against Against 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Increase in Registered Capital Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 Shareholder Proposal ShrHoldr For Against Against
Avichina Industry & Technology Company Ticker Security ID: Meeting Date Meeting Status 2357 CINS Y0485Q109 08/17/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Subscription Agreement Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
AviChina Industry & Technology Company Limited Ticker Security ID: Meeting Date Meeting Status 2357 CINS Y0485Q109 03/29/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adoption of Restricted Share Mgmt For For For Incentive Scheme 4 Non-Voting Meeting Note N/A N/A N/A N/A
Aviva Plc Ticker Security ID: Meeting Date Meeting Status AV CINS G0683Q109 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Igal Mayer Mgmt For For For 4 Elect Mary Francis Mgmt For For For 5 Elect Richard Goeltz Mgmt For Against Against 6 Elect Euleen Goh Mgmt For For For 7 Elect Michael Hawker Mgmt For For For 8 Elect Mark Hodges Mgmt For For For 9 Elect Andrew Moss Mgmt For For For 10 Elect Carole Piwnica Mgmt For For For 11 Elect Patrick Regan Mgmt For For For 12 Elect Lord Colin Sharman of Redlynch Mgmt For For For 13 Elect Leslie Van de Walle Mgmt For For For 14 Elect Russell Walls Mgmt For For For 15 Elect Scott Wheway Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Directors' Remuneration Report Mgmt For For For 21 Advisory Vote on Corporate Mgmt For For For Responsibility Report 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 24 Annual Bonus Plan 2011 Mgmt For For For 25 Long Term Incentive Plan 2011 Mgmt For For For 26 All Employee Share Ownership Plan Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Repurchase 8 3/4% Mgmt For For For Preference Shares 29 Authority to Repurchase 8 3/8% Mgmt For For For Preference Shares
Aviva Plc Ticker Security ID: Meeting Date Meeting Status AV CINS G0683Q109 05/04/2011 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Partial Disposal Mgmt For For For
AXA Asia Pacific Holdings Limited Ticker Security ID: Meeting Date Meeting Status AXA CINS Q12354108 03/02/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Scheme Mgmt For For For
AXA Asia Pacific Holdings Limited Ticker Security ID: Meeting Date Meeting Status AXA CINS Q12354108 03/02/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Sale of the Asian Business Mgmt For For For 2 Approve Termination Benefits Mgmt For Against Against
AXA S.A. Ticker Security ID: Meeting Date Meeting Status AXA CINS F06106102 04/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Elect Jean-Martin Folz Mgmt For For For 9 Elect Giuseppe Mussari Mgmt For For For 10 Elect Marcus Schenck Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placements; Authority to Issue Debt Instruments 16 Authority to Set Offering Price of Mgmt For Against Against Shares 17 Authority to Increase Share Issuance Mgmt For Against Against Limit 18 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights in Consideration for Securities Issued by a Subsidiary 21 Authority to Issue Debt Instruments Mgmt For For For 22 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 23 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 24 Authority to Grant Stock Options Mgmt For Against Against 25 Authority to Issue Performance Shares Mgmt For Against Against 26 Authority to Issue Restricted Shares Mgmt For For For 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Amend Article 23 Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For 30 Non-Voting Meeting Note N/A N/A N/A N/A
Ayala Corporation Ticker Security ID: Meeting Date Meeting Status AC CINS Y0486V115 04/18/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Determination of quorum Mgmt For For For 3 Approve Minutes Mgmt For For For 4 Annual report Mgmt For For For 5 Ratification of Board Acts and Mgmt For For For Resolutions and Increase in Directors' Fee 6 Stock Dividend and Creation of Mgmt For Against Against Preferred Shares 7 Amendments to Articles and the Mgmt For Against Against Creation of New Preferred Shares 8 Elect Jaime Augusto Zobel de Ayala Mgmt For For For 9 Elect Ramon R. del Rosario, Jr. Mgmt For For For 10 Elect Delfin L. Lazaro Mgmt For For For 11 Elect Antonio Jose U. Periquet Mgmt For For For 12 Elect Fernando Zobel de Ayala Mgmt For For For 13 Elect Nobuya Ichiki Mgmt For For For 14 Elect Xavier P. Loinaz Mgmt For For For 15 Appointment of Auditor and Authority Mgmt For For For to Set Fees 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Adjournment Mgmt For For For
BAE Systems plc Ticker Security ID: Meeting Date Meeting Status BA CINS G06940103 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Paul Anderson Mgmt For For For 5 Elect Michael Hartnall Mgmt For For For 6 Elect Linda Hudson Mgmt For For For 7 Elect Ian King Mgmt For For For 8 Elect Peter Mason Mgmt For For For 9 Elect Richard Olver Mgmt For For For 10 Elect Roberto Quarta Mgmt For Against Against 11 Elect Nicholas Rose Mgmt For For For 12 Elect Carl Symon Mgmt For For For 13 Elect Harriet Green Mgmt For For For 14 Elect Peter Lynas Mgmt For For For 15 Elect Paula Reynolds Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Restricted Share Plan Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Set General Annual Mgmt For For For Meeting Notice Period at 14 Days
Baker Hughes Incorporated Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224OIH 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Banco Bilbao Vizcaya Argentaria S.A. Ticker Security ID: Meeting Date Meeting Status BBVA CINS E11805103 03/10/2011 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Ratification Mgmt For For For of Board Acts; Allocation of Profits/Dividends 3 Elect Tomas Alfaro Drake Mgmt For For For 4 Elect Juan Carlos Alvarez Mezquiriz Mgmt For For For 5 Elect Carlos Loring Martinez de Irujo Mgmt For For For 6 Elect Susana Rodriguez Vidarte Mgmt For For For 7 Elect Jose Luis Palao Garcia-Suelto Mgmt For For For 8 Merger by Absorption Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Scrip Dividend Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Debt Instruments Mgmt For For For 14 Annual Share Incentive Plan Mgmt For For For 15 Deferred Share Plan Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Amendments to General Meeting Mgmt For For For Regulations 20 Authority to Carry Out Formalities Mgmt For For For 21 Remuneration Report Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
Banco de Oro - EPCI, Inc. (fka Banco de Oro Universal Bank) Ticker Security ID: Meeting Date Meeting Status BDO CINS Y0560W104 05/27/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Call to order Mgmt For For For 2 Approval of Notice and Determination Mgmt For For For of Quorum 3 Approval of Minutes Mgmt For For For 4 President's Report Mgmt For For For 5 Ratification of Board and Management Mgmt For For For Acts 6 Elect Farida Khambata Mgmt For For For 7 Elect Corazon de la Paz-Bernardo Mgmt For For For 8 Elect Jesus Jacinto, Jr. Mgmt For For For 9 Elect Cheo Chai Hong Mgmt For For For 10 Elect Antonio Pacis Mgmt For For For 11 Elect Henry Sy, Jr. Mgmt For For For 12 Elect Teresita Sy Mgmt For For For 13 Elect Josefina Tan Mgmt For For For 14 Elect Nestor Tan Mgmt For For For 15 Elect Teodoro Montecillo Mgmt For For For 16 Elect Jimmy Tang Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Appointment of external auditor Mgmt For For For 19 Transaction of Other Business Mgmt For Against Against 20 Adjournment Mgmt For For For
Banco De Sabadell SA Ticker Security ID: Meeting Date Meeting Status SAB CINS E15819191 09/18/2010 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For 3 Issuance of Mandatory Convertible Mgmt For For For Subordinated Bonds 4 Listing of New Shares and Bonds Mgmt For For For Issued in Merger 5 Board Size Mgmt For For For 6 Elect Javier Echenique Landiribar Mgmt For For For 7 Elect Jose Ramon Martinez Sufrategui Mgmt For For For 8 Condition Resolutions Upon Approval Mgmt For For For of the Takeover Bid by the CNMV 9 Authority to Carry Out Formalities Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A 11 Non-Voting Meeting Note N/A N/A N/A N/A
Banco Popular Espanol S.A. Ticker Security ID: Meeting Date Meeting Status POP cins E19550206 04/08/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 4 Amend Articles 8, 13, 14, 23 and 31 Mgmt For For For 5 Amend Articles 17 and Interim Mgmt For For For Provision 2 6 Amend Articles 25 and 26 Mgmt For For For 7 Amend Article 15 and Interim Mgmt For For For Provision 1 8 Amend Articles 7, 9, 10, 11, 12, 15, Mgmt For For For 18, 20, 21, 22, 28, 30 and 32 9 Amendments to General Meeting Mgmt For For For Regulations 10 Elect Michel Lucas Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Scrip Dividend Mgmt For For For 14 Scrip Dividend Mgmt For For For 15 Authority to Issue Debt Instruments Mgmt For Against Against 16 Authority to Issue Convertible Debt Mgmt For Against Against Instruments 17 Remuneration Report Mgmt For Against Against 18 Share-Based Bonus Plan Mgmt For For For 19 Authorize Directors to Engage in Mgmt For For For Similar Company Activities 20 Authority to Carry Out Formalities Mgmt For For For
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 01/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Replace Chairman with Vice Chairman Mgmt N/A For N/A 2 Replace Vice Chairman with Chairman Mgmt N/A For N/A 3 Ratification of Board Composition Mgmt N/A For N/A
Banco Santander S.A. Ticker Security ID: Meeting Date Meeting Status SAN CINS E19790109 06/17/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ana Patricia Botin-Sanz de Mgmt For For For Sautuola y O'Shea 5 Elect Rodrigo Echenique Gordillo Mgmt For For For 6 Elect Terence Burns Mgmt For For For 7 Elect Antoine Bernheim Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Amend Articles 8, 11, 15, 16 and 18 Mgmt For For For 10 Amend Articles 20, 24, 25, 26, 28, Mgmt For For For 30, 34, 35, 42, 53, 55, 59 and 61 11 Amend Articles 62 and 69 Mgmt For For For 12 Amend Preamble and Article 2 Mgmt For For For 13 Amend Articles 4, 5, 6 bis and 8 Mgmt For For For 14 Amend Articles 12, 19 and 21 Mgmt For For For 15 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 16 Scrip Dividend Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Scrip Dividend Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 21 Authority to Issue Non-Convertible Mgmt For For For Debt Instruments 22 Performance Share Plan Mgmt For For For 23 Deferred and Conditional Share Plan Mgmt For For For 24 Deferred and Conditional Variable Mgmt For For For Remuneration Plan 25 UK Employee Share Savings Plan Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Remuneration Report Mgmt For For For
Bank Leumi le-Israel Ltd. Ticker Security ID: Meeting Date Meeting Status LUMI CINS M16043107 05/24/2011 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Elect Moshe Gavish Mgmt N/A Against N/A 7 Elect Ra'anan Cohen Mgmt N/A Against N/A 8 Elect Shlomo Maoz Mgmt N/A Against N/A 9 Elect Amos Sapir Mgmt N/A Against N/A 10 Elect Reuven Covent Mgmt N/A Against N/A 11 Elect Miriyam Katz Mgmt N/A Against N/A 12 Elect David Avner Mgmt N/A Against N/A 13 Elect Miri Lent-Sharir Mgmt N/A Against N/A 14 Elect Tova Kagan Mgmt N/A Against N/A 15 Elect Eliezer Carmel Mgmt N/A Against N/A 16 Elect Eitan Levy Mgmt N/A Against N/A 17 Elect Dov Naveh Mgmt N/A Against N/A 18 Elect Yaron Kimhi Mgmt N/A Against N/A 19 Elect Jonathan Yehoshua Ross Mgmt N/A Against N/A 20 Elect Zipporah Samet Mgmt N/A Against N/A 21 Elect Iris Stark Mgmt N/A Against N/A 22 Elect Binyamin Ben Shoham Mgmt N/A Against N/A 23 Elect David Shmuel Dotan Mgmt N/A Against N/A 24 Elect Asher Halperin Mgmt N/A Against N/A 25 Elect Menachem Inbar Mgmt N/A Against N/A 26 Elect Mordechai Keret Mgmt N/A Against N/A 27 Elect Israel Zang Mgmt N/A Against N/A 28 Allocation of Dividends Mgmt For For For 29 Approval of Bonus for Eitan Raff Mgmt For For For 30 Approval of Bonus for David Brodet Mgmt For For For 31 Approval of Share Purchase Mgmt For For For 32 Approval of Share Purchase Mgmt For For For 33 Disclosure Policy Mgmt For For For
Bank Leumi le-Israel Ltd. Ticker Security ID: Meeting Date Meeting Status LUMI CINS M16043107 11/04/2010 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Approval of an Employment Agreement Mgmt For For For with David Brodet, the Company's Chairman 4 Approval of Directors' and Officers' Mgmt For For For Liability Insurance
Bank Leumi le-Israel Ltd. Ticker Security ID: Meeting Date Meeting Status LUMI CINS M16043107 12/28/2010 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Employee Agreement Mgmt For For For 4 Elect Gabriela Sharev Mgmt For For For 5 Elect Michel Ohayon Mgmt N/A Against N/A 6 Elect Eliezer Carmel Mgmt N/A Against N/A 7 Elect Zeev Levenberg Mgmt N/A Against N/A 8 Elect Dov Naveh Mgmt N/A Against N/A 9 Elect Dov Naveh Mgmt N/A Against N/A 10 Elect Yaron Kimhi Mgmt N/A Against N/A 11 Elect Maor Sheratzki Mgmt N/A Against N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A
Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 3988 CINS Y0698A107 01/28/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Jackson TAI Mgmt For For For 3 Authority to Issue RMB-denominated Mgmt For For For Bonds
Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 3988 CINS Y0698A107 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Annual Budget Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect ZHANG Xiangdong Mgmt For For For 9 Elect ZHANG Qi Mgmt For For For 10 Elect MEI Xingbao Mgmt For For For 11 Elect BAO Guoming Mgmt For For For 12 Authority to Issue Financial Bonds Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Bank Of Communications Company Limited Ticker Security ID: Meeting Date Meeting Status 3328 cins Y06988102 02/23/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Issuance of RMB Denominated Bonds Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A
Bank Of Communications Company Limited Ticker Security ID: Meeting Date Meeting Status 3328 cins Y06988102 06/28/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Fixed Asset Investment Plan Mgmt For For For 7 Appointment of International and Mgmt For For For Domestic Auditors and Authority to Set Fees 8 New Interbank Transactions Master Mgmt For For For Agreement 9 Elect DU Yuemei Mgmt For For For 10 Elect MA Qiang Mgmt For For For 11 Elect BU Zhaogang Mgmt For For For 12 Elect CHOI Yiu Kwan Mgmt For For For 13 Directors' and Supervisors' Fees for Mgmt For For For 2010 14 Profit Distribution Plan Mgmt For For For
Bank Of Communications Company Limited Ticker Security ID: Meeting Date Meeting Status 3328 cins Y06988102 08/19/2010 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Fixed Assets Investment Budget Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Capital Management Plan Mgmt For For For 8 Directors' and Supervisors' Fees Mgmt For For For 9 Measures for the Delegation of Mgmt For For For Authority to the Board by the Shareholders' General Meeting 10 Elect HU Huaibang Mgmt For For For 11 Elect NIU Ximing Mgmt For For For 12 Elect QIAN Wenhui Mgmt For For For 13 Elect WANG Bin Mgmt For For For 14 Elect ZHANG Jixiang Mgmt For For For 15 Elect HU Huating Mgmt For For For 16 Elect QIAN Hongyi Mgmt For For For 17 Elect Peter WONG Tung Shun Mgmt For For For 18 Elect Anita FUNG Yuen Mei Mgmt For For For 19 Elect JI Guoqiang Mgmt For For For 20 Elect LEI Jun Mgmt For For For 21 Elect MA Xiaoyan Mgmt For For For 22 Elect CHEN Qingtai Mgmt For For For 23 Elect Eric LI Ka-cheung Mgmt For For For 24 Elect GU Mingchao Mgmt For For For 25 Elect WANG Weiqiang Mgmt For For For 26 Elect Peter Nolan Mgmt For For For 27 Elect CHEN Zhiwu Mgmt For For For 28 Elect HUA Qingshan as Supervisor Mgmt For For For 29 Elect ZHENG Li as Supervisor Mgmt For For For 30 Elect Jiang Zuqi as Supervisor Mgmt For For For 31 Elect GUO Yu as Supervisor Mgmt For For For 32 Elect YANG Fajia as Supervisor Mgmt For For For 33 Elect ZHU Hongjun as Supervisor Mgmt For For For 34 Elect LI Jin as Supervisor Mgmt For For For 35 Elect GU Huizhong as Supervisor Mgmt For For For 36 Elect YAN Hong as Supervisor Mgmt For For For
Bank of the Philippine Islands Ticker Security ID: Meeting Date Meeting Status BPI CINS Y0967S169 04/14/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Call to Order Mgmt For For For 2 Approve Notice Mgmt For For For 3 Determination of Quorum Mgmt For For For 4 Approve Minutes Mgmt For For For 5 Account and Reports Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Elect Jaime Zobel de Ayala II Mgmt For For For 8 Elect Aurelio Montinola III Mgmt For For For 9 Elect Fernando Zobel de Ayala Mgmt For For For 10 Elect Gerardo Ablaza Jr. Mgmt For For For 11 Elect Romeo Bernardo Mgmt For For For 12 Elect Chng Sok Hui Mgmt For For For 13 Elect Cezar Consing Mgmt For For For 14 Elect Octavio Espiritu Mgmt For For For 15 Elect Rebecca Fernando Mgmt For For For 16 Elect Khoo Teng Cheong Mgmt For For For 17 Elect Xavier Loinaz Mgmt For For For 18 Elect Annie MA Yuen Lin Mgmt For For For 19 Elect Mercedita Nolledo Mgmt For For For 20 Elect Artemio Panganiban Mgmt For For For 21 Elect Oscar Reyes Mgmt For For For 22 Appointment of Auditor and Authority Mgmt For For For to Set Fees 23 Directors' Bonus Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A
Bank Of Yokohama Limited (The) Ticker Security ID: Meeting Date Meeting Status 8332 CINS J04242103 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tadashi Ogawa Mgmt For For For 3 Elect Tatsumaro Terazawa Mgmt For For For 4 Elect Chiyuki Ohkubo Mgmt For For For 5 Elect Masaki Itoh Mgmt For For For 6 Elect Seiichi Yoneda Mgmt For For For 7 Elect Takashi Noguchi Mgmt For For For 8 Elect Atsushi Mochizuki Mgmt For For For 9 Elect Kengo Takano Mgmt For For For 10 Elect Shohji Hanawa Mgmt For For For 11 Elect Harumi Sakamoto Mgmt For For For 12 Elect Katsunori Amano Mgmt For For For
Barclays plc Ticker Security ID: Meeting Date Meeting Status BARC CINS G08036124 04/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Alison Carnwath Mgmt For For For 4 Elect Dambisa Moyo Mgmt For For For 5 Elect Marcus Agius Mgmt For For For 6 Elect David Booth Mgmt For For For 7 Elect Sir Richard Broadbent Mgmt For For For 8 Elect Fulvio Conti Mgmt For For For 9 Elect Robert Diamond, Jr. Mgmt For For For 10 Elect Simon Fraser Mgmt For For For 11 Elect Reuben Jeffrey III Mgmt For For For 12 Elect Sir Andrew Likierman Mgmt For For For 13 Elect Christopher Lucas Mgmt For For For 14 Elect Sir Michael Rake Mgmt For For For 15 Elect Sir John Sunderland Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Long Term Incentive Plan Mgmt For For For 24 Amendment to the Barclays Group Mgmt For For For Share Value Plan
Basf SE Ticker Security ID: Meeting Date Meeting Status BAS CINS D06216317 05/06/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Ratification of Management Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Intra-company Contracts/Control Mgmt For For For Agreements
Bayer AG Ticker Security ID: Meeting Date Meeting Status BAY CINS D0712D163 04/29/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Mgmt For For For Reports; Allocation of Profits/Dividends 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Amendment Regarding Term Length Mgmt For For For 8 Corporate Restructuring Mgmt For For For 9 Appointment of Auditor Mgmt For For For
Bayerische Motoren Werke AG (BMW) Ticker Security ID: Meeting Date Meeting Status BMW CINS D12096109 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Compensation Policy Mgmt For Against Against
BBMG Corporation Ticker Security ID: Meeting Date Meeting Status 2009 CINS Y076A3105 05/24/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect LI Xinhua Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Issue Debentures Mgmt For For For
BBMG Corporation Ticker Security ID: Meeting Date Meeting Status 2009 CINS Y076A3105 07/27/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisitions Mgmt For For For
BBMG Corporation Ticker Security ID: Meeting Date Meeting Status 2009 CINS Y076A3105 09/14/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Type of Securities Mgmt For For For 3 Nominal Value Mgmt For For For 4 Number of A Shares to be Issued Mgmt For For For 5 Target Allottees Mgmt For For For 6 Issue Price Mgmt For For For 7 Use of Proceeds Mgmt For For For 8 Undistributed Profits Mgmt For For For 9 Place of Listing Mgmt For For For 10 Validity Period Mgmt For For For 11 Approval of the Acquisition Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Amendments to Rules of Procedure for Mgmt For For For Shareholders' General Meeting 14 Amendments to Rules of Procedure for Mgmt For For For Meeting of the Board of Directors 15 Amendments to Rules of Procedure for Mgmt For For For Meeting of Board of Supervisors 16 Authority of Board to Effect Mgmt For For For Proposals 17 Approval of Property Mortgage Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Beiersdorf AG Ticker Security ID: Meeting Date Meeting Status BEI CINS D08792109 04/21/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Supervisory Board Members' Fees Mgmt For For For 11 Compensation Policy Mgmt For For For
Beijing Capital International Airport Ticker Security ID: Meeting Date Meeting Status 694 CINS Y07717104 12/21/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Type of Shares Mgmt For For For 3 Quantity of Issue and Amount of Mgmt For For For Proceeds 4 Nominal Value Mgmt For For For 5 Rights of Domestic Shares Mgmt For For For 6 Issue Target Mgmt For For For 7 Issue Price and Pricing Procedures Mgmt For For For 8 Proceeds and Use of Proceeds Mgmt For For For 9 The Scheme of Undistributed Retained Mgmt For For For Profits before Domestic Shares Offering 10 Approve and Confirm Relevant Mgmt For For For Subscription Agreement 11 Issue and allotment of new domestic Mgmt For For For shares pursuant to the Subscription Agreement 12 Execution, amendment, supplement, Mgmt For For For delivery, submission and implementation of any further documents or agreements in relation to the issue and allotment of new domestic shares pursuant to Subscription Agreement 13 Taking actions to implement the Mgmt For For For transactions contemplated under Subscription Agreement 14 Upon completion of the issue, the Mgmt For For For execution of the relevant procedures relating to the registration of shares, the change of industrial and commercial registration, the amendments to the articles of association and approval of foreign investment enterprise 15 Effective Period Mgmt For For For 16 Amendments to Article 20 Mgmt For For For 17 Amendments to Article 21 Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Amendments to Article 24 Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A
Beijing Capital International Airport Ticker Security ID: Meeting Date Meeting Status 694 CINS Y07717104 12/21/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Subscription of New Domestic Shares Mgmt For For For
Beijing Capital International Airport Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 0694 CINS Y07717104 06/15/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect DONG Zhiyi Mgmt For For For 8 Elect ZHANG Guanghui Mgmt For For For 9 Elect CHEN Guoxing Mgmt For For For 10 Elect GAO Shiqing Mgmt For For For 11 Elect YAO Yabo Mgmt For For For 12 Elect ZHANG Musheng Mgmt For For For 13 Elect LAU Eng Boon Mgmt For For For 14 Elect YAM Kum Weng Mgmt For For For 15 Elect Japhet Law Mgmt For For For 16 Elect WANG Xiaolong Mgmt For For For 17 Elect JIANG Ruiming Mgmt For For For 18 Elect LIU Guibin Mgmt For For For 19 Ratification of Board Acts Mgmt For For For 20 Elect LIU Yanbin Mgmt For Against Against 21 Elect CUI Youjun Mgmt For For For 22 Elect ZHAO Jinglu Mgmt For For For 23 Elect Gordon KWONG Che Keung Mgmt For For For 24 Elect DONG Ansheng Mgmt For For For 25 Elect LI Xiaomei Mgmt For For For 26 Elect TANG Hua Mgmt For For For 27 Ratification of Board Acts Mgmt For For For 28 Amendments to Article 94 Mgmt For For For 29 Amendments to Article 117 Mgmt For For For 30 Amendments to Article 198 Mgmt For For For
Beijing Enterprises Holdings Ticker Security ID: Meeting Date Meeting Status 0392 CINS Y07702122 06/28/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect BAI Jinrong Mgmt For For For 6 Elect ZHOU Si Mgmt For For For 7 Elect E Meng Mgmt For For For 8 Elect LIU Kai Mgmt For For For 9 Elect Robert Theleen Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Belle International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1880 CINS G09702104 05/26/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect HU Xiaoling Mgmt For For For 7 Elect Abraham CHAN Yu Ling Mgmt For For For 8 Elect XUE Qiuzhi Mgmt For For For 9 Elect SHENG Fang Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Bezeq The Israel Telecommunicatio n Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status BEZQ CINS M2012Q100 01/11/2011 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Options Under the 2010 Mgmt For Against Against Employee Stock Options Plan
Bezeq The Israel Telecommunicatio n Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status BEZQ CINS M2012Q100 01/24/2011 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Distribution to Mgmt For For For Shareholders 3 Approval of Schedule of Planned Mgmt For For For Distribution 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
Bezeq The Israel Telecommunicatio n Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status BEZQ CINS M2012Q100 01/25/2011 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Grant of Stock Options to Rami Nomkin Mgmt For For For 3 Grant of Stock Options to Yehuda Mgmt For For For Porat
Bezeq The Israel Telecommunicatio n Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status BEZQ CINS M2012Q100 01/27/2011 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of External Director Mgmt For For For Ytzhak Edelman
Bezeq The Israel Telecommunicatio n Corp. Ltd. Ticker Security ID: Meeting Date Meeting Status BEZQ CINS M2012Q100 04/13/2011 Voted Meeting Type Country of Trade Special Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Elect Or Elovitz Mgmt For For For 5 Elect Orna Elovitz Peled Mgmt For For For 6 Elect Arieh Saban Mgmt For For For 7 Elect Eldad Ben Moshe Mgmt For For For 8 Elect Eli Holtzman Mgmt For For For 9 Elect Yehuda Porat Mgmt For For For 10 Elect Amikam Sorer Mgmt For For For 11 Elect Felix Cohen Mgmt For For For 12 Elect Rami Nomkin Mgmt For For For 13 Elect Yehoshua Rosenzweig Mgmt For For For 14 Elect Shaul Elovitz Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Approval for Grant of a Bonus to the Mgmt For For For Chairman of the Board 17 Approval for Grant of a Bonus to the Mgmt For For For Manager of the Company's Security Division 18 Grant of Indemnity Note to the Mgmt For For For Internal Auditor 19 Property Purchase Mgmt For For For 20 Property Purchase Mgmt For For For 21 Property Purchase Mgmt For For For 22 Officers Insurance (Framework Mgmt For For For Transaction) 23 Officers Insurance - Current Policy Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A
BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Fabio de Oliveira Barbosa Mgmt For For For 5 Elect Caio Kock-Weser Mgmt For For For 6 Elect Patrick Thomas Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Elect Frank Chapman Mgmt For For For 9 Elect Baroness Hogg Mgmt For For For 10 Elect John Hood Mgmt For For For 11 Elect Martin Houston Mgmt For For For 12 Elect Sir David Manning Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Philippe Varin Mgmt For For For 15 Elect Sir Robert Wilson Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
BHP Billiton Limited Ticker Security ID: Meeting Date Meeting Status BHP CINS Q1498M100 11/16/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Re-elect John Buchanan (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 3 Re-elect David Crawford (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 4 Re-elect Keith Rumble (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 5 Re-elect John Schubert (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 6 Re-elect Jacques Nasser (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 7 Elect Malcolm Broomhead (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 8 Elect Carolyn Hewson (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 12 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 13 Directors' Remuneration Report Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Equity Grant (CEO Marius Kloppers) Mgmt For For For 16 Adoption of New Constitution (BHP Mgmt For For For Billiton Limited) 17 Adoption of New Articles (BHP Mgmt For For For Billiton plc)
BHP Billiton PLC Ticker Security ID: Meeting Date Meeting Status BLT CINS G10877101 10/21/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Elect John Buchanan (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 3 Elect David Crawford (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 4 Elect Keith Rumble (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 5 Elect John Schubert (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 6 Elect Jacques Nasser (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 7 Elect Malcolm Broomhead (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 8 Elect Carolyn Hewson (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Directors' Remuneration Report Mgmt For For For 18 Amendment to the Long-Term Incentive Mgmt For For For Plan 19 Equity Grant (CEO Marius Kloppers) Mgmt For For For 20 Adoption of New Constitution (BHP Mgmt For For For Billiton Limited) 21 Adoption of New Articles (BHP Mgmt For For For Billiton plc) 22 Non-Voting Meeting Note N/A N/A N/A N/A
BIM Birlesik Magazalar AS Ticker Security ID: Meeting Date Meeting Status BIMAS CINS M2014F102 04/27/2011 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Chairman; Mgmt For TNA N/A Minutes 3 Reports Mgmt For TNA N/A 4 Accounts Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 7 Election of Directors; Directors' Mgmt For TNA N/A Fees 8 Election of Statutory Auditors Mgmt For TNA N/A 9 Related Party Transactions Mgmt For TNA N/A 10 Charitable Donations Mgmt For TNA N/A 11 Report on Guarantees Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Wishes Mgmt For TNA N/A
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
BNP Paribas Ticker Security ID: Meeting Date Meeting Status BNP CINS F1058Q238 05/11/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Helene Ploix Mgmt For For For 11 Elect Baudouin Prot Mgmt For For For 12 Elect Daniela Weber-Rey Mgmt For For For 13 Elect Fields Wicker-Miurin Mgmt For For For 14 Merger by Absorption of Banque de Mgmt For For For Bretagne 15 Merger by Absorption of BNP Paribas Mgmt For For For International BV 16 Merger by Absorption of Cerenicim Mgmt For For For 17 Merger by absorption of SAS Noria Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Cancel Shares and Mgmt For For For Reduce Capital 21 Authority to Carry Out Formalities Mgmt For For For
BOC Hong Kong (Holdings) Ltd Ticker Security ID: Meeting Date Meeting Status 2388 CINS Y0920U103 05/25/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect HE Guangbei Mgmt For For For 6 Elect LI Zaohang Mgmt For For For 7 Elect Victor FUNG Kwok King Mgmt For For For 8 Elect SHAN Weijian Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
BOC Hong Kong (Holdings) Ltd Ticker Security ID: Meeting Date Meeting Status 2388 CINS Y0920U103 05/25/2011 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Continuing Connected Transactions Mgmt For For For and Annual Caps 4 Non-Voting Meeting Note N/A N/A N/A N/A
Boliden AB Ticker Security ID: Meeting Date Meeting Status BOL CINS W17218103 05/03/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Board Size Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Compensation Guidelines Mgmt For Against Against 23 Nominating Committee Mgmt For For For 24 Amendments to Articles Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A
Bouygues SA Ticker Security ID: Meeting Date Meeting Status EN CINS F11487125 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Patricia Barbizet Mgmt For Against Against 9 Elect Herve Le Bouc Mgmt For For For 10 Elect Helman le Pas de Secheval Mgmt For For For 11 Elect Nonce Paolini Mgmt For Against Against 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Increase Capital Mgmt For For For through Capitalizations 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For Against Against Shares 19 Authority to Increase Share Issuance Mgmt For Against Against Limit 20 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 21 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority for Subsidiaries to Issue Mgmt For Against Against Securities Convertible into Company Shares 23 Authority to Issue Debt Instruments Mgmt For For For 24 Authority to Increase Capital Under Mgmt For Against Against Employee Savings Plan 25 Authority to Grant Stock Options Mgmt For Against Against 26 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 27 Authority to Increase Capital as a Mgmt For Against Against Takeover Defense 28 Authority to Carry Out Formalities Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A
BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 04/14/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For
Brambles Limited Ticker Security ID: Meeting Date Meeting Status BXB CINS Q6634U106 11/18/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Tom Gorman Mgmt For For For 4 Elect Greg Hayes Mgmt For For For 5 Re-elect Luke Mayhew Mgmt For For For 6 Equity Grant - MyShare Plan (Thomas Mgmt For For For Gorman) 7 Equity Grant - MyShare Plan (Gregory Mgmt For For For Hayes) 8 Equity Grant - 2006 PSP (Thomas Mgmt For For For Gorman) 9 Equity Grant - 2006 PSP (Gregory Mgmt For For For Hayes) 10 Amendments to Constitution Mgmt For For For
BRF Brasil Foods SA Ticker Security ID: Meeting Date Meeting Status BRFS3 CINS P1905C100 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Election of Directors Mgmt For For For 8 Election of Supervisory Council Mgmt For For For
BRF Brasil Foods SA Ticker Security ID: Meeting Date Meeting Status BRFS3 CINS P1905C100 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Remuneration Policy Mgmt For For For
Bridgestone Corporation Ticker Security ID: Meeting Date Meeting Status 5108 CINS J04578126 03/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohshi Arakawa Mgmt For For For 4 Elect Kazuhisa Nishigai Mgmt For For For 5 Elect Masaaki Tsuya Mgmt For For For 6 Elect Mikio Masunaga Mgmt For For For 7 Elect Kazuo Kakehi Mgmt For For For 8 Elect Sakie Tachibana-Fukushima Mgmt For For For 9 Elect Takao Enkawa Mgmt For For For 10 Elect Kimiko Murafushi Mgmt For For For 11 Elect Scott Davis Mgmt For For For 12 Elect Kenichi Masuda Mgmt For For For 13 Bonus Mgmt For For For 14 Stock Option Plan Mgmt For For For
British American Tobacco plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Richard Burrows Mgmt For For For 7 Elect Karen de Segundo Mgmt For For For 8 Elect Nicandro Durante Mgmt For For For 9 Elect Robert Lerwill Mgmt For For For 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Gerard Murphy Mgmt For For For 12 Elect Anthony Ruys Mgmt For For For 13 Elect Sir Nicholas Scheele Mgmt For For For 14 Elect Ben Stevens Mgmt For For For 15 Elect John Daly Mgmt For For For 16 Elect Kieran Poynter Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Amendment to the Long-Term Incentive Mgmt For For For Plan 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A N/A N/A
British Land Company plc (The) Ticker Security ID: Meeting Date Meeting Status BLND CINS G15540118 07/16/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Dido Harding Mgmt For For For 4 Elect Charles Maudsley Mgmt For For For 5 Elect Richard Pym Mgmt For For For 6 Elect Stephen Smith Mgmt For For For 7 Elect Clive Cowdery Mgmt For Against Against 8 Elect Robert Swannell Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authorisation of Political Donations Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 16 Adoption of New Articles Mgmt For For For
British Sky Broadcasting Group PLC Ticker Security ID: Meeting Date Meeting Status BSY CINS G15632105 10/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Jeremy Darroch Mgmt For For For 4 Elect Andrew Griffith Mgmt For For For 5 Elect James Murdoch Mgmt For For For 6 Elect Daniel Rimer Mgmt For For For 7 Elect David DeVoe Mgmt For For For 8 Elect Allan Leighton Mgmt For For For 9 Elect Arthur Siskind Mgmt For For For 10 Elect David Evans Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Directors' Remuneration Report Mgmt For Against Against 13 Authorisation of Political Donations Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Broadcom Corporation Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
BT Group PLC Ticker Security ID: Meeting Date Meeting Status BT.A CINS G16612106 07/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Michael Rake Mgmt For For For 5 Elect Ian Livingston Mgmt For For For 6 Elect Carl Symon Mgmt For For For 7 Elect Tony Ball Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Authorisation of Political Donations Mgmt For For For
Burberry Group PLC Ticker Security ID: Meeting Date Meeting Status BRBY CINS G1699R107 07/15/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect John Peace Mgmt For For For 5 Elect Ian Carter Mgmt For For For 6 Elect John Smith Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authorisation of Political Donations Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Adoption of New Articles Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status 1211 CINS Y1023R104 06/10/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect WANG Chuan-Fu Mgmt For For For 9 Elect LU Xiang-Yang Mgmt For For For 10 Elect XIA Zuo-Quan Mgmt For For For 11 Elect LI Dong Mgmt For For For 12 Elect WU Changqi Mgmt For For For 13 Elect DONG Jun-Qing Mgmt For For For 14 Elect LI Yong-zhao Mgmt For For For 15 Elect ZHANG Hui-Bin Mgmt For For For 16 Elect WANG Zhen and YAN Chen Mgmt For For For 17 Authority to Give Guarantees Mgmt For Against Against 18 Release of Pledge of Shares of LU Mgmt For For For Xiang-Yang for Borrowings 19 Shareholder Proposal ShrHoldr For Against Against 20 Amendments to Articles - Business Mgmt For For For 21 Authorization of Board Mgmt For For For 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights of BYD Electronic (International) Company Limited
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status 1211 CINS Y1023R104 08/30/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Extension of Issuance of A Shares Mgmt For For For 4 Ratification of Board Acts Mgmt For For For
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status 1211 CINS Y1023R104 08/30/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Extension of Issuance of A Shares Mgmt For For For 4 Ratification of Board Acts Mgmt For For For
BYD Electronic (International) Company Limited Ticker Security ID: Meeting Date Meeting Status 0285 CINS Y1045N107 06/10/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect SUN Yi Zao; Directors' Fees Mgmt For For For 5 Elect CHAN Yuk Tong Mgmt For For For 6 Elect Anthony F. Mampilly Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Issuance of Shares w/o Preemptive Mgmt For Against Against Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Repurchased Shares Mgmt For For For
BYD Electronic (International) Company Limited Ticker Security ID: Meeting Date Meeting Status 285 CINS Y1045N107 12/03/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Supplemental Agreement and Revised Mgmt For For For Annual Caps
Cairn Energy plc Ticker Security ID: Meeting Date Meeting Status CNE CINS G17528251 05/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Alexander Berger Mgmt For For For 6 Elect M. Jacqueline Sheppard Mgmt For For For 7 Elect William Gammell Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 12 Non-Voting Meeting Note N/A N/A N/A N/A
Cairn Energy PLC Ticker Security ID: Meeting Date Meeting Status CNE CINS G17528251 10/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Divestiture Mgmt For For For
Cameco Corporation Ticker Security ID: Meeting Date Meeting Status CCO CUSIP 13321L108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Declaration of Residence - Canada Mgmt For For For 2.1 Elect Daniel Camus Mgmt For For For 2.2 Elect John Clappison Mgmt For For For 2.3 Elect Joe Colvin Mgmt For For For 2.4 Elect James Curtiss Mgmt For For For 2.5 Elect Donald Deranger Mgmt For For For 2.6 Elect James Gowans Mgmt For For For 2.7 Elect Timothy Gitzel Mgmt For For For 2.8 Elect Gerald Grandey Mgmt For For For 2.9 Elect Nancy Hopkins Mgmt For For For 2.10 Elect Oyvind Hushovd Mgmt For For For 2.11 Elect A. Anne McLellan Mgmt For For For 2.12 Elect A. Neil McMillan Mgmt For For For 2.13 Elect Victor Zaleschuk Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Amendments to Bylaws Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342BOIH 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Fluor Mgmt For For For 2 Elect Jack Moore Mgmt For For For 3 Elect David Ross III Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Management Incentive Mgmt For For For Compensation Plan 6 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Canadian National Railway Company Ticker Security ID: Meeting Date Meeting Status CNR CUSIP 136375102 04/27/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Armellino Mgmt For For For 1.2 Elect A. Charles Baillie Mgmt For For For 1.3 Elect Hugh Bolton Mgmt For For For 1.4 Elect Donald Carty Mgmt For For For 1.5 Elect Gordon Giffin Mgmt For For For 1.6 Elect Edith Holiday Mgmt For For For 1.7 Elect V. Maureen Kempston Darkes Mgmt For For For 1.8 Elect Denis Losier Mgmt For For For 1.9 Elect Edward Lumley Mgmt For For For 1.10 Elect David McLean Mgmt For For For 1.11 Elect Claude Mongeau Mgmt For For For 1.12 Elect James O'Connor Mgmt For For For 1.13 Elect Robert Pace Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation
Canadian Natural Resources Ltd. Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Catherine Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy Faithfull Mgmt For For For 1.4 Elect Gary Filmon Mgmt For For For 1.5 Elect Christopher Fong Mgmt For For For 1.6 Elect Gordon Giffin Mgmt For For For 1.7 Elect Wilfred Gobert Mgmt For For For 1.8 Elect Steve Laut Mgmt For For For 1.9 Elect Keith MacPhail Mgmt For For For 1.10 Elect Allan Markin Mgmt For For For 1.11 Elect Frank McKenna Mgmt For For For 1.12 Elect James Palmer Mgmt For For For 1.13 Elect Eldon Smith Mgmt For For For 1.14 Elect David Tuer Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Canon Incorporated Ticker Security ID: Meeting Date Meeting Status 7751 CINS J05124144 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Fujio Mitarai Mgmt For For For 4 Elect Tsuneji Uchida Mgmt For For For 5 Elect Toshizo Tanaka Mgmt For For For 6 Elect Toshiaki Ikoma Mgmt For For For 7 Elect Kunio Watanabe Mgmt For For For 8 Elect Yohroku Adachi Mgmt For For For 9 Elect Yasuo Mitsuhashi Mgmt For For For 10 Elect Tomonori Iwashita Mgmt For For For 11 Elect Masahiro Ohsawa Mgmt For For For 12 Elect Shigeyuki Matsumoto Mgmt For For For 13 Elect Katsuichi Shimizu Mgmt For For For 14 Elect Ryohichi Banba Mgmt For For For 15 Elect Toshio Honma Mgmt For For For 16 Elect Masaki Nakaoka Mgmt For For For 17 Elect Haruhisa Honda Mgmt For For For 18 Elect Hideki Ozawa Mgmt For For For 19 Elect Masaya Maeda Mgmt For For For 20 Elect Yasuhiro Tani Mgmt For For For 21 Elect Makoto Araki Mgmt For For For 22 Elect Tadashi Ohe Mgmt For For For 23 Bonus Mgmt For For For 24 Stock Option Plan Mgmt For For For
Cap Gemini SA Ticker Security ID: Meeting Date Meeting Status CAP CINS F13587120 05/26/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Cancel Shares and Mgmt For For For Reduce Capital 11 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 12 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 13 Authority to Grant Warrants Mgmt For Against Against 14 Authority to Issue Restricted Shares Mgmt For For For 15 Amendment Regarding Employee Mgmt For For For Representation 16 Authority to Carry Out Formalities Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
Capita plc Ticker Security ID: Meeting Date Meeting Status CPI CINS G1846J115 05/10/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Martin Bolland Mgmt For For For 5 Elect Paul Pindar Mgmt For For For 6 Elect Gordon Hurst Mgmt For For For 7 Elect Maggi Bell Mgmt For For For 8 Elect Paddy Doyle Mgmt For For For 9 Elect Martina King Mgmt For For For 10 Elect Nigel Wilson Mgmt For For For 11 Elect Paul Bowtell Mgmt For For For 12 Elect Vic Gysin Mgmt For For For 13 Elect Andy Parker Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Authority to Repurchase Shares Mgmt For For For 20 Co-Investment Plan Mgmt For For For 21 Amendment to the Deferred Annual Mgmt For For For Bonus Plan 22 Change of Company Name Mgmt For For For
Capitaland Limited Ticker Security ID: Meeting Date Meeting Status C31 CINS Y10923103 04/25/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect HU Tsu Tau Mgmt For For For 5 Elect Richard Hale Mgmt For For For 6 Elect James KOH Cher Siang Mgmt For For For 7 Elect Arfat Pannir Selvam Mgmt For For For 8 Elect Simon Israel Mgmt For Against Against 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Transaction of Other Business Mgmt For Against Against 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Grant Awards and Issue Mgmt For Against Against Shares under Employee Incentive Plans 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A
Carlsberg A/S Ticker Security ID: Meeting Date Meeting Status CARL-B CINS K36628137 03/24/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports/Ratification of Mgmt For For For Board and Management Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Amendments to Articles Regarding Mgmt For For For Directors' Terms 11 Elect Povl Krogsgaard-Larsen Mgmt For For For 12 Elect Kees van der Graaf Mgmt For For For 13 Elect Richard Burrows Mgmt For For For 14 Elect Niels Kaergard Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Carnival plc Ticker Security ID: Meeting Date Meeting Status CCL CINS G19081101 04/13/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Micky Arison Mgmt For For For 2 Elect Sir Jonathon Band Mgmt For For For 3 Elect Robert Dickinson Mgmt For For For 4 Elect Arnold Donald Mgmt For For For 5 Elect Pier Foschi Mgmt For For For 6 Elect Howard Frank Mgmt For For For 7 Elect Richard Glasier Mgmt For For For 8 Elect Modesto Maidique Mgmt For For For 9 Elect Sir John Parker Mgmt For For For 10 Elect Peter Ratcliffe Mgmt For For For 11 Elect Stuart Subotnick Mgmt For For For 12 Elect Laura Weil Mgmt For For For 13 Elect Randall Weisenburger Mgmt For For For 14 Elect Uzi Zucker Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Accounts and Reports Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Frequency of Advisory Vote on Mgmt For Abstain Against Executive Compensation 21 Directors' Remuneration Report Mgmt For For For 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Authority to Repurchase Shares Mgmt For For For 25 Stock Option Plan Mgmt For For For
Carrefour Ticker Security ID: Meeting Date Meeting Status CA CINS F13923119 06/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Ratification Mgmt For For For of Board Acts 4 Consolidated Accounts and Reports Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Relocation of Corporate Headquarters Mgmt For For For 7 Amend Article 26 Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Spin-Off of Dia SA Mgmt For For For 10 Elect Bernard Arnault Mgmt For Against Against 11 Elect Jean-Laurent Bonnafe Mgmt For For For 12 Elect Rene Brillet Mgmt For For For 13 Elect Amaury de Seze Mgmt For Against Against 14 Ratification of the Co-option of Mgmt For For For Mathilde Lemoine 15 Appointment of Auditor Mgmt For For For 16 Appointment of Alternate Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Cancel Shares and Mgmt For For For Reduce Capital 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 23 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 24 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 25 Amend Restricted Share Plans Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A
Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Calhoun Mgmt For For For 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 9 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHoldr Against Against For Approval of Survivor Benefits (Golden Coffins)
Cathay Pacific Airways Limited Ticker Security ID: Meeting Date Meeting Status 293 CINS Y11757104 05/18/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect James W. J. Hughes-Hallet Mgmt For Against Against 4 Elect John Slosar Mgmt For For For 5 Elect William E. J. Barrington Mgmt For For For 6 Elect Ivan CHU Kwok Leung Mgmt For For For 7 Elect Merlin Swire Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Directors' Fees Mgmt For For For
Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Cementos Argos S.A. Ticker Security ID: Meeting Date Meeting Status CEMARGOS CINS ADPV14150 03/18/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Quorum Mgmt Abstain Abstain For 2 Agenda Mgmt Abstain Abstain For 3 Election of Meeting Delegates Mgmt Abstain Abstain For 4 Report of the Board and CEO Mgmt Abstain Abstain For 5 Presentation of Accounts and Reports Mgmt Abstain Abstain For 6 Report of the Auditor Mgmt Abstain Abstain For 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Election of Directors; Directors' Mgmt For Against Against Fees 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Transaction of Other Business Mgmt For Against Against
Centrais Eletricas Brasileiras SA (Eletrobras) Ticker Security ID: Meeting Date Meeting Status ELET6 CUSIP 15234Q207 01/11/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares w/ Preemptive Mgmt For For For Rights
Centrais Eletricas Brasileiras SA - Eletrobras Ticker Security ID: Meeting Date Meeting Status ELET6 CUSIP 15234Q207 02/25/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jose da Costa Carvalho Neto Mgmt For For For
Central Japan Railway Company Ticker Security ID: Meeting Date Meeting Status 9022 CINS J05523105 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Osamu Nakayama Mgmt For For For 4 Elect Takaharu Kachi Mgmt For For For 5 Elect Harumi Umeda Mgmt For For For 6 Elect Hiromu Emi Mgmt For For For 7 Elect Shigeo Kifuji Mgmt For For For
Centrica plc Ticker Security ID: Meeting Date Meeting Status CNA CINS G2018Z143 05/09/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Roger Carr Mgmt For For For 5 Elect Sam Laidlaw Mgmt For For For 6 Elect Helen Alexander Mgmt For For For 7 Elect Phil Bentley Mgmt For For For 8 Elect Margherita Della Valle Mgmt For For For 9 Elect Mary Francis Mgmt For For For 10 Elect Mark Hanafin Mgmt For For For 11 Elect Nick Luff Mgmt For For For 12 Elect Andrew Mackenzie Mgmt For For For 13 Elect Ian Meakins Mgmt For For For 14 Elect Paul Rayner Mgmt For For For 15 Elect Chris Weston Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting at Mgmt For For For 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Champion Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status 2778 CINS Y1292D109 04/27/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For
Champion Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status 2778 CINS Y1292D109 12/15/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Waiver Extension and New Annual Caps Mgmt For For For
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Under PRC GAAP Mgmt For For For 5 Accounts and Reports Under IFRS Mgmt For For For 6 Approval of Settlement Accounts Mgmt For For For 7 Financial Budget Mgmt For For For 8 A Shares' Report Mgmt For For For 9 H Shares' Report Mgmt For For For 10 Appointment of Baker Tilly China Mgmt For For For Certified Public Accountants Co., Ltd. for 2011 11 Appointment of KPMG for 2010 Mgmt For For For 12 Appointment of KPMG for 2011 Mgmt For For For 13 Authority to Set Fees Mgmt For For For 14 Approval of RMB 8 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (China) Co., Ltd. 15 Approval of RMB 12 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (Beijing) Co., Ltd. 16 Approval of RMB 100 Billion Mgmt For For For Financing Limit for the Company 17 Authority to Give Guarantees Mgmt For For For 18 Adoption of Rules of Procedures for Mgmt For For For Shareholder's General Meeting 19 Adoption of Rules of Procedures for Mgmt For For For Board 20 Adoption of Rules of Procedures for Mgmt For For For Supervisory 21 Adoption of Management Measures on Mgmt For For For Connected Transactions of H Shares 22 Adoption of Administrative Rules of Mgmt For For For Related Party Transactions 23 Change in Company Name Mgmt For For For 24 Amendments to Articles Mgmt For For For 25 Final Dividends Mgmt For For For 26 Bonus Share Issuance Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Ratification of Board Acts Mgmt For For For 29 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Final Dividends Mgmt For For For 3 Bonus Share Issuance Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Board Acts Mgmt For For For
Chaoda Modern Agriculture Holdings Limited Ticker Security ID: Meeting Date Meeting Status 682 CINS G2046Q107 11/30/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LI Yan Mgmt For For For 6 Elect HUANG Xie Ying Mgmt For For For 7 Elect IP Chi Ming Mgmt For For For 8 Elect LUAN Yue Wen Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For
Cheung Kong (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 1 CINS Y13213106 05/20/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LI Ka-Shing Mgmt For Against Against 6 Elect Davy CHUNG Sun Keung Mgmt For For For 7 Elect Ezra PAU Yee Wan Mgmt For For For 8 Elect LEUNG Siu Hon Mgmt For For For 9 Elect George C. Magnus Mgmt For For For 10 Elect Simon Murray Mgmt For For For 11 Elect Henry CHEONG Ying Chew Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
Chiba Bank Ltd (The) Ticker Security ID: Meeting Date Meeting Status 8331 CINS J05670104 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hidetoshi Sakuma Mgmt For For For 4 Elect Katsuhiko Watanabe Mgmt For For For 5 Elect Katsumi Ichihara Mgmt For For For 6 Elect Toshikazu Ohkubo Mgmt For For For 7 Elect Akio Shirato Mgmt For For For
Chimei Innolux Display Corp (fka Innolux Display Corp.) Ticker Security ID: Meeting Date Meeting Status 3481 CINS Y4083P109 06/28/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Loss Disposition Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules: Mgmt For For For Capital Loans 10 Amendments to Procedural Rules: Mgmt For For For Endorsements/Guarantees 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Extraordinary motions Mgmt For Against Against
China Agri-Industries Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0606 CINS Y1375F104 06/09/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YUE Guojun Mgmt For Against Against 6 Elect MA Wangjun Mgmt For Against Against 7 Elect WANG Zhiying Mgmt For Against Against 8 Elect Patrick Vizzone Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
China BlueChemical Ltd. Ticker Security ID: Meeting Date Meeting Status 3983 CINS Y14251105 06/03/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Approval of Company's Budget Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
China Citic Bank Company Limited Ticker Security ID: Meeting Date Meeting Status 998 CINS Y1434M116 04/07/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Use of Proceeds from Previous Fund Mgmt For For For Raising 3 Non-Voting Meeting Note N/A N/A N/A N/A
China Citic Bank Company Limited Ticker Security ID: Meeting Date Meeting Status 998 CINS Y1434M116 09/30/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Class and Par Value of the Shares Mgmt For For For 3 Proportion and Number of Shares Mgmt For For For 4 Subscription Price Mgmt For For For 5 Target Subscribers Mgmt For For For 6 Use of Proceeds Mgmt For For For 7 Authorization to the Board Mgmt For For For 8 Validity of Special Resolutions Mgmt For For For 9 Distribution of Undistributed Profits Mgmt For For For 10 Feasibility Analysis Report on Use Mgmt For For For of Proceeds 11 Use of Proceeds from Previous Fund Mgmt For For For Raising 12 Mid-term Capital Management Plan Mgmt For For For 13 CITIC Bank/CITIC GroupLoan Asset Mgmt For For For Transfer Framework Agreement and Annual Caps
China Citic Bank Company Limited Ticker Security ID: Meeting Date Meeting Status 998 CINS Y1434M116 09/30/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Class and Par Value of the Shares Mgmt For For For 2 Proportion and Number of Shares Mgmt For For For 3 Subscription Price Mgmt For For For 4 Target Subscribers Mgmt For For For 5 Use of Proceeds Mgmt For For For 6 Authorization to the Board Mgmt For For For 7 Validity of Special Resolutions Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
China Citic Bank Corporation Limited Ticker Security ID: Meeting Date Meeting Status 998 CINS Y1434M116 05/26/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Annual Report Mgmt For For For 5 Financial Report Mgmt For For For 6 Profit Distribution Plan Mgmt For For For 7 Financial Budget Plan Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Elect TIAN Guoli Mgmt For For For 10 Credit Facilities Grant Mgmt For For For 11 Related Party Transactions Report Mgmt For For For
China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1898 CINS Y1434L100 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Financial Budget Mgmt For For For 7 Fees of Directors and Supervisors Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Issuance of Medium-term Notes and Mgmt For For For Short-term Bonds 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Non-Voting Meeting Note N/A N/A N/A N/A
China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1898 CINS Y1434L100 09/03/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Use of Proceeds from Issuance of A Mgmt For For For Shares 3 Non-Voting Agenda Item N/A N/A N/A N/A
China Coal Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1898 CINS Y1434L100 12/23/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Provision of Guarantee Mgmt For For For 3 Elect WANG An Mgmt For For For 4 Elect YANG Lieke Mgmt For For For 5 Elect PENG Yi Mgmt For For For 6 Elect LI Yanmeng Mgmt For For For 7 Elect ZHANG Ke Mgmt For For For 8 Elect WU Rongkang Mgmt For For For 9 Elect ZHANG Jiaren Mgmt For For For 10 Elect ZHAO Pei Mgmt For For For 11 Elect NGAI Wai Fung Mgmt For For For 12 Elect WANG Xi as Supervisor Mgmt For For For 13 Elect ZHOU Litao as Supervisor Mgmt For Against Against
China Communications Construction Company Ticker Security ID: Meeting Date Meeting Status 1800 CINS Y14369105 01/24/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect LIU Qitao Mgmt For For For 3 Elect LEUNG Chong Shun Mgmt For For For
China Communications Construction Company Ticker Security ID: Meeting Date Meeting Status 1800 CINS Y14369105 03/25/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Type of Securities Mgmt For Against Against 4 Nominal Value Mgmt For Against Against 5 Place of Listing Mgmt For Against Against 6 Target Subscribers Mgmt For Against Against 7 Basis for determining the price Mgmt For Against Against 8 2010 Profit Distribution Plan Mgmt For For For 9 Use of Proceeds Mgmt For Against Against 10 Retained Profits Mgmt For Against Against 11 Validity Period of This Resolution Mgmt For Against Against 12 Approve Merger Agreement Mgmt For Against Against 13 Approve terms of the Merger Agreement Mgmt For Against Against 14 Provision of Guarantee Mgmt For For For 15 Amendments to Articles and Rules of Mgmt For For For Procedures 16 Ratification of Board Acts Mgmt For For For 17 Transfer of 10% of A shares Mgmt For For For 18 2010 Profit Distribution Plan Mgmt For For For 19 Feasibility Study Report on Use of Mgmt For For For Proceeds from A Share Issue 20 Rules for Management of Connected Mgmt For For For Transactions under A Shares and Work Manual for Independent Director
China Communications Construction Company Ticker Security ID: Meeting Date Meeting Status 1800 CINS Y14369105 03/25/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Type of Securities Mgmt For Against Against 3 Nominal Value Mgmt For Against Against 4 Place of Listing Mgmt For Against Against 5 Target Subscribers Mgmt For Against Against 6 Basis for determining the price Mgmt For Against Against 7 Number of A Shares to be Issued Mgmt For Against Against 8 Use of Proceeds Mgmt For Against Against 9 Retained Profits Mgmt For Against Against 10 Validity Period of This Resolution Mgmt For Against Against 11 Approve Merger Agreement Mgmt For Against Against 12 Approve terms of the Merger Agreement Mgmt For Against Against
China Communications Construction Company Ticker Security ID: Meeting Date Meeting Status 1800 CINS Y14369105 06/10/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Reports Mgmt For For For 3 Supervisors' Reports Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 7 Non-Voting Agenda Item N/A N/A N/A N/A
China Communications Services Corporation Limited Ticker Security ID: Meeting Date Meeting Status 552 CINS Y1436A102 02/23/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect HOU Rui Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
China Communications Services Corporation Limited Ticker Security ID: Meeting Date Meeting Status 0552 CINS Y1436A102 06/28/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Rights Issue: Type and Nominal Value Mgmt For For For 5 Rights Issue: Proportion and Number Mgmt For For For of Shares 6 Rights Issue: Subscription Price Mgmt For For For 7 Rights Issue: Target Subscribers Mgmt For For For 8 Rights Issue: Excess Share Mgmt For For For Distribution 9 Rights Issue: Use of Proceeds Mgmt For For For 10 Rights Issue: Authorization Mgmt For For For 11 Rights Issue: Validity Period Mgmt For For For 12 Sharing of Undistributed Profits Mgmt For For For
China Communications Services Corporation Limited Ticker Security ID: Meeting Date Meeting Status 0552 CINS Y1436A102 06/28/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Rights Issue: Type and Nominal Value Mgmt For For For 5 Rights Issue: Proportion and Number Mgmt For For For of Shares 6 Rights Issue: Subscription Price Mgmt For For For 7 Rights Issue: Target Subscribers Mgmt For For For 8 Rights Issue: Excess Share Mgmt For For For Distribution 9 Rights Issue: Use of Proceeds Mgmt For For For 10 Rights Issue: Authorization Mgmt For For For 11 Rights Issue: Validity Period Mgmt For For For
China Communications Services Corporation Limited Ticker Security ID: Meeting Date Meeting Status 0552 CINS Y1436A102 06/28/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 7 Increase in Authorized Capital Mgmt For Against Against
China Communications Services Corporation Limited Ticker Security ID: Meeting Date Meeting Status 552 CINS Y1436A102 08/10/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect ZHENG Qibao Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
China Communications Services Corporation Limited Ticker Security ID: Meeting Date Meeting Status 552 CINS Y1436A102 12/30/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 2010 Supplemental Agreement Mgmt For For For 4 Annual Caps Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
China Construction Bank Corporation Ticker Security ID: Meeting Date Meeting Status 0939 CINS Y1397N101 06/09/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Final Financial Accounts Mgmt For For For 6 Fixed Assets Investment Budget Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditors and Mgmt For For For Authority to Set Fees 9 Elect DONG Shi Mgmt For For For 10 Purchase of Head Office Business Mgmt For For For Processing Centre 11 2010 Final Emoluments Distribution Mgmt For For For Plan
China COSCO Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 1919 CINS Y1455B106 05/17/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect WEI Jiafu Mgmt For For For 9 Elect ZHANG Fusheng Mgmt For For For 10 Elect ZHANG Liang Mgmt For For For 11 Elect XU Lirong Mgmt For For For 12 Elect SUN Yueying Mgmt For For For 13 Elect SUN Jiakang Mgmt For For For 14 Elect XU Minjie Mgmt For For For 15 Elect TEO Siong Seng Mgmt For For For 16 Elect Rita FAN Hsu Lai Tai Mgmt For For For 17 Elect KWONG Che Keung Mgmt For For For 18 Elect Peter G. BOWIE Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Elect LI Yunpeng Mgmt For For For 21 Elect LUO Jiulian Mgmt For For For 22 Elect YU Shicheng Mgmt For For For 23 Elect MENG Yan Mgmt For For For
China COSCO Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 1919 CINS Y1455B106 12/16/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Financial Services Agreement Mgmt For For For 2 Master Vessel Services Agreement Mgmt For For For 3 Other Master Agreements Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
China Dongxiang (Group) Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 3818 CINS G2112Y109 05/12/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividends Mgmt For For For 5 Allocation of Special Dividends Mgmt For For For 6 Elect CHEN Yihong Mgmt For Against Against 7 Elect XU Yudi Mgmt For Against Against 8 Elect JIN Zhi Guo Mgmt For For For 9 Elect Sandrine Zerbib Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Allocation of Interim Dividends Mgmt For For For
China Eastern Airlines Corp. Limited Ticker Security ID: Meeting Date Meeting Status 670 CINS Y1406M102 02/18/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Provision of Guarantees Mgmt For Against Against 3 Acquisitions Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
China Eastern Airlines Corp. Limited Ticker Security ID: Meeting Date Meeting Status 0670 CINS Y1406M102 06/29/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Bonds Issue Mgmt For For For 9 Elect LI Yangming as Director Mgmt For For For 10 Elect YU Faming as Supervisor Mgmt For Against Against 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights
China Eastern Airlines Corp. Limited Ticker Security ID: Meeting Date Meeting Status 670 CINS Y1406M102 12/15/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Joint Venture Mgmt For For For 3 Financial Services Renewal Agreement Mgmt For Against Against 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Catering Services Renewal Agreement Mgmt For For For
China Everbright International Limited Ticker Security ID: Meeting Date Meeting Status 257 CINS Y14226107 04/19/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect TANG Shuangning Mgmt For For For 6 Elect ZANG Qiutao Mgmt For Against Against 7 Elect LI Xueming Mgmt For For For 8 Elect CHEN Xiaoping Mgmt For For For 9 Elect CAI Shuguang Mgmt For Against Against 10 Elect ZHAI Haitao Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/out Mgmt For Against Against Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
China Everbright Limited Ticker Security ID: Meeting Date Meeting Status 165 CINS Y1421G106 05/18/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect TANG Shuangning Mgmt For For For 6 Elect ZANG Qiutao Mgmt For Against Against 7 Elect CHEN Shuang Mgmt For For For 8 Elect LIN Zhijun Mgmt For For For 9 Elect JIANG Yuanzhi Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
China Foods Limited Ticker Security ID: Meeting Date Meeting Status 506 CINS G2154F109 06/08/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect NING Gaoning Mgmt For Against Against 6 Elect CHI Jingtao Mgmt For Against Against 7 Elect LIU Ding Mgmt For For For 8 Elect Stephen E. Clark Mgmt For For For 9 Elect Alfred LI Hung Kwan Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
China Foods Limited (fka COFCO International Ltd.) Ticker Security ID: Meeting Date Meeting Status 506 CINS G2154F109 01/21/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Financial Services Framework Mgmt For Against Against Agreement 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
China High Speed Transmission Equipment Group Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 658 CINS G2112D105 06/13/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LIAO Enrong Mgmt For For For 6 Elect JIANG Xihe Mgmt For For For 7 Elect ZHU Junsheng Mgmt For For For 8 Elect CHEN Shimin Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
China Life Insurance Company Limited Ticker Security ID: Meeting Date Meeting Status 2628 CINS Y1477R204 06/03/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Fees of Directors and Supervisors Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Donations to China Life CharityFund Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Elect YUAN Li Mgmt For For For
China Longyuan Power Group Limited Ticker Security ID: Meeting Date Meeting Status 916 CINS Y1501T101 05/06/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Final Accounts Mgmt For For For 6 Budget Report Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Fees of Directors and Supervisors Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Issuance of Corporate Bonds Mgmt For For For 11 Authority to Issue Domestic and H Mgmt For Against Against Shares w/o Preemptive Rights 12 Shareholder Proposal ShrHoldr For Against Against
China Mengniu Dairy Company Limited Ticker Security ID: Meeting Date Meeting Status 2319 CINS G21096105 06/10/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YANG Wenjun Mgmt For For For 6 Elect BAI Ying Mgmt For For For 7 Elect FANG Fenglei Mgmt For For For 8 Elect LIU Fuchun Mgmt For Against Against 9 Elect ZHANG Xiaoya Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
China Merchants Bank Company Limited Ticker Security ID: Meeting Date Meeting Status 3968 CINS Y14896115 05/30/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Annual Report Mgmt For For For 5 Final Financial Report Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect WONG Kwai Lam as Director Mgmt For For For 9 Elect PAN Ji as Supervisor Mgmt For For For 10 Report on Duty Performance of Mgmt For For For Directors 11 Report on Duty Performance of Mgmt For For For Supervisors 12 Duty Performance and Mgmt For For For Cross-evaluation Reports of Independent Directors 13 Related Party Transaction Rerpot Mgmt For For For 14 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 15 Bonds Issue Mgmt For For For
China Merchants Holdings (International) Company Ltd. Ticker Security ID: Meeting Date Meeting Status 00144 CINS Y1489Q103 06/09/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LI Jianhong Mgmt For For For 6 Elect HU Zheng Mgmt For Against Against 7 Elect KUT Ying Hay Mgmt For Against Against 8 Elect Peter LEE Yip Wah Mgmt For For For 9 Elect John LI Kwok Heem Mgmt For Against Against 10 Elect David LI Ka Fai Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For For For
China Minsheng Banking Corp Ltd Ticker Security ID: Meeting Date Meeting Status 1988 CINS Y1495M112 05/04/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Type of Securities to be Issued Mgmt For For For 3 Issue Size Mgmt For For For 4 Par Value and Issue Price Mgmt For For For 5 Term Mgmt For For For 6 Interest Rate Mgmt For For For 7 Method and Timing of Interest Payment Mgmt For For For 8 Conversion Period Mgmt For For For 9 Determination and Adjustment of CB Mgmt For For For Conversion Price 10 Downward Adjustment to CB Conversion Mgmt For For For Price 11 Method for Determining Number of Mgmt For For For Shares for Conversion 12 Terms of Redemption Mgmt For For For 13 Terms of Sale Back Mgmt For For For 14 Entitlement to Dividend of Year Mgmt For For For Conversion 15 Method of Issuance and Target Mgmt For For For Investors 16 Subscription Arrangement for Mgmt For For For Existing Holders of A Shares 17 CB Holders and CB Holders' Meetings Mgmt For For For 18 Use of Proceeds from Issuance of Mgmt For For For Convertible Bonds 19 Special Provisions in Relation to Mgmt For For For Supplementary Capital 20 Guarantee and Security Mgmt For For For 21 Validity Period of the Resolution in Mgmt For For For Respect of Issuance of Convertible Bonds 22 Authorization in Connection with the Mgmt For For For Issuance of Convertible Bonds 23 Class of Shares Mgmt For Against Against 24 Size of Issuance Mgmt For Against Against 25 Target Investor Mgmt For Against Against 26 Pricing Mgmt For Against Against 27 Accumulated Profit Mgmt For Against Against 28 Use of Proceeds Mgmt For Against Against 29 Validity Period Mgmt For Against Against 30 Authorization in Connection with Mgmt For Against Against Issuance of H Shares 31 Non-Voting Meeting Note N/A N/A N/A N/A
China Minsheng Banking Corp Ltd Ticker Security ID: Meeting Date Meeting Status 1988 CINS Y1495M112 05/04/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Type of Securities to be Issued Mgmt For For For 3 Issue Size Mgmt For For For 4 Par Value and Issue Price Mgmt For For For 5 Term Mgmt For For For 6 Interest Rate Mgmt For For For 7 Method and Timing of Interest Payment Mgmt For For For 8 Conversion Period Mgmt For For For 9 Determination and Adjustment of CB Mgmt For For For Conversion Price 10 Downward Adjustment to CB Conversion Mgmt For For For Price 11 Method for Determining Number of Mgmt For For For Shares for Conversion 12 Terms of Redemption Mgmt For For For 13 Terms of Sale Back Mgmt For For For 14 Entitlement to Dividend of Year Mgmt For For For Conversion 15 Method of Issuance and Target Mgmt For For For Investors 16 Subscription Arrangement for Mgmt For For For Existing Holders of A Shares 17 CB Holders and CB Holders' Meetings Mgmt For For For 18 Use of Proceeds from Issuance of Mgmt For For For Convertible Bonds 19 Special Provisions in Relation to Mgmt For For For Supplementary Capital 20 Guarantee and Security Mgmt For For For 21 Validity Period of the Resolution in Mgmt For For For Respect of Issuance of Convertible Bonds 22 Authorization in Connection with the Mgmt For For For Issuance of Convertible Bonds 23 Class of Shares Mgmt For Against Against 24 Size of Issuance Mgmt For Against Against 25 Target Investor Mgmt For Against Against 26 Pricing Mgmt For Against Against 27 Accumulated Profit Mgmt For Against Against 28 Use of Proceeds Mgmt For Against Against 29 Validity Period Mgmt For Against Against 30 Authorization in Connection with Mgmt For Against Against Issuance of H Shares 31 Use of Proceeds from Previous Fund Mgmt For For For Raising Activities 32 Use of Proceeds from Issuance of A Mgmt For For For Share Convertible Bonds and H Shares 33 Capital Management Programming Mgmt For For For (2011-2013)
China Minsheng Banking Corp Ltd Ticker Security ID: Meeting Date Meeting Status 1988 CINS Y1495M112 05/26/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Annual Reports Mgmt For For For 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Annual Budgets Mgmt For For For 9 Amendments to Administrative Mgmt For For For Measures of Connected Transactions 10 Report on Use of Proceeds from Mgmt For For For Previous Fund Raising Activities 11 Authority to Issue RMB Bonds in Hong Mgmt For Abstain Against Kong 12 Amendments to Articles Mgmt For For For 13 Change of Registered Capital Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees
China Mobile Ltd. Ticker Security ID: Meeting Date Meeting Status 941 CINS Y14965100 05/19/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect XUE Taohai Mgmt For For For 6 Elect HUANG Wenlin Mgmt For For For 7 Elect XU Long Mgmt For For For 8 Elect LO Ka Shui Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 01/26/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Class A Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Use of Proceeds from Issuance of A Mgmt For For For Shares 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Ratification of Board Acts regarding Mgmt For For For A Share Issue 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Sharing of Undistributed Profits Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Adoption of Rules for Shareholders' Mgmt For For For General Meeting 16 Adoption of Rules for Board Meeting Mgmt For For For 17 Adoption of Rules for Supervisory Mgmt For For For Committee Meeting 18 Adoption of Working Rules for Mgmt For For For Independent Directors 19 Adoption of Rules for External Mgmt For For For Investment Management 20 Adoption of Rules for Management of Mgmt For For For Provision of Securities to Third Parties 21 Adoption of Rules for Connected Mgmt For For For Transactions 22 Adoption of Rules for Management of Mgmt For For For Funds Raised from Capital Markets 23 Establishment of Nomination Committee Mgmt For Against Against
China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 04/01/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Declare Interim Mgmt For For For Dividends 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Other Business Mgmt For Against Against 10 Fees of Directors and Supervisors Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Non-Voting Meeting Note N/A N/A N/A N/A
China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 05/07/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Use of Proceeds subject to A Share Mgmt For For For Issue 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 10/31/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For 4 Routine Meeting Item Mgmt For For For
China Molybdenum Company Limited Ticker Security ID: Meeting Date Meeting Status 3993 CINS Y1503Z105 10/31/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Debt Financing Mgmt For For For Instruments
China National Building Material Ticker Security ID: Meeting Date Meeting Status 3323 CINS Y15045100 06/03/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Reports Mgmt For For For 4 Supervisors' Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Declare Interim Mgmt For For For Dividends 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Bonus Share Issuance Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Issuance of Debt Financing Mgmt For For For Instruments
China National Building Material Ticker Security ID: Meeting Date Meeting Status 3323 CINS Y15045100 06/03/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Bonus Share Issuance Mgmt For For For
China National Building Material Ticker Security ID: Meeting Date Meeting Status 3323 CINS Y15045100 12/30/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Amendments to Articles Mgmt For For For
China National Materials Company Limited Ticker Security ID: Meeting Date Meeting Status 1893 CINS Y15048104 05/20/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Profit Distribution Plan Mgmt For For For 7 Application for Credity Facility Mgmt For For For 8 Authority to Issue Unlisted and H Mgmt For Against Against Shares w/o Preemptive Rights
China National Materials Company Limited Ticker Security ID: Meeting Date Meeting Status 1893 CINS Y15048104 07/26/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect TAN Zhongming Mgmt For For For 2 Elect ZHOU Yuxian Mgmt For For For 3 Elect LI Xinhua Mgmt For For For 4 Elect YU Shiliang Mgmt For For For 5 Elect LIU Zhijiang Mgmt For For For 6 Elect CHEN Xiaozhou Mgmt For For For 7 Elect LEUNG Chong Shun Mgmt For For For 8 Elect SHI Chungui Mgmt For For For 9 Elect LU Zhengfei Mgmt For For For 10 Elect WANG Shimin Mgmt For For For 11 Elect ZHOU Zude Mgmt For For For 12 Elect XU Weibing as Supervisor Mgmt For For For 13 Elect ZHANG Renjie as Supervisor Mgmt For For For 14 Elect WANG Jianguo as Supervisor Mgmt For For For 15 Supervisors' Fees Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees
China National Materials Company Limited Ticker Security ID: Meeting Date Meeting Status 1893 CINS Y15048104 10/22/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adoption of Share Appreciation Mgmt For For For Rights Scheme 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Application for Credit Facility Mgmt For For For
China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status 2883 CINS Y15002101 03/08/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Use of Proceeds from Issuance of A Mgmt For For For Shares 3 Non-Voting Agenda Item N/A N/A N/A N/A
China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status 2883 CINS Y15002101 03/08/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Use of Proceeds from Issuance of A Mgmt For For For Shares 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status 2883 CINS Y15002101 05/23/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Performance Evaluation of Stock Mgmt For For For Appreciation Rights Scheme 8 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Amendments to Articles Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Extension of Validity Period for A Mgmt For For For Share Issue
China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status 2883 CINS Y15002101 05/23/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Extension of Validity Period for A Mgmt For For For Share Issue
China Oilfield Services Limited Ticker Security ID: Meeting Date Meeting Status 2883 CINS Y15002101 12/22/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Master Agreement and Annual Caps Mgmt For For For 4 Oilfield Services Mgmt For For For 5 Material and Utilities Services Mgmt For For For 6 Property Services Mgmt For For For 7 Ratification of Board Acts Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect LI Feilong Mgmt For For For
China Overseas Land & Investment Ltd. Ticker Security ID: Meeting Date Meeting Status 688 CINS Y15004107 05/27/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect HAO Jian Min Mgmt For Against Against 6 Elect WU Jianbin Mgmt For Against Against 7 Elect CHEN Bin Mgmt For For For 8 Elect David LI Kwok Po Mgmt For For For 9 Elect Rita FAN HSU Lai Tai Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For
China Pacific Insurance (Group) Co Ltd Ticker Security ID: Meeting Date Meeting Status 601601 CINS Y1505R101 05/18/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Annual Report of A Shares Mgmt For For For 5 Annual Report of H Shares Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Directors' and Supervisors' Fees Mgmt For For For 10 Due Diligence Report Mgmt For For For 11 Independent Directors' Performance Mgmt For For For Report 12 Amendments to Articles Mgmt For For For 13 Amendments to Procedural Rules for Mgmt For For For Shareholders' Meetings 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Amendments to Procedural Rules for Mgmt For For For Related Party Transactions
China Railway Construction Corporation Limited Ticker Security ID: Meeting Date Meeting Status 1186 CINS Y1508P110 05/31/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Annual Report Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Directors' Fees Mgmt For For For 10 Guarantees Mgmt For For For 11 Elect MENG Fengchao Mgmt For Against Against 12 Elect PENG Shugui Mgmt For For For 13 Elect ZHAO Guangfa Mgmt For For For 14 Elect HU Zhenyi Mgmt For For For 15 Elect ZHU Mingxian Mgmt For For For 16 Elect LI Kecheng Mgmt For For For 17 Elect ZHAO Guangjie Mgmt For For For 18 Elect WU Taishi Mgmt For Against Against 19 Elect NGAI Wai Fung Mgmt For For For 20 Elect QI Xiaofei as Supervisor Mgmt For Against Against 21 Elect HUANG Shaojun as Supervisor Mgmt For For For 22 Authority to Issue Medium-term Notes Mgmt For For For 23 Authority to Issue Short-term Mgmt For For For Financing Bonds 24 Amendments to Articles Mgmt For For For 25 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights
China Railway Construction Corporation Limited Ticker Security ID: Meeting Date Meeting Status 1186 CINS Y1508P110 12/28/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect MENG Fengchao Mgmt For For For 3 Allocation of Interim Dividends Mgmt For For For 4 Changes of Use of H Share Proceeds Mgmt For For For
China Railway Group Limited Ticker Security ID: Meeting Date Meeting Status 390 CINS Y1509D116 01/27/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Change of Part of Use of Proceeds Mgmt For For For from H Share Offering 5 Amendments to Articles Mgmt For For For 6 Elect LI Changjin Mgmt For For For 7 Elect BAI Zhongren Mgmt For For For 8 Elect YAO Guiqing Mgmt For For For 9 Elect HAN Xiuguo Mgmt For For For 10 Elect HE Gong Mgmt For For For 11 Elect GONG Huazhang Mgmt For For For 12 Elect WANG Taiwen Mgmt For For For 13 Elect Patrick SUN Mgmt For For For 14 Elect WANG Qiuming as Supervisor Mgmt For Against Against 15 Elect CHEN Wenxin as Supervisor Mgmt For Against Against 16 Issuance of Short Term Bonds Mgmt For For For
China Railway Group Limited Ticker Security ID: Meeting Date Meeting Status 0390 CINS Y1509D116 06/16/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Independent Directors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Appointment of Domestic and Mgmt For For For International Auditors and Authority to Set Fees 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Give Guarantees Mgmt For For For 10 Appointment of Internal Control Mgmt For For For Auditor and Authority to Set Fees 11 Issue of Dedicated Instruments Mgmt For For For
China Railway Group Limited Ticker Security ID: Meeting Date Meeting Status 390 CINS Y1509D116 08/12/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Conditions of Private Placement Mgmt For For For 4 Subscription Agreement Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Waiver of Mandatory Takeover Mgmt For For For Requirement 7 Use of Proceeds from Previous Fund Mgmt For For For Raising 8 Feasibility Report on Use of Proceeds Mgmt For For For 9 Types and Nominal Value of the Shares Mgmt For For For 10 Issue Method Mgmt For For For 11 Target Investors and Subscription Mgmt For For For Method 12 Number of Shares to be Issued Mgmt For For For 13 Issue Price and Pricing Principles Mgmt For For For 14 Adjustment of the Number of Shares Mgmt For For For to be Issued and Subscription Price 15 Lock-up Arrangement Mgmt For For For 16 Use of Proceeds Mgmt For For For 17 Venue of Listing Mgmt For For For 18 Arrangements for Accumulated Profits Mgmt For For For Prior to the Private Placement 19 Term of Effectiveness of the Mgmt For For For Resolution Regarding the Private Placement 20 Private Placement of A Shares Mgmt For For For 21 Ratification of Board Acts Mgmt For For For 22 Authority to Issue Debt Instruments Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Amendments to Procedural Rules of Mgmt For For For Shareholders' Meetings 25 Amendments to Procedural Rules of Mgmt For For For Board of Directors 26 Election of Director: YAO Guiqing Mgmt For For For 27 Election of Supervisor: WANG Qiuming Mgmt For For For
China Railway Group Limited Ticker Security ID: Meeting Date Meeting Status 390 CINS Y1509D116 08/12/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Subscription Agreement Mgmt For For For 3 Types and Nominal Value of the Shares Mgmt For For For 4 Issue Method Mgmt For For For 5 Target Investors and Subscription Mgmt For For For Method 6 Number of Shares to be Issued Mgmt For For For 7 Issue Price and Pricing Principles Mgmt For For For 8 Adjustment of the Number of Shares Mgmt For For For to be Issued and Subscription Price 9 Lock-up Arrangement Mgmt For For For 10 Use of Proceeds Mgmt For For For 11 Venue of Listing Mgmt For For For 12 Arrangements for Accumulated Profits Mgmt For For For Prior to the Private Placement 13 Term of Effectiveness of the Mgmt For For For Resolution Regarding the Private Placement 14 Private Placement of A Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
China Resources Enterprise Ltd Ticker Security ID: Meeting Date Meeting Status 291 CINS Y15037107 05/27/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect QIAO Shibo Mgmt For Against Against 6 Elect CHEN Lang Mgmt For Against Against 7 Elect YAN Biao Mgmt For For For 8 Elect DU Wenmin Mgmt For Against Against 9 Elect SHI Shanbo Mgmt For For For 10 Elect WEI Bin Mgmt For For For 11 Elect ZHANG Haipeng Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For
China Resources Enterprise Ltd Ticker Security ID: Meeting Date Meeting Status 291 CINS Y15037107 12/22/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Master Lending Agreements and Annual Mgmt For For For Caps 4 Non-Voting Meeting Note N/A N/A N/A N/A
China Resources Land Limited Ticker Security ID: Meeting Date Meeting Status 1109 CINS G2108Y105 06/01/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect WANG Yin Mgmt For Against Against 6 Elect YAN Biao Mgmt For For For 7 Elect DING Jiemin Mgmt For Against Against 8 Elect SHI Shanbo Mgmt For For For 9 Elect WEI Bin Mgmt For For For 10 Elect ZHANG Haipeng Mgmt For For For 11 Elect Andrew YAN Mgmt For Against Against 12 Elect Bosco HO Hin Ngai Mgmt For Against Against 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
China Resources Land Limited Ticker Security ID: Meeting Date Meeting Status 1109 CINS G2108Y105 11/01/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Property Acquisition Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Provision of Construction Services, Mgmt For For For Decoration Services and Furniture Services Framework Agreement 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
China Resources Land Limited Ticker Security ID: Meeting Date Meeting Status 1109 CINS G2108Y105 12/23/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Master Lending Agreements and Annual Mgmt For For For Caps
China Resources Power Holdings Company Ltd. Ticker Security ID: Meeting Date Meeting Status 836 CINS Y1503A100 06/08/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect SONG Lin Mgmt For For For 7 Elect WANG Yu Jun Mgmt For For For 8 Elect WANG Xiao Bin Mgmt For For For 9 Elect ZHANG Shen Wen Mgmt For For For 10 Elect LI She Tang Mgmt For For For 11 Elect DU Wenmin Mgmt For For For 12 Elect SHI Shanbo Mgmt For For For 13 Elect WEI Bin Mgmt For For For 14 Elect ZHANG Haipeng Mgmt For For For 15 Elect CHEN Ji Min Mgmt For For For 16 Elect Andrew MA Chiu-Cheung Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Appointment of Auditor and Authority Mgmt For For For to Set Fees 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Issue Repurchased Shares Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
China Resources Power Holdings Company Ltd. Ticker Security ID: Meeting Date Meeting Status 836 CINS Y1503A100 12/23/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Master Lending Agreements and Annual Mgmt For For For Caps
China Shanshui Cement Group Limited Ticker Security ID: Meeting Date Meeting Status 691 CINS G2116M101 05/20/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHANG Bin Mgmt For For For 6 Elect DONG Chengtian Mgmt For For For 7 Elect WANG Yanmou Mgmt For For For 8 Elect WANG Jian Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For Against Against 13 Non-Voting Meeting Note N/A N/A N/A N/A
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 02/25/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Equity Purchase Agreements, Assets Mgmt For For For Purchase Agreement and Financial Services Agreement 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendments to Articles Mgmt For For For 15 Amendments to Rules of Procedure of Mgmt For For For General Meeting 16 Non-Voting Meeting Note N/A N/A N/A N/A
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' and Supervisors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/out Mgmt For Against Against Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/27/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
China Shipping Container Lines Company Limited Ticker Security ID: Meeting Date Meeting Status 2866 CINS Y1513C104 06/28/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Profit Distribution Plan Mgmt For For For 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Annual Report Mgmt For For For 7 Appointment of International Auditor Mgmt For For For and Authority to Set Fees 8 Appointment of Domestic Auditor and Mgmt For For For Authority to Set Fees 9 Directors' and Supervisors' Fees Mgmt For For For 10 Adjustment on Executive Directors' Mgmt For Against Against and Staff Representative Supervisors' Fees 11 Resignation of YAN Zhichong Mgmt For For For 12 Elect ZHANG Rongbiao Mgmt For For For 13 Liability Insurance Mgmt For Against Against
China Shipping Development Company Ltd. Ticker Security ID: Meeting Date Meeting Status 1138 CINS Y1503Y108 01/25/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of International Auditor Mgmt For For For and Authority to Set Fees
China Shipping Development Company Ltd. Ticker Security ID: Meeting Date Meeting Status 1138 CINS Y1503Y108 04/06/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Feasibility Analysis Report on Use Mgmt For For For of Proceeds 5 Report on Utilisation of Proceeds Mgmt For For For from Previous Issuance of A Share Convertible Bonds 6 Ratification of Board Acts Mgmt For For For 7 Elect YAN Zhichong Mgmt For For For 8 Authority to Issue A Share Mgmt For For For Convertible Bonds 9 Type of bond issue Mgmt For For For 10 Size of issue Mgmt For For For 11 Term Mgmt For For For 12 Face value and issue price Mgmt For For For 13 Interest rate Mgmt For For For 14 Interest payment Mgmt For For For 15 Conversion period Mgmt For For For 16 Determination of conversion price Mgmt For For For 17 Adjustment and calculation method of Mgmt For For For conversion price 18 Terms for downward adjustment of Mgmt For For For conversion price 19 Method on handling fractional shares Mgmt For For For upon conversion 20 Terms on Redemption Mgmt For For For 21 Terms on sale back Mgmt For For For 22 Dividend distribution post conversion Mgmt For For For 23 Mode of issue and subject of issue Mgmt For For For 24 Placement arrangements for original Mgmt For For For shareholders 25 Matters relating to meetings of bond Mgmt For For For holders 26 Use of proceeds from this bond issue Mgmt For For For 27 Matters relating to guarantees Mgmt For For For 28 Effective period of this convertible Mgmt For For For bond issue 29 Adoption of Articles and Rules of Mgmt For For For Procedures 30 Rules of Management of Connected Mgmt For For For Transactions 31 Rules and Procedures on Independent Mgmt For For For Non-Executive Directors' Work
China Shipping Development Company Ltd. Ticker Security ID: Meeting Date Meeting Status 1138 CINS Y1503Y108 04/06/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Type of bond issue Mgmt For For For 3 Size of issue Mgmt For For For 4 Term Mgmt For For For 5 Face value and issue price Mgmt For For For 6 Interest rate Mgmt For For For 7 Interest payment Mgmt For For For 8 Conversion period Mgmt For For For 9 Determination of conversion price Mgmt For For For 10 Adjustment and calculation method of Mgmt For For For conversion price 11 Terms for downward adjustment of Mgmt For For For conversion price 12 Method on handling fractional shares Mgmt For For For upon conversion 13 Terms on Redemption Mgmt For For For 14 Terms on sale back Mgmt For For For 15 Dividend distribution post conversion Mgmt For For For 16 Mode of issue and subject of issue Mgmt For For For 17 Placement arrangements for original Mgmt For For For shareholders 18 Matters relating to meetings of bond Mgmt For For For holders 19 Use of proceeds from this bond issue Mgmt For For For 20 Matters relating to guarantees Mgmt For For For 21 Effective period of this convertible Mgmt For For For bond issue
China Shipping Development Company Ltd. Ticker Security ID: Meeting Date Meeting Status 1138 CINS Y1503Y108 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Director's Report Mgmt For For For 4 Supervisory's Report Mgmt For For For 5 Allocation of Profits/ Dividends Mgmt For For For 6 Independent Directors' Report Mgmt For For For 7 Annual Report Mgmt For For For 8 Fees of Directors, Supervisors and Mgmt For For For Senior Management 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Termination Agreement and New Mgmt For For For Financial Services Framework Agreement
China Shipping Development Company Ltd. Ticker Security ID: Meeting Date Meeting Status 1138 CINS Y1503Y108 12/20/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Vessel Construction Agreements Mgmt For For For
China South Locomotive & Rolling Stock Corporation Limited Ticker Security ID: Meeting Date Meeting Status 1766 CINS Y1516V109 04/26/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Source and Number of A Shares Mgmt For For For 3 Participants Mgmt For For For 4 Number of Share Options Mgmt For For For 5 Life of the Scheme and Lock-up Mgmt For For For Provisions 6 Conditions and Exercise Mgmt For For For 7 Exercise Price Mgmt For For For 8 Methods and Procedures Mgmt For For For 9 Amendments and Termination Mgmt For For For 10 Measures for Appraisal of Mgmt For For For Performance of Participants 11 Ratification of Board Acts Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
China South Locomotive & Rolling Stock Corporation Limited Ticker Security ID: Meeting Date Meeting Status 1766 CINS Y1516V109 04/26/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Source and Number of A Shares Mgmt For For For 3 Participants Mgmt For For For 4 Number of Share Options Mgmt For For For 5 Life of the Scheme and Lock-up Mgmt For For For Provisions 6 Conditions and Exercise Mgmt For For For 7 Exercise Price Mgmt For For For 8 Methods and Procedures Mgmt For For For 9 Amendments and Termination Mgmt For For For 10 Measures for Appraisal of Mgmt For For For Performance of Participants 11 Ratification of Board Acts Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Issuance of Short-term Debentures Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Elect ZHAO Xiaogang Mgmt For For For 20 Elect ZHENG Changhong Mgmt For For For 21 Elect TANG Kelin Mgmt For For For 22 Elect LIU Hualong Mgmt For Against Against 23 Elect ZHAO Jibin Mgmt For For For 24 Elect YANG Yuzhong Mgmt For For For 25 Elect CHEN Yongkuan Mgmt For For For 26 Elect DAI Deming Mgmt For For For 27 Elect David Tsoi Mgmt For For For 28 Elect WANG Yan Mgmt For Against Against 29 Elect SUN Ke Mgmt For For For
China South Locomotive & Rolling Stock Corporation Limited Ticker Security ID: Meeting Date Meeting Status 1766 CINS Y1516V109 05/30/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 A Share Connected Transactions Mgmt For For For 7 Authority to give Guarantees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Directors' and Supervisors' Fees Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Non-Voting Meeting Note N/A N/A N/A N/A
China Southern Airlines Company Limited Ticker Security ID: Meeting Date Meeting Status 1055 CINS Y1503W102 05/31/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Aircraft Acquisition Mgmt For For For
China Southern Airlines Company Limited Ticker Security ID: Meeting Date Meeting Status 1055 CINS Y1503W102 12/29/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Financial Services Agreement Mgmt For Against Against 4 Elect SI Xian Min Mgmt For Against Against 5 Elect LI Wen Xin Mgmt For For For 6 Elect WANG Quan Hua Mgmt For For For 7 Elect TAN Wan Geng Mgmt For For For 8 Elect ZHANG Zi Fang Mgmt For For For 9 Elect XU Jie Bo Mgmt For For For 10 Elect CHEN Zhen You Mgmt For For For 11 Elect GONG Hua Zhang Mgmt For For For 12 Elect LAM Kwong Yu Mgmt For For For 13 Elect WEI Jin Cai Mgmt For For For 14 Elect NING Xiang Dong Mgmt For For For 15 Elect PAN Fu Mgmt For Against Against 16 Elect LI Jia Shi Mgmt For For For 17 Elect ZHANG Wei Mgmt For Against Against 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
China Taiping Insurance Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status 966 CINS Y1456Z151 05/31/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Kenneth NG Yu Lam Mgmt For Against Against 5 Elect Sammy LAU Siu Mun Mgmt For For For 6 Elect LI Tao Mgmt For For For 7 Elect WU Jiesi Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
China Telecom Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status 728 CINS Y1505D102 05/20/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect WANG Xiaochu Mgmt For For For 7 Elect SHANG Bing Mgmt For For For 8 Elect WU Andi Mgmt For For For 9 Elect ZHANG Jiping Mgmt For For For 10 Elect ZHANG Chenshuang Mgmt For For For 11 Elect YANG Xiaowei Mgmt For For For 12 Elect YANG Jie Mgmt For For For 13 Elect SUN Kangmin Mgmt For For For 14 Elect LI Jinming Mgmt For For For 15 Elect WU Jichuan Mgmt For For For 16 Elect QIN Xiao Mgmt For For For 17 Elect Aloysius TSE Hau Yin Mgmt For For For 18 Elect Laura CHA May Lung Mgmt For For For 19 Elect XU Erming Mgmt For For For 20 Elect MIAO Jianhua Mgmt For For For 21 Elect ZHU Lihao Mgmt For For For 22 Elect XU Cailiao Mgmt For For For 23 Elect HAN Fang Mgmt For For For 24 Elect DU Zuguo Mgmt For Against Against 25 Amendments to Articles Mgmt For For For 26 Issuance of Debentures Mgmt For For For 27 Specific Terms and Conditions Mgmt For For For 28 Issuance of Bonds Mgmt For For For 29 Specific Terms and Conditions Mgmt For For For 30 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 31 Increase in Authorized Capital Mgmt For Against Against
China Telecom Corporation Ltd. Ticker Security ID: Meeting Date Meeting Status 728 CINS Y1505D102 10/25/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Renewal of Telecom CDMA Lease and Mgmt For For For Annual Caps
China Unicom Ltd. Ticker Security ID: Meeting Date Meeting Status 762 CINS Y1519S111 05/24/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LU Yimin Mgmt For For For 6 Elect LI Fushen Mgmt For For For 7 Elect Cesareo A. Izuel Mgmt For Against Against 8 Elect WONG Wai Ming Mgmt For For For 9 Elect CAI Hongbin Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Amendments to Articles Mgmt For For For
China Yurun Food Group Limited Ticker Security ID: Meeting Date Meeting Status 1068 CINS G21159101 05/31/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHU Yicai Mgmt For Against Against 6 Elect FENG Kuande Mgmt For For For 7 Elect GAO Hui Mgmt For For For 8 Elect QIAO Jun Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For
China Zhongwang Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1333 CINS G215AT102 05/12/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHONG Hong Mgmt For For For 6 Elect GOU Xihui Mgmt For For For 7 Elect SHI Ketong Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Christian Dior SA Ticker Security ID: Meeting Date Meeting Status CDI CINS F26334106 03/31/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Bernard Arnault Mgmt For For For 9 Elect Sidney Toledano Mgmt For For For 10 Elect Pierre Gode Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Increase Capital Mgmt For Against Against Through Private Placement 17 Authority to Set Offering Prices of Mgmt For Against Against Shares 18 Authority to Increase Share Issuance Mgmt For Against Against Limit 19 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 20 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 21 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 22 Global Ceiling on Increases in Mgmt For For For Capital 23 Authority to Issue Restricted Shares Mgmt For Against Against 24 Non-Voting Meeting Note N/A N/A N/A N/A
Chubu Electric Power Company Incorporated Ticker Security ID: Meeting Date Meeting Status 9502 CINS J06510101 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Atsushi Ishida Mgmt For For For 5 Elect Tomohiko Ohno Mgmt For For For 6 Elect Satoru Katsuno Mgmt For For For 7 Elect Hideko Katsumata Mgmt For For For 8 Elect Yuji Kume Mgmt For For For 9 Elect Masatoshi Sakaguchi Mgmt For For For 10 Elect Katsuji Noda Mgmt For For For 11 Elect Yoshinori Masuda Mgmt For For For 12 Elect Shun Matsushita Mgmt For For For 13 Elect Kazuhiro Matsubara Mgmt For For For 14 Elect Akira Matsuyama Mgmt For For For 15 Elect Ryohsuke Mizutani Mgmt For For For 16 Elect Akihisa Mizuno Mgmt For For For 17 Elect Toshio Mita Mgmt For For For 18 Elect Yoshihito Miyaike Mgmt For For For 19 Elect Hiromi Yamazaki Mgmt For For For 20 Elect Yutaka Watanabe Mgmt For For For 21 Elect Toshiko Aburada Mgmt For For For 22 Elect Masato Harada Mgmt For For For 23 Elect Kenji Matsuo Mgmt For Against Against 24 Bonus Mgmt For For For 25 Shareholder Proposal Regarding ShrHoldr Against Against For Elimination of Nuclear Power 26 Shareholder Proposal Regarding ShrHoldr Against Against For Decommissioning of Nuclear Power Plants 27 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibiting of New Nuclear Power Plant Construction 28 Shareholder Proposal Regarding ShrHoldr Against Against For Disposing of Spent Nuclear Material 29 Shareholder Proposal Regarding ShrHoldr Against Against For Diversifying Energy Sources for Residences 30 Shareholder Proposal Regarding ShrHoldr Against Against For Amending Business Purpose
Chunghwa Picture Tubes Ticker Security ID: Meeting Date Meeting Status 2475 CINS Y1612U104 05/30/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Loss Disposition Mgmt For For For 5 Amendment to Procedural Rules: Mgmt For For For Acquisition and Disposal of Assets 6 Private Placement Mgmt For For For 7 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 8 Extraordinary Motions Mgmt For Against Against
Chuo Mitsui Trust Holdings, Inc. (fka Mitsui Trust Holdings, Inc.) Ticker Security ID: Meeting Date Meeting Status 8309 CINS J0752J108 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Authority to Reduce Capital Reserve Mgmt For For For 4 Elect Hitoshi Tsunekage Mgmt For For For 5 Elect Kazuo Tanabe Mgmt For For For 6 Elect Kiyoshi Mukohhara Mgmt For For For 7 Elect Kunitaroh Kitamura Mgmt For For For 8 Elect Nobuo Iwasaki Mgmt For For For 9 Elect Junichi Sayato Mgmt For For For 10 Elect Shinji Ochiai Mgmt For For For 11 Elect Testuo Ohkubo Mgmt For For For 12 Elect Jun Okuno Mgmt For For For 13 Elect Akio Ohtsuka Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Stock Option Plan Mgmt For For For
Chuo Mitsui Trust Holdings, Inc. (fka Mitsui Trust Holdings, Inc.) Ticker Security ID: Meeting Date Meeting Status 8309 CINS J0752J108 12/22/2010 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Hitoshi Tsunekake Mgmt For For For 5 Elect Kiyoshi Mukohhara Mgmt For For For 6 Elect Akio Ohtsuka Mgmt For For For 7 Elect Junichi Sayato Mgmt For For For 8 Elect Tetsuo Ohkubo Mgmt For For For 9 Elect Teruhiko Sugita Mgmt For For For 10 Elect Hitoshi Maeda Mgmt For For For 11 Elect Toshio Hoshino Mgmt For For For 12 Special Allowances for Directors and Mgmt For Against Against Statutory Auditors
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Sales to China
Citic Pacific Ltd. Ticker Security ID: Meeting Date Meeting Status 267 CINS Y1639J116 05/12/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Carl YUNG Ming Jie Mgmt For For For 7 Elect KWOK Man Leung Mgmt For For For 8 Elect Andre Desmarais Mgmt For Against Against 9 Not to Fill up Vacancies by Mgmt For For For Retirement of LI Shilin and WANG Ande 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Adoption of CITIC Pacific Share Mgmt For Against Against Incentive Scheme 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
City Developments Limited Ticker Security ID: Meeting Date Meeting Status C09 CINS V23130111 04/20/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Additional Directors' Fees Mgmt For Against Against 6 Elect KWEK Leng Peck Mgmt For For For 7 Elect KWEK Leng Beng Mgmt For For For 8 Elect CHEE Keng Soon Mgmt For Against Against 9 Elect FOO See Juan Mgmt For Against Against 10 Elect TANG See Chim Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Related Party Transactions Mgmt For For For
CLP Holdings Limited Ticker Security ID: Meeting Date Meeting Status 2 CINS Y1660Q104 05/12/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect John Leigh Mgmt For For For 6 Elect Judy TSUI Lam Sin Lai Mgmt For Against Against 7 Elect Roderick Eddington Mgmt For Against Against 8 Elect Ronald McAulay Mgmt For For For 9 Elect Ian Boyce Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
CNOOC Limited Ticker Security ID: Meeting Date Meeting Status 883 CINS Y1662W117 05/27/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect WANG Yilin Mgmt For For For 6 Elect LI Fanrong Mgmt For Against Against 7 Elect Lawrence J. Lau Mgmt For For For 8 Elect WANG Tao Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
CNOOC Ltd. Ticker Security ID: Meeting Date Meeting Status 883 CINS Y1662W117 11/24/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-exempt Continuing Connected Mgmt For For For Transactions 5 Annual Caps Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
Coach, Inc. Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754104 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For For For 1.6 Elect Michael Murphy Mgmt For For For 1.7 Elect Jide Zeitlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cessation of Fur Use in Products
Coca Cola Icecek AS Ticker Security ID: Meeting Date Meeting Status CCOLA CINS M253EL109 04/27/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts Mgmt For TNA N/A 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Statutory Auditors' Mgmt For TNA N/A Acts 8 Election of Directors; Directors' Mgmt For TNA N/A Fees 9 Election of Statutory Auditors; Mgmt For TNA N/A Statutory Auditors' Fees 10 Allocation of Profits/Dividends Mgmt For TNA N/A 11 Charitable Donations Mgmt For TNA N/A 12 Related Party Transactions Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Report on Guarantees Mgmt For TNA N/A 15 Amendments to Articles Mgmt For TNA N/A 16 Wishes Mgmt For TNA N/A
Coca-Cola Amatil Limited Ticker Security ID: Meeting Date Meeting Status CCL CINS Q2594P146 05/04/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Catherine Brenner Mgmt For For For 4 Re-elect Wallace King Mgmt For For For 5 Re-elect David Meiklejohn Mgmt For For For 6 Elect Anthony (Tony) Froggatt Mgmt For For For 7 Elect Ilana Atlas Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Equity Grant (Group MD Terry Davis) Mgmt For For For
Coca-Cola Hellenic Bottling Co. S.A. Ticker Security ID: Meeting Date Meeting Status EEEK CINS X1435J139 05/06/2011 Voted Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Ratification of Directors' and Mgmt For Abstain Against Auditor's Acts 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Board Appointment Mgmt For For For 9 Election of Directors Mgmt For For For 10 Amendment to Par Value; Increase in Mgmt For For For Share Capital 11 Amendment to Par Value; Decrease in Mgmt For For For Share Capital 12 Amendments to Articles Mgmt For For For
Commerzbank AG Ticker Security ID: Meeting Date Meeting Status CBK CINS D15642107 05/06/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Appointment of Auditor; Appointment Mgmt For For For of Auditor for Interim Statements 8 Appointment of Auditor for Interim Mgmt For For For Statements 9 Report on Recapitalization Plan Mgmt For For For 10 Authority to Reduce Share Capital Mgmt For For For 11 Authority to Reduce Share Capital Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Grant Conversion Rights Mgmt For For For and Increase Conditonal Capital 14 Authority to Grant Conversion Rights Mgmt For For For and Increase Conditonal Capital 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Issuance of Shares w/ Preemptive Mgmt For For For Rights 17 Issuance of Shares w/ Preemptive Mgmt For For For Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Increase in Authorized Capital Mgmt For For For 20 Increase in Authorized Capital Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Convertible Debt Mgmt For For For Instruments 23 Authority to Issue Convertible Debt Mgmt For For For Instruments 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Increase Conditional Mgmt For For For Capital 26 Authority to Increase Conditional Mgmt For For For Capital 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Amendment to Articles Mgmt For For For 29 Shareholder Proposal Regarding Vote ShrHoldr Against Against For of No Confidence in the Management Board
Commonwealth Bank Of Australia Ticker Security ID: Meeting Date Meeting Status CBA CINS Q26915100 10/26/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Re-elect John Anderson Mgmt For For For 4 Re-elect Harrison Young Mgmt For For For 5 Elect Brian Long Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Equity Grant (CEO Ralph Norris) Mgmt For For For
Compagnie de Saint Gobain SA Ticker Security ID: Meeting Date Meeting Status SGO CINS F80343100 06/09/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Anne-Marie Idrac Mgmt For For For 8 Elect Jacques Pestre Mgmt For For For 9 Elect Olivia Qiu Mgmt For For For 10 Elect Gerard Mestrallet Mgmt For Against Against 11 Elect Denis Ranque Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/out Preemptive Rights 15 Authority to Increase Share Issuance Mgmt For For For Limit 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Increase Capital Mgmt For For For Through Capitalizations 18 Authority to Increase Capital Under Mgmt For Against Against Employee Savings Plan 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 21 Authority to Carry Out Formalities Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
Compagnie Financiere Richemont S.A. Ticker Security ID: Meeting Date Meeting Status CFR CINS H25662158 09/08/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Elect Johann Rupert Mgmt For TNA N/A 7 Elect Franco Cologni Mgmt For TNA N/A 8 Elect Lord Douro Mgmt For TNA N/A 9 Elect Yves-Andre Istel Mgmt For TNA N/A 10 Elect Richard Lepeu Mgmt For TNA N/A 11 Elect Ruggero Magnoni Mgmt For TNA N/A 12 Elect Simon Murray Mgmt For TNA N/A 13 Elect Alain Dominique Perrin Mgmt For TNA N/A 14 Elect Norbert Platt Mgmt For TNA N/A 15 Elect Alan Quasha Mgmt For TNA N/A 16 Elect Lord Renwick of Clifton Mgmt For TNA N/A 17 Elect Jan Rupert Mgmt For TNA N/A 18 Elect Jurgen Schrempp Mgmt For TNA N/A 19 Elect Martha Wikstrom Mgmt For TNA N/A 20 Elect Josua Malherbe Mgmt For TNA N/A 21 Elect Frederick Mostert Mgmt For TNA N/A 22 Elect Guillaume Pictet Mgmt For TNA N/A 23 Elect Dominique Rochat Mgmt For TNA N/A 24 Elect Gary Saage Mgmt For TNA N/A 25 Appointment of Auditor Mgmt For TNA N/A 26 Amendments to Articles Mgmt For TNA N/A 27 Amendments to Articles Mgmt For TNA N/A
Compal Electronics Ticker Security ID: Meeting Date Meeting Status 2324 CINS Y16907100 06/24/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Non-Compete Restrictions for Mgmt For For For Directors 9 Amendments to Procedural Rules: Mgmt For For For Election of Directors and Supervisors 10 Extraordinary Motions Mgmt For Against Against
Companhia de Bebidas das Americas S.A. Ticker Security ID: Meeting Date Meeting Status AMBV3 CUSIP 20441W104 12/17/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Share Issuance Mgmt For For For 2 Stock Split Mgmt For For For 3 Stock Split Mgmt For For For 4 Reconciliation of Share Capital Mgmt For For For
Companhia de Saneamento Basico do Estado de Sao Paulo SA Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 08/09/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Implementation of New Employee Mgmt For For For Pension Plan
Compass Group plc Ticker Security ID: Meeting Date Meeting Status CPG CINS G23296182 02/03/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Roy Gardner Mgmt For For For 5 Elect Richard Cousins Mgmt For For For 6 Elect Gary Green Mgmt For For For 7 Elect Andrew Martin Mgmt For For For 8 Elect Sir James Crosby Mgmt For For For 9 Elect Steve Lucas Mgmt For For For 10 Elect Susan Murray Mgmt For For For 11 Elect Don Robert Mgmt For For For 12 Elect Sir Ian Robinson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Computershare Limited Ticker Security ID: Meeting Date Meeting Status CPU CINS Q2721E105 11/10/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For Against Against 2 Re-elect Christopher Morris Mgmt For For For 3 Re-elect A. Les Owen Mgmt For For For 4 Elect Gerald Lieberman Mgmt For For For
Corning Incorporated Ticker Security ID: Meeting Date Meeting Status GLW CUSIP 219350105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For For For 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For For For 5 Elect H. Onno Ruding Mgmt For For For 6 Elect Glenn Tilton Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Cosan SA Industria e Comercio Ticker Security ID: Meeting Date Meeting Status CSAN3 CINS P31573101 07/30/2010 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Remuneration Report Mgmt For Against Against 7 Election of Directors Mgmt For For For 8 Election of Supervisory Council Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
Cosan SA Industria e Comercio Ticker Security ID: Meeting Date Meeting Status CSAN3 CINS P31573101 07/30/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amend Articles 22 and 27 Mgmt For For For 4 Approve the Installation of an Mgmt For For For Executive Committee 5 Consolidated Version of Articles of Mgmt For For For Association
Cosan SA Industria e Comercio Ticker Security ID: Meeting Date Meeting Status CSAN3 CINS P31573101 12/14/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Relocation of Company Headquarters Mgmt For For For
COSCO Pacific Ltd Ticker Security ID: Meeting Date Meeting Status 1199 CINS G2442N104 05/16/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect XU Minjie Mgmt For Against Against 6 Elect HE Jiale Mgmt For For For 7 Elect WANG Zenghua Mgmt For For For 8 Elect FENG Jinhua Mgmt For For For 9 Elect WANG Haimin Mgmt For For For 10 Elect GAO Ping Mgmt For For For 11 Elect Kelvin WONG Tin Yau Mgmt For For For 12 Elect Edward CHOW Kwong Fai Mgmt For For For 13 Elect Rita FAN HSU Lai Tai Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Appointment of Auditor and Authority Mgmt For For For to Set Fees 16 Increase in Authorized Capital Mgmt For For For 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Repurchased Shares Mgmt For For For 20 Amendments to Articles Mgmt For For For 21 Non-Voting Meeting Note N/A N/A N/A N/A
Country Garden Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 2007 CINS G24524103 04/28/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YEUNG Kwok Keung Mgmt For Against Against 6 Elect MO Bin Mgmt For Against Against 7 Elect SU Rubo Mgmt For For For 8 Elect ZHANG Yaoyuan Mgmt For For For 9 Elect Abraham SHEK Lai Him Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
Credit Agricole SA Ticker Security ID: Meeting Date Meeting Status ACA CINS F22797108 05/18/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts; Approval of Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Related Party Transaction (Tax Group Mgmt For For For Expansion) 9 Related Party Transaction (Benefits Mgmt For For For for Rene Carron) 10 Elect Caroline Catoire Mgmt For For For 11 Elect Christian Streiff Mgmt For For For 12 Elect Laurence Dors Mgmt For For For 13 Elect Xavier Fontanet Mgmt For For For 14 Elect Claude Henry Mgmt For For For 15 Elect Bernard Lepot Mgmt For For For 16 Elect Michel Michaut Mgmt For Against Against 17 Elect Francois Veverka Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Authority to Repurchase Shares Mgmt For For For 20 Amendment Regarding Loyalty Dividends Mgmt For Against Against 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to issue Debt Instruments 23 Authority to Issue Shares and/ore Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 24 Authority to Increase Share Issuance Mgmt For Against Against Limit 25 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 26 Authority to Set Offering Price of Mgmt For Against Against Shares 27 Global Ceiling on Increases in Mgmt For For For Capital 28 Authority to Issue Debt Instruments Mgmt For For For 29 Authority to Increase Capital Mgmt For For For Through Capitalizations 30 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 31 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 32 Authority to Issue Restricted Shares Mgmt For Against Against 33 Authority to Cancel Shares and Mgmt For For For Reduce Capital 34 Authority to Carry Out Formalities Mgmt For For For 35 Non-Voting Meeting Note N/A N/A N/A N/A
Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CINS H3698D419 04/29/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Allocation of Profits Mgmt For TNA N/A 8 Allocation of Dividends from Reserves Mgmt For TNA N/A 9 Authority to Increase Conditional Mgmt For TNA N/A Capital 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Amendment Regarding Voting Procedure Mgmt For TNA N/A 12 Amendments to Articles Mgmt For TNA N/A 13 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 14 Elect Jean Lanier Mgmt For TNA N/A 15 Elect Anton van Rossum Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Appointment of Special Auditor Mgmt For TNA N/A 18 Transaction of Other Business Mgmt For TNA N/A
CRH Plc Ticker Security ID: Meeting Date Meeting Status CRH CINS G25508105 05/04/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Maeve Carton Mgmt For For For 5 Elect William Egan Mgmt For For For 6 Elect Utz-Hellmuth Felcht Mgmt For Against Against 7 Elect Nicky Hartery Mgmt For For For 8 Elect Jan Maarten de Jong Mgmt For For For 9 Elect John Kennedy Mgmt For For For 10 Elect Myles Lee Mgmt For For For 11 Elect Albert Manifold Mgmt For For For 12 Elect Kieran McGowan Mgmt For For For 13 Elect Daniel O'Connor Mgmt For For For 14 Elect Liam O'Mahony Mgmt For For For 15 Elect Mark Towe Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Reissue Treasury Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A
CSL Limited Ticker Security ID: Meeting Date Meeting Status CSL CINS Q3018U109 10/13/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Turner Mgmt For For For 2 Re-elect John Akehurst Mgmt For For For 3 Re-elect David Anstice Mgmt For For For 4 Re-elect Ian Renard Mgmt For For For 5 Remuneration Report Mgmt For For For 6 Equity Grant (Executive Directors) Mgmt For For For 7 Increase NEDs' Fee Cap Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
CSX Corporation Ticker Security ID: Meeting Date Meeting Status CSX CUSIP 126408103 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donna Alvarado Mgmt For For For 2 Elect John Breaux Mgmt For For For 3 Elect Pamela Carter Mgmt For For For 4 Elect Steven Halverson Mgmt For For For 5 Elect Edward Kelly, III Mgmt For For For 6 Elect Gilbert Lamphere Mgmt For For For 7 Elect John McPherson Mgmt For For For 8 Elect Timothy O'Toole Mgmt For For For 9 Elect David Ratcliffe Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Michael Ward Mgmt For For For 12 Elect J.C. Watts, Jr. Mgmt For For For 13 Elect J. Steven Whisler Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Dai Nippon Printing Company Limited Ticker Security ID: Meeting Date Meeting Status 7912 CINS J10584100 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshitoshi Kitajima Mgmt For For For 5 Elect Kohichi Takanami Mgmt For For For 6 Elect Satoshi Saruwatari Mgmt For For For 7 Elect Masayoshi Yamada Mgmt For For For 8 Elect Yoshinari Kitajima Mgmt For For For 9 Elect Mitsuhiko Hakii Mgmt For For For 10 Elect Osamu Tsuchida Mgmt For For For 11 Elect Teruomi Yoshino Mgmt For For For 12 Elect Yuhjiroh Kuroda Mgmt For For For 13 Elect Masahiko Wada Mgmt For For For 14 Elect Kazumasa Hiroki Mgmt For For For 15 Elect Tetsuji Morino Mgmt For For For 16 Elect Kunikazu Akishige Mgmt For For For 17 Elect Yoshiaki Nagano Mgmt For For For 18 Elect Motoharu Kitajima Mgmt For For For 19 Elect Takao Shimizu Mgmt For For For 20 Elect Yoshiki Nozaka Mgmt For For For 21 Elect Masaki Tsukada Mgmt For For For 22 Elect Sakae Hikita Mgmt For For For 23 Elect Tadao Tsukada Mgmt For For For 24 Elect Minoru Yoneda Mgmt For For For 25 Elect Kenji Noguchi Mgmt For For For 26 Elect Makoto Matsuura Mgmt For For For 27 Elect Shinichi Ikeda Mgmt For For For 28 Directors' Fees Mgmt For For For
Daiichi Sankyo Company Limited Ticker Security ID: Meeting Date Meeting Status 4568 CINS J11257102 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Johji Nakayama Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Kazunori Hirokawa Mgmt For For For 8 Elect Takashi Okimoto Mgmt For For For 9 Elect Hiroshi Hirabayashi Mgmt For For For 10 Elect Kunio Ishihara Mgmt For For For 11 Elect Yuhichiroh Anzai Mgmt For For For 12 Elect Yuki Satoh Mgmt For For For 13 Elect Kazuo Koike Mgmt For For For 14 Elect Takashi Chiba Mgmt For For For 15 Bonus Mgmt For For For
Daikin Industries Limited Ticker Security ID: Meeting Date Meeting Status 6367 CINS J10038115 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Authority to Repurchase Shares Mgmt For For For 4 Elect Ken Tayano Mgmt For For For 5 Elect Masatsugu Minaka Mgmt For For For 6 Elect Frans Hoorelbeke Mgmt For For For 7 Elect Shigeru Murakami Mgmt For Against Against 8 Election of Alternate Statutory Mgmt For For For Auditor(s) 9 Bonus Mgmt For For For
Daimler AG Ticker Security ID: Meeting Date Meeting Status DAI CINS D1668R123 04/13/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Supervisory Board Members' Fees Mgmt For For For 11 Elect Manfred Bischoff Mgmt For For For 12 Elect Lynton Wilson Mgmt For For For 13 Elect Petraea Heynike Mgmt For For For
Daiwa House Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1925 CINS J11508124 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takeo Higuchi Mgmt For For For 4 Elect Kenji Murakami Mgmt For For For 5 Elect Naotake Ohno Mgmt For For For 6 Elect Tetsuji Ogawa Mgmt For For For 7 Elect Tamio Ishibashi Mgmt For For For 8 Elect Tatsushi Nishimura Mgmt For For For 9 Elect Takashi Uzui Mgmt For For For 10 Elect Takuya Ishibashi Mgmt For For For 11 Elect Katsutomo Kawai Mgmt For For For 12 Elect Takashi Hama Mgmt For For For 13 Elect Shigeru Numata Mgmt For For For 14 Elect Kazuto Tsuchida Mgmt For For For 15 Elect Makoto Yamamoto Mgmt For For For 16 Elect Yoshiharu Noto Mgmt For For For 17 Elect Isamu Ogata Mgmt For For For 18 Elect Fukujiroh Hori Mgmt For For For 19 Elect Takeshi Kohsokabe Mgmt For For For 20 Elect Keiichi Yoshii Mgmt For For For 21 Bonus Mgmt For Against Against
Daiwa Securities Group Incorporated Ticker Security ID: Meeting Date Meeting Status 8601 CINS J11718111 06/25/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shigeharu Suzuki Mgmt For Against Against 3 Elect Takashi Hibino Mgmt For For For 4 Elect Nobuyuki Iwamoto Mgmt For For For 5 Elect Makoto Shirakawa Mgmt For For For 6 Elect Takatoshi Wakabayashi Mgmt For For For 7 Elect Kazuo Oda Mgmt For For For 8 Elect Ryuji Yasuda Mgmt For For For 9 Elect Kohichi Uno Mgmt For For For 10 Elect Nobuko Matsubara Mgmt For For For 11 Elect Keiichi Tadaki Mgmt For For For 12 Elect Toshihiko Ohnishi Mgmt For For For 13 Elect Kensuke Itoh Mgmt For For For 14 Stock Option Plan Mgmt For For For
Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Lawrence Culp Mgmt For For For 2 Elect Mitchell Rales Mgmt For For For 3 Elect Elias Zerhouni Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Right to Call a Special Meeting Mgmt For For For 7 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Danske Bank A/S Ticker Security ID: Meeting Date Meeting Status DDB CINS K22272114 03/29/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 6 Participation in Winding-Up Scheme Mgmt For For For 7 Wind-Up of the Company Mgmt N/A Abstain N/A 8 Board Size Mgmt For For For 9 Elect Eivind Kolding Mgmt For Against Against 10 Elect Ole Andersen Mgmt For For For 11 Elect Michael Fairey Mgmt For For For 12 Elect Peter Hojland Mgmt For For For 13 Elect Mats Jansson Mgmt For For For 14 Elect Majken Schultz Mgmt For For For 15 Elect Claus Vastrup Mgmt For For For 16 Elect Niels Christiansen Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Abstain Against Against Election of Egon Geertsen 18 Appointment of Auditor Mgmt For For For 19 Amendment Regarding Attendance, Mgmt For For For Voting and Admission Cards 20 Amendment Regarding Age Limits Mgmt For Against Against 21 Amendment Regarding Committee Mgmt For For For Authority 22 Authority to Repurchase Shares Mgmt For For For 23 Incentive Compensation Guidelines Mgmt For For For 24 Shareholder Proposal Regarding ShrHoldr Against Against For Voting Transparency 25 Shareholder Proposal Regarding ShrHoldr Against Against For Allowing the Press to Attend, Photograph and Film the General Meeting 26 Shareholder Proposal Regarding Board ShrHoldr Against Against For Share Ownership Requirements 27 Shareholder Proposal Regarding ShrHoldr Against Against For Mandatory Board Resignation if the Company Loses 50% of its Share Capital 28 Shareholder Proposal Regarding ShrHoldr Against Against For Moving IT Development from India to Denmark
Datang International Power Generation Ticker Security ID: Meeting Date Meeting Status 991 CINS Y20020106 08/19/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect LIU Shunda Mgmt For For For 4 Elect HU Shengmu Mgmt For For For 5 Elect CAO Jingshan Mgmt For For For 6 Elect FANG Qinghai Mgmt For For For 7 Elect ZHOU Gang Mgmt For For For 8 Elect LIU Haixia Mgmt For For For 9 Elect GUAN Tiangang Mgmt For For For 10 Elect SU Tiegang Mgmt For For For 11 Elect YE Yonghui Mgmt For For For 12 Elect LI Gengsheng Mgmt For For For 13 Elect LI Yanmeng Mgmt For For For 14 Elect ZHAO Zunlian Mgmt For For For 15 Elect LI Hengyuan Mgmt For For For 16 Elect ZHAO Jie Mgmt For For For 17 Elect JIANG Guohua Mgmt For For For 18 Elect ZHANG Xiaoxu as Supervisor Mgmt For For For 19 Elect FU Guoqiang as Supervisor Mgmt For For For
Datang International Power Generation Ticker Security ID: Meeting Date Meeting Status 991 CINS Y20020106 12/15/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Provision of Guarantee Mgmt For For For 4 Financial Services Agreement Mgmt For Against Against 5 Allowance of Directors and Mgmt For For For Supervisors
Datang International Power Generation Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 991 CINS Y20020106 03/22/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Provision of a Counter-Guarantee Mgmt For For For 5 Authority to Issue Corporate Bonds Mgmt For For For
Datang International Power Generation Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 991 CINS Y20020106 06/03/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Final Accounts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Provision of an Entrusted Loan Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Provision of Guarantee by Hebei Mgmt For For For Datang International 11 Provision of Guarantee by Shanxi Mgmt For For For Datang International 12 Issuance of Corporate Bonds Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights
DBS Group Holdings Ltd Ticker Security ID: Meeting Date Meeting Status D05 CINS Y20246107 04/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Final Dividends on the Mgmt For For For Ordinary shares 3 Allocation of Dividends on the Mgmt For For For Non-Voting Convertible Preference Shares 4 Allocation of Dividends on the Mgmt For For For Non-Voting Redeemable Convertible Preference Shares 5 Directors' Fees Mgmt For Against Against 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect Bart Broadman Mgmt For For For 8 Elect Euleen Goh Mgmt For For For 9 Elect Christopher CHENG Wai Chee Mgmt For For For 10 Elect Danny TEOH Leong Kay Mgmt For For For 11 Authority to issue shares under the Mgmt For Against Against DBSH Share Option Plan and to grant awards and issue shares under the DBSH Share Plan 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Shares under the Mgmt For For For DBSH Scrip Dividend Scheme
DBS Group Holdings Ltd Ticker Security ID: Meeting Date Meeting Status D05 CINS Y20246107 04/28/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
Deere & Company Ticker Security ID: Meeting Date Meeting Status DE CUSIP 244199105 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Holliday, Jr. Mgmt For For For 2 Elect Dipak Jain Mgmt For For For 3 Elect Joachim Milberg Mgmt For For For 4 Elect Richard Myers Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Delhaize Group Ticker Security ID: Meeting Date Meeting Status DELB CINS B33432129 04/27/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Authority to Repurchase Shares Mgmt For TNA N/A 4 Amendment Regarding Board Committees Mgmt For TNA N/A 5 Amend Article 29 Mgmt For TNA N/A 6 Amend Article 30 Mgmt For TNA N/A 7 Amend Article 31 Mgmt For TNA N/A 8 Amend Article 32 Mgmt For TNA N/A 9 Amend Article 33 Mgmt For TNA N/A 10 Amend Article 34 Mgmt For TNA N/A 11 Amend Article 36 Mgmt For TNA N/A 12 Amend Article 38 Mgmt For TNA N/A 13 Amend Article 39 Mgmt For TNA N/A 14 Delete Article 47 Mgmt For TNA N/A 15 Implementation of Amendments Mgmt For TNA N/A 16 Authority to Carry Out Formalities Mgmt For TNA N/A 17 Non-Voting Meeting Note N/A N/A TNA N/A 18 Non-Voting Meeting Note N/A N/A TNA N/A 19 Non-Voting Meeting Note N/A N/A TNA N/A
Delhaize Group Ticker Security ID: Meeting Date Meeting Status DELB CINS B33432129 05/26/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Authority to Repurchase Shares Mgmt For TNA N/A 4 Amendments Regarding Board Committees Mgmt For TNA N/A 5 Amend Article 29 Mgmt For TNA N/A 6 Amend Article 30 Mgmt For TNA N/A 7 Amend Article 31 Mgmt For TNA N/A 8 Amend Article 32 Mgmt For TNA N/A 9 Amend Article 33 Mgmt For TNA N/A 10 Amend Article 34 Mgmt For TNA N/A 11 Amend Article 36 Mgmt For TNA N/A 12 Amend Article 38 Mgmt For TNA N/A 13 Amend Article 39 Mgmt For TNA N/A 14 Delete Article 47 Mgmt For TNA N/A 15 Implementation of Amendments Mgmt For TNA N/A 16 Authority to Amend Articles Mgmt For TNA N/A
Delhaize Group Ticker Security ID: Meeting Date Meeting Status DELB CINS B33432129 05/26/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor's Acts Mgmt For TNA N/A 9 Elect Hugh Farrington Mgmt For TNA N/A 10 Elect Luc Vansteenkiste Mgmt For TNA N/A 11 Elect Jacques de Vaucleroy Mgmt For TNA N/A 12 Elect Jean-Pierre Hansen Mgmt For TNA N/A 13 Elect William McEwan Mgmt For TNA N/A 14 Elect Mats Jansson Mgmt For TNA N/A 15 Ratification of the Independence of Mgmt For TNA N/A Luc Vansteenkiste 16 Ratification of the Independence of Mgmt For TNA N/A Jacques de Vaucleroy 17 Ratification of the Independence of Mgmt For TNA N/A Jean-Pierre Hansen 18 Ratification of the Independence of Mgmt For TNA N/A William G. McEwan 19 Ratification of the Independence of Mgmt For TNA N/A Mats Jansson 20 Appointment of Auditor Mgmt For TNA N/A 21 Change in Control Clause (Debt Mgmt For TNA N/A Instruments) 22 Non-Voting Agenda Item N/A N/A TNA N/A 23 Change in Control Clause (Credit Mgmt For TNA N/A Facility) 24 Non-Voting Agenda Item N/A N/A TNA N/A 25 Authority to Depart from Vesting Mgmt For TNA N/A Period Requirement (Restricted Stock Units) 26 Authority to Depart from Vesting Mgmt For TNA N/A Period Requirement (Options) 27 Directors' Fees Mgmt For TNA N/A
Delta Electronic Ticker Security ID: Meeting Date Meeting Status 2308 CINS Y20263102 06/24/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules: Mgmt For For For Election of Directors and Supervisors 10 Non-Compete Restrictions for Mgmt For For For Directors 11 Extraordinary motions Mgmt For Against Against
Denso Corporation Ticker Security ID: Meeting Date Meeting Status 6902 CINS J12075107 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohichi Fukaya Mgmt For For For 4 Elect Nobuaki Katoh Mgmt For For For 5 Elect Hiromi Tokuda Mgmt For For For 6 Elect Kohji Kobayashi Mgmt For For For 7 Elect Sohjiroh Tsuchiya Mgmt For For For 8 Elect Kazuo Hironaka Mgmt For For For 9 Elect Hikaru Sugi Mgmt For For For 10 Elect Shinji Shirasaki Mgmt For For For 11 Elect Masahiko Miyaki Mgmt For For For 12 Elect Akio Shikamura Mgmt For For For 13 Elect Haruya Maruyama Mgmt For For For 14 Elect Akio Tajima Mgmt For For For 15 Elect Shohichiroh Toyoda Mgmt For For For 16 Elect Fujio Choh Mgmt For For For 17 Elect Toshio Watanabe Mgmt For For For 18 Elect Toshimichi Kondoh Mgmt For For For 19 Bonus Mgmt For Against Against
Dentsu Inc. Ticker Security ID: Meeting Date Meeting Status 4324 CINS J1207N108 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tadashi Ishii Mgmt For For For 5 Elect Tatsuyoshi Takashima Mgmt For For For 6 Elect Masuo Tachibana Mgmt For For For 7 Elect Syohichi Nakamoto Mgmt For For For 8 Elect Tomoki Utsumi Mgmt For For For 9 Elect Akira Sugimoto Mgmt For For For 10 Elect Kaoru Shimura Mgmt For For For 11 Elect Yuzuru Katoh Mgmt For For For 12 Elect Ryuhei Akiyama Mgmt For For For 13 Elect Satoshi Ishikawa Mgmt For For For 14 Elect Masahiro Nakata Mgmt For For For 15 Elect Toshiaki Hasegawa Mgmt For For For 16 Bonus Mgmt For For For
Denway Motors Limited Ticker Security ID: Meeting Date Meeting Status 203 CINS Y2032Y106 07/16/2010 Voted Meeting Type Country of Trade Court Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For
Denway Motors Limited Ticker Security ID: Meeting Date Meeting Status 203 CINS Y2032Y106 07/16/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Merger Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A
Deutsche Bank AG Ticker Security ID: Meeting Date Meeting Status DBK CINS D18190898 05/26/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For Against Against Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 11 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 12 Increase in Authorized Capital Mgmt For For For Against Cash Contributions w/out Preemptive Rights 13 Increase in Authorized Capital Mgmt For For For Against Cash or Contributions in Kind w/out Preemptive Rights 14 Increase in Authorized Capital Mgmt For For For Against Cash Contributions w/ Preemptive Rights 15 Elect Katherine Garrett-Cox Mgmt For For For 16 Intra-company Contracts Mgmt For For For
Deutsche Bsrse AG Ticker Security ID: Meeting Date Meeting Status DB1 CINS D1882G119 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Increase in Authorized Capital I Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Repurchase Shares by Mgmt For For For Using Derivatives 11 Amendment Regarding Voting Mgmt For Against Against Requirements 12 Appointment of Auditor Mgmt For For For
Deutsche Lufthansa AG Ticker Security ID: Meeting Date Meeting Status LHA CINS D1908N106 05/03/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Compensation Policy Mgmt For For For 8 Ratification of Management Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 11 Appointment of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Appointment of Special Auditor
Deutsche Post AG Ticker Security ID: Meeting Date Meeting Status DPW CINS D19225107 05/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 10 Elect Werner Gatzer Mgmt For For For 11 Elect Thomas Kunz Mgmt For For For 12 Elect Elmar Toime Mgmt For For For 13 Elect Katja Windt Mgmt For For For 14 Elect Hero Brahms Mgmt For For For
Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status DTE CINS D2035M136 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Postponement of the Ratification of Mgmt For For For the Acts of Klaus Zumwinkel 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Appointment of Auditor; Appointment Mgmt For For For of Auditor for Interim Statements 10 Authority to Repurchase Shares Mgmt For For For 11 Elect Hubertus von Grunberg Mgmt For For For 12 Elect Bernhard Walter Mgmt For For For 13 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (T-Systems International) 14 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DeTeFleetServices) 15 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DFMG Holding) 16 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft) 17 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Vivento Customer Services) 18 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Vivento Technical Services) 19 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Accounting) 20 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Deutsche Telekom Training) 21 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Norma Telekommunikationsdienste) 22 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (DeTeAsia Holding) 23 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Traviata Telekommunikationsdienste) 24 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Scout24 Holding) 25 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (T-Mobile Woldwide Holding) 26 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (Telekom Deutschland) 27 Amendments to Profit and Loss Mgmt For For For Transfer Agreement (MagyarCom Holding) 28 Amendments to Corporate Purpose Mgmt For For For 29 Approval of Settlement Agreement Mgmt For For For with Kai-Uwe Ricke 30 Approval of Settlement Agreement Mgmt For For For with Klaus Zumwinkel
Diageo PLC Ticker Security ID: Meeting Date Meeting Status DGE CINS G42089113 10/14/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peggy Bruzelius Mgmt For For For 5 Elect Laurence Danon Mgmt For For For 6 Elect Betsey Holden Mgmt For For For 7 Elect Lord Clive Hollick Mgmt For For For 8 Elect Franz Humer Mgmt For For For 9 Elect Philip Scott Mgmt For For For 10 Elect H. Todd Stitzer Mgmt For For For 11 Elect Paul Walker Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Elect Lord Mervyn Davies Mgmt For For For 14 Elect Deirdre Mahlan Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Share Incentive Plan Renewal Mgmt For For For 22 Sharesave Plan Mgmt For For For 23 Authority to Establish International Mgmt For For For Share Plans 24 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Diamond Offshore Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271COIH 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Tisch Mgmt For For For 2 Elect Lawrence Dickerson Mgmt For For For 3 Elect John Bolton Mgmt For For For 4 Elect Charles Fabrikant Mgmt For For For 5 Elect Paul Gaffney II Mgmt For For For 6 Elect Edward Grebow Mgmt For For For 7 Elect Herbert Hofmann Mgmt For For For 8 Elect Andrew Tisch Mgmt For For For 9 Elect Raymond Troubh Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
DnB Nor ASA Ticker Security ID: Meeting Date Meeting Status DNBNOR CINS R1812S105 04/28/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Meeting Notice and Agenda Mgmt For TNA N/A 5 Election of Individuals to Check Mgmt For TNA N/A Minutes 6 Fees for Governing Bodies Mgmt For TNA N/A 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 9 Election of Corporate Assembly Mgmt For TNA N/A 10 Election of Control Committee Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Compensation Guidelines Mgmt For TNA N/A 13 Amendments to Articles Mgmt For TNA N/A 14 Nominating Committee Mgmt For TNA N/A 15 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A Financial Stability Measures; Financial Structure; Financial Services Innovation; and Shared Economic Interests
Dongfang Electric Co Ltd Ticker Security ID: Meeting Date Meeting Status 1072 CINS Y20958107 05/17/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Reports Mgmt For For For 3 Supervisors' Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Financial Statements Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 8 Non-Voting Meeting Note N/A N/A N/A N/A
Dongfang Electric Co Ltd Ticker Security ID: Meeting Date Meeting Status 1072 CINS Y20958107 09/08/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Dongfeng Motor Group Company Limited Ticker Security ID: Meeting Date Meeting Status 0489 CINS Y21042109 06/21/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Reports Mgmt For For For 4 Supervisors' Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Distribute Interim Mgmt For For For Dividends 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Directors' and Supervisors' Fees Mgmt For For For 10 Authority to Give Guarantees Mgmt For For For 11 Provision of Guarantee Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Amendments to Articles Mgmt For For For
Dongfeng Motor Group Company Limited Ticker Security ID: Meeting Date Meeting Status 489 CINS Y21042109 10/11/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Share Appreciation Mgmt For Against Against Right Scheme 4 Elect XU Ping Mgmt For For For 5 Elect LI Shaozhu Mgmt For For For 6 Elect FAN Zhong Mgmt For For For 7 Elect ZHOU Wenjie Mgmt For For For 8 Elect ZHU Fushou Mgmt For For For 9 Elect TONG Dongcheng Mgmt For For For 10 Elect OUYANG Jie Mgmt For For For 11 Elect LIU Weidong Mgmt For Against Against 12 Elect ZHOU Qiang Mgmt For For For 13 Elect SUN Shuyi Mgmt For For For 14 Elect NG Lin-fung Mgmt For For For 15 Elect YANG Xianzu Mgmt For Against Against 16 Elect WEN Shiyang Mgmt For For For 17 Elect DENG Mingran Mgmt For For For 18 Elect MA Liangjie Mgmt For For For 19 Elect REN Yong Mgmt For For For 20 Elect LI Chunrong Mgmt For For For 21 Elect CHEN Binbo Mgmt For For For 22 Elect HUANG Gang Mgmt For For For
DSM NV Ticker Security ID: Meeting Date Meeting Status DSM CINS N5017D122 04/28/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Financial Statements Mgmt For For For 3 Reserve and Dividend Policy Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Elect Stephan Tanda Mgmt For For For 7 Elect Stefan Doboczky Mgmt For For For 8 Elect P.F.M. Van der Meer Mohr Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Cancel Shares and Mgmt For For For Reduce Share Capital 14 Amendments to Articles Mgmt For For For
DSV A/S Ticker Security ID: Meeting Date Meeting Status DSV CINS K3013J154 03/24/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Report of the Supervisory Board and Mgmt For For For the Executive Board 6 Accounts and Reports; Supervisory Mgmt For For For Board Members' Fees 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Kurt Larsen Mgmt For For For 9 Elect Erik Pedersen Mgmt For For For 10 Elect Per Skov Mgmt For For For 11 Elect Kaj Christiansen Mgmt For For For 12 Elect Annette Sadolin Mgmt For For For 13 Elect Birgit Norgaard Mgmt For For For 14 Elect Thomas Plenborg Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Reduce Share Capital Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendment to Incentive Guidelines Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
E.On AG Ticker Security ID: Meeting Date Meeting Status EOAN CINS D24914133 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Elect Denise Kingsmill Mgmt For For For 10 Elect Bard Mikkelsen Mgmt For For For 11 Elect Rene Obermann Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Appointment of Auditor for Interim Mgmt For For For Statements 14 Supervisory Board Members' Fees Mgmt For For For 15 Control Agreement with E.ON Mgmt For For For Beteiligungsverwaltungs GmbH 16 Control Agreement with E.ON Energy Mgmt For For For Trading Holding GmbH 17 Control Agreement with E.ON Mgmt For For For Finanzanlagen GmbH 18 Control Agreement with E.ON Ruhrgas Mgmt For For For Holding GmbH
East Japan Railway Company Limited Ticker Security ID: Meeting Date Meeting Status 9020 CINS J1257M109 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Makoto Takahashi Mgmt For For For 5 Elect Shigeo Hoshino Mgmt For For For 6 Elect Hajime Higashikawa Mgmt For For For 7 Elect Kiyomi Harayama Mgmt For For For 8 Bonus Mgmt For Against Against 9 Shareholder Proposal Regarding ShrHoldr Against Against For Amendments to Articles 10 Shareholder Proposal to Investigate ShrHoldr Against Against For Possible Violations of the Medical Practitioners Act of Japan, Part 1 11 Shareholder Proposal to Investigate ShrHoldr Against Against For Possible Violations of the Medical Practitioners Act of Japan, Part 2
Ecopetrol S.A. Ticker Security ID: Meeting Date Meeting Status ECOPETROL CUSIP 279158109 03/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Agenda Mgmt For For For 2 Election of Meeting Chairman Mgmt For For For 3 Election of Delegates in Charge of Mgmt For For For Tabulation 4 Election of Delegates in Charge of Mgmt For For For Meeting Minutes 5 Presentation of Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Election of Directors Mgmt For For For 9 Amendments to Articles Mgmt For For For
EEN Energy Holdings Limited Ticker Security ID: Meeting Date Meeting Status 2688 CINS G3066L101 05/31/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect CHENG Chak Ngok Mgmt For For For 7 Elect ZHAO Shengli Mgmt For For For 8 Elect WANG Dongzhi Mgmt For For For 9 Elect Catherine YIEN Yu Yu Mgmt For For For 10 Elect KONG Chung Kau Mgmt For For For 11 Not to Fill up Vacancy by Retirement Mgmt For For For of LIANG Zhiwei and ZHAI Xiaoqin 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Repurchased Shares Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
Eisai Company Limited Ticker Security ID: Meeting Date Meeting Status 4523 CINS J12852117 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Junji Miyahara Mgmt For For For 4 Elect Kimitoshi Yabuki Mgmt For For For 5 Elect Akira Fujiyoshi Mgmt For For For 6 Elect Christina Ahmadjian Mgmt For For For 7 Elect Tokuji Izumi Mgmt For For For 8 Elect Kohichi Masuda Mgmt For For For 9 Elect Norio Kanoh Mgmt For For For 10 Elect Kiyochika Ohta Mgmt For For For 11 Elect Michikazu Aoi Mgmt For For For 12 Elect Hideaki Matsui Mgmt For For For 13 Stock Option Plan Mgmt For For For
Electricite de France Ticker Security ID: Meeting Date Meeting Status EDF CINS F2940H113 05/24/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor (KPMG) Mgmt For For For 10 Appointment of Auditor (Deloitte et Mgmt For For For Associes) 11 Appointment of Alternate Auditor Mgmt For For For (KPMG Audit IS) 12 Appointment of Alternate Auditor Mgmt For For For (BEAS) 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Amendment to Article 10 Mgmt For For For 16 Amendment to Article 19 Mgmt For For For 17 Amendment to Article 20 Mgmt For For For 18 Amendment to Article 24 Regarding Mgmt For Against Against Loyalty Dividends 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Electrolux AB Ticker Security ID: Meeting Date Meeting Status ELUX-B CINS W24713120 03/31/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nomination Committee Mgmt For For For 19 Compensation Policy Mgmt For For For 20 Long Term Incentive Program Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Treasury Shares Mgmt For For For 23 Transfer of Shares Pursuant to 2009 Mgmt For For For LTIP 24 Transfer of Shares Pursuant to 2011 Mgmt For For For LTIP 25 Amendments to Articles Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Meeting Note N/A N/A N/A N/A
Embraer SA Ticker Security ID: Meeting Date Meeting Status EMBR3 CUSIP 29081M102 11/19/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Change of Company Name Mgmt N/A For N/A 2 Amendment to Corporate Purpose Mgmt N/A For N/A 3 Amend Article 34 Mgmt N/A For N/A 4 Amend Article 41 Mgmt N/A For N/A 5 Amend Article 44 Mgmt N/A For N/A
EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Mgmt For For For Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Enel S.p.A. Ticker Security ID: Meeting Date Meeting Status ENEL CINS T3679P115 04/29/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Board Size Mgmt For For For 5 Board Term Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 List Proposed by Ministry of Economy Mgmt For N/A N/A and Finance 8 List Proposed by Institutional Mgmt For For For Investors 9 Election of Chairman of Board Mgmt For For For 10 Directors' Fees Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For 12 Amendments to Articles Mgmt For For For
Energias de Portugal SA Ticker Security ID: Meeting Date Meeting Status EDP CINS X67925119 04/14/2011 Voted Meeting Type Country of Trade Annual Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Auditor Acts Mgmt For For For 7 Ratification of Board Acts Mgmt For For For 8 Authority to Trade in Company Stock Mgmt For For For 9 Authority to Trade in Company Debt Mgmt For For For Instruments 10 Remuneration Policy (Management Mgmt For Against Against Board) 11 Remuneration Policy (Supervisory Mgmt For Against Against Board) 12 Elect Parpublica Participacoes Mgmt For For For Publicas 13 Elect Jose de Mello Energia Mgmt For For For
Energy Resources Of Australia Limited Ticker Security ID: Meeting Date Meeting Status ERA CINS Q35254111 04/13/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Elect Matthew Coulter Mgmt For For For 3 Re-elect Helen Garnett Mgmt For For For 4 Amendments to Constitution Mgmt For For For
Eni - Ente Nazionale Idrocarburi S.p.A. Ticker Security ID: Meeting Date Meeting Status ENI CINS T3643A145 04/29/2011 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Board Size Mgmt For For For 6 Board Term Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 List Presented by the Italian Mgmt For N/A N/A Ministry of Economy and Finance 9 List Presented by Institutional Mgmt For For For Investors 10 Election of Chairman of Board Mgmt For For For 11 Directors' Fees Mgmt For Against Against 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 List Presented by the Italian Mgmt N/A Abstain N/A Ministry of Economy and Finance 14 List Presented by Institutional Mgmt N/A For N/A Investors 15 Election of Chairman of Statutory Mgmt For For For Auditors 16 Statutory Auditors' Fees Mgmt For Against Against 17 Court of Accounts Representative's Mgmt For Against Against Attendance Fees
Enka Insaat Ve Sanayi A.S. Ticker Security ID: Meeting Date Meeting Status ENKAI CINS M4055T108 04/21/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Minutes Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Auditor's Reports Mgmt For TNA N/A 6 Charitable Donations Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Election of Directors Mgmt For TNA N/A 9 Election of Statutory Auditors Mgmt For TNA N/A 10 Directors and Auditors' Fees Mgmt For TNA N/A 11 Allocation of Profits/Dividends Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Report on Guarantees Mgmt For TNA N/A 14 Related Party Transactions Mgmt For TNA N/A 15 Closing Mgmt For TNA N/A
Ensco International plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358QOIH 05/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For
Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358QOIH 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Mgmt For For For Regarding Historic Dividends 9 Release of Shareholders from Claims Mgmt For For For Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change in Control 12 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Epistar Corp. Ticker Security ID: Meeting Date Meeting Status 2448 CINS Y2298F106 06/10/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Election of Directors: MIN Hsun Hsieh Mgmt For Abstain Against 12 Non-Compete Restrictions for Mgmt For Against Against Directors 13 Extraordinary motions Mgmt For Against Against 14 Non-Voting Meeting Note N/A N/A N/A N/A
Eregli Demir Celik AS Ticker Security ID: Meeting Date Meeting Status EREGL CINS M40710101 03/31/2011 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors Acts 8 Directors and Auditors' Fees Mgmt For TNA N/A 9 Election of Directors Mgmt For TNA N/A 10 Election of Statutory Auditors Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Related Party Transactions Mgmt For TNA N/A 13 Charitable Donations Mgmt For TNA N/A 14 Report on Guarantees Mgmt For TNA N/A 15 Disclosure Policy Mgmt For TNA N/A 16 Closing; Wishes Mgmt For TNA N/A
Erste Group Bank AG Ticker Security ID: Meeting Date Meeting Status EBS CINS A19494102 05/12/2011 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Managment and Mgmt For For For Supervisory Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Trade in Company Stock Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Trade in Participation Mgmt For For For Certificates 10 Authority to Repurchase Mgmt For For For Participation Certificates 11 Amendments to Articles Mgmt For For For
Esprit Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 330 CINS G3122U145 11/24/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Paul CHENG Ming Fun Mgmt For For For 6 Elect Alexander Hamilton Mgmt For For For 7 Elect Raymond OR Ching Fai Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Non-Voting Meeting Note N/A N/A N/A N/A
Eurasian Natural Resources Corporation plc Ticker Security ID: Meeting Date Meeting Status ENRC CINS G3215M109 06/08/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Jim Cochrane Mgmt For For For 5 Elect Dieter Ameling Mgmt For Against Against 6 Elect Gerhard Ammann Mgmt For For For 7 Elect Marat Beketayev Mgmt For Against Against 8 Elect Mehmet Dalman Mgmt For Against Against 9 Elect Sir Paul Judge Mgmt For For For 10 Elect Kenneth Olisa Mgmt For For For 11 Elect Johannes Sittard Mgmt For For For 12 Elect Sir Richard Sykes Mgmt For Against Against 13 Elect Roderick Thomson Mgmt For For For 14 Elect Eduard Utepov Mgmt For For For 15 Elect Abdraman Yedilbayev Mgmt For For For 16 Elect Felix Vulis Mgmt For For For 17 Elect Zaure Zaurbekova Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 24 Deferred Share Plan Mgmt For Against Against 25 Non-Voting Meeting Note N/A N/A N/A N/A
Evraz Group SA Ticker Security ID: Meeting Date Meeting Status EVR CINS 30050A202 05/16/2011 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports 5 Consolidated Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board and Auditors' Mgmt For TNA N/A Acts 7 Elect Alexander Abramov Mgmt For TNA N/A 8 Elect Otari Arshba Mgmt For TNA N/A 9 Elect Duncan Baxter Mgmt For TNA N/A 10 Elect Alexander Frolov Mgmt For TNA N/A 11 Elect James Karl Gruber Mgmt For TNA N/A 12 Elect Olga Pokrovskaya Mgmt For TNA N/A 13 Elect Terry Robinson Mgmt For TNA N/A 14 Elect Eugene Shvidler Mgmt For TNA N/A 15 Elect Eugene Tenenbaum Mgmt For TNA N/A 16 Ratification of Gordon Toll's Acts Mgmt For TNA N/A 17 Appointment of Statutory Auditor Mgmt For TNA N/A 18 Appointment of Independent Auditor Mgmt For TNA N/A 19 Directors' Fees Mgmt For TNA N/A 20 CEO Compensation Mgmt For TNA N/A 21 Authority to Sign Management Service Mgmt For TNA N/A Agreements with Independent Directors
Experian plc Ticker Security ID: Meeting Date Meeting Status EXPN CINS G32655105 07/21/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Judith Sprieser Mgmt For For For 4 Elect Paul Walker Mgmt For For For 5 Elect Alan Jebson Mgmt For For For 6 Elect Don Robert Mgmt For For For 7 Elect David Tyler Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A
Exterran Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status EXH CUSIP 30225XOIH 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Janet Clark Mgmt For For For 1.2 Elect Ernie Danner Mgmt For For For 1.3 Elect Uriel Dutton Mgmt For For For 1.4 Elect Gordon Hall Mgmt For For For 1.5 Elect J.W.G. Honeybourne Mgmt For For For 1.6 Elect Mark McCollum Mgmt For For For 1.7 Elect William Pate Mgmt For For For 1.8 Elect Stephen Pazuk Mgmt For For For 1.9 Elect Christopher Seaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 6 Amendment to the Employee Stock Mgmt For For For Purchase Plan
Fanuc Ltd Ticker Security ID: Meeting Date Meeting Status 6954 CINS J13440102 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshiharu Inaba Mgmt For For For 5 Elect Hideo Kojima Mgmt For For For 6 Elect Kenji Yamaguchi Mgmt For For For 7 Elect Yoshihiro Gonda Mgmt For For For 8 Elect Takayuki Itoh Mgmt For For For 9 Elect Mitsuo Kurakake Mgmt For For For 10 Elect Hajimu Kishi Mgmt For For For 11 Elect Hiroyuki Uchida Mgmt For For For 12 Elect Shunsuke Matsubara Mgmt For For For 13 Elect Hidehiro Miyajima Mgmt For For For 14 Elect Hiroshi Noda Mgmt For For For 15 Elect Hiroshi Araki Mgmt For For For 16 Elect Katsuo Kohari Mgmt For For For 17 Elect Mineko Yamasaki Mgmt For For For 18 Elect Richard Schneider Mgmt For For For 19 Elect Olaf Gehrels Mgmt For For For 20 Elect Shunsuke Kimura Mgmt For For For 21 Elect Naoki Shimizu Mgmt For For For 22 Elect Takeo Nakagawa Mgmt For For For
Fast Retailing Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 9983 CINS J1346E100 11/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tadashi Yanai Mgmt For For For 2 Elect Tohru Hanbayashi Mgmt For For For 3 Elect Nobumichi Hattori Mgmt For For For 4 Elect Tohru Murayama Mgmt For For For 5 Elect Masaaki Niake Mgmt For For For 6 Elect Akira Tanaka Mgmt For For For 7 Elect Akira Watanabe Mgmt For For For
FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning
Fiat S.p.A. Ticker Security ID: Meeting Date Meeting Status F CINS T4210N122 03/30/2011 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Authority to Repurchase and Reissue Mgmt For For For Shares 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Fiat S.p.A. Ticker Security ID: Meeting Date Meeting Status F CINS T4210N122 09/14/2010 Take No Action Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Demerger Plan Mgmt For TNA N/A 3 Reduction of Share Repurchase Limit Mgmt For TNA N/A
First Quantum Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status FM CUSIP 335934105 05/19/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Pascall Mgmt For For For 1.2 Elect G. Clive Newall Mgmt For For For 1.3 Elect Martin Rowley Mgmt For For For 1.4 Elect Peter St. George Mgmt For For For 1.5 Elect Andrew Adams Mgmt For For For 1.6 Elect Michael Martineau Mgmt For For For 1.7 Elect Paul Brunner Mgmt For For For 1.8 Elect Steven McTiernan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
First Resources Limited Ticker Security ID: Meeting Date Meeting Status EB5 CINS Y2560F107 04/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect HEE Theng Fong Mgmt For For For 4 Elect Ray Yoshuara Mgmt For For For 5 Elect ONG Beng Kee Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For
Fletcher Building Limited Ticker Security ID: Meeting Date Meeting Status FBU CINS Q3915B105 11/17/2010 Voted Meeting Type Country of Trade Annual New Zealand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Re-elect John Judge Mgmt For For For 2 Re-elect Kerrin Vautier Mgmt For For For 3 Elect Antony Carter Mgmt For For For 4 Authorise Board to Set Fees Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A
Flowserve Corporation Ticker Security ID: Meeting Date Meeting Status FLS CUSIP 34354P105 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Friedery Mgmt For For For 1.2 Elect Joe Harlan Mgmt For For For 1.3 Elect Michael Johnston Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Elimination of Certain Supermajority Mgmt For For For Requirements 5 Amendments to Supermajority Mgmt For For For Provisions for Related Corporation Transactions 6 Ratification of Auditor Mgmt For For For
Focus Media Holding Limited Ticker Security ID: Meeting Date Meeting Status FMCN CUSIP 34415V109 11/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jason Nanchun Jiang Mgmt For For For 2 Elect Neil Nanpeng Shen Mgmt For For For 3 Elect David Ying Zhang Mgmt For For For 4 Elect Fumin Zhuo Mgmt For For For 5 Appointment of Auditor Mgmt For For For
Fortescue Metals Group Limited Ticker Security ID: Meeting Date Meeting Status FMG CINS Q39360104 11/19/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Elect Mark Barnaba Mgmt For For For 4 Re-elect Geoff Brayshaw Mgmt For Against Against 5 Re-elect Russell Scrimshaw Mgmt For For For 6 Equity Grant (CEO Andrew Forrest) Mgmt For For For 7 Equity Grant (Executive Director Mgmt For For For Russell Scrimshaw) 8 Equity Grant (NED Graeme Rowley) Mgmt For For For 9 Equity Grant (Executive Directors) Mgmt For For For 10 Increase NEDs' Fee Cap Mgmt For For For
Fortum Oyj Ticker Security ID: Meeting Date Meeting Status FUM1V CINS X2978Z118 03/31/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Supervisory Board Members' Fees Mgmt For For For 12 Supervisory Board Size Mgmt For For For 13 Election of Supervisory Board Mgmt For For For 14 Directors' Fees Mgmt For For For 15 Board Size Mgmt For For For 16 Election of Directors Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Shareholder Proposal Regarding the ShrHoldr For For For Abolition of the Supervisory Board 20 Shareholder Proposal Regarding ShrHoldr For For For Nominating Committee 21 Non-Voting Meeting Note N/A N/A N/A N/A 22 Non-Voting Meeting Note N/A N/A N/A N/A
Foster's Group Limited Ticker Security ID: Meeting Date Meeting Status FGL CINS Q3944W187 04/29/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Spin-Off of Treasury Wine Estates Mgmt For For For Limited
Foster's Group Limited Ticker Security ID: Meeting Date Meeting Status FGL CINS Q3944W187 04/29/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reduction in Authorized Share Capital Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
Foster's Group Limited Ticker Security ID: Meeting Date Meeting Status FGL CINS Q3944W187 10/26/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect David Crawford Mgmt For For For 3 Amend The Constitution - Dividend Mgmt For For For Provisions 4 Equity Grant (CEO Ian Johnston) Mgmt For For For 5 Remuneration Report Mgmt For For For
Fosun International Limited Ticker Security ID: Meeting Date Meeting Status 0656 CINS Y2618Y108 06/23/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect GUO Guangchang Mgmt For For For 6 Elect FAN Wei Mgmt For For For 7 Elect DING Guoqi Mgmt For For For 8 Elect WU Ping Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Foxconn Technology Ticker Security ID: Meeting Date Meeting Status 2354 CINS Y3002R105 06/08/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Authority to Increase Paid-in Capital Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Extraordinary Motions Mgmt For Against Against
France Telecom Ticker Security ID: Meeting Date Meeting Status FTE CINS F4113C103 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Bernard Dufau Mgmt For For For 9 Elect Helle Kristoffersen Mgmt For For For 10 Elect Muriel Penicaud Mgmt For For For 11 Elect Jean-Michel Severino Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 16 Authority to Increase Share Issuance Mgmt For For For Limit 17 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 19 Authority to Issue Shares to Holders Mgmt For For For of Orange SA Shares and Options 20 Authority to Issue Option-Based Mgmt For For For Liquidity Instruments to Holders of Orange SA Options 21 Global Ceiling on Increases in Mgmt For For For Capital 22 Authority to Issue Debt Instruments Mgmt For For For 23 Increase in Share Capital Through Mgmt For For For Capitalizations 24 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A
Franshion Properties (China) Limited Ticker Security ID: Meeting Date Meeting Status 0817 CINS Y2642B108 06/17/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect HE Binwu Mgmt For For For 6 Elect LI Xuehua Mgmt For For For 7 Elect Ambrose LAU Hon Chuen Mgmt For For For 8 Elect SU Xijia Mgmt For For For 9 Elect LIU Hongyu Mgmt For For For 10 Elect LI Congrui Mgmt For For For 11 Elect LI Xin Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 15 Authority to Issue Repurchased Shares Mgmt For For For
Fraser & Neave Limited Ticker Security ID: Meeting Date Meeting Status F27 CINS Y2642C155 01/27/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect LEE Hsien Yang Mgmt For For For 4 Elect SOON Tit Koon Mgmt For For For 5 Elect HO Tian Yee Mgmt For For For 6 Elect Maria Corrales Mgmt For For For 7 Elect Hirotake Kobayashi Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Grant Awards and Issue Mgmt For For For Shares under Fraser and Neave, Limited Executives' Share Option Scheme 1999 15 Authority to Grant Awards and Issue Mgmt For For For Shares under Employee Incentive Plan 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 "Authority to Issue Shares under Mgmt For For For Fraser and Neave, Limited Scrip Dividend Plan " 18 Authority to Repurchase Shares Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A
Freeport-McMoRan Copper & Gold, Inc. Ticker Security ID: Meeting Date Meeting Status FCX CUSIP 35671D857 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Adkerson Mgmt For For For 1.2 Elect Robert Allison, Jr. Mgmt For For For 1.3 Elect Robert Day Mgmt For For For 1.4 Elect Gerald Ford Mgmt For For For 1.5 Elect H. Devon Graham, Jr. Mgmt For For For 1.6 Elect Charles Krulak Mgmt For For For 1.7 Elect Bobby Lackey Mgmt For For For 1.8 Elect Jon Madonna Mgmt For For For 1.9 Elect Dustan McCoy Mgmt For For For 1.10 Elect James Moffett Mgmt For For For 1.11 Elect B. M. Rankin, Jr. Mgmt For For For 1.12 Elect Stephen Siegele Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board
Fresenius Medical Care AG & Co. KGaA Ticker Security ID: Meeting Date Meeting Status FME CINS D2734Z107 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of General Partner Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Gerd Krick Mgmt For For For 11 Elect Dieter Schenk Mgmt For For For 12 Elect Bernd Fahrholz Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Elect William Johnston Mgmt For For For 15 Elect Rolf Classon Mgmt For For For 16 Supervisory Board Members' Fees Mgmt For For For 17 Stock Option Plan 2011; Cancellation Mgmt For For For of Conditional Capital 18 Authority to Repurchase Shares Mgmt For For For
Fresenius SE & Co. KGaA Ticker Security ID: Meeting Date Meeting Status FREG CINS D27348123 05/13/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Elect Gerd Krick Mgmt For For For 12 Elect Gerhard Rupprecht Mgmt For For For
Fujifilm Holdings Corporation (fka Fuji Photo Film Co Limited) Ticker Security ID: Meeting Date Meeting Status 4901 CINS J14208102 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shigetaka Komori Mgmt For For For 4 Elect Toshio Takahashi Mgmt For For For 5 Elect Takeshi Higuchi Mgmt For For For 6 Elect Yuzoh Toda Mgmt For For For 7 Elect Nobuaki Inoue Mgmt For For For 8 Elect Shigehiro Nakajima Mgmt For For For 9 Elect Tohru Takahashi Mgmt For For For 10 Elect Kohichi Tamai Mgmt For For For 11 Elect Tadahito Yamamoto Mgmt For For For 12 Elect Teisuke Kitayama Mgmt For Against Against 13 Elect Toshiaki Suzuki Mgmt For For For 14 Elect Kenji Mihayashi Mgmt For For For 15 Elect Kiichiroh Furusawa Mgmt For For For
Fujitsu Limited Ticker Security ID: Meeting Date Meeting Status 6702 CINS J15708159 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michiyoshi Mazuka Mgmt For Against Against 3 Elect Masami Yamamoto Mgmt For For For 4 Elect Kazuo Ishida Mgmt For For For 5 Elect Masami Fujita Mgmt For For For 6 Elect Kazuhiko Katoh Mgmt For For For 7 Elect Masahiro Koezuka Mgmt For For For 8 Elect Hiroshi Ohura Mgmt For Against Against 9 Elect Haruo Itoh Mgmt For For For 10 Elect Yohko Ishikura Mgmt For For For 11 Elect Ryohsei Kokubun Mgmt For For For 12 Elect Takashi Okimoto Mgmt For For For 13 Elect Yoshikazu Amano Mgmt For For For 14 Bonus Mgmt For For For 15 Statutory Auditors' Fees Mgmt For For For
Fukuoka Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 8354 CINS J17129107 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masaaki Tani Mgmt For For For 4 Elect Osamu Obata Mgmt For For For 5 Elect Takehide Shibato Mgmt For For For 6 Elect Takashi Yoshikai Mgmt For For For 7 Elect Fumio Sakurai Mgmt For For For 8 Elect Jiroh Furumura Mgmt For For For 9 Elect Masayuki Aoyagi Mgmt For For For 10 Elect Kenji Hayashi Mgmt For For For 11 Elect Noritaka Murayama Mgmt For For For 12 Elect Kazuo Oniki Mgmt For For For 13 Elect Shunsuke Yoshizawa Mgmt For For For 14 Elect Hisaharu Isobe Mgmt For For For 15 Elect Ryuji Yasuda Mgmt For For For 16 Elect Hideaki Takahashi Mgmt For For For 17 Elect Masahiko Tsuchiya Mgmt For For For 18 Elect Tsuguo Nagao Mgmt For Against Against 19 Elect Masayoshi Nuki Mgmt For Against Against 20 Elect Kiyofumi Habu Mgmt For Against Against 21 Elect Kazuyuki Takeshima Mgmt For Against Against 22 Elect Kenji Tsugami Mgmt For Against Against
Fushan International Energy Group Limited Ticker Security ID: Meeting Date Meeting Status 639 CINS Y2677L104 05/19/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect XUE Kang Mgmt For Against Against 6 Elect Tony LEUNG Shun Sang Mgmt For Against Against 7 Elect KEE Wah Sze Mgmt For For For 8 Elect CHOI Wai Yin Mgmt For For For 9 Elect CHAN Pat Lam Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Change in Company Name Mgmt For For For
Fushan International Energy Group Limited Ticker Security ID: Meeting Date Meeting Status 639 CINS Y2677L104 12/17/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Master Agreement and Annual Caps Mgmt For For For
Gafisa Sa Ticker Security ID: Meeting Date Meeting Status GFSA3 CUSIP 362607301 10/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Increase in Global Remuneration Mgmt For For For Ceiling
Galaxy Entertainment Group Limited Ticker Security ID: Meeting Date Meeting Status 0027 CINS Y2679D118 06/22/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Joseph CHEE Ying Keung Mgmt For For For 5 Elect Paddy TANG Lui Wai Yu Mgmt For For For 6 Elect William YIP Shue Lam Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Adoption of Share Option Scheme Mgmt For Against Against
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Audit Commission Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Non-Voting Agenda Item N/A N/A N/A N/A 57 Elect Andrey Akimov Mgmt For Abstain Against 58 Elect Alexander Ananenkov Mgmt For Abstain Against 59 Elect Farit Gazizullin Mgmt For For For 60 Elect Viktor Zubkov Mgmt For For For 61 Elect Elena Karpel Mgmt For For For 62 Elect Alexey Miller Mgmt For For For 63 Elect Valery Musin Mgmt For For For 64 Elect Elvira Nabiullina Mgmt For For For 65 Elect Mikhail Sereda Mgmt For For For 66 Elect Sergey Shmatko Mgmt For For For 67 Elect Igor Yusufov Mgmt For For For 68 Non-Voting Agenda Item N/A N/A N/A N/A 69 Elect Dmitry Arkhipov Mgmt For N/A N/A 70 Elect Andrey Belobrov Mgmt For For For 71 Elect Vadim Bikulov Mgmt For For For 72 Elect Aleksey Mironov Mgmt For For For 73 Elect Lidiya Morozova Mgmt For For For 74 Elect Anna Nesterova Mgmt For For For 75 Elect Yury Nosov Mgmt For N/A N/A 76 Elect Karen Oganyan Mgmt For For For 77 Elect Konstantin Pesotsky Mgmt For For For 78 Elect Maria Tikhonova Mgmt For For For 79 Elect Aleksandr Yugov Mgmt For For For 80 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Early Termination of Directors Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Andrey Akimov Mgmt For For For 4 Elect Alexander Ananenkov Mgmt For For For 5 Elect Farit Gazizullin Mgmt For For For 6 Elect Elena Karpel Mgmt For For For 7 Elect Timur Kulibayev Mgmt For For For 8 Elect Viktor Martynov Mgmt For For For 9 Elect Vladimir Mau Mgmt For For For 10 Elect Alexey Miller Mgmt For For For 11 Elect Valery Musin Mgmt For For For 12 Elect Mikhail Sereda Mgmt For For For 13 Elect Igor Yusufov Mgmt For For For 14 Elect Viktor Zubkov Mgmt For For For
GDF Suez (fka Gaz de France) Ticker Security ID: Meeting Date Meeting Status GSZ CINS F42768105 05/02/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Albert Frere Mgmt For For For 11 Elect Edmond Alphandery Mgmt For For For 12 Elect Aldo Cardoso Mgmt For For For 13 Elect Rene Carron Mgmt For For For 14 Elect Thierry de Rudder Mgmt For For For 15 Elect Francoise Malrieu Mgmt For For For 16 Relocation of Corporate Headquarters Mgmt For For For 17 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 18 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan for Overseas Employees 19 Authority to Issue Restricted Shares Mgmt For For For 20 Authority to Carry Out Formalities Mgmt For For For 21 Shareholder Proposal Regarding ShrHoldr Against For Against Allocation of Profits/Dividends
Geberit AG Ticker Security ID: Meeting Date Meeting Status GEBN CINS H2942E124 04/19/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Management Acts Mgmt For TNA N/A 7 Elect Hartmut Reuter Mgmt For TNA N/A 8 Elect Albert Baehny Mgmt For TNA N/A 9 Shareholder Proposal Regarding the ShrHoldr Against TNA N/A Election of Rudolf Weber 10 Appointment of Auditor Mgmt For TNA N/A 11 Cancellation of Shares Mgmt For TNA N/A 12 Cancellation of Conditional Capital Mgmt For TNA N/A 13 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Combined Chairman/CEO Mandate 14 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Chairman/CEO Mandate 15 Shareholder Proposal Regarding Board ShrHoldr Against TNA N/A Tenure 16 Transaction of Other Business Mgmt For TNA N/A
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Shareholder Proposal Cumulative ShrHoldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
Genting Singapore PLC Ticker Security ID: Meeting Date Meeting Status G13 CINS G3825Q102 08/18/2010 Voted Meeting Type Country of Trade Special ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Disposal Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A
Genting Singapore plc (fka Genting International PLC) Ticker Security ID: Meeting Date Meeting Status G13 CINS G3825Q102 04/28/2011 Voted Meeting Type Country of Trade Annual ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect LIM Kok Hoong Mgmt For For For 4 Elect KOH Seow Chuan Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Related Party Transactions Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For For For 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 162(m) Bonus Plan Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Right to Call a Special Meeting Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Givaudan S.A. Ticker Security ID: Meeting Date Meeting Status GIVN CINS H3238Q102 03/24/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Policy Mgmt For TNA N/A 6 Ratification of Board Acts Mgmt For TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Amendments to Articles Regarding Mgmt For TNA N/A Board Size 9 Amendments to Articles Regarding Mgmt For TNA N/A Director's Terms 10 Elect Lilian Biner Mgmt For TNA N/A 11 Elect Henner Schierenbeck Mgmt For TNA N/A 12 Elect Nabil Sakkab Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A
Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CINS G3910J112 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Simon Dingemans Mgmt For For For 4 Elect Stacey Cartwright Mgmt For For For 5 Elect Judy Lewent Mgmt For For For 6 Elect Sir Christopher Gent Mgmt For Against Against 7 Elect Andrew Witty Mgmt For For For 8 Elect Sir Roy Anderson Mgmt For For For 9 Elect Stephanie Burns Mgmt For For For 10 Elect H. Lawrence Culp Mgmt For Against Against 11 Elect Sir Crispin Davis Mgmt For For For 12 Elect Sir Deryck Maughan Mgmt For Against Against 13 Elect James Murdoch Mgmt For For For 14 Elect Daniel Podolsky Mgmt For For For 15 Elect Moncef Slaoui Mgmt For For For 16 Elect Tom de Swaan Mgmt For Against Against 17 Elect Sir Robert Wilson Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Repurchase Shares Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Exemption from Statement of Senior Mgmt For For For Auditor's Name 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Globe Telecom Inc Ticker Security ID: Meeting Date Meeting Status GLO CINS Y27257149 04/12/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Determination of Quorum Mgmt For For For 3 Approve Minutes Mgmt For For For 4 Annual Report Mgmt For For For 5 Ratification of Management Acts Mgmt For For For 6 Elect Jaime Augusto Zobel de Ayala II Mgmt For Against Against 7 Elect Gerardo Ablaza, Jr. Mgmt For For For 8 Elect HUI Weng Cheong Mgmt For Against Against 9 Elect Romeo Bernardo Mgmt For For For 10 Elect Ernest Lawrence Cu Mgmt For For For 11 Elect TAY Soo Meng Mgmt For Against Against 12 Elect Delfin Lazaro Mgmt For For For 13 Elect Xavier Loinaz Mgmt For For For 14 Elect Fernando Zobel de Ayala Mgmt For For For 15 Elect Guillermo Luchangco Mgmt For For For 16 Elect Manuel Pacis Mgmt For Against Against 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Adjournment Mgmt For For For
Goldcorp Inc. Ticker Security ID: Meeting Date Meeting Status G CUSIP 380956409 05/18/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Telfer Mgmt For For For 1.2 Elect Douglas Holtby Mgmt For For For 1.3 Elect Charles Jeannes Mgmt For For For 1.4 Elect John Bell Mgmt For For For 1.5 Elect Lawrence Bell Mgmt For For For 1.6 Elect Beverley Briscoe Mgmt For For For 1.7 Elect Peter Dey Mgmt For For For 1.8 Elect P. Randy Reifel Mgmt For For For 1.9 Elect A. Dan Rovig Mgmt For For For 1.10 Elect Kenneth Williamson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to the Stock Option Plan Mgmt For For For 4 Board Size Mgmt For For For 5 Shareholder Proposal Regarding Human Mgmt Against Against For Rights
Golden Eagle Retail Group Limited Ticker Security ID: Meeting Date Meeting Status 3308 CINS G3958R109 05/18/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Kunming Cooperation Framework Mgmt For For For Agreement 4 Kunshan Cooperation Framework Mgmt For For For Agreement
Golden Eagle Retail Group Limited Ticker Security ID: Meeting Date Meeting Status 3308 CINS G3958R109 05/18/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect WONG Chi Keung Mgmt For For For 6 Elect Jack LIU Chi Husan Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Golden Eagle Retail Group Limited Ticker Security ID: Meeting Date Meeting Status 3308 CINS G3958R109 12/21/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger/Acquisition Mgmt For For For 4 Revised Annual Caps Mgmt For For For 5 Annual Caps of Xialin Golden Eagle Mgmt For For For Lease Agreements 6 Revised Annual Caps Mgmt For For For 7 2011 Xinjiekou Tenancy Agreement Mgmt For For For 8 Annual Caps of 2011 Xinjiekou Mgmt For For For Tenancy Agreement 9 2011 Lease Agreement Mgmt For For For 10 Annual Caps of 2011 Lease Agreement Mgmt For For For 11 2011 Project Management Services Mgmt For For For Agreement 12 Annual Caps of 2011 Project Mgmt For For For Management Services Agreement 13 2011 Decoration Services Agreement Mgmt For For For 14 Annual Caps of 2011 Decoration Mgmt For For For Services Agreement
GOME Electrical Appliances Holding Limited Ticker Security ID: Meeting Date Meeting Status 493 CINS G3978C124 06/10/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZOU Xiao Chun Mgmt For For For 6 Elect ZHANG Da Zhong Mgmt For For For 7 Elect Thomas J. Manning Mgmt For For For 8 Elect Conway LEE Kong Wai Mgmt For For For 9 Elect NG Wai Hung Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Non-executive Directors' Fees Mgmt For For For 12 Independent Directors' Fees Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
GOME Electrical Appliances Holding Limited Ticker Security ID: Meeting Date Meeting Status 493 CINS G3978C124 09/28/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect ZHU Jia Mgmt For For For 4 Elect Ian Reynolds Mgmt For For For 5 Elect WANG Li Hong Mgmt For For For 6 Cancellation of General Mandate to ShrHoldr Against Against For Issue shares w/o Preemptive Rights 7 SHP Removal of CHEN Xiao ShrHoldr Against Against For 8 SHP Removal of SUN Yi Ding ShrHoldr Against Against For 9 SHP Elect of Dissident Shareholder ShrHoldr Against Against For Nominee ZOU Xiao Chun 10 SHP Elect of Dissident Shareholder ShrHoldr Against Against For Nominee HUANG Yan Hong 11 Non-Voting Meeting Note N/A N/A N/A N/A
GOME Electrical Appliances Holding Limited Ticker Security ID: Meeting Date Meeting Status 493 CINS G3978C124 12/17/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Board Size Mgmt For For For 4 Elect ZOU Xiao Chun Mgmt For For For 5 Elect HUANG Yan Hong Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Conflict of Interest Report
GPT Group Ticker Security ID: Meeting Date Meeting Status GPT CINS Q4252X155 05/11/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Gene Tilbrook Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Increase NEDs' Fee Cap Mgmt For For For 5 Equity Grant (MD/CEO Michael Cameron) Mgmt For For For
Great Wall Motor Company Limited Ticker Security ID: Meeting Date Meeting Status 2333 CINS Y2882P106 02/26/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Capitalisation Issue Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Increase in the Size of A Share Issue Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Great Wall Motor Company Limited Ticker Security ID: Meeting Date Meeting Status 2333 CINS Y2882P106 02/26/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Capitalisation Issue Mgmt For For For 5 Capitalisation Issue Mgmt For For For 6 Increase in the Size of A Share Issue Mgmt For For For
Great Wall Motor Company Limited Ticker Security ID: Meeting Date Meeting Status 2333 CINS Y2882P106 04/29/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Directors' Report Mgmt For For For 6 Supervisors' Report Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect WEI Jian Jun Mgmt For Against Against 9 Elect LIU Ping Fu Mgmt For For For 10 Elect WANG Feng Ying Mgmt For For For 11 Elect HU Ke Gang Mgmt For For For 12 Elect YANG Zhi Juan Mgmt For For For 13 Elect HE Ping Mgmt For For For 14 Elect NIU Jun Mgmt For For For 15 Elect WEI Lin Mgmt For For For 16 Elect HE Bao Yin Mgmt For For For 17 Elect LI Ke Qiang Mgmt For For For 18 Elect Stanley WONG Chi Hung Mgmt For For For 19 Elect YUAN Hong Li as Supervisor Mgmt For For For 20 Elect LUO Jin Li as Supervisor Mgmt For For For 21 Authority to Issue Domestic and H Mgmt For Against Against Shares w/o Preemptive Rights
Great Wall Motor Company Limited Ticker Security ID: Meeting Date Meeting Status 2333 CINS Y2882P106 11/26/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Use of Proceeds from Issuance of A Mgmt For For For Shares 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Ratification of Board Acts regarding Mgmt For For For A Share Issue 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Sharing of Undistributed Profits Mgmt For For For 6 Amendments to Procedural Rules of Mgmt For For For Board of Directors 7 Adoption of Administrative Rules for Mgmt For For For Use of Proceeds from Previous Fund Raising 8 Adoption of the System for Mgmt For For For Administration of External Guarantees 9 Adoption of External Investment Mgmt For For For Management System 10 Change of Auditor and Authority to Mgmt For For For Set Fees 11 Resignation of CHAN Yuk Tong Mgmt For For For 12 Elect Stanley WONG Chi Hung Mgmt For For For 13 Issuance of Class A Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Ratification of Board Acts regarding Mgmt For For For Amendments to Articles 16 Non-Voting Meeting Note N/A N/A N/A N/A
Great Wall Motor Company Limited Ticker Security ID: Meeting Date Meeting Status 2333 CINS Y2882P106 11/26/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of Board Acts regarding Mgmt For For For A Share Issue 4 Sharing of Undistributed Profits Mgmt For For For 5 Issuance of Class A Shares Mgmt For For For
Greentown China Holdings Limited Ticker Security ID: Meeting Date Meeting Status 3900 CINS G4100M105 06/13/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect GUO Jiafeng Mgmt For For For 6 Elect JIA Shenghua Mgmt For Against Against 7 Elect TANG Shiding Mgmt For For For 8 Elect XIAO Zhiyue Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Groupe Bruxelles Lambert SA Ticker Security ID: Meeting Date Meeting Status GBLB CINS B4746J115 04/12/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Approval of Electronic Voting Mgmt For TNA N/A 4 Authority to Repurchase Shares Mgmt For TNA N/A 5 Authority to Sell Shares Mgmt For TNA N/A 6 Authority to Repurchase Shares as a Mgmt For TNA N/A Takeover Defense 7 Amend Article 8 Mgmt For TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Increase in Authorized Capital Mgmt For TNA N/A 12 Amend Article 13 Mgmt For TNA N/A 13 Authority to Issue Convertible Bonds Mgmt For TNA N/A 14 Non-Voting Agenda Item N/A N/A TNA N/A 15 Amend Article 14 Mgmt For TNA N/A 16 Amend Article 9 Mgmt For TNA N/A 17 Amend Article 11 Mgmt For TNA N/A 18 Amend Article 15 Mgmt For TNA N/A 19 Amend Article 16 Mgmt For TNA N/A 20 Non-Voting Agenda Item N/A N/A TNA N/A 21 Delete Article 18 Mgmt For TNA N/A 22 Amend Article 21 Mgmt For TNA N/A 23 Amend Article 22 Mgmt For TNA N/A 24 Amend Article 24 Mgmt For TNA N/A 25 Amend Article 26 Mgmt For TNA N/A 26 Amend Article 26 Mgmt For TNA N/A 27 Amend Article 28 Mgmt For TNA N/A 28 Amend Article 35 Mgmt For TNA N/A 29 Delete Article 42 Mgmt For TNA N/A 30 Delete Transitional Provisions Mgmt For TNA N/A 31 Delete Transitional Provisions Mgmt For TNA N/A 32 Amendments to Articles Mgmt For TNA N/A 33 Non-Voting Agenda Item N/A N/A TNA N/A 34 Non-Voting Agenda Item N/A N/A TNA N/A 35 Amend Article 27 Mgmt For TNA N/A 36 Amend Article 29 Mgmt For TNA N/A 37 Non-Voting Agenda Item N/A N/A TNA N/A 38 Non-Voting Agenda Item N/A N/A TNA N/A 39 Non-Voting Agenda Item N/A N/A TNA N/A 40 Non-Voting Agenda Item N/A N/A TNA N/A 41 Amend Article 30 Mgmt For TNA N/A 42 Non-Voting Agenda Item N/A N/A TNA N/A 43 Addition of Article 31 Mgmt For TNA N/A 44 Non-Voting Agenda Item N/A N/A TNA N/A 45 Non-Voting Agenda Item N/A N/A TNA N/A 46 Amend Article 33 Mgmt For TNA N/A 47 Non-Voting Agenda Item N/A N/A TNA N/A 48 Authority to Amend Articles Mgmt For TNA N/A
Groupe Bruxelles Lambert SA Ticker Security ID: Meeting Date Meeting Status GBLB CINS B4746J115 04/12/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Approval of Electronic Voting Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 8 Ratification of Board Acts Mgmt For TNA N/A 9 Ratification of Auditor Acts Mgmt For TNA N/A 10 Elect Albert Frere Mgmt For TNA N/A 11 Elect Paul Desmarais Mgmt For TNA N/A 12 Elect Gerald Frere Mgmt For TNA N/A 13 Elect Paul Desmarais, Jr. Mgmt For TNA N/A 14 Elect Gilles Samyn Mgmt For TNA N/A 15 Elect Antoinette d'Aspremont Lynden Mgmt For TNA N/A 16 Elect Gerard Lamarche Mgmt For TNA N/A 17 Ratification of the Independence of Mgmt For TNA N/A Antoinette d'Aspremont Lynden 18 Directors' Fees Mgmt For TNA N/A 19 Authority to Grant Stock Options Mgmt For TNA N/A 20 Non-Voting Agenda Item N/A N/A TNA N/A 21 Non-Voting Meeting Note N/A N/A TNA N/A
Groupe Danone Ticker Security ID: Meeting Date Meeting Status BN CINS F12033134 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of the Co-option of Mgmt For For For Yoshihiro Kawabata 8 Elect Bruno Bonnell Mgmt For For For 9 Elect Bernard Hours Mgmt For For For 10 Elect Yoshihiro Kawabata Mgmt For For For 11 Elect Jacques Vincent Mgmt For For For 12 Elect Isabelle Seillier Mgmt For For For 13 Elect Jean-Michel Severino Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Severance Package (Bernard Hours) Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Autority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Authority to Carry Out Formalities Mgmt For For For
Groupe Eurotunnel SA Ticker Security ID: Meeting Date Meeting Status GET CINS F477AL114 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Relocation of Corporate Headquarters Mgmt For For For 11 Authority to Grant Restricted Shares Mgmt For For For 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities through Private Placement; Authority to Issue Debt Instruments 15 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 16 Global Ceiling on Increases in Mgmt For For For Capital 17 Authority to Cancel Shares and Mgmt For For For Reduce Capital 18 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 19 Ratification of the Co-option of Mgmt For For For Claude Lienard 20 Authority to Carry Out Formalities Mgmt For For For
Grupo de Inversiones Suramericana S.A. Ticker Security ID: Meeting Date Meeting Status SURAMINV CINS P4950L108 03/29/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Quorum Mgmt For For For 3 Election of Delagates in Charge of Mgmt For For For Meeting Minutes 4 Report of the Board and CEO Mgmt For For For 5 Presentation of Accounts and Reports Mgmt For For For 6 Report of the Auditor Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Election of Directors Mgmt For Against Against 10 Directors' Fees; Auditor's Fees Mgmt For Against Against 11 Transaction of Other Business Mgmt For Against Against
Grupo de Inversiones Suramericana S.A. Ticker Security ID: Meeting Date Meeting Status SURAMINV CINS P4950L108 06/20/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Quorum Mgmt For For For 2 Election of Meeting Delegates Mgmt For For For 3 Increase in Authorized Capital Mgmt For For For 4 Authority to Create Preferred Shares Mgmt For For For 5 Authority to Issue Preferred Shares Mgmt For Against Against 6 Conversion of Common Shares to Mgmt For Against Against Preferred Shares
Grupo Mexico SAB de CV Ticker Security ID: Meeting Date Meeting Status GMEXICO CINS P49538112 04/29/2011 Voted Meeting Type Country of Trade Annual Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Report on Tax Compliance Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Report on the Company's Share Mgmt For Against Against Repurchase Plan; Authority to Repurchase Shares 5 Election of Directors and Board Mgmt For Against Against Committee Members; Ratification of Board and CEO Acts 6 Directors' Fees Mgmt For Against Against 7 Election of Meeting Delegates Mgmt For For For
Guangdong Investment Limited Ticker Security ID: Meeting Date Meeting Status 270 CINS Y2929L100 06/03/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHANG Hui Mgmt For For For 6 Elect TSANG Hon Nam Mgmt For For For 7 Elect Daniel FUNG Mgmt For Against Against 8 Elect WU Jianguo Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Guangshen Railway Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 525 CINS Y2930P108 06/02/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Financial Budget Mgmt For For For 7 Appointment of Domestic Auditor and Mgmt For For For Authority to Set Fees 8 Appointment of International Auditor Mgmt For For For and Authority to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect XU Xiaoming Mgmt For Against Against 11 Elect GUO Zhuxue Mgmt For For For 12 Elect SHEN Yi Mgmt For Against Against 13 Elect LI Liang Mgmt For For For 14 Elect YU Zhiming Mgmt For For For 15 Elect LUO Qing Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Elect LU Minlin Mgmt For For For 18 Elect LIU Xueheng Mgmt For For For 19 Elect LIU Feiming Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Elect XU Ling Mgmt For Against Against 22 Elect CHEN Shaohong Mgmt For Against Against 23 Elect LI Zhiming Mgmt For For For 24 Elect SHEN Jiancong Mgmt For For For 25 Directors' Fees Mgmt For For For 26 Supervisors' Fees Mgmt For For For
Guangshen Railway Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 525 CINS Y2930P108 12/21/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Framework Comprehensive Services Mgmt For For For Agreement and Annual Caps
Guangzhou Automobile Group Company Ltd Ticker Security ID: Meeting Date Meeting Status 2238 CINS Y2931M104 05/09/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Adjustment on Independent Directors' Mgmt For Against Against Fees 8 Authority to Issue additional H Mgmt For Against Against Shares w/o Preemptive Rights 9 Non-Voting Meeting Note N/A N/A N/A N/A
Guangzhou Automobile Group Company Ltd Ticker Security ID: Meeting Date Meeting Status 2238 CINS Y2931M104 06/27/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Type of Securities Mgmt For For For 4 Nominal Value Mgmt For For For 5 Number of Shares Mgmt For For For 6 Target Allottees Mgmt For For For 7 Issue Price Mgmt For For For 8 Use of Proceeds Mgmt For For For 9 Retained Profits Mgmt For For For 10 Place of Listing Mgmt For For For 11 Validity Period Mgmt For For For 12 Acquisition Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Ratification of Board Acts Mgmt For Abstain Against 15 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Guangzhou Automobile Group Company Ltd Ticker Security ID: Meeting Date Meeting Status 2238 CINS Y2931M104 10/20/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Interim Dividends Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
Guangzhou R & F Properties Company Ticker Security ID: Meeting Date Meeting Status 2777 CINS Y2933F115 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Declare Interim Mgmt For For For Dividends 9 Elect LI Helen Mgmt For For For 10 Elect HUANG Kaiwen Mgmt For For For 11 Elect DAI Feng Mgmt For For For 12 Elect Joseph LAI Ming Mgmt For For For 13 Authority to Extend Guarantees Mgmt For For For 14 Extended Guarantees in 2010 Mgmt For For For 15 Ratification of Extended Guarantee Mgmt For For For 16 Extension of Period for Issuing A Mgmt For For For Shares 17 Use of Proceeds from A Shares Mgmt For For For 18 Authority to Issue Domestic and H Mgmt For Against Against Shares w/o Preemptive Rights
Guangzhou R & F Properties Company Ticker Security ID: Meeting Date Meeting Status 2777 CINS Y2933F115 05/27/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Extension of Period for Issuing A Mgmt For For For Shares 4 Non-Voting Meeting Note N/A N/A N/A N/A
Gunma Bank Limited (The) Ticker Security ID: Meeting Date Meeting Status 8334 CINS J17766106 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Yomo Mgmt For For For 4 Elect Kazuo Saitoh Mgmt For For For 5 Elect Kazuo Kibe Mgmt For For For 6 Elect Tomisaburoh Igarashi Mgmt For For For 7 Elect Kenichi Takai Mgmt For For For 8 Elect Masayuki Murota Mgmt For For For 9 Elect Hisao Tsunoda Mgmt For For For 10 Elect Takaya Kimura Mgmt For For For 11 Elect Shigeaki Ninomiya Mgmt For For For 12 Elect Kazufumi Hoshino Mgmt For For For 13 Elect Isamu Tsukui Mgmt For For For 14 Elect Hiroshi Kurihara Mgmt For For For 15 Bonus Mgmt For Against Against 16 Retirement Allowances for Director(s) Mgmt For For For
H & M Hennes & Mauritz AB Ticker Security ID: Meeting Date Meeting Status HM-B CINS W41422101 04/28/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nomination Committee Mgmt For Against Against 19 Amendments to Articles Mgmt For For For 20 Compensation Guidelines Mgmt For Against Against 21 Non-Voting Agenda Item N/A N/A N/A N/A
H & M Hennes & Mauritz AB Ticker Security ID: Meeting Date Meeting Status HM-B CINS W41422101 10/20/2010 Voted Meeting Type Country of Trade Special Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Mgmt For For For Minutes 9 Compliance with Rules of Convocation Mgmt For For For 10 Employee Incentive Program Mgmt For For For 11 Amendment to Compensation Guidelines Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
Haci Omer Sabanci Holdings As Ticker Security ID: Meeting Date Meeting Status SAHOL CINS M8223R100 05/10/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Opening; Election of Presiding Mgmt For TNA N/A Chairman 2 Minutes Mgmt For TNA N/A 3 Reports Mgmt For TNA N/A 4 Charitable Donations Mgmt For TNA N/A 5 Accounts; Allocation of Mgmt For TNA N/A Profits/Dividends 6 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 7 Ratification of Co-Option of Board Mgmt For TNA N/A Members 8 Appointment of Auditor Mgmt For TNA N/A 9 Related Party Transactions Mgmt For TNA N/A 10 Non-Voting Meeting Note N/A N/A TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A
Hakuhodo DY Holdings Inc. Ticker Security ID: Meeting Date Meeting Status 2433 CINS J19174101 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Junji Narita Mgmt For For For 3 Elect Hirokazu Toda Mgmt For For For 4 Elect Kunihiko Sawada Mgmt For For For 5 Elect Mitsumasa Matsuzaki Mgmt For For For 6 Elect Kazuhiko Nozawa Mgmt For For For 7 Elect Kazuma Shindoh Mgmt For For For 8 Elect Isao Takano Mgmt For For For 9 Elect Yasunori Nakada Mgmt For For For 10 Elect Hisao Ohmori Mgmt For For For 11 Elect Misaki Kakikawa Mgmt For Against Against 12 Bonus Mgmt For For For 13 Retirement Allowances for Statutory Mgmt For For For Auditor(s)
Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216OIH 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Bennett Mgmt For For For 2 Elect James Boyd Mgmt For For For 3 Elect Milton Carroll Mgmt For For For 4 Elect Nance Dicciani Mgmt For For For 5 Elect S. Malcolm Gillis Mgmt For For For 6 Elect Abdallah Jum'ah Mgmt For For For 7 Elect David Lesar Mgmt For For For 8 Elect Robert Malone Mgmt For For For 9 Elect J. Landis Martin Mgmt For For For 10 Elect Debra Reed Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 15 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Hammerson plc Ticker Security ID: Meeting Date Meeting Status HMSO CINS G4273Q107 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Atkins Mgmt For For For 5 Elect Peter Cole Mgmt For For For 6 Elect Terry Duddy Mgmt For Against Against 7 Elect Jacques Espinasse Mgmt For For For 8 Elect John Hirst Mgmt For For For 9 Elect Simon Melliss Mgmt For For For 10 Elect John Nelson Mgmt For For For 11 Elect Anthony Watson Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Hang Lung Group Limited Ticker Security ID: Meeting Date Meeting Status 10 CINS Y30148111 10/20/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect CHENG Hon Kwan Mgmt For For For 7 Elect Simon IP Sik On Mgmt For For For 8 Elect Philip CHEN Nan Lok Mgmt For For For 9 Elect William KO Pak Yau Mgmt For For For 10 Elect HO Hau Cheong Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Issue Repurchased Shares Mgmt For For For
Hang Lung Properties Limited Ticker Security ID: Meeting Date Meeting Status 101 CINS Y30166105 10/20/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Dominic HO Chiu Fai Mgmt For For For 7 Elect Ronnie CHAN Chichung Mgmt For For For 8 Elect Philip CHEN Nan Lok Mgmt For For For 9 Elect William KO Pak Yau Mgmt For For For 10 Elect Henry YIU Tze Yin Mgmt For For For 11 Elect HO Hau Cheong Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For
Hang Seng Bank Limited Ticker Security ID: Meeting Date Meeting Status 11 CINS Y30327103 05/13/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Raymond CH'IEN Kuo Fung Mgmt For Against Against 5 Elect Marvin CHEUNG Kin Tung Mgmt For For For 6 Elect CHIANG Lai Yuen Mgmt For For For 7 Elect Jenkin HUI Mgmt For Against Against 8 Elect Sarah C. LEGG Mgmt For For For 9 Elect Mark S. MCCOMBE Mgmt For For For 10 Elect Micheal WU Wei Kuo Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 15 Non-Voting Meeting Note N/A N/A N/A N/A
Hankyu Hanshin Holdings Inc Ticker Security ID: Meeting Date Meeting Status 9042 CINS J18439109 06/16/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuo Sumi Mgmt For For For 4 Elect Shinya Sakai Mgmt For For For 5 Elect Noriyuki Inoue Mgmt For For For 6 Elect Shohsuke Mori Mgmt For Against Against 7 Elect Isao Matsuoka Mgmt For For For 8 Elect Shunichi Sugioka Mgmt For For For 9 Elect Hiroshi Ojima Mgmt For For For 10 Elect Tomokazu Yamazawa Mgmt For For For 11 Elect Nobuo Minami Mgmt For For For 12 Elect Kohichi Kobayashi Mgmt For For For 13 Elect Mitsuo Nozaki Mgmt For For For 14 Elect Masao Shin Mgmt For For For 15 Elect Takaoki Fujiwara Mgmt For For For 16 Elect Tsuneo Wakabayashi Mgmt For For For
HeidelbergCement AG Ticker Security ID: Meeting Date Meeting Status HEI CINS D31709104 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Bernd Scheifele Mgmt For For For 7 Ratify Dominik von Achten Mgmt For For For 8 Ratify Daniel Gauthier Mgmt For For For 9 Ratify Andreas Kern Mgmt For For For 10 Ratify Lorenz Naeger Mgmt For For For 11 Ratify Albert Scheuer Mgmt For For For 12 Ratify Fritz-Juergen Heckmann Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Robert Feiger Mgmt For For For 15 Ratify Josef Heumann Mgmt For For For 16 Ratify Max Dietrich Kley Mgmt For For For 17 Ratify Hans Georg Kraut Mgmt For For For 18 Ratify Herbert Luetkesstratkoetter Mgmt For For For 19 Ratify Tobias Merckle Mgmt For For For 20 Ratify Tobias Merckle Mgmt For For For 21 Ratify Alan James Murray Mgmt For For For 22 Ratify Werner Schraeder Mgmt For For For 23 Ratify Frank-Dirk Steininger Mgmt For For For 24 Appointment of Auditor Mgmt For For For 25 Compensation Policy Mgmt For For For
Heineken NV Ticker Security ID: Meeting Date Meeting Status HEIA CINS N39427211 04/21/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Executive Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Amendments to Articles Mgmt For For For 12 Amendment to Compensation Policy Mgmt For For For 13 Amendment to Long-Term Incentive Plan Mgmt For For For 14 Amendment to Short-Term Incentive Mgmt For For For Plan 15 Supervisory Board Fees Mgmt For For For 16 Elect D.R. Hooft Graafland Mgmt For For For 17 Elect Michel de Carvalho Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
Henderson Land Development Company Limited Ticker Security ID: Meeting Date Meeting Status 0012 CINS Y31476107 06/09/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Augustine WONG Ho Ming Mgmt For For For 6 Elect LEE Ka Kit Mgmt For For For 7 Elect LEE Ka Shing Mgmt For For For 8 Elect SUEN Kwok Lam Mgmt For For For 9 Elect Patrick KWOK Ping Ho Mgmt For For For 10 Elect Angelina LEE Pui Ling Mgmt For For For 11 Elect WU King Cheong Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For 17 Amendments to Articles Mgmt For Against Against 18 Non-Voting Meeting Note N/A N/A N/A N/A
Hengan International Group Company Limited Ticker Security ID: Meeting Date Meeting Status 1044 CINS G4402L151 05/26/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect HUI Lin Chit Mgmt For For For 7 Elect Henry CHAN Mgmt For For For 8 Elect Ada WONG Ying Kay Mgmt For For For 9 Elect XU Shui Shen Mgmt For For For 10 Elect XU Chun Man Mgmt For For For 11 Elect SZE Wong Kim Mgmt For For For 12 Elect HUI Ching Chi Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Adoption of Share Option Scheme Mgmt For For For
Henkel AG & Co. KGAA Ticker Security ID: Meeting Date Meeting Status HEN CINS D32051142 04/11/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Personally Liable Mgmt For For For Partner's Acts 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Ratification of Shareholder's Mgmt For For For Committee Acts 9 Appointment of Auditor Mgmt For For For 10 Elect Norbert Reithofer Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements
Hexagon AB Ticker Security ID: Meeting Date Meeting Status HEXA CINS W40063104 05/10/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Election of Nominating Committee Mgmt For For For 21 Compensation Guidelines Mgmt For Against Against 22 Amendments to Articles Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Repurchase Warrants Mgmt For For For 25 Divestiture of Nordic Brass Gusum AB Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
Hidili Industry International Development Limited Ticker Security ID: Meeting Date Meeting Status 1393 CINS G44403106 07/29/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect SUN Jiankun Mgmt For For For 6 Elect HUANG Rongsheng Mgmt For For For 7 Elect CHEN Limin Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
High Tech Computer Corp. Ticker Security ID: Meeting Date Meeting Status 2498 CINS Y3732M103 06/15/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Amendment to Procedural Rules: Mgmt For For For Acquisition/Disposal of Assets 12 Elect David Bruce Yoffie Mgmt For For For 13 Elect Jerry H.C. Chu (Supervisor) Mgmt For For For 14 Non-Compete Restrictions for Mgmt For For For Directors 15 Extraordinary motions Mgmt For Against Against
Hiroshima Bank Ltd Ticker Security ID: Meeting Date Meeting Status 8379 CINS J03864105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shoh Takahashi Mgmt For For For 3 Elect Isao Sumihiro Mgmt For For For 4 Elect Masushi Okitoh Mgmt For For For 5 Elect Tomotoki Kawahira Mgmt For For For 6 Elect Mikio Koyama Mgmt For For For 7 Elect Kazuki Kurata Mgmt For For For 8 Elect Kohji Ikeda Mgmt For For For 9 Elect Kazuhiro Takeuchi Mgmt For For For 10 Elect Hiroshi Sumikura Mgmt For For For 11 Elect Akihiko Yoshii Mgmt For For For 12 Elect Hideo Yamashita Mgmt For For For 13 Elect Naganori Kurisu Mgmt For For For 14 Elect Kiyofumi Segawa Mgmt For Against Against 15 Elect Kohichi Maekawa Mgmt For For For 16 Elect Yasutoshi Takei Mgmt For For For
Hitachi Limited Ticker Security ID: Meeting Date Meeting Status 6501 CINS J20454112 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Takashi Kawamura Mgmt For For For 3 Elect Yoshie Ohta Mgmt For For For 4 Elect Mitsuo Ohhashi Mgmt For For For 5 Elect Nobuo Katsumata Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Isao Ono Mgmt For For For 8 Elect Stephen Gomersall Mgmt For For For 9 Elect Tadamichi Sakiyama Mgmt For For For 10 Elect Masaharu Sumikawa Mgmt For For For 11 Elect Hiroaki Nakanishi Mgmt For For For 12 Elect Michiharu Nakamura Mgmt For For For 13 Elect Takashi Hatchohji Mgmt For For For 14 Elect Takashi Miyoshi Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of a Director
Hokuriku Electric Power Ticker Security ID: Meeting Date Meeting Status 9505 CINS J22050108 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yukio Arai Mgmt For For For 3 Elect Yutaka Kanai Mgmt For For For 4 Elect Susumu Kyuwa Mgmt For For For 5 Elect Masato Kontani Mgmt For For For 6 Elect Hiroyuki Tsuka Mgmt For For For 7 Elect Isao Nagahara Mgmt For For For 8 Elect Yuuichi Hori Mgmt For For For 9 Elect Yukio Matsuoka Mgmt For For For 10 Elect Mitsuaki Minabe Mgmt For For For 11 Elect Toshinori Motobayashi Mgmt For For For 12 Elect Shinji Wakamiya Mgmt For For For 13 Bonus Mgmt For For For
Holcim Limited Ticker Security ID: Meeting Date Meeting Status HOLN CINS H36940130 05/05/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Allocation of Dividends from Capital Mgmt For TNA N/A Contribution Reserve 8 Elect Christine Binswanger Mgmt For TNA N/A 9 Elect Andreas von Planta Mgmt For TNA N/A 10 Elect Erich Hunziker Mgmt For TNA N/A 11 Elect Alexander Gut Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A
Hon Hai Precision Industry Co. Ticker Security ID: Meeting Date Meeting Status 2317 CINS Y36861105 06/08/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For 11 Extraordinary Motions Mgmt For Against Against
Honda Motor Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7267 CINS J22302111 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kohichi Kondoh Mgmt For For For 5 Elect Takanobu Itoh Mgmt For For For 6 Elect Akio Hamada Mgmt For For For 7 Elect Tatsuhiro Ohyama Mgmt For For For 8 Elect Fumihiko Ike Mgmt For For For 9 Elect Tomohiko Kawanabe Mgmt For For For 10 Elect Kensaku Hohgen Mgmt For For For 11 Elect Nobuo Kuroyanagi Mgmt For For For 12 Elect Takeo Fukui Mgmt For For For 13 Elect Takuji Yamada Mgmt For For For 14 Elect Masahiro Yoshida Mgmt For For For 15 Elect Yoshiharu Yamamoto Mgmt For For For 16 Elect Hirotake Abe Mgmt For For For 17 Elect Tomochika Iwashita Mgmt For For For 18 Bonus Mgmt For Against Against 19 Directors' and Statutory Auditors' Mgmt For For For Fees
Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Hong Kong and China Gas Company Limited Ticker Security ID: Meeting Date Meeting Status 3 CINS Y33370100 06/03/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LEE Shau Kee Mgmt For Against Against 6 Elect Colin LAM Ko Yin Mgmt For For For 7 Elect David LI Kwok Po Mgmt For Against Against 8 Elect Alfred CHAN Wing Kin Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Bonus Share Issuance Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Amendments to Articles Mgmt For For For
Hong Kong Exchanges And Clearing Limited Ticker Security ID: Meeting Date Meeting Status 388 CINS Y3506N139 04/20/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Bill KWOK Chi Piu Mgmt For For For 6 Elect Vincent M. LEE Kwan Ho Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Directors' Fees Mgmt For For For 11 Additional Directors' Fees Mgmt For For For 12 Amendments to Articles - Corporate Mgmt For For For Communications 13 Amendments to Articles - Notice Mgmt For For For Period for Shareholders' Nomination of Directors 14 Amendments to Articles - Minor Mgmt For For For Housekeeping Amendments 15 Non-Voting Meeting Note N/A N/A N/A N/A
Hongkong Electric Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 6 CINS Y33549117 01/26/2011 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Change in Company Name Mgmt For For For
Hongkong Electric Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 6 CINS Y33549117 09/09/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Joint Venture Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Hopewell Holdings Limited Ticker Security ID: Meeting Date Meeting Status 54 CINS Y37129163 10/20/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Gordon WU Ying Sheung Mgmt For For For 6 Elect Thomas J. WU Mgmt For For For 7 Elect Henry LEE Hin Moh Mgmt For Against Against 8 Elect Carmelo LEE Ka Sze Mgmt For Against Against 9 Elect NAM Lee Yick Mgmt For Against Against 10 Elect William WONG Wing Lam Mgmt For Against Against 11 Retirement of Robert NIEN Van Jin Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For
Hopson Development Holdings Limited Ticker Security ID: Meeting Date Meeting Status 754 CINS G4600H101 02/22/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Increase in Authorized Capital Mgmt For For For 4 Acquisition Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
Hopson Development Holdings Limited Ticker Security ID: Meeting Date Meeting Status 754 CINS G4600H101 06/16/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHU Mang Yee Mgmt For Against Against 6 Elect David LEE Tsung Hei Mgmt For Against Against 7 Elect Oliver WONG Shing Kay Mgmt For Against Against 8 Elect Aaron TAN Leng Cheng Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
Hoya Corporation Ticker Security ID: Meeting Date Meeting Status 7741 CINS J22848105 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yuzaburoh Mogi Mgmt For For For 3 Elect Eiko Kohno Mgmt For For For 4 Elect Yukiharu Kodama Mgmt For For For 5 Elect Itaru Koeda Mgmt For For For 6 Elect Yutaka Asoh Mgmt For For For 7 Elect Hiroshi Suzuki Mgmt For For For 8 Elect Hiroshi Hamada Mgmt For For For 9 Elect Kenji Ema Mgmt For For For 10 Stock Option Plan Mgmt For For For 11 Shareholder Proposal Regarding Board ShrHoldr Against Against For Size 12 Shareholder Proposal Regarding ShrHoldr Against Against For Individual Disclosure of Compensation 13 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Sales of Shares by Directors, Officers and Families 14 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibiting Hedging by Option Holders 15 Shareholder Proposal Regarding ShrHoldr Against Against For Increasing the Number of Executive Officers 16 Shareholder Proposal Regarding ShrHoldr Against For Against Separation of Chair and CEO 17 Shareholder Proposal Regarding ShrHoldr Against Against For Voting Rights 18 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure Obligations of Shareholder Proposals 19 Shareholder Proposal Regarding ShrHoldr Against Against For Establishing A Contact Point for Whistle-Blowing 20 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Plan 21 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Education Record of Directors and Executive Officers 22 Shareholder Proposal Regarding ShrHoldr Against Against For Selection Criteria for Director Candidates 23 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Time Pledged by Directors 24 Shareholder Proposal Regarding ShrHoldr Against Against For Preparation of a Code of Ethics 25 Shareholder Proposal Regarding ShrHoldr Against Against For Director Training 26 Shareholder Proposal Regarding ShrHoldr Against Against For Provisions for Directors to Contact Senior Management 27 Shareholder Proposal Regarding ShrHoldr Against Against For Budget Allocation for Committee Consultants 28 Shareholder Proposal Regarding ShrHoldr Against Against For Separate Legal Advisor for the Board 29 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Stock Subscription Rights to an Index 30 Shareholder Proposal Regarding ShrHoldr Against Against For Issuance of Restricted Stock
HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CINS G4634U169 05/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Safra Catz Mgmt For For For 4 Elect Laura CHA May Lung Mgmt For For For 5 Elect Marvin CHEUNG Kin Tung Mgmt For For For 6 Elect John Coombe Mgmt For For For 7 Elect Rona Fairhead Mgmt For For For 8 Elect Douglas Flint Mgmt For For For 9 Elect Alexander Flockhart Mgmt For For For 10 Elect Stuart Gulliver Mgmt For For For 11 Elect James Hughes-Hallett Mgmt For For For 12 Elect Sam Laidlaw Mgmt For For For 13 Elect J. Rachel Lomax Mgmt For For For 14 Elect Iain Mackay Mgmt For For For 15 Elect Gwyn Morgan Mgmt For For For 16 Elect Narayana Murthy Mgmt For For For 17 Elect Simon Robertson Mgmt For For For 18 Elect John Thornton Mgmt For For For 19 Elect Sir Brian Williamson Mgmt For For For 20 Appointment of Auditor and Authority Mgmt For For For to Set Fees 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Share Plan 2011 Mgmt For Against Against 24 Directors' Fees Mgmt For For For 25 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 336 CINS G4639H122 08/05/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividend Mgmt For For For 5 Allocation of Special Dividend Mgmt For For For 6 Elect CHU Lam Yiu Mgmt For For For 7 Elect LAU Chi Tak Mgmt For For For 8 Elect LEE Luk Shiu Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Huaneng Power International, Inc. Ticker Security ID: Meeting Date Meeting Status 902 CINS Y3744A105 03/10/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Framework Agreement Mgmt For For For
Huaneng Power International, Inc. Ticker Security ID: Meeting Date Meeting Status 902 CINS Y3744A105 05/17/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Short-Term Mgmt For For For Debentures 10 Authority to Issue Super Short-Term Mgmt For For For Debentures 11 Authority to Issue Debt Instruments Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Elect CAO Peixi Mgmt For For For 14 Elect HUANG Long Mgmt For For For 15 Elect LI Shiqi Mgmt For For For 16 Elect HUANG Jian Mgmt For For For 17 Elect LIU Guoyue Mgmt For Against Against 18 Elect FAN Xiaxia Mgmt For Against Against 19 Elect SHAN Qunying Mgmt For For For 20 Elect LIU Shuyuan Mgmt For For For 21 Elect XU Zujian Mgmt For For For 22 Elect HUANG Mingyuan Mgmt For For For 23 Elect SHAO Shiwei Mgmt For For For 24 Elect WU Liansheng Mgmt For Against Against 25 Elect LI Zhensheng Mgmt For For For 26 Elect QI Yudong Mgmt For For For 27 Elect ZHANG Shouwen Mgmt For For For 28 Elect GUO Junming Mgmt For For For 29 Elect HAO Tingwei Mgmt For For For 30 Elect ZHANG Mengjiao Mgmt For For For 31 Elect GU Jianguo Mgmt For For For 32 Issuance of Non-Public Debt Mgmt For For For Financing Instruments
Huaneng Power International, Inc. Ticker Security ID: Meeting Date Meeting Status 902 CINS Y3744A105 09/10/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Class of Shares and Nominal Value Mgmt For For For 4 Method of Issuance Mgmt For For For 5 Target Subscribers Mgmt For For For 6 Method of Subscription Mgmt For For For 7 Number of Shares to be Issued Mgmt For For For 8 Price Determination Date Mgmt For For For 9 Subscription Price Mgmt For For For 10 Number of Shares to be Issued Mgmt For For For 11 Lock-up Periods Mgmt For For For 12 Listing of Shares Mgmt For For For 13 Use of Proceeds Mgmt For For For 14 Arrangement of Undistributed Earnings Mgmt For For For 15 Relationship between A and H Share Mgmt For For For Issue 16 Validity Period Mgmt For For For 17 Signing of Supplemental Agreements Mgmt For For For and Subscription Agreements 18 Fulfillment of Conditions Pursuant Mgmt For For For to Issuance of A Shares 19 Ratification of Board Acts to Deal Mgmt For For For with A and H Share Issue 20 Non-Voting Meeting Note N/A N/A N/A N/A
Huaneng Power International, Inc. Ticker Security ID: Meeting Date Meeting Status 902 CINS Y3744A105 09/10/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Class of Shares and Nominal Value Mgmt For For For 4 Method of Issuance Mgmt For For For 5 Target Subscribers Mgmt For For For 6 Method of Subscription Mgmt For For For 7 Number of Shares to be Issued Mgmt For For For 8 Price Determination Date Mgmt For For For 9 Subscription Price Mgmt For For For 10 Adjustment to the Shares to be Mgmt For For For Issued and Subscription Price 11 Lock-up Periods Mgmt For For For 12 Listing of Shares Mgmt For For For 13 Use of Proceeds Mgmt For For For 14 Arrangement of Undistributed Earnings Mgmt For For For 15 Relationship between A and H Share Mgmt For For For Issue 16 Validity Period Mgmt For For For 17 Signing of Supplemental Agreements Mgmt For For For and Subscription Agreements 18 Non-Voting Meeting Note N/A N/A N/A N/A
Hutchison Whampoa Limited Ticker Security ID: Meeting Date Meeting Status 13 CINS Y38024108 05/20/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Canning FOK Kin-Ning Mgmt For For For 6 Elect KAM Hing Lam Mgmt For For For 7 Elect Holger Kluge Mgmt For For For 8 Elect William Shurniak Mgmt For For For 9 Elect WONG Chung Hin Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Hysan Development Company Limited Ticker Security ID: Meeting Date Meeting Status 14 CINS Y38203124 05/09/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Hans Jebsen Mgmt For For For 6 Elect LEE Chien Mgmt For For For 7 Elect Irene LEE Yun Lien Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Iberdrola S.A. Ticker Security ID: Meeting Date Meeting Status IBE CINS E6165F166 05/27/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts Mgmt For For For 2 Reports Mgmt For For For 3 Ratification of Board Acts Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Scrip Dividend Mgmt For For For 7 Long-Term Incentive Plan Mgmt For For For 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Authority to Issue Convertible Debt Mgmt For For For Instruments 10 Authority to Issue Debt Instruments Mgmt For For For 11 Listing or Delisting Shares and Bonds Mgmt For For For 12 Authority to Create/Fund Foundations Mgmt For For For 13 Amend Article 1 Mgmt For For For 14 Amend Articles 5 to 8, 9 to 15, 52 Mgmt For For For 15 Amend Articles 16 to 20, 22 to 28 Mgmt For For For and 31 16 Amend Article 21 Mgmt For For For 17 Amend Articles 29, 30 and 54 to 56 Mgmt For For For 18 Amend Articles 32 to 51 Mgmt For For For 19 Consolidation of Articles of Mgmt For For For Association 20 Amendments to General Meeting Mgmt For For For Regulations 21 Merger with Iberdrola Renovables Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Remuneration Report Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A
Ibiden Company Ltd. Ticker Security ID: Meeting Date Meeting Status 4062 CINS J23059116 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshifumi Iwata Mgmt For For For 3 Elect Hiroki Takenaka Mgmt For For For 4 Elect Mafumi Kunishima Mgmt For For For 5 Elect Hironobu Kodaka Mgmt For For For 6 Elect Yoshio Hirabayashi Mgmt For For For 7 Elect Katsumi Mabuchi Mgmt For For For 8 Elect Toshiaki Matsuo Mgmt For For For 9 Elect Keiichi Sakashita Mgmt For For For 10 Elect Kohji Kawashima Mgmt For For For 11 Elect Sohtaroh Itoh Mgmt For For For 12 Elect Yoshitoshi Toyoda Mgmt For For For 13 Elect Toshio Yonezawa Mgmt For For For 14 Elect Yasuhiro Kumagai Mgmt For For For 15 Compensation Policy Mgmt For For For
Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Crown Mgmt For For For 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Kevin Warren Mgmt For For For 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Mgmt For For For Incentive Plan
Imperial Tobacco Group plc Ticker Security ID: Meeting Date Meeting Status IMT CINS G4721W102 02/02/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Alison Cooper Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Michael Herlihy Mgmt For For For 8 Elect Pierre Jungels Mgmt For For For 9 Elect Susan Murray Mgmt For For For 10 Elect Iain Napier Mgmt For For For 11 Elect Berge Setrakian Mgmt For Against Against 12 Elect Mark Williamson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Extension of French Sharesave Plan Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For
Incitec Pivot Limited Ticker Security ID: Meeting Date Meeting Status IPL CINS Q4887E101 12/21/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Paul Brasher Mgmt For For For 3 Re-elect Allan McCallum Mgmt For For For 4 Re-elect John Marlay Mgmt For For For 5 Equity Grant (MD/CEO James Fazzino) Mgmt For For For 6 Amend the Constitution - Dividends Mgmt For For For 7 Remuneration Report Mgmt For For For
Industria de Diseno Textil SA - Inditex Ticker Security ID: Meeting Date Meeting Status ITX CINS E6282J109 07/13/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports; Mgmt For For For Ratification of Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Amancio Ortega Gaona Mgmt For For For 6 Elect Pablo Isla A?lvarez de Tejera Mgmt For For For 7 Elect Juan Manuel Urgoiti y Mgmt For For For Lopez-Ocana 8 Elect Nils Smedegaard Andersen Mgmt For For For 9 Elect Emilio Saracho Rodriguez de Mgmt For For For Torres 10 Amendments to Articles Mgmt For For For 11 Amendments to General Meeting Mgmt For For For Regulations 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Industrial & Commercial Bank Of China Ticker Security ID: Meeting Date Meeting Status 1398 CINS ADPV10686 05/31/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Reports Mgmt For For For 4 Supervisors' Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Property Purchase Mgmt For For For 8 Fixed Assets Investment Budget Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Elect ZHAO Lin as Supervisor Mgmt For For For 11 2010 Directors and Supervisors Mgmt For For For Remuneration
Infineon Technologies AG Ticker Security ID: Meeting Date Meeting Status IFX CINS D35415104 02/17/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratify Peter Bauer Mgmt For For For 6 Ratify Hermann Eul Mgmt For For For 7 Ratify Reinhard Ploss Mgmt For For For 8 Ratify Marco Schroter Mgmt For For For 9 Ratify Klaus Wucherer Mgmt For For For 10 Ratify Wigand Cramer Mgmt For For For 11 Ratify Alfred Eibl Mgmt For For For 12 Ratify Peter Gruber Mgmt For For For 13 Ratify Gerhard Hobbach Mgmt For For For 14 Ratify Hans-Ulrich Holdenried Mgmt For For For 15 Ratify Max Dietrich Kley Mgmt For For For 16 Ratify Renate Kocher Mgmt For For For 17 Ratify Siegfried Luther Mgmt For For For 18 Ratify Manfred Puffer Mgmt For For For 19 Ratify Gerd Schmidt Mgmt For For For 20 Ratify Doris Schmitt-Landsiedel Mgmt For For For 21 Ratify Jurgen Scholz Mgmt For For For 22 Ratify Horst Schuler Mgmt For For For 23 Ratify Kerstin Schulzendorf Mgmt For For For 24 Ratify Eckart Sunner Mgmt For For For 25 Ratify Alexander Truby Mgmt For For For 26 Ratify Arnaud de Weert Mgmt For For For 27 Appointment of Auditor Mgmt For For For 28 Elect Wolfgang Mayrhuber Mgmt For For For 29 Compensation Policy Mgmt For Against Against 30 Authority to Repurchase Shares Mgmt For For For 31 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 32 Approval of Settlement Agreement Mgmt For For For with Ulrich Schumacher 33 Amendment Regarding Supervisory Mgmt For For For Board Resolutions 34 Supervisory Board Members' Fees Mgmt For For For
Infosys Technologies Limited Ticker Security ID: Meeting Date Meeting Status INFOSYS CUSIP 456788108 06/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Srinath Batni Mgmt For For For 4 Elect Sridar Iyegar Mgmt For For For 5 Elect Deepak Satwalekar Mgmt For For For 6 Elect Omkar Goswami Mgmt For For For 7 Retirement of K. Dinesh Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Elect Ramaswami Seshasayee Mgmt For For For 10 Elect Ravi Venkatesan Mgmt For For For 11 Appointment of S. Gopalakrishnan as Mgmt For For For Wholetime Director; Approval of Compensation 12 Appointment of S.D. Shibulal as CEO Mgmt For For For and Managing Director; Approval of Compensation 13 Change in Company Name Mgmt For For For
ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CINS N4578E413 05/09/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Executive Board Remuneration Policy Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendment to Articles A Mgmt For For For 12 Amendment to Articles B Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Ratification of Executive Board Acts Mgmt For For For 15 Ratification of Supervisory Board Mgmt For For For Acts 16 Elect Koos Timmermans Mgmt For For For 17 Elect Peter Elverding Mgmt For For For 18 Elect Henk Breukink Mgmt For For For 19 Elect Sjoerd van Keulen Mgmt For For For 20 Elect Joost Kuiper Mgmt For For For 21 Elect Luc Vandewalle Mgmt For For For 22 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights in Connection with a Merger 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Repurchase Shares in Mgmt For For For Connection with a Merger 26 Non-Voting Agenda Item N/A N/A N/A N/A
Ingersoll-Rand Plc Ticker Security ID: Meeting Date Meeting Status IR CUSIP G47791101 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Richard Swift Mgmt For For For 11 Elect Tony White Mgmt For For For 12 Senior Executive Performance Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Authority to Repurchase Shares Mgmt For For For 16 Ratification of Auditor Mgmt For For For
Inotera Memories Inc Ticker Security ID: Meeting Date Meeting Status 3474 CINS Y4084K109 06/08/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Loss Disposition Mgmt For For For 8 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 9 Amendments to Procedural Rules: Mgmt For For For Shareholder Meetings 10 Income Tax Exemption Mgmt For For For 11 Election of Directors and Mgmt For Abstain Against Supervisors (Slate) 12 Election of Directors and Mgmt For Abstain Against Supervisors (Slate) 13 Non-Compete Restrictions for Mgmt For Against Against Directors 14 Extraordinary Motions Mgmt For Against Against
INPEX Corporation (fka INPEX Holdings Inc.) Ticker Security ID: Meeting Date Meeting Status 1605 CINS J2467E101 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshitsugu Takai Mgmt For For For 4 Elect Haruhito Totsune Mgmt For For For 5 Elect Kohji Sumiya Mgmt For For For 6 Elect Hiroshi Satoh Mgmt For For For 7 Elect Masaru Funai Mgmt For For For 8 Bonus Mgmt For For For
Insurance Australia Group Limited Ticker Security ID: Meeting Date Meeting Status IAG CINS Q49361100 10/27/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Anna Hynes Mgmt For For For 3 Re-elect Hugh Fletcher Mgmt For For For 4 Remuneration Report Mgmt For For For 5 Ratify Placement of Securities Mgmt For For For
Interconexion Electrica SA Ticker Security ID: Meeting Date Meeting Status ISA CINS P5624U101 03/31/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Meeting Chairman Mgmt Abstain Abstain For 2 Report of the Secretary Mgmt Abstain Abstain For 3 Election of Delegates in Charge of Mgmt Abstain Abstain For Meeting Minutes 4 Speech of the Minister of Mines and Mgmt Abstain Abstain For Energy 5 Speech of the Chairman and Report of Mgmt Abstain Abstain For the Board 6 Management Reports Mgmt Abstain Abstain For 7 Report on Compliance with Corporate Mgmt Abstain Abstain For Governance Code 8 Presentation of Financial Statements Mgmt Abstain Abstain For 9 Report of the Auditor Mgmt Abstain Abstain For 10 Accounts and Reports Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Allocation of Profits/Dividends Mgmt For For For 13 Election of Directors Mgmt For Against Against 14 Equity Tax Revaluation Mgmt For For For 15 Authority to Issue Non-Convertible Mgmt For For For Bonds 16 Non-Voting Agenda Item N/A N/A N/A N/A
Intercontinental Hotels Group PLC Ticker Security ID: Meeting Date Meeting Status IHG CINS G4804L122 05/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect James Abrahamson Mgmt For For For 5 Elect Kirk Kinsell Mgmt For For For 6 Elect Graham Allan Mgmt For For For 7 Elect Andrew Cosslett Mgmt For For For 8 Elect David Kappler Mgmt For For For 9 Elect Ralph Kugler Mgmt For For For 10 Elect Jennifer Laing Mgmt For For For 11 Elect Jonathan Linen Mgmt For For For 12 Elect Richard Solomons Mgmt For For For 13 Elect David Webster Mgmt For For For 14 Elect Ying Yeh Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
International Power plc Ticker Security ID: Meeting Date Meeting Status IPR CINS G4890M109 05/17/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Dirk Beeuwsaert Mgmt For For For 3 Elect Sir Neville Simms Mgmt For For For 4 Elect Bernard Attali Mgmt For For For 5 Elect Anthony Isaac Mgmt For For For 6 Elect David Weston Mgmt For For For 7 Elect Sir Rob Young Mgmt For For For 8 Elect Michael Zaoui Mgmt For For For 9 Elect Gerard Mestrallet Mgmt For For For 10 Elect Jean-Francois Cirelli Mgmt For For For 11 Elect Gerard Lamarche Mgmt For Against Against 12 Elect Philip Cox Mgmt For For For 13 Elect Mark Williamson Mgmt For For For 14 Elect Guy Richelle Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Directors' Remuneration Report Mgmt For Against Against 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Increase Non-Exeuctive Directors' Mgmt For For For Fee Cap 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
INTERNATIONAL POWER PLC Ticker Security ID: Meeting Date Meeting Status IPR CINS G4890M109 12/16/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Waiver of Mandatory Takeover Mgmt For For For Requirement
Intesa Sanpaolo S.p.A. (fka Banca Intesa S.p.A.) Ticker Security ID: Meeting Date Meeting Status ISP CINS T55067101 05/10/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Amendments to Articles Mgmt For For For 5 Issuance of Shares w/ Preemptive Mgmt For For For Rights
Intime Department Store (Group) Company Limited Ticker Security ID: Meeting Date Meeting Status 1833 CINS G49204103 06/07/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect SHI Chungui Mgmt For For For 6 Elect LEE Ka Kit Mgmt For For For 7 Elect XIN Xiangdong Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
Intrepid Potash, Inc. Ticker Security ID: Meeting Date Meeting Status IPI CUSIP 46121Y102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Jornayvaz III Mgmt For For For 2 Elect Hugh Harvey, Jr. Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Inversiones Argos S.A. Ticker Security ID: Meeting Date Meeting Status ARGOS CINS P5864J105 03/23/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Quorum Mgmt For Abstain Against 2 Agenda Mgmt For Abstain Against 3 Election of Meeting Delegates Mgmt For Abstain Against 4 Report of the Board and CEO Mgmt For Abstain Against 5 Presentation of Financial Statements Mgmt For Abstain Against 6 Report of the Auditor Mgmt For Abstain Against 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Election of Directors; Fees Mgmt For Against Against 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Transaction of Other Business Mgmt For Against Against
Investment AB Kinnevik Ticker Security ID: Meeting Date Meeting Status KINV'B CINS W4832D110 05/16/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nomination Committee Mgmt For Against Against 21 Compensation Guidelines Mgmt For For For 22 2011 Long-Term Incentive Program Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Amendments to Articles Mgmt For For For 25 Non-Voting Agenda Item N/A N/A N/A N/A
Investor AB Ticker Security ID: Meeting Date Meeting Status INVE CINS W48102128 04/12/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Mgmt For For For Minutes 9 Compliance with Rules of Convocation Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Allocation of Profits/Dividends Mgmt For For For 16 Board Size Mgmt For For For 17 Number of Auditors Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Appointment of Auditor Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Long Term Incentive Plan Mgmt For For For 24 Authority to Repurchase and Issue Mgmt For For For Treasury Shares 25 Issuance of Treasury Shares Pursuant Mgmt For For For to Long Term Incentive Plan 26 Nomination Committee Mgmt For For For 27 Shareholder Proposal Regarding ShrHoldr N/A For N/A Conversion of Shares 28 Shareholder Proposal Regarding ShrHoldr N/A Abstain N/A Conversion of Shares 29 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Demerger 30 Shareholder Proposal Regarding ShrHoldr N/A Abstain N/A Refining Demerger 31 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Distribution of Unlisted Assets 32 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Issuance of Bonus Dividend 33 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Forecast of Dividend 34 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Repurchase of Shares w/o Liquidating Company 35 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Contacting Other Investment Companies 36 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Contacting Warren Buffet 37 Shareholder Proposal Regarding Misc. ShrHoldr N/A Against N/A Meeting Issue 38 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Shareholder Perquisites 39 Shareholder Proposal Regarding Agenda ShrHoldr N/A Against N/A 40 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Investment Company Discount 41 Non-Voting Agenda Item N/A N/A N/A N/A
Isetan Mitsukoshi Holdings Ltd. (fka Isetan Co. Ltd.) Ticker Security ID: Meeting Date Meeting Status 3099 CINS J25038100 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kunio Ishizuka Mgmt For For For 5 Elect Shinya Takada Mgmt For For For 6 Elect Hiroshi Ohnishi Mgmt For For For 7 Elect Tatsuo Ohtagaki Mgmt For For For 8 Elect Ken Akamatsu Mgmt For For For 9 Elect Tomonari Sera Mgmt For For For 10 Elect Nobuo Kuroyanagi Mgmt For For For 11 Elect Shimpei Miyamura Mgmt For For For 12 Elect Morio Ikeda Mgmt For For For 13 Elect Kohsuke Kojima Mgmt For Against Against
Israel Chemicals Ltd. Ticker Security ID: Meeting Date Meeting Status ICL CINS M5920A109 10/04/2010 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt Abstain For Against 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Election of Directors (Slate) and Mgmt For For For Approval of Remuneration 5 Appointment of Eran Sarig to the Mgmt For For For Board 6 Indemnification of Eran Sarig Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A
Isuzu Motors Ltd Ticker Security ID: Meeting Date Meeting Status 7202 CINS J24994105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masanori Katayama Mgmt For For For 4 Elect Ryoh Sakata Mgmt For For For 5 Elect Chikao Mitsuzaki Mgmt For For For 6 Elect Katsumasa Nagai Mgmt For For For 7 Elect Haruki Mizutani Mgmt For For For 8 Elect Yoshio Kinouchi Mgmt For For For
Itochu Corporation Ticker Security ID: Meeting Date Meeting Status 8001 CINS J2501P104 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Eizoh Kobayashi Mgmt For For For 5 Elect Masahiro Okafuji Mgmt For For For 6 Elect Yohichi Kobayashi Mgmt For For For 7 Elect Yoshio Akamatsu Mgmt For For For 8 Elect Yoshihisa Aoki Mgmt For For For 9 Elect Tadayuki Seki Mgmt For For For 10 Elect Kenji Okada Mgmt For For For 11 Elect Kohji Takayanagi Mgmt For For For 12 Elect Satoshi Kikuchi Mgmt For For For 13 Elect Tohru Matsushima Mgmt For For For 14 Elect Ichiroh Nakamura Mgmt For For For 15 Elect Hitoshi Okamoto Mgmt For For For 16 Elect Yuko Kawamoto Mgmt For For For 17 Elect Kazuyuki Sugimoto Mgmt For For For 18 Elect Kazutoshi Maeda Mgmt For For For 19 Elect Masahiro Shimojoh Mgmt For For For 20 Directors' Fees and Bonuses Mgmt For For For
Ivanhoe Mines Ltd. Ticker Security ID: Meeting Date Meeting Status IVN CUSIP 46579N103 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Friedland Mgmt For For For 1.2 Elect Peter Meredith Mgmt For For For 1.3 Elect David Huberman Mgmt For Withhold Against 1.4 Elect R. Edward Flood Mgmt For Withhold Against 1.5 Elect Howard Balloch Mgmt For Withhold Against 1.6 Elect Markus Faber Mgmt For Withhold Against 1.7 Elect David Korbin Mgmt For Withhold Against 1.8 Elect Livia Mahler Mgmt For For For 1.9 Elect Tracy Stevenson Mgmt For For For 1.10 Elect Michael Gordon Mgmt For For For 1.11 Elect Dan Westbrook Mgmt For For For 1.12 Elect Robert Holland III Mgmt For For For 1.13 Elect Andrew Harding Mgmt For For For 1.14 Elect Kay Priestly Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
J Sainsbury plc Ticker Security ID: Meeting Date Meeting Status SBRY CINS G77732173 07/14/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Tyler Mgmt For For For 5 Elect Valerie Gooding Mgmt For For For 6 Elect Justin King Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Renewal of All Employee Share Mgmt For For For Ownership Plan 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Adoption of New Articles Mgmt For For For
Japan Real Estate Investment Corp. Ticker Security ID: Meeting Date Meeting Status 8952 CINS J27523109 03/15/2011 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Tadanori Terasawa Mgmt For For For 3 Election of Alternate Executive Mgmt For For For Director(s) 4 Elect Kenji Kusakabe Mgmt For For For 5 Elect Tomohiro Okanoya Mgmt For For For
Japan Tobacco Incorporated Ticker Security ID: Meeting Date Meeting Status 2914 CINS J27869106 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Hisao Tateishi Mgmt For For For 5 Elect Gisuke Shiozawa Mgmt For For For 6 Elect Kohichi Ueda Mgmt For For For 7 Elect Yoshinori Imai Mgmt For For For
JBS SA Ticker Security ID: Meeting Date Meeting Status JBSS3 CINS P59695109 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Election of Supervisory Council Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Publication of Company Notices Mgmt For For For
JBS SA Ticker Security ID: Meeting Date Meeting Status JBSS3 CINS P59695109 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Appointment of Mgmt For For For Appraiser; Valuation Report 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Merger Agreement Mgmt For For For 5 Merger by Absorption Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
JBS SA Ticker Security ID: Meeting Date Meeting Status JBSS3 CINS P59695109 06/03/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Waiver of Takeover Bid Requirement Mgmt For For For 3 Terms of Convertible Debt Instruments Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
JBS SA Ticker Security ID: Meeting Date Meeting Status JBSS3 CINS P59695109 09/30/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Agreement Mgmt For For For 3 Ratification of Appointment of Mgmt For For For Auditor 4 Valuation Report Mgmt For For For 5 Merger by Absorption Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
JFE Holdings Inc Ticker Security ID: Meeting Date Meeting Status 5411 CINS J2817M100 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For 4 Elect Hajime Bada Mgmt For For For 5 Elect Eiji Hayashida Mgmt For For For 6 Elect Yoshio Ishikawa Mgmt For For For 7 Elect Sumiyuki Kishimoto Mgmt For For For 8 Elect Akimitsu Ashida Mgmt For For For 9 Elect Masafumi Maeda Mgmt For For For 10 Elect Seiji Sugiyama Mgmt For Against Against 11 Election of Alternate Statutory Mgmt For For For Auditors 12 Renewal of Takeover Defense Plan Mgmt For Against Against
JGC Corporation Ticker Security ID: Meeting Date Meeting Status 1963 CINS J26945105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Keisuke Takeuchi Mgmt For For For 4 Elect Masahiko Yaegashi Mgmt For For For 5 Elect Kohichi Kawana Mgmt For For For 6 Elect Tadanori Aratani Mgmt For For For 7 Elect Sei Tange Mgmt For For For 8 Elect Tadashi Ishizuka Mgmt For For For 9 Elect Yutaka Yamazaki Mgmt For For For 10 Elect Eiki Furuta Mgmt For For For 11 Elect Hideaki Miura Mgmt For For For 12 Elect Tsutomu Akabane Mgmt For For For 13 Elect Masayuki Satoh Mgmt For For For 14 Elect Toyohiko Shimada Mgmt For For For 15 Elect Yasumasa Isetani Mgmt For For For 16 Elect Satoshi Satoh Mgmt For For For 17 Elect Hiroyasu Fukuyama Mgmt For For For 18 Elect Masao Mori Mgmt For For For
Jiangsu Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status 177 CINS Y4443L103 03/18/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect CHANG Qing as Supervisor Mgmt For Against Against 4 Non-Voting Meeting Note N/A N/A N/A N/A
Jiangsu Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status 177 CINS Y4443L103 05/11/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Reports Mgmt For For For 4 Supervisors' Reports Mgmt For For For 5 Financial Budget Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Issuance of Short Term Commercial Mgmt For For For Papers
Jiangsu Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status 177 CINS Y4443L103 07/16/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect YANG Gen Lin Mgmt For For For
Jiangxi Copper Company Limited Ticker Security ID: Meeting Date Meeting Status 0358 CINS Y4446C100 06/09/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Adoption of Long-term Incentive Mgmt For For For Pilot Program 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendments of Rules of Procedures Mgmt For For For for Board 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights
Jollibee Foods Corp. Ticker Security ID: Meeting Date Meeting Status JFC CINS Y4466S100 06/24/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Call to order Mgmt For For For 3 Approve Notice and Quorom Mgmt For For For 4 Approve Minutes Mgmt For For For 5 President's Report Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Elect Tony Tan Caktiong Mgmt For For For 8 Elect William Tan Untiong Mgmt For For For 9 Elect Ernesto Tanmantiong Mgmt For For For 10 Elect Ang Cho Sit Mgmt For For For 11 Elect Antonio Chua Poe Eng Mgmt For For For 12 Elect Felipe Alfonso Mgmt For For For 13 Elect Monico Jacob Mgmt For For For 14 Elect Cezar P. Consing Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Transaction of Other Business Mgmt For Against Against 17 Right to Adjourn Meeting Mgmt For For For
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Lead Director
JSR Corporation Ticker Security ID: Meeting Date Meeting Status 4185 CINS J2856K106 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshinori Yoshida Mgmt For For For 5 Elect Mitsunobu Koshiba Mgmt For For For 6 Elect Masaki Hirose Mgmt For For For 7 Elect Hozumi Satoh Mgmt For For For 8 Elect Takuya Gotoh Mgmt For For For 9 Elect Michio Kariya Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s) 11 Bonus Mgmt For For For
Julius Baer Group Ltd. Ticker Security ID: Meeting Date Meeting Status BAER CINS H4414N103 04/07/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Transfer of Reserves Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Allocation of Reserves for Share Mgmt For TNA N/A Repurchase Program 8 Ratification of Board and Management Mgmt For TNA N/A Acts 9 Elect Peter Kupfer Mgmt For TNA N/A 10 Elect Charles Stonehill Mgmt For TNA N/A 11 Elect Heinrich Baumann Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A
Juniper Networks, Inc. Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr N/A For N/A Declassification of the Board
JX Holdings Inc Ticker Security ID: Meeting Date Meeting Status 5020 CINS J29699105 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shinji Nishio Mgmt For For For 4 Elect Mitsunori Takahagi Mgmt For For For 5 Elect Shigeo Hirai Mgmt For For For 6 Elect Kiyonobu Sugiuchi Mgmt For For For 7 Elect Yukio Yamagata Mgmt For For For 8 Elect Kazuo Kagami Mgmt For For For 9 Elect Ichiroh Uchijima Mgmt For For For 10 Elect Junichi Kawada Mgmt For For For 11 Elect Yasushi Kimura Mgmt For For For 12 Elect Isao Matsushita Mgmt For For For 13 Elect Makoto Koseki Mgmt For For For 14 Elect Masanori Okada Mgmt For For For 15 Elect Etsuhiko Shohyama Mgmt For For For 16 Elect Juichi Takamura Mgmt For For For 17 Elect Masahiro Sakata Mgmt For For For 18 Elect Hiroshi Komiyama Mgmt For For For 19 Directors' and Statutory Auditors' Mgmt For For For Fees
K + S AG Ticker Security ID: Meeting Date Meeting Status SDF CINS D48164103 05/11/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Dematerialization of Bearer Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For
Kansai Electric Power Co. Inc. (The) Ticker Security ID: Meeting Date Meeting Status 9503 CINS J30169106 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohsuke Mori Mgmt For For For 4 Elect Makoto Yagi Mgmt For For For 5 Elect Masafumi Ikari Mgmt For For For 6 Elect Masao Ikoma Mgmt For For For 7 Elect Hideki Toyomatsu Mgmt For For For 8 Elect Jiroh Kagawa Mgmt For For For 9 Elect Yuzuru Hiroe Mgmt For For For 10 Elect Noriaki Hashimoto Mgmt For For For 11 Elect Yohichi Mukae Mgmt For For For 12 Elect Yoshihiro Doi Mgmt For For For 13 Elect Ryohhei Shirai Mgmt For For For 14 Elect Shigeki Iwane Mgmt For For For 15 Elect Masahiro Iwatani Mgmt For For For 16 Elect Yasuhiro Yashima Mgmt For For For 17 Elect Tatsuya Kawabe Mgmt For For For 18 Elect Yutaka Inada Mgmt For For For 19 Elect Noriyuki Inoue Mgmt For Against Against 20 Elect Akio Tsujii Mgmt For For For 21 Elect Ryousuke Tamakoshi Mgmt For For For 22 Elect Sakae Kanno Mgmt For For For 23 Elect Yasunari Tamura Mgmt For For For 24 Elect Masahiro Izumi Mgmt For For For 25 Elect Takaharu Dohi Mgmt For For For 26 Elect Yohichi Morishita Mgmt For For For 27 Elect Motoyuki Yoshimura Mgmt For For For 28 Elect Hisako Makimura Mgmt For For For 29 Bonus Mgmt For For For 30 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption of International Standards of Corporate Social Responsibility 31 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Shareholder Meeting Minutes on the Internet 32 Shareholder Proposal Regarding the ShrHoldr Against Against For Size of the Board of Directors 33 Shareholder Proposal Regarding Board ShrHoldr Against Against For of Statutory Auditors Size 34 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Responsibility 35 Shareholder Proposal Regarding Ban ShrHoldr Against Against For of Nuclear Power 36 Shareholder Proposal Regarding ShrHoldr Against Against For Diversifying Energy Sources for Residences 37 Shareholder Proposal Regarding ShrHoldr Against Against For Enforcement of Welfare and Support Programs 38 Shareholder Proposal Regarding ShrHoldr Against Against For Investment in Infrastructure and Workforce 39 Shareholder Proposal Regarding ShrHoldr Against Against For Investment in Renewable Energy 40 Shareholder Proposal Regarding ShrHoldr Against Against For Allocation of Retained Earnings 41 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of Director 42 Shareholder Proposal Regarding ShrHoldr Against Against For Control of Radiation Output 43 Shareholder Proposal Regarding ShrHoldr Against Against For Withholding of Directors' Fees 44 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Earthquake Protection Committee 45 Shareholder Proposal Regarding Ban ShrHoldr Against Against For of Chemical Reprocessing 46 Shareholder Proposal Regarding ShrHoldr Against Against For Suspension of Pluthermal Operations
Kao Corporation Ticker Security ID: Meeting Date Meeting Status 4452 CINS J30642169 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takayuki Ishige Mgmt For For For 4 Election of Alternate Statutory Mgmt For For For Auditor(s) 5 Stock Option Plan Mgmt For For For
Kawasaki Heavy Industries, Ltd. Ticker Security ID: Meeting Date Meeting Status 7012 CINS J31502107 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tadaharu Ohhashi Mgmt For For For 4 Elect Masashi Segawa Mgmt For For For 5 Elect Satoshi Hasegawa Mgmt For For For 6 Elect Mitsutoshi Takao Mgmt For For For 7 Elect Yuichi Asano Mgmt For For For 8 Elect Nobumitsu Kambayashi Mgmt For For For 9 Elect Kyohhei Matsuoka Mgmt For For For 10 Elect Hiroshi Takata Mgmt For For For 11 Elect Toshikazu Hayashi Mgmt For For For 12 Elect Makoto Sonoda Mgmt For For For 13 Elect Shigeru Murayama Mgmt For For For
Kazakhmys plc Ticker Security ID: Meeting Date Meeting Status KAZ CINS G5221U108 05/13/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Vladimir Kim Mgmt For For For 5 Elect Oleg Novachuk Mgmt For For For 6 Elect Lord Robin Renwick Mgmt For For For 7 Elect Eduard Ogay Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
KBC Groupe SA Ticker Security ID: Meeting Date Meeting Status KBC CINS B5337G162 04/28/2011 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports Mgmt For TNA N/A 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Ratification of Board Acts Mgmt For TNA N/A 9 Ratification of Board Acts (Fidabel Mgmt For TNA N/A SA) 10 Ratification of Auditor's Acts Mgmt For TNA N/A 11 Ratification of Auditor's Acts Mgmt For TNA N/A (Fidabel SA) 12 Elect Luc Discry Mgmt For TNA N/A 13 Elect Franky Depickere Mgmt For TNA N/A 14 Elect Frank Donck Mgmt For TNA N/A 15 Elect John Hollows Mgmt For TNA N/A 16 Elect Thomas Leysen Mgmt For TNA N/A 17 Elect Luc Popelier Mgmt For TNA N/A 18 Non-Voting Agenda Item N/A N/A TNA N/A 19 Amendment to Article 5 Mgmt For TNA N/A 20 Non-Voting Agenda Item N/A N/A TNA N/A 21 Authority to Increase Capital as a Mgmt For TNA N/A Takeover Defense 22 Amendment to Article 17 Mgmt For TNA N/A 23 Amendment to Article 20 Mgmt For TNA N/A 24 Amendment to Article 24 Mgmt For TNA N/A 25 Amendment to Article 26 Mgmt For TNA N/A 26 Amendment to Article 27 Mgmt For TNA N/A 27 Non-Voting Agenda Item N/A N/A TNA N/A 28 Non-Voting Agenda Item N/A N/A TNA N/A 29 Amendment to Article 28 Mgmt For TNA N/A 30 Amendment to Article 34 Mgmt For TNA N/A 31 Authority to Amend Articles 7, 17 Mgmt For TNA N/A and 20 32 Authority to Amend Articles 5, 24, Mgmt For TNA N/A 26, 27, 28 and 34 33 Authority to Carry Out Formalities Mgmt For TNA N/A
KDDI Corp. Ticker Security ID: Meeting Date Meeting Status 9433 CINS J31843105 06/16/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tadashi Onodera Mgmt For For For 4 Elect Kanichiroh Aritomi Mgmt For For For 5 Elect Takashi Tanaka Mgmt For For For 6 Elect Hirofumi Morozumi Mgmt For For For 7 Elect Makoto Takahashi Mgmt For For For 8 Elect Yoshiharu Shimatani Mgmt For For For 9 Elect Masahiro Inoue Mgmt For For For 10 Elect Yuzoh Ishikawa Mgmt For For For 11 Elect Hideo Yuasa Mgmt For For For 12 Elect Hiromu Naratani Mgmt For For For 13 Elect Makoto Kawamura Mgmt For For For 14 Elect Shinichi Sasaki Mgmt For For For 15 Bonus Mgmt For Against Against 16 Adoption of Performance Linked Bonus Mgmt For For For Policy for Directors
Keisei Electric Railway Company Ltd. Ticker Security ID: Meeting Date Meeting Status 9009 CINS J32233108 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Tsutomu Hanada Mgmt For For For 3 Elect Norio Saigusa Mgmt For For For 4 Elect Kentaroh Kaneko Mgmt For For For 5 Elect Osamu Matsumura Mgmt For For For 6 Elect Takehiro Mikoda Mgmt For For For 7 Elect Kohsei Yonekawa Mgmt For For For 8 Elect Ken Ohmuro Mgmt For For For 9 Elect Hiroyuki Miyata Mgmt For For For 10 Elect Hiroshi Sakayori Mgmt For For For 11 Elect Toshikazu Iijima Mgmt For For For 12 Elect Mitsugu Saitoh Mgmt For For For 13 Elect Toshiya Kobayashi Mgmt For For For 14 Elect Kenji Satoh Mgmt For For For 15 Elect Yukihito Mashimo Mgmt For For For 16 Elect Eiichiroh Matsukami Mgmt For For For 17 Elect Shinya Matsuno Mgmt For Against Against 18 Elect Takashi Muraoka Mgmt For Against Against
Keppel Corporation Limited Ticker Security ID: Meeting Date Meeting Status K02 CINS Y4722Z120 04/21/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tony CHEW Leong-Chee Mgmt For For For 4 Elect TOW Heng Tan Mgmt For For For 5 Elect TEO Soon Hoe Mgmt For For For 6 Elect TAN Ek Kia Mgmt For For For 7 Elect Danny TEOH Leong Kay Mgmt For For For 8 Elect Sven Bang Ullring Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Related Party Transactions Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A
Kerry Group Plc Ticker Security ID: Meeting Date Meeting Status KRZ CINS G52416107 05/10/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kieran Breen Mgmt For For For 4 Elect Patrick Flahive Mgmt For For For 5 Elect Denis Buckley Mgmt For For For 6 Elect Gerry Behan Mgmt For For For 7 Elect Denis Carroll Mgmt For Against Against 8 Elect Michael Dowling Mgmt For Against Against 9 Elect Michael Fleming Mgmt For For For 10 Elect Noel Greene Mgmt For For For 11 Elect Flor Healy Mgmt For For For 12 Elect Kevin Kelly Mgmt For Against Against 13 Elect Stan McCarthy Mgmt For For For 14 Elect Brian Mehigan Mgmt For For For 15 Elect Gerard O'Hanlon Mgmt For For For 16 Elect Denis Wallis Mgmt For Against Against 17 Authority to Set Auditor's Fees Mgmt For For For 18 Directors' Remuneration Report Mgmt For Abstain Against 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For
Keyence Corporation Ticker Security ID: Meeting Date Meeting Status 6861 CINS J32491102 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Takemitsu Takizaki Mgmt For For For 3 Elect Akinori Yamamoto Mgmt For For For 4 Elect Akira Kansawa Mgmt For For For 5 Elect Tsuyoshi Kimura Mgmt For For For 6 Elect Yoshihiro Ueda Mgmt For For For 7 Elect Yuji Ohgishi Mgmt For For For 8 Elect Michio Sasaki Mgmt For For For 9 Elect Yoshiroh Kinomoto Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s)
KGHM Polska Miedz Ticker Security ID: Meeting Date Meeting Status KGH CINS X45213109 06/15/2011 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Opening of Meeting Mgmt For For For 4 Election of Presiding Chairman Mgmt For For For 5 Compliance with Rules of Convocation Mgmt For For For 6 Agenda Mgmt For For For 7 Presentation of Accounts and Reports Mgmt For For For 8 Profits/Dividends Policy Mgmt For For For 9 Presentation of Supervisory Board Mgmt For For For Report 10 Presentation of Supervisory Board Mgmt For For For Report (Assessment) 11 Management Board Report Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Management Board Acts Mgmt For For For 15 Ratification of Supervisory Board Mgmt For For For Acts 16 Presentation of Accounts and Reports Mgmt For For For (Group) 17 Presentation of Supervisory Board Mgmt For For For Report (Group) 18 Management Board Report (Group) Mgmt For For For 19 Accounts and Reports (Group) Mgmt For For For 20 Changes to the Supervisory Board Mgmt For Against Against 21 Compliance with Election Procedure Mgmt For For For 22 Recall of Supervisory Board Mgmt For Against Against 23 Election of Employee Representatives Mgmt For For For 24 Supervisory Board Fees Mgmt For Against Against 25 Closing Mgmt For For For
Kingboard Chemical Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status 148 CINS G52562140 05/03/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect CHEUNG Kwok Wing Mgmt For For For 5 Elect CHEN Maosheng Mgmt For For For 6 Elect Christopher CHENG Wai Chee Mgmt For For For 7 Elect TSE Kam Hung Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Repurchased Shares Mgmt For For For
Kingboard Chemical Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status 148 CINS G52562140 05/16/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Agreements and Annual Caps Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Kingfisher plc Ticker Security ID: Meeting Date Meeting Status KGF CINS G5256E441 06/16/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Pascal Cagni Mgmt For For For 5 Elect Clare Chapman Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Andrew Bonfield Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Anders Dahlvig Mgmt For For For 10 Elect Janis Kong Mgmt For For For 11 Elect John Nelson Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Amendment to Performance Share Plan Mgmt For For For
Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 09/15/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Stock and Warrant Issuance for Mgmt For For For Acquisition
Kintetsu Corporation Ticker Security ID: Meeting Date Meeting Status 9041 CINS J33136128 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masanori Yamaguchi Mgmt For For For 3 Elect Tetsuya Kobayashi Mgmt For For For 4 Elect Ikuo Matsushita Mgmt For For For 5 Elect Masahide Tsujimoto Mgmt For For For 6 Elect Muneo Taniguchi Mgmt For For For 7 Elect Kazuyoshi Togawa Mgmt For For For 8 Elect Keiji Takamatsu Mgmt For For For 9 Elect Michiyoshi Wadabayashi Mgmt For For For 10 Elect Hidenori Akasaka Mgmt For For For 11 Elect Kazuyasu Ueda Mgmt For For For 12 Elect Hidetake Amano Mgmt For For For 13 Elect Hajimu Maeda Mgmt For For For 14 Elect Setsuo Uno Mgmt For For For 15 Elect Kunie Okamoto Mgmt For For For 16 Elect Kohji Manabe Mgmt For For For 17 Elect Takashi Miwa Mgmt For For For 18 Elect Hiroyuki Tabuchi Mgmt For For For
Kirin Holdings Company Limited (fka Kirin Brewery Company, Ltd) Ticker Security ID: Meeting Date Meeting Status 2503 CINS 497350108 03/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuyasu Katoh Mgmt For For For 4 Elect Senji Miyake Mgmt For For For 5 Elect Yoshiharu Furumoto Mgmt For For For 6 Elect Yoshinori Isozaki Mgmt For For For 7 Elect Hirotake Kobayashi Mgmt For For For 8 Elect Hajime Nakajima Mgmt For For For 9 Elect Hiroshi Ogawa Mgmt For For For 10 Elect Shigemitsu Miki Mgmt For For For 11 Elect Toshio Arima Mgmt For For For 12 Elect Kazuyoshi Suzushoh Mgmt For For For 13 Elect Naoki Hyakutake Mgmt For For For 14 Elect Nobuyuki Ohneda Mgmt For For For 15 Bonus Mgmt For For For
Klepierre SA Ticker Security ID: Meeting Date Meeting Status LI CINS F5396X102 04/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Michel Clair Mgmt For For For 9 Elect Jerome Bedier Mgmt For For For 10 Elect Dominique Aubernon Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Cancel Shares and Mgmt For For For Reduce Capital 13 Merger by Absorption of CB Pierre Mgmt For For For 14 Acknowledgment of Merger by Mgmt For For For Absorption 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments Through Private Placement 18 Authority to Set Offering Price of Mgmt For For For Shares 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 23 Authority to Issue Restricted Shares Mgmt For Against Against 24 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 25 Authority to Carry Out Formalities Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A
Kobe Steel Ltd. Ticker Security ID: Meeting Date Meeting Status 5406 CINS J34555144 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Satoh Mgmt For For For 3 Elect Tomoyuki Kaya Mgmt For For For 4 Elect Takashi Matsutani Mgmt For For For 5 Elect Kazuo Shigekawa Mgmt For For For 6 Elect Ikuhiro Yamaguchi Mgmt For For For 7 Elect Hiroaki Fujiwara Mgmt For For For 8 Elect Tetsu Takahashi Mgmt For For For 9 Elect Tsuyoshi Kasuya Mgmt For For For 10 Elect Takao Kitabata Mgmt For For For 11 Elect Yuichi Seki Mgmt For For For 12 Elect Takuo Yamauchi Mgmt For For For 13 Elect Takashi Okimoto Mgmt For Against Against 14 Renewal of Takeover Defense Plan Mgmt For Against Against
Koc Holdings As Ticker Security ID: Meeting Date Meeting Status KCHOL CINS M63751107 04/07/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board Acts Mgmt For TNA N/A 5 Dividend Policy Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Election of Directors Mgmt For TNA N/A 8 Election of Statutory Auditors Mgmt For TNA N/A 9 Directors and Auditors' Fees Mgmt For TNA N/A 10 Report on Guarantees Mgmt For TNA N/A 11 Charitable Donations Mgmt For TNA N/A 12 Report on Related Party Transactions Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Related Party Transactions Mgmt For TNA N/A 15 Minutes Mgmt For TNA N/A 16 Closing Mgmt For TNA N/A 17 Non-Voting Meeting Note N/A N/A TNA N/A
Komatsu Limited Ticker Security ID: Meeting Date Meeting Status 6301 CINS J35759125 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiro Sakane Mgmt For For For 4 Elect Kunio Noji Mgmt For For For 5 Elect Yoshinori Komamura Mgmt For For For 6 Elect Tetsuji Ohhashi Mgmt For For For 7 Elect Kensuke Hotta Mgmt For For For 8 Elect Noriaki Kanoh Mgmt For For For 9 Elect Kohichi Ikeda Mgmt For For For 10 Elect Mamoru Hironaka Mgmt For For For 11 Elect Mikio Fujitsuka Mgmt For For For 12 Elect Fujitoshi Takamura Mgmt For For For 13 Elect Hiroyuki Kamano Mgmt For For For 14 Bonus Mgmt For Against Against 15 Stock Option Plan Mgmt For For For
Kone Oyj Ticker Security ID: Meeting Date Meeting Status KNEBV CINS X4551T105 02/28/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Number of Auditors Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
Konica Minolta Holding Incorporated Ticker Security ID: Meeting Date Meeting Status 4902 CINS J36060119 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshikatsu Ohta Mgmt For For For 3 Elect Masatoshi Matsuzaki Mgmt For For For 4 Elect Tohru Tsuji Mgmt For For For 5 Elect Yohzoh Izuhara Mgmt For For For 6 Elect Nobuhiko Itoh Mgmt For For For 7 Elect Shohji Kondoh Mgmt For For For 8 Elect Yasuo Matsumoto Mgmt For For For 9 Elect Akio Kitani Mgmt For For For 10 Elect Shohei Yamana Mgmt For For For 11 Elect Yoshiaki Andoh Mgmt For For For 12 Elect Takashi Sugiyama Mgmt For For For
Koninklijke Ahold NV Ticker Security ID: Meeting Date Meeting Status AH CINS N0139V142 04/20/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Executive Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect A.D. Boer Mgmt For For For 10 Elect Rob van den Bergh Mgmt For For For 11 Elect Tom de Swaan Mgmt For Against Against 12 Appointment of Auditor Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Cancellation of Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A
Koninklijke KPN N.V. Ticker Security ID: Meeting Date Meeting Status KPN CINS N4297B146 04/06/2011 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Management Board Acts Mgmt For TNA N/A 8 Ratification of Supervisory Board Mgmt For TNA N/A Acts 9 Appointment of Auditor Mgmt For TNA N/A 10 Amendment to Management Board Mgmt For TNA N/A Compensation Policy 11 Amendment to Supervisory Board Fees Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Elect J.B.M. Streppel Mgmt For TNA N/A 14 Elect M. Bischoff Mgmt For TNA N/A 15 Elect C.M. Hooymans Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Authority to Repurchase Shares Mgmt For TNA N/A 18 Authority to Reduce Share Capital Mgmt For TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A
Koninklijke Philips Electronics N.V. Ticker Security ID: Meeting Date Meeting Status PHIA CINS N6817P109 03/31/2011 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Management Board Acts Mgmt For TNA N/A 8 Ratification of Supervisory Board Mgmt For TNA N/A Acts 9 Elect Mr. F.A. van Houten Mgmt For TNA N/A 10 Elect Mr. R.H. Widrahadiraksa Mgmt For TNA N/A 11 Elect Mr. P.A.J. Nota Mgmt For TNA N/A 12 Elect Cornelis van Lede Mgmt For TNA N/A 13 Elect John Thompson Mgmt For TNA N/A 14 Elect Heino von Prondzynski Mgmt For TNA N/A 15 Elect Jackson Tai Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Authority to Issue Shares w/ Mgmt For TNA N/A Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For TNA N/A Preemptive Rights 19 Authority to Repurchase Shares Mgmt For TNA N/A 20 Non-Voting Agenda Item N/A N/A TNA N/A
Kubota Corporation Ticker Security ID: Meeting Date Meeting Status 6326 CINS J36662138 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yasuo Masumoto Mgmt For For For 3 Elect Tetsuji Tomita Mgmt For For For 4 Elect Satoru Sakamoto Mgmt For For For 5 Elect Takeshi Torigoe Mgmt For For For 6 Elect Masayoshi Kitaoka Mgmt For For For 7 Elect Toshihiro Kubo Mgmt For For For 8 Elect Yuzuru Mizuno Mgmt For For For 9 Elect Junichi Satoh Mgmt For For For 10 Elect Hirokazu Nara Mgmt For For For 11 Elect Hiroshi Shiaku Mgmt For For For 12 Elect Akira Negishi Mgmt For For For 13 Elect Ryohji Satoh Mgmt For Against Against 14 Bonus Mgmt For For For
Kuehne & Nagel International AG Ticker Security ID: Meeting Date Meeting Status KNIN CINS H4673L145 05/10/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Allocation of Dividends from Reserves Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Jurgen Fitschen Mgmt For TNA N/A 8 Elect Karl Gernandt Mgmt For TNA N/A 9 Elect Hans-Jorg Hager Mgmt For TNA N/A 10 Elect Klaus-Michael Kuehne Mgmt For TNA N/A 11 Elect Hans Lerch Mgmt For TNA N/A 12 Elect Wolfgang Peiner Mgmt For TNA N/A 13 Elect Thomas Staehelin Mgmt For TNA N/A 14 Elect Joerg Wolle Mgmt For TNA N/A 15 Elect Bernd Wrede Mgmt For TNA N/A 16 Elect Renato Fassbind Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A 18 Transaction of Other Business Mgmt For TNA N/A
Kunlun Energy Company Ltd (fka CNPC Hong Kong Ltd) Ticker Security ID: Meeting Date Meeting Status 135 CINS G5320C108 03/11/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of the Acquisition Mgmt For For For 4 Revised Annual Caps of Continuing Mgmt For For For Connected Transactions between the Group and the CNPC Group 5 Increase in Authorized Capital Mgmt For For For
Kunlun Energy Company Ltd (fka CNPC Hong Kong Ltd) Ticker Security ID: Meeting Date Meeting Status 0135 CINS G5320C108 06/08/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHENG Cheng Mgmt For For For 6 Elect LAU Wah Sum Mgmt For For For 7 Elect Aubrey LI Kwok Sing Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Kunlun Energy Company Ltd (fka CNPC Hong Kong Ltd) Ticker Security ID: Meeting Date Meeting Status 135 CINS G5320C108 09/21/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of the Acquisition Mgmt For For For
Kunlun Energy Company Ltd (fka CNPC Hong Kong Ltd) Ticker Security ID: Meeting Date Meeting Status 135 CINS G5320C108 12/23/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Langfang Huayou Mgmt For For For 4 Acquisition of Certain Sichaun Mgmt For For For Bureau Assets and Equity Interests 5 Non-Voting Meeting Note N/A N/A N/A N/A
Kuraray Co Ltd Ticker Security ID: Meeting Date Meeting Status 3405 CINS J37006137 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yasuaki Wakui Mgmt For For For 4 Elect Fumio Itoh Mgmt For For For 5 Elect Yohichi Ninagawa Mgmt For For For 6 Elect Shiroh Kataoka Mgmt For For For 7 Elect Keiji Murakami Mgmt For For For 8 Elect Kazuhiro Tenkumo Mgmt For For For 9 Elect Yasuhiro Yamamoto Mgmt For For For 10 Elect Setsuo Yamashita Mgmt For For For 11 Elect Kensaku Aomoto Mgmt For For For 12 Elect Takafusa Shioya Mgmt For For For 13 Elect Mitsuaki Manabe Mgmt For For For
KWG Property Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1813 CINS G53224104 06/10/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect KONG Jian Tao Mgmt For For For 6 Elect KONG Jian Nan Mgmt For For For 7 Elect LI Jian Ming Mgmt For For For 8 Elect TSUI Kam Tim Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
Kyocera Corporation Ticker Security ID: Meeting Date Meeting Status 6971 CINS J37479110 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Makoto Kawamura Mgmt For For For 4 Elect Tetsuo Kuba Mgmt For For For 5 Elect Tatsumi Maeda Mgmt For For For 6 Elect Hisao Hisaki Mgmt For For For 7 Elect Yasuyuki Yamamoto Mgmt For For For 8 Elect Goroh Yamaguchi Mgmt For For For 9 Elect Shohichi Aoki Mgmt For For For 10 Elect Katsumi Komaguchi Mgmt For For For 11 Elect Tsutomo Yamori Mgmt For For For 12 Elect Yoshihito Ohta Mgmt For For For 13 Elect Rodney Lanthorne Mgmt For For For 14 Elect John Gilbertson Mgmt For For For 15 Elect Yoshihiro Kano Mgmt For Against Against
L'Oreal Ticker Security ID: Meeting Date Meeting Status OR CINS F58149133 04/22/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Liliane Bettencourt Mgmt For For For 7 Elect Annette Roux Mgmt For For For 8 Elect Charles-Henri Filippi Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights; Authority to Increase Capital Through Capitalizations 12 Authority to Grant Stock Options Mgmt For For For 13 Authority to Issue Restricted Shares Mgmt For For For 14 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
L-3 Communications Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LLL CUSIP 502424104 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Shelton Mgmt For For For 1.2 Elect Michael Strianese Mgmt For For For 1.3 Elect John White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Lafarge SA Ticker Security ID: Meeting Date Meeting Status LG CINS F54432111 05/12/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Baudouin Prot Mgmt For Against Against 9 Elect Philippe Dauman Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Debt Instruments Mgmt For For For 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 15 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 16 Authority to Increase Share Issuance Mgmt For For For Limit 17 Authority to Increase Capital Mgmt For For For Through Capitalizations 18 Authority to Cancel Shares and Mgmt For For For Reduce Capital 19 Authority to Grant Stock Options Mgmt For Against Against 20 Authority to Issue Restricted Shares Mgmt For Against Against 21 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 22 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 23 Amendments to Articles Mgmt For For For 24 Authority to Carry Out Formalities Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A
Lagardere SCA Ticker Security ID: Meeting Date Meeting Status MMB CINS F5485U100 05/10/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Supervisory Board Members' Fees Mgmt For For For 8 Appointment of Auditor and Alternate Mgmt For For For Auditor 9 Elect Susan Tolson Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Debt Instruments Mgmt For For For 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 15 Authority to Increase Share Issuance Mgmt For Against Against Limit 16 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Increase Capital in Consideration for Contributions in Kind 17 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Amendment Regarding Payment of Mgmt For For For Dividend in Kind 20 Authority to Carry Out Formalities Mgmt For For For
Land Securities Group plc Ticker Security ID: Meeting Date Meeting Status LAND CINS G5375M118 07/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Martin Greenslade Mgmt For For For 5 Elect Francis Salway Mgmt For For For 6 Elect Richard Akers Mgmt For For For 7 Elect Sir Stuart Rose Mgmt For Against Against 8 Elect Bo Lerenius Mgmt For For For 9 Elect Alison Carnwath Mgmt For For For 10 Elect Christopher Bland Mgmt For For For 11 Elect Kevin O'Byrne Mgmt For For For 12 Elect David Rough Mgmt For For For 13 Elect Chris Bartram Mgmt For For For 14 Elect Robert Noel Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Dayss 21 Adoption of New Articles Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For
Lanxess AG Ticker Security ID: Meeting Date Meeting Status LXS CINS D5032B102 05/18/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 11 Supervisory Board Members' Fees Mgmt For For For
Lee & Man Paper Manufacturing Ltd Ticker Security ID: Meeting Date Meeting Status 2314 CINS G5427W130 08/16/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Patrick LEE Wan Keung Mgmt For For For 6 Elect Kunihiko Kashima Mgmt For For For 7 Elect Yoshio Haga Mgmt For For For 8 Elect Tony WONG Kai Tung Mgmt For For For 9 Elect Peter A. Davies Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Approval of Proposed Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Extension of Term of Director's Mgmt For For For Appointment: POON Chung Kwong 16 Extension of Term of Director's Mgmt For For For Appointment: David CHAU Shing Yim 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Legal & General Group plc Ticker Security ID: Meeting Date Meeting Status LGEN CINS G54404127 05/25/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Fairey Mgmt For For For 4 Elect Nick Prettejohn Mgmt For For For 5 Elect Tim Breedon Mgmt For For For 6 Elect Clara Furse Mgmt For For For 7 Elect Mark Gregory Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect John Pollock Mgmt For For For 10 Elect Henry Staunton Mgmt For For For 11 Elect John Stewart Mgmt For For For 12 Elect Nigel Wilson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authorisation of Political Donations Mgmt For For For 18 Scrip Dividend Mgmt For For For 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Legrand S.A. Ticker Security ID: Meeting Date Meeting Status LGR CINS F56196185 05/26/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 9 Appointment of Alternate Auditor Mgmt For For For (Cabinet BEAS) 10 Authority to Repurchase Shares Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Elect Eliane Rouyer-Chevalier Mgmt For For For 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Grant Stock Options Mgmt For Against Against 15 Authority to Issue Restricted Shares Mgmt For Against Against 16 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 17 Amendments to Article 8 Mgmt For For For 18 Amendments Regarding Appointment of Mgmt For For For Censors 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Leighton Holdings Limited Ticker Security ID: Meeting Date Meeting Status LEI CINS Q55190104 11/04/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against 3 Re-elect Robert Humphris Mgmt For For For 4 Elect Stephen Johns Mgmt For For For 5 Re-elect Herbert Lutkestratkotter Mgmt For For For 6 Re-elect Ian Macfarlane Mgmt For For For 7 Re-elect Peter Noe Mgmt For For For 8 Re-elect David Robinson Mgmt For For For
Lenovo Group Ltd Ticker Security ID: Meeting Date Meeting Status 992 CINS Y5257Y107 05/27/2011 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 CCT Agreements Mgmt For For For
Lenovo Group Ltd Ticker Security ID: Meeting Date Meeting Status 992 CINS Y5257Y107 07/30/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Nicholas Allen Mgmt For For For 6 Elect YANG Yuanqing Mgmt For For For 7 Elect ZHU Linan Mgmt For For For 8 Elect James Coulter Mgmt For For For 9 Elect TING Lee Sen Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
Li & Fung Limited Ticker Security ID: Meeting Date Meeting Status 494 CINS G5485F144 05/18/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect William FUNG Kwok Lun Mgmt For For For 6 Elect Allan WONG Chi Yun Mgmt For For For 7 Elect Benedict CHANG Yew Teck Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Stock Split Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Li & Fung Limited Ticker Security ID: Meeting Date Meeting Status 494 CINS G5485F144 09/13/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Scheme of Arrangement Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Li Ning Company Ltd. Ticker Security ID: Meeting Date Meeting Status 2331 CINS G5496K124 05/13/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHU Wah Hui Mgmt For For For 6 Elect James WEI Chun Hsien Mgmt For For For 7 Elect WANG Ya Fei Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Linde AG Ticker Security ID: Meeting Date Meeting Status LIN CINS D50348107 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Ann-Kristin Achleitner Mgmt For For For 10 Elect Arne Wittig as Alternate Mgmt For For For Supervisory Board Member 11 Elect Gunter Hugger as Alternate Mgmt For For For Supervisory Board Member
Lite-On Technology Ticker Security ID: Meeting Date Meeting Status 2301 CINS Y5313K109 06/22/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Increase Paid-in Capital Mgmt For For For 8 Extraordinary Motions Mgmt For Against Against 9 Non-Voting Meeting Note N/A N/A N/A N/A
Lloyds Banking Group plc Ticker Security ID: Meeting Date Meeting Status LLOY CINS G5542W106 05/18/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Anita Frew Mgmt For For For 4 Elect Antonio Horta-Osorio Mgmt For For For 5 Elect Sir Winfried Bischoff Mgmt For Against Against 6 Elect Sir Julian Horn-Smith Mgmt For Against Against 7 Elect Lord Sandy Leitch Mgmt For Against Against 8 Elect Glen Moreno Mgmt For For For 9 Elect David Roberts Mgmt For For For 10 Elect T. Timothy Ryan, Jr. Mgmt For For For 11 Elect Martin Scicluna Mgmt For For For 12 Elect G. Truett Tate Mgmt For For For 13 Elect Tim Tookey Mgmt For For For 14 Elect Anthony Watson Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Amendment to Deferred Bonus Plan Mgmt For For For 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Ordinary Mgmt For For For Shares 21 Authority to Repurchase Preference Mgmt For For For Shares 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For Against Against 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For Against Against 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For Against Against 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Longtop Financial Technologies Limited Ticker Security ID: Meeting Date Meeting Status LFT CUSIP 54318P108 03/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Yinhua Chen Mgmt For For For 1.2 Elect Yifeng Shen Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Lonking Holdings (fka China Infrastructure Machinery Holdings) Ticker Security ID: Meeting Date Meeting Status 3339 CINS G5636C107 05/20/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LI San Yim Mgmt For For For 6 Elect QIU Debo Mgmt For For For 7 Elect LUO Jianru Mgmt For For For 8 Elect CHEN Chao Mgmt For For For 9 Elect LIN Zhong Ming Mgmt For For For 10 Elect FANG Deqin Mgmt For For For 11 Elect NGAI Ngan Ying Mgmt For For For 12 Elect PAN Longqing Mgmt For For For 13 Elect QIAN Shizheng Mgmt For For For 14 Elect HAN Xuesong Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Repurchased Shares Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Lonmin plc Ticker Security ID: Meeting Date Meeting Status LMI CINS G56350112 01/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Roger Phillimore Mgmt For For For 7 Elect Ian Farmer Mgmt For For For 8 Elect Michael Hartnall Mgmt For For For 9 Elect Jonathan Leslie Mgmt For For For 10 Elect David Munro Mgmt For For For 11 Elect Karen de Segundo Mgmt For For For 12 Elect Jim Sutcliffe Mgmt For For For 13 Elect Len Konar Mgmt For Against Against 14 Elect Cyril Ramaphosa Mgmt For For For 15 Elect Simon Scott Mgmt For For For 16 Elect Mahomed Seedat Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Annual Share Award Plan Mgmt For For For
Lululemon Athletica inc. Ticker Security ID: Meeting Date Meeting Status LULU CUSIP 550021109 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Casey Mgmt For For For 1.2 Elect RoAnn Costin Mgmt For For For 1.3 Elect R. Brad Martin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 6 Executive Bonus Plan Mgmt For For For 7 Two-for-One Forward Stock Split Mgmt For For For
LVMH Moet Hennessy Louis Vuitton SA Ticker Security ID: Meeting Date Meeting Status MC CINS F58485115 03/31/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Delphine Arnault Mgmt For For For 9 Elect Nicolas Bazire Mgmt For For For 10 Elect Antonio Belloni Mgmt For For For 11 Elect Charles de Croisset Mgmt For For For 12 Elect Diego Della Valle Mgmt For For For 13 Elect Pierre Gode Mgmt For For For 14 Elect Gilles Hennessy Mgmt For For For 15 Elect Marie-Josee Kravis Mgmt For For For 16 Elect Patrick Houel as Censor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Increase Capital Mgmt For For For Through Capitalization 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 22 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Set Offering Price of Mgmt For Against Against Shares 24 Authority to Increase Share Issuance Mgmt For Against Against Limit 25 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 26 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 27 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 28 Global Ceiling on Increases in Mgmt For For For Capital 29 Authority to Issue Restricted Shares Mgmt For Against Against 30 Non-Voting Meeting Note N/A N/A N/A N/A
Lynas Corporation Limited Ticker Security ID: Meeting Date Meeting Status LYC CINS Q5683J103 11/24/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect David Davidson Mgmt For For For 4 Increase NED's Fee Cap Mgmt For For For 5 Approve Deed of Access, Indemnity Mgmt For For For and Insurance 6 Equity Grant (Executive chairman/CEO Mgmt For For For Nicholas Curtis) 7 Equity Grant (NED Liam Forde) Mgmt For Against Against 8 Equity Grant (NED David Davidson) Mgmt For Against Against 9 Equity Grant (NED Jacob Klein) Mgmt For Against Against 10 Non-Voting Meeting Note N/A N/A N/A N/A
Maanshan Iron & Steel Company Limited Ticker Security ID: Meeting Date Meeting Status 323 CINS Y5361G109 06/15/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Twelfth Five-Year Development Mgmt For For For Strategy and Plan 9 Size of Issuance Mgmt For For For 10 Arrangements for Placement with the Mgmt For For For Company's holders of A Shares 11 Term of Bonds Mgmt For For For 12 Use of Proceeds Mgmt For For For 13 Venue of Listing Mgmt For For For 14 Terms of Guarantee Mgmt For For For 15 Validity of the Resolution Mgmt For For For 16 Matters Authorised to the Board of Mgmt For For For Directors in respect of the Issuance 17 Protective Measures for Paying Debts Mgmt For For For 18 Amendments to Articles Mgmt For For For
Macquarie Group Limited (fka Macquarie Bank Ltd) Ticker Security ID: Meeting Date Meeting Status MQG CINS Q57085104 07/30/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Re-elect David Clarke Mgmt For For For 4 Re-elect Catherine Livingstone Mgmt For For For 5 Re-elect Peter Warne Mgmt For For For 6 Elect Michael Hawker Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Equity Grant (MD/CEO Nicholas Moore) Mgmt For For For
Man Group PLC Ticker Security ID: Meeting Date Meeting Status EMG CINS G5790V156 07/08/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ruud Hendricks Mgmt For For For 5 Elect Frederic Jolly Mgmt For For For 6 Elect Alison Carnwath Mgmt For For For 7 Elect Kevin Hayes Mgmt For For For 8 Elect Patrick O'Sullivan Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Adoption of New Articles Mgmt For For For 21 Sharesave Scheme Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
Man Group PLC Ticker Security ID: Meeting Date Meeting Status EMG CINS G5790V156 09/01/2010 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For Against Against
Man SE Ticker Security ID: Meeting Date Meeting Status MAN CINS D51716104 06/27/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For Abstain Against 7 Ratification of Supervisory Board Mgmt For Abstain Against Acts 8 Compensation Policy Mgmt For Against Against 9 Elect Michael Behrendt Mgmt For For For 10 Elect Jochem Heizmann Mgmt For For For 11 Elect Ferdinand Piech Mgmt For Against Against 12 Elect Hans Potsch Mgmt For For For 13 Elect Angelika Pohlenz Mgmt For For For 14 Elect Ekkehard Schulz Mgmt For For For 15 Elect Rupert Stadler Mgmt For For For 16 Elect Martin Winterkorn Mgmt For Against Against 17 Elect Thomas Kremer as an Alternate Mgmt For For For Supervisory Board Member 18 Supervisory Board Members' Fees Mgmt For For For 19 Appointment of Auditor Mgmt For For For
Manila Electric Ticker Security ID: Meeting Date Meeting Status MER CINS Y5764J148 05/31/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Call to order Mgmt For For For 3 Certification of notice and quorum Mgmt For For For 4 Approve Minutes Mgmt For For For 5 President and CEO's Report Mgmt For For For 6 Chief Operating Officer's Report Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Ratification of Board Acts Mgmt For For For 9 Elect Ramon Ang Mgmt For For For 10 Elect Ray Espinosa Mgmt For For For 11 Elect Manuel Lopez Mgmt For For For 12 Elect Estelito Mendoza Mgmt For Against Against 13 Elect Napoleon Nazareno Mgmt For For For 14 Elect Artemio Panganiban Mgmt For For For 15 Elect Manuel Pangilinan Mgmt For For For 16 Elect Vicente Panlilio Mgmt For For For 17 Elect Eric Recto Mgmt For For For 18 Elect Oscar Reyes Mgmt For For For 19 Elect Pedro Roxas Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Transaction of Other Business Mgmt For Against Against 22 Right to Adjourn Meeting Mgmt For For For
Marks and Spencer Group plc Ticker Security ID: Meeting Date Meeting Status MKS CINS G5824M107 07/14/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Stuart Rose Mgmt For For For 5 Elect Marc Bolland Mgmt For For For 6 Elect John Dixon Mgmt For For For 7 Elect Martha Lane Fox Mgmt For For For 8 Elect Steven Holliday Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Authorisation of Political Donations Mgmt For For For 16 Adoption of New Articles Mgmt For For For
Marubeni Corporation Ticker Security ID: Meeting Date Meeting Status 8002 CINS J39788138 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Nobuo Katsumata Mgmt For For For 3 Elect Teruo Asada Mgmt For For For 4 Elect Mamoru Sekiyama Mgmt For For For 5 Elect Michihiko Ohta Mgmt For For For 6 Elect Shinji Kawai Mgmt For For For 7 Elect Shigemasa Sonobe Mgmt For For For 8 Elect Yutaka Nomura Mgmt For For For 9 Elect Mitsuru Akiyoshi Mgmt For For For 10 Elect Yutaka Nomura Mgmt For For For 11 Elect Daisuke Okada Mgmt For For For 12 Elect Yukichi Nakamura Mgmt For For For 13 Elect Toshiyuki Ogura Mgmt For For For 14 Elect Shigeaki Ishikawa Mgmt For For For 15 Elect Takafumi Sakishima Mgmt For Against Against
Mazda Motor Corp Ticker Security ID: Meeting Date Meeting Status 7261 CINS J41551102 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Transfer of Reserves Mgmt For For For 3 Elect Yuji Harada Mgmt For For For 4 Elect Hirotaka Kanazawa Mgmt For For For 5 Elect Yuji Nakamine Mgmt For For For 6 Elect Ichiroh Sakai Mgmt For For For 7 Elect Taizoh Muta Mgmt For For For 8 Elect Isao Akaoka Mgmt For For For 9 Elect Takao Hotta Mgmt For For For
Media Tek Inc Ticker Security ID: Meeting Date Meeting Status 2454 CINS Y5945U103 06/15/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of the Merger Mgmt For For For 9 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 10 Amendments to Articles Mgmt For For For 11 Amendments to Procedural Rules: Mgmt For For For Election of Directors & Supervisors 12 Extraordinary Motions Mgmt For Against Against 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
Melco Crown Entertainment Ltd. Ticker Security ID: Meeting Date Meeting Status MPEL CUSIP 585464100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of the Audited Mgmt For For For Financial Statements for the Fiscal Year 2010 2 Appointment of Auditor Mgmt For For For
Merck KGAA Ticker Security ID: Meeting Date Meeting Status MRK CINS D5357W103 04/08/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Appointment of Auditor Mgmt For For For 10 Compensation Policy Mgmt For Against Against
Metallurgical Corp of China Limited Ticker Security ID: Meeting Date Meeting Status 1618 CINS Y5949Y119 06/17/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Fees of Directors and Supervisors Mgmt For For For 8 Connected Continuing Transactions Mgmt For For For 9 Authority to Give Guarantees Mgmt For For For 10 Adjustment to Wind Power Tower Mgmt For For For Project Financed by Part of Proceeds from A Share Offering 11 Adjustment to Innovation Base Mgmt For For For Project Financed by Part of Proceeds from A Share Offering 12 Authority to Issue Short Term Mgmt For For For Financing Bills 13 Authority to Issue Medium Term Notes Mgmt For For For 14 Authority to Issue Debentures Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Rules of Procedures Mgmt For For For for Board Meetings
Metallurgical Corp of China Limited Ticker Security ID: Meeting Date Meeting Status 1618 CINS Y5949Y119 06/17/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Repurchase Shares Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
Metro AG Ticker Security ID: Meeting Date Meeting Status MEO CINS D53968125 05/06/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Mgmt For For For Reports; Allocation of Profits/Dividends 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Peter Kupfer Mgmt For For For 10 Elect Ann-Kristin Achleitner Mgmt For For For
Metropolitan Bank & Trust Company Ticker Security ID: Meeting Date Meeting Status MBT CINS Y6028G136 04/15/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Call to order Mgmt For For For 3 Approve Notice and Quorum Mgmt For For For 4 Approve Minutes Mgmt For For For 5 President's Report Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Elect George S.K. Ty Mgmt For For For 8 Elect Antonio S. Abacan, Jr. Mgmt For For For 9 Elect Francisco C. Sebastian Mgmt For For For 10 Elect Arthur Ty Mgmt For For For 11 Elect Edmund A. Go Mgmt For For For 12 Elect Amelia B. Cabal Mgmt For For For 13 Elect Renato C. Valencia Mgmt For For For 14 Elect Valentin A. Araneta Mgmt For For For 15 Elect Jesli A. Lapus Mgmt For For For 16 Elect Vicente B. Valdepenas, Jr. Mgmt For For For 17 Elect Robin A. King Mgmt For For For 18 Elect Remedios L. Macalincag Mgmt For For For 19 Transaction of Other Business Mgmt For Against Against 20 Adjournment Mgmt For For For
Metso Oyj Ticker Security ID: Meeting Date Meeting Status MEO1V CINS X53579102 03/30/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 18 Nomination Committee Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A
Michelin SCA Ticker Security ID: Meeting Date Meeting Status ML CINS F61824144 05/13/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Amendments to Election Procedure for Mgmt For For For Managing Partners 9 Amendments to Shareholding Mgmt For For For Requirements for Managing General Partners 10 Amendments to Procedure for Mgmt For For For Terminating General Partners' Functions 11 Amendments to Managing Partners' Mgmt For For For Duties 12 Amendments to Supervisory Board Mgmt For For For Duties 13 Election of Managing General Partner Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendments to Articles Regarding Mgmt For For For Electronic Voting 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Authority to Issue Restricted Shares Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For
Millicom International Cellular SA Ticker Security ID: Meeting Date Meeting Status MICSDB CINS L6388F128 05/31/2011 Take No Action Meeting Type Country of Trade Mix Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Election of Meeting Secretary and Mgmt For TNA N/A Scrutineer 7 Report of the Board of Directors; Mgmt For TNA N/A Presentation of Accounts and Reports 8 Accounts and Reports Mgmt For TNA N/A 9 Allocation of Profits/Dividends Mgmt For TNA N/A 10 Ratification of Board and Management Mgmt For TNA N/A Acts 11 Board Size Mgmt For TNA N/A 12 Elect Mia Brunell Livfors Mgmt For TNA N/A 13 Elect Donna Cordner Mgmt For TNA N/A 14 Elect Allen Sangines-Krause Mgmt For TNA N/A 15 Elect Paul Donovan Mgmt For TNA N/A 16 Elect Hans-Holger Albrecht Mgmt For TNA N/A 17 Elect Omari Issa Mgmt For TNA N/A 18 Elect Kim Junahi Ignatius Mgmt For TNA N/A 19 Appointment of Auditor Mgmt For TNA N/A 20 Directors' Fees Mgmt For TNA N/A 21 Nomination Committee Mgmt For TNA N/A 22 Authority to Repurchase Shares Mgmt For TNA N/A 23 Non-Voting Agenda Item N/A N/A TNA N/A 24 Implementation of Share Repurchase Mgmt For TNA N/A Plan 25 Purchase of Shares Mgmt For TNA N/A 26 Payment for Shares Mgmt For TNA N/A 27 Purpose of Share Repurchase Plan Mgmt For TNA N/A 28 Grant of Authority for Share Mgmt For TNA N/A Repurchase Plan 29 Non-Voting Agenda Item N/A N/A TNA N/A 30 Election of Meeting Secretary and Mgmt For TNA N/A Scrutineer 31 Authority to Reduce Share Capital Mgmt For TNA N/A 32 Cancellation of Shares Mgmt For TNA N/A 33 Authority to Carry Out Formalities Mgmt For TNA N/A 34 Authority to Amend Share Register Mgmt For TNA N/A 35 Amendments to Articles Regarding Mgmt For TNA N/A Share Capital Reduction 36 Amendments to Articles Regarding Mgmt For TNA N/A Election of Directors 37 Amendments to Articles Regarding Mgmt For TNA N/A Presiding Chairman 38 Amendments to Articles Regarding Mgmt For TNA N/A Board Chairman
Mindray Medical International Limited Ticker Security ID: Meeting Date Meeting Status MR CUSIP 602675100 12/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Re-Elect Joyce I-Yin Hsu Mgmt For Against Against 2 Re-Elect Wu Qiyao Mgmt For For For 3 Appointment of Auditor Mgmt For For For
Minmetals Resources Limited Ticker Security ID: Meeting Date Meeting Status 1208 cins Y6065U105 05/16/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Andrew G. Michelmore Mgmt For For For 5 Elect David M. Lamont Mgmt For For For 6 Elect LI Liangang Mgmt For For For 7 Elect JIAO Jian Mgmt For For For 8 Elect GAO Xiaoyu Mgmt For For For 9 Elect Peter W. Cassidy Mgmt For For For 10 Elect HAO Chuanfu Mgmt For For For 11 Elect XU Jiqing Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Repurchased Shares Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
Mitsubishi Chemical Holdings Corporation Ticker Security ID: Meeting Date Meeting Status 4188 CINS J44046100 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ryuhichi Tomizawa Mgmt For For For 4 Elect Yoshimitsu Kobayashi Mgmt For For For 5 Elect Shohtaroh Yoshimura Mgmt For For For 6 Elect Michihiro Tsuchiya Mgmt For For For 7 Elect Hiroshi Yoshida Mgmt For For For 8 Elect Masanao Kanbara Mgmt For For For 9 Elect Shigeru Tsuyuki Mgmt For For For 10 Elect Takashi Nishida Mgmt For Against Against
Mitsubishi Corporation Ticker Security ID: Meeting Date Meeting Status 8058 CINS J43830116 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kunio Itoh Mgmt For For For 4 Elect Ken Kobayashi Mgmt For For For 5 Elect Ryohichi Ueda Mgmt For For For 6 Elect Masahide Yano Mgmt For For For 7 Elect Hideyuki Nabeshima Mgmt For For For 8 Elect Hideto Nakahara Mgmt For For For 9 Elect Kiyoshi Fujimura Mgmt For For For 10 Elect Yasuo Nagai Mgmt For For For 11 Elect Tamotsu Nomakuchi Mgmt For For For 12 Elect Kunio Itoh Mgmt For For For 13 Elect Kazuo Tsukuda Mgmt For Against Against 14 Elect Ryohzoh Katoh Mgmt For For For 15 Elect Hidehiro Konno Mgmt For For For 16 Elect Osamu Noma Mgmt For For For 17 Bonus Mgmt For For For
Mitsubishi Electric Corporation Ticker Security ID: Meeting Date Meeting Status 6503 CINS J43873116 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Setsuhiro Shimomura Mgmt For For For 3 Elect Kenichiroh Yamanishi Mgmt For For For 4 Elect Masanori Saitoh Mgmt For For For 5 Elect Hiroki Yoshimatsu Mgmt For For For 6 Elect Noritomo Hashimoto Mgmt For For For 7 Elect Ryohsuke Fujimoto Mgmt For For For 8 Elect Hiroyoshi Sakuyama Mgmt For For For 9 Elect Hiroyoshi Murayama Mgmt For For For 10 Elect Shunji Yanai Mgmt For For For 11 Elect Mikio Sasaki Mgmt For For For 12 Elect Shigemitsu Miki Mgmt For For For 13 Elect Fujiatsu Makino Mgmt For For For
Mitsubishi Estate Co Limited Ticker Security ID: Meeting Date Meeting Status 8802 CINS J43916113 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Keiji Kimura Mgmt For For For 4 Elect Hirotaka Sugiyama Mgmt For For For 5 Elect Nobuyuki Iizuka Mgmt For For For 6 Elect Hiroshi Danno Mgmt For For For 7 Elect Masaaki Kohno Mgmt For For For 8 Elect Hiroyoshi Itoh Mgmt For For For 9 Elect Yutaka Yanagisawa Mgmt For For For 10 Elect Takao Yagihashi Mgmt For For For 11 Elect Joh Katou Mgmt For For For 12 Elect Shiroh Fujisawa Mgmt For For For 13 Elect Isao Matsuhashi Mgmt For For For 14 Elect Yasumasa Gomi Mgmt For For For 15 Elect Yasumasa Gomi Mgmt For For For 16 Elect Shu Tomioka Mgmt For For For 17 Elect Akio Utsumi Mgmt For Against Against
Mitsubishi Heavy Industries Limited Ticker Security ID: Meeting Date Meeting Status 7011 CINS J44002129 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kazuo Tsukuda Mgmt For For For 4 Elect Hideaki. Ohmiya Mgmt For For For 5 Elect Shunichi Miyanaga Mgmt For For For 6 Elect Yoshiaki Tsukuda Mgmt For For For 7 Elect Yujiroh Kawamoto Mgmt For For For 8 Elect Hisashi Hara Mgmt For For For 9 Elect Takashi Abe Mgmt For For For 10 Elect Akira Hishikawa Mgmt For For For 11 Elect Takato Nishizawa Mgmt For For For 12 Elect Masafumi Wani Mgmt For For For 13 Elect Atsushi Maekawa Mgmt For For For 14 Elect Shigeroh Masamori Mgmt For For For 15 Elect Takashi Kobayashi Mgmt For For For 16 Elect Masahiko Arihara Mgmt For For For 17 Elect Hisakazu Mizutani Mgmt For For For 18 Elect Yohichi Kujirai Mgmt For For For 19 Elect Akihiro Wada Mgmt For For For 20 Elect Yoshihiro Sakamoto Mgmt For For For 21 Elect Yorihiko Kojima Mgmt For Against Against 22 Elect Toshiroh Yagami Mgmt For Against Against 23 Elect Haruya Uehara Mgmt For Against Against
Mitsubishi Motors Corp Ticker Security ID: Meeting Date Meeting Status 7211 CINS J44131100 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Takashi Nishioka Mgmt For For For 2 Elect Osamu Masuko Mgmt For For For 3 Elect Hiizu Ichikawa Mgmt For For For 4 Elect Hiroshi Harunari Mgmt For For For 5 Elect Gayu Uesugi Mgmt For For For 6 Elect Tetsuroh Aikawa Mgmt For For For 7 Elect Shuichi Aoto Mgmt For For For 8 Elect Seiichi Ohta Mgmt For For For 9 Elect Mikio Sasaki Mgmt For For For 10 Elect Hidetoshi Yajima Mgmt For For For 11 Elect Ryugo Nakao Mgmt For For For 12 Elect Takitaroh Fukuda Mgmt For For For 13 Elect Shigemitsu Miki Mgmt For Against Against 14 Elect Hideo Kimura Mgmt For Against Against
Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CINS J44497105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takamune Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Tatsuo Tanaka Mgmt For For For 7 Elect Nobuyuki Hirano Mgmt For For For 8 Elect Taihei Yuki Mgmt For For For 9 Elect Ichiroh Hamakawa Mgmt For For For 10 Elect Masao Hasegawa Mgmt For For For 11 Elect Toshiroh Toyoizumi Mgmt For For For 12 Elect Shunsuke Teraoka Mgmt For For For 13 Elect Tatsuo Wakabayashi Mgmt For For For 14 Elect Takashi Oyamada Mgmt For For For 15 Elect Hiroyuki Noguchi Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For 19 Elect Takehiko Nemoto Mgmt For For For
Mitsui & Co Limited Ticker Security ID: Meeting Date Meeting Status 8031 CINS J44690139 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shouei Utsuda Mgmt For For For 4 Elect Masami Iijima Mgmt For For For 5 Elect Seiichi Tanaka Mgmt For For For 6 Elect Takao Ohmae Mgmt For For For 7 Elect Masayoshi Komai Mgmt For For For 8 Elect Fuminobu Kawashima Mgmt For For For 9 Elect Daisuke Saiga Mgmt For For For 10 Elect Johji Okada Mgmt For For For 11 Elect Masayuki Kinoshita Mgmt For For For 12 Elect Nobuko Matsubara Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For 14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Toshirho Mutoh Mgmt For For For 16 Elect Satoru Miura Mgmt For For For 17 Elect Motonori Murakami Mgmt For For For
Mitsui Fudosan Co Ltd Ticker Security ID: Meeting Date Meeting Status 8801 CINS J4509L101 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiromichi Iwasa Mgmt For For For 4 Elect Mitsuhiro Matsumoto Mgmt For For For 5 Elect Masanobu Komoda Mgmt For For For 6 Elect Yoshiaki Iinuma Mgmt For For For 7 Elect Hitoshi Saitoh Mgmt For For For 8 Elect Toshihide Ichikawa Mgmt For For For 9 Elect Yoshikazu Kitahara Mgmt For For For 10 Elect Hiroshi Asai Mgmt For For For 11 Elect Kenji Iino Mgmt For For For 12 Elect Yoshiharu Hayakawa Mgmt For For For 13 Elect Mitsudo Urano Mgmt For For For 14 Elect Eiji Hosoya Mgmt For For For 15 Elect Masayuki Matsushima Mgmt For For For 16 Elect Seizoh Kuramoto Mgmt For For For 17 Elect Akishige Okada Mgmt For For For 18 Elect Keiu Nishida Mgmt For For For 19 Bonus Mgmt For For For
Mitsui O.S.K Lines Limited Ticker Security ID: Meeting Date Meeting Status 9104 CINS J45013109 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akimitsu Ashida Mgmt For For For 4 Elect Masakazu Yakushiji Mgmt For For For 5 Elect Kohichi Mutoh Mgmt For For For 6 Elect Masafumi Yasuoka Mgmt For For For 7 Elect Toshitaka Shishido Mgmt For For For 8 Elect Tsuneo Watanabe Mgmt For For For 9 Elect Shugo Aoto Mgmt For For For 10 Elect Takeshi Komura Mgmt For For For 11 Elect Sadayuki Sakakibara Mgmt For For For 12 Elect Masayuki Matsushima Mgmt For For For 13 Elect Masaaki Tsuda Mgmt For For For 14 Elect Hiroyuki Itami Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor(s) 16 Stock Option Plan Mgmt For For For
Mizuho Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 8411 CINS J4599L102 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yasuhiro Satoh Mgmt For For For 5 Elect Junichi Nishizawa Mgmt For For For 6 Elect Mitsuaki Tsuchiya Mgmt For For For 7 Elect Masaaki Kohno Mgmt For For For 8 Elect Akihiko Nomiyama Mgmt For For For 9 Elect Mitsuo Ohhashi Mgmt For For For 10 Elect Kanemitsu Anraku Mgmt For For For 11 Elect Yoshinobu Shigeji Mgmt For For For 12 Elect Toshinari Iyoda Mgmt For For For 13 Elect Isao Imai Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Preparation of Evaluation Report 15 Shareholder Proposal Regarding ShrHoldr Against Against For Investigation Committee on Corporate Evaluations 16 Shareholder Proposal Regarding ShrHoldr Against Against For Exercise of Voting Rights 17 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation Disclosure 18 Shareholder Proposal Regarding ShrHoldr Against Against For Prevention of Computer System Failures 19 Shareholder Proposal Regarding Text ShrHoldr Against Against For of Shareholder Proposals
Mongolia Energy Corporation Limited Ticker Security ID: Meeting Date Meeting Status 276 CINS G6260K126 08/30/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Simon LO Lin Shing Mgmt For Against Against 5 Elect William TSUI Hing Chuen Mgmt For For For 6 Elect LAU Wai Piu Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Non-Voting Meeting Note N/A N/A N/A N/A
Mongolia Energy Corporation Limited Ticker Security ID: Meeting Date Meeting Status 276 CINS G6260K126 08/30/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Convertible Note Issuance Mgmt For For For 3 Whitewash Waiver Mgmt For For For
Mongolia Energy Corporation Limited Ticker Security ID: Meeting Date Meeting Status 276 CINS G6260K126 08/30/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of the Disposal Mgmt For For For
Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Laura Ipsen Mgmt For For For 2 Elect William Parfet Mgmt For For For 3 Elect George Poste Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Plan for Covered Executives
Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A107 05/11/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Recapitalization and Spin-off Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
MS&AD Insurance Group Holdings, Inc. (fka Mitsui Sumitomo Insurance Co) Ticker Security ID: Meeting Date Meeting Status 8725 CINS J4687C105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshiaki Egashira Mgmt For For For 4 Elect Ichiroh Tateyama Mgmt For For For 5 Elect Yasuyoshi Karasawa Mgmt For For For 6 Elect Hisahito Suzuki Mgmt For For For 7 Elect Susumu Fujimoto Mgmt For For For 8 Elect Shuhei Horimoto Mgmt For For For 9 Elect Masanori Yoneda Mgmt For For For 10 Elect Mitsuhiro Tsuchiya Mgmt For For For 11 Elect Ichiroh Iijima Mgmt For For For 12 Elect Toshihiko Seki Mgmt For For For 13 Elect Akira Watanabe Mgmt For For For 14 Elect Mitsuhiro Umezu Mgmt For For For 15 Elect Daiken Tsunoda Mgmt For For For 16 Elect Katsuaki Ikeda Mgmt For For For 17 Elect Masayoshi Nakamura Mgmt For For For
MTR Corporation Limited Ticker Security ID: Meeting Date Meeting Status 66 CINS Y6146T101 05/06/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Alasdair Morrison Mgmt For For For 6 Elect Edward HO Sing-tin Mgmt For For For 7 Elect NG Leung-sing Mgmt For For For 8 Elect Abraham SHEK Lai Him Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Muenchener Rueckversicherun gs AG (Munich Re) Ticker Security ID: Meeting Date Meeting Status MUV2 CINS D55535104 04/20/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Compensation Policy Mgmt For Against Against 11 Elect Annika Falkengren Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 14 Authority to Increase Capital for Mgmt For For For Employee Share Purchase Plan
Murata Manufacturing Co Limited Ticker Security ID: Meeting Date Meeting Status 6981 CINS J46840104 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tsuneo Murata Mgmt For For For 4 Elect Hideharu Ieki Mgmt For For For 5 Elect Kohji Makino Mgmt For For For 6 Elect Yasuroh Tanahashi Mgmt For For For 7 Elect Yukio Yoshino Mgmt For For For
Nabors Industries Ltd. Ticker Security ID: Meeting Date Meeting Status NBR CUSIP G6359F103 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Petrello Mgmt For For For 1.2 Elect Myron Sheinfeld Mgmt For Withhold Against 2 Appointment of Auditor & Mgmt For For For Authorization of Audit Committee to Set Auditor's Renumeration 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Nan Ya Pcb Corp Ticker Security ID: Meeting Date Meeting Status 8046 CINS Y6205K108 06/23/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Increase Paid-In Capital Mgmt For For For 8 Amendments to Procedural Rules: Mgmt For For For Capital Loans 9 Amendments to Procedural Rules: Mgmt For Against Against Endorsements/Guarantees 10 Amendments to Guidelines: Mgmt For For For Shareholders' Meetings 11 Election of Directors and Mgmt For Abstain Against Supervisors (Slate) 12 Extraordinary motions Mgmt For Against Against
Nanya Technology Corp. Ticker Security ID: Meeting Date Meeting Status 2408 CINS Y62066108 06/14/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Amendments to Procedural Rules: Mgmt For For For Shareholders' Meetings 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Amendments to Procedural Rules of Mgmt For For For Capital Loans 10 Amendments to Procedural Rules: Mgmt For For For Endorsements/Guarantees 11 Extraordinary motions Mgmt For Against Against 12 Non-Voting Meeting Note N/A N/A N/A N/A
National Australia Bank Limited Ticker Security ID: Meeting Date Meeting Status NAB CINS Q65336119 12/16/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Patricia Cross Mgmt For For For 3 Re-elect Daniel Gilbert Mgmt For For For 4 Re-elect Jillian Segal Mgmt For For For 5 Re-elect Malcolm Williamson Mgmt For For For 6 Elect Anthony Yuen Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Equity Grant (CEO Cameron Clyne) Mgmt For For For 9 Equity Grant (Executive Director of Mgmt For For For Finance Mark Joiner) 10 Equity Grant (Group Deputy CEO Mgmt For For For Michael Ullmer) 11 Approve Termination Payments to a Mgmt For For For Former Employee 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Approve Selective Buy-back of 2008 Mgmt For For For Stapled Securities 14 Approve Selective Capital Reduction Mgmt For For For of 2008 Stapled Securities 15 Approve Selective Buy-back of 2009 Mgmt For For For Stapled Securities 16 Approve Selective Capital Reduction Mgmt For For For of 2009 Stapled Securities
National Bank of Greece Ticker Security ID: Meeting Date Meeting Status ETE CINS X56533114 11/26/2010 Voted Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Preferred Mgmt For Against Against Shares 2 Election of Directors Mgmt For Against Against 3 Transaction of Other Business Mgmt For Against Against
National Bank of Greece S.A. Ticker Security ID: Meeting Date Meeting Status ETE CINS X56533114 06/23/2011 Voted Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' and Auditor's Reports Mgmt For For For 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Directors' and Mgmt For For For Auditor's Acts 4 Directors' Fees Mgmt For For For 5 Board Transactions Mgmt For For For 6 Elect Spiros Theodoropoulos Mgmt For For For 7 Election of audit committee members Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Transaction of Other Business Mgmt For Against Against
National Grid plc Ticker Security ID: Meeting Date Meeting Status NG CINS G6375K151 07/26/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir John Parker Mgmt For For For 4 Elect Steven Holliday Mgmt For For For 5 Elect Kenneth Harvey Mgmt For For For 6 Elect Steve Lucas Mgmt For For For 7 Elect Stephen Pettit Mgmt For For For 8 Elect Nick Winser Mgmt For For For 9 Elect George Rose Mgmt For Against Against 10 Elect Thomas King Mgmt For For For 11 Elect Maria Richter Mgmt For For For 12 Elect John Allan Mgmt For For For 13 Elect Linda Adamany Mgmt For For For 14 Elect Mark Fairbairn Mgmt For For For 15 Elect Philip Aiken Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Directors' Remuneration Report Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071OIH 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Stock Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Natixis Ticker Security ID: Meeting Date Meeting Status KN CINS F6483L100 05/26/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Severance Package (Laurent Mignon) Mgmt For Against Against 10 Ratification of the Co-Option of Mgmt For For For Philippe Queuille 11 Ratification of the Co-Option of Mgmt For For For Jean-Bernard Mateu 12 Ratification of the Co-Option of Mgmt For For For Christel Bories 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Reverse Stock Split Mgmt For For For 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For Against Against Shares 19 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 20 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Share Issuance Mgmt For Against Against Limit 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Amendment Regarding Electronic Voting Mgmt For For For 25 Amendment Regarding Shareholding Mgmt For For For Requirement for Directors 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A
Nestle S.A. Ticker Security ID: Meeting Date Meeting Status NESN CINS H57312649 04/14/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports; Compensation Mgmt For TNA N/A Report 5 Compensation Report Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Elect Paul Bulcke Mgmt For TNA N/A 9 Elect Andreas Koopmann Mgmt For TNA N/A 10 Elect Rolf Hanggi Mgmt For TNA N/A 11 Elect Jean-Pierre Meyers Mgmt For TNA N/A 12 Elect Naina Lal Kidwai Mgmt For TNA N/A 13 Elect Beat Hess Mgmt For TNA N/A 14 Elect Ann Veneman Mgmt For TNA N/A 15 Appointment of Auditor Mgmt For TNA N/A 16 Cancellation of Shares and Reduction Mgmt For TNA N/A of Share Capital
NetEase.com, Inc. Ticker Security ID: Meeting Date Meeting Status NTES CUSIP 64110W102 09/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ding Mgmt For For For 2 Elect Alice Cheng Mgmt For For For 3 Elect Denny Lee Mgmt For For For 4 Elect Joseph Tong Mgmt For For For 5 Elect Lun Feng Mgmt For For For 6 Elect Michael Leung Mgmt For For For 7 Elect Michael Tong Mgmt For For For 8 Ratification of Auditor Mgmt For For For
New World China Land Limited Ticker Security ID: Meeting Date Meeting Status 917 CINS G6493A101 06/29/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 New Master Services Agreement Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
New World China Land Limited Ticker Security ID: Meeting Date Meeting Status 917 CINS G6493A101 11/24/2010 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Henry CHENG Kar Shun Mgmt For Against Against 6 Elect Adrian CHENG Chi-Kong Mgmt For Against Against 7 Elect CHOW Kwai Cheung Mgmt For Against Against 8 Elect John LEE Luen Wai Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
New World Development Company Limited Ticker Security ID: Meeting Date Meeting Status 0017 CINS Y63084126 06/29/2011 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Master Services Agreement Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
New World Development Company Limited Ticker Security ID: Meeting Date Meeting Status 17 CINS Y63084126 07/20/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of the Disposal Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
New World Development Company Limited Ticker Security ID: Meeting Date Meeting Status 17 CINS Y63084126 11/24/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHENG Yu Tung Mgmt For Against Against 6 Elect Hamilton HO Hau Hay Mgmt For For For 7 Elect John LEE Luen Wai Mgmt For For For 8 Elect Thomas LIANG Cheung Biu Mgmt For Against Against 9 Elect Adrian CHENG Chi-Kong Mgmt For Against Against 10 Elect CHENG Chi-Heng Mgmt For Against Against 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Issue Repurchased Shares Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Newcrest Mining Limited Ticker Security ID: Meeting Date Meeting Status NCM CINS Q6651B114 10/28/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt Abstain For Against 3 Re-elect Richard Lee Mgmt For For For 4 Re-elect John Spark Mgmt For For For 5 Re-elect Timothy Poole Mgmt For For For 6 Re-elect Gregory Robinson Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A
Next plc Ticker Security ID: Meeting Date Meeting Status NXT CINS G6500M106 05/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Christos Angelides Mgmt For For For 5 Elect Steve Barber Mgmt For For For 6 Elect John Barton Mgmt For For For 7 Elect Christine Cross Mgmt For For For 8 Elect Jonathan Dawson Mgmt For For For 9 Elect David Keens Mgmt For For For 10 Elect Francis Salway Mgmt For For For 11 Elect Andrew Varley Mgmt For For For 12 Elect Simon Wolfson Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For Off-Market 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
NGK Insulators Ltd Ticker Security ID: Meeting Date Meeting Status 5333 CINS J49076110 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shun Matsushita Mgmt For For For 3 Elect Taroh Katoh Mgmt For For For 4 Elect Eiji Hamamoto Mgmt For For For 5 Elect Hiroshi Fujito Mgmt For For For 6 Elect Takeyuki Mizuno Mgmt For For For 7 Elect Mitsuo Ibuki Mgmt For For For 8 Elect Toshiyuki Hamanaka Mgmt For For For 9 Elect Yukihisa Takeuchi Mgmt For For For 10 Elect Susumu Sakabe Mgmt For For For 11 Elect Hideaki Saitoh Mgmt For For For 12 Elect Ryohhei Iwasaki Mgmt For For For 13 Elect Hiroyuki Kamano Mgmt For For For 14 Elect Toshio Nakamura Mgmt For For For 15 Elect Hiroshi Wada Mgmt For For For 16 Elect Michio Fukuhara Mgmt For For For 17 Elect Setsuo Tanaka Mgmt For For For 18 Elect Ichiroh Teratoh Mgmt For Against Against
Nidec Corporation Ticker Security ID: Meeting Date Meeting Status 6594 CINS J52968104 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shigenobu Nagamori Mgmt For For For 3 Elect Hiroshi Kobe Mgmt For For For 4 Elect Kenji Sawamura Mgmt For For For 5 Elect Juntaroh Fujii Mgmt For For For 6 Elect Tadaaki Hamada Mgmt For For For 7 Elect Masuo Yoshimatsu Mgmt For For For 8 Elect Tetsuo Inoue Mgmt For For For 9 Elect Shohzoh Wakabayashi Mgmt For For For 10 Elect Masakazu Iwakura Mgmt For For For 11 Elect Osamu Narumiya Mgmt For For For 12 Elect Ryuichi Tanabe Mgmt For For For 13 Elect Susumu Ohno Mgmt For For For
Nikon Corporation Ticker Security ID: Meeting Date Meeting Status 7731 CINS 654111103 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michio Kariya Mgmt For For For 4 Elect Makoto Kimura Mgmt For For For 5 Elect Junichi Itoh Mgmt For For For 6 Elect Kyoichi Suwa Mgmt For For For 7 Elect Kazuo Ushida Mgmt For For For 8 Elect Masami Kumazawa Mgmt For For For 9 Elect Toshiyuki Masai Mgmt For For For 10 Elect Yasuyuki Okamoto Mgmt For For For 11 Elect Norio Hashizume Mgmt For For For 12 Elect Kenji Matsuo Mgmt For For For 13 Elect Kohkei Higuchi Mgmt For For For 14 Elect Kenichi Kanazawa Mgmt For For For 15 Elect Yoshimichi Kawai Mgmt For Against Against 16 Elect Haruya Uehara Mgmt For Against Against 17 Elect Hiroshi Hataguchi Mgmt For For For 18 Retirement Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s) and Special Allowances for Director(s) and Statutory Auditor(s) 19 Bonus Mgmt For For For 20 Directors' and Statutory Auditors' Mgmt For For For Compensation Policy
Nine Dragons Paper (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 2689 CINS G65318100 06/27/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Longteng Packaging Paperboard Mgmt For For For Purchase Agreement 4 Longteng Packaging Materials and Mgmt For For For Chemicals Supply Agreement 5 ACN Recovered Paper Supply Agreement Mgmt For For For 6 Taicang Packaging Paperboard Mgmt For For For Purchase Agreement 7 Amendments to Articles Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Nine Dragons Paper (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 2689 CINS G65318100 11/22/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHEUNG Yan Mgmt For For For 6 Elect LIU Ming Chung Mgmt For Against Against 7 Elect ZHANG Cheng Fei Mgmt For Against Against 8 Elect ZHANG Yuanfu Mgmt For For For 9 Elect LAU Chun Shun Mgmt For For For 10 Elect GAO Jing Mgmt For For For 11 Elect Maria TAM Wai Chu Mgmt For For For 12 Elect Timpson CHUNG Shui Ming Mgmt For Against Against 13 Elect CHENG Chi Pang Mgmt For For For 14 Elect WANG Hong Bo Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Repurchased Shares Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Nintendo Co Ltd Ticker Security ID: Meeting Date Meeting Status 7974 CINS J51699106 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Satoru Iwata Mgmt For For For 4 Elect Yoshihiro Mori Mgmt For For For 5 Elect Shinji Hatano Mgmt For For For 6 Elect Genyoh Takeda Mgmt For For For 7 Elect Shigeru Miyamoto Mgmt For For For 8 Elect Nobuo Nagai Mgmt For For For 9 Elect Masaharu Matsumoto Mgmt For For For 10 Elect Eiichi Suzuki Mgmt For For For 11 Elect Tatsumi Kimishima Mgmt For For For 12 Elect Kaoru Takemura Mgmt For For For 13 Elect Ichiroh Nakaji Mgmt For For For 14 Elect Naoki Mizutani Mgmt For For For 15 Elect Katashi Ozaki Mgmt For For For
Nippon Building Fund Inc. Ticker Security ID: Meeting Date Meeting Status 8951 CINS J52088101 03/10/2011 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Tsutomu Nishikawa Mgmt For For For 3 Elect Kohichi Nishiyama Mgmt For For For 4 Elect Hatsuo Komatsu Mgmt For For For 5 Elect Sadao Kamiyama Mgmt For For For 6 Elect Yoshiyuki Hirai Mgmt For For For 7 Election of Alternate Supervisory Mgmt For For For Director(s)
Nippon Electric Glass Company Ltd. Ticker Security ID: Meeting Date Meeting Status 5214 CINS J53247110 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yuzoh Izutsu Mgmt For For For 4 Elect Masayuki Arioka Mgmt For For For 5 Elect Shuji Itoh Mgmt For For For 6 Elect Masanori Yokota Mgmt For For For 7 Elect Shiegru Yamamoto Mgmt For For For 8 Elect Kohichi Inamasu Mgmt For For For 9 Elect Masahiro Miyake Mgmt For For For 10 Elect Tamotsu Kitagawa Mgmt For For For 11 Elect Motoharu Matsumoto Mgmt For For For 12 Elect Nobuhiro Miyamoto Mgmt For For For 13 Elect Fujio Kishi Mgmt For For For 14 Elect Mineya Hamaoka Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor(s) 16 Bonus Mgmt For For For
Nippon Steel Corporation Ticker Security ID: Meeting Date Meeting Status 5401 CINS J55999122 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akio Mimura Mgmt For For For 4 Elect Shohji Muneoka Mgmt For For For 5 Elect Kohzoh Uchida Mgmt For For For 6 Elect Shinichi Taniguchi Mgmt For For For 7 Elect Takao Shindoh Mgmt For For For 8 Elect Masakazu Iwaki Mgmt For For For 9 Elect Norio Katsuyama Mgmt For For For 10 Elect Junji Uchida Mgmt For For For 11 Elect Shinya Higuchi Mgmt For For For 12 Elect Katsuhiko Ohta Mgmt For For For 13 Elect Takayoshi Meiga Mgmt For For For 14 Elect Yujiroh Anzai Mgmt For For For
Nippon Telegraph And Telephone Corporation Ticker Security ID: Meeting Date Meeting Status 9432 CINS J59396101 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shunsuke Amiya Mgmt For For For 4 Elect Yoshitaka Makitani Mgmt For For For 5 Elect Shigeru Iwamoto Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Michiko Tomonaga Mgmt For For For
Nippon Yusen Kabushiki Kaisha Ticker Security ID: Meeting Date Meeting Status 9101 CINS J56515133 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Miyahara Mgmt For For For 4 Elect Yasumi Kudoh Mgmt For For For 5 Elect Masahiro Katoh Mgmt For For For 6 Elect Hidenori Hohnoh Mgmt For For For 7 Elect Tadaaki Naitoh Mgmt For For For 8 Elect Masamichi Morooka Mgmt For For For 9 Elect Naoya Tazawa Mgmt For For For 10 Elect Toshinori Yamashita Mgmt For For For 11 Elect Hiroshi Hiramatsu Mgmt For For For 12 Elect Kenji Mizushima Mgmt For For For 13 Elect Yukio Okamoto Mgmt For For For 14 Elect Yuri Okina Mgmt For For For 15 Elect Hitoshi Nagasawa Mgmt For For For 16 Elect Mikitoshi Kai Mgmt For For For 17 Elect Fumio Kawaguchi Mgmt For For For 18 Bonus Mgmt For For For 19 Renewal of Takeover Defense Plan Mgmt For Against Against
Nissan Motor Co Ltd Ticker Security ID: Meeting Date Meeting Status 7201 CINS J57160129 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Stock Option Plan Mgmt For For For 4 Elect Carlos Ghosn Mgmt For For For 5 Elect Toshiyuki Shiga Mgmt For For For 6 Elect Hiroto Saikawa Mgmt For For For 7 Elect Colin Dodge Mgmt For For For 8 Elect Mitsuhiko Yamashita Mgmt For For For 9 Elect Carlos Tavares Mgmt For For For 10 Elect Hidetoshi Imazu Mgmt For For For 11 Elect Jean-Baptiste Duzan Mgmt For For For 12 Elect Katsumi Nakamura Mgmt For For For
Nitto Denko Corporation Ticker Security ID: Meeting Date Meeting Status 6988 CINS J58472119 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For 4 Elect Yukio Nagira Mgmt For For For 5 Elect Kaoru Aizawa Mgmt For For For 6 Elect Yasuo Ninomiya Mgmt For For For 7 Elect Kenji Matsumoto Mgmt For For For 8 Elect Hideo Takasaki Mgmt For For For 9 Elect Yohichiroh Sakuma Mgmt For For For 10 Elect Toshihiko Omote Mgmt For For For 11 Elect Tohru Takeuchi Mgmt For For For 12 Elect Yohichiroh Furuse Mgmt For For For 13 Elect Kohshi Mizukoshi Mgmt For For For 14 Elect Masakazu Toyoda Mgmt For For For 15 Stock option Plan Mgmt For For For
NKSJ Holdings Inc Ticker Security ID: Meeting Date Meeting Status 8630 CINS J58699109 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Share Consolidation Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Elect Makoto Hyohdoh Mgmt For For For 6 Elect Masatoshi Satoh Mgmt For For For 7 Elect Akira Genma Mgmt For For For 8 Elect Seiichi Asaka Mgmt For For For 9 Elect Sumitaka Fujita Mgmt For For For 10 Elect Yoshiharu Kawabata Mgmt For For For 11 Elect Akira Matsuda Mgmt For For For 12 Elect Masaya Futayami Mgmt For For For 13 Elect Yuichi Yamaguchi Mgmt For For For 14 Elect George C. Olcott Mgmt For For For 15 Elect Kengo Sakurada Mgmt For For For 16 Elect Shinji Tsuji Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Statutory Auditors' Fees Mgmt For For For 19 Stock Option Plan Mgmt For For For
Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833NOIH 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Chazen Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 1.3 Elect Mary Ricciardello Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Creation of Reserves Mgmt For For For 4 Cancellation of Treasury Shares Mgmt For For For 5 Increase of Authorized Capital Mgmt For Against Against 6 Reduction of Par Value; Capital Mgmt For For For Distribution 7 Appointment of Auditor Mgmt For For For 8 Discharge of the Board of Directors Mgmt For For For from Personal Liability 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Noble Corporation Ticker Security ID: Meeting Date Meeting Status NE CUSIP H5833NOIH 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Chazen Mgmt For For For 1.2 Elect Jon Marshall Mgmt For For For 1.3 Elect Mary Ricciardello Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Creation of Reserves Mgmt For For For 4 Cancellation of Treasury Shares Mgmt For For For 5 Increase of Authorized Capital Mgmt For Against Against 6 Reduction of Par Value; Capital Mgmt For For For Distribution 7 Appointment of Auditor Mgmt For For For 8 Discharge of the Board of Directors Mgmt For For For from Personal Liability 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Noble Group Limited Ticker Security ID: Meeting Date Meeting Status N21 CINS G6542T119 04/29/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Robert TZE Leung Chan Mgmt For For For 4 Elect Ricardo Leiman Mgmt For Against Against 5 Elect Edward Rubin Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Shares Under the Mgmt For For For Noble Group Share Option Scheme 2004 18 Authority to Issue Shares under Mgmt For For For Scrip Dividend Plan 19 Authority to Issue Shares Under the Mgmt For Against Against Noble Group Performance Share Plan 20 Amendments to Articles Mgmt For Against Against 21 Non-Voting Meeting Note N/A N/A N/A N/A
Nokia Oyj Ticker Security ID: Meeting Date Meeting Status NOK1V CINS X61873133 05/03/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Stock Option Program 2011 Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
Nokian Renkaat Oyj Ticker Security ID: Meeting Date Meeting Status NRE1V CINS X5862L103 04/07/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A
Nomura Holdings Incorporated Ticker Security ID: Meeting Date Meeting Status 8604 CINS J59009159 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kenichi Watanabe Mgmt For For For 3 Elect Takumi Shibata Mgmt For For For 4 Elect Masanori Itatani Mgmt For For For 5 Elect Masanori Nishimatsu Mgmt For For For 6 Elect Haruo Tsuji Mgmt For For For 7 Elect Tsuguoki Fujinuma Mgmt For For For 8 Elect Masahiro Sakane Mgmt For For For 9 Elect Lord Colin Marshall Mgmt For For For 10 Elect Dame Clara Furse Mgmt For For For 11 Elect Nobuyuki Koga Mgmt For For For 12 Elect David Benson Mgmt For For For 13 Elect Takao Kusakari Mgmt For For For 14 Elect Toshinori Kanemoto Mgmt For For For 15 Elect Michael Lim Choo San Mgmt For For For 16 Amendments to Articles Mgmt For For For
Nordea Bank AB Ticker Security ID: Meeting Date Meeting Status NDA CINS W57996105 03/24/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Amendments to Articles Mgmt For For For 14 Board Size Mgmt For For For 15 Number of Auditors Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Nominating Committee Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to issue treasury shares Mgmt For For For 22 Authority to Repurchase Shares for Mgmt For For For Securities Trading 23 Compensation Guidelines Mgmt For For For 24 2011 Long Term Incentive Plan Mgmt For For For 25 Transfer of Shares Mgmt For For For 26 Non-Voting Meeting Note N/A N/A N/A N/A
Norsk Hydro ASA Ticker Security ID: Meeting Date Meeting Status NHY CINS R61115102 05/05/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Meeting Notice and Agenda Mgmt For TNA N/A 5 Election of an Individual to Check Mgmt For TNA N/A Minutes 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Compensation Guidelines Mgmt For TNA N/A 9 Amendment Regarding Record Date Mgmt For TNA N/A 10 Amendments to Articles Regarding Mgmt For TNA N/A Written Voting Prior to the General Meeting 11 Amendments to Articles Regarding Mgmt For TNA N/A Nominating Committee 12 Guidelines for the Nominating Mgmt For TNA N/A Committee 13 Corporate Assembly Fees Mgmt For TNA N/A 14 Nominating Committee Fees Mgmt For TNA N/A 15 Shareholder question ShrHoldr For TNA N/A
Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CINS H5820Q150 02/22/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Management and Board Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Compensation Policy Mgmt For TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Re-elect Ann Fudge Mgmt For TNA N/A 9 Re-elect Pierre Landolt Mgmt For TNA N/A 10 Re-elect Ulrich Lehner Mgmt For TNA N/A 11 Elect Enrico Vanni Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Transaction of Other Business Mgmt For TNA N/A
Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CINS H5820Q150 04/08/2011 Take No Action Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Approval of Merger Agreement Mgmt For TNA N/A 4 Approval of Share Issuance Mgmt For TNA N/A 5 Additional and/or Counter-Proposals Mgmt For TNA N/A
Novo Nordisk A/S Ticker Security ID: Meeting Date Meeting Status NOVO-B CINS K7314N152 03/23/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Approve Fiscal 2010 Directors' Fees Mgmt For Against Against 6 Approve Fiscal 2011 Directors' Fees Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Sten Scheibye Mgmt For For For 9 Elect Goran Ando Mgmt For For For 10 Elect Bruno Angelici Mgmt For For For 11 Elect Henrik Gurtler Mgmt For For For 12 Elect Thomas Koestler Mgmt For For For 13 Elect Kurt Anker Nielsen Mgmt For For For 14 Elect Hannu Ryopponen Mgmt For For For 15 Elect Jorgen Wedel Mgmt For For For 16 Election of Chairman Mgmt For For For 17 Election of Vice Chairman Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Cancel Shares Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Cancel Shares Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Amendments to Articles Regarding Age Mgmt For Against Against Limit 24 Amendments to Incentive Compensation Mgmt For For For Guidelines
Novolipetsk Steel OJSC Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 06/03/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Oleg Bagrin Mgmt For Abstain Against 6 Elect Bruno Bolfo Mgmt For Abstain Against 7 Elect Helmut Wieser Mgmt For For For 8 Elect Nikolay Gagarin Mgmt For Abstain Against 9 Elect Karl Doering Mgmt For For For 10 Elect Vladimir Lisin Mgmt For Abstain Against 11 Elect Karen Sarkisov Mgmt For Abstain Against 12 Elect Vladimir Skorohodov Mgmt For Abstain Against 13 Elect Franz Struzl Mgmt For For For 14 Elect Alexey Lapshin as Company's Mgmt For For For President 15 Elect Lyudmila Kladenko Mgmt For Against Against 16 Elect Valery Kulikov Mgmt For Against Against 17 Elect Sergey Nesmeyanov Mgmt For Against Against 18 Elect Larisa Ovsyannikova Mgmt For Against Against 19 Elect Galina Shipilova Mgmt For Against Against 20 Appointment of Auditor (RAS) Mgmt For For For 21 Appointment of Auditor (US GAAP) Mgmt For For For 22 Amendments to Charter Mgmt For For For 23 Amendments to Dividend Policy Mgmt For For For 24 Directors' Fees Mgmt For For For
Novolipetsk Steel OJSC Ticker Security ID: Meeting Date Meeting Status NLMK CINS 67011E204 09/30/2010 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Interim Dividend Mgmt For For For
Novozymes A/S Ticker Security ID: Meeting Date Meeting Status NZYM'B CINS K7317J117 03/02/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Incentive Compensation Guidelines Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Elect Henrik Gurtler as Chairman Mgmt For Against Against 11 Elect Kurt Anker Nielsen as Vice Mgmt For For For Chairman 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect Paul Aas Mgmt For For For 14 Elect Mathias Uhlen Mgmt For For For 15 Elect Lena Olving Mgmt For For For 16 Elect Jorgen Buhl Rasmussen Mgmt For For For 17 Elect Agnete Raaschou-Nielsen Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Amendments to Articles Regarding Mgmt For For For Registered Office 20 Amendments to Articles Regarding Age Mgmt For Against Against Limits 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For
NSK Ltd. Ticker Security ID: Meeting Date Meeting Status 6471 CINS J55505101 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Stock Option Plan Mgmt For For For 3 Renewal of Takeover Defense Plan Mgmt For Against Against 4 Elect Norio Ohtsuka Mgmt For For For 5 Elect Ryohichi Saitoh Mgmt For For For 6 Elect Tsutomu Komori Mgmt For For For 7 Elect Toshihide Shinbo Mgmt For For For 8 Elect Yukio Takebe Mgmt For For For 9 Elect Yoshio Shohda Mgmt For For For 10 Elect Hideyuki Shibamoto Mgmt For For For 11 Elect Tatsuo Ichikawa Mgmt For For For 12 Elect Michio Ueno Mgmt For Against Against 13 Elect Yoshikazu Sashida Mgmt For For For 14 Elect Toshitaka Hagiwara Mgmt For Against Against 15 Elect Kazuo Suzuki Mgmt For For For
NTT Data Corporation Ticker Security ID: Meeting Date Meeting Status 9613 CINS J59386102 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tohru Yamashita Mgmt For For For 4 Elect Takashi Enomoto Mgmt For For For 5 Elect Toshio Iwamoto Mgmt For For For 6 Elect Satoshi Kurishima Mgmt For For For 7 Elect Eiji Yamada Mgmt For For For 8 Elect Yoshinori Hagino Mgmt For For For 9 Elect Masanori Shiina Mgmt For For For 10 Elect Hironobu Sagae Mgmt For For For 11 Elect Toshiki Nakayama Mgmt For For For
NTT DoCoMo Incorporated Ticker Security ID: Meeting Date Meeting Status 9437 CINS J59399105 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tsutomu Shindoh Mgmt For For For 5 Elect Wataru Kagawa Mgmt For For For 6 Elect Kazuhiro Yoshizawa Mgmt For For For 7 Elect Shuroh Hoshizawa Mgmt For Against Against 8 Elect Kyohichi Yoshizawa Mgmt For For For 9 Elect Haruo Morosawa Mgmt For For For 10 Elect Eiko Tsujiyama Mgmt For For For
Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board
OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 03/11/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Early Termination of Board Powers Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Boris Bakal Mgmt N/A For N/A 5 Elect Enos Ned Banda Mgmt For For For 6 Elect Sergey Barbashev Mgmt N/A For N/A 7 Elect Alexey Bashkirov Mgmt N/A For N/A 8 Elect Lucian Bebchuk Mgmt For For For 9 Elect Andrey Bougrov Mgmt N/A For N/A 10 Elect Terence Wilkinson Mgmt For For For 11 Elect Alexander Voloshin Mgmt For For For 12 Elect Artem Volynets Mgmt N/A For N/A 13 Elect Oleg Deripaska Mgmt N/A For N/A 14 Elect Claude Dauphin Mgmt N/A For N/A 15 Elect Marianna Zakharova Mgmt N/A For N/A 16 Elect Larisa Zelkova Mgmt N/A For N/A 17 Elect Olga Zinovieva Mgmt N/A For N/A 18 Elect Vladimir Kantorovich Mgmt N/A For N/A 19 Elect Andrey Klishas Mgmt N/A For N/A 20 Elect Simon Collins Mgmt N/A For N/A 21 Elect John Lindquist Mgmt For For For 22 Elect Bradford Mills Mgmt For For For 23 Elect Ardavan Moshiri Mgmt N/A For N/A 24 Elect Oscar Ratsin Mgmt N/A For N/A 25 Elect Nathaniel Philip James Mgmt N/A For N/A Rothschild 26 Elect Maxim Sokov Mgmt N/A For N/A 27 Elect Vladimir Strzhalkovsky Mgmt N/A For N/A 28 Elect Vasily Titov Mgmt For For For 29 Elect John Fast Mgmt For For For 30 Elect John Holden Mgmt For For For
OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 06/21/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Philip Aiken Mgmt For For For 6 Elect Enos Ned Banda Mgmt For For For 7 Elect Sergey Barbashev Mgmt N/A For N/A 8 Elect Alexey Bashkirov Mgmt N/A For N/A 9 Elect Lucian Bebchuk Mgmt For For For 10 Elect Andrey Bougrov Mgmt N/A For N/A 11 Elect Terence Antony Wilkinson Mgmt For For For 12 Elect Olga Voytovich Mgmt For For For 13 Elect Alexander Voloshin Mgmt For For For 14 Elect Artem Volynets Mgmt N/A For N/A 15 Elect Robert Godsell Mgmt For For For 16 Elect Oleg Deripaska Mgmt N/A For N/A 17 Elect Claude Dauphin Mgmt For For For 18 Elect Marianna Zakharova Mgmt N/A For N/A 19 Elect Larisa Zelkova Mgmt N/A For N/A 20 Elect Vladimir Kantorovich Mgmt For For For 21 Elect Ruslan Karmanny Mgmt N/A For N/A 22 Elect Andrey Klishas Mgmt N/A For N/A 23 Elect Simon Collins Mgmt N/A For N/A 24 Elect Bradford Mills Mgmt For For For 25 Elect Stalbek Mishakov Mgmt N/A For N/A 26 Elect Ardavan Moshiri Mgmt For For For 27 Elect Oleg Pivovarchuk Mgmt N/A For N/A 28 Elect Maxim Sokov Mgmt N/A For N/A 29 Elect Vladimir Strzhalkovsky Mgmt N/A For N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A 31 Elect Petr Voznenko Mgmt For For For 32 Elect Natalia Gololobova Mgmt For For For 33 Elect Aleksei Kargachov Mgmt For For For 34 Elect Dmitry Pershinkov Mgmt For For For 35 Elect Tatiana Potarina Mgmt For N/A N/A 36 Elect Tamara Sirotkina Mgmt For N/A N/A 37 Elect Sergey Khodacevich Mgmt For For For 38 Appointment of Auditor Mgmt For For For 39 Independent Directors' Fees Mgmt For For For 40 Independent Directors' Option Plan Mgmt For For For 41 Determination of Cost of Mgmt For For For Indemnification 42 Indemnification of Directors and Mgmt For For For Officers 43 Determination of Cost of Liability Mgmt For For For Insurance 44 Liability Insurance Mgmt For For For
OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 10/21/2010 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Termination and Dissolution of the Mgmt N/A Against N/A Board 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Boris Bakal Mgmt For For For 4 Elect Lucian Bebchuk Mgmt N/A Abstain N/A 5 Elect Andrey Bougrov Mgmt For For For 6 Elect Terence Wilkinson Mgmt N/A Abstain N/A 7 Elect Alexander Voloshin Mgmt N/A Abstain N/A 8 Elect Maxim Goldman Mgmt N/A Abstain N/A 9 Elect Maxim Goldman Mgmt N/A For N/A 10 Elect Marianna Zakharova Mgmt For For For 11 Elect Vladimir Kantorovich Mgmt N/A Abstain N/A 12 Elect Andrey Klishas Mgmt For For For 13 Elect Dmitry Kostoev Mgmt For For For 14 Elect Valery Matvienko Mgmt N/A Abstain N/A 15 Elect Bradford Alan Mills Mgmt For For For 16 Elect Oleg Pivovarchuk Mgmt For For For 17 Elect Dmitry Razumov Mgmt N/A Abstain N/A 18 Elect Nathiel Philip James Rothschild Mgmt N/A Abstain N/A 19 Elect Maxim Sokov Mgmt For For For 20 Elect Vladislav Soloviev Mgmt For For For 21 Elect Vladimir Strzhalkovsky Mgmt For For For 22 Elect Vasily Titov Mgmt For For For 23 Elect John Gerard Holden Mgmt N/A For N/A
Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 10/28/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Rangareddy Jayachandran Mgmt For For For 4 Elect Jean-Paul Pinard Mgmt For For For 5 Elect WONG Heng Tew Mgmt For For For 6 Elect Robert Tomlin Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Grant Awards and Issue Mgmt For For For Shares under Olam Employee Share Option Scheme 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares under Olam Mgmt For For For Scrip Dividend Plan
Old Mutual plc Ticker Security ID: Meeting Date Meeting Status OML CINS G67395106 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Maria Eva Castillo Sanz Mgmt For For For 4 Elect Alan Gillespie Mgmt For For For 5 Elect Roger Marshall Mgmt For For For 6 Elect Patrick O'Sullivan Mgmt For For For 7 Elect Russell Edey Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Directors' Remuneration Report Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Contingent Purchase Contracts Mgmt For For For
Olympus Corp. Ticker Security ID: Meeting Date Meeting Status 7733 CINS J61240107 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tsuyoshi Kikukawa Mgmt For For For 5 Elect Michael Woodford Mgmt For For For 6 Elect Haruhito Morishima Mgmt For For For 7 Elect Hisashi Mori Mgmt For For For 8 Elect Masataka Suzuki Mgmt For For For 9 Elect Kazuhisa Yanagisawa Mgmt For For For 10 Elect Shuichi Takayama Mgmt For For For 11 Elect Takashi Tsukaya Mgmt For For For 12 Elect Kazuhiro Watanabe Mgmt For For For 13 Elect Makoto Nakatsuka Mgmt For For For 14 Elect Shinichi Nishigaki Mgmt For For For 15 Elect Hironobu Kawamata Mgmt For For For 16 Elect Yasuo Hayashida Mgmt For For For 17 Elect Hiroshi Kuruma Mgmt For For For 18 Elect Junichi Hayashi Mgmt For For For 19 Elect Hideo Yamada Mgmt For Against Against 20 Election of Alternate Statutory Mgmt For For For Auditor(s) 21 Directors' Fees Mgmt For For For
Omron Corporation Ticker Security ID: Meeting Date Meeting Status 6645 CINS J61374120 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hisao Sakuta Mgmt For For For 4 Elect Fumio Tateishi Mgmt For For For 5 Elect Yoshihito Yamada Mgmt For For For 6 Elect Yoshinobu Morishita Mgmt For For For 7 Elect Akio Sakumiya Mgmt For For For 8 Elect Kazuhiko Toyama Mgmt For For For 9 Elect Masamitsu Sakurai Mgmt For For For 10 Elect Tokio Kawashima Mgmt For For For 11 Election of Alternate Statutory Mgmt For For For Auditor(s) 12 Bonus Mgmt For For For
OMV AG Ticker Security ID: Meeting Date Meeting Status OMV CINS A51460110 05/17/2011 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Markus Beyrer Mgmt For For For 8 Long Term Incentive Plan 2011 Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Treasury Shares Mgmt For For For
OPAP S.A. Ticker Security ID: Meeting Date Meeting Status OPAP CINS X3232T104 05/11/2011 Voted Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board of Directors' and Auditor's Mgmt For For For Report 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board and Auditor's Mgmt For For For Acts 6 Directors' Fees for 2010 Mgmt For For For 7 Directors' Fees for 2011 Mgmt For Against Against 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Election of Directors Mgmt For Against Against 10 Election of Audit Committee Members Mgmt For For For 11 Board Transactions Mgmt For For For 12 Amendments to Articles Mgmt For Against Against 13 Transaction of Other Business Mgmt For Against Against
Orica Limited Ticker Security ID: Meeting Date Meeting Status ORI CINS Q7160T109 07/08/2010 Voted Meeting Type Country of Trade Court Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For For For
Orica Limited Ticker Security ID: Meeting Date Meeting Status ORI CINS Q7160T109 07/08/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Reduce Share Capital Mgmt For For For 2 Approve Termination Payments Mgmt For For For
Orica Limited Ticker Security ID: Meeting Date Meeting Status ORI CINS Q7160T109 12/16/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Re-elect Peter Duncan Mgmt For For For 4 Re-elect Garry Hounsell Mgmt For For For 5 Elect Russell Caplan Mgmt For For For 6 Elect LIM Chee Onn Mgmt For For For 7 Elect Ian Cockerill Mgmt For For For 8 Amend the Constitution Mgmt For Against Against 9 Increase NEDs' Fee Cap Mgmt For For For 10 Renew Proportional Takeover Mgmt For For For Provisions 11 Remuneration Report Mgmt For Against Against
Origin Energy Limited Ticker Security ID: Meeting Date Meeting Status ORG CINS Q71610101 10/29/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Gordon Cairns Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Increase NEDs' Fee Cap Mgmt For For For 5 Equity Grant (MD Grant King) Mgmt For For For 6 Equity Grant (Executive Director Mgmt For For For Karen Moses) 7 Adopt New Constitution Mgmt For For For 8 Renew Proportional Takeover Mgmt For For For Provisions
Orix Corporation Ticker Security ID: Meeting Date Meeting Status 8591 CINS J61933123 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Yoshihiko Miyauchi Mgmt For For For 4 Elect Yoshihiko Miyauchi Mgmt For For For 5 Elect Haruyuki Urata Mgmt For For For 6 Elect Hiroaki Nishina Mgmt For For For 7 Elect Kazuo Kojima Mgmt For For For 8 Elect Yoshiyuki Yamaya Mgmt For For For 9 Elect Tamio Umaki Mgmt For For For 10 Elect Yoshinori Yokoyama Mgmt For For For 11 Elect Hirotaka Takeuchi Mgmt For For For 12 Elect Takeshi Sasaki Mgmt For For For 13 Elect Eiko Tsujiyama Mgmt For For For 14 Elect Robert Feldman Mgmt For For For 15 Elect Takeshi Niinami Mgmt For For For
Osaka Gas Co Limited Ticker Security ID: Meeting Date Meeting Status 9532 CINS J62320114 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Ozaki Mgmt For For For 4 Elect Masashi Kuroda Mgmt For For For 5 Elect Takashi Sakai Mgmt For For For 6 Elect Masato Kitamae Mgmt For For For 7 Elect Shigeki Hirano Mgmt For For For 8 Elect Noriyuki Nakajima Mgmt For For For 9 Elect Takehiro Honjoh Mgmt For For For 10 Elect Kohji Kohno Mgmt For For For 11 Elect Hirofumi Kyutoku Mgmt For For For 12 Elect Takahiko Kawagishi Mgmt For For For 13 Elect Hidetaka Matsuzaka Mgmt For For For 14 Elect Tadamitsu Kishimoto Mgmt For For For 15 Elect Shunzoh Morishita Mgmt For For For 16 Elect Shingo Kamei Mgmt For For For
Oversea-Chinese Banking Corporation Limited Ticker Security ID: Meeting Date Meeting Status O39 CINS Y64248209 04/15/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Extension of the OCBC Share Option Mgmt For For For Scheme 2001
Oversea-Chinese Banking Corporation Limited Ticker Security ID: Meeting Date Meeting Status O39 CINS Y64248209 04/15/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect LEE Seng Wee Mgmt For For For 4 Elect Patrick YEOH Khwai Hoh Mgmt For For For 5 Elect CHEONG Choong Kong Mgmt For Against Against 6 Elect LEE Tih Shih Mgmt For Against Against 7 Elect Pramukti Surjaudaja Mgmt For For For 8 Elect LAI Teck Poh Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Issue Bonus Shares to Mgmt For For For Non-executive Directors 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Grant Awards and Issue Mgmt For For For Shares under OCBC Employee Incentive Plan 16 Authority to Issue Shares under Mgmt For For For Scrip Dividend Plan 17 Authority to Issue Preferred Shares Mgmt For Against Against
Pacific Rubiales Energy Corp. Ticker Security ID: Meeting Date Meeting Status PRE CUSIP 69480U206 05/31/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect Serafino Iacono Mgmt For For For 2.2 Elect Miguel de la Campa Mgmt For Withhold Against 2.3 Elect Ronald Pantin Mgmt For For For 2.4 Elect Jose Francisco Arata Mgmt For For For 2.5 Elect German Efromovich Mgmt For For For 2.6 Elect Neil Woodyer Mgmt For For For 2.7 Elect Augusto Lopez Mgmt For For For 2.8 Elect Miguel Rodriguez Mgmt For For For 2.9 Elect Donald Ford Mgmt For For For 2.10 Elect John Zaozirny Mgmt For For For 2.11 Elect Victor Rivera Mgmt For For For 2.12 Elect Hernan Martinez Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Stock Option Plan Renewal Mgmt For For For
Paladin Energy Limited Ticker Security ID: Meeting Date Meeting Status PDN CINS Q7264T104 11/25/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect Rick Crabb Mgmt For For For 3 Elect Peter Donkin Mgmt For For For 4 Elect Philip Bailey Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
Panasonic Corporation (fka Matsushita Electric Industrial Co., Ltd) Ticker Security ID: Meeting Date Meeting Status 6752 CINS J6354Y104 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kunio Nakamura Mgmt For Against Against 3 Elect Masayuki Matsushita Mgmt For For For 4 Elect Fumio Ohtsubo Mgmt For For For 5 Elect Toshihiro Sakamoto Mgmt For For For 6 Elect Takahiro Mori Mgmt For For For 7 Elect Yasuo Katsura Mgmt For For For 8 Elect Ken Morita Mgmt For For For 9 Elect Ikusaburoh Kashima Mgmt For For For 10 Elect Yoshihiko Yamada Mgmt For For For 11 Elect Kazunori Takami Mgmt For For For 12 Elect Makoto Uenoyama Mgmt For For For 13 Elect Masatoshi Harada Mgmt For For For 14 Elect Takashi Tohyama Mgmt For For For 15 Elect Ikuo Uno Mgmt For For For 16 Elect Masayuki Oku Mgmt For For For 17 Elect Masaharu Matsushita Mgmt For For For 18 Elect Kazuhiro Tsuga Mgmt For For For 19 Elect Yoshiiku Miyata Mgmt For For For 20 Elect Yoshiyuki Miyabe Mgmt For For For 21 Elect Yoshiaki Nakagawa Mgmt For For For 22 Elect Yasuo Yoshino Mgmt For For For 23 Elect Yoshihiro Furuta Mgmt For For For
Parkson Retail Group Limited Ticker Security ID: Meeting Date Meeting Status 3368 CINS G69370115 05/20/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHENG Yoong Choong Mgmt For Against Against 6 Elect Werner Studer Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Parmalat S.p.A. Ticker Security ID: Meeting Date Meeting Status PLT CINS T7S73M107 06/28/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 List Proposed by Groupe Lactalis S.A. Mgmt For N/A N/A 6 List Proposed by Mackenzie Financial Mgmt For N/A N/A Corporation, Skagen AS, and Zenit Asset Management AB 7 List Proposed by Institutional Mgmt For For For Investors Representing 2.28% of the Company's Share Capital 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 List Proposed by Groupe Lactalis S.A. Mgmt N/A Abstain N/A 10 List Proposed by Mackenzie Financial Mgmt N/A Abstain N/A Corporation, Skagen AS, and Zenit Asset Management AB 11 List Proposed by Institutional Mgmt N/A For N/A Investors Representing 2.28% of the Company's Share Capital 12 Bonus Share Issuance Mgmt For For For 13 Amendments to Articles Mgmt For For For
PCCW Limited Ticker Security ID: Meeting Date Meeting Status 0008 CINS Y6802P120 06/17/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Peter Allen Mgmt For For For 6 Elect Robert LEE Chi Hong Mgmt For For For 7 Elect Susanna HUI Hon Hing Mgmt For For For 8 Elect ZUO Xunsheng Mgmt For For For 9 Elect LI Fushen Mgmt For For For 10 Elect CHANG Hsin Kang Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Pearson plc Ticker Security ID: Meeting Date Meeting Status PSON CINS G69651100 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir David Arculus Mgmt For For For 4 Elect Patrick Cescau Mgmt For For For 5 Elect Will Ethridge Mgmt For For For 6 Elect Rona Fairhead Mgmt For Against Against 7 Elect Robin Freestone Mgmt For For For 8 Elect Susan Fuhrman Mgmt For For For 9 Elect Kenneth Hydon Mgmt For For For 10 Elect John Makinson Mgmt For For For 11 Elect Glen Moreno Mgmt For For For 12 Elect Marjorie Scardino Mgmt For For For 13 Elect S. Joshua Lewis Mgmt For For For 14 Directors' Remuneration Report Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Renewal of Long-Term Incentive Plan Mgmt For For For
Pegatron Corp Ticker Security ID: Meeting Date Meeting Status 4938 CINS Y6784J100 06/24/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Amendments to Procedural Rules: Mgmt For For For Acquisition or Disposal of Assets 8 Amendments to Articles Mgmt For For For 9 Extraordinary motions Mgmt For Against Against
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditures
Pernod Ricard SA Ticker Security ID: Meeting Date Meeting Status RI CINS F72027109 11/10/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Francois Gerard Mgmt For For For 9 Elect Susan Murray Mgmt For For For 10 Appointment of Auditor (Mazars) Mgmt For For For 11 Appointment of Alternate Auditor Mgmt For For For (Patrick de Cambourg) 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Restricted Stock Mgmt For For For 15 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 17 Amendment Regarding Censors Mgmt For For For 18 Amendment to Articles Regarding Mgmt For For For Electronic Voting and Participation 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 857 CINS Y6883Q104 05/18/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Authority to Declare Interim Dividend Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect JIANG Jiemin Mgmt For For For 9 Elect ZHOU Jiping Mgmt For For For 10 Elect WANG Yilin Mgmt N/A Abstain N/A 11 Elect LI Xinhua Mgmt For For For 12 Elect LIAO Yongyuan Mgmt For For For 13 Elect WANG Guoliang Mgmt For For For 14 Elect WANG Dongjin Mgmt For For For 15 Elect YU Baocai Mgmt For For For 16 Elect RAN Xinquan Mgmt For For For 17 Elect LIU Hongru Mgmt For For For 18 Elect Franco Bernabe Mgmt For For For 19 Elect LI Yongwu Mgmt For For For 20 Elect CUI Junhui Mgmt For For For 21 Elect CHEN Zhiwu Mgmt For For For 22 Elect CHEN Ming Mgmt For For For 23 Elect GUO Jinping Mgmt For For For 24 Elect WEN Qingshan Mgmt For For For 25 Elect SUN Xianfeng Mgmt For For For 26 Elect LI Yuan Mgmt For For For 27 Elect WANG Daocheng Mgmt For For For 28 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 29 Issuance of Debt Financing Mgmt For For For Instruments 30 Non-Voting Meeting Note N/A N/A N/A N/A
Petrofac Limited Ticker Security ID: Meeting Date Meeting Status PFC CINS G7052T101 05/13/2011 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Roxanne Decyk Mgmt For For For 5 Elect Norman Murray Mgmt For For For 6 Elect Andy Inglis Mgmt For Against Against 7 Elect Thomas Thune Andersen Mgmt For For For 8 Elect Stefano Cao Mgmt For For For 9 Elect Rijnhard van Tets Mgmt For For For 10 Elect Ayman Asfari Mgmt For For For 11 Elect Maroun Semaan Mgmt For For For 12 Elect Keith Roberts Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Amendments to Articles Mgmt For For For 20 Amendment to the Deferred Bonus Mgmt For For For Share Plan 21 Non-Voting Meeting Note N/A N/A N/A N/A
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 01/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger by Absorption Mgmt For For For 2 Amendments to Articles Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 08/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Nomination of Mgmt For For For Appraiser for Treasury Notes 2 Valuation Method of Treasury Notes Mgmt For For For 3 Authority to Carry Out Formalities Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 12/07/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Agreement with Marlim Mgmt For For For Participacoes SA 2 Merger Agreement with Nova Marlim Mgmt For For For Participacoes SA 3 Ratification of Appointment of Mgmt For For For Auditor 4 Valuation Reports Mgmt For For For 5 Merger by Absorption Mgmt For For For
Philippine Long Distance Telephone Company Ticker Security ID: Meeting Date Meeting Status TEL CUSIP 718252604 06/14/2011 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Bienvenido Nebres Mgmt For For For 3 Elect Pedro Roxas Mgmt For For For 4 Elect Alfred Vy Ty Mgmt For For For 5 Elect Helen Dee Mgmt For For For 6 Elect Ray Espinosa Mgmt For For For 7 Elect Tatsu Kono Mgmt For For For 8 Elect Napoleon Nazareno Mgmt For For For 9 Elect Manuel Pangilinan Mgmt For For For 10 Elect Takashi Ooi Mgmt For For For 11 Elect Oscar Reyes Mgmt For For For 12 Elect Ma. Lourdes Rausa-Chan Mgmt For For For 13 Elect Juan Santos Mgmt For For For 14 Elect Tony Tan Caktiong Mgmt For For For 15 Acquisition Mgmt For For For
Philippine Long Distance Telephone Company Ticker Security ID: Meeting Date Meeting Status TEL CINS 718252109 06/14/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect Bienvenido Nebres Mgmt For For For 4 Elect Pedro Roxas Mgmt For For For 5 Elect Alfred Vy Ty Mgmt For For For 6 Elect Helen Dee Mgmt For For For 7 Elect Ray Espinosa Mgmt For For For 8 Elect Tatsu Kono Mgmt For For For 9 Elect Napoleon Nazareno Mgmt For For For 10 Elect Manuel Pangilinan Mgmt For For For 11 Elect Takashi Ooi Mgmt For For For 12 Elect Oscar Reyes Mgmt For For For 13 Elect Ma. Lourdes Rausa-Chan Mgmt For For For 14 Elect Juan Santos Mgmt For For For 15 Elect Tony Tan Caktiong Mgmt For For For 16 Acquisition Mgmt For For For
PICC Property & Casualty Company Limited Ticker Security ID: Meeting Date Meeting Status 2328 CINS Y6975Z103 01/17/2011 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect WU Yan Mgmt For For For 4 Elect WANG Yincheng Mgmt For For For 5 Elect GUO Shengchen Mgmt For For For 6 Elect WANG He Mgmt For For For 7 Elect ZHOU Shurui Mgmt For Against Against 8 Elect YU Xiaoping Mgmt For Against Against 9 Elect LI Tao Mgmt For For For 10 Elect Edmund TSE Sze Wing Mgmt For For For 11 Elect Stephen IP Shu Kwan Mgmt For Against Against 12 Elect LIAO Li Mgmt For For For 13 Elect ZHOU Liqun as Supervisor Mgmt For For For 14 Elect SHENG Hetai as Supervisor Mgmt For Against Against 15 Elect LU Zhengfei as Supervisor Mgmt For For For
PICC Property & Casualty Company Limited Ticker Security ID: Meeting Date Meeting Status 2328 CINS Y6975Z103 04/15/2011 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Issuance of Subordinated Term Debts Mgmt For For For
PICC Property & Casualty Company Limited Ticker Security ID: Meeting Date Meeting Status 2328 CINS Y6975Z103 06/24/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Supervisors' Fees Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Ping An Insurance (Group) Company of China Ticker Security ID: Meeting Date Meeting Status 2318 CINS Y69790106 06/16/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Reports Mgmt For For For 3 Supervisors' Reports Mgmt For For For 4 Annual Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocations of Profits/ Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect Louis CHEUNG Chi Yan Mgmt For For For 9 Elect Jackson WOO Ka Biu Mgmt For For For 10 Amendments to Articles Mgmt For For For
Ping An Insurance (Group) Company of China Ticker Security ID: Meeting Date Meeting Status 2318 CINS Y69790106 11/01/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adjustment on Independent Directors' Mgmt For Against Against Fees 3 Means, Object of the Transaction and Mgmt For For For Parties to the Transaction 4 Transaction Price and Basis of Mgmt For For For Pricing 5 Vesting of Proit or Loss Arising Mgmt For For For from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date 6 Contract Obligations and Default Mgmt For For For Liabilities Under the Transfer of Ownership of the Relevant Assets 7 Validity Period of the Resolution Mgmt For For For 8 Share Subscription Agreement Mgmt For For For 9 Profits Forecast Compensation Mgmt For For For Agreement 10 Ratification of Board Acts Mgmt For For For
Poly (Hong Kong) Investments Ltd Ticker Security ID: Meeting Date Meeting Status 119 CINS Y70620102 05/06/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect WANG Xu Mgmt For Against Against 6 Elect HAN Qing Tao Mgmt For For For 7 Elect YAO Kang Mgmt For For For 8 Elect Sylvia LEUNG Sau Fan Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Increase in Authorized Capital Mgmt For For For
Poly (Hong Kong) Investments Ltd Ticker Security ID: Meeting Date Meeting Status 119 CINS Y70620102 12/30/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Renewal of Financial Framework Mgmt For Against Against Agreement 4 Annual Caps of Financial Framework Mgmt For Against Against Agreement 5 Renewal of Construction Agreement Mgmt For For For 6 Annual Caps of Construction Agreement Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A
Portugal Telecom SGPS SA Ticker Security ID: Meeting Date Meeting Status PTC CINS X6769Q104 05/06/2011 Voted Meeting Type Country of Trade Annual Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Authority to Repurchase and Re-Issue Mgmt For For For Shares 9 Authority to Issue Convertible Bonds Mgmt For For For 10 Suppression of Preemptive Rights Mgmt For For For 11 Authority to Issue Debt Instruments Mgmt For For For 12 Authority to Repurchase and Re-Issue Mgmt For For For Company Debt Instruments 13 Remuneration Report Mgmt For Against Against 14 Election of Directors Mgmt For Against Against
Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L107 05/12/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2011 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Power Assets Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 6 CINS Y33549117 05/18/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Canning FOK Kin-ning Mgmt For Against Against 6 Elect TSO Kai Sum Mgmt For For For 7 Elect Ronald J. Arculli Mgmt For Against Against 8 Elect Susan CHOW Woo Mo-Fong Mgmt For For For 9 Elect Andrew Hunter Mgmt For For For 10 Elect KAM Hing-Lam Mgmt For For For 11 Elect Holger Kluge Mgmt For For For 12 Elect Victor LI Tzar Kuoi Mgmt For Against Against 13 Elect George C. Magnus Mgmt For For For 14 Elect YUEN Sui-See Mgmt For For For 15 Appointment of Auditor and Authority Mgmt For For For to Set Fees 16 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Repurchased Shares Mgmt For For For
Powertech Technology Ticker Security ID: Meeting Date Meeting Status 6239 CINS Y7083Y103 06/24/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Increase Paid-in Capital Mgmt For For For 8 Amendments to Articles Mgmt For Against Against 9 Amendments to Procedural Rules for Mgmt For For For Capital Loans and Endorsements/ Guarantees 10 Amendments to Procedural Rules for Mgmt For For For Acquisition and Disposal of Assets 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Elect TSAI D.K. Mgmt For For For 13 Elect David SUN Mgmt For For For 14 Elect LIAO C.C. Liao Mgmt For For For 15 Elect Akira Tsujimoto Mgmt For Against Against 16 Elect Brian SHIEH Mgmt For For For 17 Elect Yoshida Tohru Mgmt For For For 18 Elect Shigeo Koguchi Mgmt For For For 19 Elect Quincy LIN Mgmt For For For 20 Elect CHENG Wan-Lai Mgmt For For For 21 Elect Mike CHEN (supervisor) Mgmt For Against Against 22 Elect Tim YEH (supervisor) Mgmt For For For 23 Elect Jason LIANG (supervisor) Mgmt For Against Against 24 Non-Compete Restrictions for Mgmt For Against Against Directors 25 Extraordinary motions Mgmt For Against Against
PPR SA (Pinault-Printem ps-La Redoute) Ticker Security ID: Meeting Date Meeting Status PP CINS F7440G127 05/19/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Supplementary Retirement Benefits Mgmt For Against Against (Jean-Francois Palus) 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Cancel Shares and Mgmt For For For Reduce Capital 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Increase Capital Mgmt For For For Through Capitalizations 12 Authority to Issue Shares and/or Mgmt For For For Convertible Shares w/o Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 14 Authority to Set Offering Price of Mgmt For For For Shares 15 Authority to Increase Share Issuance Mgmt For For For Limit 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 18 Authority to Issue Warrants Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Prudential plc Ticker Security ID: Meeting Date Meeting Status PRU CINS G72899100 05/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Howard Davies Mgmt For For For 5 Elect John Foley Mgmt For For For 6 Elect Paul Manduca Mgmt For For For 7 Elect Michael Wells Mgmt For For For 8 Elect Keki Dadiseth Mgmt For Against Against 9 Elect Rob Devey Mgmt For For For 10 Elect Michael Garrett Mgmt For For For 11 Elect Ann Godbehere Mgmt For For For 12 Elect Bridget Macaskill Mgmt For For For 13 Elect Harvey McGrath Mgmt For For For 14 Elect Michael McLintock Mgmt For For For 15 Elect Nic Nicandrou Mgmt For For For 16 Elect Kathleen O'Donovan Mgmt For For For 17 Elect Barry Stowe Mgmt For For For 18 Elect Tidjane Thiam Mgmt For For For 19 Elect Lord Andrew Turnbull Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Shares Mgmt For For For 25 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Set General Notice Mgmt For For For Period at 14 Days 28 Amendment to International SAYE Mgmt For For For Scheme 29 Amendment to Irish SAYE Scheme Mgmt For For For
PT Bank Mandiri (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BMRI CINS Y7123S108 01/28/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Rights Issue Mgmt For Against Against 2 Non-Voting Meeting Note N/A N/A N/A N/A
PT Telekomunikasi Indonesia Ticker Security ID: Meeting Date Meeting Status TLKM CINS Y71474137 12/17/2010 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors and Mgmt For Against Against Commissioners (Slate) 2 Amendments to Term of Office Mgmt For For For
Publicis Groupe SA Ticker Security ID: Meeting Date Meeting Status PUB CINS F7607Z165 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Supervisory Board Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Elect Simon Badinter Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For Against Against Shares 19 Authority to Increase Capital Mgmt For For For Through Capitalizations 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Share Issuance Mgmt For Against Against Limit 23 Authority to Increase Share Capital Mgmt For For For Under Employee Savings Plan 24 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 25 Authority to Issue Restricted Shares Mgmt For Against Against 26 Global Ceiling on Increases in Mgmt For For For Capital 27 Authority to Use Capital Increase Mgmt For Against Against Authorizations as Anti-Takeover Device 28 Amendments to Articles Mgmt For For For 29 Amendments to Articles Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A
QBE Insurance Group Limited Ticker Security ID: Meeting Date Meeting Status QBE CINS Q78063114 04/05/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Equity Grant (CEO Frank O'Halloran) Mgmt For For For 4 Approve Termination Benefits Mgmt For For For 5 Re-elect Charles Irby Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Quanta Computer Inc. Ticker Security ID: Meeting Date Meeting Status 2382 CINS Y7174J106 06/24/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Amendments to Procedural Rules: Mgmt For For For Acquisition and Disposal of Assets 7 Extraordinary motions Mgmt For Against Against
Rakuten Inc. Ticker Security ID: Meeting Date Meeting Status 4755 CINS J64264104 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hiroshi Mikitani Mgmt For For For 2 Elect Atsushi Kunishige Mgmt For For For 3 Elect Masatada Kobayashi Mgmt For For For 4 Elect Tohru Shimada Mgmt For For For 5 Elect Akio Sugihara Mgmt For For For 6 Elect Hisashi Suzuki Mgmt For For For 7 Elect Ken Takayama Mgmt For For For 8 Elect Kazunori Takeda Mgmt For For For 9 Elect Takao Toshishige Mgmt For For For 10 Elect Takeshi Hanai Mgmt For For For 11 Elect Hiroaki Yasutake Mgmt For For For 12 Elect Kohichi Kusano Mgmt For For For 13 Elect Ken Kutaragi Mgmt For For For 14 Elect Hiroshi Fukino Mgmt For For For 15 Elect Charles Baxter Mgmt For For For 16 Elect Joshua James Mgmt For For For 17 Elect Takeo Hirata Mgmt For For For 18 Elect Yoshiaki Senoo Mgmt For Against Against 19 Stock Option Plan Mgmt For For For
Randgold Resources Limited Ticker Security ID: Meeting Date Meeting Status RRS CINS G73740113 05/03/2011 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Philippe Lietard Mgmt For For For 5 Elect D. Mark Bristow Mgmt For For For 6 Elect Graham Shuttleworth Mgmt For For For 7 Elect Norborne Cole, Jr. Mgmt For Against Against 8 Elect Christopher Coleman Mgmt For For For 9 Elect Kadri Dagdelen Mgmt For For For 10 Elect Robert Israel Mgmt For For For 11 Elect Karl Voltaire Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Directors' Fees Mgmt For Against Against 15 Co-Investment Plan Mgmt For Against Against 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Adoption of New Articles Mgmt For Against Against
Randstad Holding N.V. Ticker Security ID: Meeting Date Meeting Status RAND CINS N7291Y137 03/31/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Executive Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect Fritz Frohlich Mgmt For Against Against 10 Elect Jaap Winter Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Appointment of Auditor Mgmt For For For 14 Amendments to Articles Mgmt For Against Against 15 Supervisory Board Fees Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A
Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 14 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 15 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 16 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Plans
Reckitt Benckiser Group Plc Ticker Security ID: Meeting Date Meeting Status RB CINS G74079107 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Adrian Bellamy Mgmt For Against Against 5 Elect Peter Harf Mgmt For Against Against 6 Elect Bart Becht Mgmt For For For 7 Elect Graham Mackay Mgmt For Against Against 8 Elect Liz Doherty Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Amendments to Employee Share Plans Mgmt For For For
Red Electrica Corporacion S.A. Ticker Security ID: Meeting Date Meeting Status REE CINS E42807102 04/13/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Amendments to Articles Mgmt For For For 10 Amendments to Meeting Regulations Mgmt For For For 11 Amendments to Meeting Regulations Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Share Purchase Plan Mgmt For For For 14 Revocation of Authority to Mgmt For For For Repurchase Shares 15 Remuneration Report Mgmt For Against Against 16 Ratification of Directors' Mgmt For Against Against Remuneration 17 Authority to Carry Out Formalities Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A
Reed Elsevier NV Ticker Security ID: Meeting Date Meeting Status REN CINS N73430113 04/19/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Adrian Hennah Mgmt For For For 10 Elect Mark Elliott Mgmt For For For 11 Elect Anthony Habgood Mgmt For For For 12 Elect Lisa Hook Mgmt For For For 13 Elect Marike van Lier Lels Mgmt For For For 14 Elect Robert Polet Mgmt For For For 15 Elect David Reid Mgmt For Against Against 16 Elect Ben van der Veer Mgmt For For For 17 Elect Erik Engstrom Mgmt For For For 18 Elect Mark Armour Mgmt For For For 19 Senior Independent Director Fee Mgmt For Against Against 20 Amendment to Supervisory Board Fees Mgmt For Against Against 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A
Reed Elsevier Plc Ticker Security ID: Meeting Date Meeting Status REL CINS G74570121 04/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Adrian Hennah Mgmt For For For 7 Elect Mark Armour Mgmt For For For 8 Elect Mark Elliott Mgmt For For For 9 Elect Erik Engstrom Mgmt For For For 10 Elect Anthony Habgood Mgmt For For For 11 Elect Lisa Hook Mgmt For For For 12 Elect Robert Polet Mgmt For For For 13 Elect David Reid Mgmt For Against Against 14 Elect Ben van der Veer Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Renault Ticker Security ID: Meeting Date Meeting Status RNO CINS F77098105 04/29/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Presentation of Report on Redeemable Mgmt For For For Shares 9 Elect Philippe Lagayette Mgmt For For For 10 Elect Alexis Kohler Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Grant Stock Options Mgmt For For For 15 Authority to Issue Restricted Shares Mgmt For For For 16 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 17 Authority to Carry Out Formalities Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Renhe Commercial Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 1387 CINS G75004104 06/23/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHANG Dabin Mgmt For Against Against 6 Elect WANG Luding Mgmt For For For 7 Elect WANG Chunrong Mgmt For For For 8 Elect Anthony FAN Ren Da Mgmt For For For 9 Elect WANG Yifu Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Repsol-YPF SA Ticker Security ID: Meeting Date Meeting Status REP CINS E8471S130 04/15/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Ratification of Board Acts Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Amendments to Articles; Amendments Mgmt For For For to General Meeting Regulations 7 Amendments to Articles Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Elect Antonio Brufau Niubo Mgmt For For For 10 Elect Luis Fernando del Rivero Mgmt For For For Asensio 11 Elect Juan Abello Gallo Mgmt For For For 12 Elect Luis Carlos Croissier Batista Mgmt For For For 13 Elect A?ngel Durandez Adeva Mgmt For For For 14 Elect Jose Manuel Loureda Mantinan Mgmt For For For 15 Elect Mario Fernandez Pelaz Mgmt For For For 16 Co-Investment Plan Mgmt For For For 17 Share Purchase Plan Mgmt For For For 18 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 19 Authority to Carry Out Formalities Mgmt For For For
Resolution Limited Ticker Security ID: Meeting Date Meeting Status RSL CINS G7521S122 05/18/2011 Voted Meeting Type Country of Trade Annual Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Tim Wade Mgmt For For For 6 Elect Jacques Aigrain Mgmt For For For 7 Elect Gerardo Arostegui Mgmt For For For 8 Elect Michael Biggs Mgmt For For For 9 Elect Mel Carvill Mgmt For For For 10 Elect Fergus Dunlop Mgmt For For For 11 Elect Phil Hodkinson Mgmt For For For 12 Elect Denise Mileham Mgmt For For For 13 Elect Peter Niven Mgmt For For For 14 Elect Gerhard Roggemann Mgmt For For For 15 Elect David Allvey Mgmt For For For 16 Elect Evelyn Bourke Mgmt For For For 17 Elect Clive Cowdery Mgmt For For For 18 Elect David Hynam Mgmt For For For 19 Elect Trevor Matthews Mgmt For For For 20 Elect Andrew Parsons Mgmt For For For 21 Elect Belinda Richards Mgmt For For For 22 Elect Karl Sternberg Mgmt For For For 23 Elect John Tiner Mgmt For For For 24 Allocation of Profits/Dividends Mgmt For For For 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Shares Mgmt For For For
Resona Holdings Inc Ticker Security ID: Meeting Date Meeting Status 8308 CINS J6448E106 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Eiji Hosoya Mgmt For For For 4 Elect Seiji Higaki Mgmt For For For 5 Elect Kazuhiro Higashi Mgmt For For For 6 Elect Kaoru Isono Mgmt For For For 7 Elect Kunio Kojima Mgmt For For For 8 Elect Hideo Iida Mgmt For For For 9 Elect Tsutomu Okuda Mgmt For Against Against 10 Elect Shuhsai Nagai Mgmt For Against Against 11 Elect Emi Ohsono Mgmt For For For 12 Elect Toshio Arima Mgmt For For For
Ricoh Company, Ltd Ticker Security ID: Meeting Date Meeting Status 7752 CINS J64683105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kazuo Togashi Mgmt For For For 5 Elect Mitsuhiro Shinoda Mgmt For For For 6 Election of Alternate Statutory Mgmt For For For Auditor(s) 7 Bonus Mgmt For For For
Rio Tinto Limited Ticker Security ID: Meeting Date Meeting Status RIO CINS Q81437107 05/05/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Re-elect Tom Albanese Mgmt For For For 4 Re-elect Robert Brown Mgmt For For For 5 Re-elect Vivienne Cox Mgmt For For For 6 Re-elect Jan du Plessis Mgmt For For For 7 Re-elect Guy Elliott Mgmt For For For 8 Re-elect Michael Fitzpatrick Mgmt For For For 9 Re-elect Ann Godbehere Mgmt For For For 10 Re-elect Richard Goodmanson Mgmt For For For 11 Re-elect Andrew Gould Mgmt For For For 12 Re-elect Lord John Kerr of Kinlochard Mgmt For For For 13 Re-elect Paul Tellier Mgmt For For For 14 Re-elect Samuel Walsh Mgmt For For For 15 Elect Stephen Mayne Mgmt Against Against For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Amend the Performance Share Plan Mgmt For For For 18 Renew Authority to Repurchase Shares Mgmt For For For
Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CINS G75754104 04/14/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Tom Albanese Mgmt For For For 4 Elect Robert Brown Mgmt For For For 5 Elect Vivienne Cox Mgmt For For For 6 Elect Jan du Plessis Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Michael Fitzpatrick Mgmt For For For 9 Elect Ann Godbehere Mgmt For For For 10 Elect Richard Goodmanson Mgmt For For For 11 Elect Andrew Gould Mgmt For For For 12 Elect Lord John Kerr of Kinlochard Mgmt For For For 13 Elect Paul Tellier Mgmt For For For 14 Elect Samuel Walsh Mgmt For For For 15 Elect Stephen Mayne Mgmt Against Against For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Amendment to the Performance Share Mgmt For For For Plan 18 Amendment to and Renewal of Share Mgmt For For For Ownership Plan 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Rohm Co Ltd Ticker Security ID: Meeting Date Meeting Status 6963 CINS J65328122 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Satoshi Sawamura Mgmt For For For 4 Elect Hidemi Takasu Mgmt For For For 5 Elect Takahisa Yamaha Mgmt For For For 6 Elect Eiichi Sasayama Mgmt For For For 7 Elect Tadanobu Fujiwara Mgmt For For For 8 Elect Toshiki Takano Mgmt For For For 9 Elect Masahiko Yamazaki Mgmt For For For 10 Elect Hachiroh Kawamoto Mgmt For For For 11 Elect Kohichi Nishioka Mgmt For For For
Rolls-Royce Group plc Ticker Security ID: Meeting Date Meeting Status RR CINS G7630U109 05/06/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Simon Robertson Mgmt For For For 4 Elect John Rishton Mgmt For For For 5 Elect Helen Alexander Mgmt For For For 6 Elect Peter Byrom Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect Peter Gregson Mgmt For Against Against 9 Elect James Guyette Mgmt For For For 10 Elect John McAdam Mgmt For For For 11 Elect John Neill Mgmt For For For 12 Elect Andrew Shilston Mgmt For For For 13 Elect Colin Smith Mgmt For For For 14 Elect Ian Strachan Mgmt For For For 15 Elect Mike Terrett Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Scrip Dividend Mgmt For For For 19 Authorisation of Political Donations Mgmt For For For 20 Share Purchase Plan Renewal Mgmt For For For 21 UK ShareSave Plan Mgmt For For For 22 International ShareSave Plan Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Shares Mgmt For For For 28 Restructuring Mgmt For For For
Rolls-Royce Group plc Ticker Security ID: Meeting Date Meeting Status RR CINS G7630U109 05/06/2011 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Restructuring Mgmt For For For
Rowan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status RDC CUSIP 779382OIH 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Croyle Mgmt For For For 2 Elect Lord Moynihan Mgmt For For For 3 Elect W. Matt Ralls Mgmt For For For 4 Elect John Quicke Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A100 05/17/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Linda Stuntz Mgmt For For For 4 Elect Josef Ackermann Mgmt For For For 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Guy Elliott Mgmt For For For 7 Elect Simon Henry Mgmt For For For 8 Elect Charles Holliday, Jr. Mgmt For For For 9 Elect Lord John Kerr of Kinlochard Mgmt For For For 10 Elect Gerard Kleisterlee Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Jorma Ollila Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Peter Voser Mgmt For For For 15 Elect Hans Wijers Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For
Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A118 05/17/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Linda Stuntz Mgmt For For For 4 Elect Josef Ackermann Mgmt For For For 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Guy Elliott Mgmt For For For 7 Elect Simon Henry Mgmt For For For 8 Elect Charles Holliday, Jr. Mgmt For For For 9 Elect Lord John Kerr of Kinlochard Mgmt For For For 10 Elect Gerard Kleisterlee Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Jorma Ollila Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Peter Voser Mgmt For For For 15 Elect Hans Wijers Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Repurchase Shares Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authorisation of Political Donations Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
RSA Insurance Group Plc Ticker Security ID: Meeting Date Meeting Status RSA CINS G7705H116 05/23/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect John Napier Mgmt For For For 4 Elect Andy Haste Mgmt For For For 5 Elect Edward Lea Mgmt For For For 6 Directors' Remuneration Report Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For
SABMILLER PLC Ticker Security ID: Meeting Date Meeting Status SAB CINS G77395104 07/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Mark Armour Mgmt For For For 4 Elect Howard Willard Mgmt For For For 5 Elect Meyer Kahn Mgmt For For For 6 Elect John Manser Mgmt For For For 7 Elect Dinyar Devitre Mgmt For For For 8 Elect Miles Morland Mgmt For For For 9 Elect Cyril Ramaphosa Mgmt For For For 10 Elect Malcolm Wyman Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Adoption of New Articles Mgmt For For For
Safran SA Ticker Security ID: Meeting Date Meeting Status SAF CINS F4035A557 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification Mgmt For For For of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Amendment to Governing Structure Mgmt For For For 10 Adoption of New Articles Mgmt For Against Against 11 Amendment Regarding Cap on Voting Mgmt For Against Against Rights 12 Elect Jean-Paul Herteman Mgmt For For For 13 Elect Francis Mer Mgmt For For For 14 Elect Giovanni Bisignani Mgmt For For For 15 Elect Jean-Lou Chameau Mgmt For For For 16 Elect Odile Desforges Mgmt For For For 17 Elect Jean-Marc Forneri Mgmt For For For 18 Elect Xavier Lagarde Mgmt For For For 19 Elect Michel Lucas Mgmt For For For 20 Elect Elisabeth Lulin Mgmt For For For 21 Election of Representatives of the Mgmt For For For State 22 Elect Christian Halary Mgmt For For For 23 Elect Marc Aubry Mgmt For For For 24 Elect Caroline Gregoire-Sainte Marie Mgmt For For For as Censor 25 Directors' Fees Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 29 Authority to Increase capital in Mgmt For For For Case of Exchange Offer 30 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 31 Authority to Increase Share Issuance Mgmt For For For Limit 32 Authority to Set Offering Price of Mgmt For For For Shares 33 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 34 Authority to Increase Capital Mgmt For For For Through Capitalizations 35 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 36 Authority to Grant Stock Options Mgmt For For For 37 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 38 Authority to Issue Restricted Shares Mgmt For For For 39 Authority to Cancel Shares and Mgmt For For For Reduce Capital 40 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 41 Shareholder Proposal Regarding ShrHoldr For For For Representatives of Employee Shareholders 42 Shareholder Proposal Regarding ShrHoldr Against Against For Employee Representation 43 Authority to Carry Out Formalities Mgmt For For For 44 Non-Voting Meeting Note N/A N/A N/A N/A
Saipem S.p.A. Ticker Security ID: Meeting Date Meeting Status SPM CINS T82000117 05/04/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 List Presented by Eni S.p.A. Mgmt For N/A N/A 7 List Presented by Institutional Mgmt For For For Investors 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 List Presented by Eni S.p.A. Mgmt N/A Abstain N/A 10 List Presented by Institutional Mgmt N/A For N/A Investors 11 Amendments to Articles Mgmt For For For
Sampo Oyj Ticker Security ID: Meeting Date Meeting Status SAMAS CINS X75653109 04/14/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A
Samsung Electronics Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 5930 CINS Y74718100 03/18/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For Against Against
Sands China Limited Ticker Security ID: Meeting Date Meeting Status 1928 CINS G7800X107 06/07/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Michael A. Leven Mgmt For For For 5 Elect Toh Hup Hock Mgmt For For For 6 Elect Jeffrey H. Schwartz Mgmt For For For 7 Elect David M. Turnbull Mgmt For For For 8 Elect Iain F. Bruce Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For
Sandvik AB Ticker Security ID: Meeting Date Meeting Status SAND CINS W74857165 05/03/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Board Size; Number of Auditors Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Directors and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Long-Term Incentive Plan Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A
Sanofi-Aventis Ticker Security ID: Meeting Date Meeting Status SAN CINS F5548N101 05/06/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Ratification of the Co-option of Mgmt For For For Carole Piwnica 10 Elect Suet Fern Lee Mgmt For For For 11 Elect Thierry Desmarest Mgmt For For For 12 Elect Igor Landau Mgmt For For For 13 Elect Gerard Van Kemmel Mgmt For Against Against 14 Elect Serge Weinberg Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Appointment of Alternate Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 20 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 21 Authority to Increase Share Issuance Mgmt For Against Against Limit 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Grant Stock Options Mgmt For For For 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Amendment Regarding Board Size Mgmt For For For 27 Amendment Regarding Age Limits Mgmt For For For 28 Amendment Regarding Electronic Voting Mgmt For For For 29 Amendment to Company Name Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A
Santos Limited Ticker Security ID: Meeting Date Meeting Status STO CINS Q82869118 05/05/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Peter Coates Mgmt For For For 3 Re-elect R. Harding Mgmt For For For 4 Elect Stephen Mayne Mgmt Against Against For 5 Remuneration Report Mgmt For For For 6 Equity Grant (MD/CEO David Knox) Mgmt For For For
Sap AG Ticker Security ID: Meeting Date Meeting Status SAP CINS D66992104 05/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Cancellation of Conditional Capital Mgmt For For For VI 10 Authority to Issue Convertible Debt Mgmt For For For Instruments 11 Intra-company Control Agreements Mgmt For For For
Scania AB Ticker Security ID: Meeting Date Meeting Status SCV B CINS W76082119 05/05/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Allocation of Profits/Dividends Mgmt For For For 16 Compensation Guidelines Mgmt For For For 17 2011 Incentive Plan Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Board Size Mgmt For For For 20 Directors' Fees Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Election of Directors Mgmt For For For 23 Authority to Set Auditor's Fees Mgmt For For For 24 Appointment of Auditor Mgmt For For For 25 Nominating Committee Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
Schindler Holding AG Ticker Security ID: Meeting Date Meeting Status SCHN CINS H7258G233 03/15/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Regular Dividend Mgmt For TNA N/A 7 Additional Dividend Mgmt For TNA N/A 8 Ratification of Board and Management Mgmt For TNA N/A Acts 9 Elect Pius Baschera Mgmt For TNA N/A 10 Elect Luc Bonnard Mgmt For TNA N/A 11 Elect Hubertus von Grunberg Mgmt For TNA N/A 12 Elect Alfred Schindler Mgmt For TNA N/A 13 Election of Alfred Schindler as Mgmt For TNA N/A Chairman 14 Appointment of Auditor Mgmt For TNA N/A
Schlumberger Limited Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Increase of Authorized Common Stock Mgmt For For For 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements and Mgmt For For For Dividends 20 Ratification of Auditor Mgmt For For For
Schneider Electric SA Ticker Security ID: Meeting Date Meeting Status SU CINS F86921107 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Anand Mahindra 9 Elect Betsy Atkins Mgmt For For For 10 Elect Jeong H. Kim Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendment Regarding Director Age Mgmt For For For Limit 15 Amendment Regarding Censors Mgmt For For For 16 Stock Split Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Increase Share Issuance Mgmt For For For Limit 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer or in Consideration for Contributions in Kind 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Grant Stock Options Mgmt For For For 24 Authority to Issue Restricted Shares Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Authority to Carry Out Formalities Mgmt For For For
Scottish and Southern Energy plc Ticker Security ID: Meeting Date Meeting Status SSE CINS G7885V109 07/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Nick Baldwin Mgmt For For For 5 Elect Richard Gillingwater Mgmt For For For 6 Elect Alistair Phillips-Davies Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 13 Adoption of New Articles Mgmt For For For 14 Scrip Dividend Mgmt For For For
Seadrill Limited Ticker Security ID: Meeting Date Meeting Status SDRL CINS G7945E105 09/24/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Elect John Fredriksen Mgmt For Against Against 5 Elect Tor Olav Troim Mgmt For Against Against 6 Elect Kate Blankenship Mgmt For Against Against 7 Elect Kjell Jacobsen Mgmt For For For 8 Elect Kathrine Fredriksen Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Directors' Fees Mgmt For For For
Secom Co Ltd Ticker Security ID: Meeting Date Meeting Status 9735 CINS J69972107 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Makoto Iida Mgmt For For For 5 Elect Juichi Toda Mgmt For For For 6 Elect Shohei Kimura Mgmt For For For 7 Elect Kanemasa Haraguchi Mgmt For For For 8 Elect Shuhji Maeda Mgmt For For For 9 Elect Kohichi Satoh Mgmt For For For 10 Elect Fumio Obata Mgmt For For For 11 Elect Katsuhisa Kuwahara Mgmt For For For 12 Elect Yasuo Nakayama Mgmt For For For 13 Elect Hiroshi Itoh Mgmt For For For 14 Elect Takayuki Itoh Mgmt For For For 15 Elect Teruo Ogino Mgmt For For For 16 Elect Ken Tsunematsu Mgmt For For For 17 Elect Hiroshi Yasuda Mgmt For For For 18 Elect Kohhei Yamashita Mgmt For For For 19 Elect Seiji Sakamoto Mgmt For For For 20 Statutory Auditors' Fees Mgmt For For For
Sekisui House, Limited Ticker Security ID: Meeting Date Meeting Status 1928 CINS J70746136 04/26/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For Against Against
SembCorp Industries Limited Ticker Security ID: Meeting Date Meeting Status U96 CINS Y79711159 04/21/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Tang Kin Fei Mgmt For For For 5 Elect Margaret Lui Mgmt For For For 6 Elect Mohd Hassan Marican Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Authority to Grant Awards and Issue Mgmt For For For Shares under Employee Incentive Plans
SembCorp Industries Limited Ticker Security ID: Meeting Date Meeting Status U96 CINS Y79711159 04/21/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Authority to Repurchase Shares Mgmt For For For
Semiconductor Manufacturing Internationation al Corporation Ticker Security ID: Meeting Date Meeting Status 981 CINS G8020E101 05/27/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Convertible Mgmt For For For Preferred Shares to China Investment Corporation 4 Authority to Issue Convertible Mgmt For For For Preferred Shares to Datang
Semiconductor Manufacturing Internationation al Corporation Ticker Security ID: Meeting Date Meeting Status 981 CINS G8020E101 06/29/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect David Wang Mgmt For For For 3 Elect GAO Yonggang Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Issue Repurchased Shares Mgmt For For For
Serco Group plc Ticker Security ID: Meeting Date Meeting Status SRP CINS G80400107 05/09/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Paul Brooks Mgmt For For For 5 Elect Alastair Lyons Mgmt For For For 6 Elect Christopher Hyman Mgmt For For For 7 Elect Andrew Jenner Mgmt For For For 8 Elect David Richardson Mgmt For For For 9 Elect Leonard Broese van Groenou Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Increase Non-Executive Directors' Mgmt For For For Fee Cap 18 Elect Angie Risley Mgmt For For For
SES SA Ticker Security ID: Meeting Date Meeting Status 28734 CINS L8300G135 04/07/2011 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Attendance List, Quorum and Agenda Mgmt Abstain TNA N/A 4 Appointment of a Secretary and Two Mgmt For TNA N/A Scrutineers 5 Presentation of Board Report Mgmt For TNA N/A 6 Presentation of Activity Report Mgmt For TNA N/A 7 Presentation of Financial Results Mgmt For TNA N/A 8 Presentation of the Auditor Report Mgmt For TNA N/A 9 Accounts and Reports; Consolidated Mgmt For TNA N/A Accounts and Reports 10 Allocation of Profits/Dividends Mgmt For TNA N/A 11 Allocation of Profits to Reserves Mgmt For TNA N/A 12 Ratification of Board Acts Mgmt For TNA N/A 13 Ratification of Auditor Acts Mgmt For TNA N/A 14 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 15 Authority to Repurchase Shares Mgmt For TNA N/A 16 Board Size Mgmt For TNA N/A 17 Director Term Lengths Mgmt For TNA N/A 18 Elect Marc Beuls Mgmt For TNA N/A 19 Elect Marcus Bicknell Mgmt For TNA N/A 20 Elect Bridget Cosgrave Mgmt For TNA N/A 21 Elect Hadelin de Liedekerke Beaufort Mgmt For TNA N/A 22 Elect Jacques Espinasse Mgmt For TNA N/A 23 Elect Robert Ross Mgmt For TNA N/A 24 Elect Karim Sabbagh Mgmt For TNA N/A 25 Elect Christian Schaack Mgmt For TNA N/A 26 Elect Terry Seddon Mgmt For TNA N/A 27 Elect Marc Speeckaert Mgmt For TNA N/A 28 Elect Gerd Tenzer Mgmt For TNA N/A 29 Elect Francois Tesch Mgmt For TNA N/A 30 Elect Serge Allegrezza Mgmt For TNA N/A 31 Elect Jean-Claude Finck Mgmt For TNA N/A 32 Elect Gaston Reinesch Mgmt For TNA N/A 33 Elect Victor Rod Mgmt For TNA N/A 34 Elect Rene Steichen Mgmt For TNA N/A 35 Elect Jean-Paul Zens Mgmt For TNA N/A 36 Term Length of Hadelin de Liedekerke Mgmt For TNA N/A Beaufort, Christian Schaack, Marc Speeckaert, Gerd Tenzer, Serge Allegrezza, Victor Rod 37 "Term Length of Jacques Espinasse, Mgmt For TNA N/A Robert Ross, Terry Seddon, Francois Tesch, Jean-Claude Finck, Gaston Reinesch" 38 "Term Length of Marc Beuls, Marcus Mgmt For TNA N/A Bicknell, Bridget Cosgrave, Karim Sabbagh, Rene Steichen, Jean-Paul Zens" 39 Directors' Fees Mgmt For TNA N/A 40 Transaction of Other Business Mgmt Abstain TNA N/A
Seven & I Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 3382 CINS J7165H108 05/26/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshifumi Suzuki Mgmt For For For 4 Elect Noritoshi Murata Mgmt For For For 5 Elect Katsuhiro Gotoh Mgmt For For For 6 Elect Tsuyoshi Kobayashi Mgmt For For For 7 Elect Junroh Itoh Mgmt For For For 8 Elect Kunio Takahashi Mgmt For For For 9 Elect Atsushi Kamei Mgmt For For For 10 Elect Ryuhichi Isaka Mgmt For For For 11 Elect Kunio Yamashita Mgmt For For For 12 Elect Takashi Anzai Mgmt For For For 13 Elect Zenkoh Ohtaka Mgmt For For For 14 Elect Tsuneo Ohkubo Mgmt For For For 15 Elect Noritaka Shimizu Mgmt For For For 16 Elect Scott Davis Mgmt For For For 17 Elect Ikujiroh Nonaka Mgmt For For For 18 Stock Option Plan Mgmt For For For
SGS Societe Generale de Surveillance SA Ticker Security ID: Meeting Date Meeting Status SGSN CINS H7484G106 03/15/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Ratification of Board Management Acts Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect John Elkann Mgmt For TNA N/A 8 Elect Cornelius Grupp Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A
Shanda Games Limited Ticker Security ID: Meeting Date Meeting Status GAME CUSIP 81941U105 10/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Tianqiao Chen Mgmt For For For 3 Elect Danian Chen Mgmt For For For 4 Elect Lai Xing Cai Mgmt For For For 5 Elect Andy Lin Mgmt For For For 6 Elect Heng Wing Chan Mgmt For For For 7 Elect Grace Wu Mgmt For For For 8 Amendment to 2008 Equity Mgmt For Against Against Compensation Plan 9 Appointment of Auditor Mgmt For For For
Shanda Interactive Entertainment Limited Ticker Security ID: Meeting Date Meeting Status SNDA CUSIP 81941Q203 10/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tianqiao Chen Mgmt For For For 2 Elect Danian Chen Mgmt For For For 3 Elect Qianqian Luo Mgmt For For For 4 Elect Jingsheng Huang Mgmt For For For 5 Elect Chengyu Xiong Mgmt For For For 6 Elect Kai Zhao Mgmt For For For 7 Elect Qunzhao Tan Mgmt For For For 8 Elect Grace Wu Mgmt For For For
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 1066 CINS Y76810103 06/07/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Directors' Report Mgmt For For For 5 Supervisory Committee's Report Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Fees of Directors, Supervisors and Mgmt For For For Senior Management 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 1066 CINS Y76810103 06/07/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Bonus Share Issuance Mgmt For For For 4 Allotment of Bonus Shares Mgmt For For For 5 Increase in Authorized Capital Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Amendments to Articles Mgmt For For For
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 1066 CINS Y76810103 06/07/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Bonus Share Issuance Mgmt For For For 4 Allotment of Bonus Shares Mgmt For For For 5 Increase in Authorized Capital Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 1066 CINS Y76810103 06/07/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Renewed Annual Caps of Weigao Mgmt For For For Distribution Agreement 4 Ratification of Board Acts Mgmt For For For
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 8199 CINS Y76810103 10/08/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Bonus Share Issuance Mgmt For For For 4 Issuance of Shares pursuant to Bonus Mgmt For For For Issuance 5 Increase in Registered Capital Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Amendments to Articles Mgmt For For For
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 8199 CINS Y76810103 10/08/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Bonus Share Issuance Mgmt For For For 4 Issuance of Shares pursuant to Bonus Mgmt For For For Issuance 5 Increase in Registered Capital Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Amendments to Articles Mgmt For For For
Shanghai Electric Group Company Limited Ticker Security ID: Meeting Date Meeting Status 2727 cins Y76824104 05/25/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect XU Ziying Mgmt For For For 4 Annual Report Mgmt For For For 5 Directors' Report Mgmt For For For 6 Supervisors' Report Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Directors' and Supervisors' Fees Mgmt For For For 11 Renewal of Liability Insurance Mgmt For For For 12 Provision of Guarantee for Shanghai Mgmt For For For Electric Import & Export Co., Ltd. 13 Provision of Guarantee for Shanghai Mgmt For For For Relay Co., Ltd. 14 Provision of Guarantee for Shanghai Mgmt For For For Electric Wind Power Equipment Dongtai Co., Ltd. 15 Provision of Guarantee for Mgmt For Against Against Subsidiaries of Shanghai Electric (Group) Corporation 16 SEC Supplemental Framework Loan and Mgmt For Against Against Bills Agreement and Revised Annual Caps 17 Authority to Issue Domestic and H Mgmt For Against Against Shares w/o Preemptive Rights
Shanghai Electric Group Company Limited Ticker Security ID: Meeting Date Meeting Status 2727 cins Y76824104 10/15/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Interim Dividends Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
Shanghai Electric Group Company Limited Ticker Security ID: Meeting Date Meeting Status 2727 cins Y76824104 12/15/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect XU Jianguo Mgmt For For For 3 Elect HUANG Dinan Mgmt For Against Against 4 Elect ZHANG Suxin Mgmt For For For 5 Elect YU Yingui Mgmt For For For 6 Elect ZHU Kelin Mgmt For For For 7 Elect YAO Minfang Mgmt For Against Against 8 Elect ZHU Sendi Mgmt For For For 9 Elect Charles CHEUNG Wai Bun Mgmt For For For 10 Elect LUI Sun Wing Mgmt For For For 11 Elect DONG Jianhua as Supervisor Mgmt For For For 12 Elect ZHOU Changsheng as Supervisor Mgmt For Against Against 13 Elect ZHENG Weijian as Supervisor Mgmt For For For 14 SEC Framework Purchase Agreement and Mgmt For For For Annual Caps 15 SEC Framework Sales Agreement and Mgmt For For For Annual Caps 16 SEC Framework Deposit Agreement and Mgmt For Against Against Annual Caps 17 SEC Framework Loan Agreement and Mgmt For Against Against Annual Caps
Shanghai Industrial Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 363 CINS Y7683K107 05/18/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CAI Yu Tian Mgmt For For For 6 Elect ZHOU Jie Mgmt For For For 7 Elect ZHOU Jun Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Shanghai Industrial Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 363 CINS Y7683K107 09/20/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Approval of the Acquisition Mgmt For For For 5 Refreshment of Subsidiary Share Mgmt For For For Option Scheme 6 Non-Voting Meeting Note N/A N/A N/A N/A
Sharp Corporation Ticker Security ID: Meeting Date Meeting Status 6753 CINS J71434112 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For Against Against 4 Elect Katsuhiko Machida Mgmt For For For 5 Elect Mikio Katayama Mgmt For For For 6 Elect Toshio Adachi Mgmt For For For 7 Elect Toshishige Hamano Mgmt For For For 8 Elect Yoshiaki Ibuchi Mgmt For For For 9 Elect Kenji Ohta Mgmt For For For 10 Elect Nobuyuki Taniguchi Mgmt For For For 11 Elect Katsuaki Nomura Mgmt For For For 12 Elect Kunio Itoh Mgmt For For For 13 Elect Nobuyuki Sugano Mgmt For For For 14 Elect Makoto Katoh Mgmt For For For 15 Elect Junzoh Ueda Mgmt For For For 16 Elect Masuo Okumura Mgmt For For For 17 Renewal of Takeover Defense Plan Mgmt For Against Against
Shikoku Electric Power Co., Inc. Ticker Security ID: Meeting Date Meeting Status 9507 CINS J72079106 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For 5 Elect Hiroshi Arai Mgmt For For For 6 Elect Junichi Ietaka Mgmt For For For 7 Elect Kazutaka Kakinoki Mgmt For For For 8 Elect Mikio Kawai Mgmt For For For 9 Elect Tohru Sunouchi Mgmt For For For 10 Elect Katsuhiko Takesaki Mgmt For For For 11 Elect Susumu Tanigawa Mgmt For For For 12 Elect Akira Chiba Mgmt For For For 13 Elect Momoki Tokiwa Mgmt For For For 14 Elect Susumu Nakamura Mgmt For For For 15 Elect Yoshihisa Fukuju Mgmt For For For 16 Elect Osamu Besshi Mgmt For For For 17 Elect Kohji Yamaji Mgmt For For For 18 Elect Masao Nishiyama Mgmt For For For 19 Elect Shohzoh Manabe Mgmt For Against Against 20 Retirement Allowances for Mgmt For For For Director(s) and Statutory Auditor(s)
Shimano Inc Ticker Security ID: Meeting Date Meeting Status 7309 CINS J72262108 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Keiji Kakutani Mgmt For For For 4 Elect Shinji Wada Mgmt For For For 5 Elect Satoshi Yuasa Mgmt For For For 6 Elect Kazuo Ichijoh Mgmt For For For 7 Elect SENG Chia Chin Mgmt For For For 8 Elect Yoshinori Kajiyama Mgmt For For For 9 Elect Takayo Tsujinaka Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s) 11 Retirement Allowances for Director(s) Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
Shimao Property Holdings Limited Ticker Security ID: Meeting Date Meeting Status 813 CINS G81043104 05/12/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect XU Younong Mgmt For For For 6 Elect YAO Li Mgmt For For For 7 Elect TUNG Chi Shing Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Shin-Etsu Chemical Co Limited Ticker Security ID: Meeting Date Meeting Status 4063 CINS J72810120 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yasuhiko Saitoh Mgmt For For For 3 Elect Yoshiaki Ono Mgmt For For For 4 Elect Kohji Takasugi Mgmt For For For 5 Elect Toshinobu Ishihara Mgmt For For For 6 Elect Frank Peter Popoff Mgmt For Against Against 7 Elect Tsuyoshi Miyazaki Mgmt For For For 8 Elect Toshihiko Fukui Mgmt For For For 9 Elect Masaki Miyajima Mgmt For For For 10 Elect Toshiyuki Kasahara Mgmt For For For 11 Elect Hidenori Onezawa Mgmt For For For 12 Elect Ken Nakamura Mgmt For For For 13 Elect Yukihiro Matsui Mgmt For For For 14 Elect Hiroaki Okamoto Mgmt For For For 15 Elect Osamu Okada Mgmt For For For 16 Elect Masahiko Watase Mgmt For For For 17 Elect Kiyoshi Nagano Mgmt For For For 18 Stock Option Plan Mgmt For For For 19 Renewal of Takeover Defense Plan Mgmt For Against Against
Shionogi & Co Ltd Ticker Security ID: Meeting Date Meeting Status 4507 CINS J74229105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Yasuhiro Mino Mgmt For For For 6 Elect Akio Nomura Mgmt For For For 7 Elect Teppei Mogi Mgmt For For For 8 Elect Sachio Tokaji Mgmt For For For 9 Elect Kenji Fukuda Mgmt For For For 10 Bonus Mgmt For For For 11 Stock Option Plan Mgmt For For For 12 Statutory Auditors' Fees Mgmt For For For
Shire plc Ticker Security ID: Meeting Date Meeting Status SHP CINS G8124V108 04/26/2011 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Matthew Emmens Mgmt For For For 4 Elect Angus Russell Mgmt For For For 5 Elect Graham Hetherington Mgmt For For For 6 Elect David Kappler Mgmt For For For 7 Elect Patrick Langlois Mgmt For For For 8 Elect Jeffrey Leiden Mgmt For For For 9 Elect David Ginsburg Mgmt For For For 10 Elect Anne Minto Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Shiseido Co Ltd Ticker Security ID: Meeting Date Meeting Status 4911 CINS J74358144 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Shinzoh Maeda Mgmt For For For 5 Elect Hisayuki Suekawa Mgmt For For For 6 Elect Kimie Iwata Mgmt For For For 7 Elect Carsten Fischer Mgmt For For For 8 Elect Tatsuomi Takamori Mgmt For For For 9 Elect Shohichiroh Iwata Mgmt For For For 10 Elect Taeko Nagai Mgmt For For For 11 Elect Tatsuo Uemura Mgmt For For For 12 Elect Yasuko Takayama Mgmt For For For 13 Elect Nobuo Ohtsuka Mgmt For For For 14 Bonus Mgmt For For For 15 Medium-term Incentive Plan Mgmt For For For 16 Stock Option Plan Mgmt For For For
Shui On Land Limited Ticker Security ID: Meeting Date Meeting Status 272 CINS G81151113 05/19/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Vincent H.S. LO Mgmt For Against Against 6 Elect Freddy C.K. LEE Mgmt For For For 7 Elect John R.H. Bond Mgmt For For For 8 Elect Edgar W. K. CHENG Mgmt For For For 9 Elect Roger L. McCarthy Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 12 Increase in Authorized Capital for Mgmt For For For Employee Share Purchase Plan 13 Supervisory Board Members' Fees Mgmt For For For 14 Intra-company Contracts Mgmt For For For 15 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 16 Shareholder Proposal Regarding ShrHoldr Against Against For Amendments to Corporate Purpose
Siliconware Precision Industries Ticker Security ID: Meeting Date Meeting Status 2325 CINS Y7934R109 06/22/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Amendments to Articles Mgmt For Against Against 8 Amendments to Procedural Rules: Mgmt For For For Election of Directors and Supervisors 9 Amendments to Procedural Rules: Mgmt For For For Endorsements/Guarantees 10 Elect Bough Lin Mgmt For For For 11 Elect Chi-Wen Tsai Mgmt For For For 12 Elect Wen-Lung Lin Mgmt For For For 13 Elect Yen-Chun Chang Mgmt For For For 14 Elect Wen-Jung Lin Mgmt For For For 15 Elect Cheng-Chich Huang Mgmt For For For 16 Elect Ing-Dar Liu Mgmt For Against Against 17 Elect Jing-Shan Aur Mgmt For For For 18 Elect Hsiao-Yu Lo Mgmt For Against Against 19 Elect Wen-Lung Cheng (Supervisor) Mgmt For For For 20 Elect Wen-Ching Lin (Supervisor) Mgmt For For For 21 Elect Yu-Hu Liu (Supervisor) Mgmt For Against Against 22 Non-Compete Restrictions for Mgmt For Against Against Directors 23 Extraordinary motions Mgmt For Against Against
SINA Corporation Ticker Security ID: Meeting Date Meeting Status SINA CUSIP G81477104 08/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ter Fung Tsao Mgmt For For For 1.2 Elect Yichen Zhang Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to the 2007 Share Mgmt For For For Incentive Plan
Singapore Airlines Limited Ticker Security ID: Meeting Date Meeting Status C6L CINS Y7992P128 07/27/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect David Gonski Mgmt For For For 4 Elect James KOH Cher Siang Mgmt For For For 5 Elect Christina Ong Mgmt For For For 6 Elect Helmut Panke Mgmt For For For 7 Elect William FUNG Kwok Lun Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Grant Awards and Issue Mgmt For For For Shares under Employee Incentive Plans 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A
Singapore Airlines Limited Ticker Security ID: Meeting Date Meeting Status C6L CINS Y7992P128 07/27/2010 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Related Party Transactions Mgmt For For For
Singapore Exchange Limited Ticker Security ID: Meeting Date Meeting Status S68 CINS Y79946102 10/07/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Joseph Yuvaraj Pillay Mgmt For For For 4 Elect Robert Owen Mgmt For For For 5 Elect CHEW Choon Seng Mgmt For For For 6 Elect LOH Boon Chye Mgmt For For For 7 Elect NG Kee Choe Mgmt For For For 8 Elect Magnus Bocker Mgmt For For For 9 Directors' Fees for the Chairman Mgmt For Against Against 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Elect Thaddeus Beczak Mgmt For For For 13 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A
Singapore Exchange Limited Ticker Security ID: Meeting Date Meeting Status S68 CINS Y79946102 10/07/2010 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For
Singapore Press Holdings Limited Ticker Security ID: Meeting Date Meeting Status T39 CINS Y7990F106 12/01/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect CHAM Tao Soon Mgmt For Against Against 5 Elect NGIAM Tong Dow Mgmt For Against Against 6 Elect Tony TAN Keng Yam Mgmt For Against Against 7 Elect YONG Pung How Mgmt For Against Against 8 Elect Alan CHAN Heng Loon Mgmt For Against Against 9 Elect NG Ser Miang Mgmt For Against Against 10 Elect CHONG Siak Ching Mgmt For Against Against 11 Directors' Fees 2010 Mgmt For For For 12 Directors' Fees 2011 Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Transaction of Other Business Mgmt For Against Against 15 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 16 Authority to Grant Awards and Issue Mgmt For For For Shares under SPH Performance Share Plan 17 Authority to Repurchase Shares Mgmt For For For
Singapore Telecommunicatio ns Limited Ticker Security ID: Meeting Date Meeting Status Z74 CINS Y79985209 07/30/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Simon Israel Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Grant Awards and Issue Mgmt For For For Shares under Singapore Telecom Share Option Scheme 1999 12 Authority to Grant Awards and Issue Mgmt For For For Shares under SingTel Performance Share Plan 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
Singapore Telecommunicatio ns Limited Ticker Security ID: Meeting Date Meeting Status Z74 CINS Y79985209 07/30/2010 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Equity Grants to CHUA Sock Koong Mgmt For For For
Sino Land Company Limited Ticker Security ID: Meeting Date Meeting Status 83 CINS Y80267126 10/28/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ronald J. Arculli Mgmt For For For 5 Elect Thomas TANG Wing Yung Mgmt For For For 6 Elect Daryl NG Win Kong Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Sino-Forest Corporation Ticker Security ID: Meeting Date Meeting Status TRE CUSIP 82934H101 05/30/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Allen Chan Mgmt For For For 1.2 Elect William Ardell Mgmt For For For 1.3 Elect James Bowland Mgmt For For For 1.4 Elect James Hyde Mgmt For For For 1.5 Elect Edmund Mak Mgmt For For For 1.6 Elect Judson Martin Mgmt For For For 1.7 Elect Simon Murray Mgmt For Withhold Against 1.8 Elect Peter Wang Mgmt For Withhold Against 1.9 Elect Garry West Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Sino-Ocean Land Holdings Limited Ticker Security ID: Meeting Date Meeting Status 3377 CINS Y8002N103 05/12/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LI Ming Mgmt For For For 6 Elect CHEN Runfu Mgmt For For For 7 Elect YANG Zheng Mgmt For For For 8 Elect Vincent CHEUNG Sai Sing Mgmt For For For 9 Elect TSANG Hing Lung Mgmt For For For 10 Elect GU Yunchang Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
Sino-Ocean Land Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 3377 CINS Y8002N103 02/15/2011 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Co-operation Agreement Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Sinofert Holdings Limited (fka Sinochem Hong Kong Holdings Limited) Ticker Security ID: Meeting Date Meeting Status 0297 CINS G8403G103 06/16/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Harry YANG Mgmt For Against Against 6 Elect Stephen Dowdle Mgmt For For For 7 Elect Aloysius TSE Hau Yin Mgmt For For For 8 Elect XIANG Dandan Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
Sinofert Holdings Limited (fka Sinochem Hong Kong Holdings Limited) Ticker Security ID: Meeting Date Meeting Status 297 CINS G8403G103 12/09/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 MOU and Annual Caps Mgmt For For For 4 Addendum Mgmt For For For 5 Elect FENG Zhi Bin Mgmt For For For 6 Elect YANG Lin Mgmt For For For 7 Non-Voting Meeting Note N/A N/A N/A N/A
Sinofert Holdings Limited (fka Sinochem Hong Kong Holdings Limited) Ticker Security ID: Meeting Date Meeting Status 297 CINS G8403G103 12/09/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 MOU and Annual Caps Mgmt For For For
Sinopec Corporation (China Petroleum & Chemical) Ticker Security ID: Meeting Date Meeting Status 386 CINS Y15010104 05/13/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Surplus Common Reserve Mgmt For For For Funds 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Declare Interim Mgmt For For For Dividends 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Issuance of Debt Financing Mgmt For For For Instruments 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Elect FU Chengyu Mgmt For For For
Sinopec Shanghai Petrochemical Ticker Security ID: Meeting Date Meeting Status 338 CINS Y80373106 12/28/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect WANG Zhiqing Mgmt For For For 4 Mutual Product Supply and Sale Mgmt For For For Services Framework Agreement 5 Comprehensive Services Framework Mgmt For Against Against Agreement
Sinopec Shanghai Petrochemical Company Limited Ticker Security ID: Meeting Date Meeting Status 0338 CINS Y80373106 06/29/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Financial Budget Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Elect RONG Guangdao Mgmt For For For 11 Elect WANG Zhiqing Mgmt For For For 12 Elect WU Haijun Mgmt For For For 13 Elect LI Honggen Mgmt For For For 14 Elect SHI Wei Mgmt For For For 15 Elect YE Guohua Mgmt For For For 16 Elect LEI Dianwu Mgmt For For For 17 Elect XIANG Hanyin Mgmt For For For 18 Elect SHEN Liqiang Mgmt For For For 19 Elect JIN Mingda Mgmt For For For 20 Elect WANG Yongshou Mgmt For For For 21 Elect CAI Tingji Mgmt For For For 22 Elect GAO Jinping Mgmt For For For 23 Elect ZHAI Yalin Mgmt For For For 24 Elect WANG Liqun Mgmt For For For 25 Elect CHEN Xinyuan Mgmt For For For 26 Elect ZHOU Yunnong Mgmt For For For
Sinopec Yizheng Chemical Fibre Company Limited Ticker Security ID: Meeting Date Meeting Status 1033 CINS Y9841W106 06/08/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Elect SUN Yu-guo Mgmt For For For
Sinopharm Group Ltd Ticker Security ID: Meeting Date Meeting Status 1099 CINS Y8008N107 01/07/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect CHEN Wenhao Mgmt For For For 3 Elect ZHOU Bin Mgmt For For For 4 Elect YAO Fang as Supervisor Mgmt For For For 5 Elect LIAN Wanyong as Supervisor Mgmt For Against Against 6 Issuance of Medium-Term Bonds Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A
Sinopharm Group Ltd Ticker Security ID: Meeting Date Meeting Status 1099 CINS Y8008N107 05/31/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisory Committee's Report Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Domestic Auditor and Mgmt For For For Authority to Set Fees 7 Appointment of International Auditor Mgmt For For For and Authority to Set Fees 8 Directors' Fees Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Shareholder Proposal ShrHoldr For Against Against
Sinotrans Shipping Limited Ticker Security ID: Meeting Date Meeting Status 368 CINS Y8014Y105 04/29/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect ZHAO Huxiang Mgmt For Against Against 7 Elect PAN Deyuan Mgmt For For For 8 Elect HU Hanxiang Mgmt For For For 9 Elect TSANG Hing Lun Mgmt For For For 10 Elect Peter LEE Yip Wah Mgmt For For For 11 Elect ZHOU Qifang Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For 17 Major and Connected Transaction Mgmt For For For
Sinotruk (Hong Kong) Limited Ticker Security ID: Meeting Date Meeting Status 3808 CINS Y8014Z102 05/18/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CAI Dong Mgmt For For For 6 Elect WEI Zhihai Mgmt For Against Against 7 Elect WANG Haotao Mgmt For For For 8 Elect TONG Jingen Mgmt For Against Against 9 Elect WANG Shanpo Mgmt For For For 10 Elect SHAO Qihui Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Amendments to Articles Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Sinotruk (Hong Kong) Limited Ticker Security ID: Meeting Date Meeting Status 3808 CINS Y8014Z102 10/12/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 2012 Parts Purchase Agreement and Mgmt For For For Annual Caps 4 2012 Parts Sales Agreement and Mgmt For For For Annual Caps 5 2012 Products Purchase Agreement and Mgmt For For For Annual Caps 6 2012 Settlement and Deposits Taking Mgmt For For For Services Agreement and Annual Caps
SJM Holdings Limited Ticker Security ID: Meeting Date Meeting Status 880 CINS Y8076V106 04/29/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect SO Shu Fai Mgmt For Against Against 6 Elect Rui Jose da Cunha Mgmt For For For 7 Elect Angela LEONG On Kei Mgmt For Against Against 8 Elect CHENG Yu Tung Mgmt For For For 9 Elect Timothy FOK Tsun Ting Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditors and Mgmt For For For Authority to Set Fees 12 Authority to Repurchase Shares Mgmt For For For
Skandinaviska Enskilda Banken AB Ticker Security ID: Meeting Date Meeting Status SEB-A CINS W25381141 03/24/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Board Size Mgmt For For For 17 Directors and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Nominating Committee Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 2011 Share Savings Plan Mgmt For For For 22 2011 Share Matching Program Mgmt For For For 23 Authority to Trade in Company Stock Mgmt For For For 24 Authority to Repurchase and Issue Mgmt For For For Shares 25 Transfer of Shares Pursuant to LTIP Mgmt For For For 26 Amendments to Articles Regarding Mgmt For For For Meeting Notice 27 Appointment of Auditor Mgmt For For For 28 Shareholder Proposal Regarding ShrHoldr For Against Against Special Investigation 29 Non-Voting Agenda Item N/A N/A N/A N/A
Skanska AB Ticker Security ID: Meeting Date Meeting Status SKA-B CINS W83567110 04/05/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors and Auditors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Policy Mgmt For For For 20 Authority to Repurchase and Transfer Mgmt For For For Shares Pursuant to LTIP 21 Amendments to Articles Regarding Mgmt For For For Notice of Meeting 22 Authority to Reduce Share Capital Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
SKF AB Ticker Security ID: Meeting Date Meeting Status SKFB CINS W84237143 04/28/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Amendments to Articles Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 2011 Long Term Incentive Plan Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Nomination Committee Mgmt For For For
SM Investments Corp Ticker Security ID: Meeting Date Meeting Status SM CINS Y80676102 04/27/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Call to order Mgmt For For For 2 Approve Notice and Determination of Mgmt For For For Quorum 3 Approve Meeting Minutes Mgmt For For For 4 Annual Report Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Elect Henry Sy, Sr. Mgmt For For For 7 Elect Teresita Sy Mgmt For For For 8 Elect Henry Sy, Jr. Mgmt For For For 9 Elect Harley Sy Mgmt For For For 10 Elect Jose Sio Mgmt For For For 11 Elect Vicente Perez, Jr. Mgmt For For For 12 Elect LIM Ah Doo Mgmt For For For 13 Elect Joseph Higdon Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Adjournment Mgmt For For For
SM Prime Holdings Inc Ticker Security ID: Meeting Date Meeting Status SMPH CINS Y8076N112 04/19/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Call to order Mgmt For For For 4 Approve Notice and Determination of Mgmt For For For Quorum 5 Approve Meeting Minutes Mgmt For For For 6 Approve Annual Report Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Amendments to Articles Mgmt For For For 10 Elect Henry Sy, Sr. Mgmt For For For 11 Elect Henry Sy, Jr. Mgmt For For For 12 Elect Hans Sy Mgmt For For For 13 Elect Herbert Sy Mgmt For For For 14 Elect Senen Mendiola Mgmt For For For 15 Elect Jose Cuisia, Jr. Mgmt For For For 16 Elect Gregorio Kilayko Mgmt For For For 17 Elect Joselito Sibayan Mgmt For For For 18 Appointment of Auditor and Authority Mgmt For For For to Set Fees 19 Transaction of Other Business Mgmt For Against Against 20 Adjournment Mgmt For For For
SMC Corporation Ticker Security ID: Meeting Date Meeting Status 6273 CINS J75734103 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiyuki Takada Mgmt For For For 4 Elect Katsunori Maruyama Mgmt For For For 5 Elect Fumitaka Itoh Mgmt For For For 6 Elect Ikuji Usui Mgmt For For For 7 Elect Yoshihiro Fukano Mgmt For For For 8 Elect Yoshiki Takada Mgmt For For For 9 Elect Katsunori Tomita Mgmt For For For 10 Elect Seiji Kosugi Mgmt For For For 11 Elect Tamon Kitabatake Mgmt For For For 12 Elect Iwao Mogi Mgmt For For For 13 Elect Eiji Ohhashi Mgmt For For For 14 Elect Masahiko Satake Mgmt For For For 15 Elect Kohichi Shikakura Mgmt For For For 16 Elect Osamu Kuwahara Mgmt For For For 17 Elect Kohji Ogura Mgmt For For For 18 Elect Motoichi Kawada Mgmt For For For 19 Elect Herman Berakoetxea Mgmt For For For 20 Elect Daniel Langmeier Mgmt For For For 21 Elect CHAN Rihyan Mgmt For For For 22 Elect Takashi Honda Mgmt For For For 23 Elect Kohji Takahashi Mgmt For For For 24 Elect Yoshiaki Ogawa Mgmt For For For 25 Appointment of Auditor Mgmt For For For 26 Retirement Allowances for Mgmt For For For Director(s)
Smith & Nephew plc Ticker Security ID: Meeting Date Meeting Status SN CINS G82343164 04/14/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ian Barlow Mgmt For For For 5 Elect Genevieve Berger Mgmt For For For 6 Elect Oliver Bohuon Mgmt For For For 7 Elect John Buchanan Mgmt For For For 8 Elect Adrian Hennah Mgmt For For For 9 Elect Pamela Kirby Mgmt For For For 10 Elect Brian Larcombe Mgmt For For For 11 Elect Joseph Papa Mgmt For For For 12 Elect Richard De Schutter Mgmt For For For 13 Elect Rolf Stomberg Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Smithfield Foods, Inc. Ticker Security ID: Meeting Date Meeting Status SFD CUSIP 832248108 09/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Crawford Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Melvin Wright Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled-Atmosphere Killing 6 Shareholder Proposal Regarding ShrHoldr Against Against For Reducing Greenhouse Gas Emissions
Smiths Group PLC Ticker Security ID: Meeting Date Meeting Status SMIN CINS G82401111 11/16/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Bruno Angelici Mgmt For For For 5 Elect Peter Turner Mgmt For For For 6 Elect Donald Brydon Mgmt For For For 7 Elect Philip Bowman Mgmt For For For 8 Elect David Challen Mgmt For For For 9 Elect Stuart Chambers Mgmt For For For 10 Elect Anne Quinn Mgmt For For For 11 Elect Sir Kevin Tebbit Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Authorisation of Political Donations Mgmt For For For 19 2010 Value Sharing Plan Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Snam Rete Gas S.p.A. Ticker Security ID: Meeting Date Meeting Status SRG CINS T8578L107 04/13/2011 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendments to Meeting Regulations Mgmt For For For
Societe Generale Ticker Security ID: Meeting Date Meeting Status GLE CINS F43638141 05/24/2011 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Form of Dividend Payment Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Elect Frederic Oudea Mgmt For For For 9 Elect Anthony Wyand Mgmt For Against Against 10 Elect Jean-Martin Folz Mgmt For Against Against 11 Elect Kyra Hazou Mgmt For For For 12 Elect Ana Maria Llopis Rivas Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For
Sodexo SA Ticker Security ID: Meeting Date Meeting Status SW CINS F84941123 01/24/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Consolidated Mgmt For For For Accounts and Reports; Ratification of Board Acts 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Appointment of Alternate Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Amendment Regarding Loyalty Dividends Mgmt For Against Against 12 Authority to Implement a Staggered Mgmt For For For Board 13 Elect Robert Baconnier Mgmt For For For 14 Elect Paul Jeanbart Mgmt For For For 15 Elect Patricia Bellinger Mgmt For Against Against 16 Elect Michel Landel Mgmt For For For 17 Elect Peter Thompson Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
Softbank Corporation Ticker Security ID: Meeting Date Meeting Status 9984 CINS J75963108 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Masayoshi Son Mgmt For For For 5 Elect Ken Miyauchi Mgmt For For For 6 Elect Kazuhiko Kasai Mgmt For For For 7 Elect Masahiro Inoue Mgmt For For For 8 Elect Ronald Fisher Mgmt For For For 9 Elect Yun Mah Mgmt For For For 10 Elect Tadashi Yanai Mgmt For For For 11 Elect Mark Schwartz Mgmt For For For 12 Elect Sunil Bharti Mittal Mgmt For For For
SOHO China Ltd Ticker Security ID: Meeting Date Meeting Status 410 CINS G82600100 05/11/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Marita PAN ZHANG Xin Mgmt For For For 6 Elect Victor CHA Mou Zing Mgmt For For For 7 Elect TONG Ching Mau Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Sohu.com Inc. Ticker Security ID: Meeting Date Meeting Status SOHU CUSIP 83408W103 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Zhang Mgmt For For For 1.2 Elect Charles Huang Mgmt For For For 1.3 Elect Dave Qi Mgmt For For For 1.4 Elect Shi Wang Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Solvay SA Ticker Security ID: Meeting Date Meeting Status SOLB CINS B82095116 04/08/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Amendment Regarding Corporate Purpose Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Authority to Repurchase Shares as a Mgmt For TNA N/A Takeover Defense 8 Amend Article 10bis Mgmt For TNA N/A 9 Amend Article 11 Mgmt For TNA N/A 10 Amend Article 13bis Mgmt For TNA N/A 11 Amend Article 15 Mgmt For TNA N/A 12 Amend Article 16 Mgmt For TNA N/A 13 Amend Article 20 Mgmt For TNA N/A 14 Amend Article 21 Mgmt For TNA N/A 15 Amend Article 33 Mgmt For TNA N/A 16 Amend Article 34 Mgmt For TNA N/A 17 Amend Article 34 Mgmt For TNA N/A 18 Non-Voting Agenda Item N/A N/A TNA N/A 19 Amend Article 36 Mgmt For TNA N/A 20 Amend Article 37 Mgmt For TNA N/A 21 Amend Article 38 Mgmt For TNA N/A 22 Amend Article 39 Mgmt For TNA N/A 23 Amend Article 39 Mgmt For TNA N/A 24 Amend Article 40 Mgmt For TNA N/A 25 Amend Article 41 Mgmt For TNA N/A 26 Amend Article 42 Mgmt For TNA N/A 27 Amend Article 43 Mgmt For TNA N/A 28 Amend Article 45 Mgmt For TNA N/A 29 Amend Article 46 Mgmt For TNA N/A 30 Amend Article 48 Mgmt For TNA N/A 31 Implementation of Amendments Mgmt For TNA N/A 32 Authority to Amend Articles Mgmt For TNA N/A 33 Non-Voting Meeting Note N/A N/A TNA N/A 34 Non-Voting Meeting Note N/A N/A TNA N/A
Solvay SA Ticker Security ID: Meeting Date Meeting Status SOLB CINS B82095116 05/10/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Amendment Regarding Corporate Purpose Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Authority to Repurchase Shares as a Mgmt For TNA N/A Takeover Defense 9 Amend Article 10bis Mgmt For TNA N/A 10 Amend Article 11 Mgmt For TNA N/A 11 Amend Article 13bis Mgmt For TNA N/A 12 Amend Article 15 Mgmt For TNA N/A 13 Amend Article 16 Mgmt For TNA N/A 14 Amend Article 20 Mgmt For TNA N/A 15 Amend Article 21 Mgmt For TNA N/A 16 Amend Article 33 Mgmt For TNA N/A 17 Amend Article 34 Mgmt For TNA N/A 18 Amend Article 34 Mgmt For TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A 20 Amend Article 36 Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A 22 Amend Article 37 Mgmt For TNA N/A 23 Non-Voting Agenda Item N/A N/A TNA N/A 24 Amend Article 38 Mgmt For TNA N/A 25 Non-Voting Agenda Item N/A N/A TNA N/A 26 Amend Article 39 Mgmt For TNA N/A 27 Amend Article 39 Mgmt For TNA N/A 28 Amend Article 40 Mgmt For TNA N/A 29 Amend Article 41 Mgmt For TNA N/A 30 Amend Article 42 Mgmt For TNA N/A 31 Amend Article 43 Mgmt For TNA N/A 32 Non-Voting Agenda Item N/A N/A TNA N/A 33 Amend Article 45 Mgmt For TNA N/A 34 Non-Voting Agenda Item N/A N/A TNA N/A 35 Amend Article 46 Mgmt For TNA N/A 36 Non-Voting Agenda Item N/A N/A TNA N/A 37 Amend Article 48 Mgmt For TNA N/A 38 Implementation of Amendments Mgmt For TNA N/A 39 Authority to Amend Articles Mgmt For TNA N/A 40 Non-Voting Meeting Note N/A N/A TNA N/A
Solvay SA Ticker Security ID: Meeting Date Meeting Status SOLB CINS B82095116 05/10/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Authority to Reduce Vesting Period Mgmt For TNA N/A of Equity Awards and Performance Period of Variable Compensation 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 8 Ratification of Board Acts Mgmt For TNA N/A 9 Ratification of Auditor's Acts Mgmt For TNA N/A 10 Elect Charles Casimir-Lambert Mgmt For TNA N/A 11 Elect Yves-Thibault de Silguy Mgmt For TNA N/A 12 Ratification of the Independence of Mgmt For TNA N/A Charles Casimir-Lambert 13 Ratification of the Independence of Mgmt For TNA N/A Yves-Thibault de Silguy 14 Ratification of the Independence of Mgmt For TNA N/A Evelyn du Monceau 15 Transaction of Other Business Mgmt For TNA N/A 16 Non-Voting Meeting Note N/A N/A TNA N/A
Sony Corporation Ticker Security ID: Meeting Date Meeting Status 6758 CINS J76379106 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Howard Stringer Mgmt For For For 3 Elect Ryohji Chubachi Mgmt For For For 4 Elect Yohtaroh Kobayashi Mgmt For For For 5 Elect Yoshiaki Yamauchi Mgmt For For For 6 Elect Peter Bonfield Mgmt For For For 7 Elect Fujio Choh Mgmt For For For 8 Elect Ryuji Yasuda Mgmt For For For 9 Elect Yukako Uchinaga Mgmt For For For 10 Elect Mitsuaki Yahagi Mgmt For For For 11 Elect Tsun-yan Hsieh Mgmt For For For 12 Elect Roland Hernandez Mgmt For For For 13 Elect Kanemitsu Anraku Mgmt For For For 14 Elect Yorihiko Kojima Mgmt For For For 15 Elect Osamu Nagayama Mgmt For For For 16 Elect Yuichiroh Anzai Mgmt For For For 17 Stock Option Plan Mgmt For For For
Southern Copper Corporation Ticker Security ID: Meeting Date Meeting Status SCCO CUSIP 84265V105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect German Larrea Mota Velasco Mgmt For For For 1.2 Elect Oscar Gonzalez Rocha Mgmt For Withhold Against 1.3 Elect Emilio Carrillo Gamboa Mgmt For For For 1.4 Elect Alfredo Casar Perez Mgmt For For For 1.5 Elect Luis Castelazo Morales Mgmt For For For 1.6 Elect Enrique Castillo Sanchez Mgmt For For For Mejorada 1.7 Elect Alberto de la Parra Zavala Mgmt For For For 1.8 Elect Xavier Garcia de Quevedo Topete Mgmt For Withhold Against 1.9 Elect Genaro Larrea Mota Velasco Mgmt For For For 1.10 Elect Daniel Quintanilla Mgmt For For For 1.11 Elect Luis Miguel Palomino Bonilla Mgmt For For For 1.12 Elect Gilberto Perezalonso Cifuentes Mgmt For Withhold Against 1.13 Elect Juan Rebolledo Gout Mgmt For For For 1.14 Elect Carlos Ruiz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Standard Chartered plc Ticker Security ID: Meeting Date Meeting Status STAN CINS G84228157 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Steve Bertamini Mgmt For For For 5 Elect Jaspal Bindra Mgmt For For For 6 Elect Richard Delbridge Mgmt For For For 7 Elect Jamie Dundas Mgmt For For For 8 Elect Valerie Gooding Mgmt For For For 9 Elect HAN Seung-Soo Mgmt For For For 10 Elect Simon Lowth Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Ruth Markland Mgmt For For For 13 Elect Richard Meddings Mgmt For For For 14 Elect John Paynter Mgmt For For For 15 Elect John Peace Mgmt For For For 16 Elect Michael Rees Mgmt For For For 17 Elect Peter Sands Mgmt For For For 18 Elect Paul Skinner Mgmt For For For 19 Elect Oliver Stocken Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 25 2011 Share Plan Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Ordinary Mgmt For For For Shares 28 Authority to Repurchase Preference Mgmt For For For Shares 29 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 30 Non-Voting Meeting Note N/A N/A N/A N/A
Standard Life Plc Ticker Security ID: Meeting Date Meeting Status SL CINS G84278103 05/17/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Gerry Grimstone Mgmt For For For 7 Elect Kent Atkinson Mgmt For For For 8 Elect Lord Blackwell Mgmt For For For 9 Elect Colin Buchan Mgmt For For For 10 Elect Crawford Gillies Mgmt For For For 11 Elect David Grigson Mgmt For For For 12 Elect Baroness McDonagh Mgmt For For For 13 Elect David Nish Mgmt For For For 14 Elect Keith Skeoch Mgmt For For For 15 Elect Sheelagh Whittaker Mgmt For For For 16 Elect Jacqueline Hunt Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Adoption of New Articles Mgmt For For For 23 Approval of the Company Sharesave Mgmt For For For Plan
Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CINS R8413J103 05/19/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Notice of Meeting and Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Individuals to Check Mgmt For TNA N/A Minutes 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 9 Compensation Guidelines Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Corporate Assembly Fees Mgmt For TNA N/A 12 Election of Nominating Committee Mgmt For TNA N/A Member 13 Nominating Committee Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to Share Savings Plan 15 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 16 Amendments to Marketing Instructions Mgmt For TNA N/A 17 Amendments to Articles Mgmt For TNA N/A 18 Nomination Committee Guidelines Mgmt For TNA N/A 19 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Withdrawal from Canadian Oil Sands
Stockland Ticker Security ID: Meeting Date Meeting Status SGP CINS Q8773B105 10/19/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Carol Schwartz Mgmt For For For 4 Re-elect Duncan Boyle Mgmt For For For 5 Re-elect Barry Neil Mgmt For For For 6 Re-elect Graham Bradley Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Equity Grant (Managing director Mr. Mgmt For For For Matthew Quinn)
Stora Enso Oyj Ticker Security ID: Meeting Date Meeting Status STERV CINS X21349117 04/20/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Nomination Committee Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
Subsea 7 S.A. (fka Acergy S.A.) Ticker Security ID: Meeting Date Meeting Status SUBC CINS L8882U106 05/27/2011 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Presentation of Accounts and Reports Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Consolidated Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board Acts Mgmt For TNA N/A 7 Authority to Repurchase Shares Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A
Suez Environnement SA Ticker Security ID: Meeting Date Meeting Status SEV CINS F4984P118 05/19/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Relocation of Company Headquarters Mgmt For For For 10 Ratification of the Co-option of Mgmt For Against Against Penelope Chalmers Small 11 Elect Valerie Bernis Mgmt For For For 12 Elect Nicolas Bazire Mgmt For For For 13 Elect Jean-Francois Cirelli Mgmt For Against Against 14 Elect Lorenz d'Este Mgmt For For For 15 Elect Gerard Lamarche Mgmt For Against Against 16 Elect Olivier Pirotte Mgmt For For For 17 Authority to Trade in Company Stock Mgmt For For For 18 Authority to Cancel Shares and Mgmt For For For Reduce Capital 19 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 20 Authority to Carry Out Formalities Mgmt For For For
Sumitomo Chemical Co Limited Ticker Security ID: Meeting Date Meeting Status 4005 CINS J77153120 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiromasa Yonekura Mgmt For For For 3 Elect Hiroshi Hirose Mgmt For For For 4 Elect Masakazu Tokura Mgmt For For For 5 Elect Osamu Ishitobi Mgmt For For For 6 Elect Kiyohiko Nakae Mgmt For For For 7 Elect Yoshimasa Takao Mgmt For For For 8 Elect Kenjiroh Fukubayashi Mgmt For For For 9 Elect Kenichi Hatano Mgmt For For For 10 Elect Toshihisa Deguchi Mgmt For For For 11 Elect Takao Akasaka Mgmt For For For 12 Elect Kenya Nagamatsu Mgmt For For For 13 Elect Kouichi Ikeda Mgmt For For For
Sumitomo Corporation Ticker Security ID: Meeting Date Meeting Status 8053 CINS J77282119 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motoyuki Oka Mgmt For For For 4 Elect Susumu Katoh Mgmt For For For 5 Elect Kazuo Ohmori Mgmt For For For 6 Elect Shunichi Arai Mgmt For For For 7 Elect Takahiro Moriyama Mgmt For For For 8 Elect Toyosaku Hamada Mgmt For For For 9 Elect Kuniharu Nakamura Mgmt For For For 10 Elect Takuroh Kawahara Mgmt For For For 11 Elect Yoshio Ohsawa Mgmt For For For 12 Elect Yasuyuki Abe Mgmt For For For 13 Elect Shinichi Sasaki Mgmt For For For 14 Elect Masayuki Doi Mgmt For For For 15 Bonus Mgmt For For For 16 Stock Option Plan for Directors Mgmt For For For 17 Stock Option Plan as Retirement Mgmt For For For Allowance
Sumitomo Electric Industries Limited Ticker Security ID: Meeting Date Meeting Status 5802 CINS J77411114 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shintaroh Mitake Mgmt For Against Against 4 Elect Kazuyoshi Hasegawa Mgmt For For For 5 Bonus Mgmt For For For
Sumitomo Heavy Industries Ltd. Ticker Security ID: Meeting Date Meeting Status 6302 CINS J77497113 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshio Hinoh Mgmt For For For 4 Elect Yoshinobu Nakamura Mgmt For For For 5 Elect Shinji Nishimura Mgmt For For For 6 Elect Shunsuke Betsukawa Mgmt For For For 7 Elect Yuji Takaishi Mgmt For For For 8 Elect Hitoshi Kashimoto Mgmt For For For 9 Elect Kensuke Shimizu Mgmt For For For 10 Elect Mikio Ide Mgmt For For For 11 Elect Kohhei Takase Mgmt For For For 12 Elect Toshiaki Kakimoto Mgmt For For For 13 Elect Shigeru Toyosumi Mgmt For For For 14 Elect Hideo Kojima Mgmt For For For 15 Elect Yukio Kinoshita Mgmt For For For 16 Election of Alternate Statutory Mgmt For For For Auditor(s) 17 Renewal of Takeover Defense Plan Mgmt For Against Against
Sumitomo Metal Industries Limited Ticker Security ID: Meeting Date Meeting Status 5405 CINS J77669133 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Shimozuma Mgmt For For For 3 Elect Hiroshi Tomono Mgmt For For For 4 Elect Fumio Honbe Mgmt For For For 5 Elect Yasuyuki Tozaki Mgmt For For For 6 Elect Shuichiroh Kozuka Mgmt For For For 7 Elect Michiharu Takii Mgmt For For For 8 Elect Shinichi Miki Mgmt For For For 9 Elect Yoshitaka Hotta Mgmt For For For 10 Elect Kiyotaka Nogi Mgmt For For For 11 Elect Shinya Okuda Mgmt For For For
Sumitomo Metal Mining Co Ltd Ticker Security ID: Meeting Date Meeting Status 5713 CINS J77712123 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Nobumasa Kemori Mgmt For For For 4 Elect Ichiro Abe Mgmt For For For 5 Elect Masashi Koike Mgmt For For For 6 Elect Kohzoh Baba Mgmt For For For 7 Elect Yoshiaki Nakazato Mgmt For For For 8 Elect Takeshi Kubota Mgmt For For For 9 Elect Takashi Itoh Mgmt For For For 10 Elect Tsutomu Ushijima Mgmt For For For 11 Elect Hikoyuki Miwa Mgmt For Against Against 12 Election of Alternate Statutory Mgmt For For For Auditor(s) 13 Bonus Mgmt For For For
Sumitomo Mitsui Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 8316 CINS J7771X109 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masayuki Oku Mgmt For For For 4 Elect Takeshi Kunibe Mgmt For For For 5 Elect Tetsuya Kubo Mgmt For For For 6 Elect Satoru Nakanishi Mgmt For For For 7 Elect Kazuya Johno Mgmt For For For 8 Elect Kohichi Danno Mgmt For For For 9 Elect Yujiroh Itoh Mgmt For For For 10 Elect Masahiro Fuchizaki Mgmt For For For 11 Elect Shigeru Iwamoto Mgmt For For For 12 Elect Kuniaki Nomura Mgmt For For For 13 Elect Jun Mizoguchi Mgmt For Against Against 14 Elect Shin Kawaguchi Mgmt For Against Against
Sumitomo Realty & Development Co Ltd Ticker Security ID: Meeting Date Meeting Status 8830 CINS J77841112 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Junji Takashima Mgmt For For For 3 Elect Kenichi Onodera Mgmt For For For 4 Elect Nobuaki Takemura Mgmt For For For 5 Elect Kohjun Nishima Mgmt For For For 6 Elect Masato Kobayashi Mgmt For For For 7 Elect Yoshinobu Sakamoto Mgmt For For For 8 Elect Masayuki Iwamoto Mgmt For For For 9 Elect Yoshiyuki Odai Mgmt For For For 10 Elect Masayoshi Ohashi Mgmt For For For 11 Elect Yoshifumi Nakamura Mgmt For For For
Sumitomo Trust And Banking Company Limited Ticker Security ID: Meeting Date Meeting Status 8403 CINS J77970101 12/22/2010 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Merger Mgmt For For For
Sun Hung Kai Properties Limited Ticker Security ID: Meeting Date Meeting Status 16 CINS Y82594121 12/02/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect William FUNG Kwok Lun Mgmt For Against Against 6 Elect LEE Shau Kee Mgmt For Against Against 7 Elect Michael WONG Yick Kam Mgmt For Against Against 8 Elect Raymond KWOK Ping Luen Mgmt For Against Against 9 Elect CHAN Kai Ming Mgmt For For For 10 Elect Thomas CHAN Kui Yuen Mgmt For For For 11 Elect KWONG Chun Mgmt For Against Against 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For
Suncorp-Metway Limited Ticker Security ID: Meeting Date Meeting Status SUN CINS Q8802S103 11/04/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect John Story Mgmt For For For 4 Re-elect Zygmunt Switkowski Mgmt For For For 5 Elect Stuart Grimshaw Mgmt For For For
Suncorp-Metway Limited Ticker Security ID: Meeting Date Meeting Status SUN CINS Q8802S103 12/15/2010 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Scheme Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
Suncorp-Metway Limited Ticker Security ID: Meeting Date Meeting Status SUN CINS Q8802S103 12/15/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Share Buy-back Mgmt For For For
Suzuki Motor Corp Ticker Security ID: Meeting Date Meeting Status 7269 CINS J78529138 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Osamu Suzuki Mgmt For For For 4 Elect Minoru Tamura Mgmt For For For 5 Elect Shinzoh Nakanishi Mgmt For For For 6 Elect Osamu Honda Mgmt For For For 7 Elect Toshihiro Suzuki Mgmt For For For 8 Elect Toyokazu Sugimoto Mgmt For For For 9 Elect Masanori Atsumi Mgmt For For For 10 Elect Yasuhito Harayama Mgmt For For For 11 Elect Naoki Aizawa Mgmt For For For 12 Elect Eiji Mochizuki Mgmt For For For 13 Bonus Mgmt For Against Against
Svenska Cellulosa Aktiebolaget SCA Ticker Security ID: Meeting Date Meeting Status SCA.A CINS W90152120 04/07/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Board Size Mgmt For For For 15 Directors and Auditors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Nomination Committee Mgmt For For For 18 Compensation Guidelines Mgmt For For For 19 Amendments to Articles Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
Svenska Handelsbanken AB Ticker Security ID: Meeting Date Meeting Status SHB-A CINS W90937181 03/23/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Trade in Company Stock Mgmt For For For 17 Authority to Issue Bonds with Mgmt For For For Warrants to Employees 18 Board Size Mgmt For For For 19 Directors and Auditors' Fees Mgmt For For For 20 Election of Directors Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Shareholder Proposal Regarding a ShrHoldr Against Against For Special Investigation 25 Shareholder Proposal Regarding ShrHoldr Against Against For Gender Equality and Ethnicity 26 Non-Voting Agenda Item N/A N/A N/A N/A
Swatch Group Ltd. (The) Ticker Security ID: Meeting Date Meeting Status UHR CINS H83949141 05/31/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board Acts Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Appointment of Auditor Mgmt For TNA N/A 6 Transaction of Other Business Mgmt For TNA N/A
Swedbank AB Ticker Security ID: Meeting Date Meeting Status SWED CINS W9423X102 03/25/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Board Size Mgmt For For For 15 Directors and Auditors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Nominating Committee Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Compensation Policy Mgmt For For For 20 Authority to Trade in Company Stock Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Deferred Bonus Plan Mgmt For For For 23 Authority to Issue Shares Mgmt For For For 24 Long-term Incentive Plan 2011 Mgmt For For For (Collective Plan) 25 Long-term Incentive Plan 2011 Mgmt For For For (Individual Plan) 26 Authority to Issue Shares Mgmt For For For 27 Shareholder Proposal Regarding a ShrHoldr For Against Against Special Investigation 28 Shareholder Proposal Regarding ShrHoldr For Against Against Gender Equality and Ethnicity 29 Shareholder Proposal Regarding the ShrHoldr For Against Against Distribution of a Book to Shareholders Free of Charge 30 Shareholder Proposal Regarding the ShrHoldr For Against Against Creation of a Charitable Fund 31 Non-Voting Agenda Item N/A N/A N/A N/A
Swedish Match AB Ticker Security ID: Meeting Date Meeting Status SWMA CINS W92277115 05/02/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Reduction in Share Capital Mgmt For For For 14 Bonus Issue Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Compensation Guidelines Mgmt For For For 17 Board Size Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nominating Committee Mgmt For For For 21 Instructions to Nominating Committee Mgmt For For For
Swire Pacific Limited Ticker Security ID: Meeting Date Meeting Status 19 CINS Y83310105 05/19/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Martin Cubbon Mgmt For For For 5 Elect Baroness L. Dunn Mgmt For Against Against 6 Elect Timothy G. Freshwater Mgmt For For For 7 Elect LEE Chien Mgmt For For For 8 Elect Margaret LEUNG Mgmt For For For 9 Elect Michael SZE Cho Cheung Mgmt For For For 10 Elect Ian SHIU Sai Cheung Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Directors' Fees Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Swiss Reinsurance Company Ticker Security ID: Meeting Date Meeting Status RUKN CINS H84046137 04/15/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits to Reserves Mgmt For TNA N/A 6 Allocation of Dividends from Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Elect Raymund Breu Mgmt For TNA N/A 9 Elect Mathis Cabiallavetta Mgmt For TNA N/A 10 Elect Raymond Ch'ien Mgmt For TNA N/A 11 Elect Rajna Gibson Brandon Mgmt For TNA N/A 12 Elect Hans Ulrich Maerki Mgmt For TNA N/A 13 Elect Renato Fassbind Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A 15 Reduction of Authorized Share Capital Mgmt For TNA N/A 16 Cancellation of Conditional Capital Mgmt For TNA N/A (Employee Participation) 17 Cancellation of Conditional Capital Mgmt For TNA N/A (Berkshire Hathaway) 18 Increase in Conditional Capital Mgmt For TNA N/A
Syngenta AG Ticker Security ID: Meeting Date Meeting Status SYNN CINS H84140112 04/19/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Cancellation of Shares Mgmt For TNA N/A 7 Allocation of Profits Mgmt For TNA N/A 8 Dividend Distribution from Reserves Mgmt For TNA N/A 9 Elect Martin Taylor Mgmt For TNA N/A 10 Elect Peter Thompson Mgmt For TNA N/A 11 Elect Rolf Watter Mgmt For TNA N/A 12 Elect Felix Weber Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Transaction of Other Business Mgmt For TNA N/A
Synnex Technology Ticker Security ID: Meeting Date Meeting Status 2347 CINS Y8344J109 06/10/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Procedural Rules: Mgmt For For For Endorsements/Guarantees and Capital Loans 11 Extraordinary motions Mgmt For Against Against
Synthes Incorporated Ticker Security ID: Meeting Date Meeting Status SYST CINS 87162M409 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Robert Bland Mgmt For Against Against 5 Elect Amy Wyss Mgmt For For For 6 Appointment of Auditor Mgmt For For For
T&D Holdings Ticker Security ID: Meeting Date Meeting Status 8795 CINS J86796109 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Authority to Reduce Capital Reserve Mgmt For For For 4 Elect Naoteru Miyato Mgmt For For For 5 Elect Kenji Nakagome Mgmt For For For 6 Elect Tsutomu Igarashi Mgmt For For For 7 Elect Terunori Yokoyama Mgmt For For For 8 Elect Katsuhide Tanaka Mgmt For For For 9 Elect Tetsuhiro Kida Mgmt For For For 10 Elect Kazuyoshi Shimada Mgmt For For For 11 Elect Yukio Masuda Mgmt For For For 12 Election of Alternate Statutory Mgmt For For For Auditor(s) 13 Retirement Allowances for Mgmt For For For Director(s) and Statutory Auditor(s)
Tabcorp Holdings Limited Ticker Security ID: Meeting Date Meeting Status TAH CINS Q8815D101 06/01/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Spin-Off of Echo Entertainment Group Mgmt For For For Limited 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A
Tabcorp Holdings Limited Ticker Security ID: Meeting Date Meeting Status TAH CINS Q8815D101 06/01/2011 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Capital Reduction Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Amend the Constitution- Dividends Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
Taiwan Semiconductor Manufacturing Ticker Security ID: Meeting Date Meeting Status 2330 CINS Y84629107 06/09/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 7 Approve Spin-off Mgmt For For For 8 Elect Gregory C. Chow Mgmt For For For 9 Elect Kok-Choo Chen Mgmt For For For 10 Extraordinary motions Mgmt For Against Against 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
Takeda Pharmaceutical Company Ticker Security ID: Meeting Date Meeting Status 4502 CINS J8129E108 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yasuchika Hasegawa Mgmt For For For 4 Elect Toyoji Yoshida Mgmt For For For 5 Elect Yasuhiko Yamanaka Mgmt For For For 6 Elect Shigenori Ohkawa Mgmt For For For 7 Elect Frank Morich Mgmt For For For 8 Elect Tadataka Yamada Mgmt For For For 9 Elect Fumio Sudo Mgmt For For For 10 Elect Yorihiko Kojima Mgmt For For For 11 Elect Teruo Sakurada Mgmt For Against Against 12 Bonus Mgmt For For For
TDK Corporation Ticker Security ID: Meeting Date Meeting Status 6762 CINS J82141136 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hajime Sawabe Mgmt For For For 4 Elect Takehiro Kamigama Mgmt For For For 5 Elect Kenichi Mori Mgmt For For For 6 Elect Shinichi Araya Mgmt For For For 7 Elect Yukio Yanase Mgmt For For For 8 Elect Junji Yoneyama Mgmt For For For 9 Elect Ryohichi Ohno Mgmt For For For 10 Elect Noboru Hara Mgmt For For For 11 Elect Osamu Yotsui Mgmt For For For 12 Elect Osamu Nakamoto Mgmt For For For 13 Elect Kohichi Masuda Mgmt For Against Against 14 Elect Makoto Sumita Mgmt For For For 15 Bonus Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Accumulative Pension Plan Mgmt For For For Director(s) 18 Granting of Accumulative Pension Mgmt For For For 19 Special Allowances for Statutory Mgmt For Against Against Auditor(s)
Technip Ticker Security ID: Meeting Date Meeting Status TEC CINS F90676101 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Ratification of the Co-Option of Mgmt For For For Marie-Ange Debon 9 Elect Thierry Pilenko Mgmt For For For 10 Elect Olivier Appert Mgmt For For For 11 Elect Pascal Colombani Mgmt For For For 12 Elect John O'Leary Mgmt For For For 13 Elect C. Maury Devine Mgmt For For For 14 Elect Leticia Costa Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities through Private Placement; Authority to Issue Debt Instruments 19 Authority to Issue Restricted Shares Mgmt For For For 20 Authority to Issue Restricted Shares Mgmt For For For to Executives 21 Authority to Grant Stock Options Mgmt For For For 22 Authority to Grant Stock Options to Mgmt For For For Chairman/CEO and executives 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Carry Out Formalities Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A
Techtronic Industries Co Ltd Ticker Security ID: Meeting Date Meeting Status 669 CINS Y8563B159 05/20/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Horst Pudwill Mgmt For Against Against 6 Elect Joseph Galli Jr Mgmt For For For 7 Elect Christopher Langley Mgmt For For For 8 Elect Peter Sullivan Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
Teck Resources Limited Ticker Security ID: Meeting Date Meeting Status TCK CUSIP 878742204 04/20/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation
Tele2 AB Ticker Security ID: Meeting Date Meeting Status TEL2-B CINS W95878117 05/16/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nominating Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 2011 Share Saving Plan Mgmt For For For 23 Authority to Issue C Shares w/o Mgmt For For For Preemptive Rights Pursuant to the Share Saving Plan 24 Authority to Repurchase C Shares Mgmt For For For Pursuant to the Share Saving Plan 25 Authority to Transfer Shares Mgmt For For For Pursuant to the Share Saving Plan 26 Authority to Repurchase Shares Mgmt For For For 27 Amendments to Articles Mgmt For For For 28 Shareholder Proposal Regarding an ShrHoldr N/A Against N/A Independent Investigation of Customer Policy 29 Shareholder Proposal Regarding an ShrHoldr N/A Against N/A Independent Investigation of Investor Relations Policy 30 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Establishment of a Customer Ombudsman 31 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Annual Evaluation of Work with Gender Equality and Ethnicity 32 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Separate General Meetings 33 Non-Voting Agenda Item N/A N/A N/A N/A
Telecom Italia S.p.A. Ticker Security ID: Meeting Date Meeting Status TIT CINS T92778108 04/09/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 List proposed by Telco S.p.A. Mgmt For N/A N/A 6 List Proposed by Findim Group S.A. Mgmt For N/A N/A 7 List proposed by Institutional Mgmt For For For Investors 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Repurchase and Reissue Mgmt For For For Shares 10 2011-2013 Long-Term Incentive Plan Mgmt For For For 11 Amendments to Meeting Regulations Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Telefonica SA Ticker Security ID: Meeting Date Meeting Status TEF cins 879382109 05/18/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Amend Articles 1, 6.2, 7, 14, 16.1, Mgmt For For For 17.4, 18.4, 31bis and 36 4 Amend Article 16 Mgmt For For For 5 Amend Article 26bis Mgmt For For For 6 Amend Articles 5, 8.1, 11 and 13.1 Mgmt For For For 7 Amend Article 14.1 Mgmt For For For 8 Elect Isidro Faine Casas Mgmt For Against Against 9 Elect Vitalino Manuel Nafria Aznar Mgmt For For For 10 Elect Julio Linares Lopez Mgmt For For For 11 Elect Sir David Arculus Mgmt For For For 12 Elect Carlos Colomer Casellas Mgmt For For For 13 Elect Peter Erskine Mgmt For For For 14 Elect Alfonso Ferrari Herrero Mgmt For Against Against 15 Elect Antonio Massanell Lavilla Mgmt For For For 16 Elect CHANG Xiaobing Mgmt For For For 17 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 18 Appointment of Auditor Mgmt For For For 19 Long Term Incentive Plan Mgmt For For For 20 Restricted Stock Plan Mgmt For For For 21 Share Matching Plan Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For 23 Non-Voting Meeting Note N/A N/A N/A N/A
Telefonaktiebolag et LM Ericsson Ticker Security ID: Meeting Date Meeting Status ERIC.A CINS W26049119 04/13/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Allocation of Profits/Dividends Mgmt For For For 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Nomination Committee Mgmt For For For 18 Nomination Committee's Fees Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 2011 Employee Stock Purchase Plan Mgmt For For For 23 Authority to Issue Treasury Shares Mgmt For For For Pursuant 2011 Employee Stock Purchase Plan 24 Equity Swap Agreement Pursuant 2011 Mgmt For For For Employee Stock Purchase Plan 25 2011 Key Contributor Retention Plan Mgmt For For For 26 Authority to Issue Treasury Shares Mgmt For For For Pursuant 2011 Key Contributor Retention Plan 27 Equity Swap Agreement Pursuant 2011 Mgmt For For For Key Contributor Retention Plan 28 2011 Executive Performance Stock Plan Mgmt For For For 29 Authority to Issue Treasury Shares Mgmt For For For Pursuant 2011 Executive Performance Stock Plan 30 Equity Swap Agreement Pursuant 2011 Mgmt For For For Executive Performance Stock Plan 31 Authority to Issue Treasury Shares Mgmt For For For Pursuant to LTIPs 32 Amendments to Corporate Purpose Mgmt For For For 33 Shareholder Proposal Regarding ShrHoldr For For For Voting Issue 34 Non-Voting Agenda Item N/A N/A N/A N/A
Telekom Austria AG Ticker Security ID: Meeting Date Meeting Status TKA CINS A8502A102 05/19/2011 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Election of Supervisory Board Members Mgmt For For For 8 Presentation of Share Repurchase Mgmt For For For Report 9 Authority to Repurchase Shares Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/19/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Agenda Mgmt For TNA N/A 5 Election of Individuals to Check Mgmt For TNA N/A Minutes 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Compensation Guidelines Mgmt For TNA N/A 9 Cancellation of Shares Mgmt For TNA N/A 10 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 11 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to LTIP 12 Election of Corporate Assembly Mgmt For TNA N/A 13 Nomination Committee Mgmt For TNA N/A 14 Corporate Assembly Fees Mgmt For TNA N/A
Television Broadcasts Limited Ticker Security ID: Meeting Date Meeting Status 511 CINS Y85830100 05/25/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Charles CHAN Kwok Keung Mgmt For For For 6 Elect Cher WANG Hsiueh Hong Mgmt For For For 7 Elect Jonathan Nelson Mgmt For For For 8 Elect CHOW Yei Ching Mgmt For For For 9 Elect Kevin LO Chung Ping Mgmt For Against Against 10 Elect LEE Chien Mgmt For Against Against 11 Elect Gordon SIU Kwing Chue Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Repurchased Shares Mgmt For For For 17 Extension of Book Close Period Mgmt For Against Against 18 Non-Voting Meeting Note N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
Teliasonera AB Ticker Security ID: Meeting Date Meeting Status TLSN CINS W95890104 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of Chairman of the Board of Mgmt For For For Directors 18 Number of Auditors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Long-Term Incentive Program Mgmt For For For 26 Hedging Arrangement for LTIP Mgmt For For For 27 Authority to Reduce Share Capital Mgmt For For For 28 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Having the Swedish State as an Owner 29 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Current Human Resources Strategy 30 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Repeated Savings Obligations and the Company's Long-term Profitability 31 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Transfer of a Subsidiary 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A
Telstra Corporation Limited Ticker Security ID: Meeting Date Meeting Status TLS CINS Q8975N105 11/19/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nora Scheinkestel Mgmt For For For 2 Remuneration report Mgmt For For For 3 Adopt New Constitution Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CINS L90272102 06/01/2011 Take No Action Meeting Type Country of Trade Special Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Mgmt For TNA N/A 3 Amendment Regarding Date of the Mgmt For TNA N/A Annual General Meeting
Tenaris S.A. Ticker Security ID: Meeting Date Meeting Status TEN CINS L90272102 06/01/2011 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For TNA N/A 2 Consolidated Accounts and Reports Mgmt For TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Election of Directors Mgmt For TNA N/A 7 Directors' Fees Mgmt For TNA N/A 8 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 9 Electronic Communications Mgmt For TNA N/A
Tencent Holdings Limited Ticker Security ID: Meeting Date Meeting Status 700 CINS G87572148 05/11/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Martin LAU Chi Ping Mgmt For For For 6 Elect Antonie Roux Mgmt For Against Against 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Employee Incentive Schemes Mgmt For Against Against
Terumo Corporation Ticker Security ID: Meeting Date Meeting Status 4543 CINS J83173104 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Nakao Mgmt For For For 4 Elect Yuhtaroh Shintaku Mgmt For For For 5 Elect Hiroshi Matsumura Mgmt For For For 6 Elect Takayoshi Mimura Mgmt For For For 7 Elect Akira Oguma Mgmt For For For 8 Elect Shohgo Ninomiya Mgmt For For For 9 Elect Kenji Sekine Mgmt For For For 10 Elect Hideo Arase Mgmt For For For 11 Elect Kuniko Shohji Mgmt For For For 12 Elect Toshiaki Takagi Mgmt For For For 13 Elect Akira Takahashi Mgmt For For For 14 Elect Takeshi Isayama Mgmt For For For 15 Elect Masaharu Ikuta Mgmt For For For 16 Elect Tadao Kakizoe Mgmt For For For 17 Election of Alternate Statutory Mgmt For For For Auditor(s) 18 Bonus Mgmt For For For 19 Renewal of Takeover Defense Plan Mgmt For Against Against
TESCO PLC Ticker Security ID: Meeting Date Meeting Status TSCO CINS G87621101 07/02/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Kenneth Hydon Mgmt For For For 5 Elect Tim Mason Mgmt For For For 6 Elect Lucy Neville-Rolfe Mgmt For For For 7 Elect David Potts Mgmt For For For 8 Elect David Reid Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authorisation of Political Donations Mgmt For For For 18 Share Incentive Plan Renewal Mgmt For For For 19 Adoption of New Articles Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
The Bank of East Asia, Limited Ticker Security ID: Meeting Date Meeting Status 23 CINS Y06942109 04/19/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Arthur LI Kwok Cheung Mgmt For For For 6 Elect Thomas KWOK Ping Kwong Mgmt For Against Against 7 Elect Richard LI Tzar Kai Mgmt For For For 8 Elect William DOO Wai Hoi Mgmt For Against Against 9 Elect KUOK Khoon Ean Mgmt For Against Against 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Amendments to Articles Mgmt For For For 12 Adoption of Share Option Scheme Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Repurchased Shares Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For For For 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
The Dai-Ichi Life Insurance Co Ltd Ticker Security ID: Meeting Date Meeting Status 8750 CINS J09748104 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroshi Kanai Mgmt For For For 4 Stock Option Plan Mgmt For For For
The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
The Link Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status 823 CINS Y5281M111 07/28/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect William CHAN Chak Cheung Mgmt For For For 6 Elect David WATT Mgmt For For For 7 Elect Andy CHEUNG Lee Ming Mgmt For For For 8 Elect Nicholas Sallnow-Smith Mgmt For For For 9 Elect Ian Griffiths Mgmt For For For 10 Elect Richard WONG Yue Chim Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For
The Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A107 10/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Graber Mgmt For For For 1.2 Elect Emery Koenig Mgmt For For For 1.3 Elect Sergio Rial Mgmt For For For 1.4 Elect David Seaton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The Royal Bank of Scotland Group plc Ticker Security ID: Meeting Date Meeting Status RBS CINS G76891111 04/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Colin Buchan Mgmt For For For 4 Elect Sir Sandy Crombie Mgmt For For For 5 Elect Sir Philip Hampton Mgmt For For For 6 Elect Stephen Hester Mgmt For For For 7 Elect Penny Hughes Mgmt For For For 8 Elect John McFarlane Mgmt For For For 9 Elect Joseph MacHale Mgmt For For For 10 Elect Brendan Nelson Mgmt For For For 11 Elect Arthur Ryan Mgmt For Against Against 12 Elect Bruce Van Saun Mgmt For For For 13 Elect Philip Scott Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Amendment to Articles Regarding Mgmt For For For Preference Shares 19 Authority to Issue Preference Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Authorisation of Political Donations Mgmt For For For 22 Amendment to 2010 Deferral Plan Mgmt For For For
The Sage Group plc Ticker Security ID: Meeting Date Meeting Status SGE CINS G7771K134 03/02/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Guy Berruyer Mgmt For For For 4 Elect David Clayton Mgmt For For For 5 Elect Paul Harrison Mgmt For For For 6 Elect Tony Hobson Mgmt For For For 7 Elect Tamara Ingram Mgmt For For For 8 Elect Ruth Markland Mgmt For For For 9 Elect Ian Mason Mgmt For For For 10 Elect Mark Rolfe Mgmt For For For 11 Elect Paul Stobart Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Directors' Remuneration Report Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Adoption of New Articles Mgmt For For For 23 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 24 Authority to Grant Awards under Mgmt For For For French Appendix of Performance Share Plan
The Weir Group plc Ticker Security ID: Meeting Date Meeting Status WEIR CINS G95248137 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Lord Robert Smith of Kelvin Mgmt For For For 5 Elect Keith Cochrane Mgmt For For For 6 Elect Michael Dearden Mgmt For For For 7 Elect Stephen King Mgmt For For For 8 Elect Richard Menell Mgmt For For For 9 Elect Alan Mitchelson Mgmt For For For 10 Elect John Mogford Mgmt For For For 11 Elect Lord George Robertson Mgmt For For For 12 Elect Jon Stanton Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
The Wharf (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 4 CINS Y8800U127 06/07/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Paul CHAN Mo Po Mgmt For Against Against 6 Elect Vincent FANG Kang Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Authority to Issue Repurchased Shares Mgmt For For For 11 Increase in Authorized Capital Mgmt For Against Against 12 Adoption of Share Option Scheme Mgmt For For For
ThyssenKrupp AG Ticker Security ID: Meeting Date Meeting Status TKA CINS D8398Q119 01/21/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Compensation Policy Mgmt For Against Against 8 Elect Ekkehard Schulz Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For
Tingyi (Cayman Islands) Holdings Corp. Ticker Security ID: Meeting Date Meeting Status 322 CINS G8878S103 06/10/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect RYO Yoshizawa Mgmt For For For 6 Elect WU Chung-Yi Mgmt For For For 7 Elect Junichiro IDA Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Tingyi (Cayman Islands) Holdings Corp. Ticker Security ID: Meeting Date Meeting Status 322 CINS G8878S103 11/11/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 TZCI Supply Agreement and Annual Caps Mgmt For For For 3 TFS Supply Agreement and Annual Caps Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
TNT NV Ticker Security ID: Meeting Date Meeting Status TNT CINS N86672107 05/25/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Management Board Acts Mgmt For For For 11 Ratification of Supervisory Board Mgmt For For For Acts 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Elect Mary Harris Mgmt For For For 14 Elect Wim Kok Mgmt For For For 15 Elect T. Menssen Mgmt For For For 16 Elect M.A.M. Boersma Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Amendments to Articles Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Cancel Shares and Mgmt For For For Reduce Share Capital 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
TNT NV Ticker Security ID: Meeting Date Meeting Status TNT CINS N86672107 05/25/2011 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Demerger Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A
Tobu Railway Co Ltd Ticker Security ID: Meeting Date Meeting Status 9001 CINS J84162148 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yoshizumi Nezu Mgmt For For For 3 Elect Takao Suzuki Mgmt For For For 4 Elect Naoyuki Hosaka Mgmt For For For 5 Elect Kenichi Tsunoda Mgmt For For For 6 Elect Kenzoh Nakajima Mgmt For For For 7 Elect Zengo Takeda Mgmt For For For 8 Elect Naotaka Nakajima Mgmt For For For 9 Elect Hideto Suzuki Mgmt For For For 10 Elect Kazuo Chiga Mgmt For For For 11 Elect Hiromichi Furusawa Mgmt For For For 12 Elect Kazuhiko Hirata Mgmt For For For 13 Elect Takao Tozawa Mgmt For For For 14 Elect Shigeru Miyake Mgmt For For For 15 Elect Osamu Makino Mgmt For For For 16 Elect Masanori Ohgaki Mgmt For For For 17 Elect Shinji Inomori Mgmt For For For 18 Elect Toshiaki Koshimura Mgmt For Against Against 19 Elect Ikuo Toyoda Mgmt For For For 20 Elect Hiroaki Miwa Mgmt For For For
Tohoku Electric Power Co Inc Ticker Security ID: Meeting Date Meeting Status 9506 CINS J85108108 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Takahashi Mgmt For For For 4 Elect Makoto Kaiwa Mgmt For For For 5 Elect Nobuaki Abe Mgmt For For For 6 Elect Takeo Umeda Mgmt For For For 7 Elect Fumio Ube Mgmt For For For 8 Elect Hiroshi Katoh Mgmt For For For 9 Elect Kazuo Morishita Mgmt For For For 10 Elect Toshihito Suzuki Mgmt For For For 11 Elect Tsutomu Satake Mgmt For For For 12 Elect Shigeru Inoue Mgmt For For For 13 Elect Masanori Tanaka Mgmt For For For 14 Elect Tomonori Inagaki Mgmt For For For 15 Elect Yasuo Yahagi Mgmt For For For 16 Elect Yasuhiko Ono Mgmt For For For 17 Elect Kohki Katoh Mgmt For For For 18 Elect Naokatsu Sakuma Mgmt For For For 19 Elect Noboru Hasegawa Mgmt For For For 20 Elect Fumiaki Maekawa Mgmt For For For 21 Elect Toshio Suzuki Mgmt For For For 22 Elect Sakuya Fujiwara Mgmt For For For 23 Elect Ikuo Uno Mgmt For Against Against 24 Elect Ikuo Kaminishi Mgmt For For For 25 Bonus Mgmt For Against Against 26 Shareholder Proposal Regarding ShrHoldr Against Against For Decommissioning Nuclear Power Plants 27 Shareholder Proposal Regarding ShrHoldr Against Against For Cessation of Investment in Nuclear Recycling 28 Shareholder Proposal Regarding ShrHoldr Against Against For Abolishing Director Bonuses
Tokio Marine Holdings Inc. (fka Millea Holdings Incorporated) Ticker Security ID: Meeting Date Meeting Status 8766 CINS J86298106 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kunio Ishihara Mgmt For For For 4 Elect Shuzoh Sumi Mgmt For For For 5 Elect Hiroshi Amemiya Mgmt For For For 6 Elect Masashi Ohba Mgmt For For For 7 Elect Hiroshi Miyajima Mgmt For For For 8 Elect Kunio Itoh Mgmt For For For 9 Elect Akio Mimura Mgmt For For For 10 Elect Toshifumi Kitazawa Mgmt For For For 11 Elect Mikio Sasaki Mgmt For For For 12 Elect Takaaki Tamai Mgmt For For For 13 Elect Tsuyoshi Nagano Mgmt For For For 14 Elect Akinari Horii Mgmt For For For 15 Elect Toshiki Ohhashi Mgmt For For For 16 Statutory Auditors' Fees Mgmt For For For
Tokyo Electric Power Company Incorporated Ticker Security ID: Meeting Date Meeting Status 9501 CINS J86914108 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Zengo Aizawa Mgmt For Against Against 3 Elect Yasushi Aoyama Mgmt For Against Against 4 Elect Takao Arai Mgmt For Against Against 5 Elect Tsunehisa Katsumata Mgmt For Against Against 6 Elect Shigeru Kimura Mgmt For Against Against 7 Elect Akio Komori Mgmt For Against Against 8 Elect Toshihiro Sano Mgmt For Against Against 9 Elect Hiroaki Takatsu Mgmt For Against Against 10 Elect Masaru Takei Mgmt For Against Against 11 Elect Norio Tsuzumi Mgmt For Against Against 12 Elect Yoshihiro Naitoh Mgmt For Against Against 13 Elect Toshio Nishizawa Mgmt For Against Against 14 Elect Naomi Hirose Mgmt For Against Against 15 Elect Takashi Fujimoto Mgmt For Against Against 16 Elect Fumiaki Miyamoto Mgmt For Against Against 17 Elect Hiroshi Yamaguchi Mgmt For Against Against 18 Elect Masao Yamazaki Mgmt For Against Against 19 Elect Makio Fujiwara Mgmt For Against Against 20 Elect Yoshihiko Matsumoto Mgmt For Against Against 21 Shareholder Proposal Regarding ShrHoldr Against Against For Withdrawal From Nuclear Power Generation
Tokyo Electron Ltd Ticker Security ID: Meeting Date Meeting Status 8035 CINS J86957115 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tetsuroh Higashi Mgmt For For For 3 Elect Tetsuo Tsuneishi Mgmt For For For 4 Elect Hiroshi Takenaka Mgmt For For For 5 Elect Hirofumi Kitayama Mgmt For For For 6 Elect Kiyoshi Satoh Mgmt For For For 7 Elect Haruo Iwatsu Mgmt For For For 8 Elect Kenji Washino Mgmt For For For 9 Elect Hikaru Itoh Mgmt For For For 10 Elect Takashi Nakamura Mgmt For For For 11 Elect Takaaki Matsuoka Mgmt For For For 12 Elect Masami Akimoto Mgmt For For For 13 Elect Yoshiteru Harada Mgmt For For For 14 Elect Hideyuki Tsutsumi Mgmt For For For 15 Elect Hiroshi Inoue Mgmt For For For 16 Elect Masahiro Sakane Mgmt For For For 17 Elect Mitsutaka Yoshida Mgmt For Against Against 18 Bonus Mgmt For Against Against 19 Directors' Stock Option Plan Mgmt For For For 20 Directors' and Employees' Stock Mgmt For For For Option Plan 21 Directors' Fees Mgmt For For For 22 Statutory Auditors' Fees Mgmt For For For
Tokyo Gas Co Limited Ticker Security ID: Meeting Date Meeting Status 9531 CINS J87000105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsunori Torihara Mgmt For For For 4 Elect Tsuyoshi Okamoto Mgmt For For For 5 Elect Shigeru Muraki Mgmt For For For 6 Elect Toshiyuki Kanisawa Mgmt For For For 7 Elect Tsutomuu Ohya Mgmt For For For 8 Elect Michiaki Hirose Mgmt For For For 9 Elect Mikio Itazawa Mgmt For For For 10 Elect Kazuo Yoshino Mgmt For For For 11 Elect Katsuhiko Honda Mgmt For For For 12 Elect Yukio Satoh Mgmt For For For 13 Elect Ryuichi Tomizawa Mgmt For For For 14 Elect Manabu Fukumoto Mgmt For For For
Tokyu Corporation Ticker Security ID: Meeting Date Meeting Status 9005 CINS J88720123 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshiaki Koshimura Mgmt For Against Against 4 Elect Hirofumi Nomoto Mgmt For For For 5 Elect Yoshiki Sugita Mgmt For For For 6 Elect Yuji Kinoshita Mgmt For For For 7 Elect Haruka Takahashi Mgmt For For For 8 Elect Toshio Imamura Mgmt For For For 9 Elect Tsuneyasu Kuwahara Mgmt For For For 10 Elect Masao Tomoe Mgmt For For For 11 Elect Yasuyuki Izumi Mgmt For For For 12 Elect Kiyofumi Kamijoh Mgmt For For For 13 Elect Takakuni Happoh Mgmt For For For 14 Elect Katsuhisa Suzuki Mgmt For For For 15 Elect Toshiaki Ohhata Mgmt For For For 16 Elect Isao Watanabe Mgmt For For For 17 Elect Hiroshi Ohno Mgmt For For For 18 Elect Toshiyuki Hoshino Mgmt For For For 19 Elect Yoshizumi Nezu Mgmt For Against Against 20 Elect Keiichi Konaga Mgmt For For For 21 Elect Masatake Ueki Mgmt For For For 22 Elect Kazuo Takahashi Mgmt For For For 23 Elect Hajime Yoshida Mgmt For Against Against
Tokyu Land Corp. Ticker Security ID: Meeting Date Meeting Status 8815 CINS J88849120 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masatake Ueki Mgmt For Against Against 4 Elect Kiyoshi Kanazashi Mgmt For For For 5 Elect Ushio Okamoto Mgmt For For For 6 Elect Satoshi Ogura Mgmt For For For 7 Elect Osamu Arima Mgmt For For For 8 Elect Iwao Ohtaki Mgmt For For For 9 Elect Yoshihiro Nakajima Mgmt For For For 10 Elect Motonori Nakamura Mgmt For For For 11 Elect Hirofumi Nomoto Mgmt For For For 12 Elect Toshiyuki Saegusa Mgmt For For For 13 Elect Hitoshi Uemura Mgmt For For For 14 Elect Yuji Ohkuma Mgmt For For For 15 Elect Isao Adachi Mgmt For For For 16 Elect Tadashi Kawai Mgmt For Against Against 17 Elect Tomoyasu Asano Mgmt For Against Against 18 Elect Eiji Futami Mgmt For For For 19 Renewal of Takeover Defense Plan Mgmt For Against Against
Toll Holdings Limited Ticker Security ID: Meeting Date Meeting Status TOL CINS Q9104H100 10/29/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Mark Smith Mgmt For For For 4 Re-elect Barry Cusack Mgmt For For For 5 Equity Grant (MD Paul Little) Mgmt For For For 6 Adopt New Constitution Mgmt For For For
Toray Industries, Inc. Ticker Security ID: Meeting Date Meeting Status 3402 CINS J89494116 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Eizoh Tanaka Mgmt For For For 4 Elect Susumu Yamaguchi Mgmt For For For 5 Elect Hiroshi Murakami Mgmt For For For 6 Elect Hiroshi Ohtani Mgmt For For For 7 Elect Minoru Yoshinaga Mgmt For For For 8 Elect Kazuo Sonoya Mgmt For For For 9 Elect Hiroshi Ohtani Mgmt For For For 10 Elect Mitsuaki Yahagi Mgmt For Against Against 11 Elect Makoto Matsuo Mgmt For For For 12 Election of Alternate Statutory Mgmt For Against Against Auditor(s) 13 Bonus Mgmt For For For 14 Retirement Allowances and Special Mgmt For For For Allowances for Director(s) and Statutory Auditor(s) 15 Directors' and Statutory Auditors' Mgmt For For For Fees 16 Stock Option Plan Mgmt For For For
Toshiba Corporation Ticker Security ID: Meeting Date Meeting Status 6502 CINS J89752117 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Atsutoshi Nishida Mgmt For For For 3 Elect Norio Sasaki Mgmt For For For 4 Elect Masashi Muromachi Mgmt For For For 5 Elect Fumio Muraoka Mgmt For Against Against 6 Elect Hiroshi Horioka Mgmt For For For 7 Elect Hiroshi Hirabayashi Mgmt For For For 8 Elect Takeshi Sasaki Mgmt For For For 9 Elect Takeo Kosugi Mgmt For For For 10 Elect Hidejiroh Shimomitsu Mgmt For For For 11 Elect Hisao Tanaka Mgmt For For For 12 Elect Hideo Kitamura Mgmt For For For 13 Elect Toshiharu Watanabe Mgmt For For For 14 Elect Makoto Kubo Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Request for Fabrication of Daily Research Labor Reports Disclosure 16 Shareholder Proposal Regarding ShrHoldr Against Against For Written Rejection of Request for Fabrication of Research Labor Reports Disclosure 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report to Yuichiro Isu Disclosure 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report to Tomohiko Sasaki, General Executive Disclosure 19 Shareholder Proposal Regarding ShrHoldr Against Against For Report to Fumio Sato, President Disclosure 20 Shareholder Proposal Regarding ShrHoldr Against Against For Employees' Awareness of Crime Disclosure 21 Shareholder Proposal Regarding ShrHoldr Against Against For Cover-Up Disclosure 22 Shareholder Proposal Regarding Head ShrHoldr Against Against For Office Responses Disclosure 23 Shareholder Proposal Regarding ShrHoldr Against Against For Investigation Conducted by NEDO and the Company's Response Disclosure 24 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Responsibility 25 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Questions 26 Shareholder Proposal Regarding ShrHoldr Against Against For Voting Rights 27 Shareholder Proposal Regarding Claim ShrHoldr Against Against For for Loss Against Directors 28 Shareholder Proposal Regarding ShrHoldr Against Against For Director and Officer Sanctions 29 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Compensation and Performance in Mainichi Shimbun 30 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Advisors 31 Shareholder Proposal Regarding Prior ShrHoldr Against Against For Government Service 32 Shareholder Proposal Regarding ShrHoldr Against Against For Minimum Pay for Temporary Workers 33 Shareholder Proposal Regarding ShrHoldr Against Against For Declaration of Dividends 34 Elect Seigo Watanabe ShrHoldr Against Against For 35 Elect Yoshio Koyama ShrHoldr Against Against For 36 Elect Jiro Ozono ShrHoldr Against Against For 37 Elect Masataka Shintani ShrHoldr Against Against For 38 Elect Yuichiro Isu ShrHoldr Against Against For 39 Elect Kazuo Tanigawa ShrHoldr Against Against For 40 Elect Koichi Hatano ShrHoldr Against Against For 41 Elect Yoshiaki Miki ShrHoldr Against Against For 42 Elect Tomohiko Sasaki ShrHoldr Against Against For 43 Elect Toshiki Miyamoto ShrHoldr Against Against For 44 Elect Toshiyuki Ohshima ShrHoldr Against Against For 45 Elect Fumio Satoh ShrHoldr Against Against For 46 Elect Tazio Nishimuro ShrHoldr Against Against For 47 Elect Tadashi Okamura ShrHoldr Against Against For 48 Elect Kiyoaki Shimagami ShrHoldr Against Against For
Total SA Ticker Security ID: Meeting Date Meeting Status FP CINS F92124100 05/13/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Patricia Barbizet Mgmt For For For 11 Elect Paul Desmarais, Jr. Mgmt For For For 12 Elect Claude Mandil Mgmt For For For 13 Elect Marie-Christine Coisne Mgmt For For For 14 Elect Barbara Kux Mgmt For For For 15 Authority to Issue Restricted Shares Mgmt For For For 16 Shareholder Proposal Regarding Share ShrHoldr Against Against For Ownership Disclosure
Toyota Motor Corporation Ticker Security ID: Meeting Date Meeting Status 7203 CINS J92676113 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Fujio Choh Mgmt For For For 5 Elect Akio Toyoda Mgmt For For For 6 Elect Takeshi Uchiyamada Mgmt For For For 7 Elect Yukitoshi Funo Mgmt For For For 8 Elect Atsushi Niimi Mgmt For For For 9 Elect Shinichi Sasaki Mgmt For For For 10 Elect Satoshi Ozawa Mgmt For For For 11 Elect Nobuyori Kodaira Mgmt For For For 12 Elect Mamoru Furuhashi Mgmt For For For 13 Elect Takahiko Ijichi Mgmt For For For 14 Elect Yasumori Ihara Mgmt For For For 15 Elect Kunihiro Matsuo Mgmt For For For 16 Elect Yohko Wake Mgmt For For For 17 Elect Yohichiroh Ichimaru Mgmt For Against Against 18 Elect Masahiro Katoh Mgmt For Against Against 19 Directors' Fees Mgmt For For For 20 Bonus Mgmt For For For
Toyota Tsusho Corp. Ticker Security ID: Meeting Date Meeting Status 8015 CINS J92719111 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsuo Kinoshita Mgmt For For For 4 Elect Junzoh Shimizu Mgmt For For For 5 Elect Jun Karube Mgmt For For For 6 Elect Kenji Takanashi Mgmt For For For 7 Elect Mikio Asano Mgmt For For For 8 Elect Hisashi Yamamoto Mgmt For For For 9 Elect Yasuhiko Yokoi Mgmt For For For 10 Elect Makoto Hyohdoh Mgmt For For For 11 Elect Jun Nakayama Mgmt For For For 12 Elect Tamio Shinozaki Mgmt For For For 13 Elect Takumi Shirai Mgmt For For For 14 Elect Hiroshi Takano Mgmt For For For 15 Elect Hiroki Sawayama Mgmt For For For 16 Elect Kuniaki Yamagiwa Mgmt For For For 17 Bonus Mgmt For Against Against
Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CINS H8817H100 05/13/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board Acts Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Transfer of Reserves Mgmt For TNA N/A 7 Amendment to Par Value Mgmt For TNA N/A 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Increase in Authorized Capital Mgmt For TNA N/A 10 Board Size Mgmt For TNA N/A 11 Elect Jagjeet Bindra Mgmt For TNA N/A 12 Elect Steve Lucas Mgmt For TNA N/A 13 Elect Tan Ek Kia Mgmt For TNA N/A 14 Elect Martin McNamara Mgmt For TNA N/A 15 Elect Ian Strachan Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Advisory vote on executive Mgmt For TNA N/A compensation 18 Non-Voting Agenda Item N/A N/A TNA N/A 19 Advisory vote on the frequency of Mgmt For TNA N/A executive compensation vote. Please vote FOR on this resolution to approve 1 year 20 Advisory vote on the frequency of Mgmt For TNA N/A executive compensation vote. Please vote FOR on this resolution to approve 2 years 21 Advisory vote on the frequency of Mgmt For TNA N/A executive compensation vote: Please vote FOR on this resolution to approve 3 years 22 Advisory vote on the frequency of Mgmt For TNA N/A executive compensation vote: Please vote FOR on this resolution to ABSTAIN on this resolution
Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817HOIH 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Transfer of Reserves Mgmt For For For 5 Amendment to Par Value Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Increase in Authorized Capital Mgmt For For For 8 Board Size Mgmt For For For 9 Elect Jagjeet Bindra Mgmt For For For 10 Elect Steve Lucas Mgmt For For For 11 Elect Tan Ek Kia Mgmt For For For 12 Elect Martin McNamara Mgmt For For For 13 Elect Ian Strachan Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Transurban Group Ticker Security ID: Meeting Date Meeting Status TCL CINS Q9194A106 10/26/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Robert (Bob) Officer (THL) Mgmt For For For 3 Re-elect Geoffrey Cosgriff (THL) Mgmt For For For 4 Re-elect Jeremy Davis (THL) Mgmt For For For 5 Re-elect Jennifer Eve (TIL) Mgmt For For For 6 Remuneration Report (THL Only) Mgmt For For For 7 Re-appoint Auditor of TIL (TIL Only) Mgmt For For For 8 Equity Grant (CEO Chris Lynch THL, Mgmt For For For TIL & THT) 9 Approve Increase in NEDs' Fee Cap Mgmt For For For (THL, TIL & THT) 10 Non-Voting Meeting Note N/A N/A N/A N/A
Trina Solar Limited Ticker Security ID: Meeting Date Meeting Status TSL CUSIP 89628E104 08/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jifan Gao Mgmt For For For 2 Elect Qian Zhao Mgmt For For For 3 Elect Yeung Kwok On Mgmt For For For 4 Amendment to the Share Incentive Plan Mgmt For For For 5 Appointment of Auditor Mgmt For For For
Tsingtao Brewery Company Limited Ticker Security ID: Meeting Date Meeting Status 168 CINS Y8997D102 02/18/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Resignation of Auditor Mgmt For For For 3 Provision of Guarantees Mgmt For Against Against
Tsingtao Brewery Company Limited Ticker Security ID: Meeting Date Meeting Status 00168 CINS Y8997D102 06/16/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Approve the Company to Merge with Mgmt For Abstain Against Two Wholly-Owned Subsidiaries 5 Directors' Report Mgmt For For For 6 Supervisors' Report Mgmt For For For 7 Financial Statements Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Appointment of Internal Control Mgmt For For For Auditor and Authority to Set Fees 11 Elect JIN Zhi Guo Mgmt For For For 12 Elect WANG Fan Mgmt For For For 13 Elect SUN Ming Bo Mgmt For For For 14 Elect JIANG Hong Mgmt For For For 15 Elect SUN Yu Guo Mgmt For For For 16 Elect YAMAZAKI Fumio Mgmt For For For 17 Elect CHEN Zhi Yuan Mgmt For For For 18 Elect WANG Xue Zheng Mgmt For For For 19 Elect ZHAO Chang Wen Mgmt For For For 20 Elect WU Xiao Bo Mgmt For For For 21 Elect MA Hai Tao Mgmt For For For 22 Elect DU Chang Gong Mgmt For For For 23 Elect YANG Wei Cheng Mgmt For For For 24 Elect LI Yan Mgmt For For For 25 Elect MOTOYAMA Kazuo Mgmt For For For 26 Directors' and Supervisors' Fees Mgmt For For For 27 Liability Insurance Mgmt For Against Against 28 Use of Proceeds Mgmt For For For 29 Non-Voting Meeting Note N/A N/A N/A N/A
Tsumura & Co Ticker Security ID: Meeting Date Meeting Status 4540 CINS J93407120 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Junichi Yoshii Mgmt For For For 4 Elect Masashi Kushima Mgmt For For For 5 Elect Norihiro Tanaka Mgmt For For For 6 Elect Tohru Sugita Mgmt For For For 7 Elect Satoshi Arai Mgmt For For For 8 Elect Shuichi Takeda Mgmt For For For 9 Elect Terunari Nakayama Mgmt For For For 10 Elect Yasunori Fuji Mgmt For For For 11 Elect Terukazu Katoh Mgmt For For For 12 Elect Yoshiki Mori Mgmt For For For 13 Elect Yukio Minato Mgmt For For For 14 Elect Tomiji Yusa Mgmt For For For 15 Elect Seiko Noda Mgmt For For For 16 Election of Alternate Statutory Mgmt For Against Against Auditor(s)
Tullow Oil Plc Ticker Security ID: Meeting Date Meeting Status TLW CINS G91235104 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Tutu Agyare Mgmt For For For 5 Elect David Bamford Mgmt For For For 6 Elect Graham Martin Mgmt For For For 7 Elect Steven McTiernan Mgmt For For For 8 Elect Patrick Plunkett Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Tullow Oil Plc Ticker Security ID: Meeting Date Meeting Status TLW CINS G91235104 05/12/2011 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to Performance Share Plan Mgmt For Against Against
Tupras As Ticker Security ID: Meeting Date Meeting Status TUPRS CINS M8966X108 04/01/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Statutory Mgmt For TNA N/A Auditors Acts 5 Election of Directors Mgmt For TNA N/A 6 Number of Statutory Auditors Mgmt For TNA N/A 7 Directors and Statutory Auditors' Mgmt For TNA N/A Fees 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Reports; Dividend Policy Mgmt For TNA N/A 10 Reports: Ethics Policy Mgmt For TNA N/A 11 Charitable Donations Mgmt For TNA N/A 12 Reports; Related Party transactions Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Related Party Transactions Mgmt For TNA N/A 15 Minutes Mgmt For TNA N/A 16 Closing Mgmt For TNA N/A
Turk Hava Yollari As Ticker Security ID: Meeting Date Meeting Status THYAO CINS M8926R100 04/08/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening Mgmt For TNA N/A 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts Mgmt For TNA N/A 6 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Charitable Donations Mgmt For TNA N/A 9 Report on Guarantees Mgmt For TNA N/A 10 Election of Directors Mgmt For TNA N/A 11 Election of Statutory Auditors Mgmt For TNA N/A 12 Directors and Auditors' Fees Mgmt For TNA N/A 13 Closing Mgmt For TNA N/A
Turk Telekomunikasyon AS Ticker Security ID: Meeting Date Meeting Status TTKOM CINS Y90033104 04/25/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Board Mgmt For TNA N/A 3 Minutes Mgmt For TNA N/A 4 Report of the Board Mgmt For TNA N/A 5 Report of the Statutory Auditors Mgmt For TNA N/A 6 Report of the Auditor Mgmt For TNA N/A 7 Accounts Mgmt For TNA N/A 8 Ratification of Co-Option of Board Mgmt For TNA N/A Members 9 Ratification of Co-Option of Mgmt For TNA N/A Statutory Auditors 10 Ratification of Board Acts Mgmt For TNA N/A 11 Ratification of Statutory Auditor's Mgmt For TNA N/A Acts 12 Allocation of Profits/Dividends Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Directors and Auditors' Fees Mgmt For TNA N/A 15 Dividend Policy Mgmt For TNA N/A 16 Report of the Auditor on Corporate Mgmt For TNA N/A Governance Policy 17 Charitable Donations Mgmt For TNA N/A 18 Report on Related Party Transactions Mgmt For TNA N/A 19 Authority to Make Acquisitions Mgmt For TNA N/A 20 Authority to Establish Special Mgmt For TNA N/A Purpose Entities 21 Report on Guarantees Mgmt For TNA N/A 22 Related Party Transactions Mgmt For TNA N/A 23 Closing Mgmt For TNA N/A
Turk Telekomunikasyon AS Ticker Security ID: Meeting Date Meeting Status TTKOM CINS Y90033104 05/24/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Board Mgmt For TNA N/A 3 Minutes Mgmt For TNA N/A 4 Report of the Board Mgmt For TNA N/A 5 Report of the Statutory Auditors Mgmt For TNA N/A 6 Report of the Auditor Mgmt For TNA N/A 7 Accounts Mgmt For TNA N/A 8 Ratification of Co-Option of Board Mgmt For TNA N/A Members 9 Ratification of Co-Option of Mgmt For TNA N/A Statutory Auditors 10 Ratification of Board Acts Mgmt For TNA N/A 11 Ratification of Statutory Auditor's Mgmt For TNA N/A Acts 12 Allocation of Profits/Dividends Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Directors and Auditors' Fees Mgmt For TNA N/A 15 Dividend Policy Mgmt For TNA N/A 16 Report of the Auditor on Corporate Mgmt For TNA N/A Governance Policy 17 Charitable Donations Mgmt For TNA N/A 18 Report on Related Party Transactions Mgmt For TNA N/A 19 Authority to Make Acquisitions Mgmt For TNA N/A 20 Authority to Establish Special Mgmt For TNA N/A Purpose Entities 21 Report on Guarantees Mgmt For TNA N/A 22 Related Party Transactions Mgmt For TNA N/A 23 Closing Mgmt For TNA N/A
Turkiye Garanti Bankasi A.S. Ticker Security ID: Meeting Date Meeting Status GARAN CINS M4752S106 03/31/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Directors and Statutory Auditors' Mgmt For TNA N/A Fees 9 Charitable Donations Mgmt For TNA N/A 10 Related Party Transactions Mgmt For TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A
Turkiye Halk Bankasi AS Ticker Security ID: Meeting Date Meeting Status HALKB CINS M9032A106 03/01/2011 Take No Action Meeting Type Country of Trade Annual Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts Mgmt For TNA N/A 6 Related Party Transactions Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Directors and Statutory Auditors' Mgmt For TNA N/A Fees 9 Authority to Issue Shares, Bonds and Mgmt For TNA N/A Other Debt Instruments 10 Authority to Move Headquarters to Mgmt For TNA N/A Istanbul 11 Charitable Donations Mgmt For TNA N/A 12 Wishes; Closing Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A
Turkiye Is Bank AS Ticker Security ID: Meeting Date Meeting Status ISCTR CINS M8933F115 03/31/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman and Minutes 3 Reports Mgmt For TNA N/A 4 Accounts Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Ratification of Statutory Auditor's Mgmt For TNA N/A Acts 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Election of Directors Mgmt For TNA N/A 9 Election of Statutory Auditors Mgmt For TNA N/A 10 Directors' Fees Mgmt For TNA N/A 11 Statutory Auditors' Fees Mgmt For TNA N/A 12 Related Party Transactions Mgmt For TNA N/A 13 Charitable Donations Mgmt For TNA N/A
UBS AG Ticker Security ID: Meeting Date Meeting Status UBSN CINS H89231338 04/28/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Kaspar Villiger Mgmt For TNA N/A 8 Elect Michel Demare Mgmt For TNA N/A 9 Elect David Sidwell Mgmt For TNA N/A 10 Elect Rainer-Marc Frey Mgmt For TNA N/A 11 Elect Bruno Gehrig Mgmt For TNA N/A 12 Elect Ann Godbehere Mgmt For TNA N/A 13 Elect Axel Lehmann Mgmt For TNA N/A 14 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 15 Elect Helmut Panke Mgmt For TNA N/A 16 Elect William Parrett Mgmt For TNA N/A 17 Elect Joseph YAM Chi Kwong Mgmt For TNA N/A 18 Appointment of Auditor Mgmt For TNA N/A
UBS AG Ticker Security ID: Meeting Date Meeting Status UBSN CUSIP H89231338 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Compensation Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board and Management Mgmt For For For Acts 5 Elect Kaspar Villiger Mgmt For For For 6 Elect Michel Demare Mgmt For For For 7 Elect David Sidwell Mgmt For For For 8 Elect Rainer-Marc Frey Mgmt For For For 9 Elect Bruno Gehrig Mgmt For For For 10 Elect Ann Godbehere Mgmt For For For 11 Elect Axel Lehmann Mgmt For For For 12 Elect Wolfgang Mayrhuber Mgmt For For For 13 Elect Helmut Panke Mgmt For For For 14 Elect William Parrett Mgmt For For For 15 Elect Joseph YAM Chi Kwong Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Transaction of Other Business Mgmt For Against Against
Umicore NV/SA Ticker Security ID: Meeting Date Meeting Status UMI CINS B95505168 03/23/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Increase in Authorized Capital Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Amend Article 16 Mgmt For TNA N/A 8 Amend Article 17 Mgmt For TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Amend Article 18 Mgmt For TNA N/A 13 Amend Article 19 Mgmt For TNA N/A 14 Non-Voting Agenda Item N/A N/A TNA N/A 15 Non-Voting Agenda Item N/A N/A TNA N/A 16 Authority to Amend Articles Mgmt For TNA N/A 17 Non-Voting Agenda Item N/A N/A TNA N/A 18 Non-Voting Meeting Note N/A N/A TNA N/A
Umicore NV/SA Ticker Security ID: Meeting Date Meeting Status UMI CINS B95505168 04/26/2011 Voted Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Board Acts Mgmt For For For 7 Ratification of Auditor's Acts Mgmt For For For 8 Elect Guy Paquot Mgmt For For For 9 Elect Uwe-Ernst Bufe Mgmt For For For 10 Elect Arnoud de Pret Roose de Mgmt For For For Calesberg 11 Elect Jonathan Oppenheimer Mgmt For For For 12 Elect Ines Kolmsee Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Increase in Authorized Capital Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Amend Article 16 Mgmt For For For 21 Amend to Article 17 Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Amend to Article 18 Mgmt For For For 26 Amend to Article 19 Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Implementation of Amendments Mgmt For For For 30 Non-Voting Agenda Item N/A N/A N/A N/A
Umicore NV/SA Ticker Security ID: Meeting Date Meeting Status UMI CINS B95505168 10/06/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Authority to Repurchase Shares Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Approval of Terms of Merger by Mgmt For TNA N/A Absorption of Umicore Oxyde Belgium 6 Approval of Merger by Absorption of Mgmt For TNA N/A Umicore Oxyde Belgium 7 Non-Voting Meeting Note N/A N/A TNA N/A
Umicore NV/SA Ticker Security ID: Meeting Date Meeting Status UMI CINS B95505168 10/29/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Authority to Repurchase Shares Mgmt For TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Approval of Terms of Merger by Mgmt For TNA N/A Absorption of Umicore Oxyde Belgium 6 Approval of Merger by Absorption of Mgmt For TNA N/A Umicore Oxyde Belgium 7 Non-Voting Meeting Note N/A N/A TNA N/A
Uni Charm Corporation Ticker Security ID: Meeting Date Meeting Status 8113 CINS J94104114 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Keiichiroh Takahara Mgmt For For For 3 Elect Takahisa Takahara Mgmt For For For 4 Elect Gunpei Futagami Mgmt For For For 5 Elect Kennosuke Nakano Mgmt For For For 6 Elect Eiji Ishikawa Mgmt For For For 7 Elect Shinji Mori Mgmt For For For 8 Elect Yoshihiro Andoh Mgmt For For For 9 Elect Masakatsu Takai Mgmt For For For
Uni-President China Holdings Limited Ticker Security ID: Meeting Date Meeting Status 220 CINS G9222R106 05/19/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LO Chih-Hsien Mgmt For For For 6 Elect LIN Chang-Sheng Mgmt For For For 7 Elect YANG Ing-Wuu Mgmt For For For 8 Elect Peter Lo Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Unibail-Rodamco Ticker Security ID: Meeting Date Meeting Status UL CINS F95094110 04/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Distribution of Special Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Elect Yves Lyon-Caen Mgmt For For For 10 Elect Robert ter Haar Mgmt For For For 11 Elect Jose-Luis Duran Mgmt For For For 12 Elect Marella Moretti Mgmt For For For 13 Elect Herbert Schimetschek Mgmt For For For 14 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 15 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 16 Appointment of Alternate Auditor Mgmt For For For (Auditex) 17 Appointment of Alternate Auditor Mgmt For For For (BEAS) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority to Increase Share Issuance Mgmt For For For Limit 23 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 24 Authority to Increase Capital Under Mgmt For For For Employee Savings PLan 25 Authority to Grant Stock Options Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A
Unibail-Rodamco Ticker Security ID: Meeting Date Meeting Status UL CINS F95094110 09/08/2010 Voted Meeting Type Country of Trade Annual France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Distribution of Special Dividend Mgmt For For For from the Contribution Premium Account 5 Authority to Carry Out Formalities Mgmt For For For
Unicredit S.p.A. Ticker Security ID: Meeting Date Meeting Status UCG CINS T95132105 04/29/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Federico Ghizzoni Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Common Representative's Fees Mgmt For For For 8 Amendments to Meeting Regulations Mgmt For For For 9 Group Remuneration Policy Mgmt For For For 10 2011 Equity Compensation Plans Mgmt For For For 11 2011 Employee Stock Ownership Plan Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Unilever N.V. Ticker Security ID: Meeting Date Meeting Status UNA CINS N8981F271 05/12/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Ratification of Executive Directors' Mgmt For For For Acts 4 Ratification of Non-Executive Mgmt For For For Directors' Acts 5 Elect Paul Polman Mgmt For For For 6 Elect Jean-Marc Huet Mgmt For For For 7 Elect Louise Fresco Mgmt For For For 8 Elect Ann Fudge Mgmt For For For 9 Elect Charles Golden Mgmt For For For 10 Elect Byron Grote Mgmt For For For 11 Elect Hixonia Nyasulu Mgmt For For For 12 Elect Malcolm Rifkind Mgmt For For For 13 Elect Kees Storm Mgmt For For For 14 Elect Michael Treschow Mgmt For For For 15 Elect Paul Walsh Mgmt For For For 16 Elect Sunil Bharti Mittal Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Cancel Shares Mgmt For For For 19 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 20 Appointment of Auditor Mgmt For For For
Unilever plc Ticker Security ID: Meeting Date Meeting Status ULVR CINS G92087165 05/11/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Elect Paul Polman Mgmt For For For 4 Elect Jean-Marc Huet Mgmt For For For 5 Elect Louise Fresco Mgmt For For For 6 Elect Ann Fudge Mgmt For For For 7 Elect Charles Golden Mgmt For For For 8 Elect Byron Grote Mgmt For For For 9 Elect Hixonia Nyasulu Mgmt For For For 10 Elect Sir Malcolm Rifkind Mgmt For For For 11 Elect Kees Storm Mgmt For For For 12 Elect Michael Treschow Mgmt For For For 13 Elect Paul Walsh Mgmt For For For 14 Elect Sunil Bharti Mittal Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Amendments to Articles Regarding Mgmt For For For Borrowing Limit 23 Non-Voting Meeting Note N/A N/A N/A N/A
Union Pacific Corporation Ticker Security ID: Meeting Date Meeting Status UNP CUSIP 907818108 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andrew Card, Jr. Mgmt For For For 2 Elect Erroll Davis, Jr. Mgmt For For For 3 Elect Thomas Donohue Mgmt For For For 4 Elect Archie Dunham Mgmt For For For 5 Elect Judith Richards Hope Mgmt For For For 6 Elect Charles Krulak Mgmt For For For 7 Elect Michael McCarthy Mgmt For For For 8 Elect Michael McConnell Mgmt For For For 9 Elect Thomas McLarty III Mgmt For For For 10 Elect Steven Rogel Mgmt For For For 11 Elect Jose Villarreal Mgmt For Against Against 12 Elect James Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Actions adversely affecting Mgmt For For For preferred stock 17 Removal of directors Mgmt For For For 18 Changing the authorized amount of Mgmt For For For capital stock. 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
United Energy Group Limited Ticker Security ID: Meeting Date Meeting Status 467 CINS ADPV10839 05/25/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Elect ZHANG Meiying Mgmt For Against Against 6 Elect Eric HO King Fung Mgmt For For For 7 Elect ZHU Chengwu Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
United Microelectronics Corp Ticker Security ID: Meeting Date Meeting Status 2303 CINS Y92370108 06/15/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Amendments to Procedural Rules: Mgmt For For For Election of Directors and Supervisors 14 Extraordinary motions Mgmt For Against Against
United Overseas Bank Limited Ticker Security ID: Meeting Date Meeting Status U11 CINS V96194127 04/29/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Fees to WEE Cho Yaw Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect WEE Ee Cheong Mgmt For For For 7 Elect Franklin Lavin Mgmt For Against Against 8 Elect Willie CHENG Jue Hiang Mgmt For Against Against 9 Elect TAN Lip-Bu Mgmt For For For 10 Elect WEE Cho Yaw Mgmt For For For 11 Elect NGIAM Tong Dow Mgmt For For For 12 Elect CHAM Tao Soon Mgmt For For For 13 Elect Reggie Thein Mgmt For For For 14 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Shares under UOB Mgmt For For For Scrip Dividend Scheme 19 Authority to Issue Preferred Shares Mgmt For Against Against 20 Non-Voting Agenda Item N/A N/A N/A N/A
United Overseas Bank Limited Ticker Security ID: Meeting Date Meeting Status U11 CINS V96194127 04/29/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For For For 7 Elect Ann Livermore Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect Clark Randt, Jr. Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect Carol Tome Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against
United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt For 3 Years N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares
UPM-Kymmene Oyj Ticker Security ID: Meeting Date Meeting Status UPM1V CINS X9518S108 04/07/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Amendment to 2007 Stock Option Plan Mgmt For For For 18 Charitable Donations Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
Uralkaliy OAO (Uralkali JSC) Ticker Security ID: Meeting Date Meeting Status URKA CINS 91688E206 02/04/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Non-Convertible Mgmt For For For Bonds 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Cross-Currency Swap and Pledge Mgmt For For For Agreement 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Acquisition of Minority Stake of Mgmt For For For Silvinit 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Acquisition of Majority Stake of Mgmt For For For Silvinit 29 Non-Voting Agenda Item N/A N/A N/A N/A 30 Non-Voting Agenda Item N/A N/A N/A N/A 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Agenda Item N/A N/A N/A N/A 34 Approval of the Merger Agreement as Mgmt For For For a Major Transaction 35 Non-Voting Agenda Item N/A N/A N/A N/A 36 Non-Voting Agenda Item N/A N/A N/A N/A 37 Non-Voting Agenda Item N/A N/A N/A N/A 38 Non-Voting Agenda Item N/A N/A N/A N/A 39 Non-Voting Agenda Item N/A N/A N/A N/A 40 Increase in Authorized Capital Mgmt For For For 41 Issuance of Shares w/o Preemptive Mgmt For For For Rights 42 Non-Voting Agenda Item N/A N/A N/A N/A 43 Non-Voting Agenda Item N/A N/A N/A N/A 44 Non-Voting Agenda Item N/A N/A N/A N/A 45 Non-Voting Agenda Item N/A N/A N/A N/A 46 Amendments to Charter Mgmt For For For 47 Amendments to Regulations Regarding Mgmt For For For the Board of Directors 48 Amendments to Regulations Regarding Mgmt For Against Against Directors' Fees
Uralkaliy OAO (Uralkali JSC) Ticker Security ID: Meeting Date Meeting Status URKA CINS 91688E206 09/17/2010 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Meeting Procedures Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Termination of Board Powers Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Anton Averin Mgmt For For For 6 Elect Alexander Voloshin Mgmt For For For 7 Elect Pavel Grachev Mgmt For For For 8 Elect Aleksander Malah Mgmt For For For 9 Elect Alexander Mosionzhik Mgmt For For For 10 Elect Anna Kolonchina Mgmt For For For 11 Elect Alexander Nesis Mgmt For For For 12 Elect Hans Horn Mgmt For For For 13 Elect Ilya Yuzhanov Mgmt For For For
Uralkaliy OJSC (Uralkali) Ticker Security ID: Meeting Date Meeting Status URKA CINS 91688E206 06/29/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Meeting Procedure Mgmt For For For 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Natalia Zhuravleva Mgmt For For For 6 Elect Valery Lepehin Mgmt For For For 7 Elect Alexandra Orlova Mgmt For For For 8 Elect Natalya Prokopova Mgmt For For For 9 Elect Elena Radaeva Mgmt For For For 10 Appointment of Auditor (Russian Mgmt For For For Accounting Standards) 11 Appointment of Auditor Mgmt For For For (International Financial Reporting Standards) 12 Amendments to General Meeting Mgmt For For For Regulations 13 Amendments to Board Regulations Mgmt For For For 14 Amendments to Directors' Fees Mgmt For For For Regulations 15 Termination of Membership in the All Mgmt For For For Russian Association of Privatized and Private Enterprises 16 Termination of Membership in the Mgmt For For For Association of Fertilizer Producers 17 Termination of Membership in the Mgmt For For For Association of Producers and Exporters of Potash and Salt 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Non-Voting Agenda Item N/A N/A N/A N/A 79 Non-Voting Agenda Item N/A N/A N/A N/A 80 Elect Vladislav Baumgertner Mgmt For For For 81 Elect Alexander Voloshin Mgmt For For For 82 Elect Pavel Grachev Mgmt For For For 83 Elect Anna Kolonchina Mgmt For For For 84 Elect Alexander Malakh Mgmt For For For 85 Elect Robert Margetts Mgmt For For For 86 Elect Alexander Mosionzhik Mgmt For For For 87 Elect Alexander Nesis Mgmt For For For 88 Elect Paul Ostling Mgmt For For For
Uranium One Inc. Ticker Security ID: Meeting Date Meeting Status UUU CUSIP 91701P105 05/10/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Telfer Mgmt For For For 1.2 Elect Andrew Adams Mgmt For For For 1.3 Elect Peter Bowie Mgmt For For For 1.4 Elect D. Jean Nortier Mgmt For For For 1.5 Elect Christopher Sattler Mgmt For For For 1.6 Elect Phillip Shirvington Mgmt For For For 1.7 Elect Kenneth Williamson Mgmt For For For 1.8 Elect Ilya Yampolskiy Mgmt For For For 1.9 Elect Vadim Zhivov Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
URANIUM ONE INC. Ticker Security ID: Meeting Date Meeting Status UUU CUSIP 91701P105 08/31/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For
Urban Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status URBN CUSIP 917047102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Antoian Mgmt For For For 1.2 Elect Joel Lawson III Mgmt For For For 1.3 Elect Glen Senk Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Shareholder Proposal Regarding Board ShrHoldr Against Against For Diversity
Vale SA Ticker Security ID: Meeting Date Meeting Status VALE5 CUSIP 91912E105 04/19/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends and Mgmt For For For Capital Expenditure Budget 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For
Vallourec Ticker Security ID: Meeting Date Meeting Status VK CINS F95922104 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Pascale Chargrasse 9 Elect Pascale Chargrasse Mgmt For For For 10 Elect Jean-Paul Parayre Mgmt For For For 11 Elect Patrick Boissier Mgmt For For For 12 Elect Anne-Marie Idrac Mgmt For For For 13 Elect Francois Henrot as Censor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Capital and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For For For Shares 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital In Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority for Subsidiaries to Issue Mgmt For For For Securities Convertible into Company Shares 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Authority to Issue Debt Instruments Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital for Mgmt For For For Foreign Employees 27 Authority to Increase Capital for Mgmt For For For Foreign Employees as an Alternative to Employee Savings Plan 28 Authority to Issue Restricted Shares Mgmt For For For Under Savings Plans 29 Authority to Issue Restricted Shares Mgmt For For For 30 Authority to Cancel Shares and Mgmt For For For Reduce Capital 31 Amendment Regarding Supervisory Mgmt For For For Board Member Term Length 32 Amendment Regarding Employee Mgmt For For For Representation 33 Authority to Carry Out Formalities Mgmt For For For
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 07/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Naresh Chandra Mgmt For For For 5 Elect Euan Macdonald Mgmt For For For 6 Elect Aman Mehta Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Settle Convertible Mgmt For For For Bonds with Ordinary Shares 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Adoption of New Articles Mgmt For For For 15 Reduction in Share Premium Account Mgmt For For For
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 12/13/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
Veolia Environnement Ticker Security ID: Meeting Date Meeting Status VIE CINS F9686M107 05/17/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Approval of Non Tax-Deductible Mgmt For For For Expenses 7 Allocation of Profits/Dividends Mgmt For For For 8 Form of Dividend Payment Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Elect Jean Azema Mgmt For For For 11 Elect Pierre-Andre de Chalendar Mgmt For For For 12 Elect Baudouin Prot Mgmt For Against Against 13 Elect Louis Schweitzer Mgmt For Against Against 14 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 15 Appointment of Alternate Auditor Mgmt For For For (AUDITEX) 16 Directors' Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 19 Authority to Increase Capital under Mgmt For For For Savings Plans for Overseas Employees 20 Amendment to Articles Mgmt For For For 21 Authority to Carry Out Formalities Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
Vertex Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP 92532F100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Vestas Wind Systems A/S Ticker Security ID: Meeting Date Meeting Status VWS CINS K9773J128 03/28/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Presentation of Accounts and Reports Mgmt For For For 6 Directors' Fees (2010) Mgmt For For For 7 Directors' Fees (2011) Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Elect Bent Erik Carlsen Mgmt For For For 10 Elect Torsten Rasmussen Mgmt For For For 11 Elect Freddy Frandsen Mgmt For For For 12 Elect Hakan Eriksson Mgmt For For For 13 Elect Jorgen Huno Rasmussen Mgmt For Against Against 14 Elect Jorn Ankaer Thomsen Mgmt For Against Against 15 Elect Kurt Anker Nielsen Mgmt For For For 16 Elect Carsten Bjerg Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Compensation Guidelines Mgmt For Against Against 19 Increase in Authorized Capital Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Shareholder Proposal Regarding Test ShrHoldr Against Against For Center
Vinci Ticker Security ID: Meeting Date Meeting Status DG CINS F5879X108 05/02/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Pascale Sourisse Mgmt For For For 8 Elect Robert Castaigne Mgmt For For For 9 Elect Jean-Bernard Levy Mgmt For For For 10 Elect Elisabeth Boyer Mgmt For For For 11 Elect Gerard Duez Mgmt For For For 12 Elect Jacques Francon Mgmt For For For 13 Elect Bernhard Klemm Mgmt For For For 14 Elect Bernard Chabalier Mgmt For For For 15 Elect Jean-Luc Lebouil Mgmt For For For 16 Elect Denis Marchal Mgmt For For For 17 Elect Rolland Sabatier Mgmt For For For 18 Elect Pascal Taccoen Mgmt For For For 19 Elect Cosimo Lupo Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Authority to Cancel Shares and Mgmt For For For Reduce Capital 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 25 Authority to Issue Convertible Bonds Mgmt For For For w/o Preemptive Rights 26 Authority to Issue Convertible Mgmt For For For Securities w/o Preemptive Rights 27 Authority to Increase Share Issuance Mgmt For For For Limit 28 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 29 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 30 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 31 Authority to Grant Stock Options Mgmt For For For 32 Authority to Carry Out Formalities Mgmt For For For 33 Non-Voting Meeting Note N/A N/A N/A N/A
Vivendi SA Ticker Security ID: Meeting Date Meeting Status VIV CINS F97982106 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Jean-Yves Charlier Mgmt For For For 9 Elect Henri Lachmann Mgmt For Against Against 10 Elect Pierre Rodocanachi Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Appointment of Alternate Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Grant Stock Options Mgmt For For For 16 Authority to Issue Restricted Shares Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 21 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 22 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan for Employees Abroad 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Amendment Regarding Censors Mgmt For For For 25 Authority to Carry Out Formalities Mgmt For For For
Vodafone Group PLC Ticker Security ID: Meeting Date Meeting Status VOD CINS G93882135 07/27/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect John R. H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Elect Vittorio Colao Mgmt For For For 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Steve Pusey Mgmt For For For 8 Elect Alan Jebson Mgmt For For For 9 Elect Samuel Jonah Mgmt For For For 10 Elect Nick Land Mgmt For For For 11 Elect Anne Lauvergeon Mgmt For For For 12 Elect Luc Vandevelde Mgmt For For For 13 Elect Anthony Watson Mgmt For For For 14 Elect Philip Yea Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Directors' Remuneration Report Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 24 Share Incentive Plan Renewal Mgmt For For For
voestalpine AG Ticker Security ID: Meeting Date Meeting Status VOE CINS A9101Y103 07/07/2010 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Amendments to Articles Mgmt For For For
Volvo AB Ticker Security ID: Meeting Date Meeting Status VOLV.A CINS 928856202 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr N/A For N/A Reclassification of Shares 21 Long-Term Share-Based Incentive Plan Mgmt For For For 22 Transfer of Shares Pursuant to LTIP Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
Want Want China Holdings Limited Ticker Security ID: Meeting Date Meeting Status 151 CINS G9431R103 04/28/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect TSAI Eng Meng Mgmt For For For 6 Elect CHU Chi Wen Mgmt For Against Against 7 Elect TSAI Wang Chia Mgmt For For For 8 Elect CHAN Yu Feng Mgmt For For For 9 Elect CHENG Wen Hsien Mgmt For For For 10 Elect LEE Kwang Chou Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 15 Authority to Issue Repurchased Shares Mgmt For For For
Weatherford International Ltd. Ticker Security ID: Meeting Date Meeting Status WFT CUSIP H27013OIH 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Financial Statements Mgmt For For For 2 Ratification of Board and Management Mgmt For Against Against Acts 3 Elect Bernard Duroc-Danner Mgmt For For For 4 Elect Samuel Bodman III Mgmt For For For 5 Elect Nicholas Brady Mgmt For For For 6 Elect David Butters Mgmt For For For 7 Elect William Macaulay Mgmt For For For 8 Elect Robert Millard Mgmt For For For 9 Elect Robert Moses, Jr. Mgmt For For For 10 Elect Guillermo Ortiz Martinez Mgmt For For For 11 Elect Emyr Parry Mgmt For For For 12 Elect Robert Rayne Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Weichai Power Ticker Security ID: Meeting Date Meeting Status 2338 CINS Y9531A109 10/26/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Provision of General Services and Mgmt For For For Labor Services by Weichai Holdings to the Company 3 Supply and Connection of Utilities Mgmt For For For by Weichai Holdings to the Company 4 Purchase of Diesel Engine Parts and Mgmt For For For Components, Gas and Scrap Metals, Raw Materials and Related Products and Processing Services by the Company from Weichai Holdings 5 Sale of Diesel Engines, Diesel Mgmt For For For Engine Parts and Components, Materials and Related Products and Provision of Processing Services by the Company to Weichai Holdings 6 Sale of Diesel Engines and Diesel Mgmt For For For Engine Parts by the Company to Fujian Longgong and Shanghai Longgong Machinery 7 Sale of Semi-finished Diesel Engine Mgmt For For For Parts and Related Products by the Company to Weichai Deutz 8 Provision of Sales and Warranty Mgmt For For For Period Repair Services by the Company to Weichai Deutz 9 Purchase of Diesel Engine Parts and Mgmt For For For Components and Related Products by the Company from Weichai Deutz 10 Sale of Diesel Engines and Related Mgmt For For For Products by the Company to Weichai Heavy Machinery 11 Purchase of Diesel Engines Parts and Mgmt For For For Components, Materials, Steel, Scrap Metal and Used Diesel Engines and Related Products by the Company from Weichai Heavy Machinery 12 Sale of Parts and Components of Mgmt For For For Transmissions and Related Products by SFGC to Fast Transmission and News Caps 13 Purchase of Parts and Components of Mgmt For For For Transmissions and Related Products by SFGC from Fast Transmission and New Caps 14 Sale of Vehicles, Parts and Mgmt For For For Components of Vehicles, Raw Materials and Related Products and Provision of Related Services by Shaanxi Zhongqi to Shaanxi Automotive 15 Purchase of Parts and Components of Mgmt For For For Vehicles and Related Products by Shaanxi Zhongqi to Shaanxi Automotive 16 Bonus Share Issuance Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Weichai Power Ticker Security ID: Meeting Date Meeting Status 2338 CINS Y9531A109 10/26/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Bonus Share Issuance Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
Weichai Power Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 2338 CINS Y9531A109 05/18/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Final Financial Report Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Declare Interim Mgmt For For For Dividends 10 Connected Transaction with Beiqi Mgmt For Against Against Futian Motor Company Limited 11 Connected Transaction with Shantui Mgmt For Against Against Engineering Machinery Company Limited 12 Connected Transaction between Mgmt For Against Against Shaanxi Heavy Duty Motor Company and Chutian Engineering Machinery Company Limited 13 Amendments to Articles Mgmt For For For 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Wesfarmers Limited Ticker Security ID: Meeting Date Meeting Status WES CINS Q95870103 11/09/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Re-elect Colin Carter Mgmt For For For 2 Re-elect James Graham Mgmt For For For 3 Re-elect Anthony (Tony) Howarth Mgmt For For For 4 Elect Wayne Osborn Mgmt For For For 5 Elect Vanessa Wallace Mgmt For For For 6 Remuneration Report Mgmt For For For
West Japan Railway Co Ticker Security ID: Meeting Date Meeting Status 9021 CINS J95094108 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Shizuka Yabuki Mgmt For For For 5 Elect Noboru Koide Mgmt For For For 6 Elect Tsutomu Iwasaki Mgmt For For For 7 Elect Ikuo Uno Mgmt For Against Against 8 Elect Yasumi Katsuki Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of Director
Westfield Group Ticker Security ID: Meeting Date Meeting Status WDC CINS Q97062105 05/25/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect Roy Furman Mgmt For For For 4 Re-elect Stephen Johns Mgmt For Against Against 5 Re-elect Steven Lowy Mgmt For For For 6 Re-elect Brian Schwartz Mgmt For For For 7 Elect Peter Allen Mgmt For Against Against 8 Elect Ilana Atlas Mgmt For For For 9 Increase NEDs' Fee Cap Mgmt For For For 10 Amend the Constitution - Dividends Mgmt For For For
Westfield Group Ticker Security ID: Meeting Date Meeting Status WDC CINS Q97062105 12/09/2010 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Establish Westfield Retail Trusts 1 Mgmt For For For and 2 as stapled securities and a separately listed entity WRT (initially to hold interests in WDC's Australian and New Zealand shopping centre interests) 2 Amend the Constitution - Westfield Mgmt For For For Trust 3 Amend the Constitution - Westfield Mgmt For For For America Trust 4 Adopt a New Constitution - Westfield Mgmt For For For Holdings Limited 5 Approve the Temporary Stapling of Mgmt For For For Units in Westfield Retail Trusts 1 and 2 to the stapled securities in WDC
Westpac Banking Corporation Ticker Security ID: Meeting Date Meeting Status WBC CINS Q97417101 12/15/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Elizabeth Bryan Mgmt For For For 4 Re-elect Peter Hawkins Mgmt For For For 5 Re-elect Carolyn Hewson Mgmt For For For 6 Equity Grants (MD/CEO Gail Kelly) Mgmt For For For
Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wayne Murdy Mgmt For For For 2 Elect John Kieckhefer Mgmt For For For 3 Elect Charles Williamson Mgmt For For For 4 Right to Call a Special Meeting Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Wheelock and Company Limited Ticker Security ID: Meeting Date Meeting Status 0020 CINS Y9553V106 06/09/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHANG Bei Ming Mgmt For Against Against 6 Elect Herald LAU Ling Fai Mgmt For For For 7 Elect Ricky WONG Kwong Yiu Mgmt For For For 8 Elect Glenn S. YEE Mgmt For Against Against 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Adoption of Share Option Scheme of Mgmt For For For the Company 14 Adoption of Share Option Scheme of Mgmt For For For The Wharf (Holdings) Limited 15 Non-Voting Meeting Note N/A N/A N/A N/A
Wilmar International Limited Ticker Security ID: Meeting Date Meeting Status F34 CINS Y9586L109 04/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Martua Sitorus Mgmt For For For 5 Elect CHUA Phuay Hee Mgmt For For For 6 Elect TEO Kim Yong Mgmt For For For 7 Elect KWAH Thiam Hock Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Related Party Transactions Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Grant Options and Issue Mgmt For For For Shares under the Wilmar Executives Share Option Scheme 2009 17 Non-Voting Agenda Item N/A N/A N/A N/A
Wilmar International Limited Ticker Security ID: Meeting Date Meeting Status F34 CINS Y9586L109 04/28/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
Wing Hang Bank, Limited Ticker Security ID: Meeting Date Meeting Status 302 CINS Y9588K109 05/05/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHENG Hon Kwan Mgmt For Against Against 6 Elect Aloysius TSE Hau Yin Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Wistron Ticker Security ID: Meeting Date Meeting Status 3231 CINS Y96738102 06/22/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Authority to Issue Common Stock and Mgmt For For For Global Depository Receipts 11 Extraordinary Motions Mgmt For Against Against 12 Adjournment Mgmt For For For
Wm Morrison Supermarkets plc Ticker Security ID: Meeting Date Meeting Status MRW CINS G62748119 06/09/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Ian Gibson Mgmt For For For 5 Elect Dalton Philips Mgmt For For For 6 Elect Richard Pennycook Mgmt For For For 7 Elect Philip Cox Mgmt For For For 8 Elect Penny Hughes Mgmt For For For 9 Elect Nigel Robertson Mgmt For For For 10 Elect Johanna Waterous Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Wolseley plc Ticker Security ID: Meeting Date Meeting Status WOS CINS G9736L108 01/20/2011 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect John Martin Mgmt For For For 4 Elect Ian Meakins Mgmt For For For 5 Elect Frank Roach Mgmt For For For 6 Elect Gareth Davis Mgmt For For For 7 Elect Andrew Duff Mgmt For For For 8 Elect Nigel Stein Mgmt For For For 9 Elect Michael Wareing Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For
WOLSELEY PLC Ticker Security ID: Meeting Date Meeting Status WOS CINS G97278116 11/02/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Reincorporation Mgmt For For For
WOLSELEY PLC Ticker Security ID: Meeting Date Meeting Status WOS CINS G97278116 11/02/2010 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation Mgmt For For For 2 Cancellation of Share Premium Account Mgmt For For For 3 Delisting Mgmt For For For 4 Long-Term Incentive Scheme 2010 Mgmt For For For 5 Share Option Plan 2010 Mgmt For For For 6 Restricted Share Plan 2010 Mgmt For For For 7 UK SAYE 2010 Mgmt For For For 8 Employee Share Purchase Plan 2010 Mgmt For For For 9 European Sharesave Plan 2010 Mgmt For For For 10 Amendment to the ESPP/WESP Mgmt For For For 11 Amendment to the Share Option Plan Mgmt For For For 2003 12 Non-Voting Meeting Note N/A N/A N/A N/A
Wolters Kluwer Nv Ticker Security ID: Meeting Date Meeting Status WKL CINS ADPV09931 04/27/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Executive Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect Bruno Angelici Mgmt For For For 10 Elect Jack J. Lynch Jr. Mgmt For For For 11 Supervisory Board Fees Mgmt For For For 12 Amendment to the Long Term Incentive Mgmt For For For Plan 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A
Woodside Petroleum Limited Ticker Security ID: Meeting Date Meeting Status WPL CINS 980228100 04/20/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Re-elect Michael Chaney Mgmt For For For 2 Re-elect David McEvoy Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Amendments to Constitution Mgmt For Against Against 5 Shareholder Proposal Regarding ShrHoldr Against Against For Amendment to Constitution (Carbon Price Assumption Report)
Woolworths Limited Ticker Security ID: Meeting Date Meeting Status WOW CINS Q98418108 11/18/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Elect Carla (Jayne) Hrdlicka Mgmt For For For 5 Elect Stephen Mayne Mgmt Against Against For 6 Re-elect Ian Macfarlane Mgmt For For For 7 Renew Long Term Incentive Plan Mgmt For For For 8 Amendments to the Constitution Mgmt For For For 9 Increase NEDs' Fee Cap Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Worleyparsons Limited Ticker Security ID: Meeting Date Meeting Status WOR CINS Q9857K102 10/26/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect John Green Mgmt For For For 3 Re-elect Catherine Livingstone Mgmt For For For 4 Elect J.B. McNeil Mgmt For For For 5 Elect Larry Benke Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Equity Grant (Executive Directors) Mgmt For For For 8 Approve Amendments to Performance Mgmt For For For Rights Plan (Termination Benefits) 9 Amendments to Constitution Mgmt For For For 10 Renew Partial Takeover Provisions Mgmt For For For
WPP Plc Ticker Security ID: Meeting Date Meeting Status WPP CINS G9787K108 06/02/2011 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Advisory Vote on Corporate Mgmt For For For Responsibility Report 4 Amendment to Articles Regarding Mgmt For For For Annual Reelection of Directors 5 Elect Ruigang Li Mgmt For For For 6 Elect Sol Trujillo Mgmt For For For 7 Elect Colin Day Mgmt For For For 8 Elect Esther Dyson Mgmt For For For 9 Elect Orit Gadiesh Mgmt For For For 10 Elect Philip Lader Mgmt For For For 11 Elect Stanley Morten Mgmt For For For 12 Elect Koichiro Naganuma Mgmt For Against Against 13 Elect Lubna Olayan Mgmt For For For 14 Elect John Quelch Mgmt For For For 15 Elect Mark Read Mgmt For For For 16 Elect Paul Richardson Mgmt For For For 17 Elect Jeffrey Rosen Mgmt For For For 18 Elect Timothy Shriver Mgmt For For For 19 Elect Sir Martin Sorrell Mgmt For For For 20 Elect Paul Spencer Mgmt For For For 21 Appointment of Auditor and Authority Mgmt For For For to Set Fees 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Directors' Fees Mgmt For For For 24 Scrip Dividend Mgmt For For For 25 Authority to Repurchase Shares Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
WPP PLC Ticker Security ID: Meeting Date Meeting Status WPP CINS G9787K108 11/24/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 "Authority to Defer 2004 Leadership Mgmt For For For Equity Acquisition Plan (""""LEAP"""") Awards (UK Portion)" 2 Authority to Defer 2004 LEAP Awards Mgmt For For For (US Portion) 3 Authority to Defer 2004 LEAP Awards Mgmt For For For (UK Portion) 4 Authority to Defer 2004 LEAP Awards Mgmt For For For 5 Authority to Defer 2004 LEAP III Mgmt For For For Awards 6 Authority to Defer Deferred Stock Mgmt For For For Unit Awards
Wsrtsils Corporation Ticker Security ID: Meeting Date Meeting Status WRTBV CINS X98155116 03/03/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Ratification of Board and Management Mgmt For For For Acts 12 Directors' Fees Mgmt For For For 13 Board Size Mgmt For For For 14 Election of Directors Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Stock Split Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
Wumart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status 8277 CINS Y97176112 06/28/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Directors' Report Mgmt For For For 6 Supervisors' Report Mgmt For For For 7 Connected Transactions and Annual Mgmt For For For Caps 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Elect WU Jian-zhong Mgmt For Against Against 10 Elect MENG Jin-Xian Mgmt For For For 11 Elect XU Ying Mgmt For For For 12 Elect WANG Jian-ping Mgmt For For For 13 Elect John HUAN Zhao Mgmt For For For 14 Elect Mary MA Xue-zheng Mgmt For For For 15 Elect HAN Ying Mgmt For For For 16 Elect LI Lu-an Mgmt For For For 17 Elect LU Jiang Mgmt For For For 18 Elect YU Jian-bo Mgmt For For For 19 Elect James Wong Mgmt For For For 20 Directors' Fees Mgmt For For For 21 Elect FAN Kui-jie Mgmt For For For 22 Elect XU Ning-chun Mgmt For For For 23 Supervisors' Fees Mgmt For For For 24 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 25 Issuance of Short-term Bills Mgmt For For For 26 Shareholder Proposal ShrHoldr For Against Against 27 Non-Voting Meeting Note N/A N/A N/A N/A 28 Non-Voting Meeting Note N/A N/A N/A N/A
Wumart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status 8277 CINS Y97176112 07/13/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Transfer of Listing Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Wumart Stores, Inc. Ticker Security ID: Meeting Date Meeting Status 8277 CINS Y97176112 07/13/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approve Transfer of Listing Mgmt For For For 4 Amendments to Articles Mgmt For For For
Xinyi Glass Holdings Limited Ticker Security ID: Meeting Date Meeting Status 868 CINS G9828G108 05/06/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LEE Yin Yee Mgmt For Against Against 6 Elect TUNG Ching Bor Mgmt For For For 7 Elect TUNG Ching Sai Mgmt For Against Against 8 Elect LEE Shing Kan Mgmt For For For 9 Elect LI Ching Wai Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Xstrata Plc Ticker Security ID: Meeting Date Meeting Status XTA CINS G9826T102 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Mick Davis Mgmt For For For 5 Elect Con Fauconnier Mgmt For For For 6 Elect Ivan Glasenberg Mgmt For For For 7 Elect Peter Hooley Mgmt For For For 8 Elect Claude Lamoureux Mgmt For For For 9 Elect Trevor Reid Mgmt For For For 10 Elect Sir Steve Robson Mgmt For For For 11 Elect David Rough Mgmt For For For 12 Elect Ian Strachan Mgmt For For For 13 Elect Santiago Zaldumbide Mgmt For For For 14 Elect John Bond Mgmt For For For 15 Elect Aristotelis Mistakidis Mgmt For For For 16 Elect Tor Peterson Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days
Yahoo Japan Corp. Ticker Security ID: Meeting Date Meeting Status 4689 CINS J95402103 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Masahiro Inoue Mgmt For For For 3 Elect Masayoshi Son Mgmt For For For 4 Elect Jerry Yang Mgmt For Against Against 5 Elect Akira Kajikawa Mgmt For For For 6 Elect Hiroaki Kitano Mgmt For For For
Yamada Denki Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 9831 CINS J95534103 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masamitsu Takahashi Mgmt For For For
Yamato Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status 9064 CINS J96612114 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kaoru Seto Mgmt For For For 3 Elect Makoto Kigawa Mgmt For For For 4 Elect Haruo Kanda Mgmt For For For 5 Elect Masaki Yamauchi Mgmt For For For 6 Elect Masayoshi Satoh Mgmt For For For 7 Elect Toshitaka Hagiwara Mgmt For For For
Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 02/18/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Replacement of Auditor Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Amendments to Procedural Rules of Mgmt For For For Shareholders' General Meeting 6 Amendments to Procedural Rules of Mgmt For For For Board of Directors
Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 05/20/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Financial Statements Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect LI Weimin Mgmt For For For 9 Elect WANG Xin Mgmt For For For 10 Elect ZHANG Yingmin Mgmt For For For 11 Elect SHI Xuerang Mgmt For For For 12 Elect WU Yuxiang Mgmt For For For 13 Elect ZHANG Baocai Mgmt For For For 14 Elect WANG Xianzheng Mgmt For For For 15 Elect CHENG Faguang Mgmt For For For 16 Elect WANG Xiaojun Mgmt For For For 17 Elect XUE Youzhi Mgmt For For For 18 Elect SONG Guo Mgmt For Against Against 19 Elect ZHOU Shoucheng Mgmt For For For 20 Elect ZHANG Shengdong Mgmt For Against Against 21 Elect ZHEN Ailan Mgmt For For For 22 Fees of Directors and Supervisors Mgmt For For For 23 Liability Insurance Mgmt For Against Against 24 Bidding for Mining Rights Mgmt For For For 25 Appointment of Auditor and Authority Mgmt For For For to Set Fees 26 Financing Activities Mgmt For For For 27 Amendments to Rules and Articles Mgmt For For For 28 Authority to Issue H Shares w/o Mgmt For Against Against Preemptive Rights 29 Authority to Repurchase H Shares Mgmt For For For 30 Non-Voting Meeting Note N/A N/A N/A N/A
Yanzhou Coal Mining Company Limited Ticker Security ID: Meeting Date Meeting Status 1171 CINS Y97417102 05/20/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase H Shares Mgmt For For For
Yapi ve Kredi Bankasi A.S. Ticker Security ID: Meeting Date Meeting Status YKBNK CINS M9869G101 03/31/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Council 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Co-option of Board Mgmt For TNA N/A Members 5 Ratification of Board and Statutory Mgmt For TNA N/A Auditors Acts 6 Ratification of Liquidation; Mgmt For TNA N/A Indemnification of Board 7 Election of Directors Mgmt For TNA N/A 8 Election of Statutory Auditors Mgmt For TNA N/A 9 Directors and Auditors' Fees Mgmt For TNA N/A 10 Allocation of Profits/Dividends Mgmt For TNA N/A 11 Dividend Policy Mgmt For TNA N/A 12 Disclosure policy Mgmt For TNA N/A 13 Charitable Donations Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A 15 Amendments to Articles Mgmt For TNA N/A 16 Related Party Transactions Mgmt For TNA N/A 17 Minutes Mgmt For TNA N/A 18 Closing; Wishes Mgmt For TNA N/A 19 Non-Voting Meeting Note N/A N/A TNA N/A
Yara International ASA Ticker Security ID: Meeting Date Meeting Status YAR CINS R9900C106 05/10/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Election of Presiding Chairman and Mgmt For TNA N/A Individuals to Check Minutes 4 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 5 Compensation Guidelines Mgmt For TNA N/A 6 Authority to Set Auditor's Fees Mgmt For TNA N/A 7 Directors' Fees Mgmt For TNA N/A 8 Nomination Committee Fees Mgmt For TNA N/A 9 Nomination Committee; Amendments to Mgmt For TNA N/A Articles 10 Amendments to Articles Regarding Mgmt For TNA N/A Electronic Communication 11 Cancellation of Shares Mgmt For TNA N/A 12 Authority to Repurchase Shares Mgmt For TNA N/A
Yuexiu Property Company Ltd (fka Guangzhou Investment Co) Ticker Security ID: Meeting Date Meeting Status 0123 CINS Y9863Z102 06/09/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect LU Zhifeng Mgmt For For For 5 Elect ZHANG Zhaoxing Mgmt For For For 6 Elect Joseph YU Lup Fat Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For
Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 06/13/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Financial Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Bonus Issue Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Issuance of Short Term Bonds Mgmt For For For
Zhaojin Mining Industry Company Limited Ticker Security ID: Meeting Date Meeting Status 1818 CINS Y988A6104 06/13/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Bonus Issue Mgmt For For For 4 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 5 Authority to Repurchase Shares Mgmt For For For
Zhejiang Expressway Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 576 CINS Y9891F102 05/09/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisor's Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Final Accounts and Financial Budget Mgmt For For For 8 Appointment of Hong Kong Auditor and Mgmt For For For Authority to Set Fees 9 Appointment of PRC Auditor and Mgmt For For For Authority to Set Fees
Zhejiang Expressway Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 576 CINS Y9891F102 10/18/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect DING Huikang as Director Mgmt For For For 4 Elect LIU Haisheng as Supervisor Mgmt For For For 5 Allocation of Interim Dividends Mgmt For For For 6 Amendments to Articles Mgmt For For For
Zhuzhou CSR Times Electric Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 3898 CINS Y9892N104 06/10/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect DING Rongjun Mgmt For For For 9 Elect DENG Huijin Mgmt For For For 10 Elect LI Donglin Mgmt For For For 11 Elect YAN Wu Mgmt For For For 12 Elect MA Yunkun Mgmt For For For 13 Elect GAO Yucai Mgmt For For For 14 Elect Clement CHAN Kam Wing Mgmt For For For 15 Elect PAO Ping Wing Mgmt For For For 16 Elect LIU Chunru Mgmt For For For 17 Elect HE Wencheng as a Shareholders' Mgmt For For For Representative Supervisor 18 Elect GENG Jianxin as an Independent Mgmt For For For Supervisor 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Zhuzhou CSR Times Electric Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 3898 CINS Y9892N104 06/10/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 CSRG Second Supplemental Mutual Mgmt For For For Supply Agreement and Annual Caps
Zijin Mining Group Company Limited Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 05/30/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Bonds Issue Mgmt For For For 5 Capital Conversion and Bonus Issue Mgmt For For For 6 Directors' Report Mgmt For For For 7 Independent Directors' Report Mgmt For For For 8 Supervisors' Report Mgmt For For For 9 Financial Report Mgmt For For For 10 Annual Report Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Fees Directors and Supervisors Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Change in Use of Proceeds Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Zijin Mining Group Company Limited (fka Fujian Zijin Mining Industry Co Ltd) Ticker Security ID: Meeting Date Meeting Status 2899 CINS Y9892H107 12/15/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Change of Use of Proceeds in Other Mgmt For For For Investment Project 3 Replacement of Use of Proceeds to Mgmt For For For Initial Investment in ZGC Project 4 Non-Voting Meeting Note N/A N/A N/A N/A
ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 763 CINS Y0004F105 05/17/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Financial Statements Mgmt For For For 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 President's Report Mgmt For For For 7 Final Financial Accounts Mgmt For For For 8 Application to Bank of China Mgmt For For For 9 Application to China Development Bank Mgmt For For For 10 Appointment of PRC Auditors Mgmt For For For 11 Appointment of Hong Kong Auditors Mgmt For For For 12 Application for Investment Limits up Mgmt For For For to USD 800 million 13 Application for Investment Limits up Mgmt For For For to EUR 150 million 14 Application for Investment Limits up Mgmt For For For to USD 1,000 million 15 Investment Agreement Mgmt For For For 16 Profit Distribution and Mgmt For For For Capitalisation 17 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 18 Third-party Guarantees Mgmt For For For 19 Types of Derivative Investment Mgmt For For For 20 Provision of Guarantee Mgmt For For For 21 Interest Rate Swap Transactions Mgmt For For For 22 Non-Voting Meeting Note N/A N/A N/A N/A
ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 763 CINS Y0004F105 09/10/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Investment in a Production and Mgmt For For For Research and Development Training Base Project in the Heyuan Hi-tech Zone and the Execution of the Relevant Investment Contract 3 Application for Investment Limits in Mgmt For For For Foreign Exchange Derivative Products for Value-Protection
ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 763 CINS Y0004F105 11/30/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Establishment of ZTE Finance Co., Ltd Mgmt For For For 3 Increase in Liability Insurance Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Zurich Financial Services Ticker Security ID: Meeting Date Meeting Status ZURN CINS H9870Y105 03/31/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Policy Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Capital Repayment Mgmt For TNA N/A 7 Ratification of Board and Management Mgmt For TNA N/A Acts 8 Amendments to Articles Mgmt For TNA N/A 9 Amendments to Articles Mgmt For TNA N/A 10 Elect Manfred Gentz Mgmt For TNA N/A 11 Elect Fred Kindle Mgmt For TNA N/A 12 Elect Tom de Swaan Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Transaction of Other Business Mgmt For TNA N/A
The Hartford Global Enhanced Dividend Fund Investment Company Report 07/01/10 - 06/30/11 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For Against Against 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
ABB Ltd. Ticker Security ID: Meeting Date Meeting Status ABBN CUSIP 000375204 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Creation of Conditional Capital for Mgmt For For For Employee Compensation Plan 6 Increase in Authorized Capital Mgmt For For For 7 Elect Roger Agnelli Mgmt For Against Against 8 Elect Louis Hughes Mgmt For Against Against 9 Elect Hans Marki Mgmt For For For 10 Elect Michel de Rosen Mgmt For For For 11 Elect Michael Treschow Mgmt For For For 12 Elect Jacob Wallenberg Mgmt For Against Against 13 Elect Hubertus von Grunberg Mgmt For For For 14 Elect Ying Yeh Mgmt For For For 15 Appointment of Auditor Mgmt For For For
Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints
Advance America, Cash Advance Centers, Inc. Ticker Security ID: Meeting Date Meeting Status AEA CUSIP 00739W107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Webster IV Mgmt For For For 1.2 Elect Robert Chapman III Mgmt For For For 1.3 Elect Tony Colletti Mgmt For For For 1.4 Elect Kenneth Compton Mgmt For For For 1.5 Elect Gardner Courson Mgmt For For For 1.6 Elect Anthony Grant Mgmt For For For 1.7 Elect Thomas Hannah Mgmt For For For 1.8 Elect Donovan Langford III Mgmt For For For 1.9 Elect J. Patrick O'Shaughnessy Mgmt For Withhold Against 1.10 Elect W. Nisbet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Amos Mgmt For For For 2 Elect John Shelby Amos II Mgmt For Against Against 3 Elect Paul Amos II Mgmt For For For 4 Elect Michael Armacost Mgmt For For For 5 Elect Kriss Cloninger III Mgmt For Against Against 6 Elect Elizabeth Hudson Mgmt For For For 7 Elect Douglas Johnson Mgmt For For For 8 Elect Robert Johnson Mgmt For For For 9 Elect Charles Knapp Mgmt For For For 10 Elect E. Stephen Purdom Mgmt For For For 11 Elect Barbara Rimer Mgmt For For For 12 Elect Marvin Schuster Mgmt For For For 13 Elect David Thompson Mgmt For For For 14 Elect Robert Wright Mgmt For For For 15 Elect Takuro Yoshida Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Ratification of Auditor Mgmt For For For
AFP Provida S.A. Ticker Security ID: Meeting Date Meeting Status PROVIDA CUSIP 00709P108 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For Abstain Against 3 Election of Directors; Fees Mgmt For Abstain Against 4 Directors' Committee Fees and Budget Mgmt For Abstain Against 5 Appointment of Auditor Mgmt For Abstain Against 6 Appointment of Risk Rating Agency Mgmt For Abstain Against 7 Publication of Company Notices Mgmt For Abstain Against 8 Transaction of Other Business Mgmt For Against Against
AGL Resources Inc. Ticker Security ID: Meeting Date Meeting Status AGL CUSIP 001204106 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Thomas Bell, Jr. Mgmt For For For 1.3 Elect Arthur Johnson Mgmt For For For 1.4 Elect Dean O'Hare Mgmt For For For 1.5 Elect James Rubright Mgmt For For For 1.6 Elect John Somerhalder II Mgmt For For For 1.7 Elect Bettina Whyte Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Omnibus Mgmt For For For Performance Incentive Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
AGL Resources Inc. Ticker Security ID: Meeting Date Meeting Status AGL CUSIP 001204106 06/14/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Increase in Board Size Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Aircastle Limited Ticker Security ID: Meeting Date Meeting Status AYR CUSIP G0129K104 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Adams, Jr. Mgmt For For For 1.2 Elect Ronald Merriman Mgmt For For For 1.3 Elect Charles (Chuck) Pollard Mgmt For For For 2 Appointment of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Alaska Communications Systems Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALSK CUSIP 01167P101 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Anand Vadapalli Mgmt For For For 2 Elect Brian Rogers Mgmt For For For 3 Elect Gary Donahee Mgmt For For For 4 Elect Edward Hayes, Jr. Mgmt For For For 5 Elect Annette Jacobs Mgmt For For For 6 Elect Peter Ley Mgmt For For For 7 Elect John Wanamaker Mgmt For For For 8 Elect David Karp Mgmt For For For 9 2011 Incentive Award Plan Mgmt For For For 10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For
Alliant Energy Corporation Ticker Security ID: Meeting Date Meeting Status LNT CUSIP 018802108 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For Against Against 3 Elect John Casteen III Mgmt For Against Against 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Thomas Jones Mgmt For For For 7 Elect George Munoz Mgmt For For For 8 Elect Nabil Sakkab Mgmt For For For 9 Elect Michael Szymanczyk Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHldr Against Against For Flavored Tobacco
Ameren Corporation Ticker Security ID: Meeting Date Meeting Status AEE CUSIP 023608102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Brauer Mgmt For For For 1.2 Elect Ellen Fitzsimmons Mgmt For For For 1.3 Elect Walter Galvin Mgmt For For For 1.4 Elect Gayle Jackson Mgmt For For For 1.5 Elect James Johnson Mgmt For For For 1.6 Elect Steven Lipstein Mgmt For For For 1.7 Elect Patrick Stokes Mgmt For For For 1.8 Elect Thomas Voss Mgmt For For For 1.9 Elect Stephen Wilson Mgmt For For For 1.10 Elect Jack Woodard Mgmt For For For 2 Amendment to Articles of Mgmt For Against Against Incorporation Regarding Liability of Directors 3 Re-Approval of Performance Goals Mgmt For For For Under the 2006 Omnibus Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against For Against Report on Coal Combustion Waste
American Capital Agency Corp. Ticker Security ID: Meeting Date Meeting Status AGNC CUSIP 02503X105 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Morris Davis Mgmt For For For 1.2 Elect Randy Dobbs Mgmt For For For 1.3 Elect Larry Harvey Mgmt For For For 1.4 Elect Alvin Puryear Mgmt For Withhold Against 1.5 Elect Malon Wilkus Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For
American Electric Power Company, Inc. Ticker Security ID: Meeting Date Meeting Status AEP CUSIP 025537101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Anderson Mgmt For For For 2 Elect James Cordes Mgmt For For For 3 Elect Ralph Crosby, Jr. Mgmt For For For 4 Elect Linda Goodspeed Mgmt For For For 5 Elect Thomas Hoaglin Mgmt For For For 6 Elect Lester Hudson, Jr. Mgmt For For For 7 Elect Michael Morris Mgmt For For For 8 Elect Richard Notebaert Mgmt For For For 9 Elect Lionel Nowell III Mgmt For For For 10 Elect Richard Sandor Mgmt For For For 11 Elect Kathryn Sullivan Mgmt For For For 12 Elect Sara Tucker Mgmt For For For 13 Elect John Turner Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Akerson Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For Withhold Against 1.3 Elect Ursula Burns Mgmt For For For 1.4 Elect Kenneth Chenault Mgmt For For For 1.5 Elect Peter Chernin Mgmt For For For 1.6 Elect Theodore Leonsis Mgmt For Withhold Against 1.7 Elect Jan Leschly Mgmt For For For 1.8 Elect Richard Levin Mgmt For For For 1.9 Elect Richard McGinn Mgmt For For For 1.10 Elect Edward Miller Mgmt For For For 1.11 Elect Steven Reinemund Mgmt For For For 1.12 Elect Robert Walter Mgmt For For For 1.13 Elect Ronald Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 6 Sharehoholder Proposal Regarding ShrHldr Against For Against Right to Call a Special Meeting
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 Ratification of Auditor Mgmt For For For
Anixter International Inc Ticker Security ID: Meeting Date Meeting Status AXE CUSIP 035290105 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Blyth Mgmt For For For 1.2 Elect Frederic Brace Mgmt For For For 1.3 Elect Linda Bynoe Mgmt For For For 1.4 Elect Robert Eck Mgmt For For For 1.5 Elect Robert Grubbs, Jr. Mgmt For For For 1.6 Elect F. Philip Handy Mgmt For For For 1.7 Elect Melvyn Klein Mgmt For For For 1.8 Elect George Munoz Mgmt For For For 1.9 Elect Stuart Sloan Mgmt For For For 1.10 Elect Matthew Zell Mgmt For For For 1.11 Elect Samuel Zell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Farrell Mgmt For For For 2 Elect Jonathan Green Mgmt For Against Against 3 Elect John Lambiase Mgmt For Against Against 4 Increase of Authorized Common Stock Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Anworth Mortgage Asset Corporation Ticker Security ID: Meeting Date Meeting Status ANH CUSIP 037347101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd McAdams Mgmt For For For 2 Elect Lee Ault, III Mgmt For Against Against 3 Elect Charles Black Mgmt For For For 4 Elect Joe Davis Mgmt For For For 5 Elect Robert Davis Mgmt For For For 6 Elect Joseph McAdams Mgmt For For For 7 Externalization of Management Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Ratification of Auditor Mgmt For For For
AOL Inc. Ticker Security ID: Meeting Date Meeting Status AOL CUSIP 00184X105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tim Armstrong Mgmt For For For 2 Elect Richard Dalzell Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect Alberto Ibarguen Mgmt For For For 5 Elect Susan Lyne Mgmt For For For 6 Elect Patricia Mitchell Mgmt For For For 7 Elect Fredric Reynolds Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Apollo Investment Corporation Ticker Security ID: Meeting Date Meeting Status AINV CUSIP 03761U106 08/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Elliot Stein, Jr. Mgmt For For For 1.2 Elect Bradley Wechsler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval to Sell Shares of Common Mgmt For For For Stock Below Net Asset Value
ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MT CUSIP 03938L104 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Consolidated Accounts and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Elect Lakshmi Mittal Mgmt For For For 7 Elect Antoine Spillmann Mgmt For For For 8 Elect Lewis B. Kaden Mgmt For For For 9 Elect Prince Guillaume of Luxembourg Mgmt For For For 10 Elect Bruno Lafont Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 2011-2020 Restricted Share Unit Plan Mgmt For Against Against and Performance Share Unit Plan
Ares Capital Corporation Ticker Security ID: Meeting Date Meeting Status ARCC CUSIP 04010L103 06/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Arougheti Mgmt For For For 1.2 Elect Ann Bates Mgmt For For For 1.3 Elect Kenneth Heitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Authority to Sell Shares Below Net Mgmt For For For Asset Value 4 Approval of an Amendment to the Mgmt For Against Against Hurdle Rate of the Investment Advisory Agreement 5 Approval of an Amendment to the Mgmt For For For Capital Gains Portion of the Incentive Fee of the Investment Advisory Agreement
AT&T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent
Atrion Corporation Ticker Security ID: Meeting Date Meeting Status ATRI CUSIP 049904105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Emile Battat Mgmt For For For 1.2 Elect Ronald Spaulding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Sharon Rowlands Mgmt For For For 1.10 Elect Enrique Salem Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Amendment to the Employees' Mgmt For For For Savings-Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For
Avery Dennison Corporation Ticker Security ID: Meeting Date Meeting Status AVY CUSIP 053611109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Barker Mgmt For For For 2 Elect Ken Hicks Mgmt For For For 3 Elect Debra Reed Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Aviva Plc Ticker Security ID: Meeting Date Meeting Status AV CUSIP 05382A104 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Igal Mayer Mgmt For For For 4 Elect Mary Francis Mgmt For For For 5 Elect Richard Goeltz Mgmt For Against Against 6 Elect Euleen Goh Mgmt For For For 7 Elect Michael Hawker Mgmt For For For 8 Elect Mark Hodges Mgmt For For For 9 Elect Andrew Moss Mgmt For For For 10 Elect Carole Piwnica Mgmt For For For 11 Elect Patrick Regan Mgmt For For For 12 Elect Lord Colin Sharman of Redlynch Mgmt For For For 13 Elect Leslie Van de Walle Mgmt For For For 14 Elect Russell Walls Mgmt For For For 15 Elect Scott Wheway Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Directors' Remuneration Report Mgmt For For For 21 Advisory Vote on Corporate Mgmt For For For Responsibility Report 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 24 Annual Bonus Plan 2011 Mgmt For For For 25 Long Term Incentive Plan 2011 Mgmt For For For 26 All Employee Share Ownership Plan Mgmt For For For 27 Authority to Repurchase Shares Mgmt For For For 28 Authority to Repurchase 8 3/4% Mgmt For For For Preference Shares 29 Authority to Repurchase 8 3/8% Mgmt For For For Preference Shares
AXA S.A. Ticker Security ID: Meeting Date Meeting Status AXA CUSIP 054536107 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For Against Against 5 Elect Jean-Martin Folz Mgmt For For For 6 Elect Giuseppe Mussari Mgmt For For For 7 Elect Marcus Schenck Mgmt For For For 8 Authority to Repurchase Shares Mgmt For Against Against 9 Authority to Increase Capital Mgmt For For For Through Capitalizations 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placements; Authority to Issue Debt Instruments 13 Authority to Set Offering Price of Mgmt For Against Against Shares 14 Authority to Increase Share Issuance Mgmt For Against Against Limit 15 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer; Authority to Issue Debt Instruments 16 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind; Authority to Issue Debt Instruments 17 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights in Consideration for Securities Issued by a Subsidiary 18 Authority to Issue Debt Instruments Mgmt For For For 19 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 20 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 21 Authority to Grant Stock Options Mgmt For Against Against 22 Authority to Issue Performance Shares Mgmt For Against Against 23 Authority to Issue Restricted Shares Mgmt For For For 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Amend Article 23 Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For
Axis Capital Holdings Limited Ticker Security ID: Meeting Date Meeting Status AXS CUSIP G0692U109 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Friedman Mgmt For Withhold Against 1.2 Elect Donald Greene Mgmt For For For 1.3 Elect Cheryl-Ann Lister Mgmt For For For 1.4 Elect Thomas Ramey Mgmt For For For 1.5 Elect Wilhelm Zeller Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Banco de Chile Ticker Security ID: Meeting Date Meeting Status CHILE CUSIP 059520106 01/20/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares w/ Preemptive Mgmt For For For Rights 2 Issuance of Shares w/ Preemptive Mgmt For For For Rights 3 Issuance of Shares w/ Preemptive Mgmt For For For Rights
Banco de Chile Ticker Security ID: Meeting Date Meeting Status CHILE CUSIP 059520106 03/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Capitalization of Reserves Mgmt For For For 2 Modification of ADR Program Mgmt For For For 3 Amendments to Articles Regarding Mgmt For Abstain Against Board 4 Authority to Carry Out Formalities Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Election of Directors Mgmt For Abstain Against 8 Directors' Fees Mgmt For Abstain Against 9 Directors and Audit Committee's Fees Mgmt For Abstain Against and Budget 10 Appointment of Auditor Mgmt For Abstain Against
Banco Santander Chile S.A. Ticker Security ID: Meeting Date Meeting Status BSANTANDER CUSIP 05965X109 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Appointment of Risk Rating Agency Mgmt For For For 5 Elect Mauricio Larrain Garces Mgmt For For For 6 Elect Jesus Maria Zabalza Lotina Mgmt For For For 7 Elect Oscar Von Chrismar Mgmt For For For 8 Elect Carlos Olivos Marchant Mgmt For For For 9 Elect Victor Arbulu Crousillat Mgmt For For For 10 Elect Marco Colodro Hadjes Mgmt For For For 11 Elect Lucia Santa Cruz Sutil Mgmt For For For 12 Elect Roberto Mendez Torres Mgmt For For For 13 Elect Vittorio Corbo Lioi Mgmt For For For 14 Elect Roberto Zahler Mayanz Mgmt For For For 15 Elect Lisandro Serrano Spoerer Mgmt For For For 16 Elect Alternate Director Juan Manuel Mgmt For For For Hoyos Martinez de Irujo 17 Elect Alternate Director Raimundo Mgmt For For For Monge Zegers 18 Directors' Fees Mgmt For Abstain Against 19 Directors' Committee Fees and Budget Mgmt For Abstain Against 20 Related Party Transactions Mgmt For For For
Banco Santander S.A. Ticker Security ID: Meeting Date Meeting Status SAN CUSIP 05964H105 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ana Patricia Botin-Sanz de Mgmt For For For Sautuola y O'Shea 5 Elect Rodrigo Echenique Gordillo Mgmt For For For 6 Elect Terence Burns Mgmt For For For 7 Elect Antoine Bernheim Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Amend Articles 8, 11, 15, 16 and 18 Mgmt For For For 10 Amend Articles 20, 24, 25, 26, 28, Mgmt For For For 30, 34, 35, 42, 53, 55, 59 and 61 11 Amend Articles 62 and 69 Mgmt For For For 12 Amend Preamble and Article 2 Mgmt For For For 13 Amend Articles 4, 5, 6 bis and 8 Mgmt For For For 14 Amend Articles 12, 19 and 21 Mgmt For For For 15 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 16 Scrip Dividend Mgmt For For For 17 Scrip Dividend Mgmt For For For 18 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 19 Authority to Issue Non-Convertible Mgmt For For For Debt Instruments 20 Performance Share Plan Mgmt For For For 21 Deferred and Conditional Share Plan Mgmt For For For 22 Deferred and Conditional Variable Mgmt For For For Remuneration Plan 23 UK Employee Share Savings Plan Mgmt For For For 24 Authority to Carry Out Formalities Mgmt For For For 25 Remuneration Report Mgmt For For For
Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For Against Against 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For Against Against 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For Against Against 17 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Prior Government Service 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding ShrHldr Against For Against Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHldr Against For Against Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 23 Shareholder Proposal Regarding ShrHldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHldr Against For Against Prohibition of Certain Relocation Benefits to Senior Executives
Bank of Hawaii Corporation Ticker Security ID: Meeting Date Meeting Status BOH CUSIP 062540109 04/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Haunani Apoliona Mgmt For For For 1.2 Elect Mary Bitterman Mgmt For For For 1.3 Elect Mark Burak Mgmt For For For 1.4 Elect Michael Chun Mgmt For For For 1.5 Elect Clinton Churchill Mgmt For For For 1.6 Elect David Heenan Mgmt For For For 1.7 Elect Peter Ho Mgmt For For For 1.8 Elect Robert Huret Mgmt For For For 1.9 Elect Kent Lucien Mgmt For Withhold Against 1.10 Elect Martin Stein Mgmt For For For 1.11 Elect Donald Takaki Mgmt For Withhold Against 1.12 Elect Barbara Tanabe Mgmt For For For 1.13 Elect Robert Wo, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2004 Stock and Mgmt For For For Incentive Compensation Plan 5 Ratification of Auditor Mgmt For For For
Bank of Montreal Ticker Security ID: Meeting Date Meeting Status BMO CUSIP 063671101 03/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Astley Mgmt For For For 1.2 Elect David Beatty Mgmt For For For 1.3 Elect Sophie Brochu Mgmt For For For 1.4 Elect Robert Chevrier Mgmt For For For 1.5 Elect George Cope Mgmt For For For 1.6 Elect William Downe Mgmt For For For 1.7 Elect Christine Edwards Mgmt For For For 1.8 Elect Ronald Farmer Mgmt For For For 1.9 Elect David Galloway Mgmt For For For 1.10 Elect Harold Kvisle Mgmt For For For 1.11 Elect Bruce Mitchell Mgmt For For For 1.12 Elect Philip Orsino Mgmt For For For 1.13 Elect Martha Piper Mgmt For For For 1.14 Elect J. Robert Prichard Mgmt For For For 1.15 Elect Guylaine Saucier Mgmt For For For 1.16 Elect Don Wilson III Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendments to By-laws Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Shareholder Proposal Regarding A Mgmt Against Against For Critical Mass of Women on the Board 6 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 7 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 8 Shareholder Proposal Regarding Mgmt Against Against For Additional Information Regarding Peer Comparisons of Compensation
Barnes & Noble, Inc. Ticker Security ID: Meeting Date Meeting Status BKS CUSIP 067774109 09/28/2010 Unvoted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Burkle Mgmt N/A N/A N/A 1.2 Elect Stephen Bollenbach Mgmt N/A N/A N/A 1.3 Elect Michael McQuary Mgmt N/A N/A N/A 2 Ratification of Auditor Mgmt N/A N/A N/A 3 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Amendment to Poison Pill
Barnes & Noble, Inc. Ticker Security ID: Meeting Date Meeting Status BKS CUSIP 067774109 09/28/2010 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Riggio Mgmt For For For 1.2 Elect David Golden Mgmt For For For 1.3 Elect David Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Amendment to Poison Pill
BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For For For 1.5 Elect Ronald Deal Mgmt For Withhold Against 1.6 Elect J. Littleton Glover, Jr. Mgmt For Withhold Against 1.7 Elect Jane Helm Mgmt For For For 1.8 Elect John Howe, III Mgmt For For For 1.9 Elect Kelly King Mgmt For For For 1.10 Elect Valeria Lynch Lee Mgmt For For For 1.11 Elect J. Holmes Morrison Mgmt For For For 1.12 Elect Nido Qubein Mgmt For Withhold Against 1.13 Elect Thomas Skains Mgmt For For For 1.14 Elect Thomas Thompson Mgmt For For For 1.15 Elect Stephen Williams Mgmt For Withhold Against 2 Amendment to the short-term Mgmt For For For incentive plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Henry Becton, Jr. Mgmt For For For 1.3 Elect Edward DeGraan Mgmt For For For 1.4 Elect Claire Fraser-Liggett Mgmt For For For 1.5 Elect Christopher Jones Mgmt For For For 1.6 Elect Marshall Larsen Mgmt For For For 1.7 Elect Edward Ludwig Mgmt For For For 1.8 Elect Adel Mahmoud Mgmt For For For 1.9 Elect Gary Mecklenburg Mgmt For For For 1.10 Elect Cathy Minehan Mgmt For Withhold Against 1.11 Elect James Orr Mgmt For For For 1.12 Elect Willard Overlock, Jr. Mgmt For For For 1.13 Elect Bertram Scott Mgmt For For For 1.14 Elect Alfred Sommer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A Executive Compensation 5 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 6 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting
BHP Billiton Limited Ticker Security ID: Meeting Date Meeting Status BHP CUSIP 088606108 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Re-elect John Buchanan (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 3 Re-elect David Crawford (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 4 Re-elect Keith Rumble (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 5 Re-elect John Schubert (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 6 Re-elect Jacques Nasser (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 7 Elect Malcolm Broomhead (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 8 Elect Carolyn Hewson (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 12 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 13 Directors' Remuneration Report Mgmt For For For 14 Amendment to the Long-Term Incentive Mgmt For For For Plan 15 Equity Grant (CEO Marius Kloppers) Mgmt For For For 16 Adoption of New Constitution (BHP Mgmt For For For Billiton Limited) 17 Adoption of New Articles (BHP Mgmt For For For Billiton plc)
BlackRock Kelso Capital Corporation Ticker Security ID: Meeting Date Meeting Status BKCC CUSIP 092533108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jerrold Harris Mgmt For For For 2 Authorization to Sell Shares Below Mgmt For For For Net Asset Value 3 Authorization to Issue Warrants, Mgmt For For For Options or Rights 4 Ratification of Auditor Mgmt For For For
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Bristol-Myers Squibb Company Ticker Security ID: Meeting Date Meeting Status BMY CUSIP 110122108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lamberto Andreotti Mgmt For For For 2 Elect Lewis Campbell Mgmt For For For 3 Elect James Cornelius Mgmt For For For 4 Elect Louis Freeh Mgmt For Against Against 5 Elect Laurie Glimcher Mgmt For For For 6 Elect Michael Grobstein Mgmt For For For 7 Elect Leif Johansson Mgmt For For For 8 Elect Alan Lacy Mgmt For For For 9 Elect Vicki Sato Mgmt For For For 10 Elect Elliott Sigal Mgmt For For For 11 Elect Togo West, Jr. Mgmt For For For 12 Elect R. Sanders Williams Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints
Brookdale Senior Living Inc. Ticker Security ID: Meeting Date Meeting Status BKD CUSIP 112463104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wesley Edens Mgmt For Withhold Against 1.2 Elect Frank Bumstead Mgmt For For For 1.3 Elect W. E. Sheriff Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Brookfield Properties Corporation Ticker Security ID: Meeting Date Meeting Status BPO CUSIP 112900105 05/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase Board Size Mgmt For For For 2 Change of Company Name Mgmt For For For 3.1 Elect Gordon Arnell Mgmt For For For 3.2 Elect William Cahill Mgmt For For For 3.3 Elect Richard Clark Mgmt For For For 3.4 Elect Jack Cockwell Mgmt For For For 3.5 Elect Bruce Flatt Mgmt For For For 3.6 Elect Michael Hegarty Mgmt For For For 3.7 Elect F. McDonald Mgmt For For For 3.8 Elect Allan Olson Mgmt For For For 3.9 Elect Robert Stelzl Mgmt For For For 3.10 Elect Diana Taylor Mgmt For For For 3.11 Elect John E. Zuccotti Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Brown & Brown, Inc. Ticker Security ID: Meeting Date Meeting Status BRO CUSIP 115236101 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel Bell III Mgmt For For For 1.3 Elect Hugh Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Jr. Mgmt For For For 1.6 Elect Theodore Hoepner Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Timothy Main Mgmt For For For 1.9 Elect Wendell Reilly Mgmt For For For 1.10 Elect John Riedman Mgmt For Withhold Against 1.11 Elect Chilton Varner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Canadian Imperial Bank Of Commerce Ticker Security ID: Meeting Date Meeting Status CM CUSIP 136069101 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Brent Belzberg Mgmt For For For 2.2 Elect Gary Colter Mgmt For For For 2.3 Elect Dominic D'Alessandro Mgmt For For For 2.4 Elect Patrick Daniel Mgmt For For For 2.5 Elect Luc Desjardins Mgmt For For For 2.6 Elect Gordon Giffin Mgmt For For For 2.7 Elect Linda Hasenfratz Mgmt For For For 2.8 Elect Nicholas Le Pan Mgmt For For For 2.9 Elect John Manley Mgmt For For For 2.10 Elect Gerald McCaughey Mgmt For For For 2.11 Elect Jane Peverett Mgmt For For For 2.12 Elect Leslie Rahl Mgmt For Withhold Against 2.13 Elect Charles Sirois Mgmt For For For 2.14 Elect Robert Steacy Mgmt For For For 2.15 Elect Katharine Stevenson Mgmt For For For 2.16 Elect Ronald Tysoe Mgmt For Withhold Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding Mgmt Against For Against Abstention Option on Proxy 5 Shareholder Proposal Regarding Mgmt Against Against For Critical Mass of Women on Board 6 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 7 Shareholder Proposal Regarding the Mgmt Against Against For Abolition of Subsidaries and Branches in Tax Havens 8 Shareholder Proposal Regarding Mgmt Against Against For Additional Information on the Comparison of Compensation with Peers
Canon Incorporated Ticker Security ID: Meeting Date Meeting Status 7751 CUSIP 138006309 03/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt N/A For N/A 2.1 Elect Fujio Mitarai Mgmt For Withhold Against 2.2 Elect Tsuneji Uchida Mgmt For For For 2.3 Elect Toshizo Tanaka Mgmt For For For 2.4 Elect Toshiaki Ikoma Mgmt For For For 2.5 Elect Kunio Watanabe Mgmt For For For 2.6 Elect Yohroku Adachi Mgmt For For For 2.7 Elect Yasuo Mitsuhashi Mgmt For For For 2.8 Elect Tomonori Iwashita Mgmt For For For 2.9 Elect Masahiro Ohsawa Mgmt For For For 2.10 Elect Shigeyuki Matsumoto Mgmt For For For 2.11 Elect Katsuichi Shimizu Mgmt For For For 2.12 Elect Ryohichi Banba Mgmt For For For 2.13 Elect Toshio Honma Mgmt For For For 2.14 Elect Masaki Nakaoka Mgmt For For For 2.15 Elect Haruhisa Honda Mgmt For For For 2.16 Elect Hideki Ozawa Mgmt For For For 2.17 Elect Masaya Maeda Mgmt For For For 2.18 Elect Yasuhiro Tani Mgmt For For For 2.19 Elect Makoto Araki Mgmt For For For 3 Elect Tadashi Ohe Mgmt N/A For N/A 4 Bonus Mgmt N/A For N/A 5 Stock Option Plan Mgmt N/A For N/A
Capstead Mortgage Corporation Ticker Security ID: Meeting Date Meeting Status CMO CUSIP 14067E506 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Biegler Mgmt For For For 1.2 Elect Andrew Jacobs Mgmt For For For 1.3 Elect Gary Keiser Mgmt For For For 1.4 Elect Paul Low Mgmt For For For 1.5 Elect Christopher Mahowald Mgmt For For For 1.6 Elect Michael O'Neill Mgmt For For For 1.7 Elect Mark Whiting Mgmt For For For 2 Advisory Vote on the Company's Mgmt For For For Compensation Philosophy 3 Advisory Vote on the Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the Incentive Bonus Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Calhoun Mgmt For Withhold Against 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 11 Shareholder Proposal Regarding ShrHldr Against Against For Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHldr Against For Against Approval of Survivor Benefits (Golden Coffins)
Cenovus Energy Inc. Ticker Security ID: Meeting Date Meeting Status CVE CUSIP 15135U109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Patrick Daniel Mgmt For For For 1.3 Elect Ian Delaney Mgmt For Withhold Against 1.4 Elect Brian Ferguson Mgmt For For For 1.5 Elect Michael Grandin Mgmt For For For 1.6 Elect Valerie Nielsen Mgmt For For For 1.7 Elect Charles Rampacek Mgmt For For For 1.8 Elect Colin Taylor Mgmt For For For 1.9 Elect Wayne Thomson Mgmt For For For 2 Appointment of Auditor Mgmt For For For
CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Campbell Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect O. Holcombe Crosswell Mgmt For For For 4 Elect Michael Johnson Mgmt For For For 5 Elect Janiece Longoria Mgmt For For For 6 Elect David McClanahan Mgmt For For For 7 Elect Susan Rheney Mgmt For For For 8 Elect R. A. Walker Mgmt For For For 9 Elect Peter Wareing Mgmt For For For 10 Elect Sherman Wolff Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Approval of Performance Goals under Mgmt For For For the Short Term Incentive Plan 15 Amendment to the Stock Plan for Mgmt For For For Outside Directors
Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For Against Against 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHldr Against Against For Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHldr Against For Against Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHldr Against Against For Offshore Drilling Report
Chimera Investment Corporation Ticker Security ID: Meeting Date Meeting Status CIM CUSIP 16934Q109 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Donlin Mgmt For For For 1.2 Elect Mark Abrams Mgmt For For For 1.3 Elect Gerard Creagh Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Cinemark Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CNK CUSIP 17243V102 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Rosenberg Mgmt For For For 1.2 Elect Enrique Senior Mgmt For For For 1.3 Elect Donald Soderquist Mgmt For For For 1.4 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cintas Corporation Ticker Security ID: Meeting Date Meeting Status CTAS CUSIP 172908105 10/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gerald Adolph Mgmt For For For 2 Elect Richard Farmer Mgmt For For For 3 Elect Richard Farmer Mgmt For For For 4 Elect James Johnson Mgmt For For For 5 Elect Robert Kohlhepp Mgmt For Against Against 6 Elect David Phillips Mgmt For Against Against 7 Elect Joseph Scaminace Mgmt For For For 8 Elect Ronald Tysoe Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For
CNOOC Limited Ticker Security ID: Meeting Date Meeting Status 883 CUSIP 126132109 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect WANG Yilin Mgmt For For For 4 Elect LI Fanrong Mgmt For Against Against 5 Elect Lawrence J. LAU Mgmt For For For 6 Elect WANG Tao Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For Against Against
CNOOC Ltd. Ticker Security ID: Meeting Date Meeting Status 883 CUSIP 126132109 11/24/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-exempt Continuing Connected Mgmt For For For Transactions 2 Annual Caps Mgmt For For For
Cohen & Steers, Inc. Ticker Security ID: Meeting Date Meeting Status CNS CUSIP 19247A100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Martin Cohen Mgmt For For For 2 Elect Robert Steers Mgmt For For For 3 Elect Richard Bruce Mgmt For For For 4 Elect Peter Rhein Mgmt For For For 5 Elect Richard Simon Mgmt For Against Against 6 Elect Edmond Villani Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Companhia de Saneamento Basico do Estado de Sao Paulo SA Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 04/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Publication of Company Notices Mgmt For For For 4 Election of Directors; Supervisory Mgmt For Abstain Against Council and Remuneration Policy 5 Amendments to Articles Mgmt For For For
Companhia de Saneamento Basico do Estado de Sao Paulo SA Ticker Security ID: Meeting Date Meeting Status SBSP3 CUSIP 20441A102 08/09/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Implementation of New Employee Mgmt For For For Pension Plan
ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For Against Against 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Performance Mgmt For For For Incentive Plan 18 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding the ShrHldr Against Against For Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations
Consolidated Edison, Inc. Ticker Security ID: Meeting Date Meeting Status ED CUSIP 209115104 05/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kevin Burke Mgmt For For For 2 Elect Vincent Calarco Mgmt For For For 3 Elect George Campbell, Jr. Mgmt For Against Against 4 Elect Gordon Davis Mgmt For For For 5 Elect Michael Del Giudice Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect John Hennessy III Mgmt For For For 8 Elect Sally Hernandez Mgmt For For For 9 Elect John Killian Mgmt For For For 10 Elect Eugene McGrath Mgmt For For For 11 Elect Michael Ranger Mgmt For For For 12 Elect L. Frederick Sutherland Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Executive Compensation
Crane Co. Ticker Security ID: Meeting Date Meeting Status CR CUSIP 224399105 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Thayer Bigelow Mgmt For For For 2 Elect Philip Lochner, Jr. Mgmt For For For 3 Elect Ronald McKenna Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Annual Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cullen/Frost Bankers, Inc. Ticker Security ID: Meeting Date Meeting Status CFR CUSIP 229899109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Denny Alexander Mgmt For Withhold Against 1.2 Elect Carlos Alvarez Mgmt For For For 1.3 Elect Royce Caldwell Mgmt For For For 1.4 Elect Crawford Edwards Mgmt For For For 1.5 Elect Ruben Escobedo Mgmt For For For 1.6 Elect Richard Evans, Jr. Mgmt For For For 1.7 Elect Patrick Frost Mgmt For For For 1.8 Elect David Haemisegger Mgmt For For For 1.9 Elect Karen Jennings Mgmt For For For 1.10 Elect Richard Kleberg III Mgmt For For For 1.11 Elect Charles Matthews Mgmt For For For 1.12 Elect Ida Clement Steen Mgmt For For For 1.13 Elect Horace Wilkins, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Deluxe Corporation Ticker Security ID: Meeting Date Meeting Status DLX CUSIP 248019101 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Deutsche Telekom AG Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 251566105 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt N/A For N/A 2 Ratification of Management Board Acts Mgmt N/A For N/A 3 Postponement of the Ratification of Mgmt N/A For N/A the Acts of Klaus Zumwinkel 4 Ratification of Supervisory Board Mgmt N/A For N/A Acts 5 Appointment of Auditor; Appointment Mgmt N/A For N/A of Auditor for Interim Statements 6 Authority to Repurchase Shares Mgmt N/A For N/A 7 Elect Hubertus von Grunberg Mgmt N/A For N/A 8 Elect Bernhard Walter Mgmt N/A For N/A 9 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (T-Systems International) 10 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (DeTeFleetServices) 11 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (DFMG Holding) 12 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft) 13 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (Vivento Customer Services) 14 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (Vivento Technical Services) 15 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (Deutsche Telekom Accounting) 16 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (Deutsche Telekom Training) 17 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (Norma Telekommunikationsdienste) 18 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (DeTeAsia Holding) 19 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (Traviata Telekommunikationsdienste) 20 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (Scout24 Holding) 21 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (T-Mobile Woldwide Holding) 22 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (Telekom Deutschland) 23 Amendments to Profit and Loss Mgmt N/A For N/A Transfer Agreement (MagyarCom Holding) 24 Amendments to Corporate Purpose Mgmt N/A For N/A 25 Approval of Settlement Agreement Mgmt N/A For N/A with Kai-Uwe Ricke 26 Approval of Settlement Agreement Mgmt N/A For N/A with Klaus Zumwinkel
DHT Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status DHT CUSIP Y2065G105 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Einar Michael Steimler Mgmt For Withhold Against 1.2 Elect Robert Cowen Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2011 Incentive Compensation Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Diamond Offshore Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271C102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Tisch Mgmt For For For 2 Elect Lawrence Dickerson Mgmt For For For 3 Elect John Bolton Mgmt For For For 4 Elect Charles Fabrikant Mgmt For For For 5 Elect Paul Gaffney II Mgmt For For For 6 Elect Edward Grebow Mgmt For For For 7 Elect Herbert Hofmann Mgmt For For For 8 Elect Andrew Tisch Mgmt For For For 9 Elect Raymond Troubh Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
DTE Energy Company Ticker Security ID: Meeting Date Meeting Status DTE CUSIP 233331107 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lillian Bauder Mgmt For For For 1.2 Elect W. Frank Fountain, Jr. Mgmt For For For 1.3 Elect Mark Murray Mgmt For For For 1.4 Elect Josue Robles, Jr. Mgmt For For For 1.5 Elect James Vandenberghe Mgmt For For For 1.6 Elect David Brandon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Repeal of Classified Board Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report
Duke Realty Corporation Ticker Security ID: Meeting Date Meeting Status DRE CUSIP 264411505 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For
E. I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHldr Against Against For Comparison Between Executive and Employee Pay
EarthLink, Inc. Ticker Security ID: Meeting Date Meeting Status ELNK CUSIP 270321102 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3.1 Elect Susan Bowick Mgmt For For For 3.2 Elect Nathanial Davis Mgmt For For For 3.3 Elect S. Marce Fuller Mgmt For For For 3.4 Elect Rolla P. Huff Mgmt For For For 3.5 Elect David Koretz Mgmt For For For 3.6 Elect Thomas Wheeler Mgmt For For For 3.7 Elect M. Wayne Wisehart Mgmt For For For 3.8 Elect Nathanial Davis Mgmt For For For 3.9 Elect Rolla P. Huff Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 2011 Equity and Cash Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For Against Against
Eaton Corporation Ticker Security ID: Meeting Date Meeting Status ETN CUSIP 278058102 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Barrett Mgmt For For For 2 Elect Todd Bluedorn Mgmt For For For 3 Elect Ned Lautenbach Mgmt For For For 4 Elect Gregory Page Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Elimination of Cumulative Voting Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For Against Against 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Mgmt For For For Requirements 10 Executive Officer Incentive Plan Mgmt For For For
Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
Encana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505104 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Dea Mgmt For For For 1.2 Elect Randall Eresman Mgmt For For For 1.3 Elect Claire Farley Mgmt For For For 1.4 Elect Fred Fowler Mgmt For For For 1.5 Elect Barry Harrison Mgmt For For For 1.6 Elect Suzanne Nimocks Mgmt For For For 1.7 Elect David O'Brien Mgmt For For For 1.8 Elect Jane Peverett Mgmt For For For 1.9 Elect Allan Sawin Mgmt For For For 1.10 Elect Bruce Waterman Mgmt For For For 1.11 Elect Clayton Woitas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Enerplus Corporation Ticker Security ID: Meeting Date Meeting Status ERF CUSIP 292766102 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edwin Dodge Mgmt For For For 1.2 Elect Robert Hodgins Mgmt For Withhold Against 1.3 Elect Gordon Kerr Mgmt For For For 1.4 Elect Douglas Martin Mgmt For For For 1.5 Elect David O'Brien Mgmt For For For 1.6 Elect Elliott Pew Mgmt For For For 1.7 Elect Glen Roane Mgmt For Withhold Against 1.8 Elect W.C. (Mike) Seth Mgmt For For For 1.9 Elect Donald West Mgmt For For For 1.10 Elect Harry Wheeler Mgmt For For For 1.11 Elect Clayton Woitas Mgmt For For For 1.12 Elect Robert Zorich Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Enerplus Resources Fund Ticker Security ID: Meeting Date Meeting Status ERF CUSIP 29274D604 12/09/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Conversion to Corporation Mgmt For For For 2 Stock Option Plan Mgmt For For For 3 Shareholder Rights Plan Mgmt For For For
Enersis Ticker Security ID: Meeting Date Meeting Status ENERSIS CUSIP 29274F104 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For Abstain Against 4 Directors' Committee Fees and Budget Mgmt For Abstain Against 5 Appointment of Auditor Mgmt For Abstain Against 6 Appointment of Account Inspectors Mgmt For Abstain Against and Authority to Set Fees 7 Appointment of Risk Rating Agency Mgmt For Abstain Against 8 Investment and Finance Policy Mgmt For Abstain Against 9 Transaction of Other Business Mgmt For Against Against 10 Authority to Carry Out Formalities Mgmt For For For
Entertainment Properties Trust Ticker Security ID: Meeting Date Meeting Status EPR CUSIP 29380T105 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Brain Mgmt For For For 1.2 Elect Robert Druten Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 6 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHldr Against For Against Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHldr Against Against For Greenhouse Gas Emission Goals
F.N.B. Corporation Ticker Security ID: Meeting Date Meeting Status FNB CUSIP 302520101 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Henry Ekker Mgmt For For For 1.3 Elect Philip Gingerich Mgmt For For For 1.4 Elect Robert Goldstein Mgmt For For For 1.5 Elect Stephen Gurgovits Mgmt For For For 1.6 Elect Dawne Hickton Mgmt For For For 1.7 Elect David Malone Mgmt For For For 1.8 Elect D. Stephen Martz Mgmt For For For 1.9 Elect Harry Radcliffe Mgmt For For For 1.10 Elect Arthur Rooney II Mgmt For Withhold Against 1.11 Elect John Rose Mgmt For For For 1.12 Elect Stanton Sheetz Mgmt For For For 1.13 Elect William Strimbu Mgmt For For For 1.14 Elect Earl Wahl, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2007 Incentive Mgmt For For For Compensation Plan
Fifth Street Finance Corp. Ticker Security ID: Meeting Date Meeting Status FSC CUSIP 31678A103 03/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Brian Dunn Mgmt For Against Against 2 Elect Byron Haney Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Issuance of Warrants, Options or Mgmt For For For Rights to Subscribe to, Purchase or Convert to Common Stock
First Mercury Financial Corporation Ticker Security ID: Meeting Date Meeting Status FMR CUSIP 320841109 01/14/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
First Niagara Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status FNFG CUSIP 33582V108 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Baker Mgmt For For For 1.2 Elect G. Thomas Bowers Mgmt For For For 1.3 Elect William Jones Mgmt For For For 1.4 Elect Peter Robinson Mgmt For For For 2 Amendment to Classified Board Mgmt For For For 3 Amendment to Fair Price Provision Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
First Niagara Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status FNFG CUSIP 33582V108 12/20/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Firstenergy Corp. Ticker Security ID: Meeting Date Meeting Status FE CUSIP 337932107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Addison Mgmt For Withhold Against 1.2 Elect Anthony Alexander Mgmt For Withhold Against 1.3 Elect Michael Anderson Mgmt For Withhold Against 1.4 Elect Carol Cartwright Mgmt For Withhold Against 1.5 Elect William Cottle Mgmt For Withhold Against 1.6 Elect Robert Heisler, Jr. Mgmt For Withhold Against 1.7 Elect Julia Johnson Mgmt For For For 1.8 Elect Ted Kleisner Mgmt For For For 1.9 Elect Ernest Novak, Jr. Mgmt For Withhold Against 1.10 Elect Catherine Rein Mgmt For Withhold Against 1.11 Elect George Smart Mgmt For Withhold Against 1.12 Elect Wesley Taylor Mgmt For Withhold Against 1.13 Elect Jesse Williams, Sr. Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Right to Call a Special Mgmt For For For Meeting 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Report on Coal Combustion Waste 7 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding ShrHldr Against For Against Report on Coal Risk
Firstenergy Corp. Ticker Security ID: Meeting Date Meeting Status FE CUSIP 337932107 09/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
FirstMerit Corporation Ticker Security ID: Meeting Date Meeting Status FMER CUSIP 337915102 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Baer Mgmt For For For 1.2 Elect Karen Belden Mgmt For For For 1.3 Elect R. Cary Blair Mgmt For For For 1.4 Elect John Blickle Mgmt For For For 1.5 Elect Robert Briggs Mgmt For Withhold Against 1.6 Elect Richard Colella Mgmt For Withhold Against 1.7 Elect Gina France Mgmt For For For 1.8 Elect Paul Greig Mgmt For For For 1.9 Elect Terry Haines Mgmt For For For 1.10 Elect J. Michael Hochschwender Mgmt For For For 1.11 Elect Clifford Isroff Mgmt For For For 1.12 Elect Philip Lloyd, II Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Equity Incentive Plan Mgmt For Against Against
Foot Locker, Inc. Ticker Security ID: Meeting Date Meeting Status FL CUSIP 344849104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
France Telecom Ticker Security ID: Meeting Date Meeting Status FTE CUSIP 35177Q105 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Elect Bernard Dufau Mgmt For For For 6 Elect Helle Kristoffersen Mgmt For For For 7 Elect Muriel Penicaud Mgmt For For For 8 Elect Jean-Michel Severino Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 13 Authority to Increase Share Issuance Mgmt For For For Limit 14 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 15 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 16 Authority to Issue Shares to Holders Mgmt For For For of Orange SA Shares and Options 17 Authority to Issue Option-Based Mgmt For For For Liquidity Instruments to Holders of Orange SA Options 18 Global Ceiling on Increases in Mgmt For For For Capital 19 Authority to Issue Debt Instruments Mgmt For For For 20 Increase in Share Capital Through Mgmt For For For Capitalizations 21 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 22 Authority to Cancel Shares and Mgmt For For For Reduce Capital 23 Authority to Carry Out Formalities Mgmt For For For
Fresenius Medical Care AG & Co. KGaA Ticker Security ID: Meeting Date Meeting Status FME CUSIP 358029106 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of General Partner Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Compensation Policy Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Gerd Krick Mgmt For For For 8 Elect Dieter Schenk Mgmt For Against Against 9 Elect Bernd Fahrholz Mgmt For For For 10 Elect Walter Weisman Mgmt For For For 11 Elect William Johnston Mgmt For For For 12 Elect Rolf Classon Mgmt For For For 13 Supervisory Board Members' Fees Mgmt For Against Against 14 Stock Option Plan 2011; Cancellation Mgmt For For For of Conditional Capital 15 Authority to Repurchase Shares Mgmt For For For 16 Transaction of Other Business or Mgmt N/A Against N/A Shareholder Countermotions
Frontline Ltd. Ticker Security ID: Meeting Date Meeting Status FRO CUSIP G3682E127 09/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Frixos Savvides Mgmt For For For 4 Elect Tony Curry Mgmt For For For 5 Elect Cecilie Fredriksen Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Directors' Fees Mgmt For For For
GAMCO Investors, Inc. Ticker Security ID: Meeting Date Meeting Status GBL CUSIP 361438104 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edwin Artzt Mgmt For For For 1.2 Elect Raymond Avansino Mgmt For Withhold Against 1.3 Elect Richard Bready Mgmt For For For 1.4 Elect Mario Gabelli Mgmt For For For 1.5 Elect Eugene McGrath Mgmt For For For 1.6 Elect Robert Prather, Jr. Mgmt For For For 1.7 Elect Elisa Wilson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Re-Approval of the Amended Mgmt For For For Employment Agreement with Mario J. Gabelli 6 Reclassification of Class B Stock Mgmt N/A For N/A
Garmin Ltd. Ticker Security ID: Meeting Date Meeting Status GRMN CUSIP H2906T109 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Financial Statements Mgmt For For For 2 Discharge of the Board of Directors Mgmt For For For and Executive Officers 3.1 Elect Donald Eller Mgmt For Withhold Against 3.2 Elect Clifton Pemble Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 2011 Non-employee Directors' Equity Mgmt For For For Incentive Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Genco Shipping & Trading Limited Ticker Security ID: Meeting Date Meeting Status GNK CUSIP Y2685T107 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Georgiopoulos Mgmt For For For 1.2 Elect Stephen Kaplan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For Against Against 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 Shareholder Proposal Cumulative ShrHldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHldr Against Against For Transparency in Animal Research
Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Holder Mgmt For For For 1.6 Elect John Johns Mgmt For For For 1.7 Elect Michael Johns Mgmt For For For 1.8 Elect J. Hicks Lanier Mgmt For For For 1.9 Elect Robert Loudermilk, Jr. Mgmt For For For 1.10 Elect Wendy Needham Mgmt For For For 1.11 Elect Jerry Nix Mgmt For Withhold Against 1.12 Elect Gary Rollins Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
Glaxosmithkline plc Ticker Security ID: Meeting Date Meeting Status GSK CUSIP 37733W105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Simon Dingemans Mgmt For For For 4 Elect Stacey Cartwright Mgmt For For For 5 Elect Judy Lewent Mgmt For For For 6 Elect Sir Christopher Gent Mgmt For Against Against 7 Elect Andrew Witty Mgmt For For For 8 Elect Sir Roy Anderson Mgmt For For For 9 Elect Stephanie Burns Mgmt For For For 10 Elect H. Lawrence Culp Mgmt For Against Against 11 Elect Sir Crispin Davis Mgmt For For For 12 Elect Sir Deryck Maughan Mgmt For Against Against 13 Elect James Murdoch Mgmt For Against Against 14 Elect Daniel Podolsky Mgmt For For For 15 Elect Moncef Slaoui Mgmt For For For 16 Elect Tom de Swaan Mgmt For Against Against 17 Elect Sir Robert Wilson Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Authority to Repurchase Shares Mgmt For For For 24 Exemption from Statement of Senior Mgmt For For For Auditor's Name 25 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
Grupo Aeroportuario Del Pacifico SAB de CV Ticker Security ID: Meeting Date Meeting Status GAP.B CUSIP 400506101 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reports Mgmt For For For 2 Accounts Mgmt For For For 3 Allocation of Profits Mgmt For For For 4 Allocation of Dividends Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Election of Directors - Class B Mgmt For Against Against 7 Election of Directors - Class B Mgmt For Against Against 8 Election of Directors - Class B Mgmt For Against Against 9 Elect Guillermo Diaz de Rivera as Mgmt For Against Against Board Chairman 10 Directors' Fees Mgmt For For For 11 Elect Francisco Glennie y Graue as Mgmt For Against Against Committee Member 12 Election of Audit and Governance Mgmt For Against Against Committee Chair 13 Authority to Carry Out Formalities Mgmt For For For
Grupo Aeroportuario Del Pacifico SAB de CV Ticker Security ID: Meeting Date Meeting Status GAP.B CUSIP 400506101 07/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Special Dividend via Reduction of Mgmt For For For Share Capital 2 Amendments to Articles Mgmt For Abstain Against 3 Ratification of Election of Seven Mgmt For Against Against Independent Directors 4 Elect Guillermo Diaz de Rivera Mgmt For Against Against Alvarez as Chairman 5 Elect Francisco Glennie y Graue as Mgmt For Against Against Member of the Remuneration and Nominating Committee 6 Elect Jose Manuel Rincon Gallardo Mgmt For Against Against Puron as Chairman of Audit Committee 7 Authority to Repurchase Shares Mgmt For Against Against
Grupo Aeroportuario Del Pacifico SAB de CV Ticker Security ID: Meeting Date Meeting Status GAP.B CUSIP 400506101 09/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Election of Directors Mgmt For Against Against
H.J. Heinz Company Ticker Security ID: Meeting Date Meeting Status HNZ CUSIP 423074103 08/31/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Johnson Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Leonard Coleman, Jr. Mgmt For For For 4 Elect John Drosdick Mgmt For For For 5 Elect Edith Holiday Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Dean O'Hare Mgmt For For For 8 Elect Nelson Peltz Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Lynn Swann Mgmt For For For 11 Elect Thomas Usher Mgmt For For For 12 Elect Michael Weinstein Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent
Hancock Holding Company Ticker Security ID: Meeting Date Meeting Status HBHC CUSIP 410120109 03/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Bertucci Mgmt For For For 1.2 Elect Carl Chaney Mgmt For For For 1.3 Elect Thomas Olinde Mgmt For For For 1.4 Elect John Pace Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Hancock Holding Company Ticker Security ID: Meeting Date Meeting Status HBHC CUSIP 410120109 04/29/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Hatteras Financial Corp. Ticker Security ID: Meeting Date Meeting Status HTS CUSIP 41902R103 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Hough Mgmt For For For 1.2 Elect Benjamin Hough Mgmt For For For 1.3 Elect David Berson Mgmt For For For 1.4 Elect Ira Kawaller Mgmt For For For 1.5 Elect Jeffrey Miller Mgmt For For For 1.6 Elect Thomas Wren Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
HCP, Inc. Ticker Security ID: Meeting Date Meeting Status HCP CUSIP 40414L109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Flaherty III Mgmt For For For 2 Elect Christine Garvey Mgmt For For For 3 Elect David Henry Mgmt For For For 4 Elect Lauralee Martin Mgmt For For For 5 Elect Michael McKee Mgmt For For For 6 Elect Peter Rhein Mgmt For For For 7 Elect Kenneth Roath Mgmt For For For 8 Elect Richard Rosenberg Mgmt For For For 9 Elect Joseph Sullivan Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Health Care Reit, Inc. Ticker Security ID: Meeting Date Meeting Status HCN CUSIP 42217K106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Peter Grua Mgmt For For For 3 Elect R. Scott Trumbull Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Increase of Authorized Common Stock Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Heartland Express, Inc. Ticker Security ID: Meeting Date Meeting Status HTLD CUSIP 422347104 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Russell Gerdin Mgmt For For For 1.2 Elect Michael Gerdin Mgmt For For For 1.3 Elect Richard Jacobson Mgmt For Withhold Against 1.4 Elect Benjamin Allen Mgmt For For For 1.5 Elect Lawrence Crouse Mgmt For For For 1.6 Elect James Pratt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Himax Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status HIMX CUSIP 43289P106 09/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Election of Directors (Slate) Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Hitachi Limited Ticker Security ID: Meeting Date Meeting Status 6501 CUSIP 433578507 06/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Takashi Kawamura Mgmt For For For 2 Elect Yoshie Ohta Mgmt For For For 3 Elect Mitsuo Ohhashi Mgmt For For For 4 Elect Nobuo Katsumata Mgmt For For For 5 Elect Tohru Motobayashi Mgmt For For For 6 Elect Isao Ono Mgmt For For For 7 Elect Stephen Gomersall Mgmt For For For 8 Elect Tadamichi Sakiyama Mgmt For Against Against 9 Elect Masaharu Sumikawa Mgmt For For For 10 Elect Hiroaki Nakanishi Mgmt For Against Against 11 Elect Michiharu Nakamura Mgmt For For For 12 Elect Takashi Hatchohji Mgmt For For For 13 Elect Takashi Miyoshi Mgmt For For For 14 Shareholder Proposal Regarding Mgmt Against Against For Removal of a Director
Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting
HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CUSIP 404280406 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Safra Catz Mgmt For For For 4 Elect Laura CHA May Lung Mgmt For For For 5 Elect Marvin CHEUNG Kin Tung Mgmt For For For 6 Elect John Coombe Mgmt For For For 7 Elect Rona Fairhead Mgmt For For For 8 Elect Douglas Flint Mgmt For For For 9 Elect Alexander Flockhart Mgmt For For For 10 Elect Stuart Gulliver Mgmt For For For 11 Elect James Hughes-Hallett Mgmt For For For 12 Elect Sam Laidlaw Mgmt For For For 13 Elect J. Rachel Lomax Mgmt For For For 14 Elect Iain Mackay Mgmt For For For 15 Elect Gwyn Morgan Mgmt For Against Against 16 Elect Narayana Murthy Mgmt For For For 17 Elect Simon Robertson Mgmt For For For 18 Elect John Thornton Mgmt For Against Against 19 Elect Sir Brian Williamson Mgmt For For For 20 Appointment of Auditor and Authority Mgmt For For For to Set Fees 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Share Plan 2011 Mgmt For Against Against 24 Directors' Fees Mgmt For For For 25 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
Hubbell Incorporated Ticker Security ID: Meeting Date Meeting Status HUB.A CUSIP 443510201 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Powers Mgmt For For For 1.2 Elect Lynn Good Mgmt For For For 1.3 Elect Anthony Guzzi Mgmt For For For 1.4 Elect Neal Keating Mgmt For For For 1.5 Elect Andrew McNally, IV Mgmt For For For 1.6 Elect G. Jackson Ratcliffe Mgmt For For For 1.7 Elect Carlos Rodriguez Mgmt For For For 1.8 Elect Richard Swift Mgmt For For For 1.9 Elect Daniel Van Riper Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Hudson City Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status HCBK CUSIP 443683107 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ronald Hermance, Jr. Mgmt For For For 2 Elect William Bardel Mgmt For For For 3 Elect Scott Belair Mgmt For For For 4 Elect Cornelius Golding Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Stock Incentive Plan Mgmt For Against Against 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
Hutchison Telecommunicatio ns Hong Kong Holdings Limited Ticker Security ID: Meeting Date Meeting Status 215 CUSIP 44841V102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Canning FOK Kin Ning Mgmt For Against Against 4 Elect Dominic LAI Kai Ming Mgmt For For For 5 Elect Henry CHEONG Ying Chew Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Repurchased Shares Mgmt For Against Against
IBERIABANK Corporation Ticker Security ID: Meeting Date Meeting Status IBKC CUSIP 450828108 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Harry Barton, Jr. Mgmt For For For 1.2 Elect E. Stewart Shea III Mgmt For For For 1.3 Elect David Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2010 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Crown Mgmt For For For 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Kevin Warren Mgmt For For For 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Mgmt For For For Incentive Plan
Infosys Technologies Limited Ticker Security ID: Meeting Date Meeting Status INFOSYS CUSIP 456788108 06/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Srinath Batni Mgmt For For For 4 Elect Sridar Iyegar Mgmt For For For 5 Elect Deepak Satwalekar Mgmt For For For 6 Elect Omkar Goswami Mgmt For For For 7 Retirement of K. Dinesh Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Elect Ramaswami Seshasayee Mgmt For For For 10 Elect Ravi Venkatesan Mgmt For For For 11 Appointment of S. Gopalakrishnan as Mgmt For For For Wholetime Director; Approval of Compensation 12 Appointment of S.D. Shibulal as CEO Mgmt For For For and Managing Director; Approval of Compensation 13 Change in Company Name Mgmt For For For
Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For Against Against 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 13 Amendment to the 2006 Stock Purchase Mgmt For For For Plan 14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Intercontinental Hotels Group PLC Ticker Security ID: Meeting Date Meeting Status IHG CUSIP 45857P301 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect James Abrahamson Mgmt For For For 5 Elect Kirk Kinsell Mgmt For For For 6 Elect Graham Allan Mgmt For For For 7 Elect Andrew Cosslett Mgmt For For For 8 Elect David Kappler Mgmt For For For 9 Elect Ralph Kugler Mgmt For For For 10 Elect Jennifer Laing Mgmt For For For 11 Elect Jonathan Linen Mgmt For For For 12 Elect Richard Solomons Mgmt For For For 13 Elect David Webster Mgmt For For For 14 Elect Ying Yeh Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
Intersil Corporation Ticker Security ID: Meeting Date Meeting Status ISIL CUSIP 46069S109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Bell Mgmt For For For 2 Elect Robert Conn Mgmt For For For 3 Elect James Diller Mgmt For For For 4 Elect Gary Gist Mgmt For For For 5 Elect Mercedes Johnson Mgmt For For For 6 Elect Gregory Lang Mgmt For For For 7 Elect Jan Peeters Mgmt For For For 8 Elect Robert Pokelwaldt Mgmt For For For 9 Elect James Urry Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2008 Equity Mgmt For For For Compensation Plan 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
iPass Inc. Ticker Security ID: Meeting Date Meeting Status IPAS CUSIP 46261V108 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Beletic Mgmt For For For 1.2 Elect Peter Clapman Mgmt For For For 1.3 Elect Gary Griffiths Mgmt For For For 1.4 Elect Evan Kaplan Mgmt For For For 1.5 Elect Samuel Schwerin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Reverse Stock Split Mgmt For For For
J.C. Penney Company, Inc. Ticker Security ID: Meeting Date Meeting Status JCP CUSIP 708160106 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ackman Mgmt For For For 2 Elect Colleen Barrett Mgmt For Against Against 3 Elect Thomas Engibous Mgmt For For For 4 Elect Kent Foster Mgmt For For For 5 Elect Geraldine Laybourne Mgmt For Against Against 6 Elect Burl Osborne Mgmt For Against Against 7 Elect Leonard Roberts Mgmt For For For 8 Elect Steven Roth Mgmt For For For 9 Elect Javier Teruel Mgmt For For For 10 Elect R. Gerald Turner Mgmt For Against Against 11 Elect Mary Beth West Mgmt For For For 12 Elect Myron Ullman III Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Elimination of Supermajority Mgmt For For For Requirement 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Jabil Circuit, Inc. Ticker Security ID: Meeting Date Meeting Status JBL CUSIP 466313103 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Lavitt Mgmt For Withhold Against 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Award and Incentive Plan Mgmt For For For 4 Short-Term Incentive Plan Mgmt For For For 5 2011 Employee Stock Purchase Plan Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For Against Against 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For Against Against 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For Against Against 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For Against Against 9 Elect Charles Prince Mgmt For Against Against 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHldr Against Against For Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For Against Against 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For Against Against 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 18 Shareholder Proposal Regarding ShrHldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHldr Against Against For Independent Lead Director
Kimberly-Clark Corporation Ticker Security ID: Meeting Date Meeting Status KMB CUSIP 494368103 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Alm Mgmt For For For 2 Elect John Bergstrom Mgmt For For For 3 Elect Abelardo Bru Mgmt For For For 4 Elect Robert Decherd Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Mae Jemison Mgmt For For For 7 Elect James Jenness Mgmt For For For 8 Elect Nancy Karch Mgmt For For For 9 Elect Ian Read Mgmt For For For 10 Elect Linda Johnson Rice Mgmt For For For 11 Elect Marc Shapiro Mgmt For For For 12 Elect G. Craig Sullivan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Outside Directors' Compensation Mgmt For For For Plan 15 2011 Equity Participation Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Knightsbridge Tankers Limited Ticker Security ID: Meeting Date Meeting Status VLCCF CUSIP G5299G106 09/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ola Lorentzon Mgmt For Against Against 2 Elect Douglas Wolcott Mgmt For For For 3 Elect David White Mgmt For Against Against 4 Elect Hans Petter Aas Mgmt For For For 5 Elect Herman Billung Mgmt For Abstain Against 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Directors' Fees Mgmt For For For
Kraft Foods Inc. Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajay Banga Mgmt For For For 2 Elect Myra Hart Mgmt For Against Against 3 Elect Peter Henry Mgmt For For For 4 Elect Lois Juliber Mgmt For Against Against 5 Elect Mark Ketchum Mgmt For Against Against 6 Elect Richard Lerner Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect John Pope Mgmt For For For 9 Elect Fedric Reynolds Mgmt For For For 10 Elect Irene Rosenfeld Mgmt For For For 11 Elect Jean-Francois van Boxmeer Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For
Learning Tree International, Inc. Ticker Security ID: Meeting Date Meeting Status LTRE CUSIP 522015106 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Schacht Mgmt For For For 1.2 Elect Howard Bain, III Mgmt For Withhold Against 1.3 Elect Curtis Hessler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Leggett & Platt, Incorporated Ticker Security ID: Meeting Date Meeting Status LEG CUSIP 524660107 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For Against Against 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
Limited Brands, Inc. Ticker Security ID: Meeting Date Meeting Status LTD CUSIP 532716107 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donna James Mgmt For For For 2 Elect Jeffrey Miro Mgmt For For For 3 Elect Raymond Zimmerman Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Stock Option Performance and Mgmt For For For Incentive Plan 6 2011 Cash Incentive Compensation Mgmt For For For Performance Plan 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
Linear Technology Corp. Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 04/29/2011 Unvoted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 PLEASE REVIEW THE MATERIAL LINKS FOR Mgmt For N/A N/A ACCESS TO THE LINEAR LEGAL DOCUMENT. THIS IS NOT A VOTEABLE EVENT.
Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Swanson, Jr. Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 1.3 Elect Arthur Agnos Mgmt For For For 1.4 Elect John Gordon Mgmt For For For 1.5 Elect David Lee Mgmt For Withhold Against 1.6 Elect Richard Moley Mgmt For Withhold Against 1.7 Elect Thomas Volpe Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Lorillard, Inc. Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dianne Blixt Mgmt For For For 1.2 Elect David Dangoor Mgmt For For For 1.3 Elect Murray Kessler Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Abstain For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
Manulife Financial Corporation Ticker Security ID: Meeting Date Meeting Status MFC CUSIP 56501R106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Linda Bammann Mgmt For For For 1.2 Elect Joseph Caron Mgmt For For For 1.3 Elect John Cassaday Mgmt For For For 1.4 Elect Gail Cook-Bennett Mgmt For For For 1.5 Elect Thomas d'Aquino Mgmt For For For 1.6 Elect Richard DeWolfe Mgmt For For For 1.7 Elect Robert Dineen, Jr. Mgmt For For For 1.8 Elect Donald Guloien Mgmt For For For 1.9 Elect Scott Hand Mgmt For For For 1.10 Elect Robert Harding Mgmt For For For 1.11 Elect Luther Helms Mgmt For For For 1.12 Elect Donald Lindsay Mgmt For For For 1.13 Elect Lorna Marsden Mgmt For For For 1.14 Elect John Palmer Mgmt For For For 1.15 Elect Hugh Sloan, Jr. Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Shareholder Proposal Regarding Mgmt Against Against For Critical Mass of Women on Board 5 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios
Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Pierre Brondeau Mgmt For For For 3 Elect Clarence Cazalot, Jr. Mgmt For For For 4 Elect David Daberko Mgmt For Against Against 5 Elect William Davis, III Mgmt For Against Against 6 Elect Shirley Jackson Mgmt For For For 7 Elect Philip Lader Mgmt For Against Against 8 Elect Charles Lee Mgmt For For For 9 Elect Michael Phelps Mgmt For Against Against 10 Elect Dennis Reilley Mgmt For Against Against 11 Elect Seth Schofield Mgmt For Against Against 12 Elect John Snow Mgmt For Against Against 13 Elect Thomas Usher Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the Right to Call a Mgmt For For For Special Meeting 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report
Masimo Corporation Ticker Security ID: Meeting Date Meeting Status MASI CUSIP 574795100 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Barker Mgmt For For For 1.2 Elect Sanford Fitch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For Withhold Against 1.3 Elect James Bergman Mgmt For Withhold Against 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For Withhold Against 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan
McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Arnold Mgmt For For For 2 Elect Richard Lenny Mgmt For For For 3 Elect Cary McMillan Mgmt For For For 4 Elect Sheila Penrose Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Elimination of Super-majority Mgmt For For For Requirement in Article Regarding Transactions with Interested Shareholders 10 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding the Removal of Directors 11 Elimination of Supermajority Mgmt For For For Requirement in Article Regarding Shareholder Action 12 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 13 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 14 Shareholder Proposal Regarding ShrHldr Against Against For Report on Childhood Obesity 15 Shareholder Proposal Regarding ShrHldr Against Against For Beverage Containers
MeadWestvaco Corporation Ticker Security ID: Meeting Date Meeting Status MWV CUSIP 583334107 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Campbell Mgmt For For For 2 Elect Thomas Cole, Jr. Mgmt For For For 3 Elect James Kaiser Mgmt For For For 4 Elect Richard Kelson Mgmt For For For 5 Elect James Kilts Mgmt For For For 6 Elect Susan Kropf Mgmt For For For 7 Elect Douglas Luke Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Robert McCormack Mgmt For For For 10 Elect Timothy Powers Mgmt For For For 11 Elect Jane Warner Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2005 Performance Mgmt For For For Incentive Plan 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Medical Properties Trust, Inc. Ticker Security ID: Meeting Date Meeting Status MPW CUSIP 58463J304 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect G. Steven Dawson Mgmt For For For 1.3 Elect R. Steven Hamner Mgmt For Withhold Against 1.4 Elect Robert Holmes Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect William McKenzie Mgmt For For For 1.7 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For For For 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Microchip Technology Incorporated Ticker Security ID: Meeting Date Meeting Status MCHP CUSIP 595017104 08/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steve Sanghi Mgmt For For For 1.2 Elect Albert Hugo-Martinez Mgmt For For For 1.3 Elect L. B. Day Mgmt For For For 1.4 Elect Matthew Chapman Mgmt For For For 1.5 Elect Wade Meyercord Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CUSIP 606822104 06/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Takamune Okihara Mgmt For For For 3 Elect Kinya Okauchi Mgmt For For For 4 Elect Katsunori Nagayasu Mgmt For For For 5 Elect Tatsuo Tanaka Mgmt For For For 6 Elect Nobuyuki Hirano Mgmt For For For 7 Elect Taihei Yuki Mgmt For For For 8 Elect Ichiroh Hamakawa Mgmt For For For 9 Elect Masao Hasegawa Mgmt For For For 10 Elect Toshiroh Toyoizumi Mgmt For For For 11 Elect Shunsuke Teraoka Mgmt For For For 12 Elect Tatsuo Wakabayashi Mgmt For For For 13 Elect Takashi Oyamada Mgmt For For For 14 Elect Hiroyuki Noguchi Mgmt For For For 15 Elect Ryuji Araki Mgmt For For For 16 Elect Kazuhiro Watanabe Mgmt For For For 17 Elect Takuma Ohtoshi Mgmt For For For 18 Elect Takehiko Nemoto Mgmt For For For
Mizuho Financial Group Inc Ticker Security ID: Meeting Date Meeting Status 8411 CUSIP 60687Y109 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Yasuhiro Satoh Mgmt For For For 4 Elect Junichi Nishizawa Mgmt For For For 5 Elect Mitsuaki Tsuchiya Mgmt For For For 6 Elect Masaaki Kohno Mgmt For For For 7 Elect Akihiko Nomiyama Mgmt For For For 8 Elect Mitsuo Ohhashi Mgmt For For For 9 Elect Kanemitsu Anraku Mgmt For For For 10 Elect Yoshinobu Shigeji Mgmt For For For 11 Elect Toshinari Iyoda Mgmt For For For 12 Elect Isao Imai Mgmt For For For 13 Shareholder Proposal Regarding Mgmt Against Against For Preparation of Evaluation Report 14 Shareholder Proposal Regarding Mgmt Against Against For Investigation Committee on Corporate Evaluations 15 Shareholder Proposal Regarding Mgmt Against Against For Exercise of Voting Rights 16 Shareholder Proposal Regarding Mgmt Against For Against Compensation Disclosure 17 Shareholder Proposal Regarding Mgmt Against Against For Prevention of Computer System Failures 18 Shareholder Proposal Regarding Text Mgmt Against For Against of Shareholder Proposals
Molex Incorporated Ticker Security ID: Meeting Date Meeting Status MOLX CUSIP 608554101 10/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Birck Mgmt For For For 1.2 Elect Anirudh Dhebar Mgmt For For For 1.3 Elect Frederick Krehbiel Mgmt For For For 1.4 Elect Martin Slark Mgmt For For For 2 Ratification of Auditor Mgmt For For For
MSC Industrial Direct Co., Inc. Ticker Security ID: Meeting Date Meeting Status MSM CUSIP 553530106 01/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mitchell Jacobson Mgmt For For For 1.2 Elect David Sandler Mgmt For For For 1.3 Elect Charles Boehlke Mgmt For Withhold Against 1.4 Elect Jonathan Byrnes Mgmt For For For 1.5 Elect Roger Fradin Mgmt For For For 1.6 Elect Erik Gershwind Mgmt For For For 1.7 Elect Louise Goeser Mgmt For For For 1.8 Elect Denis Kelly Mgmt For For For 1.9 Elect Philip Peller Mgmt For For For 2 Amendment to the 2005 Omnibus Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
National Grid plc Ticker Security ID: Meeting Date Meeting Status NG CUSIP 636274300 07/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir John Parker Mgmt For Against Against 4 Elect Steven Holliday Mgmt For For For 5 Elect Kenneth Harvey Mgmt For For For 6 Elect Steve Lucas Mgmt For For For 7 Elect Stephen Pettit Mgmt For For For 8 Elect Nick Winser Mgmt For For For 9 Elect George Rose Mgmt For Against Against 10 Elect Thomas King Mgmt For For For 11 Elect Maria Richter Mgmt For For For 12 Elect John Allan Mgmt For For For 13 Elect Linda Adamany Mgmt For For For 14 Elect Mark Fairbairn Mgmt For For For 15 Elect Philip Aiken Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Directors' Remuneration Report Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days
National Presto Industries, Inc. Ticker Security ID: Meeting Date Meeting Status NPK CUSIP 637215104 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randy Lieble Mgmt For Withhold Against 1.2 Elect Joseph Stienessen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Nelnet, Inc. Ticker Security ID: Meeting Date Meeting Status NNI CUSIP 64031N108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dunlap Mgmt For For For 2 Elect Stephen Butterfield Mgmt For For For 3 Elect James Abel Mgmt For For For 4 Elect Kathleen Farrell Mgmt For For For 5 Elect Thomas Henning Mgmt For For For 6 Elect Brian O'Connor Mgmt For For For 7 Elect Kimberly Rath Mgmt For For For 8 Elect Michael Reardon Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
New York Community Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status NYB CUSIP 649445103 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dominick Ciampa Mgmt For For For 1.2 Elect William Frederick Mgmt For For For 1.3 Elect Max Kupferberg Mgmt For For For 1.4 Elect Spiros Voutsinas Mgmt For For For 1.5 Elect Robert Wann Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Management Mgmt For For For Incentive Compensation Plan 4 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Nippon Telegraph And Telephone Corporation Ticker Security ID: Meeting Date Meeting Status 9432 CUSIP 654624105 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shunsuke Amiya Mgmt For For For 3 Elect Yoshitaka Makitani Mgmt For For For 4 Elect Shigeru Iwamoto Mgmt For For For 5 Elect Tohru Motobayashi Mgmt For For For 6 Elect Michiko Tomonaga Mgmt For For For
Nissan Motor Co Ltd Ticker Security ID: Meeting Date Meeting Status 7201 CUSIP 654744408 06/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Stock Option Plan Mgmt For For For 3.1 Elect Carlos Ghosn Mgmt For Withhold Against 3.2 Elect Toshiyuki Shiga Mgmt For For For 3.3 Elect Hiroto Saikawa Mgmt For For For 3.4 Elect Colin Dodge Mgmt For For For 3.5 Elect Mitsuhiko Yamashita Mgmt For For For 3.6 Elect Carlos Tavares Mgmt For For For 3.7 Elect Hidetoshi Imazu Mgmt For For For 3.8 Elect Jean-Baptiste Duzan Mgmt For For For 3.9 Elect Katsumi Nakamura Mgmt For For For
Nokia Oyj Ticker Security ID: Meeting Date Meeting Status NOK1V CUSIP 654902204 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Stephen Elop Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Per Karlsson Mgmt For For For 6.5 Elect Jouko Karvinen Mgmt For For For 6.6 Elect Finn Helge Lund Mgmt For For For 6.7 Elect Isabel Marey-Semper Mgmt For For For 6.8 Elect Jorma Ollila Mgmt For For For 6.9 Elect Marjorie Scardino Mgmt For For For 6.10 Elect Risto Siilasmaa Mgmt For For For 6.11 Elect Kari Stadigh Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Stock Option Program 2011 Mgmt For For For
Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For Against Against 3 Elect Victor Fazio Mgmt For Against Against 4 Elect Donald Felsinger Mgmt For Against Against 5 Elect Stephen Frank Mgmt For Against Against 6 Elect Bruce Gordon Mgmt For Against Against 7 Elect Madeleine Kleiner Mgmt For For For 8 Elect Karl Krapek Mgmt For Against Against 9 Elect Richard Myers Mgmt For Against Against 10 Elect Aulana Peters Mgmt For Against Against 11 Elect Kevin Sharer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Stock Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 17 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent
NTELOS Holdings Corp. Ticker Security ID: Meeting Date Meeting Status NTLS CUSIP 67020Q107 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Biltz Mgmt For Withhold Against 1.2 Elect Steven Felsher Mgmt For For For 1.3 Elect Robert Guth Mgmt For For For 1.4 Elect Daniel Heneghan Mgmt For Withhold Against 1.5 Elect Michael Huber Mgmt For For For 1.6 Elect James Hyde Mgmt For For For 1.7 Elect Julia North Mgmt For Withhold Against 1.8 Elect Jerry Vaughn Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Stock Mgmt For For For 5 Reverse Stock Split Mgmt For For For 6 Ratification of Auditor Mgmt For Against Against
NTT DoCoMo Incorporated Ticker Security ID: Meeting Date Meeting Status 9437 CUSIP 62942M201 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt N/A For N/A 2 Amendments to Articles Mgmt N/A For N/A 3 Election of Directors Mgmt N/A For N/A 4 Election of Statutory Auditors Mgmt N/A Against N/A
Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Browning Mgmt For Withhold Against 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Christopher Kearney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman
NutriSystem, Inc. Ticker Security ID: Meeting Date Meeting Status NTRI CUSIP 67069D108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bernstock Mgmt For Withhold Against 1.2 Elect Michael Devine, III Mgmt For For For 1.3 Elect Laura Lang Mgmt For For For 1.4 Elect Theodore Leonisis Mgmt For For For 1.5 Elect Warren Musser Mgmt For For For 1.6 Elect Joseph Redling Mgmt For For For 1.7 Elect Brian Tierney Mgmt For Withhold Against 1.8 Elect Stephen Zarrilli Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
NYSE Euronext Ticker Security ID: Meeting Date Meeting Status NYX CUSIP 629491101 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andre Bergen Mgmt For For For 2 Elect Ellyn Brown Mgmt For For For 3 Elect Marshall Carter Mgmt For For For 4 Elect Dominique Cerutti Mgmt For For For 5 Elect Patricia Cloherty Mgmt For For For 6 Elect George Cox Mgmt For For For 7 Elect Sylvain Hefes Mgmt For For For 8 Elect Jan-Michiel Hessels Mgmt For For For 9 Elect Duncan McFarland Mgmt For For For 10 Elect James McNulty Mgmt For Against Against 11 Elect Duncan Niederauer Mgmt For For For 12 Elect Ricardo Espirito Santo Salgado Mgmt For For For 13 Elect Robert Scott Mgmt For For For 14 Elect Jackson Tai Mgmt For For For 15 Elect Rijnhard van Tets Mgmt For For For 16 Elect Brian Williamson Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Amendment to Supermajority Mgmt For For For Requirement 19 Advisory Vote on Executive Mgmt For Against Against Compensation 20 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A Executive Compensation 21 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 22 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent
ONEOK, Inc. Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect Bert Mackie Mgmt For For For 6 Elect Jim Mogg Mgmt For For For 7 Elect Pattye Moore Mgmt For For For 8 Elect Gary Parker Mgmt For For For 9 Elect Eduardo Rodriguez Mgmt For For For 10 Elect Gerald Smith Mgmt For For For 11 Elect David Tippeconnic Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Orix Corporation Ticker Security ID: Meeting Date Meeting Status 8591 CUSIP 686330101 06/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2.1 Elect Yoshihiko Miyauchi Mgmt For For For 2.2 Elect Makoto Inoue Mgmt For For For 2.3 Elect Haruyuki Urata Mgmt For For For 2.4 Elect Hiroaki Nishina Mgmt For For For 2.5 Elect Kazuo Kojima Mgmt For For For 2.6 Elect Yoshiyuki Yamaya Mgmt For For For 2.7 Elect Tamio Umaki Mgmt For For For 2.8 Elect Yoshinori Yokoyama Mgmt For For For 2.9 Elect Hirotaka Takeuchi Mgmt For For For 2.10 Elect Takeshi Sasaki Mgmt For For For 2.11 Elect Eiko Tsujiyama Mgmt For For For 2.12 Elect Robert Feldman Mgmt For For For 2.13 Elect Takeshi Niinami Mgmt For For For
Oshkosh Corporation Ticker Security ID: Meeting Date Meeting Status OSK CUSIP 688239201 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Donnelly Mgmt For For For 2 Elect Michael Grebe Mgmt For For For 3 Elect John Hamre Mgmt For For For 4 Elect Kathleen Hempel Mgmt For For For 5 Elect Leslie Kenne Mgmt For For For 6 Elect Harvey Medvin Mgmt For For For 7 Elect J. Peter Mosling, Jr. Mgmt For For For 8 Elect Craig Omtvedt Mgmt For For For 9 Elect Richard Sim Mgmt For For For 10 Elect Charles Szews Mgmt For For For 11 Elect William Wallace Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Panasonic Corporation (fka Matsushita Electric Industrial Co., Ltd) Ticker Security ID: Meeting Date Meeting Status 6752 CUSIP 69832A205 06/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kunio Nakamura Mgmt For Withhold Against 1.2 Elect Masayuki Matsushita Mgmt For For For 1.3 Elect Fumio Ohtsubo Mgmt For For For 1.4 Elect Toshihiro Sakamoto Mgmt For For For 1.5 Elect Takahiro Mori Mgmt For For For 1.6 Elect Yasuo Katsura Mgmt For For For 1.7 Elect Ken Morita Mgmt For For For 1.8 Elect Ikusaburoh Kashima Mgmt For For For 1.9 Elect Yoshihiko Yamada Mgmt For For For 1.10 Elect Kazunori Takami Mgmt For For For 1.11 Elect Makoto Uenoyama Mgmt For For For 1.12 Elect Masatoshi Harada Mgmt For For For 1.13 Elect Takashi Tohyama Mgmt For For For 1.14 Elect Ikuo Uno Mgmt For For For 1.15 Elect Masayuki Oku Mgmt For For For 1.16 Elect Masaharu Matsushita Mgmt For For For 1.17 Elect Kazuhiro Tsuga Mgmt For For For 1.18 Elect Yoshiiku Miyata Mgmt For For For 1.19 Elect Yoshiyuki Miyabe Mgmt For For For 1.20 Elect Yoshiaki Nakagawa Mgmt For For For 2 Elect Yasuo Yoshino Mgmt For For For 3 Elect Yoshihiro Furuta Mgmt For For For
Park National Corporation Ticker Security ID: Meeting Date Meeting Status PRK CUSIP 700658107 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Daniel DeLawder Mgmt For For For 1.2 Elect Harry Egger Mgmt For Withhold Against 1.3 Elect F. William Englefield IV Mgmt For Withhold Against 1.4 Elect Stephen Kambeitz Mgmt For For For 1.5 Elect John O'Neill Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Elimination of Preemptive Rights Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Partner Communications Company Ltd. Ticker Security ID: Meeting Date Meeting Status PTNR CUSIP 70211M109 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt N/A For N/A 2 Election of Directors (Slate); Fees Mgmt N/A For N/A 3 Approval of a Renewed and Extended Mgmt N/A For N/A Insurance Policy 4 Approval of a Renewed and Extended Mgmt N/A For N/A Insurance Policy 5 Indemnification of Avi Zeldman Mgmt N/A For N/A 6 Related Party Transactions Mgmt N/A For N/A 7 In respect of transaction's approval Mgmt N/A Against N/A pursuant to sections 255 and 275, please indicate for item 7 personal interest (as defined above). 8 I, the undersigned, hereby declare Mgmt N/A For N/A that neither my holdings not my vote require the consent of the Israeli Minister of Communications pursuant to Section 21 (Transfer of Means of Control) or 23 (Prohibition of Cross-Ownership) of the Company's general license for the provision of mobile radio telephone services using the cellular method in Israel dated April 7,1998, as amended (the License).
Paychex, Inc. Ticker Security ID: Meeting Date Meeting Status PAYX CUSIP 704326107 10/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect B. Thomas Golisano Mgmt For For For 2 Elect David Flaschen Mgmt For For For 3 Elect Grant Inman Mgmt For For For 4 Elect Pamela Joseph Mgmt For For For 5 Elect Joseph Tucci Mgmt For For For 6 Elect Joseph Velli Mgmt For For For 7 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 8 Ratification of Auditor Mgmt For For For
PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 06/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frederick Frank Mgmt For For For 1.2 Elect Paul Sandman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Pengrowth Energy Corporation Ticker Security ID: Meeting Date Meeting Status PGF CUSIP 70706P104 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor and Authority Mgmt For For For to Set Fees 2.1 Elect Derek Evans Mgmt For For For 2.2 Elect John Zaozirny Mgmt For Withhold Against 2.3 Elect Thomas Cumming Mgmt For For For 2.4 Elect Wayne Foo Mgmt For For For 2.5 Elect James McFarland Mgmt For For For 2.6 Elect Michael Parrett Mgmt For For For 2.7 Elect A. Terence Poole Mgmt For For For 2.8 Elect D. Michael Stewart Mgmt For For For
Pengrowth Energy Trust Ticker Security ID: Meeting Date Meeting Status PGF CUSIP 706902509 12/16/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Conversion to Corporation Mgmt For For For
Pepco Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status POM CUSIP 713291102 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Dunn, IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For Withhold Against 1.12 Elect Lester Silverman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHldr Against Against For Reviewing Political Contributions and Expenditures
Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 857 CUSIP 71646E100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Dividend Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For Abstain Against to Set Fees 7 Elect JIANG Jiemin Mgmt For For For 8 Elect ZHOU Jiping Mgmt For For For 9 Elect WANG Yilin Mgmt N/A Abstain N/A 10 Elect LI Xinhua Mgmt For For For 11 Elect LIAO Yongyuan Mgmt For For For 12 Elect WANG Guoliang Mgmt For For For 13 Elect WANG Dongjin Mgmt For For For 14 Elect YU Baocai Mgmt For For For 15 Elect RAN Xinquan Mgmt For For For 16 Elect LIU Hongru Mgmt For For For 17 Elect Franco Bernabe Mgmt For Against Against 18 Elect LI Yongwu Mgmt For For For 19 Elect CUI Junhui Mgmt For For For 20 Elect CHEN Zhiwu Mgmt For For For 21 Elect CHEN Ming Mgmt For Against Against 22 Elect GUO Jinping Mgmt For For For 23 Elect WEN Qingshan Mgmt For Against Against 24 Elect SUN Xianfeng Mgmt For For For 25 Elect LI Yuan Mgmt For For For 26 Elect WANG Daocheng Mgmt For For For 27 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 28 Issuance of Debt Financing Mgmt For For For Instruments
Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding the ShrHldr Against For Against Right to Act by Written Consent 21 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHldr Against Against For Transparency in Animal Research
Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For Against Against 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding Food ShrHldr Against Against For Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman
Philippine Long Distance Telephone Company Ticker Security ID: Meeting Date Meeting Status TEL CUSIP 718252604 06/14/2011 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Bienvenido Nebres Mgmt For For For 3 Elect Pedro Roxas Mgmt For For For 4 Elect Alfred Vy Ty Mgmt For For For 5 Elect Helen Dee Mgmt For For For 6 Elect Ray Espinosa Mgmt For For For 7 Elect Tatsu Kono Mgmt For For For 8 Elect Napoleon Nazareno Mgmt For For For 9 Elect Manuel Pangilinan Mgmt For For For 10 Elect Takashi Ooi Mgmt For For For 11 Elect Oscar Reyes Mgmt For Against Against 12 Elect Ma. Lourdes Rausa-Chan Mgmt For For For 13 Elect Juan Santos Mgmt For For For 14 Elect Tony Tan Caktiong Mgmt For For For 15 Acquisition Mgmt For Abstain Against
Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Clark-Johnson Mgmt For For For 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For Withhold Against 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Dale Klein Mgmt For For For 1.9 Elect Humberto Lopez Mgmt For For For 1.10 Elect Kathryn Munro Mgmt For For For 1.11 Elect Bruce Nordstrom Mgmt For For For 1.12 Elect W. Douglas Parker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Pitney Bowes Inc. Ticker Security ID: Meeting Date Meeting Status PBI CUSIP 724479100 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rodney Adkins Mgmt For For For 2 Elect Murray Martin Mgmt For For For 3 Elect Michael Roth Mgmt For For For 4 Elect Robert Weissman Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors from Office 7 Elimination of Supermajority Mgmt For For For Requirement for Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment, Adoption or Repeal of Certificate Provisions 9 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Alteration, Adoption, Amendment or Repeal 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Amendment to the Key Employees Mgmt For For For Incentive Plan 13 Amendment to the 2007 Stock Plan Mgmt For For For
Polaris Industries Inc. Ticker Security ID: Meeting Date Meeting Status PII CUSIP 731068102 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Hendrickson Mgmt For For For 1.2 Elect John Menard, Jr. Mgmt For Withhold Against 1.3 Elect Mark Schreck Mgmt For Withhold Against 1.4 Elect William Van Dyke Mgmt For Withhold Against 2 Amendment to 2007 Omnibus Incentive Mgmt For For For Plan 3 Amendment to Long Term Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Prospect Capital Corporation Ticker Security ID: Meeting Date Meeting Status PSEC CUSIP 74348T102 12/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Gremp Mgmt For Withhold Against 1.2 Elect John Barry III Mgmt For For For 1.3 Elect Eugene Stark Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Authority to Sell Shares Below Net Mgmt For For For Asset Value
Prudential plc Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 74435K204 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Howard Davies Mgmt For For For 5 Elect John Foley Mgmt For For For 6 Elect Paul Manduca Mgmt For For For 7 Elect Michael Wells Mgmt For For For 8 Elect Keki Dadiseth Mgmt For Against Against 9 Elect Rob Devey Mgmt For For For 10 Elect Michael Garrett Mgmt For For For 11 Elect Ann Godbehere Mgmt For For For 12 Elect Bridget Macaskill Mgmt For For For 13 Elect Harvey McGrath Mgmt For For For 14 Elect Michael McLintock Mgmt For For For 15 Elect Nic Nicandrou Mgmt For For For 16 Elect Kathleen O'Donovan Mgmt For For For 17 Elect Barry Stowe Mgmt For For For 18 Elect Tidjane Thiam Mgmt For For For 19 Elect Lord Andrew Turnbull Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Shares Mgmt For For For 25 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Set General Notice Mgmt For Against Against Period at 14 Days 28 Amendment to International SAYE Mgmt For For For Scheme 29 Amendment to Irish SAYE Scheme Mgmt For For For
Qwest Communications International Inc. Ticker Security ID: Meeting Date Meeting Status Q CUSIP 749121109 08/24/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
R.R. Donnelley & Sons Company Ticker Security ID: Meeting Date Meeting Status RRD CUSIP 257867101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Quinlan, III Mgmt For For For 2 Elect Stephen Wolf Mgmt For For For 3 Elect Lee Chaden Mgmt For For For 4 Elect Judith Hamilton Mgmt For For For 5 Elect Susan Ivey Mgmt For For For 6 Elect Thomas Johnson Mgmt For Against Against 7 Elect John Pope Mgmt For For For 8 Elect Michael Riordan Mgmt For For For 9 Elect Oliver Sockwell Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding a ShrHldr Against Against For Sustainable Procurement Report 14 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Political Expenditures 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent
Raymond James Financial, Inc. Ticker Security ID: Meeting Date Meeting Status RJF CUSIP 754730109 02/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Shelley Broader Mgmt For For For 1.2 Elect Francis Godbold Mgmt For Withhold Against 1.3 Elect H. William Habermeyer, Jr. Mgmt For For For 1.4 Elect Chet Helck Mgmt For For For 1.5 Elect Thomas James Mgmt For For For 1.6 Elect Gordon Johnson Mgmt For For For 1.7 Elect Paul Reilly Mgmt For For For 1.8 Elect Robert Saltzman Mgmt For For For 1.9 Elect Hardwick Simmons Mgmt For For For 1.10 Elect Susan Story Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Restricted Mgmt For For For Stock Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Repsol-YPF SA Ticker Security ID: Meeting Date Meeting Status REP CUSIP 76026T205 04/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Board Acts Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Amendments to Articles; Amendments Mgmt For For For to General Meeting Regulations 5 Amendments to Articles Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Elect Antonio Brufau Niubo Mgmt For For For 8 Elect Luis Fernando del Rivero Mgmt For For For Asensio 9 Elect Juan Abello Gallo Mgmt For For For 10 Elect Luis Carlos Croissier Batista Mgmt For For For 11 Elect A?ngel Durandez Adeva Mgmt For For For 12 Elect Jose Manuel Loureda Mantinan Mgmt For For For 13 Elect Mario Fernandez Pelaz Mgmt For For For 14 Co-Investment Plan Mgmt For For For 15 Share Purchase Plan Mgmt For For For 16 Authority to Issue Convertible Mgmt For For For Securities w/ or w/o Preemptive Rights 17 Authority to Carry Out Formalities Mgmt For For For
Resource Capital Corp Ticker Security ID: Meeting Date Meeting Status RSCCL CUSIP 76120W302 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Beach Mgmt For For For 1.2 Elect Edward Cohen Mgmt For Withhold Against 1.3 Elect Jonathan Cohen Mgmt For Withhold Against 1.4 Elect William Hart Mgmt For For For 1.5 Elect Gary Ickowicz Mgmt For For For 1.6 Elect Steven J. Kessler Mgmt For For For 1.7 Elect Murray Levin Mgmt For Withhold Against 1.8 Elect P. Sherrill Neff Mgmt For Withhold Against 2 Amendment to the 2007 Omnibus Equity Mgmt For Against Against Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Transaction of Other Business Mgmt For Against Against
Reynolds American Inc. Ticker Security ID: Meeting Date Meeting Status RAI CUSIP 761713106 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Luc Jobin Mgmt For For For 1.2 Elect Nana Mensah Mgmt For For For 1.3 Elect John Zillmer Mgmt For For For 1.4 Elect John Daly Mgmt For For For 1.5 Elect Daniel Delen Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Stock Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 7 Shareholder Proposal Regarding ShrHldr Against Against For Flavored Tobacco 8 Shareholder Proposal Regarding ShrHldr Against Against For Reporting on Company's Compliance with International Human Rights Standards
Rockwell Automation, Inc. Ticker Security ID: Meeting Date Meeting Status ROK CUSIP 773903109 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Parfet Mgmt For For For 1.2 Elect Steven Kalmanson Mgmt For For For 1.3 Elect James Keane Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Royal Bank Of Canada Ticker Security ID: Meeting Date Meeting Status RY CUSIP 780087102 03/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Geoffrey Beattie Mgmt For For For 1.2 Elect John Ferguson Mgmt For For For 1.3 Elect Paule Gauthier Mgmt For For For 1.4 Elect Tim Hearn Mgmt For For For 1.5 Elect Alice Laberge Mgmt For For For 1.6 Elect Jacques Lamarre Mgmt For For For 1.7 Elect Brandt Louie Mgmt For For For 1.8 Elect Michael McCain Mgmt For For For 1.9 Elect Gordon Nixon Mgmt For For For 1.10 Elect David O'Brien Mgmt For For For 1.11 Elect J. Pedro Reinhard Mgmt For For For 1.12 Elect Edward Sonshine Mgmt For Withhold Against 1.13 Elect Kathleen Taylor Mgmt For For For 1.14 Elect Victor Young Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding Mgmt Against Against For Critical Mass of Qualified Women on the Board 5 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 6 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 7 Shareholder Proposal Regarding Mgmt Against Against For Additional Information Regarding Peer Comparisons of Compensation
Royal Dutch Shell plc Ticker Security ID: Meeting Date Meeting Status RDSB CUSIP 780259107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Linda Stuntz Mgmt For For For 4 Elect Josef Ackermann Mgmt For Against Against 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Guy Elliott Mgmt For For For 7 Elect Simon Henry Mgmt For For For 8 Elect Charles Holliday, Jr. Mgmt For For For 9 Elect Lord John Kerr of Kinlochard Mgmt For For For 10 Elect Gerard Kleisterlee Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Jorma Ollila Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Peter Voser Mgmt For For For 15 Elect Hans Wijers Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For
RPM International Inc. Ticker Security ID: Meeting Date Meeting Status RPM CUSIP 749685103 10/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Daberko Mgmt For Withhold Against 1.2 Elect William Papenbrock Mgmt For Withhold Against 1.3 Elect Frank Sullivan Mgmt For For For 1.4 Elect Thomas Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sanofi-Aventis Ticker Security ID: Meeting Date Meeting Status SAN CUSIP 80105N105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt N/A For N/A 2 Consolidated Accounts and Reports Mgmt N/A For N/A 3 Allocation of Profits/Dividends Mgmt N/A For N/A 4 Related Party Transactions Mgmt N/A For N/A 5 Directors' Fees Mgmt N/A For N/A 6 Ratification of the Co-option of Mgmt N/A For N/A Carole Piwnica 7 Elect Suet Fern Lee Mgmt N/A For N/A 8 Elect Thierry Desmarest Mgmt N/A For N/A 9 Elect Igor Landau Mgmt N/A For N/A 10 Elect Gerard Van Kemmel Mgmt N/A Against N/A 11 Elect Serge Weinberg Mgmt N/A For N/A 12 Appointment of Auditor Mgmt N/A For N/A 13 Appointment of Alternate Auditor Mgmt N/A For N/A 14 Authority to Repurchase Shares Mgmt N/A For N/A 15 Authority to Issue Shares and/or Mgmt N/A For N/A Convertible Securities w/ Preemptive Rights 16 Authority to Issue Shares and/or Mgmt N/A Against N/A Convertible Securities w/o Preemptive Rights 17 Authority to Increase Capital in Mgmt N/A Against N/A Consideration for Contributions in Kind 18 Authority to Increase Share Issuance Mgmt N/A Against N/A Limit 19 Authority to Increase Capital Mgmt N/A For N/A Through Capitalizations 20 Authority to Increase Capital Under Mgmt N/A For N/A Employee Savings Plan 21 Authority to Grant Stock Options Mgmt N/A For N/A 22 Authority to Cancel Shares and Mgmt N/A For N/A Reduce Capital 23 Amendment Regarding Board Size Mgmt N/A For N/A 24 Amendment Regarding Age Limits Mgmt N/A For N/A 25 Amendment Regarding Electronic Voting Mgmt N/A For N/A 26 Amendment to Company Name Mgmt N/A For N/A 27 Authority to Carry Out Formalities Mgmt N/A For N/A
Sap AG Ticker Security ID: Meeting Date Meeting Status SAP CUSIP 803054204 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Appointment of Auditor Mgmt For For For 5 Cancellation of Conditional Capital Mgmt For For For VI 6 Authority to Issue Convertible Debt Mgmt For For For Instruments 7 Intra-company Control Agreements Mgmt For For For
SCANA Corporation Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bill Amick Mgmt For For For 1.2 Elect Sharon Decker Mgmt For For For 1.3 Elect D. Maybank Hagood Mgmt For For For 1.4 Elect William Timmerman Mgmt For For For 1.5 Elect Kevin Marsh Mgmt For For For 2 Amendment to the Director Mgmt For For For Compensation and Deferral Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Seagate Technology Public Limited Company Ticker Security ID: Meeting Date Meeting Status STX CUSIP G7945M107 01/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Luczo Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Lydia Marshall Mgmt For For For 4 Elect C.S. Park Mgmt For For For 5 Elect Albert Pimentel Mgmt For For For 6 Elect Gregorio Reyes Mgmt For For For 7 Elect John Thompson Mgmt For For For 8 Elect Edward Zander Mgmt For For For 9 Accounts and Reports Mgmt For For For 10 Authority to Set Meeting Location Mgmt For For For 11 Authority to Repurchase Shares Mgmt For Against Against 12 Issuance of Treasury Shares Mgmt For Against Against 13 Appointment of Auditor Mgmt For For For
SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC CUSIP 784117103 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathryn McCarthy Mgmt For For For 2 Elect Sarah Blumenstein Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Senior Housing Properties Trust Ticker Security ID: Meeting Date Meeting Status SNH CUSIP 81721M109 05/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frederick Zeytoonjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Shinhan Financial Group Co., Ltd Ticker Security ID: Meeting Date Meeting Status 55550 CUSIP 824596100 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect HAN Dong Woo Mgmt For For For 5 Elect SEO Jin Won Mgmt For For For 6 Elect KWON Tae Eun Mgmt For For For 7 Elect KIM Ki Young Mgmt For For For 8 Elect KIM Suk Won Mgmt For For For 9 Elect NAM Koong Hoon Mgmt For For For 10 Elect YOO Jae Geun Mgmt For For For 11 Elect YOON Gye Sub Mgmt For For For 12 Elect LEE Jung Il Mgmt For For For 13 Elect HWANG Sun Tae Mgmt For For For 14 Elect HIRAKAWA Haruki Mgmt For For For 15 Elect Philippe Aguignier Mgmt For For For 16 Elect KWON Tae Eun Mgmt For For For 17 Elect KIM Suk Won Mgmt For For For 18 Elect YOON Gye Sub Mgmt For For For 19 Elect HWANG Sun Tae Mgmt For For For
Ship Finance International Limited Ticker Security ID: Meeting Date Meeting Status SFL CUSIP G81075106 09/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Leand Mgmt For For For 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Hans Petter Aas Mgmt For Against Against 4 Elect Cecilie Fredriksen Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Directors' Fees Mgmt For For For
Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CUSIP 826197501 01/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Compensation Policy Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 8 Increase in Authorized Capital for Mgmt For For For Employee Share Purchase Plan 9 Supervisory Board Members' Fees Mgmt For For For 10 Intra-company Contracts Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 12 Shareholder Proposal Regarding Mgmt Against Against For Amendments to Corporate Purpose 13 Countermotion A (Supervisory Board Mgmt Against Against For Members' Fees) 14 Countermotion B (Allocation of Mgmt Against Against For Profits/Dividends)
Sinclair Broadcast Group, Inc. Ticker Security ID: Meeting Date Meeting Status SBGI CUSIP 829226109 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Smith Mgmt For For For 1.2 Elect Frederick Smith Mgmt For For For 1.3 Elect J. Duncan Smith Mgmt For For For 1.4 Elect Robert Smith Mgmt For For For 1.5 Elect Basil Thomas Mgmt For Withhold Against 1.6 Elect Lawrence McCanna Mgmt For For For 1.7 Elect Daniel Keith Mgmt For For For 1.8 Elect Martin R. Leader Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
SK Telecom Ticker Security ID: Meeting Date Meeting Status 17670 CUSIP 78440P108 03/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Amendments to Executive Officer Mgmt For For For Retirement Allowance Policy 4 Election of Directors (Slate) Mgmt For For For 5 Election of Independent Directors Mgmt For For For (Slate) 6 Election of Audit Committee Members Mgmt For For For (Slate)
Solar Capital Ltd. Ticker Security ID: Meeting Date Meeting Status SLRC CUSIP 83413U100 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Spohler Mgmt For Withhold Against 1.2 Elect Steven Hochberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Authority to Sell Shares Below Net Mgmt For For For Asset Value 4 Issuance of Warrants, Options or Mgmt For For For Rights
Sony Corporation Ticker Security ID: Meeting Date Meeting Status 6758 CUSIP 835699307 06/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Stringer Mgmt For For For 1.2 Elect Ryohji Chubachi Mgmt For For For 1.3 Elect Yohtaroh Kobayashi Mgmt For For For 1.4 Elect Yoshiaki Yamauchi Mgmt For For For 1.5 Elect Peter Bonfield Mgmt For For For 1.6 Elect Fujio Choh Mgmt For For For 1.7 Elect Ryuji Yasuda Mgmt For Withhold Against 1.8 Elect Yukako Uchinaga Mgmt For For For 1.9 Elect Mitsuaki Yahagi Mgmt For For For 1.10 Elect Tsun-yan Hsieh Mgmt For For For 1.11 Elect Roland Hernandez Mgmt For For For 1.12 Elect Kanemitsu Anraku Mgmt For For For 1.13 Elect Yorihiko Kojima Mgmt For For For 1.14 Elect Osamu Nagayama Mgmt For For For 1.15 Elect Yuichiroh Anzai Mgmt For For For 2 Stock Option Plan Mgmt For For For
Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Juanita Baranco Mgmt For For For 1.2 Elect Jon Boscia Mgmt For For For 1.3 Elect Henry Clark III Mgmt For For For 1.4 Elect Thomas Fanning Mgmt For For For 1.5 Elect H. William Habermeyer, Jr. Mgmt For For For 1.6 Elect Veronica Hagen Mgmt For For For 1.7 Elect Warren Hood, Jr. Mgmt For For For 1.8 Elect Donald James Mgmt For Withhold Against 1.9 Elect Dale Klein Mgmt For For For 1.10 Elect J. Neal Purcell Mgmt For For For 1.11 Elect William Smith, Jr. Mgmt For For For 1.12 Elect Steven Specker Mgmt For For For 1.13 Elect Larry Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Omnibus Incentive Compensation Mgmt For For For Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Report on Coal Combustion Waste
Southern Copper Corporation Ticker Security ID: Meeting Date Meeting Status SCCO CUSIP 84265V105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect German Larrea Mota Velasco Mgmt For For For 1.2 Elect Oscar Gonzalez Rocha Mgmt For Withhold Against 1.3 Elect Emilio Carrillo Gamboa Mgmt For For For 1.4 Elect Alfredo Casar Perez Mgmt For For For 1.5 Elect Luis Castelazo Morales Mgmt For For For 1.6 Elect Enrique Castillo Sanchez Mgmt For Withhold Against Mejorada 1.7 Elect Alberto de la Parra Zavala Mgmt For For For 1.8 Elect Xavier Garcia de Quevedo Topete Mgmt For Withhold Against 1.9 Elect Genaro Larrea Mota Velasco Mgmt For For For 1.10 Elect Daniel Quintanilla Mgmt For For For 1.11 Elect Luis Miguel Palomino Bonilla Mgmt For For For 1.12 Elect Gilberto Perezalonso Cifuentes Mgmt For Withhold Against 1.13 Elect Juan Rebolledo Gout Mgmt For For For 1.14 Elect Carlos Ruiz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Southside Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status SBSI CUSIP 84470P109 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sam Dawson Mgmt For For For 1.2 Elect Melvin Lovelady Mgmt For For For 1.3 Elect William Sheehy Mgmt For For For 1.4 Elect Preston Smith Mgmt For For For 1.5 Elect Lawrence Anderson Mgmt For For For 1.6 Elect Pierre De Wet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Spectra Energy Corp Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Esrey Mgmt For For For 1.2 Elect Gregory Ebel Mgmt For For For 1.3 Elect Austin Adams Mgmt For For For 1.4 Elect Paul Anderson Mgmt For For For 1.5 Elect Pamela Carter Mgmt For For For 1.6 Elect F. Anthony Comper Mgmt For For For 1.7 Elect Peter Hamilton Mgmt For For For 1.8 Elect Dennis Hendrix Mgmt For For For 1.9 Elect Michael McShane Mgmt For For For 1.10 Elect Joseph Netherland Mgmt For For For 1.11 Elect Michael Phelps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Long-Term Mgmt For For For Incentive PLan 4 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
Stanley Black & Decker, Inc. Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Buckley Mgmt For For For 1.2 Elect Carlos Cardoso Mgmt For Withhold Against 1.3 Elect Robert Coutts Mgmt For Withhold Against 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Marianne Parrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CUSIP 85771P102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Presiding Chairman Mgmt For For For 2 Notice of Meeting and Agenda Mgmt For For For 3 Election of Individuals to Check Mgmt For For For Minutes 4 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 5 Compensation Guidelines Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Corporate Assembly Fees Mgmt For For For 8 Election of Nominating Committee Mgmt For For For Member 9 Nominating Committee Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For Pursuant to Share Savings Plan 11 Authority to Repurchase Shares for Mgmt For For For Cancellation 12 Amendments to Marketing Instructions Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Nomination Committee Guidelines Mgmt For For For 15 Shareholder Proposal Regarding Mgmt Against Against For Withdrawal from Canadian Oil Sands
Sterling Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status SBIB CUSIP 858907108 05/05/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Sun Life Financial Inc. Ticker Security ID: Meeting Date Meeting Status SLF CUSIP 866796105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Anderson Mgmt For For For 1.2 Elect Richard Booth Mgmt For For For 1.3 Elect Jon Boscia Mgmt For For For 1.4 Elect John Clappison Mgmt For For For 1.5 Elect David Ganong Mgmt For For For 1.6 Elect Martin Glynn Mgmt For For For 1.7 Elect Krystyna Hoeg Mgmt For For For 1.8 Elect David Kerr Mgmt For For For 1.9 Elect Idalene Kesner Mgmt For For For 1.10 Elect Mitchell Merin Mgmt For For For 1.11 Elect Ronald Osborne Mgmt For For For 1.12 Elect Hugh Segal Mgmt For For For 1.13 Elect Donald Stewart Mgmt For For For 1.14 Elect James Sutcliffe Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Suntrust Banks, Inc. Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beall II Mgmt For For For 2 Elect Alston Correll Mgmt For For For 3 Elect Jeffrey Crowe Mgmt For For For 4 Elect Blake Garrett, Jr. Mgmt For For For 5 Elect David Hughes Mgmt For For For 6 Elect M. Douglas Ivester Mgmt For For For 7 Elect J. Hicks Lanier Mgmt For For For 8 Elect Kyle Legg Mgmt For For For 9 Elect William Linnenbringer Mgmt For For For 10 Elect G. Gilmer Minor III Mgmt For For For 11 Elect Frank Royal Mgmt For For For 12 Elect Thomas Watjen Mgmt For For For 13 Elect James Wells III Mgmt For For For 14 Elect Phail Wynn, Jr. Mgmt For For For 15 Amendment to 2009 Stock Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation 18 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 19 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report
Syngenta AG Ticker Security ID: Meeting Date Meeting Status SYNN CUSIP 87160A100 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Compensation Report Mgmt For Against Against 3 Ratification of Board and Management Mgmt For For For Acts 4 Cancellation of Shares Mgmt For For For 5 Allocation of Profits Mgmt For For For 6 Dividend Distribution from Reserves Mgmt For For For 7 Elect Martin Taylor Mgmt For Against Against 8 Elect Peter Thompson Mgmt For For For 9 Elect Rolf Watter Mgmt For For For 10 Elect Felix Weber Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For 12 Transaction of Other Business Mgmt For Against Against
Sysco Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cassaday Mgmt For Against Against 2 Elect Manuel Fernandez Mgmt For Against Against 3 Elect Hans-Joachim Korber Mgmt For For For 4 Elect Jackie Ward Mgmt For Against Against 5 Amendment to the 1974 Employees' Mgmt For For For Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For
Taiwan Semiconductor Manufacturing Ticker Security ID: Meeting Date Meeting Status 2330 CUSIP 874039100 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 4 Approve Spin-off Mgmt For For For 5.1 Elect Gregory C. Chow Mgmt For For For 5.2 Elect Kok-Choo Chen Mgmt For For For
TECO Energy, Inc. Ticker Security ID: Meeting Date Meeting Status TE CUSIP 872375100 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect DuBose Ausley Mgmt For Against Against 2 Elect James Ferman, Jr. Mgmt For For For 3 Elect Paul Whiting Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
Teekay Tankers Ltd. Ticker Security ID: Meeting Date Meeting Status TNK CUSIP Y8565N102 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Sean Day Mgmt For For For 1.2 Elect Bjorn Moller Mgmt For For For 1.3 Elect Peter Evensen Mgmt For For For 1.4 Elect Richard du Moulin Mgmt For For For 1.5 Elect Richard Bronks Mgmt For Withhold Against 1.6 Elect William Lawes Mgmt For Withhold Against
Telecom Corporation of New Zealand Ticker Security ID: Meeting Date Meeting Status TEL CUSIP 879278208 09/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor and Authority Mgmt For For For to Set Fees 2 Re-elect Murray Horn Mgmt For For For 3 Elect Sue Sheldon Mgmt For For For
Telefonaktiebolag et LM Ericsson Ticker Security ID: Meeting Date Meeting Status ERIC.A CUSIP 294821608 04/13/2011 Take No Action Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Presiding Chairman Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board and Management Mgmt For TNA N/A Acts 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Board Size Mgmt For TNA N/A 6 Directors' Fees Mgmt For TNA N/A 7 Election of Directors Mgmt For TNA N/A 8 Nomination Committee Mgmt For TNA N/A 9 Nomination Committee's Fees Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Compensation Guidelines Mgmt For TNA N/A 13 2011 Employee Stock Purchase Plan Mgmt For TNA N/A 14 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant 2011 Employee Stock Purchase Plan 15 Equity Swap Agreement Pursuant 2011 Mgmt For TNA N/A Employee Stock Purchase Plan 16 2011 Key Contributor Retention Plan Mgmt For TNA N/A 17 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant 2011 Key Contributor Retention Plan 18 Equity Swap Agreement Pursuant 2011 Mgmt For TNA N/A Key Contributor Retention Plan 19 2011 Executive Performance Stock Plan Mgmt For TNA N/A 20 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant 2011 Executive Performance Stock Plan 21 Equity Swap Agreement Pursuant 2011 Mgmt For TNA N/A Executive Performance Stock Plan 22 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant to LTIPs 23 Amendments to Corporate Purpose Mgmt For TNA N/A 24 Shareholder Proposal Regarding Mgmt For TNA N/A Voting Issue
Ternium S.A. Ticker Security ID: Meeting Date Meeting Status TX CUSIP 880890108 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Consolidated Account and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Election of Directors (Slate) Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Delegation of Authorities Mgmt For For For 9 Appointment of Attorney-in-Fact Mgmt For For For 10 Adaptation of the Company's Articles Mgmt For For For of Association to the Abolishment of the Law of July 31, 1929 11 Amendment of Annual Meeting Date Mgmt For For For
The Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP 020002101 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For Against Against 2 Elect Robert Beyer Mgmt For For For 3 Elect W. James Farrell Mgmt For Against Against 4 Elect Jack Greenberg Mgmt For For For 5 Elect Ronald LeMay Mgmt For For For 6 Elect Andrea Redmond Mgmt For Against Against 7 Elect H. John Riley, Jr. Mgmt For Against Against 8 Elect Joshua Smith Mgmt For Against Against 9 Elect Judith Sprieser Mgmt For Against Against 10 Elect Mary Taylor Mgmt For Against Against 11 Elect Thomas Wilson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Right to Call a Special Meeting Mgmt For For For 14 Designation of Delaware Chancery Mgmt For Against Against Court as Forum for Derivative Actions 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act Written Consent 18 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For For For 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman
The Chubb Corporation Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Lawrence Kellner Mgmt For For For 6 Elect Martin McGuinn Mgmt For For For 7 Elect Lawrence Small Mgmt For For For 8 Elect Jess Soderberg Mgmt For For For 9 Elect Daniel Somers Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 2011 Annual Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The Coca-Cola Company Ticker Security ID: Meeting Date Meeting Status KO CUSIP 191216100 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Herbert Allen Mgmt For Against Against 2 Elect Ronald Allen Mgmt For For For 3 Elect Howard Buffett Mgmt For For For 4 Elect Barry Diller Mgmt For Against Against 5 Elect Evan Greenberg Mgmt For For For 6 Elect Alexis Herman Mgmt For For For 7 Elect Muhtar Kent Mgmt For For For 8 Elect Donald Keough Mgmt For For For 9 Elect Maria Lagomasino Mgmt For For For 10 Elect Donald McHenry Mgmt For For For 11 Elect Sam Nunn Mgmt For For For 12 Elect James Robinson III Mgmt For For For 13 Elect Peter Ueberroth Mgmt For For For 14 Elect Jacob Wallenberg Mgmt For For For 15 Elect James Williams Mgmt For Against Against 16 Ratification of Auditor Mgmt For For For 17 Amendment to the Performance Mgmt For For For Incentive Plan 18 Amendment to the 1989 Restricted Mgmt For For For Stock Award Plan 19 Advisory Vote on Executive Mgmt For For For Compensation 20 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 21 Shareholder Proposal Regarding ShrHldr Against Against For Report on Bisphenol-A
The Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For Against Against 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For Against Against 13 Elect Paul Stern Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent
The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For Against Against 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Restoration of Written Consent Mgmt For For For 15 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For CUMULATIVE VOTING 16 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting 17 SHAREHOLDER PROPOSAL REGARDING ShrHldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Electioneering Expenditure
The McGraw-Hill Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MHP CUSIP 580645109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pedro Aspe Mgmt For For For 2 Elect Sir Winfried Bischoff Mgmt For Against Against 3 Elect Douglas Daft Mgmt For For For 4 Elect Willaim Green Mgmt For For For 5 Elect Linda Lorimer Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect Robert McGraw Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Sir Michael Rake Mgmt For For For 10 Elect Edward Rust, Jr. Mgmt For Against Against 11 Elect Kurt Schmoke Mgmt For For For 12 Elect Sidney Taurel Mgmt For For For 13 Right to Call a Special Meeting Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent
The Toronto-Dominion Bank Ticker Security ID: Meeting Date Meeting Status TD CUSIP 891160509 03/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bennett Mgmt For For For 1.2 Elect Hugh Bolton Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect Amy Woods Brinkley Mgmt For For For 1.5 Elect W. Edmund Clark Mgmt For For For 1.6 Elect Wendy Dobson Mgmt For For For 1.7 Elect Henry Ketcham Mgmt For For For 1.8 Elect Pierre Lessard Mgmt For For For 1.9 Elect Brian Levitt Mgmt For For For 1.10 Elect Harold MacKay Mgmt For For For 1.11 Elect Irene Miller Mgmt For For For 1.12 Elect Nadir Mohamed Mgmt For For For 1.13 Elect W. J. Prezzano Mgmt For For For 1.14 Elect Helen Sinclair Mgmt For For For 1.15 Elect Carole Taylor Mgmt For For For 1.16 Elect John Thompson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Shareholder Proposal Regarding Mgmt Against Against For Critical Mass of Women on the Board 5 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 6 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 7 Shareholder Proposal Regarding Mgmt Against Against For Retention of Shares After Retirement
Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Orthwein Mgmt For For For 2 2010 Equity and Incentive Plan Mgmt For For For
Total SA Ticker Security ID: Meeting Date Meeting Status FP CUSIP 89151E109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Consolidated Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Authority to Repurchase Shares Mgmt For For For 6 Elect Patricia Barbizet Mgmt For Against Against 7 Elect Paul Desmarais, Jr. Mgmt For Against Against 8 Elect Claude Mandil Mgmt For For For 9 Elect Marie-Christine Coisne Mgmt For For For 10 Elect Barbara Kux Mgmt For For For 11 Authority to Issue Restricted Shares Mgmt For For For 12 Shareholder Proposal Regarding Share Mgmt Against Against For Ownership Disclosure
Toyota Motor Corporation Ticker Security ID: Meeting Date Meeting Status 7203 CUSIP 892331307 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt N/A For N/A 2 Amendments to Articles Mgmt N/A For N/A 3 Elect Fujio Choh Mgmt N/A Against N/A 4 Elect Akio Toyoda Mgmt N/A For N/A 5 Elect Takeshi Uchiyamada Mgmt N/A For N/A 6 Elect Yukitoshi Funo Mgmt N/A For N/A 7 Elect Atsushi Niimi Mgmt N/A For N/A 8 Elect Shinichi Sasaki Mgmt N/A For N/A 9 Elect Satoshi Ozawa Mgmt N/A For N/A 10 Elect Nobuyori Kodaira Mgmt N/A For N/A 11 Elect Mamoru Furuhashi Mgmt N/A For N/A 12 Elect Takahiko Ijichi Mgmt N/A For N/A 13 Elect Yasumori Ihara Mgmt N/A For N/A 14 Elect Kunihiro Matsuo Mgmt N/A For N/A 15 Elect Yohko Wake Mgmt N/A For N/A 16 Elect Yohichiroh Ichimaru Mgmt N/A Against N/A 17 Elect Masahiro Katoh Mgmt N/A Against N/A 18 Directors' Fees Mgmt N/A For N/A 19 Bonus Mgmt N/A For N/A
Travelers Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Beller Mgmt For For For 2 Elect John Dasburg Mgmt For For For 3 Elect Janet Dolan Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Jay Fishman Mgmt For For For 6 Elect Lawrence Graev Mgmt For For For 7 Elect Patricia Higgins Mgmt For For For 8 Elect Thomas Hodgson Mgmt For For For 9 Elect Cleve Killingsworth, Jr. Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Laurie Thomsen Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Trustmark Corporation Ticker Security ID: Meeting Date Meeting Status TRMK CUSIP 898402102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adolphus Baker Mgmt For For For 1.2 Elect William Deviney, Jr. Mgmt For For For 1.3 Elect Daniel Grafton Mgmt For For For 1.4 Elect Gerard Host Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect John McCullouch Mgmt For For For 1.7 Elect Richard Puckett Mgmt For For For 1.8 Elect R. Michael Summerford Mgmt For For For 1.9 Elect LeRoy Walker, Jr. Mgmt For For For 1.10 Elect William Yates III Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Director Compensation
UDR, Inc. Ticker Security ID: Meeting Date Meeting Status UDR CUSIP 902653104 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Katherine Cattanach Mgmt For For For 1.2 Elect Eric Foss Mgmt For For For 1.3 Elect Robert Freeman Mgmt For For For 1.4 Elect Jon Grove Mgmt For For For 1.5 Elect James Klingbeil Mgmt For For For 1.6 Elect Lynne Sagalyn Mgmt For For For 1.7 Elect Mark Sandler Mgmt For For For 1.8 Elect Thomas Toomey Mgmt For For For 1.9 Elect Thomas Wajnert Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Unilever N.V. Ticker Security ID: Meeting Date Meeting Status UNA CUSIP 904784709 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 2 Ratification of Executive Directors' Mgmt For For For Acts 3 Ratification of Non-Executive Mgmt For For For Directors' Acts 4 Elect Paul Polman Mgmt For For For 5 Elect Jean-Marc Huet Mgmt For For For 6 Elect Louise Fresco Mgmt For For For 7 Elect Ann Fudge Mgmt For For For 8 Elect Charles Golden Mgmt For For For 9 Elect Byron Grote Mgmt For For For 10 Elect Hixonia Nyasulu Mgmt For For For 11 Elect Malcolm Rifkind Mgmt For For For 12 Elect Kees Storm Mgmt For For For 13 Elect Michael Treschow Mgmt For For For 14 Elect Paul Walsh Mgmt For For For 15 Elect Sunil Bharti Mittal Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares Mgmt For For For 18 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 19 Questions; Closing Mgmt For For For
USA Mobility, Inc. Ticker Security ID: Meeting Date Meeting Status USMO CUSIP 90341G103 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Gallopo Mgmt For For For 1.2 Elect Vincent Kelly Mgmt For For For 1.3 Elect Brian O'Reilly Mgmt For For For 1.4 Elect Matthew Oristano Mgmt For For For 1.5 Elect Samme Thompson Mgmt For For For 1.6 Elect Royce Yudkoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Vector Group Ltd. Ticker Security ID: Meeting Date Meeting Status VGR CUSIP 92240M108 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bennett LeBow Mgmt For Withhold Against 1.2 Elect Howard Lorber Mgmt For Withhold Against 1.3 Elect Ronald Bernstein Mgmt For For For 1.4 Elect Henry Beinstein Mgmt For For For 1.5 Elect Robert Eide Mgmt For For For 1.6 Elect Jeffrey Podell Mgmt For Withhold Against 1.7 Elect Jean Sharpe Mgmt For For For 2 Senior Executive Incentive Mgmt For For For Compensation Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Vectren Corporation Ticker Security ID: Meeting Date Meeting Status VVC CUSIP 92240G101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carl Chapman Mgmt For For For 1.2 Elect James DeGraffenreidt, Jr. Mgmt For For For 1.3 Elect Niel Ellerbrook Mgmt For For For 1.4 Elect John Engelbrecht Mgmt For For For 1.5 Elect Anton George Mgmt For For For 1.6 Elect Martin Jischke Mgmt For For For 1.7 Elect Robert Jones Mgmt For For For 1.8 Elect William Mays Mgmt For For For 1.9 Elect J. Timothy McGinley Mgmt For For For 1.10 Elect R. Daniel Sadlier Mgmt For For For 1.11 Elect Michael Smith Mgmt For For For 1.12 Elect Jean Wojtowicz Mgmt For For For 2 Amendment to the Vectren Corporation Mgmt For For For At Risk Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Carrion Mgmt For For For 2 Elect M. Frances Keeth Mgmt For For For 3 Elect Robert Lane Mgmt For For For 4 Elect Lowell McAdam Mgmt For For For 5 Elect Sandra Moose Mgmt For For For 6 Elect Joseph Neubauer Mgmt For Against Against 7 Elect Donald Nicolaisen Mgmt For For For 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Hugh Price Mgmt For For For 10 Elect Ivan Seidenberg Mgmt For For For 11 Elect Rodney Slater Mgmt For Against Against 12 Elect John Snow Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against Against For Disclosure of Prior Government Service 17 Shareholder Proposal Regarding ShrHldr Against Against For Performance-Based Equity Compensation 18 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 19 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting
VF Corporation Ticker Security ID: Meeting Date Meeting Status VFC CUSIP 918204108 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Juan de Bedout Mgmt For For For 1.2 Elect Ursula Fairbairn Mgmt For For For 1.3 Elect Eric Wiseman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Ratification of Auditor Mgmt For For For
Vodafone Group plc Ticker Security ID: Meeting Date Meeting Status VOD CUSIP 92857W209 07/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect John R. H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Elect Vittorio Colao Mgmt For For For 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Steve Pusey Mgmt For For For 8 Elect Alan Jebson Mgmt For For For 9 Elect Samuel Jonah Mgmt For For For 10 Elect Nick Land Mgmt For Against Against 11 Elect Anne Lauvergeon Mgmt For Against Against 12 Elect Luc Vandevelde Mgmt For For For 13 Elect Anthony Watson Mgmt For For For 14 Elect Philip Yea Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Directors' Remuneration Report Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Authority to Set General Meeting Mgmt For Against Against Notice Period at 14 Days 24 Share Incentive Plan Renewal Mgmt For For For
Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sharilyn Gasaway Mgmt For For For 1.2 Elect Alan Kosloff Mgmt For Withhold Against 1.3 Elect Jerry Walton Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For Against Against 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Right to Call a Special Meeting Mgmt For For For
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For Against Against 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For Against Against 7 Elect Mackey McDonald Mgmt For Against Against 8 Elect Cynthia Milligan Mgmt For Against Against 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For Against Against 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 20 Shareholder Proposal Regarding ShrHldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Westpac Banking Corporation Ticker Security ID: Meeting Date Meeting Status WBC CUSIP 961214301 12/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect Elizabeth Bryan Mgmt For For For 3 Re-elect Peter Hawkins Mgmt For For For 4 Re-elect Carolyn Hewson Mgmt For For For 5 Equity Grants (MD/CEO Gail Kelly) Mgmt For For For
Weyerhaeuser Company Ticker Security ID: Meeting Date Meeting Status WY CUSIP 962166104 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wayne Murdy Mgmt For For For 2 Elect John Kieckhefer Mgmt For For For 3 Elect Charles Williamson Mgmt For For For 4 Right to Call a Special Meeting Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For
Windstream Corporation Ticker Security ID: Meeting Date Meeting Status WIN CUSIP 97381W104 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Armitage Mgmt For For For 2 Elect Samuel Beall, III Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Francis Frantz Mgmt For For For 5 Elect Jeffery Gardner Mgmt For For For 6 Elect Jeffrey Hinson Mgmt For For For 7 Elect Judy Jones Mgmt For For For 8 Elect William Montgomery Mgmt For For For 9 Elect Alan Wells Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 14 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
Worthington Industries, Inc. Ticker Security ID: Meeting Date Meeting Status WOR CUSIP 981811102 09/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kerrii Anderson Mgmt For For For 1.2 Elect John McConnell Mgmt For For For 1.3 Elect Mary Schiavo Mgmt For For For 2 2010 Stock Option Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
WSP HOLDINGS LIMITED Ticker Security ID: Meeting Date Meeting Status WH CUSIP 92934F104 08/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Longhua Piao Mgmt For For For 2 Elect Abdul Halim bin Harun Mgmt For For For 3 Elect Xizhong Xu Mgmt For For For 4 Elect Weidong Wang Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Transaction of Other Business Mgmt For Against Against
Wynn Resorts, Limited Ticker Security ID: Meeting Date Meeting Status WYNN CUSIP 983134107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Russell Goldsmith Mgmt For For For 1.2 Elect Robert Miller Mgmt For For For 1.3 Elect Kazuo Okada Mgmt For Withhold Against 1.4 Elect Allan Zeman Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
The Hartford Global Growth Fund Investment Company Report 07/01/10 - 06/30/11 Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For For For Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 03/02/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Procedural Rules of Mgmt For For For Shareholders' Meetings 4 Amendments to Procedural Rules of Mgmt For For For Board of Directors 5 Amendments to Procedural Rules of Mgmt For For For Supervisors 6 Elect Frederick MA Si-Hang Mgmt For For For 7 Elect WEN Tiejun Mgmt For For For 8 Renewal of Liability Insurance Mgmt For For For 9 Issuance of Subordinated Bonds Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change
American Express Company Ticker Security ID: Meeting Date Meeting Status AXP CUSIP 025816109 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Akerson Mgmt For For For 1.2 Elect Charlene Barshefsky Mgmt For For For 1.3 Elect Ursula Burns Mgmt For For For 1.4 Elect Kenneth Chenault Mgmt For For For 1.5 Elect Peter Chernin Mgmt For For For 1.6 Elect Theodore Leonsis Mgmt For For For 1.7 Elect Jan Leschly Mgmt For For For 1.8 Elect Richard Levin Mgmt For For For 1.9 Elect Richard McGinn Mgmt For For For 1.10 Elect Edward Miller Mgmt For For For 1.11 Elect Steven Reinemund Mgmt For For For 1.12 Elect Robert Walter Mgmt For For For 1.13 Elect Ronald Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 6 Sharehoholder Proposal Regarding ShrHoldr Against Against For Right to Call a Special Meeting
Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Butler, Jr. Mgmt For For For 2 Elect Kevin Chilton Mgmt For For For 3 Elect Luke Corbett Mgmt For For For 4 Elect H. Paulett Eberhart Mgmt For For For 5 Elect Preston Geren, III Mgmt For For For 6 Elect John Gordon Mgmt For For For 7 Elect James Hackett Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Gender Identity and Expression Anti-Bias Policy 12 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 13 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change of Control 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Anglo American plc Ticker Security ID: Meeting Date Meeting Status AAL CINS G03764134 04/21/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Phuthuma Nhleko Mgmt For For For 4 Elect Cynthia Carroll Mgmt For For For 5 Elect David Challen Mgmt For For For 6 Elect Sir CK Chow Mgmt For For For 7 Elect Sir Philip Hampton Mgmt For For For 8 Elect Rene Medori Mgmt For For For 9 Elect Ray O'Rourke Mgmt For For For 10 Elect Sir John Parker Mgmt For For For 11 Elect Mamphela Ramphele Mgmt For For For 12 Elect Jack Thompson Mgmt For For For 13 Elect Peter Woicke Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Directors' Remuneration Report Mgmt For Against Against 17 Long Term Incentive Plan Mgmt For Against Against 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
ASML Holding N.V. Ticker Security ID: Meeting Date Meeting Status ASML CINS N07059178 04/20/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Stock Option Grants to Employees Mgmt For For For 11 Elect William Siegle Mgmt For For For 12 Elect Josephus Westerburgen Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Supervisory Board Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Cancel Shares Mgmt For For For 22 Authority to Cancel Additional Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 01/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Replace Chairman with Vice Chairman Mgmt N/A For N/A 2 Replace Vice Chairman with Chairman Mgmt N/A For N/A 3 Ratification of Board Composition Mgmt N/A For N/A
Barclays plc Ticker Security ID: Meeting Date Meeting Status BARC CINS G08036124 04/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Alison Carnwath Mgmt For For For 4 Elect Dambisa Moyo Mgmt For For For 5 Elect Marcus Agius Mgmt For For For 6 Elect David Booth Mgmt For For For 7 Elect Sir Richard Broadbent Mgmt For For For 8 Elect Fulvio Conti Mgmt For For For 9 Elect Robert Diamond, Jr. Mgmt For For For 10 Elect Simon Fraser Mgmt For For For 11 Elect Reuben Jeffrey III Mgmt For For For 12 Elect Sir Andrew Likierman Mgmt For For For 13 Elect Christopher Lucas Mgmt For For For 14 Elect Sir Michael Rake Mgmt For For For 15 Elect Sir John Sunderland Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Long Term Incentive Plan Mgmt For For For 24 Amendment to the Barclays Group Mgmt For For For Share Value Plan
Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For Withhold Against 1.5 Elect Peter Crossgrove Mgmt For For For 1.6 Elect Robert Franklin Mgmt For For For 1.7 Elect J. Brett Harvey Mgmt For For For 1.8 Elect Dambisa Moyo Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Fabio de Oliveira Barbosa Mgmt For For For 5 Elect Caio Kock-Weser Mgmt For For For 6 Elect Patrick Thomas Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Elect Frank Chapman Mgmt For For For 9 Elect Baroness Hogg Mgmt For For For 10 Elect John Hood Mgmt For For For 11 Elect Martin Houston Mgmt For For For 12 Elect Sir David Manning Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Philippe Varin Mgmt For For For 15 Elect Sir Robert Wilson Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
BHP Billiton PLC Ticker Security ID: Meeting Date Meeting Status BLT CINS G10877101 10/21/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Elect John Buchanan (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 3 Elect David Crawford (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 4 Elect Keith Rumble (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 5 Elect John Schubert (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 6 Elect Jacques Nasser (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 7 Elect Malcolm Broomhead (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 8 Elect Carolyn Hewson (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Directors' Remuneration Report Mgmt For For For 18 Amendment to the Long-Term Incentive Mgmt For For For Plan 19 Equity Grant (CEO Marius Kloppers) Mgmt For For For 20 Adoption of New Constitution (BHP Mgmt For For For Billiton Limited) 21 Adoption of New Articles (BHP Mgmt For For For Billiton plc) 22 Non-Voting Meeting Note N/A N/A N/A N/A
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
BNP Paribas Ticker Security ID: Meeting Date Meeting Status BNP CINS F1058Q238 05/11/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Helene Ploix Mgmt For For For 11 Elect Baudouin Prot Mgmt For For For 12 Elect Daniela Weber-Rey Mgmt For For For 13 Elect Fields Wicker-Miurin Mgmt For For For 14 Merger by Absorption of Banque de Mgmt For For For Bretagne 15 Merger by Absorption of BNP Paribas Mgmt For For For International BV 16 Merger by Absorption of Cerenicim Mgmt For For For 17 Merger by absorption of SAS Noria Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Cancel Shares and Mgmt For For For Reduce Capital 21 Authority to Carry Out Formalities Mgmt For For For
Broadcom Corporation Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nancy Handel Mgmt For For For 1.2 Elect Eddy Hartenstein Mgmt For For For 1.3 Elect Maria Klawe Mgmt For For For 1.4 Elect John Major Mgmt For For For 1.5 Elect Scott McGregor Mgmt For For For 1.6 Elect William Morrow Mgmt For For For 1.7 Elect Henry Samueli Mgmt For For For 1.8 Elect John Swainson Mgmt For For For 1.9 Elect Robert Switz Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Carlsberg A/S Ticker Security ID: Meeting Date Meeting Status CARL-B CINS K36628137 03/24/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports/Ratification of Mgmt For For For Board and Management Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Amendments to Articles Regarding Mgmt For For For Directors' Terms 11 Elect Povl Krogsgaard-Larsen Mgmt For For For 12 Elect Kees van der Graaf Mgmt For For For 13 Elect Richard Burrows Mgmt For For For 14 Elect Niels Kaergard Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Under PRC GAAP Mgmt For For For 5 Accounts and Reports Under IFRS Mgmt For For For 6 Approval of Settlement Accounts Mgmt For For For 7 Financial Budget Mgmt For For For 8 A Shares' Report Mgmt For For For 9 H Shares' Report Mgmt For For For 10 Appointment of Baker Tilly China Mgmt For For For Certified Public Accountants Co., Ltd. for 2011 11 Appointment of KPMG for 2010 Mgmt For For For 12 Appointment of KPMG for 2011 Mgmt For For For 13 Authority to Set Fees Mgmt For For For 14 Approval of RMB 8 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (China) Co., Ltd. 15 Approval of RMB 12 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (Beijing) Co., Ltd. 16 Approval of RMB 100 Billion Mgmt For For For Financing Limit for the Company 17 Authority to Give Guarantees Mgmt For For For 18 Adoption of Rules of Procedures for Mgmt For For For Shareholder's General Meeting 19 Adoption of Rules of Procedures for Mgmt For For For Board 20 Adoption of Rules of Procedures for Mgmt For For For Supervisory 21 Adoption of Management Measures on Mgmt For For For Connected Transactions of H Shares 22 Adoption of Administrative Rules of Mgmt For For For Related Party Transactions 23 Change in Company Name Mgmt For For For 24 Amendments to Articles Mgmt For For For 25 Final Dividends Mgmt For For For 26 Bonus Share Issuance Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Ratification of Board Acts Mgmt For For For 29 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Final Dividends Mgmt For For For 3 Bonus Share Issuance Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Board Acts Mgmt For For For
Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aubrey McClendon Mgmt For For For 1.2 Elect Donald Nickles Mgmt For For For 1.3 Elect Kathleen Eisbrenner Mgmt For For For 1.4 Elect Louis Simpson Mgmt For For For 2 Amendment to the Long Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Sales to China
Citrix Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP 177376100 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Murray Demo Mgmt For For For 2 Elect Asiff Hirji Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 4 Reapproval of Performance Goals Mgmt For For For Under the 2005 Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect John Whitmire Mgmt For For For 1.3 Elect Philip Baxter Mgmt For For For 1.4 Elect James Altmeyer, Sr. Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Daimler AG Ticker Security ID: Meeting Date Meeting Status DAI CINS D1668R123 04/13/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Supervisory Board Members' Fees Mgmt For For For 11 Elect Manfred Bischoff Mgmt For For For 12 Elect Lynton Wilson Mgmt For For For 13 Elect Petraea Heynike Mgmt For For For
Dell Inc. Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R101 08/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP 247361702 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Kenneth Woodrow Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Mgmt For For For Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Ensco International plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For
Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Mgmt For For For Regarding Historic Dividends 9 Release of Shareholders from Claims Mgmt For For For Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change in Control 12 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Shareholder Proposal Cumulative ShrHoldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
Genting Singapore PLC Ticker Security ID: Meeting Date Meeting Status G13 CINS G3825Q102 08/18/2010 Voted Meeting Type Country of Trade Special ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Disposal Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A
Genting Singapore plc (fka Genting International PLC) Ticker Security ID: Meeting Date Meeting Status G13 CINS G3825Q102 04/28/2011 Voted Meeting Type Country of Trade Annual ISLE OF MAN Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect LIM Kok Hoong Mgmt For For For 4 Elect KOH Seow Chuan Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Related Party Transactions Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
GOME Electrical Appliances Holding Limited Ticker Security ID: Meeting Date Meeting Status 493 CINS G3978C124 09/28/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect ZHU Jia Mgmt For For For 4 Elect Ian Reynolds Mgmt For For For 5 Elect WANG Li Hong Mgmt For For For 6 Cancellation of General Mandate to ShrHoldr Against Against For Issue shares w/o Preemptive Rights 7 SHP Removal of CHEN Xiao ShrHoldr Against Against For 8 SHP Removal of SUN Yi Ding ShrHoldr Against Against For 9 SHP Elect of Dissident Shareholder ShrHoldr Against Against For Nominee ZOU Xiao Chun 10 SHP Elect of Dissident Shareholder ShrHoldr Against Against For Nominee HUANG Yan Hong 11 Non-Voting Meeting Note N/A N/A N/A N/A
Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Conflict of Interest Report
Groupe Danone Ticker Security ID: Meeting Date Meeting Status BN CINS F12033134 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of the Co-option of Mgmt For For For Yoshihiro Kawabata 8 Elect Bruno Bonnell Mgmt For For For 9 Elect Bernard Hours Mgmt For For For 10 Elect Yoshihiro Kawabata Mgmt For For For 11 Elect Jacques Vincent Mgmt For For For 12 Elect Isabelle Seillier Mgmt For For For 13 Elect Jean-Michel Severino Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Severance Package (Bernard Hours) Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Autority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Authority to Carry Out Formalities Mgmt For For For
Hang Lung Properties Limited Ticker Security ID: Meeting Date Meeting Status 101 CINS Y30166105 10/20/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Dominic HO Chiu Fai Mgmt For For For 7 Elect Ronnie CHAN Chichung Mgmt For For For 8 Elect Philip CHEN Nan Lok Mgmt For For For 9 Elect William KO Pak Yau Mgmt For For For 10 Elect Henry YIU Tze Yin Mgmt For For For 11 Elect HO Hau Cheong Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For
Heineken NV Ticker Security ID: Meeting Date Meeting Status HEIA CINS N39427211 04/21/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Executive Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Amendments to Articles Mgmt For For For 12 Amendment to Compensation Policy Mgmt For For For 13 Amendment to Long-Term Incentive Plan Mgmt For For For 14 Amendment to Short-Term Incentive Mgmt For For For Plan 15 Supervisory Board Fees Mgmt For For For 16 Elect D.R. Hooft Graafland Mgmt For For For 17 Elect Michel de Carvalho Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A
High Tech Computer Corp. Ticker Security ID: Meeting Date Meeting Status 2498 CINS Y3732M103 06/15/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Amendment to Procedural Rules: Mgmt For For For Acquisition/Disposal of Assets 12 Elect David Bruce Yoffie Mgmt For For For 13 Elect Jerry H.C. Chu (Supervisor) Mgmt For For For 14 Non-Compete Restrictions for Mgmt For For For Directors 15 Extraordinary motions Mgmt For Against Against
Hitachi Limited Ticker Security ID: Meeting Date Meeting Status 6501 CINS J20454112 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Takashi Kawamura Mgmt For For For 3 Elect Yoshie Ohta Mgmt For For For 4 Elect Mitsuo Ohhashi Mgmt For For For 5 Elect Nobuo Katsumata Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Isao Ono Mgmt For For For 8 Elect Stephen Gomersall Mgmt For For For 9 Elect Tadamichi Sakiyama Mgmt For For For 10 Elect Masaharu Sumikawa Mgmt For For For 11 Elect Hiroaki Nakanishi Mgmt For For For 12 Elect Michiharu Nakamura Mgmt For For For 13 Elect Takashi Hatchohji Mgmt For For For 14 Elect Takashi Miyoshi Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of a Director
Hon Hai Precision Industry Co. Ticker Security ID: Meeting Date Meeting Status 2317 CINS Y36861105 06/08/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For 11 Extraordinary Motions Mgmt For Against Against
Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Crown Mgmt For For For 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Kevin Warren Mgmt For For For 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Mgmt For For For Incentive Plan
Ingersoll-Rand Plc Ticker Security ID: Meeting Date Meeting Status IR CUSIP G47791101 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Richard Swift Mgmt For For For 11 Elect Tony White Mgmt For For For 12 Senior Executive Performance Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Authority to Repurchase Shares Mgmt For For For 16 Ratification of Auditor Mgmt For For For
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Lead Director
Kingfisher plc Ticker Security ID: Meeting Date Meeting Status KGF CINS G5256E441 06/16/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Pascal Cagni Mgmt For For For 5 Elect Clare Chapman Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Andrew Bonfield Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Anders Dahlvig Mgmt For For For 10 Elect Janis Kong Mgmt For For For 11 Elect John Nelson Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Amendment to Performance Share Plan Mgmt For For For
Komatsu Limited Ticker Security ID: Meeting Date Meeting Status 6301 CINS J35759125 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiro Sakane Mgmt For For For 4 Elect Kunio Noji Mgmt For For For 5 Elect Yoshinori Komamura Mgmt For For For 6 Elect Tetsuji Ohhashi Mgmt For For For 7 Elect Kensuke Hotta Mgmt For For For 8 Elect Noriaki Kanoh Mgmt For For For 9 Elect Kohichi Ikeda Mgmt For For For 10 Elect Mamoru Hironaka Mgmt For For For 11 Elect Mikio Fujitsuka Mgmt For For For 12 Elect Fujitoshi Takamura Mgmt For For For 13 Elect Hiroyuki Kamano Mgmt For For For 14 Bonus Mgmt For Against Against 15 Stock Option Plan Mgmt For For For
Kuehne & Nagel International AG Ticker Security ID: Meeting Date Meeting Status KNIN CINS H4673L145 05/10/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Allocation of Dividends from Reserves Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Jurgen Fitschen Mgmt For TNA N/A 8 Elect Karl Gernandt Mgmt For TNA N/A 9 Elect Hans-Jorg Hager Mgmt For TNA N/A 10 Elect Klaus-Michael Kuehne Mgmt For TNA N/A 11 Elect Hans Lerch Mgmt For TNA N/A 12 Elect Wolfgang Peiner Mgmt For TNA N/A 13 Elect Thomas Staehelin Mgmt For TNA N/A 14 Elect Joerg Wolle Mgmt For TNA N/A 15 Elect Bernd Wrede Mgmt For TNA N/A 16 Elect Renato Fassbind Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A 18 Transaction of Other Business Mgmt For TNA N/A
Li & Fung Limited Ticker Security ID: Meeting Date Meeting Status 494 CINS G5485F144 05/18/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect William FUNG Kwok Lun Mgmt For For For 6 Elect Allan WONG Chi Yun Mgmt For For For 7 Elect Benedict CHANG Yew Teck Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Stock Split Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Li & Fung Limited Ticker Security ID: Meeting Date Meeting Status 494 CINS G5485F144 09/13/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Scheme of Arrangement Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For For For 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Political Contributions and Expenditure Report
Marvell Technology Group Ltd. Ticker Security ID: Meeting Date Meeting Status MRVL CUSIP G5876H105 07/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ta-Lin Hsu Mgmt For For For 2 Elect John Kassakian Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Amendment to Majority Vote Standard Mgmt For For For for Election of Directors 5 Executive Performance Incentive Plan Mgmt For For For 6 Amendment to the 1995 Stock Option Mgmt For For For Plan 7 Ratification of Auditor Mgmt For For For
Motorola Mobility Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status MMI CUSIP 620097105 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Sanjay Jha Mgmt For For For 2 Elect Jon Barfield Mgmt For For For 3 Elect William Hambrecht Mgmt For For For 4 Elect Jeanne Jackson Mgmt For For For 5 Elect Keith Meister Mgmt For For For 6 Elect Thomas Meredith Mgmt For For For 7 Elect Daniel Ninivaggi Mgmt For For For 8 Elect James Stengel Mgmt For For For 9 Elect Anthony Vinciquerra Mgmt For For For 10 Elect Andrew Viterbi Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For
National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Stock Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 08/31/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffry Allen Mgmt For For For 1.2 Elect Alan Earhart Mgmt For For For 1.3 Elect Thomas Georgens Mgmt For For For 1.4 Elect Gerald Held Mgmt For For For 1.5 Elect Nicholas Moore Mgmt For For For 1.6 Elect T. Michael Nevens Mgmt For For For 1.7 Elect George Shaheen Mgmt For For For 1.8 Elect Robert Wall Mgmt For For For 1.9 Elect Daniel Warmenhoven Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Nissan Motor Co Ltd Ticker Security ID: Meeting Date Meeting Status 7201 CINS J57160129 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Stock Option Plan Mgmt For For For 4 Elect Carlos Ghosn Mgmt For For For 5 Elect Toshiyuki Shiga Mgmt For For For 6 Elect Hiroto Saikawa Mgmt For For For 7 Elect Colin Dodge Mgmt For For For 8 Elect Mitsuhiko Yamashita Mgmt For For For 9 Elect Carlos Tavares Mgmt For For For 10 Elect Hidetoshi Imazu Mgmt For For For 11 Elect Jean-Baptiste Duzan Mgmt For For For 12 Elect Katsumi Nakamura Mgmt For For For
Nomura Holdings Incorporated Ticker Security ID: Meeting Date Meeting Status 8604 CINS J59009159 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kenichi Watanabe Mgmt For For For 3 Elect Takumi Shibata Mgmt For For For 4 Elect Masanori Itatani Mgmt For For For 5 Elect Masanori Nishimatsu Mgmt For For For 6 Elect Haruo Tsuji Mgmt For For For 7 Elect Tsuguoki Fujinuma Mgmt For For For 8 Elect Masahiro Sakane Mgmt For For For 9 Elect Lord Colin Marshall Mgmt For For For 10 Elect Dame Clara Furse Mgmt For For For 11 Elect Nobuyuki Koga Mgmt For For For 12 Elect David Benson Mgmt For For For 13 Elect Takao Kusakari Mgmt For For For 14 Elect Toshinori Kanemoto Mgmt For For For 15 Elect Michael Lim Choo San Mgmt For For For 16 Amendments to Articles Mgmt For For For
NVIDIA Corporation Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harvey Jones Mgmt For For For 2 Elect William Miller Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 10/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Chairman
Ping An Insurance (Group) Company of China Ticker Security ID: Meeting Date Meeting Status 2318 CINS Y69790106 06/16/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Reports Mgmt For For For 3 Supervisors' Reports Mgmt For For For 4 Annual Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocations of Profits/ Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Elect Louis CHEUNG Chi Yan Mgmt For For For 9 Elect Jackson WOO Ka Biu Mgmt For For For 10 Amendments to Articles Mgmt For For For
Ping An Insurance (Group) Company of China Ticker Security ID: Meeting Date Meeting Status 2318 CINS Y69790106 11/01/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adjustment on Independent Directors' Mgmt For Against Against Fees 3 Means, Object of the Transaction and Mgmt For For For Parties to the Transaction 4 Transaction Price and Basis of Mgmt For For For Pricing 5 Vesting of Proit or Loss Arising Mgmt For For For from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date 6 Contract Obligations and Default Mgmt For For For Liabilities Under the Transfer of Ownership of the Relevant Assets 7 Validity Period of the Resolution Mgmt For For For 8 Share Subscription Agreement Mgmt For For For 9 Profits Forecast Compensation Mgmt For For For Agreement 10 Ratification of Board Acts Mgmt For For For
Precision Castparts Corp. Ticker Security ID: Meeting Date Meeting Status PCP CUSIP 740189105 08/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Murphy Mgmt For For For 1.2 Elect Steven Rothmeier Mgmt For For For 1.3 Elect Richard Wambold Mgmt For For For 1.4 Elect Timothy Wicks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
priceline.com Incorporated Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Prudential Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect Martina Hund-Mejean Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr For For For Simple Majority Vote 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report
QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Safran SA Ticker Security ID: Meeting Date Meeting Status SAF CINS F4035A557 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification Mgmt For For For of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Amendment to Governing Structure Mgmt For For For 10 Adoption of New Articles Mgmt For Against Against 11 Amendment Regarding Cap on Voting Mgmt For Against Against Rights 12 Elect Jean-Paul Herteman Mgmt For For For 13 Elect Francis Mer Mgmt For For For 14 Elect Giovanni Bisignani Mgmt For For For 15 Elect Jean-Lou Chameau Mgmt For For For 16 Elect Odile Desforges Mgmt For For For 17 Elect Jean-Marc Forneri Mgmt For For For 18 Elect Xavier Lagarde Mgmt For For For 19 Elect Michel Lucas Mgmt For For For 20 Elect Elisabeth Lulin Mgmt For For For 21 Election of Representatives of the Mgmt For For For State 22 Elect Christian Halary Mgmt For For For 23 Elect Marc Aubry Mgmt For For For 24 Elect Caroline Gregoire-Sainte Marie Mgmt For For For as Censor 25 Directors' Fees Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 29 Authority to Increase capital in Mgmt For For For Case of Exchange Offer 30 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 31 Authority to Increase Share Issuance Mgmt For For For Limit 32 Authority to Set Offering Price of Mgmt For For For Shares 33 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 34 Authority to Increase Capital Mgmt For For For Through Capitalizations 35 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 36 Authority to Grant Stock Options Mgmt For For For 37 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 38 Authority to Issue Restricted Shares Mgmt For For For 39 Authority to Cancel Shares and Mgmt For For For Reduce Capital 40 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 41 Shareholder Proposal Regarding ShrHoldr For For For Representatives of Employee Shareholders 42 Shareholder Proposal Regarding ShrHoldr Against Against For Employee Representation 43 Authority to Carry Out Formalities Mgmt For For For 44 Non-Voting Meeting Note N/A N/A N/A N/A
salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Samsung Electronics Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 5930 CINS Y74718100 03/18/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For Against Against
Sands China Limited Ticker Security ID: Meeting Date Meeting Status 1928 CINS G7800X107 06/07/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Michael A. Leven Mgmt For For For 5 Elect Toh Hup Hock Mgmt For For For 6 Elect Jeffrey H. Schwartz Mgmt For For For 7 Elect David M. Turnbull Mgmt For For For 8 Elect Iain F. Bruce Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For
Sandvik AB Ticker Security ID: Meeting Date Meeting Status SAND CINS W74857165 05/03/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Allocation of Profits/Dividends Mgmt For For For 15 Board Size; Number of Auditors Mgmt For For For 16 Amendments to Articles Mgmt For For For 17 Directors and Auditors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Long-Term Incentive Plan Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A
Schlumberger Limited Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Increase of Authorized Common Stock Mgmt For For For 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements and Mgmt For For For Dividends 20 Ratification of Auditor Mgmt For For For
Schneider Electric SA Ticker Security ID: Meeting Date Meeting Status SU CINS F86921107 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Anand Mahindra 9 Elect Betsy Atkins Mgmt For For For 10 Elect Jeong H. Kim Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendment Regarding Director Age Mgmt For For For Limit 15 Amendment Regarding Censors Mgmt For For For 16 Stock Split Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Increase Share Issuance Mgmt For For For Limit 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer or in Consideration for Contributions in Kind 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Grant Stock Options Mgmt For For For 24 Authority to Issue Restricted Shares Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Authority to Carry Out Formalities Mgmt For For For
Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 12 Increase in Authorized Capital for Mgmt For For For Employee Share Purchase Plan 13 Supervisory Board Members' Fees Mgmt For For For 14 Intra-company Contracts Mgmt For For For 15 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 16 Shareholder Proposal Regarding ShrHoldr Against Against For Amendments to Corporate Purpose
SMC Corporation Ticker Security ID: Meeting Date Meeting Status 6273 CINS J75734103 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiyuki Takada Mgmt For For For 4 Elect Katsunori Maruyama Mgmt For For For 5 Elect Fumitaka Itoh Mgmt For For For 6 Elect Ikuji Usui Mgmt For For For 7 Elect Yoshihiro Fukano Mgmt For For For 8 Elect Yoshiki Takada Mgmt For For For 9 Elect Katsunori Tomita Mgmt For For For 10 Elect Seiji Kosugi Mgmt For For For 11 Elect Tamon Kitabatake Mgmt For For For 12 Elect Iwao Mogi Mgmt For For For 13 Elect Eiji Ohhashi Mgmt For For For 14 Elect Masahiko Satake Mgmt For For For 15 Elect Kohichi Shikakura Mgmt For For For 16 Elect Osamu Kuwahara Mgmt For For For 17 Elect Kohji Ogura Mgmt For For For 18 Elect Motoichi Kawada Mgmt For For For 19 Elect Herman Berakoetxea Mgmt For For For 20 Elect Daniel Langmeier Mgmt For For For 21 Elect CHAN Rihyan Mgmt For For For 22 Elect Takashi Honda Mgmt For For For 23 Elect Kohji Takahashi Mgmt For For For 24 Elect Yoshiaki Ogawa Mgmt For For For 25 Appointment of Auditor Mgmt For For For 26 Retirement Allowances for Mgmt For For For Director(s)
Sprint Nextel Corporation Ticker Security ID: Meeting Date Meeting Status S CUSIP 852061100 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bennett Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Larry Glasscock Mgmt For For For 4 Elect James Hance, Jr. Mgmt For For For 5 Elect Daniel Hesse Mgmt For For For 6 Elect Janet Hill Mgmt For For For 7 Elect Frank Ianna Mgmt For For For 8 Elect Sven-Christer Nilsson Mgmt For For For 9 Elect William Nuti Mgmt For For For 10 Elect Rodney O'Neal Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 15 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority
Standard Chartered plc Ticker Security ID: Meeting Date Meeting Status STAN CINS G84228157 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Steve Bertamini Mgmt For For For 5 Elect Jaspal Bindra Mgmt For For For 6 Elect Richard Delbridge Mgmt For For For 7 Elect Jamie Dundas Mgmt For For For 8 Elect Valerie Gooding Mgmt For For For 9 Elect HAN Seung-Soo Mgmt For For For 10 Elect Simon Lowth Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Ruth Markland Mgmt For For For 13 Elect Richard Meddings Mgmt For For For 14 Elect John Paynter Mgmt For For For 15 Elect John Peace Mgmt For For For 16 Elect Michael Rees Mgmt For For For 17 Elect Peter Sands Mgmt For For For 18 Elect Paul Skinner Mgmt For For For 19 Elect Oliver Stocken Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 25 2011 Share Plan Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Ordinary Mgmt For For For Shares 28 Authority to Repurchase Preference Mgmt For For For Shares 29 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 30 Non-Voting Meeting Note N/A N/A N/A N/A
Starbucks Corporation Ticker Security ID: Meeting Date Meeting Status SBUX CUSIP 855244109 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Schultz Mgmt For For For 2 Elect William Bradley Mgmt For For For 3 Elect Mellody Hobson Mgmt For For For 4 Elect Kevin Johnson Mgmt For For For 5 Elect Olden Lee Mgmt For For For 6 Elect Sheryl Sandberg Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect Javier Teruel Mgmt For For For 9 Elect Myron Ullman III Mgmt For For For 10 Elect Craig Weatherup Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 13 Approval of Revised Performance Mgmt For For For Criteria Under the 2005 Long-Term Equity Incentive Plan 14 Amendment to the 2005 Long-Term Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For RECYCLING STRATEGY FOR BEVERAGE CONTAINERS
Syngenta AG Ticker Security ID: Meeting Date Meeting Status SYNN CINS H84140112 04/19/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Cancellation of Shares Mgmt For TNA N/A 7 Allocation of Profits Mgmt For TNA N/A 8 Dividend Distribution from Reserves Mgmt For TNA N/A 9 Elect Martin Taylor Mgmt For TNA N/A 10 Elect Peter Thompson Mgmt For TNA N/A 11 Elect Rolf Watter Mgmt For TNA N/A 12 Elect Felix Weber Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Transaction of Other Business Mgmt For TNA N/A
Vallourec Ticker Security ID: Meeting Date Meeting Status VK CINS F95922104 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Pascale Chargrasse 9 Elect Pascale Chargrasse Mgmt For For For 10 Elect Jean-Paul Parayre Mgmt For For For 11 Elect Patrick Boissier Mgmt For For For 12 Elect Anne-Marie Idrac Mgmt For For For 13 Elect Francois Henrot as Censor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Capital and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For For For Shares 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital In Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority for Subsidiaries to Issue Mgmt For For For Securities Convertible into Company Shares 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Authority to Issue Debt Instruments Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital for Mgmt For For For Foreign Employees 27 Authority to Increase Capital for Mgmt For For For Foreign Employees as an Alternative to Employee Savings Plan 28 Authority to Issue Restricted Shares Mgmt For For For Under Savings Plans 29 Authority to Issue Restricted Shares Mgmt For For For 30 Authority to Cancel Shares and Mgmt For For For Reduce Capital 31 Amendment Regarding Supervisory Mgmt For For For Board Member Term Length 32 Amendment Regarding Employee Mgmt For For For Representation 33 Authority to Carry Out Formalities Mgmt For For For
Vertex Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP 92532F100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
WPP Plc Ticker Security ID: Meeting Date Meeting Status WPP CINS G9787K108 06/02/2011 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Advisory Vote on Corporate Mgmt For For For Responsibility Report 4 Amendment to Articles Regarding Mgmt For For For Annual Reelection of Directors 5 Elect Ruigang Li Mgmt For For For 6 Elect Sol Trujillo Mgmt For For For 7 Elect Colin Day Mgmt For For For 8 Elect Esther Dyson Mgmt For For For 9 Elect Orit Gadiesh Mgmt For For For 10 Elect Philip Lader Mgmt For For For 11 Elect Stanley Morten Mgmt For For For 12 Elect Koichiro Naganuma Mgmt For Against Against 13 Elect Lubna Olayan Mgmt For For For 14 Elect John Quelch Mgmt For For For 15 Elect Mark Read Mgmt For For For 16 Elect Paul Richardson Mgmt For For For 17 Elect Jeffrey Rosen Mgmt For For For 18 Elect Timothy Shriver Mgmt For For For 19 Elect Sir Martin Sorrell Mgmt For For For 20 Elect Paul Spencer Mgmt For For For 21 Appointment of Auditor and Authority Mgmt For For For to Set Fees 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Directors' Fees Mgmt For For For 24 Scrip Dividend Mgmt For For For 25 Authority to Repurchase Shares Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
WPP PLC Ticker Security ID: Meeting Date Meeting Status WPP CINS G9787K108 11/24/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 "Authority to Defer 2004 Leadership Mgmt For For For Equity Acquisition Plan (""""LEAP"""") Awards (UK Portion)" 2 Authority to Defer 2004 LEAP Awards Mgmt For For For (US Portion) 3 Authority to Defer 2004 LEAP Awards Mgmt For For For (UK Portion) 4 Authority to Defer 2004 LEAP Awards Mgmt For For For 5 Authority to Defer 2004 LEAP III Mgmt For For For Awards 6 Authority to Defer Deferred Stock Mgmt For For For Unit Awards
Xstrata Plc Ticker Security ID: Meeting Date Meeting Status XTA CINS G9826T102 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Mick Davis Mgmt For For For 5 Elect Con Fauconnier Mgmt For For For 6 Elect Ivan Glasenberg Mgmt For For For 7 Elect Peter Hooley Mgmt For For For 8 Elect Claude Lamoureux Mgmt For For For 9 Elect Trevor Reid Mgmt For For For 10 Elect Sir Steve Robson Mgmt For For For 11 Elect David Rough Mgmt For For For 12 Elect Ian Strachan Mgmt For For For 13 Elect Santiago Zaldumbide Mgmt For For For 14 Elect John Bond Mgmt For For For 15 Elect Aristotelis Mistakidis Mgmt For For For 16 Elect Tor Peterson Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days
The Hartford Global Health Fund Investment Company Report 07/01/10 - 06/30/11 3SBio Inc. Ticker Security ID: Meeting Date Meeting Status SSRX CUSIP 88575Y105 10/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect HUANG Bin Mgmt For For For 2 Elect Peiguo Cong Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Amendment to Articles of Association Mgmt For For For 5 Amendments to Articles of Mgmt For Against Against Association Regarding Board Size and the Removal of Directors 6 Amendments to Articles Regarding the Mgmt For For For Removal of Directors by the Board
ABIOMED, Inc. Ticker Security ID: Meeting Date Meeting Status ABMD CUSIP 003654100 08/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Minogue Mgmt For For For 1.2 Elect W. Gerald Austen Mgmt For For For 1.3 Elect Martin Sutter Mgmt For For For 2 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Acorda Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status ACOR CUSIP 00484M106 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ron Cohen Mgmt For For For 1.2 Elect Lorin Randall Mgmt For For For 1.3 Elect Steven Rauscher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For For For Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
ALK-Abello A/S Ticker Security ID: Meeting Date Meeting Status ALK B CINS K03294111 04/01/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Ratification Mgmt For For For of Board and Management Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights; Issuance of Warrants w/o Preemptive Rights 10 Elect Lars Holmkvist Mgmt For For For 11 Elect Thorleif Krarup Mgmt For For For 12 Elect Anders Gersel Pedersen Mgmt For For For 13 Elect Brian Petersen Mgmt For For For 14 Elect Steen Riisgaard Mgmt For For For 15 Elect Jes Ostergaard Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Carry Out Formalities Mgmt For For For
Allscripts Healthcare Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MDRX CUSIP 01988P108 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Chookaszian Mgmt For For For 1.2 Elect Eugene Fife Mgmt For For For 1.3 Elect Marcel Gamache Mgmt For For For 1.4 Elect Philip Green Mgmt For For For 1.5 Elect Edward Kangas Mgmt For For For 1.6 Elect Michael Kluger Mgmt For For For 1.7 Elect Philip Pead Mgmt For For For 1.8 Elect Glen Tullman Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Allscripts Healthcare Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MDRX CUSIP 01988P108 11/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Chookaszian Mgmt For For For 1.2 Elect Eugene Fife Mgmt For For For 1.3 Elect Marcel Gamache Mgmt For For For 1.4 Elect Philip Green Mgmt For For For 1.5 Elect Edward Kangas Mgmt For For For 1.6 Elect John King Mgmt For For For 1.7 Elect Michael Kluger Mgmt For For For 1.8 Elect Philip Pead Mgmt For For For 1.9 Elect Glen Tullman Mgmt For For For 1.10 Elect Stephen Wilson Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For
Almirall SA Ticker Security ID: Meeting Date Meeting Status ALM CINS E7131W101 05/06/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For
AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 02/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Cotros Mgmt For For For 2 Elect Jane Henney Mgmt For For For 3 Elect R. David Yost Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Repeal of Classified Board Mgmt For For For 8 2011 Employee Stock Purchase Plan Mgmt For For For
AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Vance Coffman Mgmt For For For 5 Elect Rebecca Henderson Mgmt For For For 6 Elect Frank Herringer Mgmt For For For 7 Elect Gilbert Omenn Mgmt For For For 8 Elect Judith Pelham Mgmt For For For 9 Elect J. Paul Reason Mgmt For For For 10 Elect Leonard Schaeffer Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Ronald Sugar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Amylin Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status AMLN CUSIP 032346108 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Adams Mgmt For For For 1.2 Elect Teresa Beck Mgmt For For For 1.3 Elect M. Kathleen Behrens Mgmt For For For 1.4 Elect Daniel Bradbury Mgmt For For For 1.5 Elect Paul Clark Mgmt For For For 1.6 Elect Paulo Costa Mgmt For For For 1.7 Elect Alexander Denner Mgmt For For For 1.8 Elect Karin Eastham Mgmt For For For 1.9 Elect James Gavin III Mgmt For For For 1.10 Elect Jay Skyler Mgmt For For For 1.11 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Ardea Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status RDEA CUSIP 03969P107 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Felix Baker Mgmt For For For 1.2 Elect Wendy Dixon Mgmt For For For 1.3 Elect Henry Fuchs Mgmt For For For 1.4 Elect Craig Johnson Mgmt For For For 1.5 Elect John Poyhonen Mgmt For For For 1.6 Elect Barry Quart Mgmt For For For 1.7 Elect Kevin Tang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Arena Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ARNA CUSIP 040047102 06/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Lief Mgmt For For For 1.2 Elect Dominic Behan Mgmt For For For 1.3 Elect Donald Belcher Mgmt For For For 1.4 Elect Scott Bice Mgmt For For For 1.5 Elect Harry Hixson, Jr. Mgmt For For For 1.6 Elect Tina Nova Mgmt For For For 1.7 Elect Phillip Schneider Mgmt For For For 1.8 Elect Christine White Mgmt For For For 1.9 Elect Randall Woods Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Auxilium Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status AUXL CUSIP 05334D107 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Peter Brandt Mgmt For For For 1.5 Elect Oliver Fetzer Mgmt For For For 1.6 Elect Paul Friedman Mgmt For For For 1.7 Elect Renato Fuchs Mgmt For For For 1.8 Elect Nancy Lurker Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce Downey Mgmt For For For 7 Elect John Finn Mgmt For For For 8 Elect Gregory Kenny Mgmt For For For 9 Elect James Mongan Mgmt For For For 10 Elect Richard Notebaert Mgmt For For For 11 Elect David Raisbeck Mgmt For For For 12 Elect Jean Spaulding Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Code of Regulations Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
CareFusion Corporation Ticker Security ID: Meeting Date Meeting Status CFN CUSIP 14170T101 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Schlotterbeck Mgmt For For For 2 Elect J. Michael Losh Mgmt For For For 3 Elect Edward Miller Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2009 Long-Term Incentive Plan Mgmt For For For 6 Management Incentive Plan Mgmt For For For
Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
CELLDEX THERAPEUTICS, INC. Ticker Security ID: Meeting Date Meeting Status CLDX CUSIP 15117B103 09/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Ellberger Mgmt For For For 1.2 Elect Anthony Marucci Mgmt For For For 1.3 Elect Herbert Conrad Mgmt For For For 1.4 Elect George Elston Mgmt For For For 1.5 Elect Karen Lipton Mgmt For For For 1.6 Elect Rajesh Parekh Mgmt For For For 1.7 Elect Harry Penner, Jr. Mgmt For For For 1.8 Elect Timothy Shannon Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cephalon, Inc. Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/02/2011 Unvoted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal Bylaw Amendments Mgmt Against N/A N/A 2 Removal of J. Kevin Buschi Mgmt Against N/A N/A 3 Removal of William P. Egan Mgmt Against N/A N/A 4 Removal of Martyn D. Greenacre Mgmt Against N/A N/A 5 Removal of Vaughn M. Kailian Mgmt Against N/A N/A 6 Removal of Charles J. Homcy Mgmt Against N/A N/A 7 Removal of Kevin E. Moley Mgmt Against N/A N/A 8 Removal of Gail R. Wilensky Mgmt Against N/A N/A 9 Removal of Dennis L. Winger Mgmt Against N/A N/A 10 Election of Santo J. Costa Mgmt Against N/A N/A 11 Election of Abe. M. Freidman Mgmt Against N/A N/A 12 Election of Richard H. Koppes Mgmt Against N/A N/A 13 Election of Lawrence N. Kugelman Mgmt Against N/A N/A 14 Election of Andres Lonner Mgmt Against N/A N/A 15 Election of John H. McAurthur Mgmt Against N/A N/A 16 Election of Thomas G. Plaskett Mgmt Against N/A N/A 17 Election of Blair H. Sheppard Mgmt Against N/A N/A
Cephalon, Inc. Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/02/2011 Unvoted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal Bylaw Amendments Mgmt N/A N/A N/A 2 Removal of J. Kevin Buschi Mgmt N/A N/A N/A 3 Removal of William P. Egan Mgmt N/A N/A N/A 4 Removal of Martyn D. Greenacre Mgmt N/A N/A N/A 5 Removal of Charles J. Homcy Mgmt N/A N/A N/A 6 Removal of Vaughn M. Kailian Mgmt N/A N/A N/A 7 Removal of Kevin E. Moley Mgmt N/A N/A N/A 8 Removal of Gail R. Wilensky Mgmt N/A N/A N/A 9 Removal of Dennis L. Winger Mgmt N/A N/A N/A 10 Election of Santo J. Costa Mgmt N/A N/A N/A 11 Election of Abe. M. Freidman Mgmt N/A N/A N/A 12 Election of Richard H. Koppes Mgmt N/A N/A N/A 13 Election of Lawrence N. Kugelman Mgmt N/A N/A N/A 14 Election of Andres Lonner Mgmt N/A N/A N/A 15 Election of John H. McAurthur Mgmt N/A N/A N/A 16 Election of Thomas G. Plaskett Mgmt N/A N/A N/A 17 Election of Blair H. Sheppard Mgmt N/A N/A N/A
Cephalon, Inc. Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Kevin Buchi Mgmt For For For 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Charles Homcy Mgmt For For For 5 Elect Vaughn Kailian Mgmt For For For 6 Elect Kevin Moley Mgmt For For For 7 Elect Charles Sanders Mgmt For For For 8 Elect Gail Wilensky Mgmt For For For 9 Elect Dennis Winger Mgmt For For For 10 Amendment to 2011 Equity Mgmt For For For Compensation Plan 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roman Martinez IV Mgmt For For For 2 Elect Carol Wait Mgmt For For For 3 Elect William Zollars Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan
Covidien Public Limited Company Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F105 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Reverse Stock Split Followed by a Mgmt For For For Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
CVS Caremark Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Anne Finucane Mgmt For For For 5 Elect Kristen Gibney Williams Mgmt For For For 6 Elect Marian Heard Mgmt For For For 7 Elect Larry Merlo Mgmt For For For 8 Elect Jean-Pierre Millon Mgmt For For For 9 Elect Terrence Murray Mgmt For For For 10 Elect C.A. Lance Piccolo Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions or Expenditure 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Daiichi Sankyo Company Limited Ticker Security ID: Meeting Date Meeting Status 4568 CINS J11257102 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Johji Nakayama Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Kazunori Hirokawa Mgmt For For For 8 Elect Takashi Okimoto Mgmt For For For 9 Elect Hiroshi Hirabayashi Mgmt For For For 10 Elect Kunio Ishihara Mgmt For For For 11 Elect Yuhichiroh Anzai Mgmt For For For 12 Elect Yuki Satoh Mgmt For For For 13 Elect Kazuo Koike Mgmt For For For 14 Elect Takashi Chiba Mgmt For For For 15 Bonus Mgmt For For For
DexCom, Inc. Ticker Security ID: Meeting Date Meeting Status DXCM CUSIP 252131107 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jonathan Lord Mgmt For For For 1.2 Elect Eric Topol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Diasorin S.p.A. Ticker Security ID: Meeting Date Meeting Status DIA CINS T3475Y104 04/28/2011 Voted Meeting Type Country of Trade Annual Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends
Eclipsys Corporation Ticker Security ID: Meeting Date Meeting Status ECLP CUSIP 278856109 08/13/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Eisai Company Limited Ticker Security ID: Meeting Date Meeting Status 4523 CINS J12852117 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Junji Miyahara Mgmt For For For 4 Elect Kimitoshi Yabuki Mgmt For For For 5 Elect Akira Fujiyoshi Mgmt For For For 6 Elect Christina Ahmadjian Mgmt For For For 7 Elect Tokuji Izumi Mgmt For For For 8 Elect Kohichi Masuda Mgmt For For For 9 Elect Norio Kanoh Mgmt For For For 10 Elect Kiyochika Ohta Mgmt For For For 11 Elect Michikazu Aoi Mgmt For For For 12 Elect Hideaki Matsui Mgmt For For For 13 Stock Option Plan Mgmt For For For
Elan Corporation, plc Ticker Security ID: Meeting Date Meeting Status ELN CUSIP 284131208 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Robert Ingram Mgmt For For For 3 Elect Giles Kerr Mgmt For For For 4 Elect Kieran McGowan Mgmt For For For 5 Elect Kyran McLaughlin Mgmt For For For 6 Elect Dennis Selkoe Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Mgmt For For For Requirements 10 Executive Officer Incentive Plan Mgmt For For For
Exelixis, Inc. Ticker Security ID: Meeting Date Meeting Status EXEL CUSIP 30161Q104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank McCormick Mgmt For For For 1.2 Elect Michael Morrissey Mgmt For For For 1.3 Elect Stelios Papadopoulos Mgmt For For For 1.4 Elect George Scangos Mgmt For Withhold Against 1.5 Elect Lance Willsey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Forest Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838106 08/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For For For 8 Elect Lester Salans Mgmt For For For 9 Elect Peter Zimetbaum Mgmt For For For 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Reimbursement of Solicitation Expenses
Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For For For 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 162(m) Bonus Plan Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Right to Call a Special Meeting Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
HeartWare International, Inc. Ticker Security ID: Meeting Date Meeting Status HTWR CUSIP 422368100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Barberich Mgmt For For For 1.2 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.3 Elect Robert Thomas Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Equity Grant (Director and CEO Mgmt For For For Douglas Godshall) 6 Equity Grant (Director Thomas) Mgmt For For For 7 Equity Grant (Director Harrison) Mgmt For For For 8 Equity Grant (Director Barberich) Mgmt For For For 9 Equity Grant (Director Bennett) Mgmt For For For 10 Equity Grant (Director Larkin) Mgmt For For For 11 Equity Grant (Director Stockman) Mgmt For For For 12 Equity Grant (Director Wade) Mgmt For For For 13 Authority to Issue Convertible Mgmt For For For Senior Notes 14 IF DOUGLAS GODSHALL IS APPOINTED AS Mgmt N/A Against N/A YOUR PROXY, OR MAY BE APPOINTED BY DEFAULT AND YOU DO NOT WISH TO DIRECT YOUR PROXY HOW TO VOTE AS YOUR PROXY IN RESPECT OF PROPOSALS 5-12, PLEASE PLACE A MARK IN THE BOX. BY MARKING THIS BOX, YOU ACKNOWLEDGE THAT DOUGLAS GODSHALL MAY EXERCISE YOUR PROXY EVEN IF HE HAS AN INTEREST IN THE OUTCOME OF THE PROPOSALS. IF YOU DO NOT MARK THIS BOX, AND YOU HAVE NOT DIRECTED YOUR PROXY HOW TO VOTE, DOUGLAS GODSHALL WILL NOT CAST YOUR VOTES ON PROPOSALS 5-12.
ImmunoGen, Inc. Ticker Security ID: Meeting Date Meeting Status IMGN CUSIP 45253H101 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Fix Board Size Mgmt For For For 2.1 Elect Mitchel Sayare Mgmt For For For 2.2 Elect David Carter Mgmt For For For 2.3 Elect Mark Skaletsky Mgmt For For For 2.4 Elect Joseph Villafranca Mgmt For For For 2.5 Elect Nicole Onetto Mgmt For For For 2.6 Elect Stephen McCluski Mgmt For For For 2.7 Elect Richard Wallace Mgmt For For For 2.8 Elect Daniel Junius Mgmt For For For 2.9 Elect Howard Pien Mgmt For For For 3 Amendment to the 2006 Employee, Mgmt For For For Director and Consultant Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For
Incyte Corporation Ticker Security ID: Meeting Date Meeting Status INCY CUSIP 45337C102 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard De Schutter Mgmt For For For 1.2 Elect Barry Ariko Mgmt For For For 1.3 Elect Julian Baker Mgmt For For For 1.4 Elect Paul Brooke Mgmt For For For 1.5 Elect Wendy Dixon Mgmt For For For 1.6 Elect Paul Friedman Mgmt For For For 1.7 Elect John Niblack Mgmt For For For 1.8 Elect Roy Whitfield Mgmt For For For 2 Amendment to the 2010 Stock Mgmt For For For Incentive Plan 3 Amendment to the 1997 Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Inhibitex, Inc. Ticker Security ID: Meeting Date Meeting Status INHX CUSIP 45719T103 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect M. James Barrett Mgmt For For For 1.2 Elect Russell Medford Mgmt For For For 1.3 Elect A. Keith Willard Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Ironwood Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status IRWD CUSIP 46333X108 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bryan Roberts Mgmt For For For 1.2 Elect Peter Hecht Mgmt For For For 1.3 Elect David Shaw Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2010 Employee, Mgmt For For For Director and Consultant Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For
Life Technologies Corporation Ticker Security ID: Meeting Date Meeting Status LIFE CUSIP 53217V109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Balakrishnan Iyer Mgmt For For For 2 Elect Gregory Lucier Mgmt For For For 3 Elect Ronald Matricaria Mgmt For For For 4 Elect David U'Prichard Mgmt For For For 5 Elect William Longfield Mgmt For For For 6 Elect Ora Pescovitz Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Amendments to Certificate of Mgmt For For For Incorporation 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation
Ligand Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status LGND CUSIP 53220K207 09/09/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reverse Stock Split Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
McKesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby III Mgmt For Against Against 5 Elect M. Christine Jacobs Mgmt For Against Against 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For Against Against 8 Elect Edward Mueller Mgmt For Against Against 9 Elect Jane Shaw Mgmt For For For 10 Reapproval of Performance Goals Mgmt For For For Under the 2005 Stock Plan 11 Reapproval of Performance Goals Mgmt For For For Under the 2005 Management Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay
Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Ono Pharmaceutical Company Ltd. Ticker Security ID: Meeting Date Meeting Status 4528 CINS J61546115 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Gyoh Sagara Mgmt For For For 3 Elect Hiroshi Awata Mgmt For For For 4 Elect Kazuhito Kawabata Mgmt For For For 5 Elect Shinji Fujiyoshi Mgmt For For For 6 Elect Kei Sano Mgmt For For For 7 Elect Isao Ono Mgmt For For For 8 Elect Fumio Takahashi Mgmt For For For 9 Elect Daikichi Fukushima Mgmt For For For 10 Elect Shigeo Shimada Mgmt For For For 11 Elect Katsuyoshi Nishimura Mgmt For For For 12 Elect Yasuo Araki Mgmt For For For 13 Bonus Mgmt For For For
Optimer Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status OPTR CUSIP 68401H104 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Altig Mgmt For For For 1.2 Elect Michael Chang Mgmt For For For 1.3 Elect Robert Zerbe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
PAREXEL International Corporation Ticker Security ID: Meeting Date Meeting Status PRXL CUSIP 699462107 12/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Dana Callow, Jr. Mgmt For For For 1.2 Elect Christopher Lindop Mgmt For For For 1.3 Elect Josef von Rickenbach Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Perkinelmer, Inc. Ticker Security ID: Meeting Date Meeting Status PKI CUSIP 714046109 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Friel Mgmt For For For 2 Elect Nicholas Lopardo Mgmt For For For 3 Elect Alexis Michas Mgmt For For For 4 Elect James Mullen Mgmt For For For 5 Elect Vicki Sato Mgmt For For For 6 Elect Gabriel Schmergel Mgmt For For For 7 Elect Kenton Sicchitano Mgmt For For For 8 Elect Patrick Sullivan Mgmt For For For 9 Elect G. Robert Tod Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding the ShrHoldr Against For Against Right to Act by Written Consent 21 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
Progenics Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status PGNX CUSIP 743187106 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Crowley Mgmt For For For 1.2 Elect Paul Maddon Mgmt For For For 1.3 Elect Charles Baker Mgmt For For For 1.4 Elect Mark Baker Mgmt For For For 1.5 Elect Kurt Briner Mgmt For For For 1.6 Elect Mark Dalton Mgmt For For For 1.7 Elect Stephen Goff Mgmt For For For 1.8 Elect David Scheinberg Mgmt For For For 1.9 Elect Nicole Williams Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Stock Mgmt For For For 5 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Gilman Mgmt For For For 1.2 Elect Joseph Goldstein Mgmt For For For 1.3 Elect Christine Poon Mgmt For For For 1.4 Elect P. Roy Vagelos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Rigel Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status RIGL CUSIP 766559603 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Moos Mgmt For For For 1.2 Elect Hollings Renton Mgmt For For For 1.3 Elect Stephen Sherwin Mgmt For For For 2 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 3 2011 Equity Incentive Plan Mgmt For For For 4 Amendment to the 2000 Non-Employee Mgmt For For For Directors' Stock Option Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Seattle Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status SGEN CUSIP 812578102 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Srinivas Akkaraju Mgmt For For For 1.2 Elect David Gryska Mgmt For For For 1.3 Elect John McLaughlin Mgmt For For For 2 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Shionogi & Co Ltd Ticker Security ID: Meeting Date Meeting Status 4507 CINS J74229105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Yasuhiro Mino Mgmt For For For 6 Elect Akio Nomura Mgmt For For For 7 Elect Teppei Mogi Mgmt For For For 8 Elect Sachio Tokaji Mgmt For For For 9 Elect Kenji Fukuda Mgmt For For For 10 Bonus Mgmt For For For 11 Stock Option Plan Mgmt For For For 12 Statutory Auditors' Fees Mgmt For For For
SIGA Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status SIGA CUSIP 826917106 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Rose Mgmt For For For 1.2 Elect James Antal Mgmt For For For 1.3 Elect Michael Bayer Mgmt For For For 1.4 Elect William Bevins Mgmt For For For 1.5 Elect Thomas Constance Mgmt For For For 1.6 Elect Joseph Marshall, III Mgmt For For For 1.7 Elect Paul Savas Mgmt For For For 1.8 Elect Bruce Slovin Mgmt For For For 1.9 Elect Andrew Stern Mgmt For For For 1.10 Elect Frances Townsend Mgmt For For For 1.11 Elect Michael Weiner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
St. Jude Medical, Inc. Ticker Security ID: Meeting Date Meeting Status STJ CUSIP 790849103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Devenuti Mgmt For For For 2 Elect Thomas Garrett III Mgmt For For For 3 Elect Wendy Yarno Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board 8 Ratification of Auditor Mgmt For For For
The Medicines Company Ticker Security ID: Meeting Date Meeting Status MDCO CUSIP 584688105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Clive Meanwell Mgmt For For For 1.3 Elect Elizabeth Wyatt Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Thermo Fisher Scientific Inc. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP 883556102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Tornier N.V. Ticker Security ID: Meeting Date Meeting Status TRNX CUSIP N87237108 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rascal Girin Mgmt For For For 2 Elect Alain Tornier Mgmt For For For 3 Elect Elizabeth Weatherman Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Adoption of Statutory Annual Accounts Mgmt For For For 8 Director Indemnification Mgmt For For For
Trauson Holdings Co Ltd Ticker Security ID: Meeting Date Meeting Status 325 CINS G90137103 05/27/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect QIAN Fu Qing Mgmt For For For 6 Elect REN Feng Mei Mgmt For For For 7 Elect CAI Yong Mgmt For For For 8 Elect XU Yan Hua Mgmt For For For 9 Elect James NG Ming Chee Mgmt For For For 10 Elect CHAN Yuk Tong Mgmt For For For 11 Elect LU Bing Heng Mgmt For For For 12 Elect ZHAO Zi Lin Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Adoption of Share Option Scheme Mgmt For For For
Trius Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status TSRX CUSIP 89685K100 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Atwood Mgmt For For For 1.2 Elect David Kabakoff Mgmt For For For 1.3 Elect Nina Kjellson Mgmt For For For 1.4 Elect Brendan O'Leary Mgmt For For For 2 Ratification of Auditor Mgmt For For For
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 03/31/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Director Term Mgmt For TNA N/A Lengths 4 Amendment Regarding Compensation and Mgmt For TNA N/A Nominating Committee 5 Amendments to Articles 34, 35, 36, Mgmt For TNA N/A 39, 40 and 42 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Authority to Amend Articles Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 04/28/2011 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt For TNA N/A 4 Presentation of Auditor Report Mgmt For TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor's Acts Mgmt For TNA N/A 8 Elect Evelyn du Monceau de Bergendal Mgmt For TNA N/A 9 Elect Arnoud de Pret Roose de Mgmt For TNA N/A Calesberg 10 Elect Jean-Pierre Kinet Mgmt For TNA N/A 11 Ratification of the Independence of Mgmt For TNA N/A Jean-Pierre Kinet 12 Elect Thomas Leysen Mgmt For TNA N/A 13 Ratification of the Independence of Mgmt For TNA N/A Thomas Leysen 14 Elect Gerhard Mayr Mgmt For TNA N/A 15 Ratification of the Independence of Mgmt For TNA N/A Gerhard Mayr 16 Elect Norman Ornstein Mgmt For TNA N/A 17 Ratification of the Independence of Mgmt For TNA N/A Norman Ornstein 18 Elect Bridget van Rijckevorsel Mgmt For TNA N/A 19 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 20 Change in Control Provision Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A
UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Mgmt For For For Purchase Plan 15 Ratification of Auditor Mgmt For For For
Vertex Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP 92532F100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Volcano Corporation Ticker Security ID: Meeting Date Meeting Status VOLC CUSIP 928645100 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Coyle Mgmt For For For 1.2 Elect Roy Tanaka Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Volcano Corporation Ticker Security ID: Meeting Date Meeting Status VOLC CUSIP 928645100 07/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kiernan Gallahue Mgmt For For For 1.2 Elect Alexis Lukianov Mgmt For For For 1.3 Elect John Opnopchenko Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Watson Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status WPI CUSIP 942683103 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Fedida Mgmt For For For 2 Elect Albert Hummel Mgmt For For For 3 Elect Catherine Klema Mgmt For For For 4 Elect Anthony Tabatznik Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Amendment to the 2001 Incentive Mgmt For For For Award Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For
WellCare Health Plans, Inc. Ticker Security ID: Meeting Date Meeting Status WCG CUSIP 94946T106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Berg Mgmt For For For 2 Elect Carol Burt Mgmt For For For 3 Elect Alec Cunningham Mgmt For For For 4 Elect David Gallitano Mgmt For For For 5 Elect D. Robert Graham Mgmt For For For 6 Elect Kevin Hickey Mgmt For For For 7 Elect Christian Michalik Mgmt For For For 8 Elect Glenn Steele, Jr. Mgmt For For For 9 Elect William Trubeck Mgmt For For For 10 Elect Paul Weaver Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
WellPoint, Inc. Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Angela Braly Mgmt For For For 2 Elect Warren Jobe Mgmt For For For 3 Elect William Mays Mgmt For For For 4 Elect William Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors 7 Elimination of Supermajority Mgmt For For For Requirement for Certain Business Combinations 8 Amendments Removing Certain Mgmt For For For Restrictions on Ownership of Shares 9 Amendments Deleting Certain Obsolete Mgmt For For For Provisions 10 Amendments Deleting Certain Obsolete Mgmt For For For Provisions and Making Conforming Changes 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHoldr Against Against For Conversion to Nonprofit Status 14 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
XenoPort, Inc. Ticker Security ID: Meeting Date Meeting Status XNPT CUSIP 98411C100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Barrett Mgmt For For For 1.2 Elect Jeryl Hilleman Mgmt For For For 1.3 Elect Wendell Wierenga Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
The Hartford Global Real Asset Fund Investment Company Report 07/01/10 - 06/30/11 Alumina Limited Ticker Security ID: Meeting Date Meeting Status AWC CINS Q0269M109 05/05/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect G. John Pizzey Mgmt For For For 4 Elect Emma Stein Mgmt For For For 5 Increase NEDs' Fee Cap Mgmt For For For 6 Equity Grant (CEO John Bevan) Mgmt For For For
Anglo American plc Ticker Security ID: Meeting Date Meeting Status AAL CINS G03764134 04/21/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Phuthuma Nhleko Mgmt For For For 4 Elect Cynthia Carroll Mgmt For For For 5 Elect David Challen Mgmt For For For 6 Elect Sir CK Chow Mgmt For For For 7 Elect Sir Philip Hampton Mgmt For For For 8 Elect Rene Medori Mgmt For For For 9 Elect Ray O'Rourke Mgmt For For For 10 Elect Sir John Parker Mgmt For For For 11 Elect Mamphela Ramphele Mgmt For For For 12 Elect Jack Thompson Mgmt For For For 13 Elect Peter Woicke Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Directors' Remuneration Report Mgmt For Against Against 17 Long Term Incentive Plan Mgmt For Against Against 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Anglo Platinum Limited Ticker Security ID: Meeting Date Meeting Status AMS CINS S9122P108 03/28/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Re-elect Cynthia Carroll Mgmt For For For 3 Re-elect Mohammed Moosa Mgmt For For For 4 Re-elect Sonja Sebotsa Mgmt For For For 5 Elect Brian Beamish Mgmt For For For 6 Elect Godfrey Gomwe Mgmt For For For 7 Elect Audit Committee Members Mgmt For Abstain Against 8 Appointment of Auditor Mgmt For For For 9 Approve NEDs' Fees Mgmt For For For 10 Approve Remuneration Policy Mgmt For For For 11 Approve Amendments to the Anglo Mgmt For For For American Platinum Corporation Share Option Scheme 12 Approve Amendments to the Anglo Mgmt For For For American Platinum Corporation LTIP 2003 13 Approve Amendments to the Anglo Mgmt For For For American Platinum Corporation Share Option Scheme 2003 14 Approve Amendments to the American Mgmt For For For Platinum Bonus Share Plan 15 General Authority to Issue Shares Mgmt For For For 16 Change in Company Name Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Tito Mboweni Mgmt For For For 4 Elect Ferdinand Ohene-Kena Mgmt For For For 5 Elect Rhidwaan Gasant Mgmt For For For 6 Re-elect Bill Nairn Mgmt For For For 7 Re-elect Sipho Pityana Mgmt For For For 8 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Nkuhlu) 9 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Arisman) 10 Elect Audit and Corporate Governance Mgmt For For For Committee Member (Gasant) 11 General Authority to Issue Shares Mgmt For For For 12 Authority to Issue Shares for Cash Mgmt For For For 13 AMENDMENT TO THE LONG-TERM INCENTIVE Mgmt For For For PLAN 2005 14 Approve Remuneration Policy Mgmt For For For 15 Increase NEDs' Fees Mgmt For For For 16 Increase NEDs' Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Approve Amendments to the BEE Mgmt For For For Transaction 19 Amendments to Articles Mgmt For For For 20 Authority to Issue Shares to the Mgmt For For For Bokamoso ESOP & Izingwe 21 Authorisation of Legal Formalities Mgmt For For For
Anglogold Ashanti Limited Ticker Security ID: Meeting Date Meeting Status ANG CUSIP 035128206 10/26/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares Upon Mgmt N/A For N/A Conversion of Bonds
ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MT CUSIP 03938L104 01/25/2011 Take No Action Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Suzanne Nimocks Mgmt For TNA N/A 2 Presentation of the Report of the Mgmt For TNA N/A Board of Directors 3 Presentation of the Auditor's Report Mgmt For TNA N/A 4 Approval of Spin-off Mgmt For TNA N/A 5 Determination of Effective Date of Mgmt For TNA N/A Spin-off 6 Reduction of Share Capital Mgmt For TNA N/A 7 Amendments to Articles Regarding Mgmt For TNA N/A Share Capital 8 Amendments to Articles Mgmt For TNA N/A 9 Authority to Carry Out Formalities Mgmt For TNA N/A
ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MT CUSIP 03938L104 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Consolidated Accounts and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Elect Lakshmi Mittal Mgmt For For For 7 Elect Antoine Spillmann Mgmt For For For 8 Elect Lewis B. Kaden Mgmt For For For 9 Elect Prince Guillaume of Luxembourg Mgmt For For For 10 Elect Bruno Lafont Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 2011-2020 Restricted Share Unit Plan Mgmt For Against Against and Performance Share Unit Plan
Beijing Enterprises Holdings Ticker Security ID: Meeting Date Meeting Status 0392 CINS Y07702122 06/28/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect BAI Jinrong Mgmt For For For 6 Elect ZHOU Si Mgmt For For For 7 Elect E Meng Mgmt For For For 8 Elect LIU Kai Mgmt For For For 9 Elect Robert Theleen Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Fabio de Oliveira Barbosa Mgmt For For For 5 Elect Caio Kock-Weser Mgmt For For For 6 Elect Patrick Thomas Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Elect Frank Chapman Mgmt For For For 9 Elect Baroness Hogg Mgmt For For For 10 Elect John Hood Mgmt For For For 11 Elect Martin Houston Mgmt For For For 12 Elect Sir David Manning Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Philippe Varin Mgmt For For For 15 Elect Sir Robert Wilson Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
BHP Billiton PLC Ticker Security ID: Meeting Date Meeting Status BLT CINS G10877101 10/21/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Elect John Buchanan (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 3 Elect David Crawford (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 4 Elect Keith Rumble (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 5 Elect John Schubert (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 6 Elect Jacques Nasser (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 7 Elect Malcolm Broomhead (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 8 Elect Carolyn Hewson (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Directors' Remuneration Report Mgmt For For For 18 Amendment to the Long-Term Incentive Mgmt For For For Plan 19 Equity Grant (CEO Marius Kloppers) Mgmt For For For 20 Adoption of New Constitution (BHP Mgmt For For For Billiton Limited) 21 Adoption of New Articles (BHP Mgmt For For For Billiton plc) 22 Non-Voting Meeting Note N/A N/A N/A N/A
BP plc Ticker Security ID: Meeting Date Meeting Status BP CUSIP 055622104 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For
Cameco Corporation Ticker Security ID: Meeting Date Meeting Status CCO CUSIP 13321L108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Declaration of Residence - Canada Mgmt For For For 2.1 Elect Daniel Camus Mgmt For For For 2.2 Elect John Clappison Mgmt For For For 2.3 Elect Joe Colvin Mgmt For For For 2.4 Elect James Curtiss Mgmt For For For 2.5 Elect Donald Deranger Mgmt For For For 2.6 Elect James Gowans Mgmt For For For 2.7 Elect Timothy Gitzel Mgmt For For For 2.8 Elect Gerald Grandey Mgmt For For For 2.9 Elect Nancy Hopkins Mgmt For For For 2.10 Elect Oyvind Hushovd Mgmt For For For 2.11 Elect A. Anne McLellan Mgmt For For For 2.12 Elect A. Neil McMillan Mgmt For For For 2.13 Elect Victor Zaleschuk Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Amendments to Bylaws Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Canadian Natural Resources Ltd. Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/05/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Catherine Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy Faithfull Mgmt For For For 1.4 Elect Gary Filmon Mgmt For For For 1.5 Elect Christopher Fong Mgmt For For For 1.6 Elect Gordon Giffin Mgmt For For For 1.7 Elect Wilfred Gobert Mgmt For For For 1.8 Elect Steve Laut Mgmt For For For 1.9 Elect Keith MacPhail Mgmt For For For 1.10 Elect Allan Markin Mgmt For For For 1.11 Elect Frank McKenna Mgmt For For For 1.12 Elect James Palmer Mgmt For For For 1.13 Elect Eldon Smith Mgmt For For For 1.14 Elect David Tuer Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aubrey McClendon Mgmt For For For 1.2 Elect Donald Nickles Mgmt For For For 1.3 Elect Kathleen Eisbrenner Mgmt For For For 1.4 Elect Louis Simpson Mgmt For For For 2 Amendment to the Long Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 02/25/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Equity Purchase Agreements, Assets Mgmt For For For Purchase Agreement and Financial Services Agreement 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendments to Articles Mgmt For For For 15 Amendments to Rules of Procedure of Mgmt For For For General Meeting 16 Non-Voting Meeting Note N/A N/A N/A N/A
Compania de Minas Buenaventura S.A.A. Ticker Security ID: Meeting Date Meeting Status BUENAVC1 CUSIP 204448104 03/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Allocation of Dividends Mgmt For For For 5 Election of Directors Mgmt For Against Against
CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect John Whitmire Mgmt For For For 1.3 Elect Philip Baxter Mgmt For For For 1.4 Elect James Altmeyer, Sr. Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
CRH Plc Ticker Security ID: Meeting Date Meeting Status CRH CINS G25508105 05/04/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Maeve Carton Mgmt For For For 5 Elect William Egan Mgmt For For For 6 Elect Utz-Hellmuth Felcht Mgmt For Against Against 7 Elect Nicky Hartery Mgmt For For For 8 Elect Jan Maarten de Jong Mgmt For For For 9 Elect John Kennedy Mgmt For For For 10 Elect Myles Lee Mgmt For For For 11 Elect Albert Manifold Mgmt For For For 12 Elect Kieran McGowan Mgmt For For For 13 Elect Daniel O'Connor Mgmt For For For 14 Elect Liam O'Mahony Mgmt For For For 15 Elect Mark Towe Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Reissue Treasury Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A
EEN Energy Holdings Limited Ticker Security ID: Meeting Date Meeting Status 2688 CINS G3066L101 05/31/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect CHENG Chak Ngok Mgmt For For For 7 Elect ZHAO Shengli Mgmt For For For 8 Elect WANG Dongzhi Mgmt For For For 9 Elect Catherine YIEN Yu Yu Mgmt For For For 10 Elect KONG Chung Kau Mgmt For For For 11 Not to Fill up Vacancy by Retirement Mgmt For For For of LIANG Zhiwei and ZHAI Xiaoqin 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Repurchased Shares Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
Encana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505104 04/20/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Dea Mgmt For For For 1.2 Elect Randall Eresman Mgmt For For For 1.3 Elect Claire Farley Mgmt For For For 1.4 Elect Fred Fowler Mgmt For For For 1.5 Elect Barry Harrison Mgmt For For For 1.6 Elect Suzanne Nimocks Mgmt For For For 1.7 Elect David O'Brien Mgmt For For For 1.8 Elect Jane Peverett Mgmt For For For 1.9 Elect Allan Sawin Mgmt For For For 1.10 Elect Bruce Waterman Mgmt For For For 1.11 Elect Clayton Woitas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change in Control 12 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
EQT Corporation Ticker Security ID: Meeting Date Meeting Status EQT CUSIP 26884L109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Thorington Mgmt For For For 1.2 Elect David Porges Mgmt For For For 1.3 Elect James Rohr Mgmt For For For 1.4 Elect David Shapira Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Executive Short-Term Incentive Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Adoption of Majority Vote for Mgmt For For For Election of Directors 7 Amendment to Articles of Mgmt For For For Incorporation Concerning the Process for Board Vacancies 8 Elimination of Preemptive Rights Mgmt For For For
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emission Goals
First Quantum Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status FM CUSIP 335934105 05/19/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Pascall Mgmt For For For 1.2 Elect G. Clive Newall Mgmt For For For 1.3 Elect Martin Rowley Mgmt For For For 1.4 Elect Peter St. George Mgmt For For For 1.5 Elect Andrew Adams Mgmt For For For 1.6 Elect Michael Martineau Mgmt For For For 1.7 Elect Paul Brunner Mgmt For For For 1.8 Elect Steven McTiernan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Audit Commission Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Non-Voting Agenda Item N/A N/A N/A N/A 57 Elect Andrey Akimov Mgmt For Abstain Against 58 Elect Alexander Ananenkov Mgmt For Abstain Against 59 Elect Farit Gazizullin Mgmt For For For 60 Elect Viktor Zubkov Mgmt For For For 61 Elect Elena Karpel Mgmt For For For 62 Elect Alexey Miller Mgmt For For For 63 Elect Valery Musin Mgmt For For For 64 Elect Elvira Nabiullina Mgmt For For For 65 Elect Mikhail Sereda Mgmt For For For 66 Elect Sergey Shmatko Mgmt For For For 67 Elect Igor Yusufov Mgmt For For For 68 Non-Voting Agenda Item N/A N/A N/A N/A 69 Elect Dmitry Arkhipov Mgmt For N/A N/A 70 Elect Andrey Belobrov Mgmt For For For 71 Elect Vadim Bikulov Mgmt For For For 72 Elect Aleksey Mironov Mgmt For For For 73 Elect Lidiya Morozova Mgmt For For For 74 Elect Anna Nesterova Mgmt For For For 75 Elect Yury Nosov Mgmt For N/A N/A 76 Elect Karen Oganyan Mgmt For For For 77 Elect Konstantin Pesotsky Mgmt For For For 78 Elect Maria Tikhonova Mgmt For For For 79 Elect Aleksandr Yugov Mgmt For For For 80 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Early Termination of Directors Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Andrey Akimov Mgmt For For For 4 Elect Alexander Ananenkov Mgmt For For For 5 Elect Farit Gazizullin Mgmt For For For 6 Elect Elena Karpel Mgmt For For For 7 Elect Timur Kulibayev Mgmt For For For 8 Elect Viktor Martynov Mgmt For For For 9 Elect Vladimir Mau Mgmt For For For 10 Elect Alexey Miller Mgmt For For For 11 Elect Valery Musin Mgmt For For For 12 Elect Mikhail Sereda Mgmt For For For 13 Elect Igor Yusufov Mgmt For For For 14 Elect Viktor Zubkov Mgmt For For For
Gold Fields Limited Ticker Security ID: Meeting Date Meeting Status GFI CINS S31755101 05/17/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Appointment of Auditor Mgmt For For For 4 Elect Matthews Moloko Mgmt For For For 5 Re-elect Kofi Ansah Mgmt For For For 6 Re-elect David Murray Mgmt For For For 7 Re-elect Gayle Wilson Mgmt For For For 8 Elect Audit Committee Members Mgmt For For For (Wilson) 9 Elect Audit Committee Members Mgmt For For For (Menell) 10 Elect Audit Committee Members (Ncube) Mgmt For For For 11 Elect Audit Committee Members Mgmt For For For (Pennant-Rea) 12 General Authority to Issue Shares Mgmt For For For 13 General Authority to Issue Mgmt For For For Non-Convertible Redeemable Preference Shares 14 Authority to Issue Shares for Cash Mgmt For For For 15 Approve Remuneration Policy Mgmt For For For 16 Increase NEDs' Fees (Audit Committee) Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Accounts and Reports Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Elect Matthews Moloko Mgmt For For For 22 Re-elect Kofi Ansah Mgmt For For For 23 Re-elect David Murray Mgmt For For For 24 Re-elect Gayle Wilson Mgmt For For For 25 General Authority to Issue Shares Mgmt For For For 26 General Authority to Issue Mgmt For For For Non-convertible Redeemable Preference Shares 27 Authority to Issue Shares for Cash Mgmt For For For 28 Increase NEDs' Fees (Audit Committee) Mgmt For For For 29 Authority to Repurchase Shares Mgmt For For For
Gold Fields Limited Ticker Security ID: Meeting Date Meeting Status GFI CINS S31755101 06/20/2011 Voted Meeting Type Country of Trade Special South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve Financial Assistance Mgmt For For For 2 Acquisition of Equity Interests Mgmt For For For 3 Authorisation of Legal Formalities Mgmt For For For
Gold Fields Limited Ticker Security ID: Meeting Date Meeting Status GFI CINS S31755101 11/02/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Mamphela Ramphele Mgmt For For For 4 Elect Paul Schmidt Mgmt For For For 5 Elect Rupert Pennant-Rea Mgmt For For For 6 Elect Donald Ncube Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Preference Shares Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Termination of Non-Executive Share Mgmt For For For Plan 11 Increase Non-Executive Directors' Mgmt For For For Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Gold Fields Limited Ticker Security ID: Meeting Date Meeting Status GFI CINS S31755101 11/02/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Shares to Thusano Share Mgmt For For For Trust 2 Issuance of Shares to Invictus Mgmt For For For 3 Issuance of Shares to South Deep Mgmt For For For Community Trust 4 Financial Assistance Mgmt For For For 5 Authorisation of Legal Formalities Mgmt For For For
Imperial Oil Limited Ticker Security ID: Meeting Date Meeting Status IMO CUSIP 453038408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Krystyna Hoeg Mgmt For For For 2.2 Elect Bruce March Mgmt For For For 2.3 Elect Jack Mintz Mgmt For For For 2.4 Elect Robert Olsen Mgmt For For For 2.5 Elect David Sutherland Mgmt For For For 2.6 Elect Sheelagh Whittaker Mgmt For For For 2.7 Elect Victor Young Mgmt For For For
Kazakhmys plc Ticker Security ID: Meeting Date Meeting Status KAZ CINS G5221U108 05/13/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Vladimir Kim Mgmt For For For 5 Elect Oleg Novachuk Mgmt For For For 6 Elect Lord Robin Renwick Mgmt For For For 7 Elect Eduard Ogay Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 05/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Brough Mgmt For Withhold Against 1.2 Elect Tye Burt Mgmt For For For 1.3 Elect John Carrington Mgmt For For For 1.4 Elect Richard Clark Mgmt For For For 1.5 Elect John Huxley Mgmt For For For 1.6 Elect John Keyes Mgmt For For For 1.7 Elect Catherine McLeod-Seltzer Mgmt For For For 1.8 Elect George Michals Mgmt For For For 1.9 Elect John Oliver Mgmt For For For 1.10 Elect Terence Reid Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Share Incentive Plan Mgmt For For For 4 Amendment to Restricted Share Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Lundin Mining Corp. Ticker Security ID: Meeting Date Meeting Status LUN CUSIP 550372106 04/04/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For Against Against
Lundin Mining Corporation Ticker Security ID: Meeting Date Meeting Status LUN CUSIP 550372106 06/24/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Colin Benner Mgmt For For For 1.2 Elect Donald Charter Mgmt For Withhold Against 1.3 Elect John Craig Mgmt For Withhold Against 1.4 Elect Brian Edgar Mgmt For For For 1.5 Elect Lukas Lundin Mgmt For Withhold Against 1.6 Elect Dale Peniuk Mgmt For Withhold Against 1.7 Elect William Rand Mgmt For Withhold Against 1.8 Elect Phillip Wright Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Mongolian Mining Corporation Ticker Security ID: Meeting Date Meeting Status 0975 CINS G6264V102 06/21/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Elect Odjargal JAMBALJAMTS Mgmt For For For 6 Elect Battsengel GOTOV Mgmt For For For 7 Elect Batsaikhan PUREV Mgmt For For For 8 Elect Enkh-Amgalan LUVSANTSEREN Mgmt For For For 9 Elect Gantumur LINGOV Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
Newcrest Mining Limited Ticker Security ID: Meeting Date Meeting Status NCM CINS Q6651B114 10/28/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt Abstain For Against 3 Re-elect Richard Lee Mgmt For For For 4 Re-elect John Spark Mgmt For For For 5 Re-elect Timothy Poole Mgmt For For For 6 Re-elect Gregory Robinson Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A
Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Browning Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Christopher Kearney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Oil Search Limited Ticker Security ID: Meeting Date Meeting Status OSH CINS Y64695110 05/11/2011 Voted Meeting Type Country of Trade Annual Papua New Guinea Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Brian Horwood Mgmt For For For 3 Re-elect Kostas Constantinou Mgmt For For For 4 Re-elect Robert Igara Mgmt For For For 5 Elect Agu Kantsler Mgmt For For For 6 Elect Zygmunt Switkowski Mgmt For For For 7 Appoint Auditor and Authorise Board Mgmt For For For to Set Fees 8 Equity Grant (Performance Rights to Mgmt For For For MD Peter Botten) 9 Equity Grant (Performance Rights to Mgmt For For For Executive Director Gerea Aopi) 10 Equity Grant (Restricted Shares to Mgmt For For For MD Peter Botten) 11 Equity Grant (Restricted Shares to Mgmt For For For Executive Director Gerea Aopi)
Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 857 CUSIP 71646E100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Dividend Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect JIANG Jiemin Mgmt For For For 8 Elect ZHOU Jiping Mgmt For For For 9 Elect WANG Yilin Mgmt N/A Abstain N/A 10 Elect LI Xinhua Mgmt For For For 11 Elect LIAO Yongyuan Mgmt For For For 12 Elect WANG Guoliang Mgmt For For For 13 Elect WANG Dongjin Mgmt For For For 14 Elect YU Baocai Mgmt For For For 15 Elect RAN Xinquan Mgmt For For For 16 Elect LIU Hongru Mgmt For For For 17 Elect Franco Bernabe Mgmt For Against Against 18 Elect LI Yongwu Mgmt For For For 19 Elect CUI Junhui Mgmt For For For 20 Elect CHEN Zhiwu Mgmt For For For 21 Elect CHEN Ming Mgmt For Against Against 22 Elect GUO Jinping Mgmt For For For 23 Elect WEN Qingshan Mgmt For Against Against 24 Elect SUN Xianfeng Mgmt For For For 25 Elect LI Yuan Mgmt For For For 26 Elect WANG Daocheng Mgmt For For For 27 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 28 Issuance of Debt Financing Mgmt For For For Instruments
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 01/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger by Absorption Mgmt For For For 2 Amendments to Articles Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Merger by Absorption Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairman of the Board of Mgmt For For For Directors 6 Election of Supervisory Council Mgmt For For For Members 7 Remuneration Report Mgmt For For For 8 Capitalization of Reserves Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 08/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Nomination of Mgmt For For For Appraiser for Treasury Notes 2 Valuation Method of Treasury Notes Mgmt For For For 3 Authority to Carry Out Formalities Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 12/07/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Agreement with Marlim Mgmt For For For Participacoes SA 2 Merger Agreement with Nova Marlim Mgmt For For For Participacoes SA 3 Ratification of Appointment of Mgmt For For For Auditor 4 Valuation Reports Mgmt For For For 5 Merger by Absorption Mgmt For For For
Pioneer Natural Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edison Buchanan Mgmt For For For 1.2 Elect R. Hartwell Gardner Mgmt For For For 1.3 Elect Jim Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 06/27/2011 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees
PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 06/27/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Borrowing Mgmt For Against Against 2 Amendments to Articles Mgmt For Against Against
Rosneft Oil Co OAO Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 06/10/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Dividends Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect Vladimir Bogdanov Mgmt For Against Against 9 Elect Andrey Kostin Mgmt For For For 10 Elect Alexander Nekipelov Mgmt For For For 11 Elect Yury Petrov Mgmt For For For 12 Elect Hans-Joerg Rudloff Mgmt For For For 13 Elect Nikolai Tokarev Mgmt For For For 14 Elect Eduard Y. Khudainatov Mgmt For For For 15 Elect Sergey V. Shishin Mgmt For For For 16 Elect Dmitry E. Shugayev Mgmt For For For 17 Elect Irina S. Baronova Mgmt For For For 18 Elect Georgy A. Nozadze Mgmt For For For 19 Elect Sergey Pakhomov Mgmt For For For 20 Elect Tatiana Fisenko Mgmt For For For 21 Elect Alexander Yugov Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Amendment Regarding Dividend Policy Mgmt For For For 24 Related Party Transactions (LLC Mgmt For For For RN-Yuganskneftegaz) 25 Related Party Transactions (LLC Mgmt For For For RN-Yuganskneftegaz) 26 Related Party Transactions (OJSC JSC Mgmt For For For Transneft) 27 Related Party Transactions (OJSC VTB Mgmt For For For Bank) 28 Related Party Transactions (OJSC Mgmt For For For All-Russia Regional Development Bank) 29 Related Party Transactions (OJSC VTB Mgmt For For For Bank) 30 Related Party Transactions (OJSC Mgmt For For For All-Russia Regional Development Bank) 31 Related Party Transactions (OJSC VTB Mgmt For For For Bank) 32 Related Party Transactions (OJSC Mgmt For For For All-Russia Regional Development Bank)
Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lewis Epley, Jr. Mgmt For For For 2 Elect Robert Howard Mgmt For For For 3 Elect Greg Kerley Mgmt For For For 4 Elect Harold Korell Mgmt For For For 5 Elect Vello Kuuskraa Mgmt For For For 6 Elect Kenneth Mourton Mgmt For For For 7 Elect Steven Mueller Mgmt For For For 8 Elect Charles Scharlau Mgmt For For For 9 Elect Alan Stevens Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Amendment to the Bylaws to Reduce Mgmt For For For the Ownership Threshold for Shareholders to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CUSIP 85771P102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Presiding Chairman Mgmt For For For 2 Notice of Meeting and Agenda Mgmt For For For 3 Election of Individuals to Check Mgmt For For For Minutes 4 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 5 Compensation Guidelines Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Corporate Assembly Fees Mgmt For For For 8 Election of Nominating Committee Mgmt For For For Member 9 Nominating Committee Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For Pursuant to Share Savings Plan 11 Authority to Repurchase Shares for Mgmt For For For Cancellation 12 Amendments to Marketing Instructions Mgmt For For For 13 Amendments to Articles Mgmt For For For 14 Nomination Committee Guidelines Mgmt For For For 15 Shareholder Proposal Regarding Mgmt Against Against For Withdrawal from Canadian Oil Sands
Sumitomo Chemical Co Limited Ticker Security ID: Meeting Date Meeting Status 4005 CINS J77153120 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiromasa Yonekura Mgmt For For For 3 Elect Hiroshi Hirose Mgmt For For For 4 Elect Masakazu Tokura Mgmt For For For 5 Elect Osamu Ishitobi Mgmt For For For 6 Elect Kiyohiko Nakae Mgmt For For For 7 Elect Yoshimasa Takao Mgmt For For For 8 Elect Kenjiroh Fukubayashi Mgmt For For For 9 Elect Kenichi Hatano Mgmt For For For 10 Elect Toshihisa Deguchi Mgmt For For For 11 Elect Takao Akasaka Mgmt For For For 12 Elect Kenya Nagamatsu Mgmt For For For 13 Elect Kouichi Ikeda Mgmt For For For
Sumitomo Metal Industries Limited Ticker Security ID: Meeting Date Meeting Status 5405 CINS J77669133 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Shimozuma Mgmt For For For 3 Elect Hiroshi Tomono Mgmt For For For 4 Elect Fumio Honbe Mgmt For For For 5 Elect Yasuyuki Tozaki Mgmt For For For 6 Elect Shuichiroh Kozuka Mgmt For For For 7 Elect Michiharu Takii Mgmt For For For 8 Elect Shinichi Miki Mgmt For For For 9 Elect Yoshitaka Hotta Mgmt For For For 10 Elect Kiyotaka Nogi Mgmt For For For 11 Elect Shinya Okuda Mgmt For For For
Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224107 05/03/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Benson Mgmt For Withhold Against 1.2 Elect Dominic D'Alessandro Mgmt For For For 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect Richard George Mgmt For For For 1.6 Elect Paul Haseldonckx Mgmt For For For 1.7 Elect John Huff Mgmt For For For 1.8 Elect Jacques Lamarre Mgmt For For For 1.9 Elect Brian MacNeill Mgmt For For For 1.10 Elect Maureen McCaw Mgmt For For For 1.11 Elect Michael O'Brien Mgmt For For For 1.12 Elect James Simpson Mgmt For For For 1.13 Elect Eira Thomas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Transfer of Reserves Mgmt For For For 5 Amendment to Par Value Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Increase in Authorized Capital Mgmt For For For 8 Board Size Mgmt For For For 9 Elect Jagjeet Bindra Mgmt For For For 10 Elect Steve Lucas Mgmt For For For 11 Elect Tan Ek Kia Mgmt For For For 12 Elect Martin McNamara Mgmt For For For 13 Elect Ian Strachan Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Transfer of Reserves Mgmt For For For 5 Amendment to Par Value Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Increase in Authorized Capital Mgmt For For For 8 Board Size Mgmt For For For 9 Elect Jagjeet Bindra Mgmt For For For 10 Elect Steve Lucas Mgmt For For For 11 Elect Tan Ek Kia Mgmt For For For 12 Elect Martin McNamara Mgmt For For For 13 Elect Ian Strachan Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP 903914109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For For For 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
Vale SA Ticker Security ID: Meeting Date Meeting Status VALE5 CUSIP 91912E204 04/19/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends and Mgmt For For For Capital Expenditure Budget 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 12/13/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A
The Hartford Global Research Fund Investment Company Report 07/01/10 - 06/30/11 AAC Acoustic Technologies Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 2018 CINS G2953L109 05/21/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Richard MOK Joe Kuen Mgmt For For For 6 Elect Ingrid WU Chunyuan Mgmt For For For 7 Elect KOH Boon Hwee Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Change in Company Name Mgmt For For For
Aban Offshore Ltd. (fka Aban Loyd Chiles Offshore Ltd) Ticker Security ID: Meeting Date Meeting Status ABAN CINS Y0001N135 09/24/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Pejavar Murari Mgmt For For For 7 Elect V.S. Rao Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares and Mgmt For For For Convertible Debt Instruments 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Issue Shares and Mgmt For For For Convertible Debt Instruments 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Non-Voting Agenda Item N/A N/A N/A N/A
Aberdeen Asset Management plc Ticker Security ID: Meeting Date Meeting Status ADN CINS G00434111 01/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Elect Roger Cornick Mgmt For For For 5 Elect Anita Frew Mgmt For For For 6 Elect Gerhard Fusenig Mgmt For For For 7 Elect Martin Gilbert Mgmt For For For 8 Elect Andrew Laing Mgmt For For For 9 Elect Kenichi Miyanaga Mgmt For For For 10 Elect Bill Rattray Mgmt For For For 11 Elect Sir Malcolm Rifkind Mgmt For For For 12 Elect Simon Troughton Mgmt For For For 13 Elect Giles Weaver Mgmt For For For 14 Elect Jim Pettigrew Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Authority to Repurchase Shares Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authorisation of Political Donations Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Charles Giancarlo Mgmt For For For 3 Elect Dennis Hightower Mgmt For For For 4 Elect Blythe McGarvie Mgmt For For For 5 Elect Mark Moody-Stuart Mgmt For For For 6 Elect Pierre Nanterme Mgmt For For For 7 Ratification of Auditor and Mgmt For For For Authority to Set Fees 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 10 Authorization to Hold the 2012 Mgmt For For For Annual Meeting Outside of Ireland 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Accor SA Ticker Security ID: Meeting Date Meeting Status AC CINS F00189120 05/30/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification Mgmt For For For of Board Acts 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Virginie Morgon Mgmt For Against Against 9 Elect Sebastien Bazin Mgmt For For For 10 Elect Denis Hennequin Mgmt For For For 11 Elect Franck Riboud Mgmt For For For 12 Elect Mercedes Erra Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Related Party Transaction Mgmt For For For 15 Severance Package (Yann Caillere) Mgmt For For For 16 Severance Package (Gilles Pelisson) Mgmt For For For 17 Severance Package and Supplementary Mgmt For For For Retirement Benefits (Denis Hennequin) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 23 Authority to Increase Share Issuance Mgmt For For For Limit 24 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 25 Authority to Increase Capital Mgmt For For For Through Capitalizations 26 Global Ceiling on Increases in Mgmt For For For Capital 27 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 28 Authority to Grant Stock Options Mgmt For For For 29 Authority to Issue Restricted Shares Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For 31 Relocation of Company Headquarters Mgmt For For For
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Evan Greenberg Mgmt For For For 2 Elect Leo Mullin Mgmt For For For 3 Elect Olivier Steimer Mgmt For For For 4 Elect Michael Connors Mgmt For For For 5 Elect Eugene B. Shanks, Jr. Mgmt For For For 6 Elect John Krol Mgmt For For For 7 Approval of Annual Report Mgmt For For For 8 Approval of Statutory Financial Mgmt For For For Statements 9 Approval of Consolidated Financial Mgmt For For For Statements 10 Allocation of Disposable Profits Mgmt For For For 11 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For For 12 Appointment of Auditor (Zurich) Mgmt For For For 13 Appointment of Auditor (US) Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For (Zurich) 15 APPROVAL OF DIVIDENDS FROM LEGAL Mgmt For For For RESERVES 16 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation
Acorda Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status ACOR CUSIP 00484M106 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ron Cohen Mgmt For For For 1.2 Elect Lorin Randall Mgmt For For For 1.3 Elect Steven Rauscher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Activision Blizzard, Inc. Ticker Security ID: Meeting Date Meeting Status ATVI CUSIP 00507V109 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Philippe Capron Mgmt For For For 2 Elect Robert Corti Mgmt For For For 3 Elect Frederic Crepin Mgmt For For For 4 Elect Lucian Grainge Mgmt For For For 5 Elect Brian Kelly Mgmt For For For 6 Elect Robert Kotick Mgmt For For For 7 Elect Jean-Bernard Levy Mgmt For For For 8 Elect Robert Morgado Mgmt For For For 9 Elect Stephane Roussel Mgmt For For For 10 Elect Richard Sarnoff Mgmt For For For 11 Elect Regis Turrini Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
ADTRAN, Inc. Ticker Security ID: Meeting Date Meeting Status ADTN CUSIP 00738A106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Stanton Mgmt For For For 1.2 Elect H. Fenwick Huss Mgmt For For For 1.3 Elect Ross Ireland Mgmt For For For 1.4 Elect William Marks Mgmt For For For 1.5 Elect James Matthews Mgmt For For For 1.6 Elect Balan Nair Mgmt For For For 1.7 Elect Roy Nichols Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Variable Incentive Mgmt For For For Compensation Plan 5 Ratification of Auditor Mgmt For For For
Advance Auto Parts, Inc. Ticker Security ID: Meeting Date Meeting Status AAP CUSIP 00751Y106 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect John Brouillard Mgmt For For For 1.3 Elect Fiona Dias Mgmt For For For 1.4 Elect Frances Frei Mgmt For For For 1.5 Elect Darren Jackson Mgmt For For For 1.6 Elect William Oglesby Mgmt For For For 1.7 Elect J. Paul Raines Mgmt For For For 1.8 Elect Gilbert Ray Mgmt For For For 1.9 Elect Carlos Saladrigas Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Advanced Semiconductor Engineering Ticker Security ID: Meeting Date Meeting Status 2311 CINS Y00153109 06/28/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For 11 Extraordinary Motions Mgmt For Against Against
Aeon Company Limited Ticker Security ID: Meeting Date Meeting Status 8267 CINS J00288100 05/19/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Naoki Hayashi Mgmt For For For 3 Elect Motoya Okada Mgmt For For For 4 Elect Yoshiki Mori Mgmt For For For 5 Elect Masaaki Toyoshima Mgmt For For For 6 Elect Hideki Kurashige Mgmt For For For 7 Elect Masaharu Ikuta Mgmt For For For 8 Elect Takejiroh Sueyoshi Mgmt For For For 9 Elect Keiichi Tadaki Mgmt For For For 10 Elect Ken Satoh Mgmt For For For
Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Bertolini Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Betsy Cohen Mgmt For For For 4 Elect Molly Coye Mgmt For For For 5 Elect Roger Farah Mgmt For For For 6 Elect Barbara Franklin Mgmt For For For 7 Elect Jeffrey Garten Mgmt For For For 8 Elect Gerald Greenwald Mgmt For For For 9 Elect Ellen Hancock Mgmt For For For 10 Elect Richard Harrington Mgmt For For For 11 Elect Edward Ludwig Mgmt For For For 12 Elect Joseph Newhouse Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 2010 Stock Mgmt For For For Incentive Plan 15 2011 Employee Stock Purchase Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Ageas NV Ticker Security ID: Meeting Date Meeting Status AGB CINS B0148L104 04/28/2011 Voted Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Elect Ronny Bruckner Mgmt N/A For N/A 10 Elect Frank Arts Mgmt For For For 11 Elect Shaoliang Jin Mgmt For Against Against 12 Elect Roel Nieuwdorp Mgmt For For For 13 Elect Jozef De Mey Mgmt For For For 14 Elect Guy de Selliers Mgmt For For For 15 Elect Lionel Perl Mgmt For For For 16 Elect Jan Zegering Hadders Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Increase in Authorized Capital Mgmt For For For 19 Authority to Issue Shares Mgmt For For For 20 Disapplication of Preemptive Rights Mgmt For For For 21 Amendment Regarding Board Committees Mgmt For For For 22 Amendments to Articles Mgmt For For For 23 Amend Article 19 Mgmt For For For 24 Amend Article 20 Mgmt For For For 25 Amend Article 21 Mgmt For For For 26 Amendment Regarding Dividend Mgmt For For For Announcements 27 Amendment Regarding Quorum Mgmt For For For Requirement 28 Authority to Amend Articles Mgmt For For For
Ageas SA/NV Ticker Security ID: Meeting Date Meeting Status AGS CINS B0148L104 04/27/2011 Voted Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appropriation of Results for Fiscal Mgmt For For For Year 2009 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Ratification of Auditor's Acts Mgmt For For For 8 Remuneration Report Mgmt For For For 9 Remuneration Policy Mgmt For For For 10 Elect Ronny Bruckner Mgmt N/A For N/A 11 Elect Frank Arts Mgmt For For For 12 Elect Shaoliang Jin Mgmt For Against Against 13 Elect Roel Nieuwdorp Mgmt For For For 14 Elect Jozef De Mey Mgmt For For For 15 Elect Guy de Selliers Mgmt For For For 16 Elect Lionel Perl Mgmt For For For 17 Elect Jan Zegering Hadders Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Sell Shares Mgmt For For For 20 Increase in Authorized Capital Mgmt For For For 21 Increase in Authorized Capital Mgmt For For For 22 Amendment Regarding Remuneration Mgmt For For For Report 23 Amend Articles 18.5, 19, 20, 21, 22 Mgmt For For For and 27 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Amend Article 18.5 Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Amend Article 19 Mgmt For For For 28 Non-Voting Agenda Item N/A N/A N/A N/A 29 Amend Article 20 Mgmt For For For 30 Amend Article 21 Mgmt For For For 31 Non-Voting Agenda Item N/A N/A N/A N/A 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Amend Article 22 Mgmt For For For 34 Conclusion of Meeting Mgmt For For For
Agile Property Holdings Limited Ticker Security ID: Meeting Date Meeting Status 3383 CINS G01198103 05/19/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHAN Cheuk Yin Mgmt For Against Against 6 Elect CHAN Cheuk Hei Mgmt For For For 7 Elect Gordon KWONG Che Keung Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Agile Property Holdings Limited Ticker Security ID: Meeting Date Meeting Status 3383 CINS G01198103 05/19/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Provision of Bond Issue Indemnity Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A
Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 03/02/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Procedural Rules of Mgmt For For For Shareholders' Meetings 4 Amendments to Procedural Rules of Mgmt For For For Board of Directors 5 Amendments to Procedural Rules of Mgmt For For For Supervisors 6 Elect Frederick MA Si-Hang Mgmt For For For 7 Elect WEN Tiejun Mgmt For For For 8 Renewal of Liability Insurance Mgmt For For For 9 Issuance of Subordinated Bonds Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 06/08/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Fixed Assets Investment Budget for Mgmt For For For 2011 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Elect LI Yelin Mgmt For For For 11 2010 Final Emoluments Plan for Mgmt For For For Directors and Supervisors
AIA Group Limited Ticker Security ID: Meeting Date Meeting Status 1299 CINS Y002A1105 05/26/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Edmund TSE Sze Wing Mgmt For Against Against 5 Elect Mark Tucker Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Repurchased Shares Mgmt For For For 10 Authority to Issue Shares under the Mgmt For For For Restricted Share Unit Scheme
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status AIRASIA CINS Y0029V101 06/20/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Abdul Aziz bin Abu Bakar Mgmt For For For 5 Elect Mohd Omar bin Mustapha Mgmt For For For 6 Elect Sonny LEONG Khee Seong Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Air Products and Chemicals, Inc. Ticker Security ID: Meeting Date Meeting Status APD CUSIP 009158106 01/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Chadwick Deaton Mgmt For For For 1.2 Elect Michael Donahue Mgmt For For For 1.3 Elect Ursula Fairbairn Mgmt For For For 1.4 Elect Lawrence Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 5 Approval of the Annual Incentive Plan Mgmt For For For
Akamai Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status AKAM CUSIP 00971T101 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect C. Kim Goodwin Mgmt For For For 2 Elect David Kenny Mgmt For For For 3 Elect Peter Kight Mgmt For For For 4 Elect Frederic Salerno Mgmt For For For 5 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For
Akzo Nobel N.V. Ticker Security ID: Meeting Date Meeting Status AKZA CINS N01803100 04/27/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Elect Uwe-Ernst Bufe Mgmt For For For 11 Elect Peggy Bruzelius Mgmt For For For 12 Amendment to the Compensation Policy Mgmt For For For Regarding the Shareholding Requirement 13 Amendment to the Remuneration Policy Mgmt For For For Regarding a Sustainability Metric 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Issuance of Shares w/o Preemptive Mgmt For For For Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A
Aliansce Shopping Centers Ticker Security ID: Meeting Date Meeting Status ALSC3 CINS P0161M109 04/28/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Policy Mgmt For For For 3 Amend Article 27 Mgmt For For For 4 Amendment to the Stock Option Plan Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Aliansce Shopping Centers Ticker Security ID: Meeting Date Meeting Status ALSC3 CINS P0161M109 04/28/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For
Alibaba.com Corp. Ticker Security ID: Meeting Date Meeting Status 1688 CINS G01717100 12/10/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Share Option Scheme Mgmt For For For 4 Amendment to Restricted Share Unit Mgmt For For For Scheme 5 Refreshment of Share Option Scheme Mgmt For For For 6 Replace of Existing Issuance Mandate Mgmt For For For under Restricted Share Unit Scheme
ALK-Abello A/S Ticker Security ID: Meeting Date Meeting Status ALK B CINS K03294111 04/01/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports; Ratification Mgmt For For For of Board and Management Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights; Issuance of Warrants w/o Preemptive Rights 10 Elect Lars Holmkvist Mgmt For For For 11 Elect Thorleif Krarup Mgmt For For For 12 Elect Anders Gersel Pedersen Mgmt For For For 13 Elect Brian Petersen Mgmt For For For 14 Elect Steen Riisgaard Mgmt For For For 15 Elect Jes Ostergaard Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Carry Out Formalities Mgmt For For For
Alliance Data Systems Corporation Ticker Security ID: Meeting Date Meeting Status ADS CUSIP 018581108 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Roger Ballou Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Allscripts Healthcare Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MDRX CUSIP 01988P108 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Chookaszian Mgmt For For For 1.2 Elect Eugene Fife Mgmt For For For 1.3 Elect Marcel Gamache Mgmt For For For 1.4 Elect Philip Green Mgmt For For For 1.5 Elect Edward Kangas Mgmt For For For 1.6 Elect Michael Kluger Mgmt For For For 1.7 Elect Philip Pead Mgmt For For For 1.8 Elect Glen Tullman Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Allscripts Healthcare Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MDRX CUSIP 01988P108 11/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Chookaszian Mgmt For For For 1.2 Elect Eugene Fife Mgmt For For For 1.3 Elect Marcel Gamache Mgmt For For For 1.4 Elect Philip Green Mgmt For For For 1.5 Elect Edward Kangas Mgmt For For For 1.6 Elect John King Mgmt For For For 1.7 Elect Michael Kluger Mgmt For For For 1.8 Elect Philip Pead Mgmt For For For 1.9 Elect Glen Tullman Mgmt For For For 1.10 Elect Stephen Wilson Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For
Almirall SA Ticker Security ID: Meeting Date Meeting Status ALM CINS E7131W101 05/06/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For
Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Pollution Report
Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
alstria office REIT AG Ticker Security ID: Meeting Date Meeting Status AOX CINS D0378R100 06/08/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Johannes Conradi Mgmt For For For 10 Elect Roger Lee Mgmt For For For 11 Elect Richard Mully Mgmt For For For 12 Elect John van Oost Mgmt For For For 13 Elect Daniel Quai Mgmt For For For 14 Elect Alexander Stuhlmann Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Increase in Authorized Capital Mgmt For For For 17 Authority to Issue Convertible Debt Mgmt For For For Instruments 18 Amendments to Articles Mgmt For For For
Altria Group, Inc. Ticker Security ID: Meeting Date Meeting Status MO CUSIP 02209S103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Elizabeth Bailey Mgmt For For For 2 Elect Gerald Baliles Mgmt For For For 3 Elect John Casteen III Mgmt For For For 4 Elect Dinyar Devitre Mgmt For For For 5 Elect Thomas Farrell II Mgmt For For For 6 Elect Thomas Jones Mgmt For For For 7 Elect George Munoz Mgmt For For For 8 Elect Nabil Sakkab Mgmt For For For 9 Elect Michael Szymanczyk Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHoldr Against Against For Flavored Tobacco
Amazon.com, Inc. Ticker Security ID: Meeting Date Meeting Status AMZN CUSIP 023135106 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Bezos Mgmt For For For 2 Elect Tom Alberg Mgmt For For For 3 Elect John Seely Brown Mgmt For For For 4 Elect William Gordon Mgmt For For For 5 Elect Alain Monie Mgmt For For For 6 Elect Jonathan Rubinstein Mgmt For For For 7 Elect Thomas Ryder Mgmt For For For 8 Elect Patricia Stonesifer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 13 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change
AMB Property Corporation Ticker Security ID: Meeting Date Meeting Status AMB CUSIP 00163T109 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Amendments to Bylaws Mgmt For For For 3 Amendments to Charter Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
America Movil SAB de CV Ticker Security ID: Meeting Date Meeting Status AMX CUSIP 02364W105 04/27/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Series L) Mgmt For Against Against 2 Election of Meeting Delegates Mgmt For For For
American Tower Corporation Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 029912201 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Elimination of Supermajority Mgmt For For For Requirement 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 02/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Cotros Mgmt For For For 2 Elect Jane Henney Mgmt For For For 3 Elect R. David Yost Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Repeal of Classified Board Mgmt For For For 8 2011 Employee Stock Purchase Plan Mgmt For For For
AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Conti Mgmt For For For 1.2 Elect Frank Hermance Mgmt For For For 2 2011 Omnibus Incentive Compensation Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Vance Coffman Mgmt For For For 5 Elect Rebecca Henderson Mgmt For For For 6 Elect Frank Herringer Mgmt For For For 7 Elect Gilbert Omenn Mgmt For For For 8 Elect Judith Pelham Mgmt For For For 9 Elect J. Paul Reason Mgmt For For For 10 Elect Leonard Schaeffer Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Ronald Sugar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
AMVIG Holdings Limited Ticker Security ID: Meeting Date Meeting Status 2300 CINS ADPV10225 06/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect NG Sai Kit Mgmt For Against Against 6 Elect David J. C. Hodge Mgmt For For For 7 Elect Ralf K. Wunderlich Mgmt For For For 8 Elect Eric OH Choon Gan Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
Amylin Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status AMLN CUSIP 032346108 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Adams Mgmt For For For 1.2 Elect Teresa Beck Mgmt For For For 1.3 Elect M. Kathleen Behrens Mgmt For For For 1.4 Elect Daniel Bradbury Mgmt For For For 1.5 Elect Paul Clark Mgmt For For For 1.6 Elect Paulo Costa Mgmt For For For 1.7 Elect Alexander Denner Mgmt For For For 1.8 Elect Karin Eastham Mgmt For For For 1.9 Elect James Gavin III Mgmt For For For 1.10 Elect Jay Skyler Mgmt For For For 1.11 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Butler, Jr. Mgmt For For For 2 Elect Kevin Chilton Mgmt For For For 3 Elect Luke Corbett Mgmt For For For 4 Elect H. Paulett Eberhart Mgmt For For For 5 Elect Preston Geren, III Mgmt For For For 6 Elect John Gordon Mgmt For For For 7 Elect James Hackett Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Gender Identity and Expression Anti-Bias Policy 12 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 13 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change of Control 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Anglo American plc Ticker Security ID: Meeting Date Meeting Status AAL CINS G03764134 04/21/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Phuthuma Nhleko Mgmt For For For 4 Elect Cynthia Carroll Mgmt For For For 5 Elect David Challen Mgmt For For For 6 Elect Sir CK Chow Mgmt For For For 7 Elect Sir Philip Hampton Mgmt For For For 8 Elect Rene Medori Mgmt For For For 9 Elect Ray O'Rourke Mgmt For For For 10 Elect Sir John Parker Mgmt For For For 11 Elect Mamphela Ramphele Mgmt For For For 12 Elect Jack Thompson Mgmt For For For 13 Elect Peter Woicke Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Directors' Remuneration Report Mgmt For Against Against 17 Long Term Incentive Plan Mgmt For Against Against 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
ANTA Sports Products Limited Ticker Security ID: Meeting Date Meeting Status 2020 CINS G04011105 04/11/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect WANG Wenmo Mgmt For For For 6 Elect WU Yonghua Mgmt For For For 7 Elect LU Hong Te Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Antofagasta plc Ticker Security ID: Meeting Date Meeting Status ANTO CINS G0398N128 06/08/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Jean-Paul Luksic Mgmt For For For 5 Elect Charles Bailey Mgmt For For For 6 Elect Gonzalo Menendez Duque Mgmt For For For 7 Elect Ramon Jara Mgmt For For For 8 Elect Guillermo Luksic Craig Mgmt For Against Against 9 Elect Juan Claro Mgmt For For For 10 Elect William Hayes Mgmt For For For 11 Elect Hugo Dryland Mgmt For For For 12 Elect Timothy Baker Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Aon Corporation Ticker Security ID: Meeting Date Meeting Status AON CUSIP 037389103 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lester Knight Mgmt For For For 2 Elect Gregory Case Mgmt For For For 3 Elect Fulvio Conti Mgmt For For For 4 Elect Cheryl Francis Mgmt For For For 5 Elect Judson Green Mgmt For For For 6 Elect Edgar Jannotta Mgmt For For For 7 Elect Jan Kalff Mgmt For For For 8 Elect J. Michael Losh Mgmt For For For 9 Elect R. Eden Martin Mgmt For For For 10 Elect Andrew McKenna Mgmt For For For 11 Elect Robert Morrison Mgmt For For For 12 Elect Richard Myers Mgmt For For For 13 Elect Richard Notebaert Mgmt For For For 14 Elect John Rogers, Jr. Mgmt For For For 15 Elect Gloria Santona Mgmt For For For 16 Elect Carolyn Woo Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 20 2011 Incentive Plan Mgmt For For For 21 2011 Employee Stock Purchase Plan Mgmt For For For
Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Campbell Mgmt For For For 1.2 Elect Millard Drexler Mgmt For For For 1.3 Elect Albert Gore, Jr. Mgmt For For For 1.4 Elect Steven Jobs Mgmt For For For 1.5 Elect Andrea Jung Mgmt For For For 1.6 Elect Arthur Levinson Mgmt For For For 1.7 Elect Ronald Sugar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Adoption and Disclosure of a Written CEO Succession Planning Policy 6 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Applied Micro Circuits Corporation Ticker Security ID: Meeting Date Meeting Status AMCC CUSIP 03822W406 08/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Cesar Cesaratto Mgmt For For For 2 Elect Donald Colvin Mgmt For For For 3 Elect Paramesh Gopi Mgmt For For For 4 Elect Paul Gray Mgmt For For For 5 Elect Fred Shlapak Mgmt For For For 6 Elect Arthur Stabenow Mgmt For For For 7 Elect Julie Sullivan Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan
Aquarius Platinum Limited Ticker Security ID: Meeting Date Meeting Status AQP CINS G0440M128 11/23/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Re-elect Nicholas Sibley Mgmt For For For 2 Re-elect Kofi Morna Mgmt For For For 3 Amend Bye-Laws Mgmt For For For 4 General Authority to Buy-back Shares Mgmt For For For 5 Increase NED's Fee Cap Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
ArcelorMittal S.A. Ticker Security ID: Meeting Date Meeting Status MT CUSIP 03938L104 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Consolidated Accounts and Reports Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Elect Lakshmi Mittal Mgmt For For For 7 Elect Antoine Spillmann Mgmt For For For 8 Elect Lewis B. Kaden Mgmt For For For 9 Elect Prince Guillaume of Luxembourg Mgmt For For For 10 Elect Bruno Lafont Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 2011-2020 Restricted Share Unit Plan Mgmt For Against Against and Performance Share Unit Plan
Archer-Daniels-Mi dland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 11/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Buckley Mgmt For For For 2 Elect Mollie Carter Mgmt For For For 3 Elect Pierre Dufour Mgmt For For For 4 Elect Donald Felsinger Mgmt For For For 5 Elect Victoria Haynes Mgmt For For For 6 Elect Antonio Maciel Neto Mgmt For For For 7 Elect Patrick Moore Mgmt For For For 8 Elect Thomas O'Neill Mgmt For For For 9 Elect Kelvin Westbrook Mgmt For For For 10 Elect Patricia Woertz Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibiting Corporate Political Spending 13 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Asahi Kasei Corporation Ticker Security ID: Meeting Date Meeting Status 3407 CINS J0242P110 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Ichiroh Itoh Mgmt For For For 3 Elect Taketsugu Fujiwara Mgmt For For For 4 Elect Kohji Fujiwara Mgmt For For For 5 Elect Yasuyuki Yoshida Mgmt For For For 6 Elect Tsutomu Inada Mgmt For For For 7 Elect Yuhji Mizuno Mgmt For For For 8 Elect Masanori Mizunaga Mgmt For For For 9 Elect Yukiharu Kodama Mgmt For For For 10 Elect Morio Ikeda Mgmt For For For 11 Elect Norio Ichino Mgmt For For For 12 Elect Toshiyuki Kawasaki Mgmt For Against Against 13 Elect Kazuo Tezuka Mgmt For For For 14 Election of Alternate Statutory Mgmt For Against Against Auditor(s) 15 Renewal of Takeover Defense Plan Mgmt For Against Against 16 Retirement Allowances and Condolence Mgmt For For For Payment for Director(s) and Statutory Auditor(s)
AsiaInfo-Linkage, Inc. Ticker Security ID: Meeting Date Meeting Status ASIA CUSIP 04518A104 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Tian Mgmt For For For 1.2 Elect Davin Mackenzie Mgmt For For For 1.3 Elect Xiwei Huang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
AsiaInfo-Linkage, Inc. Ticker Security ID: Meeting Date Meeting Status ASIA CUSIP 04518A104 09/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steve Zhang Mgmt For For For 1.2 Elect Thomas J. Manning Mgmt For For For 1.3 Elect Sean Shao Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ASM Pacific Technology Ltd. Ticker Security ID: Meeting Date Meeting Status 522 CINS G0535Q133 01/06/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of the Acquisition Mgmt For For For 4 Elect Charles del Prado Mgmt For For For 5 Elect Petrus van Bommel Mgmt For For For
ASM Pacific Technology Ltd. Ticker Security ID: Meeting Date Meeting Status 522 CINS G0535Q133 04/28/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Arthur del Prado Mgmt For For For 6 Elect LEE Wai Kwong Mgmt For For For 7 Elect James CHOW Chuen Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Elect Robin G. NG Cher Tat; Mgmt For For For Director's Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares under Mgmt For For For Employee Incentive Scheme 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
ASML Holding N.V. Ticker Security ID: Meeting Date Meeting Status ASML CUSIP N07059186 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For
ASML Holding N.V. Ticker Security ID: Meeting Date Meeting Status ASML CINS N07059178 04/20/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Stock Option Grants to Employees Mgmt For For For 11 Elect William Siegle Mgmt For For For 12 Elect Josephus Westerburgen Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Supervisory Board Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Cancel Shares Mgmt For For For 22 Authority to Cancel Additional Shares Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A
Astellas Pharma Inc. Ticker Security ID: Meeting Date Meeting Status 4503 CINS J03393105 06/20/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masafumi Nogimori Mgmt For For For 4 Elect Yasuo Ishii Mgmt For For For 5 Elect Yoshihiko Hatanaka Mgmt For For For 6 Elect Shiroh Yasutake Mgmt For For For 7 Elect Yasuyuki Takai Mgmt For For For 8 Elect Kanoko Ohishi Mgmt For For For 9 Elect Naoki Aikawa Mgmt For For For 10 Elect Shigeo Aoyagi Mgmt For For For 11 Elect Seigoh Kashii Mgmt For For For 12 Election of Alternate Statutory Mgmt For For For Auditor(s) 13 Bonus Mgmt For For For 14 Stock Option Plan Mgmt For For For
Aston Resources Limited Ticker Security ID: Meeting Date Meeting Status AZT CINS Q0602C107 11/22/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Peter Hay Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CUSIP 046353108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CINS G0593M107 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Automatic Data Processing, Inc. Ticker Security ID: Meeting Date Meeting Status ADP CUSIP 053015103 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Brenneman Mgmt For For For 1.2 Elect Leslie Brun Mgmt For For For 1.3 Elect Gary Butler Mgmt For For For 1.4 Elect Leon Cooperman Mgmt For For For 1.5 Elect Eric Fast Mgmt For For For 1.6 Elect Linda Gooden Mgmt For For For 1.7 Elect R. Glenn Hubbard Mgmt For For For 1.8 Elect John Jones Mgmt For For For 1.9 Elect Sharon Rowlands Mgmt For For For 1.10 Elect Enrique Salem Mgmt For For For 1.11 Elect Gregory Summe Mgmt For For For 2 Amendment to the Employees' Mgmt For For For Savings-Stock Purchase Plan 3 Ratification of Auditor Mgmt For For For
Auxilium Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status AUXL CUSIP 05334D107 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Peter Brandt Mgmt For For For 1.5 Elect Oliver Fetzer Mgmt For For For 1.6 Elect Paul Friedman Mgmt For For For 1.7 Elect Renato Fuchs Mgmt For For For 1.8 Elect Nancy Lurker Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
AXA S.A. Ticker Security ID: Meeting Date Meeting Status AXA CINS F06106102 04/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Elect Jean-Martin Folz Mgmt For For For 9 Elect Giuseppe Mussari Mgmt For For For 10 Elect Marcus Schenck Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placements; Authority to Issue Debt Instruments 16 Authority to Set Offering Price of Mgmt For Against Against Shares 17 Authority to Increase Share Issuance Mgmt For Against Against Limit 18 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights in Consideration for Securities Issued by a Subsidiary 21 Authority to Issue Debt Instruments Mgmt For For For 22 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 23 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 24 Authority to Grant Stock Options Mgmt For Against Against 25 Authority to Issue Performance Shares Mgmt For Against Against 26 Authority to Issue Restricted Shares Mgmt For For For 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Amend Article 23 Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For 30 Non-Voting Meeting Note N/A N/A N/A N/A
Axiata Group (fka TM International Bhd) Ticker Security ID: Meeting Date Meeting Status AXIATA CINS Y0488A101 06/01/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Datuk Azzat Kamaludin Mgmt For For For 4 Elect Juan Villalonga Navarro Mgmt For Against Against 5 Elect Muhamad Chatib Basri Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Related Party Transactions Mgmt For For For 9 Amendments to the Equity Mgmt For For For Compensation Plan 10 Equity Grant to Jamaludin Ibrahim Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Waiver of Mandatory Takeover Mgmt For For For Requirement
BAE Systems plc Ticker Security ID: Meeting Date Meeting Status BA CINS G06940103 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Paul Anderson Mgmt For For For 5 Elect Michael Hartnall Mgmt For For For 6 Elect Linda Hudson Mgmt For For For 7 Elect Ian King Mgmt For For For 8 Elect Peter Mason Mgmt For For For 9 Elect Richard Olver Mgmt For For For 10 Elect Roberto Quarta Mgmt For Against Against 11 Elect Nicholas Rose Mgmt For For For 12 Elect Carl Symon Mgmt For For For 13 Elect Harriet Green Mgmt For For For 14 Elect Peter Lynas Mgmt For For For 15 Elect Paula Reynolds Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Restricted Share Plan Mgmt For For For 20 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Authority to Repurchase Shares Mgmt For For For 23 Authority to Set General Annual Mgmt For For For Meeting Notice Period at 14 Days
Bajaj Hindusthan Ltd. Ticker Security ID: Meeting Date Meeting Status BAJAJHIND CINS Y0547C130 03/22/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect D.S. Mehta Mgmt For For For 4 Elect Madhav Apte Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Authority to Issue Equity and Mgmt For For For Convertible Shares 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
Bajaj Hindusthan Ltd. Ticker Security ID: Meeting Date Meeting Status BAJAJHIND CINS Y0547C130 09/07/2010 Voted Meeting Type Country of Trade Court India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For
Banco do Brasil SA Ticker Security ID: Meeting Date Meeting Status BBAS3 CINS P11427112 04/27/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Supervisory Council Mgmt For For For Members 7 Supervisory Council Fees Mgmt For For For 8 Election of Directors Mgmt For For For 9 Remuneration Policy Mgmt For For For
Banco do Brasil SA Ticker Security ID: Meeting Date Meeting Status BBAS3 CINS P11427112 05/31/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For Against Against 4 Ratification of Sale Agreement Mgmt For Against Against 5 Non-Voting Meeting Note N/A N/A N/A N/A
Banco do Brasil SA Ticker Security ID: Meeting Date Meeting Status BBAS3 CINS P11427112 08/05/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Capital Mgmt For For For 4 Amend Article 7 Mgmt For For For
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 01/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Replace Chairman with Vice Chairman Mgmt N/A For N/A 2 Replace Vice Chairman with Chairman Mgmt N/A For N/A 3 Ratification of Board Composition Mgmt N/A For N/A
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors Mgmt For Against Against 4 Remuneration Policy; Audit Committee Mgmt For For For Fees 5 Amendment to Dividend Distribution Mgmt For For For Period
Bangkok Bank Ltd. Ticker Security ID: Meeting Date Meeting Status BBL CINS Y0606R119 04/12/2011 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Minutes Mgmt For For For 3 Results of Operations Mgmt For For For 4 Audit Committee Report Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Elect Prachet Siridej Mgmt For For For 10 Elect Kovit Poshyananda Mgmt For For For 11 Elect Singh Tangtatswas Mgmt For For For 12 Elect Charn Sophonpanich Mgmt For For For 13 Elect Kanueng Luchai Mgmt For For For 14 Elect Thaweelap Rittapirom Mgmt For For For 15 Directors' Fees Mgmt For Against Against 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Transaction of Other Business Mgmt For Against Against
Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibition of Certain Relocation Benefits to Senior Executives
Bank Of Baroda Ticker Security ID: Meeting Date Meeting Status 532134 CINS Y06451119 07/05/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For
Bank Of India Ticker Security ID: Meeting Date Meeting Status BOI CINS Y06949112 07/14/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For
Bank Sarasin & Cie AG Ticker Security ID: Meeting Date Meeting Status BSAN CINS H3822H286 04/05/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Ratification of Board and Management Mgmt For TNA N/A Acts 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Increase in Authorized Capital Mgmt For TNA N/A 7 Elect Hans-Rudolf Hufschmid Mgmt For TNA N/A 8 Elect Peter Derendinger Mgmt For TNA N/A 9 Election of New Nominee Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Meeting Note N/A N/A TNA N/A
BankNordik P/F Ticker Security ID: Meeting Date Meeting Status BNORDIK CINS K4002E107 03/25/2011 Voted Meeting Type Country of Trade Annual Faroe Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Report of the Board of Directors Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Election of Directors Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Participation in Winding-Up Scheme Mgmt Against For Against 8 Authority to Repurchase Shares Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Meeting Note N/A N/A N/A N/A
Banque Cantonale Vaudoise Ticker Security ID: Meeting Date Meeting Status BCVN CINS H0482P863 05/05/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 TO VOTE IN THE UPCOMING MEETING, Mgmt N/A TNA N/A YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
Banque Cantonale Vaudoise Ticker Security ID: Meeting Date Meeting Status BCVN CINS H0482P863 05/05/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Opening Mgmt For TNA N/A 4 Presentation of Accounts and Reports Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Allocation of Profits/Dividends Mgmt For TNA N/A 8 Dividend Payment from Reserves Mgmt For TNA N/A 9 Elect Reto Donatsch Mgmt For TNA N/A 10 Appointment of Auditor Mgmt For TNA N/A 11 Amendments to Articles Mgmt For TNA N/A 12 Transaction of Other Business Mgmt For TNA N/A
Barclays plc Ticker Security ID: Meeting Date Meeting Status BARC CINS G08036124 04/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Alison Carnwath Mgmt For For For 4 Elect Dambisa Moyo Mgmt For For For 5 Elect Marcus Agius Mgmt For For For 6 Elect David Booth Mgmt For For For 7 Elect Sir Richard Broadbent Mgmt For For For 8 Elect Fulvio Conti Mgmt For For For 9 Elect Robert Diamond, Jr. Mgmt For For For 10 Elect Simon Fraser Mgmt For For For 11 Elect Reuben Jeffrey III Mgmt For For For 12 Elect Sir Andrew Likierman Mgmt For For For 13 Elect Christopher Lucas Mgmt For For For 14 Elect Sir Michael Rake Mgmt For For For 15 Elect Sir John Sunderland Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Long Term Incentive Plan Mgmt For For For 24 Amendment to the Barclays Group Mgmt For For For Share Value Plan
Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For Withhold Against 1.5 Elect Peter Crossgrove Mgmt For For For 1.6 Elect Robert Franklin Mgmt For For For 1.7 Elect J. Brett Harvey Mgmt For For For 1.8 Elect Dambisa Moyo Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Basf SE Ticker Security ID: Meeting Date Meeting Status BAS CINS D06216317 05/06/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Ratification of Management Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Intra-company Contracts/Control Mgmt For For For Agreements
BB&T Corporation Ticker Security ID: Meeting Date Meeting Status BBT CUSIP 054937107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Allison, IV Mgmt For For For 1.2 Elect Jennifer Banner Mgmt For For For 1.3 Elect K. David Boyer, Jr. Mgmt For For For 1.4 Elect Anna Cablik Mgmt For For For 1.5 Elect Ronald Deal Mgmt For For For 1.6 Elect J. Littleton Glover, Jr. Mgmt For For For 1.7 Elect Jane Helm Mgmt For For For 1.8 Elect John Howe, III Mgmt For For For 1.9 Elect Kelly King Mgmt For For For 1.10 Elect Valeria Lynch Lee Mgmt For For For 1.11 Elect J. Holmes Morrison Mgmt For For For 1.12 Elect Nido Qubein Mgmt For For For 1.13 Elect Thomas Skains Mgmt For For For 1.14 Elect Thomas Thompson Mgmt For For For 1.15 Elect Stephen Williams Mgmt For For For 2 Amendment to the short-term Mgmt For For For incentive plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
BBA Aviation Plc Ticker Security ID: Meeting Date Meeting Status BBA CINS G08932165 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Mark Hoad Mgmt For For For 3 Elect Mark Harper Mgmt For For For 4 Elect Michael Harper Mgmt For For For 5 Elect Nick Land Mgmt For For For 6 Elect Simon Pryce Mgmt For For For 7 Elect Peter Ratcliffe Mgmt For For For 8 Elect Hansel Tookes II Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Director's Remuneration Report Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
BBMG Corporation Ticker Security ID: Meeting Date Meeting Status 2009 CINS Y076A3105 05/24/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Financial Statements Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect LI Xinhua Mgmt For For For 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Issue Debentures Mgmt For For For
Beijing Enterprises Holdings Ticker Security ID: Meeting Date Meeting Status 0392 CINS Y07702122 06/28/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect BAI Jinrong Mgmt For For For 6 Elect ZHOU Si Mgmt For For For 7 Elect E Meng Mgmt For For For 8 Elect LIU Kai Mgmt For For For 9 Elect Robert Theleen Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Belle International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1880 CINS G09702104 05/26/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect HU Xiaoling Mgmt For For For 7 Elect Abraham CHAN Yu Ling Mgmt For For For 8 Elect XUE Qiuzhi Mgmt For For For 9 Elect SHENG Fang Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Fabio de Oliveira Barbosa Mgmt For For For 5 Elect Caio Kock-Weser Mgmt For For For 6 Elect Patrick Thomas Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Elect Frank Chapman Mgmt For For For 9 Elect Baroness Hogg Mgmt For For For 10 Elect John Hood Mgmt For For For 11 Elect Martin Houston Mgmt For For For 12 Elect Sir David Manning Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Philippe Varin Mgmt For For For 15 Elect Sir Robert Wilson Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
BHP Billiton PLC Ticker Security ID: Meeting Date Meeting Status BLT CINS G10877101 10/21/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 2 Elect John Buchanan (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 3 Elect David Crawford (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 4 Elect Keith Rumble (BHP Billiton plc Mgmt For For For and BHP Billiton Limited) 5 Elect John Schubert (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 6 Elect Jacques Nasser (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 7 Elect Malcolm Broomhead (BHP Mgmt For For For Billiton plc and BHP Billiton Limited) 8 Elect Carolyn Hewson (BHP Billiton Mgmt For For For plc and BHP Billiton Limited) 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees (BHP Billiton plc) 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights (BHP Billiton plc) 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (BHP Billiton plc) 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares (BHP Mgmt For For For Billiton plc) 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Directors' Remuneration Report Mgmt For For For 18 Amendment to the Long-Term Incentive Mgmt For For For Plan 19 Equity Grant (CEO Marius Kloppers) Mgmt For For For 20 Adoption of New Constitution (BHP Mgmt For For For Billiton Limited) 21 Adoption of New Articles (BHP Mgmt For For For Billiton plc) 22 Non-Voting Meeting Note N/A N/A N/A N/A
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
BMC Software, Inc Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921100 07/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jon Barfield Mgmt For For For 3 Elect Gary Bloom Mgmt For For For 4 Elect Meldon Gafner Mgmt For For For 5 Elect Mark Hawkins Mgmt For For For 6 Elect Stephan James Mgmt For For For 7 Elect P. Thomas Jenkins Mgmt For For For 8 Elect Louis Lavigne, Jr. Mgmt For For For 9 Elect Kathleen O'Neil Mgmt For For For 10 Elect Tom Tinsley Mgmt For For For 11 Adoption of Majority Vote for Mgmt For For For Election of Directors 12 Ratification of Auditor Mgmt For For For
BNP Paribas Ticker Security ID: Meeting Date Meeting Status BNP CINS F1058Q238 05/11/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Helene Ploix Mgmt For For For 11 Elect Baudouin Prot Mgmt For For For 12 Elect Daniela Weber-Rey Mgmt For For For 13 Elect Fields Wicker-Miurin Mgmt For For For 14 Merger by Absorption of Banque de Mgmt For For For Bretagne 15 Merger by Absorption of BNP Paribas Mgmt For For For International BV 16 Merger by Absorption of Cerenicim Mgmt For For For 17 Merger by absorption of SAS Noria Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Cancel Shares and Mgmt For For For Reduce Capital 21 Authority to Carry Out Formalities Mgmt For For For
Boston Scientific Corporation Ticker Security ID: Meeting Date Meeting Status BSX CUSIP 101137107 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Katharine Bartlett Mgmt For For For 2 Elect Bruce Byrnes Mgmt For For For 3 Elect Nelda Connors Mgmt For For For 4 Elect J. Raymond Elliott Mgmt For For For 5 Elect Kristina Johnson Mgmt For For For 6 Elect Ernest Mario Mgmt For For For 7 Elect N.J. Nicholas, Jr. Mgmt For For For 8 Elect Pete Nicholas Mgmt For For For 9 Elect Uwe Reinhardt Mgmt For For For 10 Elect John Sununu Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Long-Term Incentive Plan Mgmt For For For 14 2006 Global Employee Stock Ownership Mgmt For For For Plan 15 Ratification of Auditor Mgmt For For For
Bourbon Ticker Security ID: Meeting Date Meeting Status GBB CINS F11235136 06/01/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Elect Christian d'Armand de Mgmt For For For Chateauvieux 11 Elect Henri d'Armand de Chateauvieux Mgmt For For For 12 Elect Guy Dupont Mgmt For For For 13 Elect Bandouin Monnoyeur Mgmt For For For 14 Elect Christian Munier Mgmt For Against Against 15 Appointment of Auditor Mgmt For For For 16 Appointment of Alternate Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Carry out Formalities Mgmt For For For 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Grant Stock Options Mgmt For Against Against 21 Authority to Issue Restricted Shares Mgmt For Against Against 22 Authority to Issue Shares Under Mgmt For Against Against Employee Savings Plan 23 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 24 Authority to Increase Capital Mgmt For For For Through Capitalization 25 Amendments to Articles Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A
BP plc Ticker Security ID: Meeting Date Meeting Status BP CUSIP 055622104 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For
BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 04/14/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 02/09/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For Against Against 3 Election of Directors Mgmt For Against Against 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 03/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For Against Against
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Partial Acquisition of Classic Mgmt For Against Against Corretora de Seguros Ltda. 4 Merger with Classic Master BI Mgmt For Against Against Participacoes Ltda.
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 05/20/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of Interest in Sebrasul Mgmt For For For Assessoria e Corretagem de Seguros Ltda. 4 Acquisition of D2X Participacoes Mgmt For For For Ltda.
Brasil Insurance Participacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 05/26/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adjustment of Shares Subject to Mgmt For For For Lock-up in Classic Master BI Participacoes Ltda. Merger 4 Correction of Meeting Minutes Mgmt For For For
Brasil Insurance Participcacoes e Administracao SA Ticker Security ID: Meeting Date Meeting Status BRIN3 CINS P1830M108 06/06/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition of 40.8% of the share Mgmt For For For capital in Previsao Empreendimentos e Corretagens de Seguros 4 Incorporation of Previsao Mgmt For For For Representacoes Comerciais Ltda through the issuance of 3248 new shares and two warrants plans
Brenntag AG Ticker Security ID: Meeting Date Meeting Status BNR CINS D12459109 06/22/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Appointment of Auditor Mgmt For For For 8 Compensation Policy Mgmt For For For 9 Elect Stephen Clark Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Bridgestone Corporation Ticker Security ID: Meeting Date Meeting Status 5108 CINS J04578126 03/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohshi Arakawa Mgmt For For For 4 Elect Kazuhisa Nishigai Mgmt For For For 5 Elect Masaaki Tsuya Mgmt For For For 6 Elect Mikio Masunaga Mgmt For For For 7 Elect Kazuo Kakehi Mgmt For For For 8 Elect Sakie Tachibana-Fukushima Mgmt For For For 9 Elect Takao Enkawa Mgmt For For For 10 Elect Kimiko Murafushi Mgmt For For For 11 Elect Scott Davis Mgmt For For For 12 Elect Kenichi Masuda Mgmt For For For 13 Bonus Mgmt For For For 14 Stock Option Plan Mgmt For For For
British American Tobacco plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Richard Burrows Mgmt For For For 7 Elect Karen de Segundo Mgmt For For For 8 Elect Nicandro Durante Mgmt For For For 9 Elect Robert Lerwill Mgmt For For For 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Gerard Murphy Mgmt For For For 12 Elect Anthony Ruys Mgmt For For For 13 Elect Sir Nicholas Scheele Mgmt For For For 14 Elect Ben Stevens Mgmt For For For 15 Elect John Daly Mgmt For For For 16 Elect Kieran Poynter Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Amendment to the Long-Term Incentive Mgmt For For For Plan 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A N/A N/A
Britvic plc Ticker Security ID: Meeting Date Meeting Status BVIC CINS G17387104 01/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Joanne Averiss Mgmt For For For 4 Elect Gerald Corbett Mgmt For For For 5 Elect John Gibney Mgmt For For For 6 Elect Ben Gordon Mgmt For For For 7 Elect Bob Ivell Mgmt For For For 8 Elect Paul Moody Mgmt For For For 9 Elect Michael Shallow Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Directors' Remuneration Report Mgmt For For For 13 Authorisation of Political Donations Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Brookdale Senior Living Inc. Ticker Security ID: Meeting Date Meeting Status BKD CUSIP 112463104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wesley Edens Mgmt For Withhold Against 1.2 Elect Frank Bumstead Mgmt For For For 1.3 Elect W. E. Sheriff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Brookfield Asset Management Inc. Ticker Security ID: Meeting Date Meeting Status BAM CUSIP 112585104 05/11/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marcel Coutu Mgmt For For For 1.2 Elect Maureen Kempston Darkes Mgmt For For For 1.3 Elect Lance Liebman Mgmt For For For 1.4 Elect G. Wallace McCain Mgmt For For For 1.5 Elect Frank McKenna Mgmt For For For 1.6 Elect Jack Mintz Mgmt For For For 1.7 Elect Youssef Nasr Mgmt For For For 1.8 Elect James Pattison Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amended Escrowed Stock Plan Mgmt For For For
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status 1211 CINS Y1023R104 08/30/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Extension of Issuance of A Shares Mgmt For For For 4 Ratification of Board Acts Mgmt For For For
BYD Company Limited Ticker Security ID: Meeting Date Meeting Status 1211 CINS Y1023R104 08/30/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Extension of Issuance of A Shares Mgmt For For For 4 Ratification of Board Acts Mgmt For For For
Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dan Dinges Mgmt For For For 2 Elect James Gibbs Mgmt For For For 3 Elect William Vititoe Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cameco Corporation Ticker Security ID: Meeting Date Meeting Status CCO CUSIP 13321L108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Declaration of Residence - Canada Mgmt For For For 2.1 Elect Daniel Camus Mgmt For For For 2.2 Elect John Clappison Mgmt For For For 2.3 Elect Joe Colvin Mgmt For For For 2.4 Elect James Curtiss Mgmt For For For 2.5 Elect Donald Deranger Mgmt For For For 2.6 Elect James Gowans Mgmt For For For 2.7 Elect Timothy Gitzel Mgmt For For For 2.8 Elect Gerald Grandey Mgmt For For For 2.9 Elect Nancy Hopkins Mgmt For For For 2.10 Elect Oyvind Hushovd Mgmt For For For 2.11 Elect A. Anne McLellan Mgmt For For For 2.12 Elect A. Neil McMillan Mgmt For For For 2.13 Elect Victor Zaleschuk Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Amendments to Bylaws Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Cameco Corporation Ticker Security ID: Meeting Date Meeting Status CCO CUSIP 13321L108 05/17/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Declaration of Residence - Canada Mgmt For For For 2.1 Elect Daniel Camus Mgmt For For For 2.2 Elect John Clappison Mgmt For For For 2.3 Elect Joe Colvin Mgmt For For For 2.4 Elect James Curtiss Mgmt For For For 2.5 Elect Donald Deranger Mgmt For For For 2.6 Elect James Gowans Mgmt For For For 2.7 Elect Timothy Gitzel Mgmt For For For 2.8 Elect Gerald Grandey Mgmt For For For 2.9 Elect Nancy Hopkins Mgmt For For For 2.10 Elect Oyvind Hushovd Mgmt For For For 2.11 Elect A. Anne McLellan Mgmt For For For 2.12 Elect A. Neil McMillan Mgmt For For For 2.13 Elect Victor Zaleschuk Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Amendments to Bylaws Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Canadian Apartment Properties Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status CAR CUSIP 134921105 05/18/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Harold Burke Mgmt For Withhold Against 1.2 Elect Paul Harris Mgmt For For For 1.3 Elect Edwin Hawken Mgmt For For For 1.4 Elect Thomas Schwartz Mgmt For For For 1.5 Elect Michael Stein Mgmt For Withhold Against 1.6 Elect Stanley Swartzman Mgmt For For For 1.7 Elect David Williams Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to the Equity Compensation Mgmt For For For Plans
Canadian Natural Resources Ltd. Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Catherine Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy Faithfull Mgmt For For For 1.4 Elect Gary Filmon Mgmt For For For 1.5 Elect Christopher Fong Mgmt For For For 1.6 Elect Gordon Giffin Mgmt For For For 1.7 Elect Wilfred Gobert Mgmt For For For 1.8 Elect Steve Laut Mgmt For For For 1.9 Elect Keith MacPhail Mgmt For For For 1.10 Elect Allan Markin Mgmt For For For 1.11 Elect Frank McKenna Mgmt For For For 1.12 Elect James Palmer Mgmt For For For 1.13 Elect Eldon Smith Mgmt For For For 1.14 Elect David Tuer Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Capitacommercial Trust Ticker Security ID: Meeting Date Meeting Status C61U CINS Y1091F107 04/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Authority to Issue Units w/ or w/o Mgmt For For For Preemptive Rights 6 Transaction of Other Business Mgmt For Against Against
Capital & Counties Properties Plc Ticker Security ID: Meeting Date Meeting Status CAPC CINS G19406100 04/21/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ian Durant Mgmt For For For 4 Elect Ian Hawksworth Mgmt For For For 5 Elect Soumen Das Mgmt For For For 6 Elect Gary Yardley Mgmt For For For 7 Elect Graeme Gordon Mgmt For For For 8 Elect Ian Henderson Mgmt For For For 9 Elect Andrew Huntley Mgmt For Against Against 10 Elect Henry Staunton Mgmt For For For 11 Elect Andrew Strang Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Directors' Remuneration Report Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Meeting Note N/A N/A N/A N/A
Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Colleen Arnold Mgmt For For For 2 Elect George Barrett Mgmt For For For 3 Elect Glenn Britt Mgmt For For For 4 Elect Carrie Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce Downey Mgmt For For For 7 Elect John Finn Mgmt For For For 8 Elect Gregory Kenny Mgmt For For For 9 Elect James Mongan Mgmt For For For 10 Elect Richard Notebaert Mgmt For For For 11 Elect David Raisbeck Mgmt For For For 12 Elect Jean Spaulding Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Amendment to Code of Regulations Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
CareFusion Corporation Ticker Security ID: Meeting Date Meeting Status CFN CUSIP 14170T101 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Schlotterbeck Mgmt For For For 2 Elect J. Michael Losh Mgmt For For For 3 Elect Edward Miller Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2009 Long-Term Incentive Plan Mgmt For For For 6 Management Incentive Plan Mgmt For For For
Carlisle Companies Incorporated Ticker Security ID: Meeting Date Meeting Status CSL CUSIP 142339100 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bohn Mgmt For For For 2 Elect Terry Growcock Mgmt For For For 3 Elect Gregg Ostrander Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Caterpillar Inc. Ticker Security ID: Meeting Date Meeting Status CAT CUSIP 149123101 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Calhoun Mgmt For For For 1.2 Elect Daniel Dickinson Mgmt For For For 1.3 Elect Eugene Fife Mgmt For For For 1.4 Elect Juan Gallardo Mgmt For For For 1.5 Elect David Goode Mgmt For For For 1.6 Elect Jesse Greene, Jr. Mgmt For For For 1.7 Elect Peter Magowan Mgmt For For For 1.8 Elect Dennis Muilenburg Mgmt For For For 1.9 Elect Douglas Oberhelman Mgmt For For For 1.10 Elect William Osborn Mgmt For For For 1.11 Elect Charles Powell Mgmt For For For 1.12 Elect Edward Rust, Jr. Mgmt For For For 1.13 Elect Susan Schwab Mgmt For For For 1.14 Elect Joshua Smith Mgmt For For For 1.15 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 8 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 9 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 11 Shareholder Proposal Regarding ShrHoldr Against Against For Review of Human Rights Policies 12 Shareholder Proposal Regarding ShrHoldr Against Against For Approval of Survivor Benefits (Golden Coffins)
Cavium Networks, Inc. Ticker Security ID: Meeting Date Meeting Status CAVM CUSIP 14965A101 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Pantuso Mgmt For For For 1.2 Elect C. N. Reddy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Celanese Corporation Ticker Security ID: Meeting Date Meeting Status CE CUSIP 150870103 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Martin McGuinn Mgmt For For For 2 Elect Daniel Sanders Mgmt For For For 3 Elect John Wulff Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Celgene Corporation Ticker Security ID: Meeting Date Meeting Status CELG CUSIP 151020104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect Carrie Cox Mgmt For For For 1.4 Elect Rodman Drake Mgmt For For For 1.5 Elect Michael Friedman Mgmt For For For 1.6 Elect Gilla Kaplan Mgmt For For For 1.7 Elect James Loughlin Mgmt For For For 1.8 Elect Ernest Mario Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Central European Distribution Corporation Ticker Security ID: Meeting Date Meeting Status CEDC CUSIP 153435102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Carey Mgmt For For For 1.2 Elect David Bailey Mgmt For For For 1.3 Elect Markus Sieger Mgmt For For For 1.4 Elect Marek Forysiak Mgmt For For For 1.5 Elect Robert Koch Mgmt For For For 1.6 Elect William Shanahan Mgmt For For For 1.7 Elect N. Scott Fine Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Cephalon, Inc. Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/02/2011 Unvoted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal Bylaw Amendments Mgmt Against N/A N/A 2 Removal of J. Kevin Buschi Mgmt Against N/A N/A 3 Removal of William P. Egan Mgmt Against N/A N/A 4 Removal of Martyn D. Greenacre Mgmt Against N/A N/A 5 Removal of Vaughn M. Kailian Mgmt Against N/A N/A 6 Removal of Charles J. Homcy Mgmt Against N/A N/A 7 Removal of Kevin E. Moley Mgmt Against N/A N/A 8 Removal of Gail R. Wilensky Mgmt Against N/A N/A 9 Removal of Dennis L. Winger Mgmt Against N/A N/A 10 Election of Santo J. Costa Mgmt Against N/A N/A 11 Election of Abe. M. Freidman Mgmt Against N/A N/A 12 Election of Richard H. Koppes Mgmt Against N/A N/A 13 Election of Lawrence N. Kugelman Mgmt Against N/A N/A 14 Election of Andres Lonner Mgmt Against N/A N/A 15 Election of John H. McAurthur Mgmt Against N/A N/A 16 Election of Thomas G. Plaskett Mgmt Against N/A N/A 17 Election of Blair H. Sheppard Mgmt Against N/A N/A
Cephalon, Inc. Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/02/2011 Unvoted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal Bylaw Amendments Mgmt N/A N/A N/A 2 Removal of J. Kevin Buschi Mgmt N/A N/A N/A 3 Removal of William P. Egan Mgmt N/A N/A N/A 4 Removal of Martyn D. Greenacre Mgmt N/A N/A N/A 5 Removal of Charles J. Homcy Mgmt N/A N/A N/A 6 Removal of Vaughn M. Kailian Mgmt N/A N/A N/A 7 Removal of Kevin E. Moley Mgmt N/A N/A N/A 8 Removal of Gail R. Wilensky Mgmt N/A N/A N/A 9 Removal of Dennis L. Winger Mgmt N/A N/A N/A 10 Election of Santo J. Costa Mgmt N/A N/A N/A 11 Election of Abe. M. Freidman Mgmt N/A N/A N/A 12 Election of Richard H. Koppes Mgmt N/A N/A N/A 13 Election of Lawrence N. Kugelman Mgmt N/A N/A N/A 14 Election of Andres Lonner Mgmt N/A N/A N/A 15 Election of John H. McAurthur Mgmt N/A N/A N/A 16 Election of Thomas G. Plaskett Mgmt N/A N/A N/A 17 Election of Blair H. Sheppard Mgmt N/A N/A N/A
Cephalon, Inc. Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Kevin Buchi Mgmt For For For 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Charles Homcy Mgmt For For For 5 Elect Vaughn Kailian Mgmt For For For 6 Elect Kevin Moley Mgmt For For For 7 Elect Charles Sanders Mgmt For For For 8 Elect Gail Wilensky Mgmt For For For 9 Elect Dennis Winger Mgmt For For For 10 Amendment to 2011 Equity Mgmt For For For Compensation Plan 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Option Plan Mgmt For For For
CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Under PRC GAAP Mgmt For For For 5 Accounts and Reports Under IFRS Mgmt For For For 6 Approval of Settlement Accounts Mgmt For For For 7 Financial Budget Mgmt For For For 8 A Shares' Report Mgmt For For For 9 H Shares' Report Mgmt For For For 10 Appointment of Baker Tilly China Mgmt For For For Certified Public Accountants Co., Ltd. for 2011 11 Appointment of KPMG for 2010 Mgmt For For For 12 Appointment of KPMG for 2011 Mgmt For For For 13 Authority to Set Fees Mgmt For For For 14 Approval of RMB 8 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (China) Co., Ltd. 15 Approval of RMB 12 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (Beijing) Co., Ltd. 16 Approval of RMB 100 Billion Mgmt For For For Financing Limit for the Company 17 Authority to Give Guarantees Mgmt For For For 18 Adoption of Rules of Procedures for Mgmt For For For Shareholder's General Meeting 19 Adoption of Rules of Procedures for Mgmt For For For Board 20 Adoption of Rules of Procedures for Mgmt For For For Supervisory 21 Adoption of Management Measures on Mgmt For For For Connected Transactions of H Shares 22 Adoption of Administrative Rules of Mgmt For For For Related Party Transactions 23 Change in Company Name Mgmt For For For 24 Amendments to Articles Mgmt For For For 25 Final Dividends Mgmt For For For 26 Bonus Share Issuance Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Ratification of Board Acts Mgmt For For For 29 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Final Dividends Mgmt For For For 3 Bonus Share Issuance Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Board Acts Mgmt For For For
Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aubrey McClendon Mgmt For For For 1.2 Elect Donald Nickles Mgmt For For For 1.3 Elect Kathleen Eisbrenner Mgmt For For For 1.4 Elect Louis Simpson Mgmt For For For 2 Amendment to the Long Term Incentive Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation
China Green (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 904 CINS G2107G105 10/12/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect KUNG Sze Wai Mgmt For For For 6 Elect HU Ji Rong Mgmt For For For 7 Elect ZHENG Baodong Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
China Metal Recycling Holdings Limited Ticker Security ID: Meeting Date Meeting Status 773 CINS G21131100 05/16/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect FUNG Ka Lun Mgmt For For For 6 Elect YAN Qi Ping Mgmt For For For 7 Elect JIANG Yan Zhang Mgmt For For For 8 Elect LEUNG Chong Shun Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Issure Repurchased Mgmt For For For Shares 14 Non-Voting Meeting Note N/A N/A N/A N/A
China Minzhong Food Corporation Limited Ticker Security ID: Meeting Date Meeting Status K2N CINS Y1503Q105 10/20/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect LIN Guo Rong Mgmt For For For 3 Elect Edan LEE Kietchai Mgmt For For For 4 Elect LIM Gee Kiat Mgmt For For For 5 Directors' Fees for FY 2009 Mgmt For For For 6 Directors' Fees for FY 2010 Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Grant Awards and Issue Mgmt For Against Against Shares under CMZ Employee Share Option Scheme 2010
China Overseas Grand Oceans Group Limited Ticker Security ID: Meeting Date Meeting Status 81 CINS Y1505S117 05/27/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Billy YUNG Kwok Kee Mgmt For For For 6 Elect XIANG Hong Mgmt For For For 7 Elect ZHU Bing Kun Mgmt For Against Against 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
China Overseas Grand Oceans Group Limited Ticker Security ID: Meeting Date Meeting Status 81 CINS Y1505S117 05/27/2011 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 CSCECL Group EngagementAgreement and Mgmt For For For Annual Caps 4 Non-Voting Meeting Note N/A N/A N/A N/A
China Overseas Land & Investment Ltd. Ticker Security ID: Meeting Date Meeting Status 688 CINS Y15004107 05/27/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect HAO Jian Min Mgmt For Against Against 6 Elect WU Jianbin Mgmt For Against Against 7 Elect CHEN Bin Mgmt For For For 8 Elect David LI Kwok Po Mgmt For For For 9 Elect Rita FAN HSU Lai Tai Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For
China Resources Power Holdings Company Ltd. Ticker Security ID: Meeting Date Meeting Status 836 CINS Y1503A100 12/23/2010 Voted Meeting Type Country of Trade Special Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Master Lending Agreements and Annual Mgmt For For For Caps
China Shanshui Cement Group Limited Ticker Security ID: Meeting Date Meeting Status 691 CINS G2116M101 05/20/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHANG Bin Mgmt For For For 6 Elect DONG Chengtian Mgmt For For For 7 Elect WANG Yanmou Mgmt For For For 8 Elect WANG Jian Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For Against Against 13 Non-Voting Meeting Note N/A N/A N/A N/A
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 02/25/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Equity Purchase Agreements, Assets Mgmt For For For Purchase Agreement and Financial Services Agreement 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendments to Articles Mgmt For For For 15 Amendments to Rules of Procedure of Mgmt For For For General Meeting 16 Non-Voting Meeting Note N/A N/A N/A N/A
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' and Supervisors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/out Mgmt For Against Against Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/27/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
China Unicom Ltd. Ticker Security ID: Meeting Date Meeting Status 762 CINS Y1519S111 05/24/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LU Yimin Mgmt For For For 6 Elect LI Fushen Mgmt For For For 7 Elect Cesareo A. Izuel Mgmt For Against Against 8 Elect WONG Wai Ming Mgmt For For For 9 Elect CAI Hongbin Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Amendments to Articles Mgmt For For For
China Unicom Ltd. Ticker Security ID: Meeting Date Meeting Status 762 CUSIP 16945R104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect LU Yimin Mgmt For For For 4 Elect LI Fushen Mgmt For For For 5 Elect Cesareo A. Izuel Mgmt For Against Against 6 Elect WONG Wai Ming Mgmt For For For 7 Elect CAI Hongbin Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Amendments to Articles Mgmt For For For
China Yurun Food Group Limited Ticker Security ID: Meeting Date Meeting Status 1068 CINS G21159101 05/31/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHU Yicai Mgmt For Against Against 6 Elect FENG Kuande Mgmt For For For 7 Elect GAO Hui Mgmt For For For 8 Elect QIAO Jun Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Issue Repurchased Shares Mgmt For For For
Chroma ATE Inc. Ticker Security ID: Meeting Date Meeting Status 2360 CINS Y1604M102 06/09/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Authority to Increase Paid-in Capital Mgmt For For For 11 Amendments to Articles Mgmt For For For 12 HUANG Leo (Director) Mgmt For For For 13 CHANG Ming (Director) Mgmt For For For 14 Terry Cheng (Director) Mgmt For For For 15 CHUNG Tsung-Ming (Independent Mgmt For For For Director) 16 LIN Quincy (Independent Director) Mgmt For For For 17 CHOU Chi-Jen (Supervisor) Mgmt For For For 18 WANG Tsun I (Supervisor) Mgmt For For For 19 Non-Compete Restrictions for Mgmt For For For Directors 20 Extraordinary Motions Mgmt For Against Against
Cielo SA (fka Companhia Brasileira de Meios de Pagamento) Ticker Security ID: Meeting Date Meeting Status CIEL3 CINS P2859E100 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Supervisory Council Mgmt For For For 7 Remuneration Policy Mgmt For Against Against
Cielo SA (fka Companhia Brasileira de Meios de Pagamento) Ticker Security ID: Meeting Date Meeting Status CIEL3 CINS P2859E100 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Scrip Dividend Mgmt For For For 4 Reverse Stock Split Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendment to Stock Option Plan Mgmt For Abstain Against 9 Amendments to Articles Mgmt For For For 10 Amendments to Articles Mgmt For For For
CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roman Martinez IV Mgmt For For For 2 Elect Carol Wait Mgmt For For For 3 Elect William Zollars Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Sales to China
Citizens & Northern Corporation Ticker Security ID: Meeting Date Meeting Status CZNC CUSIP 172922106 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Beardslee Mgmt For For For 1.2 Elect Jan Fisher Mgmt For For For 1.3 Elect Ann Tyler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Citizens Republic Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status CRBC CUSIP 174420109 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lizabeth Ardisana Mgmt For For For 1.2 Elect George Butvilas Mgmt For For For 1.3 Elect Robert Cubbin Mgmt For For For 1.4 Elect Richard Dolinski Mgmt For For For 1.5 Elect Gary Hurand Mgmt For For For 1.6 Elect Benjamin Laird Mgmt For For For 1.7 Elect Stephen Lazaroff Mgmt For For For 1.8 Elect Cathleen Nash Mgmt For For For 1.9 Elect Kendall Williams Mgmt For For For 1.10 Elect James Wolohan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Reverse Stock Split Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Citrix Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP 177376100 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Murray Demo Mgmt For For For 2 Elect Asiff Hirji Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 4 Reapproval of Performance Goals Mgmt For For For Under the 2005 Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cobalt International Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CIE CUSIP 19075F106 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Bryant Mgmt For For For 1.2 Elect Peter Coneway Mgmt For For For 1.3 Elect Michael France Mgmt For For For 1.4 Elect Jack Golden Mgmt For For For 1.5 Elect N. John Lancaster, Jr. Mgmt For For For 1.6 Elect Scott Lebovitz Mgmt For For For 1.7 Elect Jon Marshall Mgmt For For For 1.8 Elect Kenneth Moore Mgmt For For For 1.9 Elect Kenneth Pontarelli Mgmt For For For 1.10 Elect Myles Scoggins Mgmt For For For 1.11 Elect D. Jeff van Steenbergen Mgmt For For For 1.12 Elect Martin Young, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Joseph Collins Mgmt For For For 1.6 Elect J. Michael Cook Mgmt For For For 1.7 Elect Gerald Hassell Mgmt For For For 1.8 Elect Jeffrey Honickman Mgmt For For For 1.9 Elect Eduardo Mestre Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to the 2002 Restricted Mgmt For For For Stock Plan 5 Amendment to the 2003 Stock Option Mgmt For For For Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 9 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Con-Way Inc. Ticker Security ID: Meeting Date Meeting Status CNW CUSIP 205944101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Anton Mgmt For For For 2 Elect William Corbin Mgmt For For For 3 Elect Robert Jaunich II Mgmt For For For 4 Elect W. Keith Kennedy, Jr. Mgmt For For For 5 Elect Michael Murray Mgmt For For For 6 Elect Edith Perez Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect William Schroeder Mgmt For For For 9 Elect Douglas Stotlar Mgmt For For For 10 Elect Peter Stott Mgmt For For For 11 Elect Chelsea White III Mgmt For For For 12 Amendment to the 2006 Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For
CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect John Whitmire Mgmt For For For 1.3 Elect Philip Baxter Mgmt For For For 1.4 Elect James Altmeyer, Sr. Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Consolidated Thompson Iron Mines Limited Ticker Security ID: Meeting Date Meeting Status CLM CUSIP 210206108 02/25/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For
Constellation Brands, Inc. Ticker Security ID: Meeting Date Meeting Status STZ CUSIP 21036P108 07/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jerry Fowden Mgmt For For For 1.2 Elect Barry Fromberg Mgmt For For For 1.3 Elect Jeananne Hauswald Mgmt For Withhold Against 1.4 Elect James Locke III Mgmt For For For 1.5 Elect Richard Sands Mgmt For For For 1.6 Elect Robert Sands Mgmt For For For 1.7 Elect Paul Smith Mgmt For For For 1.8 Elect Mark Zupan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cooper Industries Plc Ticker Security ID: Meeting Date Meeting Status CBE CUSIP G24140108 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Hill Mgmt For For For 2 Elect James Postl Mgmt For For For 3 Elect Mark Thompson Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 2011 Omnibus Incentive Compensation Mgmt For For For Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 9 Authority of Subsidiary to Mgmt For For For Repurchase Shares 10 Authority to Set Price of Reissued Mgmt For For For Treasury Shares
Corning Incorporated Ticker Security ID: Meeting Date Meeting Status GLW CUSIP 219350105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Seely Brown Mgmt For Against Against 2 Elect John Canning Jr. Mgmt For For For 3 Elect Gordon Gund Mgmt For Against Against 4 Elect Kurt Landgraf Mgmt For For For 5 Elect H. Onno Ruding Mgmt For For For 6 Elect Glenn Tilton Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Corporation Bank Ticker Security ID: Meeting Date Meeting Status CORPBANK CINS Y1755Q134 03/15/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Preference Shares Mgmt For For For to Promoters 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A
Corporation Bank Ticker Security ID: Meeting Date Meeting Status CORPBANK CINS Y1755Q134 07/10/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For
Cott Corporation Ticker Security ID: Meeting Date Meeting Status COT CUSIP 22163N106 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Benadiba Mgmt For For For 1.2 Elect George Burnett Mgmt For For For 1.3 Elect Jerry Fowden Mgmt For For For 1.4 Elect David Gibbons Mgmt For For For 1.5 Elect Stephen Halperin Mgmt For For For 1.6 Elect Betty Hess Mgmt For For For 1.7 Elect Gregory Monahan Mgmt For For For 1.8 Elect Mario Pilozzi Mgmt For For For 1.9 Elect Andrew Prozes Mgmt For For For 1.10 Elect Eric Rosenfeld Mgmt For For For 1.11 Elect Graham Savage Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Country Garden Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 2007 CINS G24524103 04/28/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YEUNG Kwok Keung Mgmt For Against Against 6 Elect MO Bin Mgmt For Against Against 7 Elect SU Rubo Mgmt For For For 8 Elect ZHANG Yaoyuan Mgmt For For For 9 Elect Abraham SHEK Lai Him Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
Covenant Transportation Group, Inc. Ticker Security ID: Meeting Date Meeting Status CVTI CUSIP 22284P105 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Alt Mgmt For For For 1.2 Elect Robert Bosworth Mgmt For For For 1.3 Elect Bradley Moline Mgmt For For For 1.4 Elect Niel Nielson Mgmt For For For 1.5 Elect David Parker Mgmt For For For 2 Amendment to the 2006 Omnibus Mgmt For For For Incentive Plan 3 Renewal of Material Terms of Mgmt For For For Performance-Based Goals 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against
Covidien Public Limited Company Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F105 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Reverse Stock Split Followed by a Mgmt For For For Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CINS H3698D419 04/29/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Allocation of Profits Mgmt For TNA N/A 8 Allocation of Dividends from Reserves Mgmt For TNA N/A 9 Authority to Increase Conditional Mgmt For TNA N/A Capital 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Amendment Regarding Voting Procedure Mgmt For TNA N/A 12 Amendments to Articles Mgmt For TNA N/A 13 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 14 Elect Jean Lanier Mgmt For TNA N/A 15 Elect Anton van Rossum Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Appointment of Special Auditor Mgmt For TNA N/A 18 Transaction of Other Business Mgmt For TNA N/A
Credito Emiliano S.p.A. Ticker Security ID: Meeting Date Meeting Status CE CINS T3243Z136 10/22/2010 Take No Action Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Amendments to Articles Mgmt For TNA N/A
CRH Plc Ticker Security ID: Meeting Date Meeting Status CRH CINS G25508105 05/04/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Maeve Carton Mgmt For For For 5 Elect William Egan Mgmt For For For 6 Elect Utz-Hellmuth Felcht Mgmt For Against Against 7 Elect Nicky Hartery Mgmt For For For 8 Elect Jan Maarten de Jong Mgmt For For For 9 Elect John Kennedy Mgmt For For For 10 Elect Myles Lee Mgmt For For For 11 Elect Albert Manifold Mgmt For For For 12 Elect Kieran McGowan Mgmt For For For 13 Elect Daniel O'Connor Mgmt For For For 14 Elect Liam O'Mahony Mgmt For For For 15 Elect Mark Towe Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Reissue Treasury Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A
Croda International plc Ticker Security ID: Meeting Date Meeting Status CRDA CINS G25536106 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Steve Williams Mgmt For For For 5 Elect Steve Foots Mgmt For For For 6 Elect Martin Flower Mgmt For For For 7 Elect Mike Humphrey Mgmt For For For 8 Elect Sean Christie Mgmt For For For 9 Elect Michael Buzzacott Mgmt For For For 10 Elect Stanley Musesengwa Mgmt For For For 11 Elect Nigel Turner Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Amendment to the Long Term Incentive Mgmt For For For Plan
Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 228227104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dale Hatfield Mgmt For For For 1.2 Elect Lee Hogan Mgmt For For For 1.3 Elect Robert McKenzie Mgmt For For For 1.4 Elect David Abrams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
CVS Caremark Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Anne Finucane Mgmt For For For 5 Elect Kristen Gibney Williams Mgmt For For For 6 Elect Marian Heard Mgmt For For For 7 Elect Larry Merlo Mgmt For For For 8 Elect Jean-Pierre Millon Mgmt For For For 9 Elect Terrence Murray Mgmt For For For 10 Elect C.A. Lance Piccolo Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions or Expenditure 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Cyrela Brazil Realty Sa Ticker Security ID: Meeting Date Meeting Status CYRE3 cins P34085103 10/05/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Option Plan Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A
Daiichi Sankyo Company Limited Ticker Security ID: Meeting Date Meeting Status 4568 CINS J11257102 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Johji Nakayama Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Kazunori Hirokawa Mgmt For For For 8 Elect Takashi Okimoto Mgmt For For For 9 Elect Hiroshi Hirabayashi Mgmt For For For 10 Elect Kunio Ishihara Mgmt For For For 11 Elect Yuhichiroh Anzai Mgmt For For For 12 Elect Yuki Satoh Mgmt For For For 13 Elect Kazuo Koike Mgmt For For For 14 Elect Takashi Chiba Mgmt For For For 15 Bonus Mgmt For For For
Daimler AG Ticker Security ID: Meeting Date Meeting Status DAI CINS D1668R123 04/13/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Supervisory Board Members' Fees Mgmt For For For 11 Elect Manfred Bischoff Mgmt For For For 12 Elect Lynton Wilson Mgmt For For For 13 Elect Petraea Heynike Mgmt For For For
Dainippon Screen Manufacturing Company Limited Ticker Security ID: Meeting Date Meeting Status 7735 CINS J10626109 04/22/2011 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital Reserve Mgmt For For For
Dainippon Screen Manufacturing Company Limited Ticker Security ID: Meeting Date Meeting Status 7735 CINS J10626109 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akira Ishida Mgmt For For For 4 Elect Masahiro Hashimoto Mgmt For For For 5 Elect Osamu Ryohnai Mgmt For For For 6 Elect Masashi Arita Mgmt For For For 7 Elect Eiji Kakiuchi Mgmt For For For 8 Elect Shin Minamishima Mgmt For For For 9 Elect Yoshio Tateishi Mgmt For For For 10 Elect Takeshi Isayama Mgmt For For For 11 Elect Tohru Matsumoto Mgmt For For For 12 Elect Tatsuo Miyawaki Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
Daito Trust Construction Company Limited Ticker Security ID: Meeting Date Meeting Status 1878 CINS J11151107 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Isao Minabe Mgmt For For For 5 Elect Naomi Kumakiri Mgmt For For For 6 Elect Akio Inada Mgmt For For For 7 Elect Hideki Asano Mgmt For For For 8 Elect Takashi Igawa Mgmt For For For 9 Elect Hideyuki Nakaita Mgmt For For For 10 Elect Hitoshi Kadouchi Mgmt For For For 11 Elect Shuhji Nakada Mgmt For For For 12 Elect Hiroshi Kawaguchi Mgmt For For For 13 Elect Tomoyuki Nishimura Mgmt For For For 14 Elect Yuhjiroh Sasamoto Mgmt For For For 15 Elect Marcus Merner Mgmt For For For 16 Retirement Allowances and Special Mgmt For For For Allowance for Director(s) 17 Stock Option Plan Mgmt For For For
Danaher Corporation Ticker Security ID: Meeting Date Meeting Status DHR CUSIP 235851102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Lawrence Culp Mgmt For For For 2 Elect Mitchell Rales Mgmt For For For 3 Elect Elias Zerhouni Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Right to Call a Special Meeting Mgmt For For For 7 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Dell Inc. Ticker Security ID: Meeting Date Meeting Status DELL CUSIP 24702R101 08/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Breyer Mgmt For For For 1.2 Elect Donald Carty Mgmt For For For 1.3 Elect Michael Dell Mgmt For For For 1.4 Elect William Gray, III Mgmt For For For 1.5 Elect Judy Lewent Mgmt For For For 1.6 Elect Thomas Luce, III Mgmt For For For 1.7 Elect Klaus Luft Mgmt For For For 1.8 Elect Alex Mandl Mgmt For For For 1.9 Elect Shantanu Narayen Mgmt For For For 1.10 Elect Sam Nunn Mgmt For For For 1.11 Elect H. Ross Perot, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Supermajority Mgmt For For For Requirement 4 Shareholder Proposal Regarding ShrHoldr Against For Against Reimbursement of Solicitation Expenses 5 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Compensation (Say on Pay)
Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP 247361702 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Kenneth Woodrow Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
Delta Electronic Ticker Security ID: Meeting Date Meeting Status 2308 CINS Y20263102 06/24/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules: Mgmt For For For Election of Directors and Supervisors 10 Non-Compete Restrictions for Mgmt For For For Directors 11 Extraordinary motions Mgmt For Against Against
Digital China Holdings Limited Ticker Security ID: Meeting Date Meeting Status 861 CINS G2759B107 09/29/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect LIN Yang Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Repurchased Shares Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
DIRECTV Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A101 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Dillon Mgmt For For For 1.2 Elect Samuel DiPiazza, Jr. Mgmt For For For 1.3 Elect Lorrie Norrington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to Dual Class Stock Mgmt For For For 4 Repeal of Classified Board Mgmt For For For 5 Adoption of Majority Vote for Mgmt For For For Election of Directors 6 Limitation of Right to Call a Mgmt For Against Against Special Meeting 7 Adoption of Delaware as the Mgmt For For For Exclusive Forum for Certain Disputes 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Disco Corporation Ticker Security ID: Meeting Date Meeting Status 6146 CINS J12327102 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hitoshi Mizorogi Mgmt For For For 3 Elect Kazuma Sekiya Mgmt For For For 4 Elect Hideyuki Sekiya Mgmt For For For 5 Elect Takao Tamura Mgmt For For For 6 Elect Keiichi Kajiyama Mgmt For For For 7 Elect Keizoh Sekiya Mgmt For For For 8 Elect Tadao Takayanagi Mgmt For For For 9 Elect Tadahiko Kuronuma Mgmt For For For 10 Elect Kuniko Tanabe Mgmt For For For 11 Bonus Mgmt For For For 12 Stock Option Plan Mgmt For For For
DnB Nor ASA Ticker Security ID: Meeting Date Meeting Status DNBNOR CINS R1812S105 04/28/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Meeting Notice and Agenda Mgmt For TNA N/A 5 Election of Individuals to Check Mgmt For TNA N/A Minutes 6 Fees for Governing Bodies Mgmt For TNA N/A 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 9 Election of Corporate Assembly Mgmt For TNA N/A 10 Election of Control Committee Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Compensation Guidelines Mgmt For TNA N/A 13 Amendments to Articles Mgmt For TNA N/A 14 Nominating Committee Mgmt For TNA N/A 15 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A Financial Stability Measures; Financial Structure; Financial Services Innovation; and Shared Economic Interests
Don Quijote Ticker Security ID: Meeting Date Meeting Status 7532 CINS J1235L108 09/28/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takao Yasuda Mgmt For For For 4 Elect Junji Narusawa Mgmt For For For 5 Elect Mitsuo Takahashi Mgmt For For For 6 Elect Sumio Inamura Mgmt For For For 7 Elect Kohji Ohhara Mgmt For For For 8 Elect Tomiaki Fukuda Mgmt For For For 9 Retirement Allowances for Statutory Mgmt For Against Against Auditor(s)
Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect Robert Livingston Mgmt For For For 7 Elect Richard Lochridge Mgmt For For For 8 Elect Bernard Rethore Mgmt For For For 9 Elect Michael Stubbs Mgmt For For For 10 Elect Stephen Todd Mgmt For For For 11 Elect Stephen Wagner Mgmt For For For 12 Elect Mary Winston Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
DreamWorks Animation SKG, Inc. Ticker Security ID: Meeting Date Meeting Status DWA CUSIP 26153C103 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
DSM NV Ticker Security ID: Meeting Date Meeting Status DSM CINS N5017D122 04/28/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Financial Statements Mgmt For For For 3 Reserve and Dividend Policy Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Elect Stephan Tanda Mgmt For For For 7 Elect Stefan Doboczky Mgmt For For For 8 Elect P.F.M. Van der Meer Mohr Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Cancel Shares and Mgmt For For For Reduce Share Capital 14 Amendments to Articles Mgmt For For For
DSV A/S Ticker Security ID: Meeting Date Meeting Status DSV CINS K3013J154 03/24/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Report of the Supervisory Board and Mgmt For For For the Executive Board 6 Accounts and Reports; Supervisory Mgmt For For For Board Members' Fees 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Kurt Larsen Mgmt For For For 9 Elect Erik Pedersen Mgmt For For For 10 Elect Per Skov Mgmt For For For 11 Elect Kaj Christiansen Mgmt For For For 12 Elect Annette Sadolin Mgmt For For For 13 Elect Birgit Norgaard Mgmt For For For 14 Elect Thomas Plenborg Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Reduce Share Capital Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendment to Incentive Guidelines Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
E.On AG Ticker Security ID: Meeting Date Meeting Status EOAN CINS D24914133 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Elect Denise Kingsmill Mgmt For For For 10 Elect Bard Mikkelsen Mgmt For For For 11 Elect Rene Obermann Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Appointment of Auditor for Interim Mgmt For For For Statements 14 Supervisory Board Members' Fees Mgmt For For For 15 Control Agreement with E.ON Mgmt For For For Beteiligungsverwaltungs GmbH 16 Control Agreement with E.ON Energy Mgmt For For For Trading Holding GmbH 17 Control Agreement with E.ON Mgmt For For For Finanzanlagen GmbH 18 Control Agreement with E.ON Ruhrgas Mgmt For For For Holding GmbH
EADS: European Aeronautic Defence and Space Company N.V. Ticker Security ID: Meeting Date Meeting Status EAD CINS F17114103 05/26/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Approval of Compensation Policy; Mgmt For For For Directors' Fees 12 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 13 Cancellation of Shares Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Non-Voting Agenda Item N/A N/A N/A N/A
Eastman Chemical Company Ticker Security ID: Meeting Date Meeting Status EMN CUSIP 277432100 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Humberto Alfonso Mgmt For For For 2 Elect Michael Connors Mgmt For For For 3 Elect Howard Lance Mgmt For For For 4 Elect James Rogers Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Repeal of Classified Board Mgmt For For For 9 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fred Anderson Mgmt For For For 2 Elect Edward Barnholt Mgmt For For For 3 Elect Scott Cook Mgmt For For For 4 Elect John Donahoe Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Eclipsys Corporation Ticker Security ID: Meeting Date Meeting Status ECLP CUSIP 278856109 08/13/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
EEN Energy Holdings Limited Ticker Security ID: Meeting Date Meeting Status 2688 CINS G3066L101 05/31/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect CHENG Chak Ngok Mgmt For For For 7 Elect ZHAO Shengli Mgmt For For For 8 Elect WANG Dongzhi Mgmt For For For 9 Elect Catherine YIEN Yu Yu Mgmt For For For 10 Elect KONG Chung Kau Mgmt For For For 11 Not to Fill up Vacancy by Retirement Mgmt For For For of LIANG Zhiwei and ZHAI Xiaoqin 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Repurchased Shares Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
Eisai Company Limited Ticker Security ID: Meeting Date Meeting Status 4523 CINS J12852117 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Junji Miyahara Mgmt For For For 4 Elect Kimitoshi Yabuki Mgmt For For For 5 Elect Akira Fujiyoshi Mgmt For For For 6 Elect Christina Ahmadjian Mgmt For For For 7 Elect Tokuji Izumi Mgmt For For For 8 Elect Kohichi Masuda Mgmt For For For 9 Elect Norio Kanoh Mgmt For For For 10 Elect Kiyochika Ohta Mgmt For For For 11 Elect Michikazu Aoi Mgmt For For For 12 Elect Hideaki Matsui Mgmt For For For 13 Stock Option Plan Mgmt For For For
Elan Corporation, plc Ticker Security ID: Meeting Date Meeting Status ELN CUSIP 284131208 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Robert Ingram Mgmt For For For 3 Elect Giles Kerr Mgmt For For For 4 Elect Kieran McGowan Mgmt For For For 5 Elect Kyran McLaughlin Mgmt For For For 6 Elect Dennis Selkoe Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set Price of Reissued Mgmt For For For Treasury Shares 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Electricite de France Ticker Security ID: Meeting Date Meeting Status EDF CINS F2940H113 05/24/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor (KPMG) Mgmt For For For 10 Appointment of Auditor (Deloitte et Mgmt For For For Associes) 11 Appointment of Alternate Auditor Mgmt For For For (KPMG Audit IS) 12 Appointment of Alternate Auditor Mgmt For For For (BEAS) 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Amendment to Article 10 Mgmt For For For 16 Amendment to Article 19 Mgmt For For For 17 Amendment to Article 20 Mgmt For For For 18 Amendment to Article 24 Regarding Mgmt For Against Against Loyalty Dividends 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Eli Lilly and Company Ticker Security ID: Meeting Date Meeting Status LLY CUSIP 532457108 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Eskew Mgmt For For For 2 Elect Alfred Gilman Mgmt For For For 3 Elect Karen Horn Mgmt For For For 4 Elect John Lechleiter Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 8 Repeal of Classified Board Mgmt For For For 9 Elimination of Supermajority Mgmt For For For Requirements 10 Executive Officer Incentive Plan Mgmt For For For
Elisa Oyj Ticker Security ID: Meeting Date Meeting Status ELI1V CINS X1949T102 03/25/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For Against Against 13 Election of Directors Mgmt For Against Against 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Number of Auditors Mgmt For For For 16 Appointment of Auditor Mgmt For Against Against 17 Transfer of Reserves Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
EMC Corporation Ticker Security ID: Meeting Date Meeting Status EMC CUSIP 268648102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Brown Mgmt For For For 2 Elect Randolph Cowen Mgmt For For For 3 Elect Michael Cronin Mgmt For For For 4 Elect Gail Deegan Mgmt For For For 5 Elect James DiStasio Mgmt For For For 6 Elect John Egan Mgmt For For For 7 Elect Edmund Kelly Mgmt For For For 8 Elect Windle Priem Mgmt For For For 9 Elect Paul Sagan Mgmt For For For 10 Elect David Strohm Mgmt For For For 11 Elect Joseph Tucci Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Amendment to the 2003 Stock Plan Mgmt For For For 14 Amendment to Right to Call a Special Mgmt For For For Meeting 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Emerson Electric Co. Ticker Security ID: Meeting Date Meeting Status EMR CUSIP 291011104 02/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Farr Mgmt For For For 1.2 Elect Harriet Green Mgmt For For For 1.3 Elect Charles Peters Mgmt For For For 1.4 Elect Joseph Prueher Mgmt For For For 1.5 Elect Rozanne Ridgway Mgmt For For For 2 Re-approval of the Performance Mgmt For For For Measures under the 2006 Incentive Shares Plan 3 2011 Stock Option Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sustainability Report
Encana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505104 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Dea Mgmt For For For 1.2 Elect Randall Eresman Mgmt For For For 1.3 Elect Claire Farley Mgmt For For For 1.4 Elect Fred Fowler Mgmt For For For 1.5 Elect Barry Harrison Mgmt For For For 1.6 Elect Suzanne Nimocks Mgmt For For For 1.7 Elect David O'Brien Mgmt For For For 1.8 Elect Jane Peverett Mgmt For For For 1.9 Elect Allan Sawin Mgmt For For For 1.10 Elect Bruce Waterman Mgmt For For For 1.11 Elect Clayton Woitas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Enel S.p.A. Ticker Security ID: Meeting Date Meeting Status ENEL CINS T3679P115 04/29/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Board Size Mgmt For For For 5 Board Term Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 List Proposed by Ministry of Economy Mgmt For N/A N/A and Finance 8 List Proposed by Institutional Mgmt For For For Investors 9 Election of Chairman of Board Mgmt For For For 10 Directors' Fees Mgmt For Against Against 11 Appointment of Auditor Mgmt For For For 12 Amendments to Articles Mgmt For For For
Energizer Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ENR CUSIP 29266R108 01/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ward Klein Mgmt For For For 2 Elect W. Patrick McGinnis Mgmt For For For 3 Elect John Roberts Mgmt For For For 4 Amendment to the 2009 Incentive Mgmt For For For Stock Plan 5 Executive Officer Bonus Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change in Control 12 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Equinix, Inc. Ticker Security ID: Meeting Date Meeting Status EQIX CUSIP 29444U502 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Clontz Mgmt For For For 1.2 Elect Gary Hromadko Mgmt For For For 1.3 Elect Scott Kriens Mgmt For For For 1.4 Elect William Luby Mgmt For For For 1.5 Elect Irving Lyons III Mgmt For For For 1.6 Elect Christopher Paisley Mgmt For For For 1.7 Elect Stephen Smith Mgmt For For For 1.8 Elect Peter Van Camp Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to Certificate of Mgmt For For For Incorporation to Eliminate Supermajority Voting 6 Amendment to Bylaws to Eliminate Mgmt For For For Supermajority Voting Regarding Removal of Directors for Cause 7 Amendment to Bylaws to Eliminate Mgmt For For For Supermajority Voting Regarding the Amendment of Bylaws
Euronet Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status EEFT CUSIP 298736109 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrzej Olechowski Mgmt For For For 1.2 Elect Eriberto Scocimara Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Executive Annual Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Evraz Group SA Ticker Security ID: Meeting Date Meeting Status EVR CINS 30050A202 05/16/2011 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Allocation of Profits/Dividends Mgmt For TNA N/A 4 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports 5 Consolidated Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board and Auditors' Mgmt For TNA N/A Acts 7 Elect Alexander Abramov Mgmt For TNA N/A 8 Elect Otari Arshba Mgmt For TNA N/A 9 Elect Duncan Baxter Mgmt For TNA N/A 10 Elect Alexander Frolov Mgmt For TNA N/A 11 Elect James Karl Gruber Mgmt For TNA N/A 12 Elect Olga Pokrovskaya Mgmt For TNA N/A 13 Elect Terry Robinson Mgmt For TNA N/A 14 Elect Eugene Shvidler Mgmt For TNA N/A 15 Elect Eugene Tenenbaum Mgmt For TNA N/A 16 Ratification of Gordon Toll's Acts Mgmt For TNA N/A 17 Appointment of Statutory Auditor Mgmt For TNA N/A 18 Appointment of Independent Auditor Mgmt For TNA N/A 19 Directors' Fees Mgmt For TNA N/A 20 CEO Compensation Mgmt For TNA N/A 21 Authority to Sign Management Service Mgmt For TNA N/A Agreements with Independent Directors
Exelixis, Inc. Ticker Security ID: Meeting Date Meeting Status EXEL CUSIP 30161Q104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank McCormick Mgmt For For For 1.2 Elect Michael Morrissey Mgmt For For For 1.3 Elect Stelios Papadopoulos Mgmt For For For 1.4 Elect George Scangos Mgmt For Withhold Against 1.5 Elect Lance Willsey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
ExlService Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status EXLS CUSIP 302081104 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Kelso Mgmt For For For 1.2 Elect Clyde Ostler Mgmt For For For 1.3 Elect Vikram Talwar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emission Goals
Ezra Holdings Limited Ticker Security ID: Meeting Date Meeting Status 5DN CINS Y2401G108 01/28/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
Ezra Holdings Limited Ticker Security ID: Meeting Date Meeting Status 5DN CINS Y2401G108 01/28/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For Against Against 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Issuance of Shares Mgmt For Against Against 4 Authority to Issue Convertible Debt Mgmt For Against Against 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Election of Karl Erik Kjelstad Mgmt For Against Against
Ezra Holdings Limited Ticker Security ID: Meeting Date Meeting Status 5DN CINS Y2401G108 12/17/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect LEE Kian Soo Mgmt For For For 4 Elect Adarash Kumar A/I Chranji Lal Mgmt For For For Amarnath 5 Elect Doris Damaris LEE Cheow Ming Mgmt For For For 6 Elect SOON Hong Teck Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Grant Awards and Issue Mgmt For Against Against Shares under Ezra Employees' Share Option Scheme
Fanuc Ltd Ticker Security ID: Meeting Date Meeting Status 6954 CINS J13440102 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshiharu Inaba Mgmt For For For 5 Elect Hideo Kojima Mgmt For For For 6 Elect Kenji Yamaguchi Mgmt For For For 7 Elect Yoshihiro Gonda Mgmt For For For 8 Elect Takayuki Itoh Mgmt For For For 9 Elect Mitsuo Kurakake Mgmt For For For 10 Elect Hajimu Kishi Mgmt For For For 11 Elect Hiroyuki Uchida Mgmt For For For 12 Elect Shunsuke Matsubara Mgmt For For For 13 Elect Hidehiro Miyajima Mgmt For For For 14 Elect Hiroshi Noda Mgmt For For For 15 Elect Hiroshi Araki Mgmt For For For 16 Elect Katsuo Kohari Mgmt For For For 17 Elect Mineko Yamasaki Mgmt For For For 18 Elect Richard Schneider Mgmt For For For 19 Elect Olaf Gehrels Mgmt For For For 20 Elect Shunsuke Kimura Mgmt For For For 21 Elect Naoki Shimizu Mgmt For For For 22 Elect Takeo Nakagawa Mgmt For For For
FedEx Corporation Ticker Security ID: Meeting Date Meeting Status FDX CUSIP 31428X106 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect John Edwardson Mgmt For For For 3 Elect J.R. Hyde, III Mgmt For For For 4 Elect Shirley Jackson Mgmt For For For 5 Elect Steven Loranger Mgmt For For For 6 Elect Gary Loveman Mgmt For For For 7 Elect Susan Schwab Mgmt For For For 8 Elect Frederick Smith Mgmt For For For 9 Elect Joshua Smith Mgmt For For For 10 Elect David Steiner Mgmt For For For 11 Elect Paul Walsh Mgmt For For For 12 2010 Omnibus Stock Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 15 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 16 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning
First Quantum Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status FM CUSIP 335934105 05/19/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Pascall Mgmt For For For 1.2 Elect G. Clive Newall Mgmt For For For 1.3 Elect Martin Rowley Mgmt For For For 1.4 Elect Peter St. George Mgmt For For For 1.5 Elect Andrew Adams Mgmt For For For 1.6 Elect Michael Martineau Mgmt For For For 1.7 Elect Paul Brunner Mgmt For For For 1.8 Elect Steven McTiernan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
FJ Benjamin Holdings Limited Ticker Security ID: Meeting Date Meeting Status F10 CINS Y2571N107 10/28/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Eli Benjamin Mgmt For For For 4 Elect Keith TAY Ah Kee Mgmt For For For 5 Elect Joseph Grimberg Mgmt For Against Against 6 Elect Frank Benjamin Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares at Discount Mgmt For Against Against 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A
FMC Corporation Ticker Security ID: Meeting Date Meeting Status FMC CUSIP 302491303 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Mooney Mgmt For For For 2 Elect Enrique Sosa Mgmt For For For 3 Elect Vincent Volpe Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Forest City Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status FCE.A CUSIP 345550107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect Michael Esposito, Jr. Mgmt For For For 1.3 Elect Deborah Harmon Mgmt For For For 1.4 Elect Stan Ross Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Forest Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838106 08/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee III Mgmt For For For 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For For For 8 Elect Lester Salans Mgmt For For For 9 Elect Peter Zimetbaum Mgmt For For For 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Reimbursement of Solicitation Expenses
Fortress Paper Ltd. Ticker Security ID: Meeting Date Meeting Status FTP CUSIP 34958R101 06/13/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Chadwick Wasilenkoff Mgmt For For For 1.2 Elect Richard Whittall Mgmt For For For 1.3 Elect Per Gundersby Mgmt For For For 1.4 Elect John Coleman Mgmt For For For 1.5 Elect Roland Tornare Mgmt For For For 1.6 Elect Pierre Monahan Mgmt For Withhold Against 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Share Subdivision Mgmt For For For
Foster's Group Limited Ticker Security ID: Meeting Date Meeting Status FGL CINS Q3944W187 10/26/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect David Crawford Mgmt For For For 3 Amend The Constitution - Dividend Mgmt For For For Provisions 4 Equity Grant (CEO Ian Johnston) Mgmt For For For 5 Remuneration Report Mgmt For For For
Frontier Communications Corporation Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Peter Bynoe Mgmt For For For 1.3 Elect Jeri Finard Mgmt For For For 1.4 Elect Edward Fraioli Mgmt For For For 1.5 Elect James Kahan Mgmt For For For 1.6 Elect Pamela Reeve Mgmt For For For 1.7 Elect Howard Schrott Mgmt For For For 1.8 Elect Larraine Segil Mgmt For For For 1.9 Elect Mark Shapiro Mgmt For For For 1.10 Elect Myron Wick III Mgmt For For For 1.11 Elect Mary Wilderotter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Chairman 5 Ratification of Auditor Mgmt For For For
Fuji Media Holdings Incorporated (fka Fuji Television Network) Ticker Security ID: Meeting Date Meeting Status 4676 CINS J15477102 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hisashi Hieda Mgmt For For For 4 Elect Koh Toyoda Mgmt For For For 5 Elect Hideaki Ohta Mgmt For For For 6 Elect Shuji Kanoh Mgmt For For For 7 Elect Kazunobu Iijima Mgmt For For For 8 Elect Ryunosuke Endoh Mgmt For For For 9 Elect Katsuaki Suzuki Mgmt For For For 10 Elect Kohji Inaki Mgmt For For For 11 Elect Isao Matsuoka Mgmt For Against Against 12 Elect Akihiro Miki Mgmt For Against Against 13 Elect Taizan Ishiguro Mgmt For For For 14 Elect Masafumi Yokota Mgmt For For For 15 Elect Kazuo Terasaki Mgmt For For For 16 Elect Takehiko Kiyohara Mgmt For For For 17 Elect Yuzaburoh Mogi Mgmt For For For 18 Bonus Mgmt For For For
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Audit Commission Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Non-Voting Agenda Item N/A N/A N/A N/A 57 Elect Andrey Akimov Mgmt For Abstain Against 58 Elect Alexander Ananenkov Mgmt For Abstain Against 59 Elect Farit Gazizullin Mgmt For For For 60 Elect Viktor Zubkov Mgmt For For For 61 Elect Elena Karpel Mgmt For For For 62 Elect Alexey Miller Mgmt For For For 63 Elect Valery Musin Mgmt For For For 64 Elect Elvira Nabiullina Mgmt For For For 65 Elect Mikhail Sereda Mgmt For For For 66 Elect Sergey Shmatko Mgmt For For For 67 Elect Igor Yusufov Mgmt For For For 68 Non-Voting Agenda Item N/A N/A N/A N/A 69 Elect Dmitry Arkhipov Mgmt For N/A N/A 70 Elect Andrey Belobrov Mgmt For For For 71 Elect Vadim Bikulov Mgmt For For For 72 Elect Aleksey Mironov Mgmt For For For 73 Elect Lidiya Morozova Mgmt For For For 74 Elect Anna Nesterova Mgmt For For For 75 Elect Yury Nosov Mgmt For N/A N/A 76 Elect Karen Oganyan Mgmt For For For 77 Elect Konstantin Pesotsky Mgmt For For For 78 Elect Maria Tikhonova Mgmt For For For 79 Elect Aleksandr Yugov Mgmt For For For 80 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Early Termination of Directors Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Andrey Akimov Mgmt For For For 4 Elect Alexander Ananenkov Mgmt For For For 5 Elect Farit Gazizullin Mgmt For For For 6 Elect Elena Karpel Mgmt For For For 7 Elect Timur Kulibayev Mgmt For For For 8 Elect Viktor Martynov Mgmt For For For 9 Elect Vladimir Mau Mgmt For For For 10 Elect Alexey Miller Mgmt For For For 11 Elect Valery Musin Mgmt For For For 12 Elect Mikhail Sereda Mgmt For For For 13 Elect Igor Yusufov Mgmt For For For 14 Elect Viktor Zubkov Mgmt For For For
GDF Suez (fka Gaz de France) Ticker Security ID: Meeting Date Meeting Status GSZ CINS F42768105 05/02/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Albert Frere Mgmt For For For 11 Elect Edmond Alphandery Mgmt For For For 12 Elect Aldo Cardoso Mgmt For For For 13 Elect Rene Carron Mgmt For For For 14 Elect Thierry de Rudder Mgmt For For For 15 Elect Francoise Malrieu Mgmt For For For 16 Relocation of Corporate Headquarters Mgmt For For For 17 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 18 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan for Overseas Employees 19 Authority to Issue Restricted Shares Mgmt For For For 20 Authority to Carry Out Formalities Mgmt For For For 21 Shareholder Proposal Regarding ShrHoldr Against For Against Allocation of Profits/Dividends
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Shareholder Proposal Cumulative ShrHoldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Richards Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 Executive Incentive Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation
Genesee & Wyoming Inc. Ticker Security ID: Meeting Date Meeting Status GWR CUSIP 371559105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mortimer Fuller III Mgmt For For For 1.2 Elect John Hellmann Mgmt For For For 1.3 Elect Robert Melzer Mgmt For For For 2 Amendment to the 2004 Omnibus Mgmt For For For Incentive Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Genpact Limited Ticker Security ID: Meeting Date Meeting Status G CUSIP G3922B107 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pramod Bhasin Mgmt For For For 1.2 Elect John Barter Mgmt For For For 1.3 Elect Steven Denning Mgmt For For For 1.4 Elect Mark Dzialga Mgmt For For For 1.5 Elect Douglas Kaden Mgmt For For For 1.6 Elect Jagdish Khattar Mgmt For For For 1.7 Elect James Madden Mgmt For For For 1.8 Elect Denis Nayden Mgmt For For For 1.9 Elect Robert Scott Mgmt For For For 1.10 Elect A. Michael Spence Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Omnibus Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 02/28/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening Mgmt For For For 3 Election of Presiding Chairman Mgmt For For For 4 Compliance with Rules of Convocation Mgmt For For For 5 Agenda Mgmt For For For 6 Election of Supervisory Board Mgmt For Against Against 7 Closing Mgmt For For For
Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 06/27/2011 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Chairman Mgmt For For For 4 Compliance with Rules of Convocation Mgmt For For For 5 Agenda Mgmt For For For 6 Presentation of Management Board Mgmt For For For Report 7 Presentation of Supervisory Board Mgmt For For For Report (Management) 8 Presentation of Supervisory Board Mgmt For For For Report (Supervisory) 9 Management Board Report Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Accounts and Reports Mgmt For For For 12 Ratification of Supervisory Board Mgmt For For For Acts 13 Ratification of Management Acts Mgmt For For For 14 Supervisory Board Size Mgmt For For For 15 Election of Supervisory Board Mgmt For For For 16 Supervisory Board Fees Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Closing Mgmt For For For
Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 12/22/2010 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening Mgmt For For For 3 Election of Presiding Chairman Mgmt For For For 4 Compliance with Rules of Convocation Mgmt For For For 5 Agenda Mgmt For For For 6 Changes to Supervisory Board Mgmt For Against Against 7 Amendments to Articles Mgmt For For For 8 Closing Mgmt For For For
Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cogan Mgmt For For For 1.2 Elect Etienne Davignon Mgmt For For For 1.3 Elect James Denny Mgmt For For For 1.4 Elect Carla Hills Mgmt For For For 1.5 Elect Kevin Lofton Mgmt For For For 1.6 Elect John Madigan Mgmt For For For 1.7 Elect John Martin Mgmt For For For 1.8 Elect Gordon Moore Mgmt For For For 1.9 Elect Nicholas Moore Mgmt For For For 1.10 Elect Richard Whitley Mgmt For For For 1.11 Elect Gayle Wilson Mgmt For For For 1.12 Elect Per Wold-Olsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 162(m) Bonus Plan Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Right to Call a Special Meeting Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Goldcorp Inc. Ticker Security ID: Meeting Date Meeting Status G CUSIP 380956409 05/18/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Telfer Mgmt For For For 1.2 Elect Douglas Holtby Mgmt For For For 1.3 Elect Charles Jeannes Mgmt For For For 1.4 Elect John Bell Mgmt For For For 1.5 Elect Lawrence Bell Mgmt For For For 1.6 Elect Beverley Briscoe Mgmt For For For 1.7 Elect Peter Dey Mgmt For For For 1.8 Elect P. Randy Reifel Mgmt For For For 1.9 Elect A. Dan Rovig Mgmt For For For 1.10 Elect Kenneth Williamson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to the Stock Option Plan Mgmt For For For 4 Board Size Mgmt For For For 5 Shareholder Proposal Regarding Human Mgmt Against Against For Rights
Golden Eagle Retail Group Limited Ticker Security ID: Meeting Date Meeting Status 3308 CINS G3958R109 12/21/2010 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger/Acquisition Mgmt For For For 4 Revised Annual Caps Mgmt For For For 5 Annual Caps of Xialin Golden Eagle Mgmt For For For Lease Agreements 6 Revised Annual Caps Mgmt For For For 7 2011 Xinjiekou Tenancy Agreement Mgmt For For For 8 Annual Caps of 2011 Xinjiekou Mgmt For For For Tenancy Agreement 9 2011 Lease Agreement Mgmt For For For 10 Annual Caps of 2011 Lease Agreement Mgmt For For For 11 2011 Project Management Services Mgmt For For For Agreement 12 Annual Caps of 2011 Project Mgmt For For For Management Services Agreement 13 2011 Decoration Services Agreement Mgmt For For For 14 Annual Caps of 2011 Decoration Mgmt For For For Services Agreement
Google Inc. Ticker Security ID: Meeting Date Meeting Status GOOG CUSIP 38259P508 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Page Mgmt For For For 1.2 Elect Sergey Brin Mgmt For For For 1.3 Elect Eric Schmidt Mgmt For For For 1.4 Elect L. John Doerr Mgmt For For For 1.5 Elect John Hennessy Mgmt For For For 1.6 Elect Ann Mather Mgmt For For For 1.7 Elect Paul Otellini Mgmt For For For 1.8 Elect K. Ram Shriram Mgmt For For For 1.9 Elect Shirley Tilghman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 8 Shareholder Proposal Regarding ShrHoldr Against Against For Conflict of Interest Report
GPT Group Ticker Security ID: Meeting Date Meeting Status GPT CINS Q4252X155 05/11/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Gene Tilbrook Mgmt For For For 3 Remuneration Report Mgmt For For For 4 Increase NEDs' Fee Cap Mgmt For For For 5 Equity Grant (MD/CEO Michael Cameron) Mgmt For For For
Green Plains Renewable Energy, Inc. Ticker Security ID: Meeting Date Meeting Status GPRE CUSIP 393222104 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jim Anderson Mgmt For For For 1.2 Elect Wayne Hoovestol Mgmt For For For 1.3 Elect Michael McNicholas Mgmt For For For 2 Amendment to the 2009 Equity Mgmt For Against Against Incentive Plan 3 Amendment to Authorized Common Stock Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Greenheart Group Ltd. Ticker Security ID: Meeting Date Meeting Status CINS G4094L105 06/30/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect William Martin Mgmt For For For 5 Elect Samuel HUI Tung Wah Mgmt For For For 6 Elect Allen CHAN Tak Yuen Mgmt For For For 7 Elect Simon Murray Mgmt For For For 8 Elect Richard WONG Che Keung Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Refreshment of Share Option Scheme Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
Gronlandsbanken A/S Ticker Security ID: Meeting Date Meeting Status GRLA CINS K4033J117 03/23/2011 Voted Meeting Type Country of Trade Special Greenland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Reports Mgmt For For For 5 Accounts and Reports; Directors' Fees Mgmt For For For 6 Incentive Compensation Guidelines Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Participation in Winding-Up Scheme Mgmt For For For 9 Election of Directors Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
Groupe Danone Ticker Security ID: Meeting Date Meeting Status BN CINS F12033134 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of the Co-option of Mgmt For For For Yoshihiro Kawabata 8 Elect Bruno Bonnell Mgmt For For For 9 Elect Bernard Hours Mgmt For For For 10 Elect Yoshihiro Kawabata Mgmt For For For 11 Elect Jacques Vincent Mgmt For For For 12 Elect Isabelle Seillier Mgmt For For For 13 Elect Jean-Michel Severino Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Severance Package (Bernard Hours) Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Autority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Authority to Carry Out Formalities Mgmt For For For
Guangdong Investment Limited Ticker Security ID: Meeting Date Meeting Status 270 CINS Y2929L100 06/03/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHANG Hui Mgmt For For For 6 Elect TSANG Hon Nam Mgmt For For For 7 Elect Daniel FUNG Mgmt For Against Against 8 Elect WU Jianguo Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
H & M Hennes & Mauritz AB Ticker Security ID: Meeting Date Meeting Status HM-B CINS W41422101 10/20/2010 Voted Meeting Type Country of Trade Special Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Voting List Mgmt For For For 7 Agenda Mgmt For For For 8 Election of Individuals to Check Mgmt For For For Minutes 9 Compliance with Rules of Convocation Mgmt For For For 10 Employee Incentive Program Mgmt For For For 11 Amendment to Compensation Guidelines Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
H. Lundbeck A/S Ticker Security ID: Meeting Date Meeting Status LUN CINS K4406L129 03/30/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Supervisory Mgmt For For For Board Fees (2010) 5 Supervisory Board Fees (2011) Mgmt For For For 6 Supervisory Board Fees (2011) Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Thorleif Krarup Mgmt For For For 9 Elect Peter Kurstein Mgmt For For For 10 Elect Mats Petterson Mgmt For For For 11 Elect Jes Ostergaard Mgmt For For For 12 Elect Christian Dyvig Mgmt For For For 13 Elect Hakan Bjorklund Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Amendment to Incentive Compensation Mgmt For For For Guidelines 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
Hansen Transmissions International NV Ticker Security ID: Meeting Date Meeting Status HSN CINS B4812V109 02/23/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Approval of the Disposal Mgmt For TNA N/A 4 Elect Jan Willem Ruinemans Mgmt For TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A
HeidelbergCement AG Ticker Security ID: Meeting Date Meeting Status HEI CINS D31709104 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Bernd Scheifele Mgmt For For For 7 Ratify Dominik von Achten Mgmt For For For 8 Ratify Daniel Gauthier Mgmt For For For 9 Ratify Andreas Kern Mgmt For For For 10 Ratify Lorenz Naeger Mgmt For For For 11 Ratify Albert Scheuer Mgmt For For For 12 Ratify Fritz-Juergen Heckmann Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Robert Feiger Mgmt For For For 15 Ratify Josef Heumann Mgmt For For For 16 Ratify Max Dietrich Kley Mgmt For For For 17 Ratify Hans Georg Kraut Mgmt For For For 18 Ratify Herbert Luetkesstratkoetter Mgmt For For For 19 Ratify Tobias Merckle Mgmt For For For 20 Ratify Tobias Merckle Mgmt For For For 21 Ratify Alan James Murray Mgmt For For For 22 Ratify Werner Schraeder Mgmt For For For 23 Ratify Frank-Dirk Steininger Mgmt For For For 24 Appointment of Auditor Mgmt For For For 25 Compensation Policy Mgmt For For For
High Tech Computer Corp. Ticker Security ID: Meeting Date Meeting Status 2498 CINS Y3732M103 06/15/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Amendment to Procedural Rules: Mgmt For For For Acquisition/Disposal of Assets 12 Elect David Bruce Yoffie Mgmt For For For 13 Elect Jerry H.C. Chu (Supervisor) Mgmt For For For 14 Non-Compete Restrictions for Mgmt For For For Directors 15 Extraordinary motions Mgmt For Against Against
Hitachi Limited Ticker Security ID: Meeting Date Meeting Status 6501 CINS J20454112 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Takashi Kawamura Mgmt For For For 3 Elect Yoshie Ohta Mgmt For For For 4 Elect Mitsuo Ohhashi Mgmt For For For 5 Elect Nobuo Katsumata Mgmt For For For 6 Elect Tohru Motobayashi Mgmt For For For 7 Elect Isao Ono Mgmt For For For 8 Elect Stephen Gomersall Mgmt For For For 9 Elect Tadamichi Sakiyama Mgmt For For For 10 Elect Masaharu Sumikawa Mgmt For For For 11 Elect Hiroaki Nakanishi Mgmt For For For 12 Elect Michiharu Nakamura Mgmt For For For 13 Elect Takashi Hatchohji Mgmt For For For 14 Elect Takashi Miyoshi Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Removal of a Director
Hochtief AG Ticker Security ID: Meeting Date Meeting Status HOT CINS D33134103 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For Against Against 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 12 Increase in Authorized Capital Mgmt For For For 13 Elect Yousuf Ahmad Al Hammadi Mgmt For For For 14 Elect A?ngel Garcia Altozano Mgmt For Against Against 15 Elect Detlev Bremkamp Mgmt For Against Against 16 Elect Hans-Peter Keitel Mgmt For For For 17 Elect Heinrich von Pierer Mgmt For Against Against 18 Elect Wilhelm Simson Mgmt For For For 19 Elect Marcelino Fernandez Verdes Mgmt For For For 20 Elect Manfred Wennemer Mgmt For For For
Hon Hai Precision Industry Co. Ticker Security ID: Meeting Date Meeting Status 2317 CINS Y36861105 06/08/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 10 Amendments to Articles Mgmt For For For 11 Extraordinary Motions Mgmt For Against Against
Honeywell International Inc. Ticker Security ID: Meeting Date Meeting Status HON CUSIP 438516106 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gordon Bethune Mgmt For For For 2 Elect Kevin Burke Mgmt For For For 3 Elect Jaime Chico Pardo Mgmt For For For 4 Elect David Cote Mgmt For For For 5 Elect D. Scott Davis Mgmt For For For 6 Elect Linnet Deily Mgmt For For For 7 Elect Judd Gregg Mgmt For For For 8 Elect Lord Clive Hollick Mgmt For For For 9 Elect George Paz Mgmt For For For 10 Elect Bradley Sheares Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 2011 Stock Incentive Plan Mgmt For For For 15 Amendment to the Incentive Mgmt For For For Compensation Plan for Executive Employees 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Hongkong Land Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status H78 CINS G4587L109 05/11/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports and Allocation Mgmt For For For of Profits/Dividends 2 Elect Charles Allen-Jones Mgmt For Against Against 3 Elect Jenkin Hui Mgmt For Against Against 4 Elect Henry Keswick Mgmt For Against Against 5 Elect Lord Powell of Bayswater KCMG Mgmt For Against Against 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A
HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CINS G4634U169 05/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Safra Catz Mgmt For For For 4 Elect Laura CHA May Lung Mgmt For For For 5 Elect Marvin CHEUNG Kin Tung Mgmt For For For 6 Elect John Coombe Mgmt For For For 7 Elect Rona Fairhead Mgmt For For For 8 Elect Douglas Flint Mgmt For For For 9 Elect Alexander Flockhart Mgmt For For For 10 Elect Stuart Gulliver Mgmt For For For 11 Elect James Hughes-Hallett Mgmt For For For 12 Elect Sam Laidlaw Mgmt For For For 13 Elect J. Rachel Lomax Mgmt For For For 14 Elect Iain Mackay Mgmt For For For 15 Elect Gwyn Morgan Mgmt For For For 16 Elect Narayana Murthy Mgmt For For For 17 Elect Simon Robertson Mgmt For For For 18 Elect John Thornton Mgmt For For For 19 Elect Sir Brian Williamson Mgmt For For For 20 Appointment of Auditor and Authority Mgmt For For For to Set Fees 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Share Plan 2011 Mgmt For Against Against 24 Directors' Fees Mgmt For For For 25 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 336 CINS G4639H122 08/05/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividend Mgmt For For For 5 Allocation of Special Dividend Mgmt For For For 6 Elect CHU Lam Yiu Mgmt For For For 7 Elect LAU Chi Tak Mgmt For For For 8 Elect LEE Luk Shiu Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Huron Consulting Group Inc. Ticker Security ID: Meeting Date Meeting Status HURN CUSIP 447462102 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Eugene Lockhart Mgmt For For For 1.2 Elect George Massaro Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status HYPE3 CINS P5230A101 09/06/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of the Appointment of Mgmt For For For Apsis Consultoria Empresarial Ltda. 4 Valuation Reports Mgmt For For For 5 Acquisition of Luper Industria Mgmt For For For Farmaceutica Ltda. 6 Acquisition of Sapeka - Industria e Mgmt For For For Comercio de Fraldas Descartaveis Ltda. 7 Acquisition of Facilit Odontologica Mgmt For For For e Perfumaria Ltda. 8 Merger with Sapeka - Industria e Mgmt For For For Comercio de Fraldas Descartaveis Ltda. 9 Ratification of Appointment of Mgmt For For For Appraisers 10 Valuation Reports Mgmt For For For 11 Issuance of Shares in Consideration Mgmt For For For for Sapeka Shares 12 Amendments to Articles Mgmt For For For 13 Remuneration Policy Mgmt For For For 14 Cancellation of Stock Option Plan Mgmt For For For 15 Stock Option Plan Mgmt For For For 16 Amend Article 1 Mgmt For For For 17 Amend Articles 30 to 36 Mgmt For For For 18 Amend Article 28 Mgmt For For For 19 Amend Article 2 Mgmt For For For 20 Consolidated Version of Articles Mgmt For For For 21 Amended Partial Spin-off Agreement Mgmt For For For 22 Ratification of Resolution Passed At Mgmt For For For June 30th EGM 23 Authority to Carry Out Formalities Mgmt For For For
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status HYPE3 CINS P5230A101 10/22/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Debentures and Mgmt For For For Bonds 4 Terms of Preemptive Rights Relating Mgmt For For For to Bonds Issuance 5 Authority to Carry Out Formalities Mgmt For For For
Icap PLC Ticker Security ID: Meeting Date Meeting Status IAP CINS G46981117 07/14/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Charles Gregson Mgmt For For For 4 Elect Matthew Lester Mgmt For Against Against 5 Elect James McNulty Mgmt For For For 6 Elect John Sievwright Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Directors' Remuneration Report Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authorisation of Political Donations Mgmt For For For 19 Adoption of New Articles Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
IDACORP, Inc. Ticker Security ID: Meeting Date Meeting Status IDA CUSIP 451107106 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Dahl Mgmt For For For 1.2 Elect Richard Reiten Mgmt For For For 1.3 Elect Joan Smith Mgmt For For For 1.4 Elect Thomas Wilford Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Idex Corporation Ticker Security ID: Meeting Date Meeting Status IEX CUSIP 45167R104 04/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bradley Bell Mgmt For For For 1.2 Elect Lawrence Kingsley Mgmt For For For 1.3 Elect Gregory Milzcik Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Crown Mgmt For For For 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Kevin Warren Mgmt For For For 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Mgmt For For For Incentive Plan
Imperial Oil Limited Ticker Security ID: Meeting Date Meeting Status IMO CUSIP 453038408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Krystyna Hoeg Mgmt For For For 2.2 Elect Bruce March Mgmt For For For 2.3 Elect Jack Mintz Mgmt For For For 2.4 Elect Robert Olsen Mgmt For For For 2.5 Elect David Sutherland Mgmt For For For 2.6 Elect Sheelagh Whittaker Mgmt For For For 2.7 Elect Victor Young Mgmt For For For
Imperial Tobacco Group plc Ticker Security ID: Meeting Date Meeting Status IMT CINS G4721W102 02/02/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Alison Cooper Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Michael Herlihy Mgmt For For For 8 Elect Pierre Jungels Mgmt For For For 9 Elect Susan Murray Mgmt For For For 10 Elect Iain Napier Mgmt For For For 11 Elect Berge Setrakian Mgmt For Against Against 12 Elect Mark Williamson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Extension of French Sharesave Plan Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For
Indian Overseas Bank Ticker Security ID: Meeting Date Meeting Status IOB CINS Y39282119 03/22/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (Preferential Allotment to Promoters) 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
Indian Overseas Bank Ticker Security ID: Meeting Date Meeting Status IOB CINS Y39282119 07/20/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For
Indofood Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status 5JS CINS Y3974E108 04/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect TJHIE Tje Fie Mgmt For Against Against 4 Elect Moleonoto Tjang Mgmt For For For 5 Elect Gunadi Mgmt For For For 6 Elect Edward LEE Kwong Foo Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Related Party Transactions Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A
Indofood Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status 5JS CINS Y3974E108 04/28/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Possible Material Mgmt For For For Dilution 2 Amalgamation of Wholly-Owned Mgmt For For For Subsidiary 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
Informatica Corporation Ticker Security ID: Meeting Date Meeting Status INFA CUSIP 45666Q102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CUSIP 456837103 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Executive Board Remuneration Policy Mgmt For For For 3 Amendment to Articles A Mgmt For For For 4 Amendment to Articles B Mgmt For For For 5 Ratification of Executive Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Elect Koos Timmermans Mgmt For For For 8 Elect Peter Elverding Mgmt For For For 9 Elect Henk Breukink Mgmt For For For 10 Elect Sjoerd van Keulen Mgmt For For For 11 Elect Joost Kuiper Mgmt For For For 12 Elect Luc Vandewalle Mgmt For For For 13 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights in Connection with a Merger 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Repurchase Shares in Mgmt For For For Connection with a Merger
ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CINS N4578E413 05/09/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Executive Board Remuneration Policy Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendment to Articles A Mgmt For For For 12 Amendment to Articles B Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Ratification of Executive Board Acts Mgmt For For For 15 Ratification of Supervisory Board Mgmt For For For Acts 16 Elect Koos Timmermans Mgmt For For For 17 Elect Peter Elverding Mgmt For For For 18 Elect Henk Breukink Mgmt For For For 19 Elect Sjoerd van Keulen Mgmt For For For 20 Elect Joost Kuiper Mgmt For For For 21 Elect Luc Vandewalle Mgmt For For For 22 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights in Connection with a Merger 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Repurchase Shares in Mgmt For For For Connection with a Merger 26 Non-Voting Agenda Item N/A N/A N/A N/A
Ingersoll-Rand Plc Ticker Security ID: Meeting Date Meeting Status IR CUSIP G47791101 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Richard Swift Mgmt For For For 11 Elect Tony White Mgmt For For For 12 Senior Executive Performance Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Authority to Repurchase Shares Mgmt For For For 16 Ratification of Auditor Mgmt For For For
INPEX Corporation (fka INPEX Holdings Inc.) Ticker Security ID: Meeting Date Meeting Status 1605 CINS J2467E101 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshitsugu Takai Mgmt For For For 4 Elect Haruhito Totsune Mgmt For For For 5 Elect Kohji Sumiya Mgmt For For For 6 Elect Hiroshi Satoh Mgmt For For For 7 Elect Masaru Funai Mgmt For For For 8 Bonus Mgmt For For For
Intercontinental Hotels Group PLC Ticker Security ID: Meeting Date Meeting Status IHG CINS G4804L122 05/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect James Abrahamson Mgmt For For For 5 Elect Kirk Kinsell Mgmt For For For 6 Elect Graham Allan Mgmt For For For 7 Elect Andrew Cosslett Mgmt For For For 8 Elect David Kappler Mgmt For For For 9 Elect Ralph Kugler Mgmt For For For 10 Elect Jennifer Laing Mgmt For For For 11 Elect Jonathan Linen Mgmt For For For 12 Elect Richard Solomons Mgmt For For For 13 Elect David Webster Mgmt For For For 14 Elect Ying Yeh Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alain Belda Mgmt For For For 2 Elect William Brody Mgmt For For For 3 Elect Kenneth Chenault Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect Shirley Jackson Mgmt For For For 6 Elect Andrew Liveris Mgmt For For For 7 Elect W. James McNerney, Jr. Mgmt For For For 8 Elect James Owens Mgmt For For For 9 Elect Samuel Palmisano Mgmt For For For 10 Elect Joan Spero Mgmt For For For 11 Elect Sidney Taurel Mgmt For For For 12 Elect Lorenzo Hector Zambrano Trevino Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report
International Mining Machinery Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1683 CINS G48858107 06/14/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Pierre TSUI Kwong Ming Mgmt For For For 6 Elect WANG Yinghui Mgmt For For For 7 Elect WANG Xuezheng Mgmt For For For 8 Elect Norman WAI Fung Man Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
International Power plc Ticker Security ID: Meeting Date Meeting Status IPR CINS G4890M109 05/17/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Dirk Beeuwsaert Mgmt For For For 3 Elect Sir Neville Simms Mgmt For For For 4 Elect Bernard Attali Mgmt For For For 5 Elect Anthony Isaac Mgmt For For For 6 Elect David Weston Mgmt For For For 7 Elect Sir Rob Young Mgmt For For For 8 Elect Michael Zaoui Mgmt For For For 9 Elect Gerard Mestrallet Mgmt For For For 10 Elect Jean-Francois Cirelli Mgmt For For For 11 Elect Gerard Lamarche Mgmt For Against Against 12 Elect Philip Cox Mgmt For For For 13 Elect Mark Williamson Mgmt For For For 14 Elect Guy Richelle Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Directors' Remuneration Report Mgmt For Against Against 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Increase Non-Exeuctive Directors' Mgmt For For For Fee Cap 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
INTERNATIONAL POWER PLC Ticker Security ID: Meeting Date Meeting Status IPR CINS G4890M109 12/16/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Waiver of Mandatory Takeover Mgmt For For For Requirement
Intime Department Store (Group) Company Limited Ticker Security ID: Meeting Date Meeting Status 1833 CINS G49204103 06/07/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect SHI Chungui Mgmt For For For 6 Elect LEE Ka Kit Mgmt For For For 7 Elect XIN Xiangdong Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For
Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rex Adams Mgmt For For For 2 Elect John Banham Mgmt For For For 3 Elect Denis Kessler Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 2011 Global Equity Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Ironwood Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status IRWD CUSIP 46333X108 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bryan Roberts Mgmt For For For 1.2 Elect Peter Hecht Mgmt For For For 1.3 Elect David Shaw Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2010 Employee, Mgmt For For For Director and Consultant Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For
IRSA Inversiones y Representaciones S.A. Ticker Security ID: Meeting Date Meeting Status IRSA CUSIP 450047204 05/26/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Meeting Delegates Mgmt For For For 2 Amendments to Terms of Convertible Mgmt For For For Debt Instruments 3 Consideration of Procedure as Mgmt For For For Majority Shareholder in light of Alto Palermo SA Capital Increase 4 Authority to Carry Out Formalities Mgmt For For For 5 Interim Dividend Mgmt For For For
Itau Unibanco Holding SA Ticker Security ID: Meeting Date Meeting Status ITUB4 CINS P5968U113 04/25/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Election of Directors; Election of Mgmt For For For Supervisory Council 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
ITC Holdings Corp. Ticker Security ID: Meeting Date Meeting Status ITC CUSIP 465685105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Jepsen Mgmt For For For 1.2 Elect Richard McLellan Mgmt For For For 1.3 Elect William Museler Mgmt For For For 1.4 Elect Hazel O'Leary Mgmt For For For 1.5 Elect Gordon Bennett Stewart, III Mgmt For For For 1.6 Elect Lee Stewart Mgmt For For For 1.7 Elect Joseph Welch Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2006 Long Term Mgmt For For For Incentive Plan 5 Amendment to the Employee Stock Mgmt For For For Purchase Plan 6 Ratification of Auditor Mgmt For For For
J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP 445658107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Duncan Mgmt For For For 2 Elect Wayne Garrison Mgmt For For For 3 Elect Sharilyn Gasaway Mgmt For For For 4 Elect Gary George Mgmt For For For 5 Elect Bryan Hunt Mgmt For For For 6 Elect Coleman Peterson Mgmt For For For 7 Elect John Roberts III Mgmt For For For 8 Elect James Robo Mgmt For For For 9 Elect William Shea Jr. Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 14 Ratification of Auditor Mgmt For For For
James River Coal Company Ticker Security ID: Meeting Date Meeting Status JRCC CUSIP 470355207 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Crown Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
JDS Uniphase Corporation Ticker Security ID: Meeting Date Meeting Status JDSU CUSIP 46612J507 11/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Martin Kaplan Mgmt For For For 1.2 Elect Kevin Kennedy Mgmt For For For 2 Amendment to the 2003 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Jiangsu Expressway Company Limited Ticker Security ID: Meeting Date Meeting Status 177 CINS Y4443L103 07/16/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect YANG Gen Lin Mgmt For For For
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Lead Director
JSR Corporation Ticker Security ID: Meeting Date Meeting Status 4185 CINS J2856K106 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshinori Yoshida Mgmt For For For 5 Elect Mitsunobu Koshiba Mgmt For For For 6 Elect Masaki Hirose Mgmt For For For 7 Elect Hozumi Satoh Mgmt For For For 8 Elect Takuya Gotoh Mgmt For For For 9 Elect Michio Kariya Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s) 11 Bonus Mgmt For For For
Julius Baer Group Ltd. Ticker Security ID: Meeting Date Meeting Status BAER CINS H4414N103 04/07/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Transfer of Reserves Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Allocation of Reserves for Share Mgmt For TNA N/A Repurchase Program 8 Ratification of Board and Management Mgmt For TNA N/A Acts 9 Elect Peter Kupfer Mgmt For TNA N/A 10 Elect Charles Stonehill Mgmt For TNA N/A 11 Elect Heinrich Baumann Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A
Juniper Networks, Inc. Ticker Security ID: Meeting Date Meeting Status JNPR CUSIP 48203R104 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Cranston Mgmt For For For 1.2 Elect Kevin Johnson Mgmt For For For 1.3 Elect J. Michael Lawrie Mgmt For For For 1.4 Elect David Schlotterbeck Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2012 Performance Bonus Plan Mgmt For For For 4 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr N/A For N/A Declassification of the Board
Kakaku.com Inc Ticker Security ID: Meeting Date Meeting Status 2371 CINS J29258100 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kaoru Hayashi Mgmt For For For 5 Elect Minoru Tanaka Mgmt For For For 6 Elect Shohnosuke Hata Mgmt For For For 7 Elect Yohsuke Uchida Mgmt For For For 8 Elect Taizoh Ieuji Mgmt For For For 9 Elect Kenji Fujiwara Mgmt For For For 10 Elect Hajime Uemura Mgmt For For For 11 Elect Shingo Yuki Mgmt For For For 12 Elect Ohki Matsumoto Mgmt For For For 13 Elect Muneaki Masuda Mgmt For For For 14 Elect Hiroshi Maeno Mgmt For For For
Kansas City Southern Ticker Security ID: Meeting Date Meeting Status KSU CUSIP 485170302 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Davis Mgmt For For For 1.2 Elect Robert Druten Mgmt For For For 1.3 Elect Rodney Slater Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Annual Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Karnataka Bank Limited Ticker Security ID: Meeting Date Meeting Status KARNATBNK CINS Y4590V128 07/31/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sripthi Hedge Mgmt For For For 4 Elect Ravinda Bhat Mgmt For For For 5 Elect Sitarama Mandavilli Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Appointment of Branch Auditor and Mgmt For For For Authority to Set Fees 9 Amendments to Articles Mgmt For For For
Karnataka Bank Limited Ticker Security ID: Meeting Date Meeting Status KARNATBNK CINS Y4590V128 09/09/2010 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A
Karoon Gas Australia Limited Ticker Security ID: Meeting Date Meeting Status KAR CINS Q5210P101 11/18/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Mark Smith Mgmt For For For 5 Elect Clark Davey Mgmt For For For 6 Equity Grant (NED Clark Davey) Mgmt For For For 7 Equity Grant (CFO Scott Hosking) Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Ratify Placement of Securities Mgmt For For For 10 Amend Terms of the 2006 Employee Mgmt For For For Share Option Plan 11 Non-Voting Agenda Item N/A N/A N/A N/A
Kazmunaigas Exploration Ticker Security ID: Meeting Date Meeting Status KMG CINS 48666V204 03/31/2011 Voted Meeting Type Country of Trade Special Kazakhstan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Early Termination of Director Mgmt For For For 2 Election of Director Mgmt For For For
Kazmunaigas Exploration Ticker Security ID: Meeting Date Meeting Status KMG CINS 48666V204 05/05/2011 Voted Meeting Type Country of Trade Annual Kazakhstan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Annual Report Mgmt For For For 4 Receive Appeal of Shareholders Mgmt For For For 5 Presentation of Directors and Mgmt For For For Management Fees 6 Report on Board of Directors and Mgmt For For For Management 7 Election of Directors Mgmt For For For
Kazmunaigas Exploration Ticker Security ID: Meeting Date Meeting Status KMG CINS 48666V204 12/07/2010 Voted Meeting Type Country of Trade Special Kazakhstan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Appointment of Auditor Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A
Kingfisher plc Ticker Security ID: Meeting Date Meeting Status KGF CINS G5256E441 06/16/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Pascal Cagni Mgmt For For For 5 Elect Clare Chapman Mgmt For For For 6 Elect Daniel Bernard Mgmt For For For 7 Elect Andrew Bonfield Mgmt For For For 8 Elect Ian Cheshire Mgmt For For For 9 Elect Anders Dahlvig Mgmt For For For 10 Elect Janis Kong Mgmt For For For 11 Elect John Nelson Mgmt For For For 12 Elect Kevin O'Byrne Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Amendment to Performance Share Plan Mgmt For For For
Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 05/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Brough Mgmt For Withhold Against 1.2 Elect Tye Burt Mgmt For For For 1.3 Elect John Carrington Mgmt For For For 1.4 Elect Richard Clark Mgmt For For For 1.5 Elect John Huxley Mgmt For For For 1.6 Elect John Keyes Mgmt For For For 1.7 Elect Catherine McLeod-Seltzer Mgmt For For For 1.8 Elect George Michals Mgmt For For For 1.9 Elect John Oliver Mgmt For For For 1.10 Elect Terence Reid Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Share Incentive Plan Mgmt For For For 4 Amendment to Restricted Share Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation
Kinross Gold Corporation Ticker Security ID: Meeting Date Meeting Status K CUSIP 496902404 09/15/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Stock and Warrant Issuance for Mgmt For For For Acquisition
Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement in Article V(f) 14 Elimination of Supermajority Mgmt For For For Requirement in Article VI 15 Annual Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 19 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning
Komatsu Limited Ticker Security ID: Meeting Date Meeting Status 6301 CINS J35759125 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiro Sakane Mgmt For For For 4 Elect Kunio Noji Mgmt For For For 5 Elect Yoshinori Komamura Mgmt For For For 6 Elect Tetsuji Ohhashi Mgmt For For For 7 Elect Kensuke Hotta Mgmt For For For 8 Elect Noriaki Kanoh Mgmt For For For 9 Elect Kohichi Ikeda Mgmt For For For 10 Elect Mamoru Hironaka Mgmt For For For 11 Elect Mikio Fujitsuka Mgmt For For For 12 Elect Fujitoshi Takamura Mgmt For For For 13 Elect Hiroyuki Kamano Mgmt For For For 14 Bonus Mgmt For Against Against 15 Stock Option Plan Mgmt For For For
Koninklijke KPN N.V. Ticker Security ID: Meeting Date Meeting Status KPN CINS N4297B146 04/06/2011 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Management Board Acts Mgmt For TNA N/A 8 Ratification of Supervisory Board Mgmt For TNA N/A Acts 9 Appointment of Auditor Mgmt For TNA N/A 10 Amendment to Management Board Mgmt For TNA N/A Compensation Policy 11 Amendment to Supervisory Board Fees Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Elect J.B.M. Streppel Mgmt For TNA N/A 14 Elect M. Bischoff Mgmt For TNA N/A 15 Elect C.M. Hooymans Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Authority to Repurchase Shares Mgmt For TNA N/A 18 Authority to Reduce Share Capital Mgmt For TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A
Korea Gas Corporation Ticker Security ID: Meeting Date Meeting Status 36460 CINS Y48861101 03/29/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Elect JUN Dae Chun Mgmt For For For 3 Elect PARK Young Sung Mgmt For For For 4 Elect LEE Suk Soon Mgmt For For For 5 Elect LEE Jong Ho Mgmt For For For 6 Elect JANG In Soon Mgmt For For For 7 Elect KIM Gi Heung Mgmt For For For 8 Elect KIM Myung Hwan Mgmt For For For 9 Elect KIM Sung Gi Mgmt For For For 10 Elect NAMGUNG Jong Gyu Mgmt For For For 11 Elect PARK Gil Hwan Mgmt For For For 12 Elect PARK Hyun Soo Mgmt For For For 13 Elect YOON Seung Chul Mgmt For For For 14 Elect LEE Shin Won Mgmt For For For 15 Elect CHOI Gi Ryun Mgmt For For For 16 Elect CHOI Joo Ho Mgmt For For For 17 Elect KIM Jong Kab Mgmt For Against Against 18 Elect KIM Sung Gi Mgmt For Against Against 19 Elect PARK Hyung Soo Mgmt For Against Against 20 Elect YOON Seung Chul Mgmt For Against Against 21 Directors' Fees Mgmt For For For
Kraft Foods Inc. Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajay Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Peter Henry Mgmt For For For 4 Elect Lois Juliber Mgmt For For For 5 Elect Mark Ketchum Mgmt For For For 6 Elect Richard Lerner Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect John Pope Mgmt For For For 9 Elect Fedric Reynolds Mgmt For For For 10 Elect Irene Rosenfeld Mgmt For For For 11 Elect Jean-Francois van Boxmeer Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For
KT Corp Ticker Security ID: Meeting Date Meeting Status 30200 CUSIP 48268K101 03/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect LEE Sang Hoon Mgmt For For For 4 Elect PYO Hyun Myung Mgmt For For For 5 Elect LEE Hyung Rak Mgmt For For For 6 Elect PARK Byung Won Mgmt For For For 7 Elect LEE Hyung Rak Mgmt For For For 8 Elect PARK Byung Won Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Amendments to Executive Officer Mgmt For For For Retirement Allowance Policy
Land Securities Group plc Ticker Security ID: Meeting Date Meeting Status LAND CINS G5375M118 07/22/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Martin Greenslade Mgmt For For For 5 Elect Francis Salway Mgmt For For For 6 Elect Richard Akers Mgmt For For For 7 Elect Sir Stuart Rose Mgmt For Against Against 8 Elect Bo Lerenius Mgmt For For For 9 Elect Alison Carnwath Mgmt For For For 10 Elect Christopher Bland Mgmt For For For 11 Elect Kevin O'Byrne Mgmt For For For 12 Elect David Rough Mgmt For For For 13 Elect Chris Bartram Mgmt For For For 14 Elect Robert Noel Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Dayss 21 Adoption of New Articles Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For
Lender Processing Services, Inc. Ticker Security ID: Meeting Date Meeting Status LPS CUSIP 52602E102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lee Kennedy Mgmt For For For 1.2 Elect Philip Heasley Mgmt For For For 1.3 Elect Susan Lester Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2008 Omnibus Mgmt For For For Incentive Plan
LG Household & Healthcare Ticker Security ID: Meeting Date Meeting Status 51900 CINS Y5275R100 03/11/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Account and Allocation of Mgmt For For For Profits/Dividends 2 Election of Directors (Slate) Mgmt For For For 3 Election of Audit Committee Mgmt For For For Members(Slate) 4 Directors' Fees Mgmt For For For
Liberty Global, Inc. Ticker Security ID: Meeting Date Meeting Status LBTYA CUSIP 530555101 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Fries Mgmt For For For 1.2 Elect Paul Gould Mgmt For For For 1.3 Elect John Malone Mgmt For For For 1.4 Elect Larry Romrell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Life Technologies Corporation Ticker Security ID: Meeting Date Meeting Status LIFE CUSIP 53217V109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Balakrishnan Iyer Mgmt For For For 2 Elect Gregory Lucier Mgmt For For For 3 Elect Ronald Matricaria Mgmt For For For 4 Elect David U'Prichard Mgmt For For For 5 Elect William Longfield Mgmt For For For 6 Elect Ora Pescovitz Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Amendments to Certificate of Mgmt For For For Incorporation 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation
Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For Against Against 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For Against Against 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For Against Against 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Longtop Financial Technologies Limited Ticker Security ID: Meeting Date Meeting Status LFT CUSIP 54318P108 03/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Yinhua Chen Mgmt For For For 1.2 Elect Yifeng Shen Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Lorillard, Inc. Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dianne Blixt Mgmt For For For 1.2 Elect David Dangoor Mgmt For For For 1.3 Elect Murray Kessler Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Abstain For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Lowe's Companies, Inc. Ticker Security ID: Meeting Date Meeting Status LOW CUSIP 548661107 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raul Alvarez Mgmt For For For 1.2 Elect David Bernauer Mgmt For For For 1.3 Elect Leonard Berry Mgmt For For For 1.4 Elect Peter Browning Mgmt For For For 1.5 Elect Dawn Hudson Mgmt For For For 1.6 Elect Robert Johnson Mgmt For For For 1.7 Elect Marshall Larsen Mgmt For For For 1.8 Elect Richard Lochridge Mgmt For For For 1.9 Elect Robert Niblock Mgmt For For For 1.10 Elect Stephen Page Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Annual Incentive Plan Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Shareholder Approval of Severance Agreements 7 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 8 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Political Contributions and Expenditure Report
LSI Corporation Ticker Security ID: Meeting Date Meeting Status LSI CUSIP 502161102 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Haggerty Mgmt For For For 2 Elect Richard Hill Mgmt For For For 3 Elect John Miner Mgmt For For For 4 Elect Arun Netravali Mgmt For For For 5 Elect Charles Pope Mgmt For For For 6 Elect Gregorio Reyes Mgmt For For For 7 Elect Michael Strachan Mgmt For For For 8 Elect Abhijit Talwalkar Mgmt For For For 9 Elect Susan Whitney Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Lupatech SA Ticker Security ID: Meeting Date Meeting Status LUPA3 CINS P64028130 01/12/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Mandatory Takeover Bid Mgmt For For For Requirement 4 Consolidation of Articles Mgmt For For For
Lupatech SA Ticker Security ID: Meeting Date Meeting Status LUPA3 CINS P64028130 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For For For
Lupatech SA Ticker Security ID: Meeting Date Meeting Status LUPA3 CINS P64028130 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For
Lupatech SA Ticker Security ID: Meeting Date Meeting Status LUPA3 CINS P64028130 10/29/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger by Absorption Mgmt For For For 3 Merger Agreement Mgmt For For For 4 Ratification of Appointment of Mgmt For For For Appraiser 5 Valuation Report Mgmt For For For 6 Amendment Regarding Headquarters and Mgmt For For For Jurisdiction 7 Amendment to Corporate Purpose Mgmt For For For 8 Reconciliation of Share Capital Mgmt For For For 9 Consolidated Version of Articles of Mgmt For For For Association 10 Non-Voting Meeting Note N/A N/A N/A N/A
Lupatech SA Ticker Security ID: Meeting Date Meeting Status LUPA3 CINS P64028130 11/12/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendment Regarding Headquarters and Mgmt For For For Jurisdiction 5 Amendment to Corporate Purpose Mgmt For For For 6 Reconciliation of Share Capital Mgmt For For For 7 Consolidated Version of Articles of Mgmt For For For Association
Lupatech SA Ticker Security ID: Meeting Date Meeting Status LUPA3 CINS P64028130 12/30/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Merger by Absorption Mgmt For For For 4 Merger Agreement Mgmt For For For 5 Ratification of Appraiser Mgmt For For For 6 Valuation Report Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Consolidated Version of Articles Mgmt For For For
LVMH Moet Hennessy Louis Vuitton SA Ticker Security ID: Meeting Date Meeting Status MC CINS F58485115 03/31/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Delphine Arnault Mgmt For For For 9 Elect Nicolas Bazire Mgmt For For For 10 Elect Antonio Belloni Mgmt For For For 11 Elect Charles de Croisset Mgmt For For For 12 Elect Diego Della Valle Mgmt For For For 13 Elect Pierre Gode Mgmt For For For 14 Elect Gilles Hennessy Mgmt For For For 15 Elect Marie-Josee Kravis Mgmt For For For 16 Elect Patrick Houel as Censor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Increase Capital Mgmt For For For Through Capitalization 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 22 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Set Offering Price of Mgmt For Against Against Shares 24 Authority to Increase Share Issuance Mgmt For Against Against Limit 25 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 26 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 27 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 28 Global Ceiling on Increases in Mgmt For For For Capital 29 Authority to Issue Restricted Shares Mgmt For Against Against 30 Non-Voting Meeting Note N/A N/A N/A N/A
Macy's, Inc. Ticker Security ID: Meeting Date Meeting Status M CUSIP 55616P104 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bollenbach Mgmt For For For 1.2 Elect Deirdre Connelly Mgmt For For For 1.3 Elect Meyer Feldberg Mgmt For Withhold Against 1.4 Elect Sara Levinson Mgmt For For For 1.5 Elect Terry Lundgren Mgmt For For For 1.6 Elect Joseph Neubauer Mgmt For Withhold Against 1.7 Elect Joseph Pichler Mgmt For For For 1.8 Elect Joyce Roche Mgmt For For For 1.9 Elect Craig Weatherup Mgmt For For For 1.10 Elect Marna Whittington Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Adoption of Majority Vote for Mgmt For For For Election of Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Magna International Inc. Ticker Security ID: Meeting Date Meeting Status MG CUSIP 559222401 05/04/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank Stronach Mgmt For For For 1.2 Elect J. Trevor Eyton Mgmt For For For 1.3 Elect Michael Harris Mgmt For For For 1.4 Elect Barbara Judge Mgmt For For For 1.5 Elect Louis Lataif Mgmt For For For 1.6 Elect Kurt Lauk Mgmt For For For 1.7 Elect Donald Resnick Mgmt For For For 1.8 Elect Donald Walker Mgmt For For For 1.9 Elect Lawrence Worrall Mgmt For For For 1.10 Elect William Young Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Magna International Inc. Ticker Security ID: Meeting Date Meeting Status MG CUSIP 559222401 07/23/2010 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elimination of Dual Class Share Mgmt For For For Structure Pursuant to Plan of Arrangement
Man Group PLC Ticker Security ID: Meeting Date Meeting Status EMG CINS G5790V156 07/08/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ruud Hendricks Mgmt For For For 5 Elect Frederic Jolly Mgmt For For For 6 Elect Alison Carnwath Mgmt For For For 7 Elect Kevin Hayes Mgmt For For For 8 Elect Patrick O'Sullivan Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 20 Adoption of New Articles Mgmt For For For 21 Sharesave Scheme Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
Man Group PLC Ticker Security ID: Meeting Date Meeting Status EMG CINS G5790V156 09/01/2010 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For Against Against
Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zachary Carter Mgmt For For For 2 Elect Brian Duperreault Mgmt For For For 3 Elect Oscar Fanjul Mgmt For For For 4 Elect H. Edward Hanway Mgmt For For For 5 Elect Lord Ian Lang Mgmt For For For 6 Elect Steven Mills Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Elect Morton Schapiro Mgmt For For For 10 Elect Adele Simmons Mgmt For For For 11 Elect Lloyd Yates Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive and Stock Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Masterskill Education Group Berhad Ticker Security ID: Meeting Date Meeting Status MEGB CINS Y5838M101 06/01/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Santhara Kumar A/L Ramanaidu @ Mgmt For For For Edmund Santhara 5 Elect Kamarudin bin Md Ali Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Matsui Securities Ltd. Ticker Security ID: Meeting Date Meeting Status 8628 CINS J4086C102 06/26/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Michio Matsui Mgmt For For For 3 Elect Hirohito Imada Mgmt For For For 4 Elect Takashi Moribe Mgmt For For For 5 Elect Akira Warita Mgmt For For For 6 Elect Ayumi Satoh Mgmt For For For 7 Elect Akihiro Ichimura Mgmt For For For 8 Elect Masashi Watanabe Mgmt For For For 9 Elect Kunihiko Satoh Mgmt For For For 10 Elect Shinichi Uzawa Mgmt For For For
Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan
Mazda Motor Corp Ticker Security ID: Meeting Date Meeting Status 7261 CINS J41551102 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Transfer of Reserves Mgmt For For For 3 Elect Yuji Harada Mgmt For For For 4 Elect Hirotaka Kanazawa Mgmt For For For 5 Elect Yuji Nakamine Mgmt For For For 6 Elect Ichiroh Sakai Mgmt For For For 7 Elect Taizoh Muta Mgmt For For For 8 Elect Isao Akaoka Mgmt For For For 9 Elect Takao Hotta Mgmt For For For
McKesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Andy Bryant Mgmt For For For 2 Elect Wayne Budd Mgmt For For For 3 Elect John Hammergren Mgmt For For For 4 Elect Alton Irby III Mgmt For Against Against 5 Elect M. Christine Jacobs Mgmt For Against Against 6 Elect Marie Knowles Mgmt For For For 7 Elect David Lawrence Mgmt For Against Against 8 Elect Edward Mueller Mgmt For Against Against 9 Elect Jane Shaw Mgmt For For For 10 Reapproval of Performance Goals Mgmt For For For Under the 2005 Stock Plan 11 Reapproval of Performance Goals Mgmt For For For Under the 2005 Management Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 14 Shareholder Proposal Regarding ShrHoldr Against Against For Report of Ratio Between Executive and Employee Pay
Medtronic, Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Anderson Mgmt For For For 1.2 Elect David Calhoun Mgmt For For For 1.3 Elect Victor Dzau Mgmt For For For 1.4 Elect William Hawkins Mgmt For For For 1.5 Elect Shirley Jackson Mgmt For For For 1.6 Elect James Lenehan Mgmt For For For 1.7 Elect Denise O'Leary Mgmt For For For 1.8 Elect Kendall Powell Mgmt For For For 1.9 Elect Robert Pozen Mgmt For For For 1.10 Elect Jean-Pierre Rosso Mgmt For For For 1.11 Elect Jack Schuler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Execuitve Mgmt For For For Compensation
Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Execuitve Mgmt For For For Compensation
MetroPCS Communications, Inc. Ticker Security ID: Meeting Date Meeting Status PCS CUSIP 591708102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roger Linquist Mgmt For For For 1.2 Elect Arthur Patterson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Metropolitan Bank & Trust Company Ticker Security ID: Meeting Date Meeting Status MBT CINS Y6028G136 04/15/2011 Voted Meeting Type Country of Trade Annual Philippines Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Call to order Mgmt For For For 3 Approve Notice and Quorum Mgmt For For For 4 Approve Minutes Mgmt For For For 5 President's Report Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Elect George S.K. Ty Mgmt For For For 8 Elect Antonio S. Abacan, Jr. Mgmt For For For 9 Elect Francisco C. Sebastian Mgmt For For For 10 Elect Arthur Ty Mgmt For For For 11 Elect Edmund A. Go Mgmt For For For 12 Elect Amelia B. Cabal Mgmt For For For 13 Elect Renato C. Valencia Mgmt For For For 14 Elect Valentin A. Araneta Mgmt For For For 15 Elect Jesli A. Lapus Mgmt For For For 16 Elect Vicente B. Valdepenas, Jr. Mgmt For For For 17 Elect Robin A. King Mgmt For For For 18 Elect Remedios L. Macalincag Mgmt For For For 19 Transaction of Other Business Mgmt For Against Against 20 Adjournment Mgmt For For For
Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Ballmer Mgmt For Against Against 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee
Millicom International Cellular SA Ticker Security ID: Meeting Date Meeting Status MICSDB CINS L6388F110 05/31/2011 Take No Action Meeting Type Country of Trade Mix Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Election of Meeting Secretary and Mgmt For TNA N/A Scrutineer 7 Report of the Board of Directors; Mgmt For TNA N/A Presentation of Accounts and Reports 8 Accounts and Reports Mgmt For TNA N/A 9 Allocation of Profits/Dividends Mgmt For TNA N/A 10 Ratification of Board and Management Mgmt For TNA N/A Acts 11 Board Size Mgmt For TNA N/A 12 Elect Mia Brunell Livfors Mgmt For TNA N/A 13 Elect Donna Cordner Mgmt For TNA N/A 14 Elect Allen Sangines-Krause Mgmt For TNA N/A 15 Elect Paul Donovan Mgmt For TNA N/A 16 Elect Hans-Holger Albrecht Mgmt For TNA N/A 17 Elect Omari Issa Mgmt For TNA N/A 18 Elect Kim Junahi Ignatius Mgmt For TNA N/A 19 Appointment of Auditor Mgmt For TNA N/A 20 Directors' Fees Mgmt For TNA N/A 21 Nomination Committee Mgmt For TNA N/A 22 Authority to Repurchase Shares Mgmt For TNA N/A 23 Non-Voting Agenda Item N/A N/A TNA N/A 24 Implementation of Share Repurchase Mgmt For TNA N/A Plan 25 Purchase of Shares Mgmt For TNA N/A 26 Payment for Shares Mgmt For TNA N/A 27 Purpose of Share Repurchase Plan Mgmt For TNA N/A 28 Grant of Authority for Share Mgmt For TNA N/A Repurchase Plan 29 Non-Voting Agenda Item N/A N/A TNA N/A 30 Election of Meeting Secretary and Mgmt For TNA N/A Scrutineer 31 Authority to Reduce Share Capital Mgmt For TNA N/A 32 Cancellation of Shares Mgmt For TNA N/A 33 Authority to Carry Out Formalities Mgmt For TNA N/A 34 Authority to Amend Share Register Mgmt For TNA N/A 35 Amendments to Articles Regarding Mgmt For TNA N/A Share Capital Reduction 36 Amendments to Articles Regarding Mgmt For TNA N/A Election of Directors 37 Amendments to Articles Regarding Mgmt For TNA N/A Presiding Chairman 38 Amendments to Articles Regarding Mgmt For TNA N/A Board Chairman
Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CINS J44497105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takamune Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Tatsuo Tanaka Mgmt For For For 7 Elect Nobuyuki Hirano Mgmt For For For 8 Elect Taihei Yuki Mgmt For For For 9 Elect Ichiroh Hamakawa Mgmt For For For 10 Elect Masao Hasegawa Mgmt For For For 11 Elect Toshiroh Toyoizumi Mgmt For For For 12 Elect Shunsuke Teraoka Mgmt For For For 13 Elect Tatsuo Wakabayashi Mgmt For For For 14 Elect Takashi Oyamada Mgmt For For For 15 Elect Hiroyuki Noguchi Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For 19 Elect Takehiko Nemoto Mgmt For For For
Mitsui & Co Limited Ticker Security ID: Meeting Date Meeting Status 8031 CINS J44690139 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shouei Utsuda Mgmt For For For 4 Elect Masami Iijima Mgmt For For For 5 Elect Seiichi Tanaka Mgmt For For For 6 Elect Takao Ohmae Mgmt For For For 7 Elect Masayoshi Komai Mgmt For For For 8 Elect Fuminobu Kawashima Mgmt For For For 9 Elect Daisuke Saiga Mgmt For For For 10 Elect Johji Okada Mgmt For For For 11 Elect Masayuki Kinoshita Mgmt For For For 12 Elect Nobuko Matsubara Mgmt For For For 13 Elect Ikujiroh Nonaka Mgmt For For For 14 Elect Hiroshi Hirabayashi Mgmt For For For 15 Elect Toshirho Mutoh Mgmt For For For 16 Elect Satoru Miura Mgmt For For For 17 Elect Motonori Murakami Mgmt For For For
Mitsui Fudosan Co Ltd Ticker Security ID: Meeting Date Meeting Status 8801 CINS J4509L101 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiromichi Iwasa Mgmt For For For 4 Elect Mitsuhiro Matsumoto Mgmt For For For 5 Elect Masanobu Komoda Mgmt For For For 6 Elect Yoshiaki Iinuma Mgmt For For For 7 Elect Hitoshi Saitoh Mgmt For For For 8 Elect Toshihide Ichikawa Mgmt For For For 9 Elect Yoshikazu Kitahara Mgmt For For For 10 Elect Hiroshi Asai Mgmt For For For 11 Elect Kenji Iino Mgmt For For For 12 Elect Yoshiharu Hayakawa Mgmt For For For 13 Elect Mitsudo Urano Mgmt For For For 14 Elect Eiji Hosoya Mgmt For For For 15 Elect Masayuki Matsushima Mgmt For For For 16 Elect Seizoh Kuramoto Mgmt For For For 17 Elect Akishige Okada Mgmt For For For 18 Elect Keiu Nishida Mgmt For For For 19 Bonus Mgmt For For For
Mobile Telesystems OJSC Ticker Security ID: Meeting Date Meeting Status MTSS CUSIP 607409 06/27/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approval of Meeting Procedure Mgmt For For For 3 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Anton Abugov Mgmt For For For 6 Elect Aleksey Buyanov Mgmt For For For 7 Elect William Dunstone Mgmt For For For 8 Elect Andrey Dubovskov Mgmt For For For 9 Elect Felix Yevtoushenkov Mgmt For For For 10 Elect Ron Sommer Mgmt For For For 11 Elect Stanley Miller Mgmt For For For 12 Elect Paul Ostling Mgmt For For For 13 Elect Mikhail Shamolin Mgmt For For For 14 Elect Natalya Demeshkina Mgmt For For For 15 Elect Alexander Obermeister Mgmt For For For 16 Elect Vassily Vassilievich Platoshin Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Amendments to Charter Mgmt For For For 19 Related Party Transactions Mgmt For For For
MOBILE TELESYSTEMS OJSC Ticker Security ID: Meeting Date Meeting Status MTSS CUSIP 607409109 12/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Meeting Procedures Mgmt For For For 2 Approve Restructuring of OJSC Mgmt For For For Telesystems Comstar- Consolidated, the CJSC Incorporated Telesystems, the CJSC Capital, the CJSC Communication statement, the CJSC Mobile Telesystems, CJSC Comstar-Direkt 3 Merger by Absorption Mgmt For For For 4 Merger by Absorption Mgmt For For For 5 Increase in Authorized Capital Mgmt For For For 6 Amendments to Charter Mgmt For For For
Mongolian Mining Corporation Ticker Security ID: Meeting Date Meeting Status 0975 CINS G6264V102 06/21/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Elect Odjargal JAMBALJAMTS Mgmt For For For 6 Elect Battsengel GOTOV Mgmt For For For 7 Elect Batsaikhan PUREV Mgmt For For For 8 Elect Enkh-Amgalan LUVSANTSEREN Mgmt For For For 9 Elect Gantumur LINGOV Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Repurchased Shares Mgmt For For For
Monsanto Company Ticker Security ID: Meeting Date Meeting Status MON CUSIP 61166W101 01/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Laura Ipsen Mgmt For For For 2 Elect William Parfet Mgmt For For For 3 Elect George Poste Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Plan for Covered Executives
Moog, Inc. Ticker Security ID: Meeting Date Meeting Status MOG.A CUSIP 615394202 01/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Albert Myers Mgmt For For For 1.2 Elect Raymond Boushie Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A107 05/11/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Recapitalization and Spin-off Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 06/22/2011 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Re-elect Azmi Mikati Mgmt For For For 2 Re-elect Jeff van Rooyen Mgmt For For For 3 Re-elect Jan Strydom Mgmt For For For 4 Re-elect Johnson Njeke Mgmt For For For 5 Re-elect Koosum Kalyan Mgmt For For For 6 Elect Audit Committee Members (van Mgmt For For For Biljon) 7 Elect Audit Committee Members (van Mgmt For For For Rooyen) 8 Elect Audit Committee Members Mgmt For Against Against (Strydom) 9 Elect Audit Committee Members Mgmt For For For (Mageza) 10 Elect Audit Committee Members (Njeke) Mgmt For For For 11 Appointment of Joint Auditors Mgmt For For For 12 General Authority to Issue Shares Mgmt For For For 13 Approve Remuneration Policy Mgmt For Against Against 14 Approve Directors' Fees Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Approve Financial Assistance Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 07/15/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Cyril Ramaphosa Mgmt For For For 3 Elect Doug Band Mgmt For For For 4 Elect Alan van Biljon Mgmt For For For 5 Elect Marion Lesego Marole Mgmt For For For 6 Elect N. Peter Mageza Mgmt For For For 7 Elect Alan Harper Mgmt For For For 8 Elect Nazir Patel Mgmt For For For 9 Increase NEDs' Fees Mgmt For For For 10 General Authority to Issue Shares Mgmt For For For 11 Elect Audit Committee Members Mgmt For For For 12 Approve Share Appreciation Rights Mgmt For For For Scheme and Performance Share Plan 13 Approve restraint of trade Mgmt For For For agreements with CEO Phuthuma Nhleko 14 Appointment of Joint Auditors Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authorisation of Legal Formalities Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 08/20/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve BEE Transaction Mgmt For For For 2 Specific Authority to Repurchase Mgmt For For For Shares 3 Sanctioning Financial Assistance for Mgmt For For For BEE Transaction 4 Specific Issue of Shares to BIC for Mgmt For For For Cash 5 Additional Specific Issue of Shares Mgmt For For For to BIC for Cash 6 Authorisation of Legal Formalities Mgmt For For For 7 Specific Issue of Shares to ESOP Mgmt For For For 8 Sanctioning of Financial Assistance Mgmt For For For for ESOP 9 Non-Voting Meeting Note N/A N/A N/A N/A
Multiplan Empreendimentos Imobiliarios SA Ticker Security ID: Meeting Date Meeting Status MULT3 CINS P69913104 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
Murata Manufacturing Co Limited Ticker Security ID: Meeting Date Meeting Status 6981 CINS J46840104 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tsuneo Murata Mgmt For For For 4 Elect Hideharu Ieki Mgmt For For For 5 Elect Kohji Makino Mgmt For For For 6 Elect Yasuroh Tanahashi Mgmt For For For 7 Elect Yukio Yoshino Mgmt For For For
Myer Holdings Limited Ticker Security ID: Meeting Date Meeting Status MYR CINS Q64865100 11/12/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Hay Mgmt For For For 2 Re-elect Anne Brennan Mgmt For For For 3 Re-elect Tom Flood Mgmt For For For 4 Remuneration Report Mgmt For For For
Mylan Inc. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP 628530107 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
National Bank Of Canada Ticker Security ID: Meeting Date Meeting Status NA CUSIP 633067103 03/30/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Bloomberg Mgmt For For For 1.2 Elect Andre Caille Mgmt For For For 1.3 Elect Gerard Coulombe Mgmt For For For 1.4 Elect Bernard Cyr Mgmt For For For 1.5 Elect Gillian Denham Mgmt For For For 1.6 Elect Nicole Diamond-Gelinas Mgmt For For For 1.7 Elect Jean Douville Mgmt For For For 1.8 Elect Jean Gaulin Mgmt For For For 1.9 Elect Paul Gobeil Mgmt For For For 1.10 Elect Jean Houde Mgmt For For For 1.11 Elect Louise Laflamme Mgmt For For For 1.12 Elect Roseann Runte Mgmt For For For 1.13 Elect Marc Tellier Mgmt For For For 1.14 Elect Pierre Thabet Mgmt For For For 1.15 Elect Louis Vachon Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Appointment of Auditor Mgmt For For For 4 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 5 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 6 Shareholder Proposal Regarding Mgmt Against Against For Additional Information on the Comparison of Compensation with Peers
National Financial Partners Corp. Ticker Security ID: Meeting Date Meeting Status NFP CUSIP 63607P208 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephanie Abramson Mgmt For For For 2 Elect Arthur Ainsberg Mgmt For For For 3 Elect Jessica Bibliowicz Mgmt For For For 4 Elect R. Bruce Callahan Mgmt For For For 5 Elect John Elliott Mgmt For For For 6 Elect J. Barry Griswell Mgmt For For For 7 Elect Kenneth Mlekush Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Conversion of Senior Notes and Mgmt For For For Exercise of Warrants 11 Ratification of Auditor Mgmt For For For
National Fuel Gas Company Ticker Security ID: Meeting Date Meeting Status NFG CUSIP 636180101 03/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Brady Mgmt For For For 1.2 Elect Rolland Kidder Mgmt For For For 1.3 Elect Frederic Salerno Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
National Grid plc Ticker Security ID: Meeting Date Meeting Status NG CINS G6375K151 07/26/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir John Parker Mgmt For For For 4 Elect Steven Holliday Mgmt For For For 5 Elect Kenneth Harvey Mgmt For For For 6 Elect Steve Lucas Mgmt For For For 7 Elect Stephen Pettit Mgmt For For For 8 Elect Nick Winser Mgmt For For For 9 Elect George Rose Mgmt For Against Against 10 Elect Thomas King Mgmt For For For 11 Elect Maria Richter Mgmt For For For 12 Elect John Allan Mgmt For For For 13 Elect Linda Adamany Mgmt For For For 14 Elect Mark Fairbairn Mgmt For For For 15 Elect Philip Aiken Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Directors' Remuneration Report Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jefferey Smisek Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Increase of Authorized Common Stock Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 08/31/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffry Allen Mgmt For For For 1.2 Elect Alan Earhart Mgmt For For For 1.3 Elect Thomas Georgens Mgmt For For For 1.4 Elect Gerald Held Mgmt For For For 1.5 Elect Nicholas Moore Mgmt For For For 1.6 Elect T. Michael Nevens Mgmt For For For 1.7 Elect George Shaheen Mgmt For For For 1.8 Elect Robert Wall Mgmt For For For 1.9 Elect Daniel Warmenhoven Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Newcrest Mining Limited Ticker Security ID: Meeting Date Meeting Status NCM CINS Q6651B114 10/28/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt Abstain For Against 3 Re-elect Richard Lee Mgmt For For For 4 Re-elect John Spark Mgmt For For For 5 Re-elect Timothy Poole Mgmt For For For 6 Re-elect Gregory Robinson Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Non-Voting Agenda Item N/A N/A N/A N/A
Nexen Inc. Ticker Security ID: Meeting Date Meeting Status NXY CUSIP 65334H102 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Berry Mgmt For For For 1.2 Elect Robert Bertram Mgmt For For For 1.3 Elect Dennis Flanagan Mgmt For For For 1.4 Elect S. Barry Jackson Mgmt For For For 1.5 Elect Kevin Jenkins Mgmt For For For 1.6 Elect A. Anne McLellan Mgmt For For For 1.7 Elect Eric Newell Mgmt For For For 1.8 Elect Thomas O'Neill Mgmt For For For 1.9 Elect Marvin Romanow Mgmt For For For 1.10 Elect Francis Saville Mgmt For For For 1.11 Elect John Willson Mgmt For For For 1.12 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Shareholder Rights' Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect Kenneth Dunn Mgmt For For For 1.6 Elect J. Brian Ferguson Mgmt For For For 1.7 Elect Lewis Hay III Mgmt For For For 1.8 Elect Toni Jennings Mgmt For For For 1.9 Elect Oliver Kingsley, Jr. Mgmt For For For 1.10 Elect Rudy Schupp Mgmt For For For 1.11 Elect William Swanson Mgmt For For For 1.12 Elect Michael Thaman Mgmt For For For 1.13 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
NII Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status NIHD CUSIP 62913F201 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Herington Mgmt For For For 1.2 Elect Rosendo Parra Mgmt For For For 1.3 Elect John Risner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Nine Dragons Paper (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 2689 CINS G65318100 06/27/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Longteng Packaging Paperboard Mgmt For For For Purchase Agreement 4 Longteng Packaging Materials and Mgmt For For For Chemicals Supply Agreement 5 ACN Recovered Paper Supply Agreement Mgmt For For For 6 Taicang Packaging Paperboard Mgmt For For For Purchase Agreement 7 Amendments to Articles Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Nine Dragons Paper (Holdings) Limited Ticker Security ID: Meeting Date Meeting Status 2689 CINS G65318100 11/22/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHEUNG Yan Mgmt For For For 6 Elect LIU Ming Chung Mgmt For Against Against 7 Elect ZHANG Cheng Fei Mgmt For Against Against 8 Elect ZHANG Yuanfu Mgmt For For For 9 Elect LAU Chun Shun Mgmt For For For 10 Elect GAO Jing Mgmt For For For 11 Elect Maria TAM Wai Chu Mgmt For For For 12 Elect Timpson CHUNG Shui Ming Mgmt For Against Against 13 Elect CHENG Chi Pang Mgmt For For For 14 Elect WANG Hong Bo Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Issue Repurchased Shares Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Nokia Oyj Ticker Security ID: Meeting Date Meeting Status NOK1V CUSIP 654902204 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Stephen Elop Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Per Karlsson Mgmt For For For 6.5 Elect Jouko Karvinen Mgmt For For For 6.6 Elect Finn Helge Lund Mgmt For For For 6.7 Elect Isabel Marey-Semper Mgmt For For For 6.8 Elect Jorma Ollila Mgmt For For For 6.9 Elect Marjorie Scardino Mgmt For For For 6.10 Elect Risto Siilasmaa Mgmt For For For 6.11 Elect Kari Stadigh Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Stock Option Program 2011 Mgmt For For For
Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Michelle Ebanks Mgmt For For For 3 Elect Enrique Hernandez, Jr. Mgmt For For For 4 Elect Robert Miller Mgmt For For For 5 Elect Blake Nordstrom Mgmt For For For 6 Elect Erik Nordstrom Mgmt For For For 7 Elect Peter Nordstrom Mgmt For For For 8 Elect Philip Satre Mgmt For For For 9 Elect Felicia Thornton Mgmt For For For 10 Elect B. Kevin Turner Mgmt For For For 11 Elect Robert Walter Mgmt For For For 12 Elect Alison Winter Mgmt For For For 13 Amendment to the Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 03/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wesley Bush Mgmt For For For 2 Elect Lewis Coleman Mgmt For For For 3 Elect Victor Fazio Mgmt For For For 4 Elect Donald Felsinger Mgmt For For For 5 Elect Stephen Frank Mgmt For For For 6 Elect Bruce Gordon Mgmt For For For 7 Elect Madeleine Kleiner Mgmt For For For 8 Elect Karl Krapek Mgmt For For For 9 Elect Richard Myers Mgmt For For For 10 Elect Aulana Peters Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Stock Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
NV Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NVE CUSIP 67073Y106 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Anderson, Jr. Mgmt For For For 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Executive Long-Term Mgmt For For For Incentive Plan 5 Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 "Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
NVIDIA Corporation Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harvey Jones Mgmt For For For 2 Elect William Miller Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board
Oil Search Limited Ticker Security ID: Meeting Date Meeting Status OSH CINS Y64695110 05/11/2011 Voted Meeting Type Country of Trade Annual Papua New Guinea Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Brian Horwood Mgmt For For For 3 Re-elect Kostas Constantinou Mgmt For For For 4 Re-elect Robert Igara Mgmt For For For 5 Elect Agu Kantsler Mgmt For For For 6 Elect Zygmunt Switkowski Mgmt For For For 7 Appoint Auditor and Authorise Board Mgmt For For For to Set Fees 8 Equity Grant (Performance Rights to Mgmt For For For MD Peter Botten) 9 Equity Grant (Performance Rights to Mgmt For For For Executive Director Gerea Aopi) 10 Equity Grant (Restricted Shares to Mgmt For For For MD Peter Botten) 11 Equity Grant (Restricted Shares to Mgmt For For For Executive Director Gerea Aopi)
Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 10/28/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Rangareddy Jayachandran Mgmt For For For 4 Elect Jean-Paul Pinard Mgmt For For For 5 Elect WONG Heng Tew Mgmt For For For 6 Elect Robert Tomlin Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Grant Awards and Issue Mgmt For For For Shares under Olam Employee Share Option Scheme 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares under Olam Mgmt For For For Scrip Dividend Plan
Omega Protein Corporation Ticker Security ID: Meeting Date Meeting Status OME CUSIP 68210P107 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Allee Mgmt For For For 1.2 Elect William Lands Mgmt For For For 1.3 Elect David Owen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan Batkin Mgmt For For For 4 Elect Robert Clark Mgmt For For For 5 Elect Leonard Coleman, Jr. Mgmt For For For 6 Elect Errol Cook Mgmt For For For 7 Elect Susan Denison Mgmt For For For 8 Elect Michael Henning Mgmt For For For 9 Elect John Murphy Mgmt For For For 10 Elect John Purcell Mgmt For For For 11 Elect Linda Johnson Rice Mgmt For For For 12 Elect Gary Roubos Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Restoration of Written Consent Mgmt For For For 15 Elimination of Supermajority Mgmt For For For Requirement 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
OMV AG Ticker Security ID: Meeting Date Meeting Status OMV CINS A51460110 05/17/2011 Voted Meeting Type Country of Trade Special Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Supervisory Board Members' Fees Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Elect Markus Beyrer Mgmt For For For 8 Long Term Incentive Plan 2011 Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Treasury Shares Mgmt For For For
Ono Pharmaceutical Company Ltd. Ticker Security ID: Meeting Date Meeting Status 4528 CINS J61546115 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Gyoh Sagara Mgmt For For For 3 Elect Hiroshi Awata Mgmt For For For 4 Elect Kazuhito Kawabata Mgmt For For For 5 Elect Shinji Fujiyoshi Mgmt For For For 6 Elect Kei Sano Mgmt For For For 7 Elect Isao Ono Mgmt For For For 8 Elect Fumio Takahashi Mgmt For For For 9 Elect Daikichi Fukushima Mgmt For For For 10 Elect Shigeo Shimada Mgmt For For For 11 Elect Katsuyoshi Nishimura Mgmt For For For 12 Elect Yasuo Araki Mgmt For For For 13 Bonus Mgmt For For For
Onyx Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ONXX CUSIP 683399109 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect N. Anthony Coles Mgmt For For For 1.2 Elect Magnus Lundberg Mgmt For For For 1.3 Elect William R. Ringo Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 10/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For For For 1.3 Elect Michael Boskin Mgmt For For For 1.4 Elect Safra Catz Mgmt For For For 1.5 Elect Bruce Chizen Mgmt For For For 1.6 Elect George Conrades Mgmt For For For 1.7 Elect Lawrence Ellison Mgmt For For For 1.8 Elect Hector Garcia-Molina Mgmt For For For 1.9 Elect Jeffrey Henley Mgmt For For For 1.10 Elect Mark Hurd Mgmt For For For 1.11 Elect Donald Lucas Mgmt For For For 1.12 Elect Naomi Seligman Mgmt For For For 2 Executive Bonus Plan Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Sustainability Committee 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 7 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Oriental Watch Holdings Limited Ticker Security ID: Meeting Date Meeting Status 398 CINS G6773R105 08/24/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Alain LAM Hing Lun Mgmt For For For 6 Elect CHOI Kwok Yum Mgmt For For For 7 Elect Eddy LI Sau Hung Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Oversea-Chinese Banking Corporation Limited Ticker Security ID: Meeting Date Meeting Status O39 CINS Y64248209 04/15/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Extension of the OCBC Share Option Mgmt For For For Scheme 2001
Oversea-Chinese Banking Corporation Limited Ticker Security ID: Meeting Date Meeting Status O39 CINS Y64248209 04/15/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect LEE Seng Wee Mgmt For For For 4 Elect Patrick YEOH Khwai Hoh Mgmt For For For 5 Elect CHEONG Choong Kong Mgmt For Against Against 6 Elect LEE Tih Shih Mgmt For Against Against 7 Elect Pramukti Surjaudaja Mgmt For For For 8 Elect LAI Teck Poh Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Issue Bonus Shares to Mgmt For For For Non-executive Directors 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Grant Awards and Issue Mgmt For For For Shares under OCBC Employee Incentive Plan 16 Authority to Issue Shares under Mgmt For For For Scrip Dividend Plan 17 Authority to Issue Preferred Shares Mgmt For Against Against
Owens-Illinois, Inc. Ticker Security ID: Meeting Date Meeting Status OI CUSIP 690768403 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Hellman Mgmt For For For 1.2 Elect Anastasia Kelly Mgmt For For For 1.3 Elect John McMackin, Jr. Mgmt For For For 1.4 Elect Hugh Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
PAREXEL International Corporation Ticker Security ID: Meeting Date Meeting Status PRXL CUSIP 699462107 12/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Dana Callow, Jr. Mgmt For For For 1.2 Elect Christopher Lindop Mgmt For For For 1.3 Elect Josef von Rickenbach Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Parker-Hannifin Corporation Ticker Security ID: Meeting Date Meeting Status PH CUSIP 701094104 10/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bohn Mgmt For For For 1.2 Elect Linda Harty Mgmt For For For 1.3 Elect William Kassling Mgmt For For For 1.4 Elect Robert Kohlhepp Mgmt For For For 1.5 Elect Klaus-Peter Muller Mgmt For For For 1.6 Elect Candy Obourn Mgmt For For For 1.7 Elect Joseph Scaminace Mgmt For For For 1.8 Elect Wolfgang Schmitt Mgmt For For For 1.9 Elect Ake Svensson Mgmt For For For 1.10 Elect Markos Tambakeras Mgmt For For For 1.11 Elect James Wainscott Mgmt For For For 1.12 Elect Donald Washkewicz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Performance Bonus Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Chairman
PDG Realty S.A. Empreendimentos e Participacoes Ticker Security ID: Meeting Date Meeting Status PDGR3 CINS P7649U108 10/25/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Split Mgmt For For For 4 Amend Article 5 Mgmt For For For 5 Ratification of Board Acts Mgmt For For For
Pearson plc Ticker Security ID: Meeting Date Meeting Status PSON CINS G69651100 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Sir David Arculus Mgmt For For For 4 Elect Patrick Cescau Mgmt For For For 5 Elect Will Ethridge Mgmt For For For 6 Elect Rona Fairhead Mgmt For Against Against 7 Elect Robin Freestone Mgmt For For For 8 Elect Susan Fuhrman Mgmt For For For 9 Elect Kenneth Hydon Mgmt For For For 10 Elect John Makinson Mgmt For For For 11 Elect Glen Moreno Mgmt For For For 12 Elect Marjorie Scardino Mgmt For For For 13 Elect S. Joshua Lewis Mgmt For For For 14 Directors' Remuneration Report Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Renewal of Long-Term Incentive Plan Mgmt For For For
Pentair, Inc. Ticker Security ID: Meeting Date Meeting Status PNR CUSIP 709631105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Abi-Karam Mgmt For For For 2 Elect Jerry Burris Mgmt For For For 3 Elect Ronald Merriman Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditures
Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 857 CUSIP 71646E100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Dividend Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect JIANG Jiemin Mgmt For For For 8 Elect ZHOU Jiping Mgmt For For For 9 Elect WANG Yilin Mgmt N/A Abstain N/A 10 Elect LI Xinhua Mgmt For For For 11 Elect LIAO Yongyuan Mgmt For For For 12 Elect WANG Guoliang Mgmt For For For 13 Elect WANG Dongjin Mgmt For For For 14 Elect YU Baocai Mgmt For For For 15 Elect RAN Xinquan Mgmt For For For 16 Elect LIU Hongru Mgmt For For For 17 Elect Franco Bernabe Mgmt For Against Against 18 Elect LI Yongwu Mgmt For For For 19 Elect CUI Junhui Mgmt For For For 20 Elect CHEN Zhiwu Mgmt For For For 21 Elect CHEN Ming Mgmt For Against Against 22 Elect GUO Jinping Mgmt For For For 23 Elect WEN Qingshan Mgmt For Against Against 24 Elect SUN Xianfeng Mgmt For For For 25 Elect LI Yuan Mgmt For For For 26 Elect WANG Daocheng Mgmt For For For 27 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 28 Issuance of Debt Financing Mgmt For For For Instruments
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 01/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger by Absorption Mgmt For For For 2 Amendments to Articles Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Merger by Absorption Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairman of the Board of Mgmt For For For Directors 6 Election of Supervisory Council Mgmt For For For Members 7 Remuneration Report Mgmt For For For 8 Capitalization of Reserves Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 08/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Ratification of Nomination of Mgmt For For For Appraiser for Treasury Notes 2 Valuation Method of Treasury Notes Mgmt For For For 3 Authority to Carry Out Formalities Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 12/07/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Agreement with Marlim Mgmt For For For Participacoes SA 2 Merger Agreement with Nova Marlim Mgmt For For For Participacoes SA 3 Ratification of Appointment of Mgmt For For For Auditor 4 Valuation Reports Mgmt For For For 5 Merger by Absorption Mgmt For For For
Peugeot SA Ticker Security ID: Meeting Date Meeting Status UG CINS F72313111 05/31/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Marie-Helene Roncoroni Mgmt For Against Against 9 Elect Jean-Paul Parayre Mgmt For For For 10 Elect Pamela Knapp Mgmt For For For 11 Appointment of Auditor (Mazars) Mgmt For For For 12 Appointment of Alternate Auditor Mgmt For For For (Patrick de Cambourg) 13 Appointment of Auditor (Ernst & Mgmt For For For Young) 14 Appointment of Alternate Auditor Mgmt For For For (Auditex) 15 Supervisory Board Members' Fees Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares and Mgmt For For For Reduce Capital 18 Authority to Issue Shares and Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalization; Authority to Issue Debt Instruments 19 Authority to Issue Shares and Mgmt For Against Against Convertible Securities w/out Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Issue Shares and Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 21 Authority to Increase Share Issuance Mgmt For Against Against Limit 22 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 23 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 24 Authority to Carry Out Formalities Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A
Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding the ShrHoldr Against For Against Right to Act by Written Consent 21 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Andrews Mgmt For For For 2 Elect Lewis Chew Mgmt For For For 3 Elect C. Lee Cox Mgmt For For For 4 Elect Peter Darbee Mgmt For For For 5 Elect Maryellen Herringer Mgmt For For For 6 Elect Roger Kimmel Mgmt For For For 7 Elect Richard Meserve Mgmt For For For 8 Elect Forrest Miller Mgmt For For For 9 Elect Rosendo Parra Mgmt For For For 10 Elect Barbara Rambo Mgmt For For For 11 Elect Barry Williams Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 16 Shareholder Proposal Regarding ShrHoldr Against Against For Removing Sexual Orientation from Anti-Bias Policy
Pharmasset, Inc. Ticker Security ID: Meeting Date Meeting Status VRUS CUSIP 71715N106 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Carney Mgmt For For For 1.2 Elect P. Schaefer Price Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Revised 2007 Equity Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Philippine Long Distance Telephone Company Ticker Security ID: Meeting Date Meeting Status TEL CUSIP 718252604 06/14/2011 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Bienvenido Nebres Mgmt For For For 3 Elect Pedro Roxas Mgmt For For For 4 Elect Alfred Vy Ty Mgmt For For For 5 Elect Helen Dee Mgmt For For For 6 Elect Ray Espinosa Mgmt For For For 7 Elect Tatsu Kono Mgmt For For For 8 Elect Napoleon Nazareno Mgmt For For For 9 Elect Manuel Pangilinan Mgmt For For For 10 Elect Takashi Ooi Mgmt For For For 11 Elect Oscar Reyes Mgmt For For For 12 Elect Ma. Lourdes Rausa-Chan Mgmt For For For 13 Elect Juan Santos Mgmt For For For 14 Elect Tony Tan Caktiong Mgmt For For For 15 Acquisition Mgmt For For For
Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Clark-Johnson Mgmt For For For 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For For For 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Dale Klein Mgmt For For For 1.9 Elect Humberto Lopez Mgmt For For For 1.10 Elect Kathryn Munro Mgmt For For For 1.11 Elect Bruce Nordstrom Mgmt For For For 1.12 Elect W. Douglas Parker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Pioneer Natural Resources Company Ticker Security ID: Meeting Date Meeting Status PXD CUSIP 723787107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edison Buchanan Mgmt For For For 1.2 Elect R. Hartwell Gardner Mgmt For For For 1.3 Elect Jim Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Polycom, Inc. Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP 73172K104 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Miller Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 1.3 Elect David DeWalt Mgmt For For For 1.4 Elect John Kelley, Jr. Mgmt For For For 1.5 Elect D. Scott Mercer Mgmt For For For 1.6 Elect William Owens Mgmt For For For 1.7 Elect Kevin Parker Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Amendment to the 2005 Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
PPR SA (Pinault-Printem ps-La Redoute) Ticker Security ID: Meeting Date Meeting Status PP CINS F7440G127 05/19/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Supplementary Retirement Benefits Mgmt For Against Against (Jean-Francois Palus) 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Cancel Shares and Mgmt For For For Reduce Capital 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Increase Capital Mgmt For For For Through Capitalizations 12 Authority to Issue Shares and/or Mgmt For For For Convertible Shares w/o Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 14 Authority to Set Offering Price of Mgmt For For For Shares 15 Authority to Increase Share Issuance Mgmt For For For Limit 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 18 Authority to Issue Warrants Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Praxair, Inc. Ticker Security ID: Meeting Date Meeting Status PX CUSIP 74005P104 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Angel Mgmt For For For 1.2 Elect Oscar Bernardes Mgmt For For For 1.3 Elect Nance Dicciani Mgmt For For For 1.4 Elect Edward Galante Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Ira Hall Mgmt For For For 1.7 Elect Raymond LeBoeuf Mgmt For For For 1.8 Elect Larry McVay Mgmt For For For 1.9 Elect Wayne Smith Mgmt For For For 1.10 Elect Robert Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Approval of Performance Goals Under Mgmt For For For the 162(m) Plan 5 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
priceline.com Incorporated Ticker Security ID: Meeting Date Meeting Status PCLN CUSIP 741503403 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Boyd Mgmt For For For 1.2 Elect Ralph Bahna Mgmt For For For 1.3 Elect Howard Barker, Jr. Mgmt For For For 1.4 Elect Jan Docter Mgmt For For For 1.5 Elect Jeffrey Epstein Mgmt For For For 1.6 Elect James Guyette Mgmt For For For 1.7 Elect Nancy Peretsman Mgmt For For For 1.8 Elect Craig Rydin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Principal Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
Prudential Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Gordon Bethune Mgmt For For For 3 Elect Gaston Caperton Mgmt For For For 4 Elect Gilbert Casellas Mgmt For For For 5 Elect James Cullen Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Mark Grier Mgmt For For For 8 Elect Constance Horner Mgmt For For For 9 Elect Martina Hund-Mejean Mgmt For For For 10 Elect Karl Krapek Mgmt For For For 11 Elect Christine Poon Mgmt For For For 12 Elect John Strangfeld Mgmt For For For 13 Elect James Unruh Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr For For For Simple Majority Vote 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report
Prudential plc Ticker Security ID: Meeting Date Meeting Status PRU CINS G72899100 05/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Howard Davies Mgmt For For For 5 Elect John Foley Mgmt For For For 6 Elect Paul Manduca Mgmt For For For 7 Elect Michael Wells Mgmt For For For 8 Elect Keki Dadiseth Mgmt For Against Against 9 Elect Rob Devey Mgmt For For For 10 Elect Michael Garrett Mgmt For For For 11 Elect Ann Godbehere Mgmt For For For 12 Elect Bridget Macaskill Mgmt For For For 13 Elect Harvey McGrath Mgmt For For For 14 Elect Michael McLintock Mgmt For For For 15 Elect Nic Nicandrou Mgmt For For For 16 Elect Kathleen O'Donovan Mgmt For For For 17 Elect Barry Stowe Mgmt For For For 18 Elect Tidjane Thiam Mgmt For For For 19 Elect Lord Andrew Turnbull Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Shares Mgmt For For For 25 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Set General Notice Mgmt For For For Period at 14 Days 28 Amendment to International SAYE Mgmt For For For Scheme 29 Amendment to Irish SAYE Scheme Mgmt For For For
PT Bank Mandiri (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BMRI CINS Y7123S108 05/23/2011 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor and Annual Mgmt For For For Report 4 Directors and Commissioners' Fees Mgmt For For For 5 Acquisition Mgmt For For For 6 Authority to Increase Retirement Mgmt For For For Benefits 7 Election of Directors (Slate) Mgmt For For For 8 Report on Utilization of Proceeds Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
PT Bisi International TBK Ticker Security ID: Meeting Date Meeting Status BISI CINS Y711A0103 06/06/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For Against Against
PT Bisi International TBK Ticker Security ID: Meeting Date Meeting Status BISI CINS Y711A0103 06/06/2011 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Election of Directors and Mgmt For For For Commissioners (Slate)
PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 06/27/2011 Voted Meeting Type Country of Trade Annual Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees
PT Bumi Resources Ticker Security ID: Meeting Date Meeting Status BUMI CINS Y7122M110 06/27/2011 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Borrowing Mgmt For Against Against 2 Amendments to Articles Mgmt For Against Against
PT Telekomunikasi Indonesia Ticker Security ID: Meeting Date Meeting Status TLKM CUSIP 715684106 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Annual Report and Commissioners' Mgmt For For For Report 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Director and Commissioners' Fees Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For
Publicis Groupe SA Ticker Security ID: Meeting Date Meeting Status PUB CINS F7607Z165 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Supervisory Board Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Elect Simon Badinter Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For Against Against Shares 19 Authority to Increase Capital Mgmt For For For Through Capitalizations 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Share Issuance Mgmt For Against Against Limit 23 Authority to Increase Share Capital Mgmt For For For Under Employee Savings Plan 24 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 25 Authority to Issue Restricted Shares Mgmt For Against Against 26 Global Ceiling on Increases in Mgmt For For For Capital 27 Authority to Use Capital Increase Mgmt For Against Against Authorizations as Anti-Takeover Device 28 Amendments to Articles Mgmt For For For 29 Amendments to Articles Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For 31 Non-Voting Meeting Note N/A N/A N/A N/A
PureCircle Limited Ticker Security ID: Meeting Date Meeting Status PURE CINS G7300G109 12/15/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Selway-Swift Mgmt For For For 4 Elect William Mitchell Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For
PZU Group SA Ticker Security ID: Meeting Date Meeting Status PZU CINS X6919T107 06/01/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Chairman Mgmt For For For 4 Compliance with Rules of Convocation Mgmt For For For 5 Agenda Mgmt For For For 6 Amendments to Articles of Association Mgmt For Against Against 7 Closing Mgmt For For For
PZU Group SA Ticker Security ID: Meeting Date Meeting Status CINS X6919T107 06/30/2011 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening Mgmt For For For 3 Election of the Presiding Chairman Mgmt For For For 4 Compliance with Rules of Convocation Mgmt For For For 5 Agenda Mgmt For For For 6 Presentation of Accounts and Reports Mgmt For For For 7 Presentation of Management Board Mgmt For For For Report 8 Presentation of Accounts and Reports Mgmt For For For (Group) 9 Presentation of Management Board Mgmt For For For Report (Group) 10 Presentation of Supervisory Board Mgmt For For For Report 11 Presentation of Supervisory Board Mgmt For For For Activity Report 12 Accounts and Reports Mgmt For For For 13 Management Board Report Mgmt For For For 14 Accounts and Reports (Group) Mgmt For For For 15 Management Board Report (Group) Mgmt For For For 16 Dividend and Reserve Policy Mgmt For For For 17 Allocation of Profits/Dividends Mgmt For For For 18 Ratification of Przemyslaw Dabrowski Mgmt For For For 19 Ratification of Dariusz Filar Mgmt For For For 20 Ratification of Witold Jaworski Mgmt For For For 21 Ratification of Andrzej Klesyk Mgmt For For For 22 Ratification of Rafal Stankiewicz Mgmt For For For 23 Ratification of Alfred Biec Mgmt For For For 24 Ratification of Zbigniew Cwiakalski Mgmt For For For 25 Ratification of Krzysztof Dresler Mgmt For For For 26 Ratification of Dariusz Filar Mgmt For For For 27 Ratification of Tomasz Gruszecki Mgmt For For For 28 Ratification of Maciej Kaminski Mgmt For For For 29 Ratification of Waldemar Maj Mgmt For For For 30 Ratification of Marcin Majeranowski Mgmt For For For 31 Ratification of Grazyna Mgmt For For For Piotrowska-Oliwa 32 Ratification of Marzena Piszczek Mgmt For For For 33 Ratification of Tomasz Przeslawski Mgmt For For For 34 Ratification of Jurgen B.J. Stegmann Mgmt For For For 35 Ratification of Marco Vet Mgmt For For For 36 Supervisory Board Size Mgmt For Against Against 37 Election of Supervisory Board Mgmt For Against Against 38 Appointment of Attorney-in-Fact Mgmt For For For 39 Closing Mgmt For For For
QLogic Corporation Ticker Security ID: Meeting Date Meeting Status QLGC CUSIP 747277101 08/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H.K. Desai Mgmt For For For 2 Elect Joel Birnbaum Mgmt For For For 3 Elect James Fiebiger Mgmt For For For 4 Elect Balakrishnan Iyer Mgmt For For For 5 Elect Kathryn Lewis Mgmt For For For 6 Elect George Wells Mgmt For For For 7 Ratification of Auditor Mgmt For For For
QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Quality Distribution, Inc. Ticker Security ID: Meeting Date Meeting Status QLTY CUSIP 74756M102 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Crowe Mgmt For For For 1.2 Elect Gary Enzor Mgmt For For For 1.3 Elect Richard Marchese Mgmt For For For 1.4 Elect Thomas Miklich Mgmt For For For 1.5 Elect M. Ali Rashid Mgmt For For For 1.6 Elect Alan Schumacher Mgmt For For For 1.7 Elect Thomas White Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Quest Rare Minerals Ltd. Ticker Security ID: Meeting Date Meeting Status QUC CUSIP 74836T101 04/20/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Stock Option Plan Renewal Mgmt For For For
Qwest Communications International Inc. Ticker Security ID: Meeting Date Meeting Status Q CUSIP 749121109 08/24/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Rakuten Inc. Ticker Security ID: Meeting Date Meeting Status 4755 CINS J64264104 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hiroshi Mikitani Mgmt For For For 2 Elect Atsushi Kunishige Mgmt For For For 3 Elect Masatada Kobayashi Mgmt For For For 4 Elect Tohru Shimada Mgmt For For For 5 Elect Akio Sugihara Mgmt For For For 6 Elect Hisashi Suzuki Mgmt For For For 7 Elect Ken Takayama Mgmt For For For 8 Elect Kazunori Takeda Mgmt For For For 9 Elect Takao Toshishige Mgmt For For For 10 Elect Takeshi Hanai Mgmt For For For 11 Elect Hiroaki Yasutake Mgmt For For For 12 Elect Kohichi Kusano Mgmt For For For 13 Elect Ken Kutaragi Mgmt For For For 14 Elect Hiroshi Fukino Mgmt For For For 15 Elect Charles Baxter Mgmt For For For 16 Elect Joshua James Mgmt For For For 17 Elect Takeo Hirata Mgmt For For For 18 Elect Yoshiaki Senoo Mgmt For Against Against 19 Stock Option Plan Mgmt For For For
Range Resources Corporation Ticker Security ID: Meeting Date Meeting Status RRC CUSIP 75281A109 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Blackburn Mgmt For For For 2 Elect Anthony Dub Mgmt For For For 3 Elect V. Richard Eales Mgmt For For For 4 Elect Allen Finkelson Mgmt For For For 5 Elect James Funk Mgmt For For For 6 Elect Jonathan Linker Mgmt For For For 7 Elect Kevin McCarthy Mgmt For For For 8 Elect John Pinkerton Mgmt For For For 9 Elect Jeffrey Ventura Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Amendment to the 2005 Equity-Based Mgmt For For For Compensation Plan 13 Ratification of Auditor Mgmt For For For
Raytheon Company Ticker Security ID: Meeting Date Meeting Status RTN CUSIP 755111507 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Vernon Clark Mgmt For For For 2 Elect John Deutch Mgmt For For For 3 Elect Stephen Hadley Mgmt For For For 4 Elect Frederic Poses Mgmt For For For 5 Elect Michael Ruettgers Mgmt For For For 6 Elect Ronald Skates Mgmt For For For 7 Elect William Spivey Mgmt For For For 8 Elect Linda Stuntz Mgmt For For For 9 Elect William Swanson Mgmt For For For 10 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 14 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 15 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 16 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Plans
Redecard S.A. Ticker Security ID: Meeting Date Meeting Status RDCD3 CINS P79941103 04/20/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Remuneration Policy Mgmt For Against Against
Redecard S.A. Ticker Security ID: Meeting Date Meeting Status RDCD3 CINS P79941103 04/20/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Option Plan Mgmt For Against Against
Redecard S.A. Ticker Security ID: Meeting Date Meeting Status RDCD3 CINS P79941103 12/20/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Capitalization of Reserves Mgmt For For For 4 Reconciliation of Share Capital Mgmt For For For 5 Consolidated Version of Articles Mgmt For For For
Reed Elsevier NV Ticker Security ID: Meeting Date Meeting Status REN CINS N73430113 04/19/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Executive Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Adrian Hennah Mgmt For For For 10 Elect Mark Elliott Mgmt For For For 11 Elect Anthony Habgood Mgmt For For For 12 Elect Lisa Hook Mgmt For For For 13 Elect Marike van Lier Lels Mgmt For For For 14 Elect Robert Polet Mgmt For For For 15 Elect David Reid Mgmt For Against Against 16 Elect Ben van der Veer Mgmt For For For 17 Elect Erik Engstrom Mgmt For For For 18 Elect Mark Armour Mgmt For For For 19 Senior Independent Director Fee Mgmt For Against Against 20 Amendment to Supervisory Board Fees Mgmt For Against Against 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Non-Voting Agenda Item N/A N/A N/A N/A 26 Non-Voting Meeting Note N/A N/A N/A N/A
Reed Elsevier Plc Ticker Security ID: Meeting Date Meeting Status REL CINS G74570121 04/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Adrian Hennah Mgmt For For For 7 Elect Mark Armour Mgmt For For For 8 Elect Mark Elliott Mgmt For For For 9 Elect Erik Engstrom Mgmt For For For 10 Elect Anthony Habgood Mgmt For For For 11 Elect Lisa Hook Mgmt For For For 12 Elect Robert Polet Mgmt For For For 13 Elect David Reid Mgmt For Against Against 14 Elect Ben van der Veer Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Gilman Mgmt For For For 1.2 Elect Joseph Goldstein Mgmt For For For 1.3 Elect Christine Poon Mgmt For For For 1.4 Elect P. Roy Vagelos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Reliance Industries Ltd Ticker Security ID: Meeting Date Meeting Status RIL CINS Y72596102 06/03/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ramniklal Ambani Mgmt For For For 5 Elect Nikhil Meswani Mgmt For For For 6 Elect Ashok Misra Mgmt For For For 7 Elect Yogendra Trivedi Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Renault Ticker Security ID: Meeting Date Meeting Status RNO CINS F77098105 04/29/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Presentation of Report on Redeemable Mgmt For For For Shares 9 Elect Philippe Lagayette Mgmt For For For 10 Elect Alexis Kohler Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Grant Stock Options Mgmt For For For 15 Authority to Issue Restricted Shares Mgmt For For For 16 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 17 Authority to Carry Out Formalities Mgmt For For For 18 Non-Voting Meeting Note N/A N/A N/A N/A
Research In Motion Ltd. Ticker Security ID: Meeting Date Meeting Status RIM CUSIP 760975102 07/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Balsillie Mgmt For For For 1.2 Elect Mike Lazaridis Mgmt For For For 1.3 Elect James Estill Mgmt For For For 1.4 Elect David Kerr Mgmt For For For 1.5 Elect Roger Martin Mgmt For For For 1.6 Elect John Richardson Mgmt For For For 1.7 Elect Barbara Stymiest Mgmt For For For 1.8 Elect Antonio Viana-Baptista Mgmt For For For 1.9 Elect John Wetmore Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Rexam plc Ticker Security ID: Meeting Date Meeting Status REX CINS G1274K113 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Ellwood Mgmt For For For 5 Elect Graham Chipchase Mgmt For For For 6 Elect David Robbie Mgmt For For For 7 Elect Carl Symon Mgmt For For For 8 Elect Noreen Doyle Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Wolfgang Meusburger Mgmt For For For 11 Elect Jean-Pierre Rodier Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Rexlot Holdings Limited Ticker Security ID: Meeting Date Meeting Status 555 CINS G7541U107 06/29/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YUEN Wai Ho Mgmt For For For 6 Elect LEE Ka Lun Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Issue Repurchased Shares Mgmt For For For 12 Refreshment of the Share Option Mgmt For For For Scheme
Rigel Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status RIGL CUSIP 766559603 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Moos Mgmt For For For 1.2 Elect Hollings Renton Mgmt For For For 1.3 Elect Stephen Sherwin Mgmt For For For 2 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 3 2011 Equity Incentive Plan Mgmt For For For 4 Amendment to the 2000 Non-Employee Mgmt For For For Directors' Stock Option Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Ringkjobing Landbobank A/S Ticker Security ID: Meeting Date Meeting Status RILBA CINS K81980136 02/23/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Presiding Chairman Mgmt For For For 6 Report of the Board of Directors Mgmt For For For 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Elect Gravers Kjaergaard Mgmt For For For 10 Elect Hejne F. Andersen Mgmt For For For 11 Elect Jorgen Kolle Sorensen Mgmt For For For 12 Elect Ole K. Erlandsen Mgmt For For For 13 Elect Anne-Marie Sannerum Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Transaction of Other Business Mgmt For Against Against
Rio Tinto Limited Ticker Security ID: Meeting Date Meeting Status RIO CINS Q81437107 05/05/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For 3 Re-elect Tom Albanese Mgmt For For For 4 Re-elect Robert Brown Mgmt For For For 5 Re-elect Vivienne Cox Mgmt For For For 6 Re-elect Jan du Plessis Mgmt For For For 7 Re-elect Guy Elliott Mgmt For For For 8 Re-elect Michael Fitzpatrick Mgmt For For For 9 Re-elect Ann Godbehere Mgmt For For For 10 Re-elect Richard Goodmanson Mgmt For For For 11 Re-elect Andrew Gould Mgmt For For For 12 Re-elect Lord John Kerr of Kinlochard Mgmt For For For 13 Re-elect Paul Tellier Mgmt For For For 14 Re-elect Samuel Walsh Mgmt For For For 15 Elect Stephen Mayne Mgmt Against Against For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Amend the Performance Share Plan Mgmt For For For 18 Renew Authority to Repurchase Shares Mgmt For For For
Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CINS G75754104 04/14/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Tom Albanese Mgmt For For For 4 Elect Robert Brown Mgmt For For For 5 Elect Vivienne Cox Mgmt For For For 6 Elect Jan du Plessis Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Michael Fitzpatrick Mgmt For For For 9 Elect Ann Godbehere Mgmt For For For 10 Elect Richard Goodmanson Mgmt For For For 11 Elect Andrew Gould Mgmt For For For 12 Elect Lord John Kerr of Kinlochard Mgmt For For For 13 Elect Paul Tellier Mgmt For For For 14 Elect Samuel Walsh Mgmt For For For 15 Elect Stephen Mayne Mgmt Against Against For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Amendment to the Performance Share Mgmt For For For Plan 18 Amendment to and Renewal of Share Mgmt For For For Ownership Plan 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
RioCan Real Estate Investment Trust Ticker Security ID: Meeting Date Meeting Status REI CUSIP 766910103 06/08/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Clare Copeland Mgmt For For For 1.2 Elect Raymond Gelgoot Mgmt For For For 1.3 Elect Paul Godfrey Mgmt For For For 1.4 Elect Frank King Mgmt For For For 1.5 Elect Dale Lastman Mgmt For For For 1.6 Elect Ronald Osborne Mgmt For For For 1.7 Elect Sharon Sallows Mgmt For For For 1.8 Elect Edward Sonshine Mgmt For For For 1.9 Elect Charles Winograd Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Amendment to Unit Option Plan Mgmt For For For
Rock-Tenn Company Ticker Security ID: Meeting Date Meeting Status RKT CUSIP 772739207 01/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Powell Brown Mgmt For For For 1.2 Elect Robert Chapman Mgmt For For For 1.3 Elect Russell Currey Mgmt For For For 1.4 Elect G. Stephen Felker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Rock-Tenn Company Ticker Security ID: Meeting Date Meeting Status RKT CUSIP 772739207 05/27/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Rolls-Royce Group plc Ticker Security ID: Meeting Date Meeting Status RR CINS G7630U109 05/06/2011 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Restructuring Mgmt For For For
Rolls-Royce Group plc Ticker Security ID: Meeting Date Meeting Status RR CINS G7630U109 05/06/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Simon Robertson Mgmt For For For 4 Elect John Rishton Mgmt For For For 5 Elect Helen Alexander Mgmt For For For 6 Elect Peter Byrom Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect Peter Gregson Mgmt For Against Against 9 Elect James Guyette Mgmt For For For 10 Elect John McAdam Mgmt For For For 11 Elect John Neill Mgmt For For For 12 Elect Andrew Shilston Mgmt For For For 13 Elect Colin Smith Mgmt For For For 14 Elect Ian Strachan Mgmt For For For 15 Elect Mike Terrett Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Scrip Dividend Mgmt For For For 19 Authorisation of Political Donations Mgmt For For For 20 Share Purchase Plan Renewal Mgmt For For For 21 UK ShareSave Plan Mgmt For For For 22 International ShareSave Plan Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Shares Mgmt For For For 28 Restructuring Mgmt For For For
Rosneft Oil Co OAO Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 06/10/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Dividends Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect Vladimir Bogdanov Mgmt For Against Against 9 Elect Andrey Kostin Mgmt For For For 10 Elect Alexander Nekipelov Mgmt For For For 11 Elect Yury Petrov Mgmt For For For 12 Elect Hans-Joerg Rudloff Mgmt For For For 13 Elect Nikolai Tokarev Mgmt For For For 14 Elect Eduard Y. Khudainatov Mgmt For For For 15 Elect Sergey V. Shishin Mgmt For For For 16 Elect Dmitry E. Shugayev Mgmt For For For 17 Elect Irina S. Baronova Mgmt For For For 18 Elect Georgy A. Nozadze Mgmt For For For 19 Elect Sergey Pakhomov Mgmt For For For 20 Elect Tatiana Fisenko Mgmt For For For 21 Elect Alexander Yugov Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Amendment Regarding Dividend Policy Mgmt For For For 24 Related Party Transactions (LLC Mgmt For For For RN-Yuganskneftegaz) 25 Related Party Transactions (LLC Mgmt For For For RN-Yuganskneftegaz) 26 Related Party Transactions (OJSC JSC Mgmt For For For Transneft) 27 Related Party Transactions (OJSC VTB Mgmt For For For Bank) 28 Related Party Transactions (OJSC Mgmt For For For All-Russia Regional Development Bank) 29 Related Party Transactions (OJSC VTB Mgmt For For For Bank) 30 Related Party Transactions (OJSC Mgmt For For For All-Russia Regional Development Bank) 31 Related Party Transactions (OJSC VTB Mgmt For For For Bank) 32 Related Party Transactions (OJSC Mgmt For For For All-Russia Regional Development Bank)
Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Profit Sharing Mgmt For For For 7 Election of Directors Mgmt For For For 8 Election of Supervisory Council Mgmt For For For 9 Remuneration Policy Mgmt For For For
Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Issue Debentures Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Amend Article 5 Mgmt For For For 5 Amend Article 6 Mgmt For For For 6 Amendment to the Restricted Stock Mgmt For Against Against Option Plan 7 Amendments to the Stock Option Plan Mgmt For Against Against 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
Rossi Residencial S.A. Ticker Security ID: Meeting Date Meeting Status RSID3 CINS P8172J106 06/13/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Waiving of Requirements and Election Mgmt For For For of Victor Hugo dos Santos Pinto 3 Rectification of Qualification of Mgmt For For For Renato Ribeiro Fortes Abucham 4 Rectification of Allocation of Mgmt For For For Profits/Dividends 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Ryanair Holdings plc Ticker Security ID: Meeting Date Meeting Status RYA CUSIP 783513 09/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Special Dividend Mgmt For For For 3 Elect Klaus Kirchberger Mgmt For Against Against 4 Elect Charles McCreevy Mgmt For For For 5 Elect Declan McKeon Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For
Safran SA Ticker Security ID: Meeting Date Meeting Status SAF CINS F4035A557 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification Mgmt For For For of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Amendment to Governing Structure Mgmt For For For 10 Adoption of New Articles Mgmt For Against Against 11 Amendment Regarding Cap on Voting Mgmt For Against Against Rights 12 Elect Jean-Paul Herteman Mgmt For For For 13 Elect Francis Mer Mgmt For For For 14 Elect Giovanni Bisignani Mgmt For For For 15 Elect Jean-Lou Chameau Mgmt For For For 16 Elect Odile Desforges Mgmt For For For 17 Elect Jean-Marc Forneri Mgmt For For For 18 Elect Xavier Lagarde Mgmt For For For 19 Elect Michel Lucas Mgmt For For For 20 Elect Elisabeth Lulin Mgmt For For For 21 Election of Representatives of the Mgmt For For For State 22 Elect Christian Halary Mgmt For For For 23 Elect Marc Aubry Mgmt For For For 24 Elect Caroline Gregoire-Sainte Marie Mgmt For For For as Censor 25 Directors' Fees Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 29 Authority to Increase capital in Mgmt For For For Case of Exchange Offer 30 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 31 Authority to Increase Share Issuance Mgmt For For For Limit 32 Authority to Set Offering Price of Mgmt For For For Shares 33 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 34 Authority to Increase Capital Mgmt For For For Through Capitalizations 35 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 36 Authority to Grant Stock Options Mgmt For For For 37 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 38 Authority to Issue Restricted Shares Mgmt For For For 39 Authority to Cancel Shares and Mgmt For For For Reduce Capital 40 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 41 Shareholder Proposal Regarding ShrHoldr For For For Representatives of Employee Shareholders 42 Shareholder Proposal Regarding ShrHoldr Against Against For Employee Representation 43 Authority to Carry Out Formalities Mgmt For For For 44 Non-Voting Meeting Note N/A N/A N/A N/A
salesforce.com, inc. Ticker Security ID: Meeting Date Meeting Status CRM CUSIP 79466L302 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Benioff Mgmt For For For 2 Elect Craig Conway Mgmt For For For 3 Elect Alan Hassenfeld Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Salix Pharmaceuticals, Ltd. Ticker Security ID: Meeting Date Meeting Status SLXP CUSIP 795435106 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Samsung Electronics Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 5930 CINS Y74718100 03/18/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For Against Against
Sapient Corporation Ticker Security ID: Meeting Date Meeting Status SAPE CUSIP 803062108 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Benson Mgmt For For For 1.2 Elect Hermann Buerger Mgmt For For For 1.3 Elect Darius Gaskins, Jr. Mgmt For For For 1.4 Elect Jerry A. Greenberg Mgmt For For For 1.5 Elect Alan Herrick Mgmt For For For 1.6 Elect J. Stuart Moore Mgmt For For For 1.7 Elect Ashok Shah Mgmt For For For 1.8 Elect Vijay Singal Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Incentive Plan Mgmt For For For
SBA Communications Corporation Ticker Security ID: Meeting Date Meeting Status SBAC CUSIP 78388J106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Bernstein Mgmt For For For 1.2 Elect Duncan Cocroft Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan
SBM Offshore Nv Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 05/05/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Amendment to the Remuneration Policy Mgmt For For For 11 Amendments to Articles Regarding Mgmt For For For Share Capital 12 Amendments to Articles Regarding Mgmt For For For Profit and Loss 13 Amendments to Articles Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Elect H.C. Rothermund Mgmt For For For 19 Elect K. Rethy Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A
SBM Offshore Nv Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 07/06/2010 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Supervisory Board Fees Mgmt For For For 3 Elect Francis Gugen Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Schlumberger Limited Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Philippe Camus Mgmt For For For 2 Elect Peter Currie Mgmt For For For 3 Elect Andrew Gould Mgmt For For For 4 Elect Tony Isaac Mgmt For For For 5 Elect K.V. Kamath Mgmt For For For 6 Elect Nikolay Kudryavtsev Mgmt For For For 7 Elect Adrian Lajous Mgmt For For For 8 Elect Michael Marks Mgmt For For For 9 Elect Elizabeth Moler Mgmt For For For 10 Elect Leo Reif Mgmt For For For 11 Elect Tore Sandvold Mgmt For For For 12 Elect Henri Seydoux Mgmt For For For 13 Elect Paal Kibsgaard Mgmt For For For 14 Elect Lubna Olayan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Increase of Authorized Common Stock Mgmt For For For 18 Amendements to Articles Mgmt For For For 19 Approval of Financial Statements and Mgmt For For For Dividends 20 Ratification of Auditor Mgmt For For For
Seattle Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status SGEN CUSIP 812578102 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Srinivas Akkaraju Mgmt For For For 1.2 Elect David Gryska Mgmt For For For 1.3 Elect John McLaughlin Mgmt For For For 2 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC CUSIP 784117103 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathryn McCarthy Mgmt For For For 2 Elect Sarah Blumenstein Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Sempra Energy Ticker Security ID: Meeting Date Meeting Status SRE CUSIP 816851109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Alan Boeckmann Mgmt For For For 2 Elect James Brocksmith, Jr. Mgmt For For For 3 Elect Donald Felsinger Mgmt For For For 4 Elect Wilford Godbold, Jr. Mgmt For For For 5 Elect William Jones Mgmt For For For 6 Elect William Ouchi Mgmt For For For 7 Elect Carlos Ruiz Sacristan Mgmt For For For 8 Elect William Rusnack Mgmt For For For 9 Elect William Rutledge Mgmt For For For 10 Elect Lynn Schenk Mgmt For For For 11 Elect Neal Schmale Mgmt For For For 12 Elect Luis Tellez Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 17 Shareholder Proposal Regarding ShrHoldr Against Against For Supplemental Executive Retirement Plans 18 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability
SES SA Ticker Security ID: Meeting Date Meeting Status 28734 CINS L8300G135 04/07/2011 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Attendance List, Quorum and Agenda Mgmt Abstain TNA N/A 4 Appointment of a Secretary and Two Mgmt For TNA N/A Scrutineers 5 Presentation of Board Report Mgmt For TNA N/A 6 Presentation of Activity Report Mgmt For TNA N/A 7 Presentation of Financial Results Mgmt For TNA N/A 8 Presentation of the Auditor Report Mgmt For TNA N/A 9 Accounts and Reports; Consolidated Mgmt For TNA N/A Accounts and Reports 10 Allocation of Profits/Dividends Mgmt For TNA N/A 11 Allocation of Profits to Reserves Mgmt For TNA N/A 12 Ratification of Board Acts Mgmt For TNA N/A 13 Ratification of Auditor Acts Mgmt For TNA N/A 14 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 15 Authority to Repurchase Shares Mgmt For TNA N/A 16 Board Size Mgmt For TNA N/A 17 Director Term Lengths Mgmt For TNA N/A 18 Elect Marc Beuls Mgmt For TNA N/A 19 Elect Marcus Bicknell Mgmt For TNA N/A 20 Elect Bridget Cosgrave Mgmt For TNA N/A 21 Elect Hadelin de Liedekerke Beaufort Mgmt For TNA N/A 22 Elect Jacques Espinasse Mgmt For TNA N/A 23 Elect Robert Ross Mgmt For TNA N/A 24 Elect Karim Sabbagh Mgmt For TNA N/A 25 Elect Christian Schaack Mgmt For TNA N/A 26 Elect Terry Seddon Mgmt For TNA N/A 27 Elect Marc Speeckaert Mgmt For TNA N/A 28 Elect Gerd Tenzer Mgmt For TNA N/A 29 Elect Francois Tesch Mgmt For TNA N/A 30 Elect Serge Allegrezza Mgmt For TNA N/A 31 Elect Jean-Claude Finck Mgmt For TNA N/A 32 Elect Gaston Reinesch Mgmt For TNA N/A 33 Elect Victor Rod Mgmt For TNA N/A 34 Elect Rene Steichen Mgmt For TNA N/A 35 Elect Jean-Paul Zens Mgmt For TNA N/A 36 Term Length of Hadelin de Liedekerke Mgmt For TNA N/A Beaufort, Christian Schaack, Marc Speeckaert, Gerd Tenzer, Serge Allegrezza, Victor Rod 37 "Term Length of Jacques Espinasse, Mgmt For TNA N/A Robert Ross, Terry Seddon, Francois Tesch, Jean-Claude Finck, Gaston Reinesch" 38 "Term Length of Marc Beuls, Marcus Mgmt For TNA N/A Bicknell, Bridget Cosgrave, Karim Sabbagh, Rene Steichen, Jean-Paul Zens" 39 Directors' Fees Mgmt For TNA N/A 40 Transaction of Other Business Mgmt Abstain TNA N/A
Seven & I Holdings Company Limited Ticker Security ID: Meeting Date Meeting Status 3382 CINS J7165H108 05/26/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Toshifumi Suzuki Mgmt For For For 4 Elect Noritoshi Murata Mgmt For For For 5 Elect Katsuhiro Gotoh Mgmt For For For 6 Elect Tsuyoshi Kobayashi Mgmt For For For 7 Elect Junroh Itoh Mgmt For For For 8 Elect Kunio Takahashi Mgmt For For For 9 Elect Atsushi Kamei Mgmt For For For 10 Elect Ryuhichi Isaka Mgmt For For For 11 Elect Kunio Yamashita Mgmt For For For 12 Elect Takashi Anzai Mgmt For For For 13 Elect Zenkoh Ohtaka Mgmt For For For 14 Elect Tsuneo Ohkubo Mgmt For For For 15 Elect Noritaka Shimizu Mgmt For For For 16 Elect Scott Davis Mgmt For For For 17 Elect Ikujiroh Nonaka Mgmt For For For 18 Stock Option Plan Mgmt For For For
Severn Trent PLC Ticker Security ID: Meeting Date Meeting Status SVT CINS G8056D159 07/20/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Andrew Duff Mgmt For For For 5 Elect Martin Kane Mgmt For For For 6 Elect Martin Lamb Mgmt For For For 7 Elect Baroness Sheila Noakes Mgmt For For For 8 Elect Andy Smith Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authorisation of Political Donations Mgmt For For For 12 Ratification of Borrowing Mgmt For For For Infringements 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Adoption of New Articles Mgmt For For For
Shin-Etsu Chemical Co Limited Ticker Security ID: Meeting Date Meeting Status 4063 CINS J72810120 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yasuhiko Saitoh Mgmt For For For 3 Elect Yoshiaki Ono Mgmt For For For 4 Elect Kohji Takasugi Mgmt For For For 5 Elect Toshinobu Ishihara Mgmt For For For 6 Elect Frank Peter Popoff Mgmt For Against Against 7 Elect Tsuyoshi Miyazaki Mgmt For For For 8 Elect Toshihiko Fukui Mgmt For For For 9 Elect Masaki Miyajima Mgmt For For For 10 Elect Toshiyuki Kasahara Mgmt For For For 11 Elect Hidenori Onezawa Mgmt For For For 12 Elect Ken Nakamura Mgmt For For For 13 Elect Yukihiro Matsui Mgmt For For For 14 Elect Hiroaki Okamoto Mgmt For For For 15 Elect Osamu Okada Mgmt For For For 16 Elect Masahiko Watase Mgmt For For For 17 Elect Kiyoshi Nagano Mgmt For For For 18 Stock Option Plan Mgmt For For For 19 Renewal of Takeover Defense Plan Mgmt For Against Against
Shionogi & Co Ltd Ticker Security ID: Meeting Date Meeting Status 4507 CINS J74229105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Yasuhiro Mino Mgmt For For For 6 Elect Akio Nomura Mgmt For For For 7 Elect Teppei Mogi Mgmt For For For 8 Elect Sachio Tokaji Mgmt For For For 9 Elect Kenji Fukuda Mgmt For For For 10 Bonus Mgmt For For For 11 Stock Option Plan Mgmt For For For 12 Statutory Auditors' Fees Mgmt For For For
Showa Denko Kabushiki Kaisha Ticker Security ID: Meeting Date Meeting Status 4004 CINS J75046136 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kyohei Takahashi Mgmt For For For 4 Elect Hideo Ichikawa Mgmt For For For 5 Elect Kenji Tsukamoto Mgmt For For For 6 Elect Yasumichi Murata Mgmt For For For 7 Elect Akira Koinuma Mgmt For For For 8 Elect Yoshikazu Sakai Mgmt For For For 9 Elect Shunji Fukuda Mgmt For For For 10 Elect Hirokazu Iwasaki Mgmt For For For 11 Elect Tomofumi Akiyama Mgmt For Against Against 12 Elect Ichiroh Nomura Mgmt For For For 13 Renewal of Takeover Defence Plan Mgmt For Against Against
Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 12 Increase in Authorized Capital for Mgmt For For For Employee Share Purchase Plan 13 Supervisory Board Members' Fees Mgmt For For For 14 Intra-company Contracts Mgmt For For For 15 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 16 Shareholder Proposal Regarding ShrHoldr Against Against For Amendments to Corporate Purpose
Silicon Laboratories Inc. Ticker Security ID: Meeting Date Meeting Status SLAB CUSIP 826919102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Navdeep Sooch Mgmt For For For 1.2 Elect Laurence Walker Mgmt For For For 1.3 Elect William Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Sino-Forest Corporation Ticker Security ID: Meeting Date Meeting Status TRE CUSIP 82934H101 05/30/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Allen Chan Mgmt For For For 1.2 Elect William Ardell Mgmt For For For 1.3 Elect James Bowland Mgmt For For For 1.4 Elect James Hyde Mgmt For For For 1.5 Elect Edmund Mak Mgmt For For For 1.6 Elect Judson Martin Mgmt For For For 1.7 Elect Simon Murray Mgmt For Withhold Against 1.8 Elect Peter Wang Mgmt For Withhold Against 1.9 Elect Garry West Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
SK Telecom Ticker Security ID: Meeting Date Meeting Status 17670 CUSIP 78440P108 03/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Directors' Fees Mgmt For For For 3 Amendments to Executive Officer Mgmt For For For Retirement Allowance Policy 4 Election of Directors (Slate) Mgmt For For For 5 Election of Independent Directors Mgmt For For For (Slate) 6 Election of Audit Committee Members Mgmt For For For (Slate)
Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2.1 Elect David McLachlan Mgmt For For For 2.2 Elect David Aldrich Mgmt For For For 2.3 Elect Kevin Beebe Mgmt For For For 2.4 Elect Moiz Beguwala Mgmt For For For 2.5 Elect Timothy Furey Mgmt For For For 2.6 Elect Balakrishnan Iyer Mgmt For For For 2.7 Elect Thomas Leonard Mgmt For For For 2.8 Elect David McGlade Mgmt For For For 2.9 Elect Robert Schriesheim Mgmt For For For 2.10 Elect David Aldrich Mgmt For For For 2.11 Elect Moiz Beguwala Mgmt For For For 2.12 Elect David McGlade Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the 2008 Director Mgmt For For For Long-Term Incentive Plan 5 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
Skyworth Digital Holdings Limited Ticker Security ID: Meeting Date Meeting Status 751 CINS G8181C100 09/07/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Frederick LEUNG Chi Ching Mgmt For For For 6 Elect YANG Dongwen Mgmt For For For 7 Elect LU Rongchang Mgmt For For For 8 Elect Stephen SO Hon Cheung Mgmt For For For 9 Elect Katherine CHAN Wai Kay Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Refreshment of Share Option Scheme Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
SMC Corporation Ticker Security ID: Meeting Date Meeting Status 6273 CINS J75734103 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiyuki Takada Mgmt For For For 4 Elect Katsunori Maruyama Mgmt For For For 5 Elect Fumitaka Itoh Mgmt For For For 6 Elect Ikuji Usui Mgmt For For For 7 Elect Yoshihiro Fukano Mgmt For For For 8 Elect Yoshiki Takada Mgmt For For For 9 Elect Katsunori Tomita Mgmt For For For 10 Elect Seiji Kosugi Mgmt For For For 11 Elect Tamon Kitabatake Mgmt For For For 12 Elect Iwao Mogi Mgmt For For For 13 Elect Eiji Ohhashi Mgmt For For For 14 Elect Masahiko Satake Mgmt For For For 15 Elect Kohichi Shikakura Mgmt For For For 16 Elect Osamu Kuwahara Mgmt For For For 17 Elect Kohji Ogura Mgmt For For For 18 Elect Motoichi Kawada Mgmt For For For 19 Elect Herman Berakoetxea Mgmt For For For 20 Elect Daniel Langmeier Mgmt For For For 21 Elect CHAN Rihyan Mgmt For For For 22 Elect Takashi Honda Mgmt For For For 23 Elect Kohji Takahashi Mgmt For For For 24 Elect Yoshiaki Ogawa Mgmt For For For 25 Appointment of Auditor Mgmt For For For 26 Retirement Allowances for Mgmt For For For Director(s)
Smithfield Foods, Inc. Ticker Security ID: Meeting Date Meeting Status SFD CUSIP 832248108 09/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Crawford Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Melvin Wright Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled-Atmosphere Killing 6 Shareholder Proposal Regarding ShrHoldr Against Against For Reducing Greenhouse Gas Emissions
Snam Rete Gas S.p.A. Ticker Security ID: Meeting Date Meeting Status SRG CINS T8578L107 04/13/2011 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendments to Meeting Regulations Mgmt For For For
Softbank Corporation Ticker Security ID: Meeting Date Meeting Status 9984 CINS J75963108 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Masayoshi Son Mgmt For For For 5 Elect Ken Miyauchi Mgmt For For For 6 Elect Kazuhiko Kasai Mgmt For For For 7 Elect Masahiro Inoue Mgmt For For For 8 Elect Ronald Fisher Mgmt For For For 9 Elect Yun Mah Mgmt For For For 10 Elect Tadashi Yanai Mgmt For For For 11 Elect Mark Schwartz Mgmt For For For 12 Elect Sunil Bharti Mittal Mgmt For For For
Solutia Inc. Ticker Security ID: Meeting Date Meeting Status SOA CUSIP 834376501 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Monahan Mgmt For For For 1.2 Elect Robert Peiser Mgmt For For For 1.3 Elect Jeffry Quinn Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
SOS Corporacion Alimentaria S.A. Ticker Security ID: Meeting Date Meeting Status SOS CINS E6505G148 06/09/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts Mgmt For For For 3 Reports Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors; Authorization Mgmt For For For to Exercise Competing Activities 7 Sale of Rice Division Mgmt For For For 8 Amendments to Articles Regarding Mgmt For For For Change in Company Name 9 Amendments to Articles Mgmt For For For 10 Amendments to General Meeting Mgmt For For For Regulations 11 Report on Amendments to Board of Mgmt For For For Directors Regulations 12 Remuneration Report Mgmt For Against Against 13 Directors' Fees Mgmt For For For 14 Merger by Absorption Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 17 Authority to Carry Out Formalities Mgmt For For For
Southern Company Ticker Security ID: Meeting Date Meeting Status SO CUSIP 842587107 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Juanita Baranco Mgmt For For For 1.2 Elect Jon Boscia Mgmt For For For 1.3 Elect Henry Clark III Mgmt For For For 1.4 Elect Thomas Fanning Mgmt For For For 1.5 Elect H. William Habermeyer, Jr. Mgmt For For For 1.6 Elect Veronica Hagen Mgmt For For For 1.7 Elect Warren Hood, Jr. Mgmt For For For 1.8 Elect Donald James Mgmt For For For 1.9 Elect Dale Klein Mgmt For For For 1.10 Elect J. Neal Purcell Mgmt For For For 1.11 Elect William Smith, Jr. Mgmt For For For 1.12 Elect Steven Specker Mgmt For For For 1.13 Elect Larry Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Omnibus Incentive Compensation Mgmt For For For Plan 6 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Coal Combustion Waste
Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lewis Epley, Jr. Mgmt For For For 2 Elect Robert Howard Mgmt For For For 3 Elect Greg Kerley Mgmt For For For 4 Elect Harold Korell Mgmt For For For 5 Elect Vello Kuuskraa Mgmt For For For 6 Elect Kenneth Mourton Mgmt For For For 7 Elect Steven Mueller Mgmt For For For 8 Elect Charles Scharlau Mgmt For For For 9 Elect Alan Stevens Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Amendment to the Bylaws to Reduce Mgmt For For For the Ownership Threshold for Shareholders to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
St. Jude Medical, Inc. Ticker Security ID: Meeting Date Meeting Status STJ CUSIP 790849103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Devenuti Mgmt For For For 2 Elect Thomas Garrett III Mgmt For For For 3 Elect Wendy Yarno Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 7 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board 8 Ratification of Auditor Mgmt For For For
Standard Chartered plc Ticker Security ID: Meeting Date Meeting Status STAN CINS G84228157 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Steve Bertamini Mgmt For For For 5 Elect Jaspal Bindra Mgmt For For For 6 Elect Richard Delbridge Mgmt For For For 7 Elect Jamie Dundas Mgmt For For For 8 Elect Valerie Gooding Mgmt For For For 9 Elect HAN Seung-Soo Mgmt For For For 10 Elect Simon Lowth Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Ruth Markland Mgmt For For For 13 Elect Richard Meddings Mgmt For For For 14 Elect John Paynter Mgmt For For For 15 Elect John Peace Mgmt For For For 16 Elect Michael Rees Mgmt For For For 17 Elect Peter Sands Mgmt For For For 18 Elect Paul Skinner Mgmt For For For 19 Elect Oliver Stocken Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 25 2011 Share Plan Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Ordinary Mgmt For For For Shares 28 Authority to Repurchase Preference Mgmt For For For Shares 29 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 30 Non-Voting Meeting Note N/A N/A N/A N/A
Stanley Black & Decker, Inc. Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Buckley Mgmt For For For 1.2 Elect Carlos Cardoso Mgmt For For For 1.3 Elect Robert Coutts Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Marianne Parrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Stanley Electric Co, Ltd. Ticker Security ID: Meeting Date Meeting Status 6923 CINS J76637115 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Takanori Kitano Mgmt For For For 2 Elect Makio Natsusaka Mgmt For For For 3 Elect Katsumi Kondoh Mgmt For For For 4 Elect Shigeki Mutoh Mgmt For For For 5 Elect Yutaka Hiratsuka Mgmt For For For 6 Elect Tohru Furuta Mgmt For For For 7 Elect Tohru Tanabe Mgmt For For For 8 Elect Masakatsu Mori Mgmt For For For 9 Elect Shinji Tominaga Mgmt For For For 10 Elect Ryuta Yamaguchi Mgmt For For For 11 Elect Yoshiaki Yamauchi Mgmt For For For 12 Elect Yohichiroh Sakuma Mgmt For For For
Staples, Inc. Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CINS R8413J103 05/19/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Notice of Meeting and Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Individuals to Check Mgmt For TNA N/A Minutes 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 9 Compensation Guidelines Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Corporate Assembly Fees Mgmt For TNA N/A 12 Election of Nominating Committee Mgmt For TNA N/A Member 13 Nominating Committee Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to Share Savings Plan 15 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 16 Amendments to Marketing Instructions Mgmt For TNA N/A 17 Amendments to Articles Mgmt For TNA N/A 18 Nomination Committee Guidelines Mgmt For TNA N/A 19 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Withdrawal from Canadian Oil Sands
Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against
Stella International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1836 CINS G84698102 05/06/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Jack CHIANG Jeh Chung Mgmt For Against Against 6 Elect Lawrence CHEN Li Ming Mgmt For For For 7 Elect NG Hak Kim Mgmt For For For 8 Elect Peter Bolliger Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Amendment to the Long Term Incentive Mgmt For Against Against Scheme
Strayer Education, Inc. Ticker Security ID: Meeting Date Meeting Status STRA CUSIP 863236105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Silberman Mgmt For For For 2 Elect David Coulter Mgmt For For For 3 Elect Charlotte Beason Mgmt For For For 4 Elect William Brock Mgmt For For For 5 Elect John Casteen III Mgmt For For For 6 Elect Robert Grusky Mgmt For For For 7 Elect Robert Johnson Mgmt For For For 8 Elect Todd Milano Mgmt For For For 9 Elect G. Thomas Waite, III Mgmt For For For 10 Elect J. David Wargo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2011 Equity Compensation Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Stroer Out-Of-Home Media AG Ticker Security ID: Meeting Date Meeting Status SAX CINS D8169G100 06/15/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Wolfgang Bornheim Mgmt For Against Against 10 Elect Peter Binkowska Mgmt For Against Against 11 Elect Dieter Keller Mgmt For For For 12 Supervisory Board Members' Fees Mgmt For For For
Stryker Corporation Ticker Security ID: Meeting Date Meeting Status SYK CUSIP 863667101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Cox, Jr. Mgmt For For For 1.2 Elect Srikant Datar Mgmt For For For 1.3 Elect Roch Doliveux Mgmt For For For 1.4 Elect Louis Francesconi Mgmt For For For 1.5 Elect Allan Golston Mgmt For For For 1.6 Elect Howard Lance Mgmt For For For 1.7 Elect Stephen MacMillan Mgmt For For For 1.8 Elect William Parfet Mgmt For For For 1.9 Elect Ronda Stryker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long-Term Incentive Plan Mgmt For For For 4 2011 Performance Incentive Award Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting
Sumitomo Metal Industries Limited Ticker Security ID: Meeting Date Meeting Status 5405 CINS J77669133 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiroshi Shimozuma Mgmt For For For 3 Elect Hiroshi Tomono Mgmt For For For 4 Elect Fumio Honbe Mgmt For For For 5 Elect Yasuyuki Tozaki Mgmt For For For 6 Elect Shuichiroh Kozuka Mgmt For For For 7 Elect Michiharu Takii Mgmt For For For 8 Elect Shinichi Miki Mgmt For For For 9 Elect Yoshitaka Hotta Mgmt For For For 10 Elect Kiyotaka Nogi Mgmt For For For 11 Elect Shinya Okuda Mgmt For For For
Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224107 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Benson Mgmt For Withhold Against 1.2 Elect Dominic D'Alessandro Mgmt For For For 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect Richard George Mgmt For For For 1.6 Elect Paul Haseldonckx Mgmt For For For 1.7 Elect John Huff Mgmt For For For 1.8 Elect Jacques Lamarre Mgmt For For For 1.9 Elect Brian MacNeill Mgmt For For For 1.10 Elect Maureen McCaw Mgmt For For For 1.11 Elect Michael O'Brien Mgmt For For For 1.12 Elect James Simpson Mgmt For For For 1.13 Elect Eira Thomas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Swedish Match AB Ticker Security ID: Meeting Date Meeting Status SWMA CINS W92277115 05/02/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Reduction in Share Capital Mgmt For For For 14 Bonus Issue Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Compensation Guidelines Mgmt For For For 17 Board Size Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nominating Committee Mgmt For For For 21 Instructions to Nominating Committee Mgmt For For For
Swiss Reinsurance Company Ticker Security ID: Meeting Date Meeting Status RUKN CINS H84046137 04/15/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits to Reserves Mgmt For TNA N/A 6 Allocation of Dividends from Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Elect Raymund Breu Mgmt For TNA N/A 9 Elect Mathis Cabiallavetta Mgmt For TNA N/A 10 Elect Raymond Ch'ien Mgmt For TNA N/A 11 Elect Rajna Gibson Brandon Mgmt For TNA N/A 12 Elect Hans Ulrich Maerki Mgmt For TNA N/A 13 Elect Renato Fassbind Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A 15 Reduction of Authorized Share Capital Mgmt For TNA N/A 16 Cancellation of Conditional Capital Mgmt For TNA N/A (Employee Participation) 17 Cancellation of Conditional Capital Mgmt For TNA N/A (Berkshire Hathaway) 18 Increase in Conditional Capital Mgmt For TNA N/A
Synnex Technology Ticker Security ID: Meeting Date Meeting Status 2347 CINS Y8344J109 06/10/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Procedural Rules: Mgmt For For For Endorsements/Guarantees and Capital Loans 11 Extraordinary motions Mgmt For Against Against
Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roxanne Austin Mgmt For For For 2 Elect Calvin Darden Mgmt For For For 3 Elect Mary Dillon Mgmt For For For 4 Elect James Johnson Mgmt For For For 5 Elect Mary Minnick Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Derica Rice Mgmt For For For 8 Elect Stephen Sanger Mgmt For For For 9 Elect Gregg Steinhafel Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Solomon Trujillo Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Long-Term Incentive Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation Benchmarking 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Electronic Waste
Teck Resources Limited Ticker Security ID: Meeting Date Meeting Status TCK CUSIP 878742204 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ichiro Abe Mgmt For For For 1.2 Elect Mayank Ashar Mgmt For For For 1.3 Elect J. Brian Aune Mgmt For For For 1.4 Elect Jalynn Bennett Mgmt For For For 1.5 Elect Hugh Bolton Mgmt For For For 1.6 Elect Felix Chee Mgmt For For For 1.7 Elect Jack Cockwell Mgmt For For For 1.8 Elect Norman Keevil Mgmt For For For 1.9 Elect Norman Keevil III Mgmt For For For 1.10 Elect Takashi Kuriyama Mgmt For For For 1.11 Elect Donald Lindsay Mgmt For For For 1.12 Elect Janice Rennie Mgmt For Withhold Against 1.13 Elect Warren Seyffert Mgmt For For For 1.14 Elect Christopher Thompson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For Against Against Compensation
Telefonica SA Ticker Security ID: Meeting Date Meeting Status TEF CUSIP 879382208 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends; Ratification of Board Acts 2 Special Dividend Mgmt For For For 3 Amend Articles 1, 6.2, 7, 14, 16.1, Mgmt For For For 17.4, 18.4, 31bis and 36 4 Amend Article 16 Mgmt For For For 5 Amend Article 26bis Mgmt For For For 6 Amend Articles 5, 8.1, 11 and 13.1 Mgmt For For For 7 Amend Article 14.1 Mgmt For For For 8 Elect Isidro Faine Casas Mgmt For Against Against 9 Elect Vitalino Manuel Nafria Aznar Mgmt For For For 10 Elect Julio Linares Lopez Mgmt For For For 11 Elect Sir David Arculus Mgmt For For For 12 Elect Carlos Colomer Casellas Mgmt For For For 13 Elect Peter Erskine Mgmt For For For 14 Elect Alfonso Ferrari Herrero Mgmt For Against Against 15 Elect Antonio Massanell Lavilla Mgmt For For For 16 Elect CHANG Xiaobing Mgmt For For For 17 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 18 Appointment of Auditor Mgmt For For For 19 Long Term Incentive Plan Mgmt For For For 20 Restricted Stock Plan Mgmt For For For 21 Share Matching Plan Mgmt For For For 22 Authority to Carry Out Formalities Mgmt For For For
Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/19/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Agenda Mgmt For TNA N/A 5 Election of Individuals to Check Mgmt For TNA N/A Minutes 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Compensation Guidelines Mgmt For TNA N/A 9 Cancellation of Shares Mgmt For TNA N/A 10 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 11 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to LTIP 12 Election of Corporate Assembly Mgmt For TNA N/A 13 Nomination Committee Mgmt For TNA N/A 14 Corporate Assembly Fees Mgmt For TNA N/A
Teliasonera AB Ticker Security ID: Meeting Date Meeting Status TLSN CINS W95890104 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of Chairman of the Board of Mgmt For For For Directors 18 Number of Auditors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Long-Term Incentive Program Mgmt For For For 26 Hedging Arrangement for LTIP Mgmt For For For 27 Authority to Reduce Share Capital Mgmt For For For 28 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Having the Swedish State as an Owner 29 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Current Human Resources Strategy 30 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Repeated Savings Obligations and the Company's Long-term Profitability 31 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Transfer of a Subsidiary 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A
Temple-Inland Inc. Ticker Security ID: Meeting Date Meeting Status TIN CUSIP 879868107 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Larry Faulkner Mgmt For For For 2 Elect Jeffrey Heller Mgmt For For For 3 Elect Doyle Simons Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Teradata Corporation Ticker Security ID: Meeting Date Meeting Status TDC CUSIP 88076W103103 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nancy E. Cooper Mgmt For For For 2 Elect David E. Kepler Mgmt For For For 3 Elect William S. Stavropoulos Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
The Bank of Nova Scotia Ticker Security ID: Meeting Date Meeting Status BNS CUSIP 064149107 04/05/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Brenneman Mgmt For For For 1.2 Elect C.J. Chen Mgmt For For For 1.3 Elect David Dodge Mgmt For For For 1.4 Elect N. Ashleigh Everett Mgmt For For For 1.5 Elect John Kerr Mgmt For For For 1.6 Elect Michael Kirby Mgmt For For For 1.7 Elect John Mayberry Mgmt For For For 1.8 Elect Thomas O'Neill Mgmt For For For 1.9 Elect Alexis E. Rovzar de la Torre Mgmt For For For 1.10 Elect Indira Samarasekera Mgmt For For For 1.11 Elect Allan Shaw Mgmt For For For 1.12 Elect Paul Sobey Mgmt For For For 1.13 Elect Barbara Thomas Mgmt For For For 1.14 Elect Richard Waugh Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendment to By-Law Regarding Mgmt For For For Director Retirement Age 4 Amendment to the Stock Option Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Shareholder Proposal Regarding Mgmt Against Against For Critical Mass of Women on Board 7 Shareholder Proposal Regarding Pay Mgmt Against Against For Ratios 8 Shareholder Proposal Regarding Mgmt Against Against For Abolition of Subsidiaries and Branches in Tax Havens 9 Shareholder Proposal Regarding Mgmt Against Against For Additional Information on the Comparison of Compensation with Peers 10 Shareholder Proposal Regarding Mgmt Against Against For Demonstration of Pay for Performance
The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For For For 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
The Charles Schwab Corporation Ticker Security ID: Meeting Date Meeting Status SCHW CUSIP 808513105 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Herringer Mgmt For For For 2 Elect Stephen McLin Mgmt For For For 3 Elect Charles Schwab Mgmt For For For 4 Elect Roger Walther Mgmt For For For 5 Elect Robert Wilson Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 11 Shareholder Proposal Regarding ShrHoldr Abstain For Against Declassification of the Board
The Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
The Gap, Inc. Ticker Security ID: Meeting Date Meeting Status GPS CUSIP 364760108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Bellamy Mgmt For For For 1.2 Elect Domenico De Sole Mgmt For For For 1.3 Elect Robert Fisher Mgmt For For For 1.4 Elect William Fisher Mgmt For For For 1.5 Elect Bob Martin Mgmt For For For 1.6 Elect Jorge Montoya Mgmt For For For 1.7 Elect Glenn Murphy Mgmt For For For 1.8 Elect Mayo Shattuck III Mgmt For For For 1.9 Elect Katherine Tsang Mgmt For For For 1.10 Elect Kneeland Youngblood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Restoration of Written Consent Mgmt For For For 15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CUMULATIVE VOTING 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Electioneering Expenditure
The Medicines Company Ticker Security ID: Meeting Date Meeting Status MDCO CUSIP 584688105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Clive Meanwell Mgmt For For For 1.3 Elect Elizabeth Wyatt Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
The Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A107 10/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Graber Mgmt For For For 1.2 Elect Emery Koenig Mgmt For For For 1.3 Elect Sergio Rial Mgmt For For For 1.4 Elect David Seaton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The NASDAQ OMX Group, Inc. Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Borje Ekholm Mgmt For For For 5 Elect Lon Gorman Mgmt For For For 6 Elect Robert Greifeld Mgmt For For For 7 Elect Glenn Hutchins Mgmt For For For 8 Elect Birgitta Kantola Mgmt For For For 9 Elect Essa Kazim Mgmt For For For 10 Elect John Markese Mgmt For For For 11 Elect Hans Nielsen Mgmt For For For 12 Elect Thomas O'Neill Mgmt For For For 13 Elect James Riepe Mgmt For For For 14 Elect Michael Splinter Mgmt For For For 15 Elect Lars Wedenborn Mgmt For For For 16 Elect Deborah Wince-Smith Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Kay James Mgmt For For For 5 Elect Richard Kelson Mgmt For For For 6 Elect Bruce Lindsay Mgmt For For For 7 Elect Anthony Massaro Mgmt For For For 8 Elect Jane Pepper Mgmt For For For 9 Elect James Rohr Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Lorene Steffes Mgmt For For For 12 Elect Dennis Strigl Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Elect George Walls, Jr. Mgmt For For For 15 Elect Helge Wehmeier Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2006 Incentive Mgmt For For For Award Plan 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
The Progressive Corporation Ticker Security ID: Meeting Date Meeting Status PGR CUSIP 743315103 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stuart Burgdoerfer Mgmt For For For 2 Elect Charles Davis Mgmt For For For 3 Amendment to Code of Regulations Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
The Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Amendments to Code of Regulations Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
The Walt Disney Company Ticker Security ID: Meeting Date Meeting Status DIS CUSIP 254687106 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Arnold Mgmt For Against Against 2 Elect John Bryson Mgmt For For For 3 Elect John Chen Mgmt For Against Against 4 Elect Judith Estrin Mgmt For For For 5 Elect Robert Iger Mgmt For For For 6 Elect Steven Jobs Mgmt For For For 7 Elect Fred Langhammer Mgmt For Against Against 8 Elect Aylwin Lewis Mgmt For Against Against 9 Elect Monica Lozano Mgmt For For For 10 Elect Robert Matschullat Mgmt For For For 11 Elect John Pepper, Jr. Mgmt For Against Against 12 Elect Sheryl Sandberg Mgmt For For For 13 Elect Orin Smith Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 2011 Stock Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 18 Shareholder Proposal Regarding One ShrHoldr Against Against For Test Performance Assessment
The Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hikmet Ersek Mgmt For For For 2 Elect Jack Greenberg Mgmt For For For 3 Elect Linda Levinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Thermo Fisher Scientific Inc. Ticker Security ID: Meeting Date Meeting Status TMO CUSIP 883556102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Lynch Mgmt For For For 2 Elect William Parrett Mgmt For For For 3 Elect Michael Porter Mgmt For For For 4 Elect Scott Sperling Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Thomson Reuters Corporation Ticker Security ID: Meeting Date Meeting Status TRI CUSIP 884903105 05/03/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Thomson Mgmt For For For 1.2 Elect W. Geoffrey Beattie Mgmt For For For 1.3 Elect Thomas Glocer Mgmt For For For 1.4 Elect Manvinder Banga Mgmt For For For 1.5 Elect Mary Cirillo Mgmt For For For 1.6 Elect Steven Denning Mgmt For For For 1.7 Elect Lawton Fitt Mgmt For For For 1.8 Elect Roger Martin Mgmt For For For 1.9 Elect Sir Deryck Maughan Mgmt For For For 1.10 Elect Kenneth Olisa Mgmt For For For 1.11 Elect Vance Opperman Mgmt For For For 1.12 Elect John Thompson Mgmt For For For 1.13 Elect Peter Thomson Mgmt For For For 1.14 Elect John Tory Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Tikkurilia oyj Ticker Security ID: Meeting Date Meeting Status TIK1V CINS X90959101 03/31/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Ratification of Board and Management Mgmt For For For Acts 10 Directors' Fees Mgmt For For For 11 Board Size Mgmt For For For 12 Election of Directors Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Nomination Committee Mgmt For For For 18 Charitable Donations Mgmt For For For 19 Conclusion of Meeting Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
TIM Participacoes SA Ticker Security ID: Meeting Date Meeting Status TCSL4 CUSIP 88706P106 06/22/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Conversion of Preferred Shares into Mgmt For For For Common Shares
Time Warner Cable Inc. Ticker Security ID: Meeting Date Meeting Status TWC CUSIP 88732J207 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carole Black Mgmt For For For 2 Elect Glenn Britt Mgmt For For For 3 Elect Thomas Castro Mgmt For For For 4 Elect David Chang Mgmt For For For 5 Elect James Copeland, Jr. Mgmt For For For 6 Elect Peter Haje Mgmt For For For 7 Elect Donna James Mgmt For For For 8 Elect Don Logan Mgmt For For For 9 Elect N.J. Nicholas, Jr. Mgmt For For For 10 Elect Wayne Pace Mgmt For For For 11 Elect Edward Shirley Mgmt For For For 12 Elect John Sununu Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Stock Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Time Warner Inc. Ticker Security ID: Meeting Date Meeting Status TWX CUSIP 887317303 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Barksdale Mgmt For For For 2 Elect William Barr Mgmt For For For 3 Elect Jeffrey Bewkes Mgmt For For For 4 Elect Stephen Bollenbach Mgmt For For For 5 Elect Frank Caufield Mgmt For For For 6 Elect Robert Clark Mgmt For For For 7 Elect Mathias Dopfner Mgmt For For For 8 Elect Jessica Einhorn Mgmt For For For 9 Elect Fred Hassan Mgmt For For For 10 Elect Michael Miles Mgmt For For For 11 Elect Kenneth Novack Mgmt For For For 12 Elect Paul Wachter Mgmt For For For 13 Elect Deborah Wright Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Elimination of Absolute Majority Mgmt For For For Voting Requirement 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Tivit Terceirizacao de Technologia e Servicos SA Ticker Security ID: Meeting Date Meeting Status TVIT3 CINS P9191U106 07/01/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Option Plan Mgmt For For For 4 Remuneration Policy Mgmt For For For
Tivit Terceirizacao de Technologia e Servicos SA Ticker Security ID: Meeting Date Meeting Status TVIT3 CINS P9191U106 07/01/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Delisting of Company from Novo Mgmt For Against Against Mercado 3 Appointment of Appraiser for Mgmt For For For Valuation of Shares 4 Non-Voting Meeting Note N/A N/A N/A N/A
Tivit Terceirizacao de Technologia e Servicos SA Ticker Security ID: Meeting Date Meeting Status TVIT3 CINS P9191U106 07/13/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 "Ratify the transaction for Mgmt N/A For N/A acquisition, by the Company, of quotas representative of the entirety of the share capital of expertise Consultoria E Treinament O EM Tecnologia Da Informacao E De Processos Ltda., from here onwards expertise, in accordance with the terms of the purchase and sale agreement signed between the Company and the owners of expertise, Homerose Busiani, Alexandre Magno Vasquez Mello E Expertise Tecnologia Em Desen Volvimento De Sistemas Ltda., on 05 MAY 2010, in accordance wit"
Tokai Rika Ticker Security ID: Meeting Date Meeting Status 6995 CINS J85968105 06/15/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Kiyoshi Kinoshita Mgmt For For For 4 Elect Yuhzoh Ushiyama Mgmt For For For 5 Elect Shigeru Katoh Mgmt For For For 6 Elect Kiyoshi Tsunekawa Mgmt For For For 7 Elect Makoto Gotoh Mgmt For For For 8 Elect Hitoshi Iwata Mgmt For For For 9 Elect Shohji Ishida Mgmt For For For 10 Elect Mineo Hattori Mgmt For For For 11 Elect Tadanao Hamamoto Mgmt For For For 12 Elect Hitoshi Hirano Mgmt For For For 13 Elect Mikihiro Mori Mgmt For For For 14 Elect Kenji Kawaguchi Mgmt For For For 15 Elect Hiroyuki Nakamura Mgmt For For For 16 Elect Tadashi Wakiya Mgmt For For For 17 Elect Masaharu Tanino Mgmt For For For 18 Elect Shinji Shirasaki Mgmt For For For 19 Elect Hiroshi Nishio Mgmt For For For 20 Elect Yuji Nishimura Mgmt For For For 21 Elect Kyohji Sasazu Mgmt For For For 22 Elect Masaki Horie Mgmt For For For 23 Bonus Mgmt For For For 24 Stock Option Plan Mgmt For For For 25 Stock Option Plan Mgmt For For For 26 Retirement Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s)
Tokyo Gas Co Limited Ticker Security ID: Meeting Date Meeting Status 9531 CINS J87000105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsunori Torihara Mgmt For For For 4 Elect Tsuyoshi Okamoto Mgmt For For For 5 Elect Shigeru Muraki Mgmt For For For 6 Elect Toshiyuki Kanisawa Mgmt For For For 7 Elect Tsutomuu Ohya Mgmt For For For 8 Elect Michiaki Hirose Mgmt For For For 9 Elect Mikio Itazawa Mgmt For For For 10 Elect Kazuo Yoshino Mgmt For For For 11 Elect Katsuhiko Honda Mgmt For For For 12 Elect Yukio Satoh Mgmt For For For 13 Elect Ryuichi Tomizawa Mgmt For For For 14 Elect Manabu Fukumoto Mgmt For For For
Toll Holdings Limited Ticker Security ID: Meeting Date Meeting Status TOL CINS Q9104H100 10/29/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Mark Smith Mgmt For For For 4 Re-elect Barry Cusack Mgmt For For For 5 Equity Grant (MD Paul Little) Mgmt For For For 6 Adopt New Constitution Mgmt For For For
Toyoda Gosei Co Ltd Ticker Security ID: Meeting Date Meeting Status 7282 CINS J91128108 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hajime Wakayama Mgmt For For For 3 Elect Tadashi Arashima Mgmt For For For 4 Elect Takayasu Hiramatsu Mgmt For For For 5 Elect Yuichi Shibui Mgmt For For For 6 Elect Takasuke Haruki Mgmt For For For 7 Elect Nobuyuki Shimizu Mgmt For For For 8 Elect Yoshiaki Takei Mgmt For For For 9 Elect Hiromi Ikehata Mgmt For For For 10 Elect Noboru Katoh Mgmt For For For 11 Elect Kuniyasu Itoh Mgmt For For For 12 Elect Nobuo Fujiwara Mgmt For For For 13 Elect Masayoshi Ichikawa Mgmt For For For 14 Elect Yukio Kawakita Mgmt For For For 15 Elect Kazumi Ohtake Mgmt For For For 16 Elect Kyoji Ikki Mgmt For For For 17 Elect Kanji Kumazawa Mgmt For For For 18 Elect Atsushi Sumida Mgmt For For For 19 Elect Daisuke Kobayashi Mgmt For For For 20 Elect Kinichi Nishikawa Mgmt For For For 21 Elect Tomonobu Yamada Mgmt For For For 22 Elect Shinichi Gotoh Mgmt For For For 23 Elect Yasushi Miyamoto Mgmt For For For 24 Elect Mitsuo Mori Mgmt For For For 25 Elect Shinichi Sasaki Mgmt For For For 26 Bonus Mgmt For Against Against 27 Retirement Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s)
Toyota Motor Corporation Ticker Security ID: Meeting Date Meeting Status 7203 CINS J92676113 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Fujio Choh Mgmt For For For 5 Elect Akio Toyoda Mgmt For For For 6 Elect Takeshi Uchiyamada Mgmt For For For 7 Elect Yukitoshi Funo Mgmt For For For 8 Elect Atsushi Niimi Mgmt For For For 9 Elect Shinichi Sasaki Mgmt For For For 10 Elect Satoshi Ozawa Mgmt For For For 11 Elect Nobuyori Kodaira Mgmt For For For 12 Elect Mamoru Furuhashi Mgmt For For For 13 Elect Takahiko Ijichi Mgmt For For For 14 Elect Yasumori Ihara Mgmt For For For 15 Elect Kunihiro Matsuo Mgmt For For For 16 Elect Yohko Wake Mgmt For For For 17 Elect Yohichiroh Ichimaru Mgmt For Against Against 18 Elect Masahiro Katoh Mgmt For Against Against 19 Directors' Fees Mgmt For For For 20 Bonus Mgmt For For For
Tractebel Energia SA Ticker Security ID: Meeting Date Meeting Status TBLE3 CINS P9208W103 04/05/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Budget Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Profit Sharing Mgmt For For For 8 Remuneration Policy Mgmt For Against Against 9 Election of Supervisory Board Mgmt For For For
Tractebel Energia SA Ticker Security ID: Meeting Date Meeting Status TBLE3 CINS P9208W103 10/19/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For For For 4 Protocol and Justification of the Mgmt For For For Merger 5 Ratification of Appointment of Mgmt For For For Appraiser
Tractebel Energia SA Ticker Security ID: Meeting Date Meeting Status TBLE3 CINS P9208W103 12/30/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Valuation Report Mgmt For For For 4 Merger of Energia America do Sul Mgmt For For For Ltda. 5 Authority to Carry Out Formalities Mgmt For For For
Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Transfer of Reserves Mgmt For For For 5 Amendment to Par Value Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Increase in Authorized Capital Mgmt For For For 8 Board Size Mgmt For For For 9 Elect Jagjeet Bindra Mgmt For For For 10 Elect Steve Lucas Mgmt For For For 11 Elect Tan Ek Kia Mgmt For For For 12 Elect Martin McNamara Mgmt For For For 13 Elect Ian Strachan Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Transocean Ltd. Ticker Security ID: Meeting Date Meeting Status RIG CUSIP H8817H100 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Transfer of Reserves Mgmt For For For 5 Amendment to Par Value Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Increase in Authorized Capital Mgmt For For For 8 Board Size Mgmt For For For 9 Elect Jagjeet Bindra Mgmt For For For 10 Elect Steve Lucas Mgmt For For For 11 Elect Tan Ek Kia Mgmt For For For 12 Elect Martin McNamara Mgmt For For For 13 Elect Ian Strachan Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Trinity Limited Ticker Security ID: Meeting Date Meeting Status 891 CINS G90624100 06/01/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect William FUNG Kwok Lun Mgmt For Against Against 6 Elect Sabrina FUNG Wing Yee Mgmt For For For 7 Elect Michael LEE Tze Hau Mgmt For For For 8 Elect Danny LAU Sai Wing Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
Turkiye Garanti Bankasi A.S. Ticker Security ID: Meeting Date Meeting Status GARAN CINS M4752S106 03/31/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Minutes Mgmt For TNA N/A 4 Reports Mgmt For TNA N/A 5 Accounts Mgmt For TNA N/A 6 Amendments to Articles Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Directors and Statutory Auditors' Mgmt For TNA N/A Fees 9 Charitable Donations Mgmt For TNA N/A 10 Related Party Transactions Mgmt For TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A
Turkiye Sinai Kalkinma Bankasi A.S. Ticker Security ID: Meeting Date Meeting Status TSKB CINS M8973M103 03/25/2011 Take No Action Meeting Type Country of Trade Special Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Opening; Election of Presiding Mgmt For TNA N/A Chairman 3 Reports Mgmt For TNA N/A 4 Ratification of Co-option of Board Mgmt For TNA N/A Member 5 Reports Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board and Statutory Mgmt For TNA N/A Auditors' Acts 8 Election of Statutory Auditors Mgmt For TNA N/A 9 Directors and Auditors' Fees Mgmt For TNA N/A 10 Disclosure Policy; Ethical Policy Mgmt For TNA N/A 11 Charitable Donations Mgmt For TNA N/A 12 Related Party Transactions Mgmt For TNA N/A
tw telecom inc. Ticker Security ID: Meeting Date Meeting Status TWTC CUSIP 87311L104 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Attorri Mgmt For For For 1.2 Elect Spencer Hays Mgmt For For For 1.3 Elect Larissa Herda Mgmt For For For 1.4 Elect Kevin Mooney Mgmt For For For 1.5 Elect Kirby Pickle Mgmt For For For 1.6 Elect Roscoe Young II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
UAL Corporation Ticker Security ID: Meeting Date Meeting Status UAUA CUSIP 902549807 09/17/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Amend Certificate of Incorporation Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Ube Industries Ltd Ticker Security ID: Meeting Date Meeting Status 4208 CINS J93796100 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiroaki Tamura Mgmt For For For 4 Elect Michio Takeshita Mgmt For For For 5 Elect Akinori Furukawa Mgmt For For For 6 Elect Makoto Umetsu Mgmt For For For 7 Elect Masato Izumihara Mgmt For For For 8 Elect Mitsutaka Motoda Mgmt For For For 9 Elect Shohji Noguchi Mgmt For For For 10 Elect Keisuke Fujioka Mgmt For For For 11 Elect Setsuroh Miyake Mgmt For For For 12 Elect Takeshi Iwabuchi Mgmt For Against Against 13 Elect Hitoshi Sugio Mgmt For Against Against 14 Election of Alternate Statutory Mgmt For For For Auditor(s) 15 Bonus Mgmt For Against Against
UBS AG Ticker Security ID: Meeting Date Meeting Status UBSN CINS H89231338 04/28/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Kaspar Villiger Mgmt For TNA N/A 8 Elect Michel Demare Mgmt For TNA N/A 9 Elect David Sidwell Mgmt For TNA N/A 10 Elect Rainer-Marc Frey Mgmt For TNA N/A 11 Elect Bruno Gehrig Mgmt For TNA N/A 12 Elect Ann Godbehere Mgmt For TNA N/A 13 Elect Axel Lehmann Mgmt For TNA N/A 14 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 15 Elect Helmut Panke Mgmt For TNA N/A 16 Elect William Parrett Mgmt For TNA N/A 17 Elect Joseph YAM Chi Kwong Mgmt For TNA N/A 18 Appointment of Auditor Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 03/31/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Director Term Mgmt For TNA N/A Lengths 4 Amendment Regarding Compensation and Mgmt For TNA N/A Nominating Committee 5 Amendments to Articles 34, 35, 36, Mgmt For TNA N/A 39, 40 and 42 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Authority to Amend Articles Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 04/28/2011 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt For TNA N/A 4 Presentation of Auditor Report Mgmt For TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor's Acts Mgmt For TNA N/A 8 Elect Evelyn du Monceau de Bergendal Mgmt For TNA N/A 9 Elect Arnoud de Pret Roose de Mgmt For TNA N/A Calesberg 10 Elect Jean-Pierre Kinet Mgmt For TNA N/A 11 Ratification of the Independence of Mgmt For TNA N/A Jean-Pierre Kinet 12 Elect Thomas Leysen Mgmt For TNA N/A 13 Ratification of the Independence of Mgmt For TNA N/A Thomas Leysen 14 Elect Gerhard Mayr Mgmt For TNA N/A 15 Ratification of the Independence of Mgmt For TNA N/A Gerhard Mayr 16 Elect Norman Ornstein Mgmt For TNA N/A 17 Ratification of the Independence of Mgmt For TNA N/A Norman Ornstein 18 Elect Bridget van Rijckevorsel Mgmt For TNA N/A 19 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 20 Change in Control Provision Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A
UCO Bank Limited Ticker Security ID: Meeting Date Meeting Status UCO CINS Y9035A100 03/17/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (Preferential Allotment to Promoters) 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
UCO Bank Limited Ticker Security ID: Meeting Date Meeting Status UCO CINS Y9035A100 07/12/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors Mgmt For For For
UGI Corporation Ticker Security ID: Meeting Date Meeting Status UGI CUSIP 902681105 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP 903914109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For For For 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
Unibail-Rodamco Ticker Security ID: Meeting Date Meeting Status UL CINS F95094110 04/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Distribution of Special Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Elect Yves Lyon-Caen Mgmt For For For 10 Elect Robert ter Haar Mgmt For For For 11 Elect Jose-Luis Duran Mgmt For For For 12 Elect Marella Moretti Mgmt For For For 13 Elect Herbert Schimetschek Mgmt For For For 14 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 15 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 16 Appointment of Alternate Auditor Mgmt For For For (Auditex) 17 Appointment of Alternate Auditor Mgmt For For For (BEAS) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority to Increase Share Issuance Mgmt For For For Limit 23 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 24 Authority to Increase Capital Under Mgmt For For For Employee Savings PLan 25 Authority to Grant Stock Options Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A
Union Bank Of India Limited Ticker Security ID: Meeting Date Meeting Status UNIONBANK CINS Y90885115 03/29/2011 Voted Meeting Type Country of Trade Special India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights (Preferential Allotment to Promoters) 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
Union Bank Of India Limited Ticker Security ID: Meeting Date Meeting Status UNIONBANK CINS Y90885115 06/29/2011 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For
Union Bank Of India Limited Ticker Security ID: Meeting Date Meeting Status UNIONBANK CINS Y90885115 07/02/2010 Voted Meeting Type Country of Trade Annual India Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For
United Continental Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UAL CUSIP 910047109 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kirbyjon Caldwell Mgmt For For For 1.2 Elect Carolyn Corvi Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect Jane Garvey Mgmt For For For 1.5 Elect Walter Isaacson Mgmt For For For 1.6 Elect Henry Meyer III Mgmt For For For 1.7 Elect Oscar Munoz Mgmt For For For 1.8 Elect James O'Connor Mgmt For For For 1.9 Elect Laurence Simmons Mgmt For For For 1.10 Elect Jeffery Smisek Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect David Vitale Mgmt For For For 1.13 Elect John Walker Mgmt For For For 1.14 Elect Charles Yamarone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Michael Burns Mgmt For For For 3 Elect D. Scott Davis Mgmt For For For 4 Elect Stuart Eizenstat Mgmt For For For 5 Elect Michael Eskew Mgmt For For For 6 Elect William Johnson Mgmt For For For 7 Elect Ann Livermore Mgmt For For For 8 Elect Rudy Markham Mgmt For For For 9 Elect Clark Randt, Jr. Mgmt For For For 10 Elect John Thompson Mgmt For For For 11 Elect Carol Tome Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against
United Technologies Corporation Ticker Security ID: Meeting Date Meeting Status UTX CUSIP 913017109 04/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Louis Chenevert Mgmt For For For 2 Elect John Faraci Mgmt For For For 3 Elect Jean-Pierre Garnier Mgmt For For For 4 Elect Jamie Gorelick Mgmt For For For 5 Elect Edward Kangas Mgmt For For For 6 Elect Ellen Kullman Mgmt For For For 7 Elect Charles Lee Mgmt For For For 8 Elect Richard McCormick Mgmt For For For 9 Elect Harold McGraw III Mgmt For For For 10 Elect Richard Myers Mgmt For For For 11 Elect H. Patrick Swygert Mgmt For For For 12 Elect Andre Villeneuve Mgmt For For For 13 Elect Christine Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt For 3 Years N/A Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares
UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Mgmt For For For Purchase Plan 15 Ratification of Auditor Mgmt For For For
Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Scheme Mgmt For For For 2011 8 Ratification of Auditor Mgmt For For For
Uranium Participation Corporation Ticker Security ID: Meeting Date Meeting Status U CUSIP 917017105 06/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Bennett Mgmt For For For 1.2 Elect Jeff Kennedy Mgmt For For For 1.3 Elect Garth MacRae Mgmt For For For 1.4 Elect Richard McCoy Mgmt For For For 1.5 Elect Kelvin Williams Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Vale SA Ticker Security ID: Meeting Date Meeting Status VALE5 CUSIP 91912E105 04/19/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends and Mgmt For For For Capital Expenditure Budget 3 Election of Directors Mgmt For Against Against 4 Election of Supervisory Council Mgmt For For For 5 Remuneration Policy Mgmt For Against Against 6 Capitalization of Reserves Mgmt For For For
Valeant Pharmaceuticals International Ticker Security ID: Meeting Date Meeting Status VRX CUSIP 91911X104 09/27/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
VanceInfo Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status VIT CUSIP 921564100 11/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect Samuelson Young Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Ratification of Financial Statements Mgmt For For For 6 Ratification of Board Acts Mgmt For For For
VANTAGE DRILLING COMPANY Ticker Security ID: Meeting Date Meeting Status VTG CUSIP G93205113 11/30/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Common Stock Mgmt For Against Against 2 Elect Paul Bragg Mgmt For For For 3 Elect George Esaka Mgmt For For For 4 Elect Jorge Estrada Mgmt For For For 5 Elect Robert Grantham Mgmt For For For 6 Elect Marcelo Guiscardo Mgmt For For For 7 Elect Ong Tian Khiam Mgmt For For For 8 Elect John O'Leary Mgmt For For For 9 Elect Hsin-Chi Su Mgmt For Against Against 10 Elect Steinar Thomassen Mgmt For For For 11 Increase of Authorized Common Stock Mgmt For Against Against 12 Amendment to the 2007 Long-Term Mgmt For For For Incentive Compensation Plan 13 Ratification of Auditor Mgmt For For For
Vedanta Resources PLC Ticker Security ID: Meeting Date Meeting Status VED CINS G9328D100 07/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Naresh Chandra Mgmt For For For 5 Elect Euan Macdonald Mgmt For For For 6 Elect Aman Mehta Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Settle Convertible Mgmt For For For Bonds with Ordinary Shares 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Adoption of New Articles Mgmt For For For 15 Reduction in Share Premium Account Mgmt For For For
VeriSign, Inc. Ticker Security ID: Meeting Date Meeting Status VRSN CUSIP 92343E102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect D. James Bidzos Mgmt For For For 2 Elect William Chenevich Mgmt For For For 3 Elect Kathleen Cote Mgmt For For For 4 Elect Mark McLaughlin Mgmt For For For 5 Elect Roger Moore Mgmt For For For 6 Elect John Roach Mgmt For For For 7 Elect Louis Simpson Mgmt For For For 8 Elect Timothy Tomlinson Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For
Vertex Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP 92532F100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Verwaltungs-und Privat-bank AG Ticker Security ID: Meeting Date Meeting Status VPB CINS H91164162 04/29/2011 Voted Meeting Type Country of Trade Annual Liechtenstein Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board, Management Mgmt For For For and Auditors' Acts 4 Elect Walo Frischknecht Mgmt For For For 5 Elect Daniel Sigg Mgmt For For For 6 Elect Teodoro Cocca Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Transaction of Other Business Mgmt For Against Against
VimpelCom Ltd. Ticker Security ID: Meeting Date Meeting Status VIP CUSIP 92719A106 03/17/2011 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt N/A TNA N/A 2 Increase in Authorized Share Capital Mgmt N/A TNA N/A
VimpelCom Ltd. Ticker Security ID: Meeting Date Meeting Status VIP CUSIP 92719A106 03/17/2011 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Increase in Authorized Share Capital Mgmt For For For
VimpelCom Ltd. Ticker Security ID: Meeting Date Meeting Status VIP CUSIP 92719A106 06/28/2011 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hans Peter Kohlhammer Mgmt For For For 2 Elect Augie Fabela Mgmt For For For 3 Elect Leonid Novoselsky Mgmt For For For 4 Elect Mikhail Fridman Mgmt For For For 5 Elect Kjell Johnsen Mgmt For For For 6 Elect Oleg Malis Mgmt For For For 7 Elect Alexey Reznikovich Mgmt For For For 8 Elect Ole Bjorn Sjulstad Mgmt For For For 9 Elect Jan Thygesen Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Extension of Reporting Period Mgmt For For For 12 Director Independence Classification Mgmt For For For
Vinci Ticker Security ID: Meeting Date Meeting Status DG CINS F5879X108 05/02/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Pascale Sourisse Mgmt For For For 8 Elect Robert Castaigne Mgmt For For For 9 Elect Jean-Bernard Levy Mgmt For For For 10 Elect Elisabeth Boyer Mgmt For For For 11 Elect Gerard Duez Mgmt For For For 12 Elect Jacques Francon Mgmt For For For 13 Elect Bernhard Klemm Mgmt For For For 14 Elect Bernard Chabalier Mgmt For For For 15 Elect Jean-Luc Lebouil Mgmt For For For 16 Elect Denis Marchal Mgmt For For For 17 Elect Rolland Sabatier Mgmt For For For 18 Elect Pascal Taccoen Mgmt For For For 19 Elect Cosimo Lupo Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Authority to Cancel Shares and Mgmt For For For Reduce Capital 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 25 Authority to Issue Convertible Bonds Mgmt For For For w/o Preemptive Rights 26 Authority to Issue Convertible Mgmt For For For Securities w/o Preemptive Rights 27 Authority to Increase Share Issuance Mgmt For For For Limit 28 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 29 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 30 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 31 Authority to Grant Stock Options Mgmt For For For 32 Authority to Carry Out Formalities Mgmt For For For 33 Non-Voting Meeting Note N/A N/A N/A N/A
Virgin Media Inc. Ticker Security ID: Meeting Date Meeting Status VMED CUSIP 92769L101 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Chiddix Mgmt For For For 1.2 Elect William Huff Mgmt For For For 1.3 Elect James Mooney Mgmt For For For 1.4 Elect John Rigsby Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Visa Inc. Ticker Security ID: Meeting Date Meeting Status V CUSIP 92826C839 01/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3.1 Elect Gary Coughlan Mgmt For For For 3.2 Elect Mary Cranston Mgmt For For For 3.3 Elect Francisco Javier Mgmt For For For Fernandez-Carbajal 3.4 Elect Robert Matschullat Mgmt For For For 3.5 Elect Cathy Minehan Mgmt For For For 3.6 Elect Suzanne Johnson Mgmt For For For 3.7 Elect David Pang Mgmt For For For 3.8 Elect Joseph Saunders Mgmt For For For 3.9 Elect William Shanahan Mgmt For For For 3.10 Elect John Swainson Mgmt For For For 3.11 Elect Suzanne Johnson Mgmt For For For 3.12 Elect Joseph Saunders Mgmt For For For 3.13 Elect John Swainson Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt For 3 Years N/A Executive Compensation 6 Amendment to the Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Vitran Corporation Inc. Ticker Security ID: Meeting Date Meeting Status VTNC CUSIP 92850E107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard McGraw Mgmt For For For 1.2 Elect Richard Gaetz Mgmt For For For 1.3 Elect William Deluce Mgmt For For For 1.4 Elect Anthony Griffiths Mgmt For For For 1.5 Elect John Gossling Mgmt For For For 1.6 Elect Georges Hebert Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Vivendi SA Ticker Security ID: Meeting Date Meeting Status VIV CINS F97982106 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Jean-Yves Charlier Mgmt For For For 9 Elect Henri Lachmann Mgmt For Against Against 10 Elect Pierre Rodocanachi Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Appointment of Alternate Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Grant Stock Options Mgmt For For For 16 Authority to Issue Restricted Shares Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 21 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 22 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan for Employees Abroad 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Amendment Regarding Censors Mgmt For For For 25 Authority to Carry Out Formalities Mgmt For For For
VMware, Inc. Ticker Security ID: Meeting Date Meeting Status VMW CUSIP 928563402 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Renee James Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Vodafone Group PLC Ticker Security ID: Meeting Date Meeting Status VOD CINS G93882135 07/27/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect John R. H. Bond Mgmt For For For 3 Elect John Buchanan Mgmt For For For 4 Elect Vittorio Colao Mgmt For For For 5 Elect Michel Combes Mgmt For For For 6 Elect Andy Halford Mgmt For For For 7 Elect Steve Pusey Mgmt For For For 8 Elect Alan Jebson Mgmt For For For 9 Elect Samuel Jonah Mgmt For For For 10 Elect Nick Land Mgmt For For For 11 Elect Anne Lauvergeon Mgmt For For For 12 Elect Luc Vandevelde Mgmt For For For 13 Elect Anthony Watson Mgmt For For For 14 Elect Philip Yea Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Directors' Remuneration Report Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Adoption of New Articles Mgmt For For For 23 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 24 Share Incentive Plan Renewal Mgmt For For For
Watson Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status WPI CUSIP 942683103 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Fedida Mgmt For For For 2 Elect Albert Hummel Mgmt For For For 3 Elect Catherine Klema Mgmt For For For 4 Elect Anthony Tabatznik Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Amendment to the 2001 Incentive Mgmt For For For Award Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For
WellCare Health Plans, Inc. Ticker Security ID: Meeting Date Meeting Status WCG CUSIP 94946T106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Berg Mgmt For For For 2 Elect Carol Burt Mgmt For For For 3 Elect Alec Cunningham Mgmt For For For 4 Elect David Gallitano Mgmt For For For 5 Elect D. Robert Graham Mgmt For For For 6 Elect Kevin Hickey Mgmt For For For 7 Elect Christian Michalik Mgmt For For For 8 Elect Glenn Steele, Jr. Mgmt For For For 9 Elect William Trubeck Mgmt For For For 10 Elect Paul Weaver Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
WellPoint, Inc. Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Angela Braly Mgmt For For For 2 Elect Warren Jobe Mgmt For For For 3 Elect William Mays Mgmt For For For 4 Elect William Ryan Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors 7 Elimination of Supermajority Mgmt For For For Requirement for Certain Business Combinations 8 Amendments Removing Certain Mgmt For For For Restrictions on Ownership of Shares 9 Amendments Deleting Certain Obsolete Mgmt For For For Provisions 10 Amendments Deleting Certain Obsolete Mgmt For For For Provisions and Making Conforming Changes 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding ShrHoldr Against Against For Conversion to Nonprofit Status 14 Shareholder Proposal Regarding ShrHoldr Against Against For Reincorporation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Wesco International, Inc. Ticker Security ID: Meeting Date Meeting Status WCC CUSIP 95082P105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Miles, Jr. Mgmt For For For 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Westfield Group Ticker Security ID: Meeting Date Meeting Status WDC CINS Q97062105 05/25/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For Against Against 3 Re-elect Roy Furman Mgmt For For For 4 Re-elect Stephen Johns Mgmt For Against Against 5 Re-elect Steven Lowy Mgmt For For For 6 Re-elect Brian Schwartz Mgmt For For For 7 Elect Peter Allen Mgmt For Against Against 8 Elect Ilana Atlas Mgmt For For For 9 Increase NEDs' Fee Cap Mgmt For For For 10 Amend the Constitution - Dividends Mgmt For For For
Whiting Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status WLL CUSIP 966387102 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Wolters Kluwer Nv Ticker Security ID: Meeting Date Meeting Status WKL CINS ADPV09931 04/27/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Executive Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Elect Bruno Angelici Mgmt For For For 10 Elect Jack J. Lynch Jr. Mgmt For For For 11 Supervisory Board Fees Mgmt For For For 12 Amendment to the Long Term Incentive Mgmt For For For Plan 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A
Woolworths Limited Ticker Security ID: Meeting Date Meeting Status WOW CINS Q98418108 11/18/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Elect Carla (Jayne) Hrdlicka Mgmt For For For 5 Elect Stephen Mayne Mgmt Against Against For 6 Re-elect Ian Macfarlane Mgmt For For For 7 Renew Long Term Incentive Plan Mgmt For For For 8 Amendments to the Constitution Mgmt For For For 9 Increase NEDs' Fee Cap Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
WPP Plc Ticker Security ID: Meeting Date Meeting Status WPP CINS G9787K108 06/02/2011 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Advisory Vote on Corporate Mgmt For For For Responsibility Report 4 Amendment to Articles Regarding Mgmt For For For Annual Reelection of Directors 5 Elect Ruigang Li Mgmt For For For 6 Elect Sol Trujillo Mgmt For For For 7 Elect Colin Day Mgmt For For For 8 Elect Esther Dyson Mgmt For For For 9 Elect Orit Gadiesh Mgmt For For For 10 Elect Philip Lader Mgmt For For For 11 Elect Stanley Morten Mgmt For For For 12 Elect Koichiro Naganuma Mgmt For Against Against 13 Elect Lubna Olayan Mgmt For For For 14 Elect John Quelch Mgmt For For For 15 Elect Mark Read Mgmt For For For 16 Elect Paul Richardson Mgmt For For For 17 Elect Jeffrey Rosen Mgmt For For For 18 Elect Timothy Shriver Mgmt For For For 19 Elect Sir Martin Sorrell Mgmt For For For 20 Elect Paul Spencer Mgmt For For For 21 Appointment of Auditor and Authority Mgmt For For For to Set Fees 22 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 23 Directors' Fees Mgmt For For For 24 Scrip Dividend Mgmt For For For 25 Authority to Repurchase Shares Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
WPP PLC Ticker Security ID: Meeting Date Meeting Status WPP CINS G9787K108 11/24/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 "Authority to Defer 2004 Leadership Mgmt For For For Equity Acquisition Plan (""""LEAP"""") Awards (UK Portion)" 2 Authority to Defer 2004 LEAP Awards Mgmt For For For (US Portion) 3 Authority to Defer 2004 LEAP Awards Mgmt For For For (UK Portion) 4 Authority to Defer 2004 LEAP Awards Mgmt For For For 5 Authority to Defer 2004 LEAP III Mgmt For For For Awards 6 Authority to Defer Deferred Stock Mgmt For For For Unit Awards
Xcel Energy Inc. Ticker Security ID: Meeting Date Meeting Status XEL CUSIP 98389B100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect Richard Davis Mgmt For For For 3 Elect Benjamin Fowke III Mgmt For For For 4 Elect Richard Kelly Mgmt For For For 5 Elect Albert Moreno Mgmt For For For 6 Elect Christopher Policinski Mgmt For For For 7 Elect A. Patricia Sampson Mgmt For For For 8 Elect James Sheppard Mgmt For For For 9 Elect David Westerlund Mgmt For For For 10 Elect Kim Williams Mgmt For For For 11 Elect Timothy Wolf Mgmt For For For 12 Amendment to the Non-Employee Mgmt For For For Directors' Stock Equivalent Plan 13 Elimination of Cumulative Voting Mgmt For For For 14 Amendments to Articles of Mgmt For For For Incorporation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Ratification of Auditor Mgmt For For For
Xingda International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 1899 CINS G9827V106 05/27/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect LIU Xiang Mgmt For For For 6 Elect Louis KOO Fook Sun Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Repurchased Shares Mgmt For For For
Xstrata Plc Ticker Security ID: Meeting Date Meeting Status XTA CINS G9826T102 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Mick Davis Mgmt For For For 5 Elect Con Fauconnier Mgmt For For For 6 Elect Ivan Glasenberg Mgmt For For For 7 Elect Peter Hooley Mgmt For For For 8 Elect Claude Lamoureux Mgmt For For For 9 Elect Trevor Reid Mgmt For For For 10 Elect Sir Steve Robson Mgmt For For For 11 Elect David Rough Mgmt For For For 12 Elect Ian Strachan Mgmt For For For 13 Elect Santiago Zaldumbide Mgmt For For For 14 Elect John Bond Mgmt For For For 15 Elect Aristotelis Mistakidis Mgmt For For For 16 Elect Tor Peterson Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days
YPF Ticker Security ID: Meeting Date Meeting Status YPF CUSIP 984245100 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 APPOINTMENT OF TWO SHAREHOLDERS TO Mgmt N/A Against N/A SIGN THE MINUTES OF THE MEETING. 2 "SUBMIT FOR CONSIDERATION THE ANNUAL Mgmt N/A Against N/A REPORT, INVENTORY, BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY AND STATEMENT OF CASH FLOW, WITH THEIR NOTES, CHARTS, EXHIBITS AND RELATED DOCUMENTS, AND THE REPORT OF THE SUPERVISORY COMMITTEE, CORRESPONDING TO FISCAL YEAR N0 34 BEGAN ON JANUARY 1, 2010 AND ENDED ON DECEMBER 31,2010" 3 APPROVAL OF THE MANAGEMENT OF THE Mgmt N/A Against N/A BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE DURING THE FISCAL YEAR BEGINNING ON JANUARY 1, 2010 AND ENDED ON DECEMBER 31, 2010. 4 USE OF PROFITS ACCUMULATED AS OF Mgmt N/A Against N/A DECEMBER 31, 2010. DECLARATION OF DIVIDENDS. 5 "REMUNERATION OF THE BOARD OF Mgmt N/A Against N/A DIRECTORS FOR THE FISCAL YEAR ENDED ON DECEMBER 31,2010" 6 "REMUNERATION OF THE SUPERVISORY Mgmt N/A Against N/A COMMITTEE FOR THE FISCAL YEAR ENDED ON DECEMBER 31,2010" 7 APPOINTMENT OF ONE REGULAR AND ONE Mgmt N/A Against N/A ALTERNATE DIRECTOR FOR CLASS A SHARES AND SIXTEEN REGULAR AND UP TO THE SAME NUMBER OF ALTERNATE DIRECTORS FOR CLASS D. 8 APPOINTMENT OF ONE REGULAR MEMBER OF Mgmt N/A Against N/A THE SUPERVISORY COMMITTEE AND ONE ALTERNATE MEMBER FOR CLASS A AND FOUR MEMBERS AND FOUR ALTERNATE MEMBERS FOR CLASS D SHARES. 9 TO FIX THE FEES TO BE RECEIVED BY Mgmt N/A Against N/A THE DIRECTORS AND MEMBERS OF THE SUPERVISORY COMMITTEE DURING THE FISCAL YEAR BEGINNING ON JANUARY 1, 2011. 10 REMUNERATION OF THE INDEPENDENT Mgmt N/A Against N/A AUDITOR FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2010. 11 APPOINTMENT OF THE INDEPENDENT Mgmt N/A Against N/A AUDITOR WHO SHALL REPORT ON THE ANNUAL ACCOUNTING DOCUMENTATION AS OF DECEMBER 31, 2011 AND TO FIX HIS REMUNERATION. 12 "DELEGATION TO THE BOARD OF THE Mgmt N/A Against N/A FACULTIES TO STATE THE TERMS AND CONDITIONS OF THE NEGOTIABLE OBLIGATIONS NON CONVERTIBLES IN SHARES ISSUED OR TO BE ISSUED UNDER THE PROGRAM OF UP TO US$ 1,0,0,000 NOMINAL VALUE OR ITS EQUIVALENT IN OTHER CURRENCIES AUTHORIZED BY RESOLUTION NO 15,896 DATED ON JUNE 5, 2008 BY THE NATIONAL SECURITIES COMMISSION. AUTHORIZATION TO BOARDS SUB DELEGATION."
Zhejiang Expressway Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 576 CINS Y9891F102 05/09/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisor's Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Final Accounts and Financial Budget Mgmt For For For 8 Appointment of Hong Kong Auditor and Mgmt For For For Authority to Set Fees 9 Appointment of PRC Auditor and Mgmt For For For Authority to Set Fees
Zhongpin, Inc. Ticker Security ID: Meeting Date Meeting Status HOGS CUSIP 98952K107 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Xianfu Zhu Mgmt For For For 1.2 Elect Baoke Ben Mgmt For For For 1.3 Elect Min Chen Mgmt For For For 1.4 Elect Raymond Leal Mgmt For For For 1.5 Elect Yaoguo Pan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Zodiac Aerospace SA Ticker Security ID: Meeting Date Meeting Status ZC CINS F98947108 01/10/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Supervisory Board and Management Board Acts; Approval of Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports; Mgmt For For For Ratification of Supervisory Board and Management Board Acts 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For (Previously Approved) 8 Severance Package and Non-Compete Mgmt For For For Clause (Olivier Zarrouati) 9 Authority to Repurchase Shares Mgmt For For For 10 Elect Marc Schelcher Mgmt For Against Against 11 Elect Laure Hauseux Mgmt For For For 12 Elect Vincent Gerondeau Mgmt For For For 13 Elect Francois Calvarin Mgmt For For For 14 Replacement of Alternate Auditor Mgmt For For For 15 Relocation of Corporate Headquarters Mgmt For For For 16 Supervisory Board Members' Fees Mgmt For For For 17 Authority to Cancel Shares and Mgmt For For For Reduce Capital 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Capital Mgmt For For For Through Capitalizations 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 22 Authority to Increase Share Issuance Mgmt For Against Against Limit 23 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 24 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 25 Authority to Grant Stock Options Mgmt For For For 26 Authority to Issue Restricted Stock Mgmt For For For 27 Authority to Issue Shares Under Mgmt For For For Employee Savings Plan 28 Amendment Regarding Authority to Mgmt For For For Change the Share Capital 29 Amendment Regarding Transmission of Mgmt For For For Company Shares 30 Amendment Regarding Shareholder Mgmt For Against Against Disclosure Requirements 31 Amendment Regarding Convening of Mgmt For For For Management Board Meeting 32 Amendment Regarding Related Party Mgmt For For For Transactions 33 Amendment Regarding Shareholder Mgmt For For For Communication 34 Amendment Regarding Quorum and Mgmt For For For Majority Requirements 35 Amendment Regarding Authority to Mgmt For For For Amend the Articles of Association 36 Authority to Carry Out Formalities Mgmt For For For 37 Non-Voting Meeting Note N/A N/A N/A N/A
ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 763 CINS Y0004F105 09/10/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Investment in a Production and Mgmt For For For Research and Development Training Base Project in the Heyuan Hi-tech Zone and the Execution of the Relevant Investment Contract 3 Application for Investment Limits in Mgmt For For For Foreign Exchange Derivative Products for Value-Protection
ZTE Corporation Ticker Security ID: Meeting Date Meeting Status 763 CINS Y0004F105 11/30/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Establishment of ZTE Finance Co., Ltd Mgmt For For For 3 Increase in Liability Insurance Mgmt For For For 4 Non-Voting Meeting Note N/A N/A N/A N/A
The Hartford Growth Allocation Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford High Yield Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Inflation Plus Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford International Growth Fund Investment Company Report 07/01/10 - 06/30/11 AAC Acoustic Technologies Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status 2018 CINS G2953L109 05/21/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Richard MOK Joe Kuen Mgmt For For For 6 Elect Ingrid WU Chunyuan Mgmt For For For 7 Elect KOH Boon Hwee Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Change in Company Name Mgmt For For For
Aberdeen Asset Management plc Ticker Security ID: Meeting Date Meeting Status ADN CINS G00434111 01/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Elect Roger Cornick Mgmt For For For 5 Elect Anita Frew Mgmt For For For 6 Elect Gerhard Fusenig Mgmt For For For 7 Elect Martin Gilbert Mgmt For For For 8 Elect Andrew Laing Mgmt For For For 9 Elect Kenichi Miyanaga Mgmt For For For 10 Elect Bill Rattray Mgmt For For For 11 Elect Sir Malcolm Rifkind Mgmt For For For 12 Elect Simon Troughton Mgmt For For For 13 Elect Giles Weaver Mgmt For For For 14 Elect Jim Pettigrew Mgmt For For For 15 Directors' Remuneration Report Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Authority to Repurchase Shares Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authorisation of Political Donations Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A
Adidas AG Ticker Security ID: Meeting Date Meeting Status ADS CINS D0066B185 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Increase in Authorized Capital Mgmt For For For 9 Appointment of Auditor Mgmt For For For
Admiral Group plc Ticker Security ID: Meeting Date Meeting Status ADM CINS G0110T106 05/06/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Colin Holmes Mgmt For For For 5 Elect Alastair Lyons Mgmt For For For 6 Elect Henry Engelhardt Mgmt For For For 7 Elect David Stevens Mgmt For For For 8 Elect Kevin Chidwick Mgmt For For For 9 Elect Martin Jackson Mgmt For For For 10 Elect Keith James Mgmt For For For 11 Elect Margaret Johnson Mgmt For For For 12 Elect Lucy Kellaway Mgmt For For For 13 Elect John Sussens Mgmt For For For 14 Elect Manfred Aldag Mgmt For Against Against 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Agrium Inc. Ticker Security ID: Meeting Date Meeting Status AGU CUSIP 008916108 05/10/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Cunningham Mgmt For For For 1.2 Elect Russel Girling Mgmt For For For 1.3 Elect Susan Henry Mgmt For For For 1.4 Elect Russell Horner Mgmt For For For 1.5 Elect David Lesar Mgmt For For For 1.6 Elect John Lowe Mgmt For For For 1.7 Elect A. Anne McLellan Mgmt For For For 1.8 Elect Derek Pannell Mgmt For For For 1.9 Elect Frank Proto Mgmt For For For 1.10 Elect Michael Wilson Mgmt For For For 1.11 Elect Victor Zaleschuk Mgmt For For For 2 Appointment of Auditor Mgmt For For For
Alcatel-Lucent Ticker Security ID: Meeting Date Meeting Status ALU CINS F0191J101 05/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Daniel Bernard Mgmt For For For 8 Elect Frank Blount Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Cancel Shares and Mgmt For For For Reduce Capital 12 Amendments to Articles Mgmt For For For 13 Authority to Carry Out Formalities Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Almacenes Exito S.A. Ticker Security ID: Meeting Date Meeting Status EXITO CINS P3782F107 03/18/2011 Voted Meeting Type Country of Trade Special Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Quorum Mgmt Abstain Abstain For 2 Agenda Mgmt Abstain Abstain For 3 Election of Meeting Delegates Mgmt Abstain Abstain For 4 Report of the Board and CEO Mgmt Abstain Abstain For 5 Presentation of Accounts and Reports Mgmt Abstain For Against 6 Report of the Auditor Mgmt Abstain For Against 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Charitable Donations Mgmt For Against Against 10 Amendment to Allocations of Capital Mgmt For Against Against Reserve 11 Transaction of Other Business Mgmt For Against Against
America Movil SAB de CV Ticker Security ID: Meeting Date Meeting Status AMX CUSIP 02364W105 04/27/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Series L) Mgmt For Against Against 2 Election of Meeting Delegates Mgmt For For For
Andritz AG Ticker Security ID: Meeting Date Meeting Status ANDR CINS A11123105 03/29/2011 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Supervisory Board Members' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Klaus Ritter Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority Issue Repurchased Shares Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A
Antofagasta plc Ticker Security ID: Meeting Date Meeting Status CINS G0398N128 06/08/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Jean-Paul Luksic Mgmt For For For 5 Elect Charles Bailey Mgmt For For For 6 Elect Gonzalo Menendez Duque Mgmt For For For 7 Elect Ramon Jara Mgmt For For For 8 Elect Guillermo Luksic Craig Mgmt For Against Against 9 Elect Juan Claro Mgmt For For For 10 Elect William Hayes Mgmt For For For 11 Elect Hugo Dryland Mgmt For For For 12 Elect Timothy Baker Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
ARM Holdings plc Ticker Security ID: Meeting Date Meeting Status ARM CINS G0483X122 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Director's Remuneration Report Mgmt For For For 4 Elect Larry Hirst Mgmt For For For 5 Elect Janice Roberts Mgmt For For For 6 Elect Andy Green Mgmt For For For 7 Elect Doug Dunn Mgmt For For For 8 Elect Warren East Mgmt For For For 9 Elect Tudor Brown Mgmt For For For 10 Elect Mike Inglis Mgmt For For For 11 Elect Mike Muller Mgmt For For For 12 Elect Kathleen O'Donovan Mgmt For For For 13 Elect Philip Rowley Mgmt For For For 14 Elect Tim Score Mgmt For For For 15 Elect Simon Segars Mgmt For For For 16 Elect Young Sohn Mgmt For For For 17 Appointment of Auditor Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authority to Repurchase Shares Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A 27 Authority to Set General Meeting Mgmt For For For Period to 14 Days
AsiaInfo-Linkage, Inc. Ticker Security ID: Meeting Date Meeting Status ASIA CUSIP 04518A104 09/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steve Zhang Mgmt For For For 1.2 Elect Thomas J. Manning Mgmt For For For 1.3 Elect Sean Shao Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Assa Abloy AB Ticker Security ID: Meeting Date Meeting Status ASSA-B CINS W0817X105 04/29/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Authority to Repurchase and Issue Mgmt For For For Shares 23 2011 Long-Term Incentive Plan Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CINS G0593M107 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Atos Origin SA Ticker Security ID: Meeting Date Meeting Status ATO CINS F06116101 06/01/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Elect Colette Neuville as Censor Mgmt For For For 10 Relocation of Company Headquarters Mgmt For For For 11 Authority to Cancel Shares and Mgmt For For For Reduce Capital 12 Authority to Carry Out Formalities Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
AXA S.A. Ticker Security ID: Meeting Date Meeting Status AXA CINS F06106102 04/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For Against Against 8 Elect Jean-Martin Folz Mgmt For For For 9 Elect Giuseppe Mussari Mgmt For For For 10 Elect Marcus Schenck Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placements; Authority to Issue Debt Instruments 16 Authority to Set Offering Price of Mgmt For Against Against Shares 17 Authority to Increase Share Issuance Mgmt For Against Against Limit 18 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 19 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights in Consideration for Securities Issued by a Subsidiary 21 Authority to Issue Debt Instruments Mgmt For For For 22 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 23 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 24 Authority to Grant Stock Options Mgmt For Against Against 25 Authority to Issue Performance Shares Mgmt For Against Against 26 Authority to Issue Restricted Shares Mgmt For For For 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Amend Article 23 Mgmt For For For 29 Authority to Carry Out Formalities Mgmt For For For 30 Non-Voting Meeting Note N/A N/A N/A N/A
Babcock International Group PLC Ticker Security ID: Meeting Date Meeting Status BAB CINS G0689Q152 07/08/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Archie Bethel Mgmt For Against Against 3 Elect Kevin Thomas Mgmt For Against Against 4 Elect Lord Alexander Hesketh Mgmt For Against Against 5 Directors' Remuneration Report Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Employee Share Ownership Plan Renewal Mgmt For For For 9 Authorisation of Political Donations Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Adoption of New Articles Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Bank of Ayudhya Public Company Limited Ticker Security ID: Meeting Date Meeting Status BAY CINS Y0644Q115 04/07/2011 Voted Meeting Type Country of Trade Annual Thailand Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Approve Minutes Mgmt For For For 3 Directors' Report Mgmt For For For 4 Acknowledge Payment of Interim Mgmt For For For Dividend 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Elect Veraphan Teepsuwan Mgmt For For For 8 Elect Karun Kittisataporn Mgmt For For For 9 Elect Virat Phairatphiboon Mgmt For For For 10 Elect Janice Rae Van Ekeren Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Amendments to Articles Mgmt For For For 14 Transaction of Other Business Mgmt For Against Against
Barrick Gold Corporation Ticker Security ID: Meeting Date Meeting Status ABX CUSIP 067901108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Beck Mgmt For For For 1.2 Elect Charles Birchall Mgmt For For For 1.3 Elect Donald Carty Mgmt For For For 1.4 Elect Gustavo Cisneros Mgmt For Withhold Against 1.5 Elect Peter Crossgrove Mgmt For For For 1.6 Elect Robert Franklin Mgmt For For For 1.7 Elect J. Brett Harvey Mgmt For For For 1.8 Elect Dambisa Moyo Mgmt For For For 1.9 Elect Brian Mulroney Mgmt For For For 1.10 Elect Anthony Munk Mgmt For For For 1.11 Elect Peter Munk Mgmt For For For 1.12 Elect Aaron Regent Mgmt For For For 1.13 Elect Nathaniel Rothschild Mgmt For For For 1.14 Elect Steven Shapiro Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Basf SE Ticker Security ID: Meeting Date Meeting Status BAS CINS D06216317 05/06/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Ratification of Management Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Intra-company Contracts/Control Mgmt For For For Agreements
Bekaert SA NV Ticker Security ID: Meeting Date Meeting Status BEKB CINS B6346B111 04/07/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Amendments to Articles Regarding Mgmt For TNA N/A Shareholder Rights 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Amendments to Articles Regarding the Mgmt For TNA N/A Compensation and Nominating Committee 9 Amendments to Articles Mgmt For TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A
Bekaert SA NV Ticker Security ID: Meeting Date Meeting Status BEKB CINS B6346B111 04/07/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Change in Control Clause (Bonds) Mgmt For TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A
Bekaert SA NV Ticker Security ID: Meeting Date Meeting Status BEKB CINS B6346B111 05/11/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendments to Articles Regarding Mgmt For TNA N/A Shareholder Rights 4 Amendments to Articles Regarding the Mgmt For TNA N/A Compensation and Nominating Committee 5 Amendments to Articles Mgmt For TNA N/A 6 Non-Voting Meeting Note N/A N/A TNA N/A 7 Non-Voting Meeting Note N/A N/A TNA N/A
Bekaert SA NV Ticker Security ID: Meeting Date Meeting Status BEKB CINS B6346B111 05/11/2011 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Agenda Item N/A N/A TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor's Acts Mgmt For TNA N/A 9 Elect Alan Begg Mgmt For TNA N/A 10 Directors' Fees Mgmt For TNA N/A 11 Authority to Set Auditor's Fees Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A
Bekaert SA NV Ticker Security ID: Meeting Date Meeting Status BEKB CINS B09800135 09/08/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Stock Split; Dematerialization of Mgmt For TNA N/A Bearer Shares and Securities 5 Amendment Regarding Transfer of Mgmt For TNA N/A Shares for Share Option Plans
Bekaert SA NV Ticker Security ID: Meeting Date Meeting Status BEKB CINS B09800135 10/07/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Stock Split; Dematerialization of Mgmt For TNA N/A Bearer Shares and Securities 4 Amendment Regarding Transfer of Mgmt For TNA N/A Shares for Share Option Plans
Bekaert SA NV Ticker Security ID: Meeting Date Meeting Status BEKB CINS B09800135 10/07/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Distribution of Interim Dividend Mgmt For TNA N/A 4 Authority to Grant Stock Options Mgmt For TNA N/A
BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Fabio de Oliveira Barbosa Mgmt For For For 5 Elect Caio Kock-Weser Mgmt For For For 6 Elect Patrick Thomas Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Elect Frank Chapman Mgmt For For For 9 Elect Baroness Hogg Mgmt For For For 10 Elect John Hood Mgmt For For For 11 Elect Martin Houston Mgmt For For For 12 Elect Sir David Manning Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Philippe Varin Mgmt For For For 15 Elect Sir Robert Wilson Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
Bridgestone Corporation Ticker Security ID: Meeting Date Meeting Status 5108 CINS J04578126 03/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohshi Arakawa Mgmt For For For 4 Elect Kazuhisa Nishigai Mgmt For For For 5 Elect Masaaki Tsuya Mgmt For For For 6 Elect Mikio Masunaga Mgmt For For For 7 Elect Kazuo Kakehi Mgmt For For For 8 Elect Sakie Tachibana-Fukushima Mgmt For For For 9 Elect Takao Enkawa Mgmt For For For 10 Elect Kimiko Murafushi Mgmt For For For 11 Elect Scott Davis Mgmt For For For 12 Elect Kenichi Masuda Mgmt For For For 13 Bonus Mgmt For For For 14 Stock Option Plan Mgmt For For For
British American Tobacco plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Richard Burrows Mgmt For For For 7 Elect Karen de Segundo Mgmt For For For 8 Elect Nicandro Durante Mgmt For For For 9 Elect Robert Lerwill Mgmt For For For 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Gerard Murphy Mgmt For For For 12 Elect Anthony Ruys Mgmt For For For 13 Elect Sir Nicholas Scheele Mgmt For For For 14 Elect Ben Stevens Mgmt For For For 15 Elect John Daly Mgmt For For For 16 Elect Kieran Poynter Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Amendment to the Long-Term Incentive Mgmt For For For Plan 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A N/A N/A
Bureau Veritas SA Ticker Security ID: Meeting Date Meeting Status BVI CINS F96888114 05/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Approval of Non-Tax-Deductible Mgmt For For For Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Patrick Buffet Mgmt For Against Against 9 Elect Philippe Louis-Dreyfus Mgmt For For For 10 Elect Pierre Hessler Mgmt For For For 11 Elect Aldo Cardoso Mgmt For For For 12 Elect Barbara Vernicos Mgmt For Against Against 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 19 Authority to Set Offering Price of Mgmt For Against Against Shares 20 Authority to Increase Share Issuance Mgmt For Against Against Limit 21 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 24 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 25 Authority to Cancel shares and Mgmt For For For Reduce Capital 26 Authority to Grant Stock Options Mgmt For Against Against 27 Authority to Issue Restricted Shares Mgmt For Against Against 28 Global Ceiling on Increases in Mgmt For For For Capital 29 Amend Article 26.3 Mgmt For For For 30 Amend Article 26.4 Mgmt For For For 31 Amend Article 14.1 Mgmt For For For 32 Authority to Carry Out Formalities Mgmt For For For 33 Non-Voting Meeting Note N/A N/A N/A N/A 34 Non-Voting Meeting Note N/A N/A N/A N/A
CAE Inc. Ticker Security ID: Meeting Date Meeting Status CAE CUSIP 124765108 08/11/2010 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lynton Wilson Mgmt For For For 1.2 Elect Marc Parent Mgmt For For For 1.3 Elect Brian Barents Mgmt For For For 1.4 Elect John Craig Mgmt For For For 1.5 Elect H. Garfield Emerson Mgmt For For For 1.6 Elect Anthony Fell Mgmt For For For 1.7 Elect Michael Fortier Mgmt For For For 1.8 Elect Paul Gagne Mgmt For For For 1.9 Elect James Hankinson Mgmt For For For 1.10 Elect E. Randolph Jayne, II Mgmt For For For 1.11 Elect Robert Lacroix Mgmt For For For 1.12 Elect John Manley Mgmt For For For 1.13 Elect Peter Schoomaker Mgmt For For For 1.14 Elect Katharine Stevenson Mgmt For For For 1.15 Elect Lawrence Stevenson Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Capita plc Ticker Security ID: Meeting Date Meeting Status CPI CINS G1846J115 05/10/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Martin Bolland Mgmt For For For 5 Elect Paul Pindar Mgmt For For For 6 Elect Gordon Hurst Mgmt For For For 7 Elect Maggi Bell Mgmt For For For 8 Elect Paddy Doyle Mgmt For For For 9 Elect Martina King Mgmt For For For 10 Elect Nigel Wilson Mgmt For For For 11 Elect Paul Bowtell Mgmt For For For 12 Elect Vic Gysin Mgmt For For For 13 Elect Andy Parker Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Authority to Repurchase Shares Mgmt For For For 20 Co-Investment Plan Mgmt For For For 21 Amendment to the Deferred Annual Mgmt For For For Bonus Plan 22 Change of Company Name Mgmt For For For
Central European Distribution Corporation Ticker Security ID: Meeting Date Meeting Status CEDC CUSIP 153435102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Carey Mgmt For For For 1.2 Elect David Bailey Mgmt For For For 1.3 Elect Markus Sieger Mgmt For For For 1.4 Elect Marek Forysiak Mgmt For For For 1.5 Elect Robert Koch Mgmt For For For 1.6 Elect William Shanahan Mgmt For For For 1.7 Elect N. Scott Fine Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
CGI Group Inc. Ticker Security ID: Meeting Date Meeting Status GIB CUSIP 39945C109 01/26/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Claude Boivin Mgmt For For For 1.2 Elect Bernard Bourigeaud Mgmt For For For 1.3 Elect Jean Brassard Mgmt For For For 1.4 Elect Robert Chevrier Mgmt For For For 1.5 Elect Dominic D'Alessandro Mgmt For For For 1.6 Elect Thomas d'Aquino Mgmt For For For 1.7 Elect Paule Dore Mgmt For For For 1.8 Elect Richard Evans Mgmt For For For 1.9 Elect Serge Godin Mgmt For For For 1.10 Elect Andre Imbeau Mgmt For For For 1.11 Elect Gilles Labbe Mgmt For For For 1.12 Elect Eileen Mercier Mgmt For For For 1.13 Elect Michael Roach Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Check Point Software Technologies Ltd. Ticker Security ID: Meeting Date Meeting Status CHKP CUSIP M22465104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gil Shwed Mgmt For For For 1.2 Elect Marius Nacht Mgmt For For For 1.3 Elect Jerry Ungerman Mgmt For For For 1.4 Elect Dan Propper Mgmt For For For 1.5 Elect David Rubner Mgmt For For For 1.6 Elect Tal Shavit Mgmt For For For 2 Election of Directors Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Approval of Compensation for the Mgmt For For For Company's Chairman and CEO, Gil Shwed
Club Mediterranee SA Ticker Security ID: Meeting Date Meeting Status CU CINS F18690101 03/03/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions (Rolaco Mgmt For For For Group) 8 Related Party Transactions (Caisse Mgmt For For For des Depots et de Gestion) 9 Related Party Transactions Mgmt For For For (Management Compensation) 10 Related Party Transactions Mgmt For For For (Previously Approved) 11 Directors' Fees Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Ratification of the Co-option of Mgmt For For For Georges Pauget 14 Ratification of the Co-option of Mgmt For For For QIAN Jiannong 15 Elect QIAN Jiannong Mgmt For For For 16 Elect Anass Alami Mgmt For For For 17 Elect Saud Al Sulaiman Mgmt For For For 18 Elect Thierry de La Tour d'Artaise Mgmt For For For 19 Elect Henri Giscard d'Estaing Mgmt For For For 20 Elect Pascal Lebard Mgmt For For For 21 Elect Anne-Claire Taittinger Mgmt For For For 22 Elect Isabelle Seillier Mgmt For For For 23 Elect Christina Jeanbart Mgmt For For For 24 Elect GUO Guangchang Mgmt For For For 25 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 26 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 27 Authority to Increase Share Issuance Mgmt For For For Limit 28 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 29 Authority to Grant Stock Options Mgmt For For For 30 Authority to Issue Share and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 31 Authority to Cancel Shares and Mgmt For For For Reduce Capital 32 Amendment Regarding Staggered Board Mgmt For For For 33 Amendment Regarding Electronic Mgmt For For For Voting and Participation 34 Authority to Carry Out Formalities Mgmt For For For 35 Non-Voting Meeting Note N/A N/A N/A N/A
Compagnie Financiere Richemont S.A. Ticker Security ID: Meeting Date Meeting Status CFR CINS H25662158 09/08/2010 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board Acts Mgmt For N/A N/A 6 Elect Johann Rupert Mgmt For N/A N/A 7 Elect Franco Cologni Mgmt For N/A N/A 8 Elect Lord Douro Mgmt For N/A N/A 9 Elect Yves-Andre Istel Mgmt For N/A N/A 10 Elect Richard Lepeu Mgmt For N/A N/A 11 Elect Ruggero Magnoni Mgmt For N/A N/A 12 Elect Simon Murray Mgmt For N/A N/A 13 Elect Alain Dominique Perrin Mgmt For N/A N/A 14 Elect Norbert Platt Mgmt For N/A N/A 15 Elect Alan Quasha Mgmt For N/A N/A 16 Elect Lord Renwick of Clifton Mgmt For N/A N/A 17 Elect Jan Rupert Mgmt For N/A N/A 18 Elect Jurgen Schrempp Mgmt For N/A N/A 19 Elect Martha Wikstrom Mgmt For N/A N/A 20 Elect Josua Malherbe Mgmt For N/A N/A 21 Elect Frederick Mostert Mgmt For N/A N/A 22 Elect Guillaume Pictet Mgmt For N/A N/A 23 Elect Dominique Rochat Mgmt For N/A N/A 24 Elect Gary Saage Mgmt For N/A N/A 25 Appointment of Auditor Mgmt For N/A N/A 26 Amendments to Articles Mgmt For N/A N/A 27 Amendments to Articles Mgmt For N/A N/A
Compass Group plc Ticker Security ID: Meeting Date Meeting Status CPG CINS G23296182 02/03/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Roy Gardner Mgmt For For For 5 Elect Richard Cousins Mgmt For For For 6 Elect Gary Green Mgmt For For For 7 Elect Andrew Martin Mgmt For For For 8 Elect Sir James Crosby Mgmt For For For 9 Elect Steve Lucas Mgmt For For For 10 Elect Susan Murray Mgmt For For For 11 Elect Don Robert Mgmt For For For 12 Elect Sir Ian Robinson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
CRH Plc Ticker Security ID: Meeting Date Meeting Status CRH CINS G25508105 05/04/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Maeve Carton Mgmt For For For 5 Elect William Egan Mgmt For For For 6 Elect Utz-Hellmuth Felcht Mgmt For Against Against 7 Elect Nicky Hartery Mgmt For For For 8 Elect Jan Maarten de Jong Mgmt For For For 9 Elect John Kennedy Mgmt For For For 10 Elect Myles Lee Mgmt For For For 11 Elect Albert Manifold Mgmt For For For 12 Elect Kieran McGowan Mgmt For For For 13 Elect Daniel O'Connor Mgmt For For For 14 Elect Liam O'Mahony Mgmt For For For 15 Elect Mark Towe Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Reissue Treasury Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A
Daiichi Sankyo Co., Ltd. Ticker Security ID: Meeting Date Meeting Status CINS J11257102 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takashi Shohda Mgmt For For For 4 Elect Johji Nakayama Mgmt For For For 5 Elect Tsutomu Une Mgmt For For For 6 Elect Takeshi Ogita Mgmt For For For 7 Elect Kazunori Hirokawa Mgmt For For For 8 Elect Takashi Okimoto Mgmt For For For 9 Elect Hiroshi Hirabayashi Mgmt For For For 10 Elect Kunio Ishihara Mgmt For For For 11 Elect Yuhichiroh Anzai Mgmt For For For 12 Elect Yuki Satoh Mgmt For For For 13 Elect Kazuo Koike Mgmt For For For 14 Elect Takashi Chiba Mgmt For For For 15 Bonus Mgmt For For For
Dassault Systemes SA Ticker Security ID: Meeting Date Meeting Status DSY CINS F2457H100 05/26/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Severance Package for Bernard Charles Mgmt For Against Against 9 Elect Arnoud de Meyer Mgmt For For For 10 Elect Jean-Pierre Chahid-Nourai Mgmt For For For 11 Elect Nicole Dassault Mgmt For For For 12 Elect Toshiko Mori Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Replacement of Alternate Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Issue Shares and/or Mgmt For For For Convertibles Securities Through Private Placement 20 Authority to Increase Share Issuance Mgmt For For For Limit 21 Authority to Increase Capital Mgmt For For For Through Capitalizations 22 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Amendment to Article 14 Mgmt For For For 25 Amendment to Article 26 Mgmt For For For 26 Amendment to Article 27 Mgmt For For For 27 Authority to Carry Out Formalities Mgmt For For For 28 Non-Voting Meeting Note N/A N/A N/A N/A
Dassault Systemes SA Ticker Security ID: Meeting Date Meeting Status DSY CINS F2457H100 12/15/2010 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendment to Corporate Purpose Mgmt For Against Against 5 Amendment Regarding Shareholder Mgmt For For For Voting Rights 6 Amendment Regarding Share Ownership Mgmt For Against Against Requirement for Directors 7 Authority to Carry Out Formalities Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Delta Electronic Industrial Co Ltd Ticker Security ID: Meeting Date Meeting Status CINS Y20263102 06/24/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules: Mgmt For For For Election of Directors and Supervisors 10 Non-Compete Restrictions for Mgmt For For For Directors 11 Extraordinary motions Mgmt For Against Against
DnB Nor ASA Ticker Security ID: Meeting Date Meeting Status DNBNOR CINS R1812S105 04/28/2011 Unvoted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Meeting Notice and Agenda Mgmt For N/A N/A 5 Election of Individuals to Check Mgmt For N/A N/A Minutes 6 Fees for Governing Bodies Mgmt For N/A N/A 7 Authority to Set Auditor's Fees Mgmt For N/A N/A 8 Accounts and Reports; Allocation of Mgmt For N/A N/A Profits/Dividends 9 Election of Corporate Assembly Mgmt For N/A N/A 10 Election of Control Committee Mgmt For N/A N/A 11 Authority to Repurchase Shares Mgmt For N/A N/A 12 Compensation Guidelines Mgmt For N/A N/A 13 Amendments to Articles Mgmt For N/A N/A 14 Nominating Committee Mgmt For N/A N/A 15 Shareholder Proposal Regarding ShrHoldr N/A N/A N/A Financial Stability Measures; Financial Structure; Financial Services Innovation; and Shared Economic Interests
Dongfeng Motor Group Company Limited Ticker Security ID: Meeting Date Meeting Status 489 CINS Y21042109 10/11/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Share Appreciation Mgmt For Against Against Right Scheme 4 Elect XU Ping Mgmt For For For 5 Elect LI Shaozhu Mgmt For For For 6 Elect FAN Zhong Mgmt For For For 7 Elect ZHOU Wenjie Mgmt For For For 8 Elect ZHU Fushou Mgmt For For For 9 Elect TONG Dongcheng Mgmt For For For 10 Elect OUYANG Jie Mgmt For For For 11 Elect LIU Weidong Mgmt For Against Against 12 Elect ZHOU Qiang Mgmt For For For 13 Elect SUN Shuyi Mgmt For For For 14 Elect NG Lin-fung Mgmt For For For 15 Elect YANG Xianzu Mgmt For Against Against 16 Elect WEN Shiyang Mgmt For For For 17 Elect DENG Mingran Mgmt For For For 18 Elect MA Liangjie Mgmt For For For 19 Elect REN Yong Mgmt For For For 20 Elect LI Chunrong Mgmt For For For 21 Elect CHEN Binbo Mgmt For For For 22 Elect HUANG Gang Mgmt For For For
DSV A/S Ticker Security ID: Meeting Date Meeting Status DSV CINS K3013J154 03/24/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Report of the Supervisory Board and Mgmt For For For the Executive Board 6 Accounts and Reports; Supervisory Mgmt For For For Board Members' Fees 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Kurt Larsen Mgmt For For For 9 Elect Erik Pedersen Mgmt For For For 10 Elect Per Skov Mgmt For For For 11 Elect Kaj Christiansen Mgmt For For For 12 Elect Annette Sadolin Mgmt For For For 13 Elect Birgit Norgaard Mgmt For For For 14 Elect Thomas Plenborg Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Reduce Share Capital Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendment to Incentive Guidelines Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
Dufry AG Ticker Security ID: Meeting Date Meeting Status DUFN CINS H2082J107 05/11/2011 Unvoted Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Elect Juan Carlos Torres Carretero Mgmt For N/A N/A 7 Elect Ernest Bachrach Mgmt For N/A N/A 8 Appointment of Auditor Mgmt For N/A N/A
Edenred SA Ticker Security ID: Meeting Date Meeting Status EDEN CINS F3192L109 05/13/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Consolidated Accounts and Reports Mgmt For For For 5 Accounts and Reports; Approval of Mgmt For For For Non-Tax-Deductible Expenses 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions With Mgmt For For For Accor SA 8 Amendments to Employment Contract of Mgmt For For For (Jacques Stern) 9 Severance Package (Jacques Stern) Mgmt For For For 10 Unemployment Benefits (Jacques Stern) Mgmt For For For 11 Health Insurance Benefits (Jacques Mgmt For For For Stern) 12 Supplementary Retirement Benefits Mgmt For For For (Jacques Stern) 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Cancel Shares and Mgmt For For For Reduce Capital 15 Authority to Carry Out Formalities Mgmt For For For
Essilor International Ticker Security ID: Meeting Date Meeting Status EF CINS F31668100 05/05/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Severance Package (Hubert Sagnieres) Mgmt For Against Against 8 Related Party Transactions Mgmt For Against Against (Previously Approved) 9 Elect Hubert Sagnieres Mgmt For For For 10 Elect Philippe Alfroid Mgmt For For For 11 Elect Yi He Mgmt For For For 12 Elect Maurice Marchand-Tonel Mgmt For For For 13 Elect Aicha Mokdahi Mgmt For For For 14 Elect Michel Rose Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Increase Capital under Mgmt For Against Against Employee Savings Plan 17 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
Fast Retailing Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 9983 CINS J1346E100 11/25/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Tadashi Yanai Mgmt For For For 2 Elect Tohru Hanbayashi Mgmt For For For 3 Elect Nobumichi Hattori Mgmt For For For 4 Elect Tohru Murayama Mgmt For For For 5 Elect Masaaki Niake Mgmt For For For 6 Elect Akira Tanaka Mgmt For For For 7 Elect Akira Watanabe Mgmt For For For
Fresenius Medical Care AG & Co. KGaA Ticker Security ID: Meeting Date Meeting Status FME CINS D2734Z107 05/12/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of General Partner Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Elect Gerd Krick Mgmt For For For 11 Elect Dieter Schenk Mgmt For For For 12 Elect Bernd Fahrholz Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Elect William Johnston Mgmt For For For 15 Elect Rolf Classon Mgmt For For For 16 Supervisory Board Members' Fees Mgmt For For For 17 Stock Option Plan 2011; Cancellation Mgmt For For For of Conditional Capital 18 Authority to Repurchase Shares Mgmt For For For
Frontline Ltd. Ticker Security ID: Meeting Date Meeting Status FRO CINS G3682E127 09/24/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Frixos Savvides Mgmt For For For 4 Elect Tony Curry Mgmt For For For 5 Elect Cecilie Fredriksen Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Directors' Fees Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
Fugro NV Ticker Security ID: Meeting Date Meeting Status FUGRO CINS N3385Q197 05/10/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Ratification of Management Board Acts Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect W. Rainey Mgmt For For For 9 Elect John Colligan Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Annual Accounts Mgmt For For For in English 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A
Galenica AG Ticker Security ID: Meeting Date Meeting Status GALN CINS H28455170 05/05/2011 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Compensation report Mgmt For N/A N/A 5 Ratification of Board and Management Mgmt For N/A N/A Acts 6 Allocation of Profits/Dividends Mgmt For N/A N/A 7 Elect Etienne Jornod Mgmt For N/A N/A 8 Appointment of Auditor Mgmt For N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
Givaudan S.A. Ticker Security ID: Meeting Date Meeting Status GIVN CINS H3238Q102 03/24/2011 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For N/A N/A 5 Compensation Policy Mgmt For N/A N/A 6 Ratification of Board Acts Mgmt For N/A N/A 7 Allocation of Profits/Dividends Mgmt For N/A N/A 8 Amendments to Articles Regarding Mgmt For N/A N/A Board Size 9 Amendments to Articles Regarding Mgmt For N/A N/A Director's Terms 10 Elect Lilian Biner Mgmt For N/A N/A 11 Elect Henner Schierenbeck Mgmt For N/A N/A 12 Elect Nabil Sakkab Mgmt For N/A N/A 13 Appointment of Auditor Mgmt For N/A N/A
Groupe Danone Ticker Security ID: Meeting Date Meeting Status BN CINS F12033134 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of the Co-option of Mgmt For For For Yoshihiro Kawabata 8 Elect Bruno Bonnell Mgmt For For For 9 Elect Bernard Hours Mgmt For For For 10 Elect Yoshihiro Kawabata Mgmt For For For 11 Elect Jacques Vincent Mgmt For For For 12 Elect Isabelle Seillier Mgmt For For For 13 Elect Jean-Michel Severino Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Severance Package (Bernard Hours) Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Autority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Authority to Carry Out Formalities Mgmt For For For
Hays PLC Ticker Security ID: Meeting Date Meeting Status HAS CINS G4361D109 11/10/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Alan Thomson Mgmt For For For 5 Elect William Eccleshare Mgmt For For For 6 Elect Paul Stoneham Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Henkel AG & Co. KGAA Ticker Security ID: Meeting Date Meeting Status CINS D32051126 04/11/2011 Unvoted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A
Hexagon AB Ticker Security ID: Meeting Date Meeting Status HEXA CINS W40063104 05/10/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Election of Nominating Committee Mgmt For For For 21 Compensation Guidelines Mgmt For Against Against 22 Amendments to Articles Mgmt For For For 23 Authority to Repurchase Shares Mgmt For For For 24 Authority to Repurchase Warrants Mgmt For For For 25 Divestiture of Nordic Brass Gusum AB Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
HTC Corporation Ticker Security ID: Meeting Date Meeting Status CINS Y3732M103 06/15/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Increase Paid-in Capital Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Amendment to Procedural Rules: Mgmt For For For Acquisition/Disposal of Assets 12 Elect David Bruce Yoffie Mgmt For For For 13 Elect Jerry H.C. Chu (Supervisor) Mgmt For For For 14 Non-Compete Restrictions for Mgmt For For For Directors 15 Extraordinary motions Mgmt For Against Against
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 336 CINS G4639H122 08/05/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividend Mgmt For For For 5 Allocation of Special Dividend Mgmt For For For 6 Elect CHU Lam Yiu Mgmt For For For 7 Elect LAU Chi Tak Mgmt For For For 8 Elect LEE Luk Shiu Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status HYPE3 CINS P5230A101 09/06/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of the Appointment of Mgmt For For For Apsis Consultoria Empresarial Ltda. 4 Valuation Reports Mgmt For For For 5 Acquisition of Luper Industria Mgmt For For For Farmaceutica Ltda. 6 Acquisition of Sapeka - Industria e Mgmt For For For Comercio de Fraldas Descartaveis Ltda. 7 Acquisition of Facilit Odontologica Mgmt For For For e Perfumaria Ltda. 8 Merger with Sapeka - Industria e Mgmt For For For Comercio de Fraldas Descartaveis Ltda. 9 Ratification of Appointment of Mgmt For For For Appraisers 10 Valuation Reports Mgmt For For For 11 Issuance of Shares in Consideration Mgmt For For For for Sapeka Shares 12 Amendments to Articles Mgmt For For For 13 Remuneration Policy Mgmt For For For 14 Cancellation of Stock Option Plan Mgmt For For For 15 Stock Option Plan Mgmt For For For 16 Amend Article 1 Mgmt For For For 17 Amend Articles 30 to 36 Mgmt For For For 18 Amend Article 28 Mgmt For For For 19 Amend Article 2 Mgmt For For For 20 Consolidated Version of Articles Mgmt For For For 21 Amended Partial Spin-off Agreement Mgmt For For For 22 Ratification of Resolution Passed At Mgmt For For For June 30th EGM 23 Authority to Carry Out Formalities Mgmt For For For
IBJ Leasing Co Limited Ticker Security ID: Meeting Date Meeting Status CINS J2308V106 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Setsu Ohnishi Mgmt For For For 4 Elect Osamu Hatakeyama Mgmt For For For 5 Elect Takao Komine Mgmt For For For 6 Elect Masanobu Naka Mgmt For For For 7 Elect Kohtaroh Nakazawa Mgmt For For For
Imperial Tobacco Group plc Ticker Security ID: Meeting Date Meeting Status IMT CINS G4721W102 02/02/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Alison Cooper Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Michael Herlihy Mgmt For For For 8 Elect Pierre Jungels Mgmt For For For 9 Elect Susan Murray Mgmt For For For 10 Elect Iain Napier Mgmt For For For 11 Elect Berge Setrakian Mgmt For Against Against 12 Elect Mark Williamson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Extension of French Sharesave Plan Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For
Incitec Pivot Limited Ticker Security ID: Meeting Date Meeting Status IPL CINS Q4887E101 12/21/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Paul Brasher Mgmt For For For 3 Re-elect Allan McCallum Mgmt For For For 4 Re-elect John Marlay Mgmt For For For 5 Equity Grant (MD/CEO James Fazzino) Mgmt For For For 6 Amend the Constitution - Dividends Mgmt For For For 7 Remuneration Report Mgmt For For For
Industria de Diseno Textil SA - Inditex Ticker Security ID: Meeting Date Meeting Status ITX CINS E6282J109 07/13/2010 Voted Meeting Type Country of Trade Annual Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports; Mgmt For For For Ratification of Board Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Amancio Ortega Gaona Mgmt For For For 6 Elect Pablo Isla Alvarez de Tejera Mgmt For For For 7 Elect Juan Manuel Urgoiti y Mgmt For For For Lopez-Ocana 8 Elect Nils Smedegaard Andersen Mgmt For For For 9 Elect Emilio Saracho Rodriguez de Mgmt For For For Torres 10 Amendments to Articles Mgmt For For For 11 Amendments to General Meeting Mgmt For For For Regulations 12 Appointment of Auditor Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Carry Out Formalities Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CINS N4578E413 05/09/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Executive Board Remuneration Policy Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendment to Articles A Mgmt For For For 12 Amendment to Articles B Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Ratification of Executive Board Acts Mgmt For For For 15 Ratification of Supervisory Board Mgmt For For For Acts 16 Elect Koos Timmermans Mgmt For For For 17 Elect Peter Elverding Mgmt For For For 18 Elect Henk Breukink Mgmt For For For 19 Elect Sjoerd van Keulen Mgmt For For For 20 Elect Joost Kuiper Mgmt For For For 21 Elect Luc Vandewalle Mgmt For For For 22 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights in Connection with a Merger 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Repurchase Shares in Mgmt For For For Connection with a Merger 26 Non-Voting Agenda Item N/A N/A N/A N/A
Intertek Group plc Ticker Security ID: Meeting Date Meeting Status ITRK CINS G4911B108 05/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Allvey Mgmt For Against Against 5 Elect Edward Astle Mgmt For Against Against 6 Elect Alan Brown Mgmt For For For 7 Elect Wolfhart Hauser Mgmt For For For 8 Elect Christopher Knight Mgmt For Against Against 9 Elect Lloyd Pitchford Mgmt For For For 10 Elect Debra Rade Mgmt For For For 11 Elect Vanni Treves Mgmt For For For 12 Elect Michael Wareing Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authorisation of Political Donations Mgmt For For For 17 Long Term Incentive Plan Mgmt For For For 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Directors' Fees Mgmt For For For
Jeronimo Martins SGPS S/A Ticker Security ID: Meeting Date Meeting Status JMT CINS X40338109 12/15/2010 Voted Meeting Type Country of Trade Special Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Interim Accounts Mgmt For For For 2 Special Dividend Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A
Jeronimo Martins SGPS SA Ticker Security ID: Meeting Date Meeting Status JMT CINS X40338109 03/30/2011 Voted Meeting Type Country of Trade Annual Portugal Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Ratification of Board Acts Mgmt For For For 6 Remuneration Report Mgmt For Against Against 7 Board Size Mgmt For For For 8 Election of Audit Committee Members Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Pension Plan Mgmt For For For 11 Remuneration Committee Fees Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Kongsberg Gruppen ASA Ticker Security ID: Meeting Date Meeting Status KOG CINS R60837102 05/09/2011 Unvoted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Notice and Agenda Mgmt For N/A N/A 4 Election of Individuals to Check Mgmt For N/A N/A Minutes 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Corporate Governance Report Mgmt For N/A N/A 7 Report of the Board of Directors Mgmt For N/A N/A 8 Accounts and Reports; Allocation of Mgmt For N/A N/A Profits/Dividends 9 Directors' Fees Mgmt For N/A N/A 10 Nomination Committee Fees Mgmt For N/A N/A 11 Authority to Set Auditor's Fees Mgmt For N/A N/A 12 Compensation Guidelines Mgmt For N/A N/A 13 Election of Directors Mgmt For N/A N/A 14 Authority to Repurchase Shares Mgmt For N/A N/A
Lancashire Holdings Limited Ticker Security ID: Meeting Date Meeting Status LRE CINS G5361W104 05/05/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Emma Duncan Mgmt For For For 6 Elect Alex Maloney Mgmt For For For 7 Elect Richard Brindle Mgmt For For For 8 Elect Robert Spass Mgmt For Against Against 9 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
Lancashire Holdings Limited Ticker Security ID: Meeting Date Meeting Status LRE CINS G5361W104 12/22/2010 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Regarding Mgmt For For For Treasury Shares 3 Amendments to Articles Regarding Mgmt For For For Corporate Seals 4 Amendments to Articles Regarding Mgmt For For For Registry Inspection 5 Amendments to Articles Regarding Mgmt For For For Executive Titles 6 Amendments to Articles Regarding Mgmt For For For Electronic Communications 7 Amendments to Articles Regarding Mgmt For For For Push-Up Provisions 8 Amendments to Articles Regarding Mgmt For For For Director Indemnity 9 Amendments to Articles Regarding Mgmt For For For Quorum 10 Amendment to Restricted Share Scheme Mgmt For For For
Li & Fung Limited Ticker Security ID: Meeting Date Meeting Status 494 CINS G5485F144 05/18/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect William FUNG Kwok Lun Mgmt For For For 6 Elect Allan WONG Chi Yun Mgmt For For For 7 Elect Benedict CHANG Yew Teck Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Issue Repurchased Shares Mgmt For For For 13 Stock Split Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Marks and Spencer Group plc Ticker Security ID: Meeting Date Meeting Status MKS CINS G5824M107 07/14/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Sir Stuart Rose Mgmt For For For 5 Elect Marc Bolland Mgmt For For For 6 Elect John Dixon Mgmt For For For 7 Elect Martha Lane Fox Mgmt For For For 8 Elect Steven Holliday Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Authorisation of Political Donations Mgmt For For For 16 Adoption of New Articles Mgmt For For For
Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Execuitve Mgmt For For For Compensation
Metso Oyj Ticker Security ID: Meeting Date Meeting Status MEO1V CINS X53579102 03/30/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares and Mgmt For For For Convertible Securities w/ or w/o Preemptive Rights 18 Nomination Committee Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A
Mining and Metallurgical Co Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status CINS 46626D108 06/21/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Annual Report Mgmt For For For 2 Financial Statements Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Elect Philip Aiken Mgmt For For For 6 Elect Enos Ned Banda Mgmt For For For 7 Elect Sergey Barbashev Mgmt N/A For N/A 8 Elect Alexey Bashkirov Mgmt N/A For N/A 9 Elect Lucian Bebchuk Mgmt For For For 10 Elect Andrey Bougrov Mgmt N/A For N/A 11 Elect Terence Antony Wilkinson Mgmt For For For 12 Elect Olga Voytovich Mgmt For For For 13 Elect Alexander Voloshin Mgmt For For For 14 Elect Artem Volynets Mgmt N/A For N/A 15 Elect Robert Godsell Mgmt For For For 16 Elect Oleg Deripaska Mgmt N/A For N/A 17 Elect Claude Dauphin Mgmt For For For 18 Elect Marianna Zakharova Mgmt N/A For N/A 19 Elect Larisa Zelkova Mgmt N/A For N/A 20 Elect Vladimir Kantorovich Mgmt For For For 21 Elect Ruslan Karmanny Mgmt N/A For N/A 22 Elect Andrey Klishas Mgmt N/A For N/A 23 Elect Simon Collins Mgmt N/A For N/A 24 Elect Bradford Mills Mgmt For For For 25 Elect Stalbek Mishakov Mgmt N/A For N/A 26 Elect Ardavan Moshiri Mgmt For For For 27 Elect Oleg Pivovarchuk Mgmt N/A For N/A 28 Elect Maxim Sokov Mgmt N/A For N/A 29 Elect Vladimir Strzhalkovsky Mgmt N/A For N/A 30 Non-Voting Meeting Note N/A N/A N/A N/A 31 Elect Petr Voznenko Mgmt For For For 32 Elect Natalia Gololobova Mgmt For For For 33 Elect Aleksei Kargachov Mgmt For For For 34 Elect Dmitry Pershinkov Mgmt For For For 35 Elect Tatiana Potarina Mgmt For N/A N/A 36 Elect Tamara Sirotkina Mgmt For N/A N/A 37 Elect Sergey Khodacevich Mgmt For For For 38 Appointment of Auditor Mgmt For For For 39 Independent Directors' Fees Mgmt For For For 40 Independent Directors' Option Plan Mgmt For For For 41 Determination of Cost of Mgmt For For For Indemnification 42 Indemnification of Directors and Mgmt For For For Officers 43 Determination of Cost of Liability Mgmt For For For Insurance 44 Liability Insurance Mgmt For For For
MTU Aero Engines Holding AG Ticker Security ID: Meeting Date Meeting Status MTX CINS D5565H104 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital II Mgmt For For For 10 Increase in Authorized Capital III Mgmt For For For
Nabtesco Corp. Ticker Security ID: Meeting Date Meeting Status CINS J4707Q100 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kazuyuki Matsumoto Mgmt For For For 5 Elect Kazuo Kotani Mgmt For For For 6 Elect Shigeki Tsubouchi Mgmt For For For 7 Elect Yohsuke Mishiro Mgmt For For For 8 Elect Yujiroh Imamura Mgmt For For For 9 Elect Masao Imamura Mgmt For For For 10 Elect Hiroyuki Aoi Mgmt For For For 11 Elect Tsutomu Sakamoto Mgmt For For For 12 Elect Nobutaka Nagata Mgmt For For For 13 Elect Kazuhide Naraki Mgmt For For For 14 Elect Nobuhiko Takahashi Mgmt For For For 15 Elect Masahiko Yamada Mgmt For For For
Neopost Ticker Security ID: Meeting Date Meeting Status NEO CINS F65196119 07/06/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Approval of Mgmt For For For Non Tax-Deductible Expenses 4 Allocation of Profits/Dividends Mgmt For For For 5 Form of Dividend Payment Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Elect Catherine Pourre Mgmt For For For 10 Elect Jean-Paul Villot Mgmt For For For 11 Elect Denis Thiery Mgmt For For For 12 Elect Jacques Clay Mgmt For For For 13 Elect Michel Guillet Mgmt For For For 14 Elect Agnes Touraine Mgmt For For For 15 Appointment of Auditor (Finexsi Mgmt For For For Audit) 16 Appointment of Alternate Auditor Mgmt For For For (Duvernois & Associes) 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights Through Public Offer 20 Authority to Issue Shares Through Mgmt For For For Private Placement 21 Authority to Issue Convertible Mgmt For For For Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments 22 Authority to Issue Convertible Mgmt For For For Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Increase Share Issuance Mgmt For For For Limit 24 Authority to Increase Capital Mgmt For For For Through Capitalizations 25 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 26 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities under Employee Savings Plan for Overseas Employees 29 Authority to Issue Restricted Stock Mgmt For For For to Employees and Executives 30 Authority to Cancel Shares and Mgmt For For For Reduce Capital 31 Authority to Issue Debt Instruments Mgmt For For For 32 Authority to Carry Out Formalities Mgmt For For For 33 Non-Voting Meeting Note N/A N/A N/A N/A
Nitto Denko Corporation Ticker Security ID: Meeting Date Meeting Status CINS J58472119 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Bonus Mgmt For For For 4 Elect Yukio Nagira Mgmt For For For 5 Elect Kaoru Aizawa Mgmt For For For 6 Elect Yasuo Ninomiya Mgmt For For For 7 Elect Kenji Matsumoto Mgmt For For For 8 Elect Hideo Takasaki Mgmt For For For 9 Elect Yohichiroh Sakuma Mgmt For For For 10 Elect Toshihiko Omote Mgmt For For For 11 Elect Tohru Takeuchi Mgmt For For For 12 Elect Yohichiroh Furuse Mgmt For For For 13 Elect Kohshi Mizukoshi Mgmt For For For 14 Elect Masakazu Toyoda Mgmt For For For 15 Stock option Plan Mgmt For For For
Novo Nordisk A/S Ticker Security ID: Meeting Date Meeting Status NOVO-B CINS K7314N152 03/23/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Approve Fiscal 2010 Directors' Fees Mgmt For Against Against 6 Approve Fiscal 2011 Directors' Fees Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Sten Scheibye Mgmt For For For 9 Elect Goran Ando Mgmt For For For 10 Elect Bruno Angelici Mgmt For For For 11 Elect Henrik Gurtler Mgmt For For For 12 Elect Thomas Koestler Mgmt For For For 13 Elect Kurt Anker Nielsen Mgmt For For For 14 Elect Hannu Ryopponen Mgmt For For For 15 Elect Jorgen Wedel Mgmt For For For 16 Election of Chairman Mgmt For For For 17 Election of Vice Chairman Mgmt For For For 18 Appointment of Auditor Mgmt For For For 19 Authority to Cancel Shares Mgmt For For For 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Cancel Shares Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Amendments to Articles Regarding Age Mgmt For Against Against Limit 24 Amendments to Incentive Compensation Mgmt For For For Guidelines
OJSC MMC Norilsk Nickel Ticker Security ID: Meeting Date Meeting Status GMKN CINS 46626D108 03/11/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Early Termination of Board Powers Mgmt For For For 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Elect Boris Bakal Mgmt N/A For N/A 5 Elect Enos Ned Banda Mgmt For For For 6 Elect Sergey Barbashev Mgmt N/A For N/A 7 Elect Alexey Bashkirov Mgmt N/A For N/A 8 Elect Lucian Bebchuk Mgmt For For For 9 Elect Andrey Bougrov Mgmt N/A For N/A 10 Elect Terence Wilkinson Mgmt For For For 11 Elect Alexander Voloshin Mgmt For For For 12 Elect Artem Volynets Mgmt N/A For N/A 13 Elect Oleg Deripaska Mgmt N/A For N/A 14 Elect Claude Dauphin Mgmt N/A For N/A 15 Elect Marianna Zakharova Mgmt N/A For N/A 16 Elect Larisa Zelkova Mgmt N/A For N/A 17 Elect Olga Zinovieva Mgmt N/A For N/A 18 Elect Vladimir Kantorovich Mgmt N/A For N/A 19 Elect Andrey Klishas Mgmt N/A For N/A 20 Elect Simon Collins Mgmt N/A For N/A 21 Elect John Lindquist Mgmt For For For 22 Elect Bradford Mills Mgmt For For For 23 Elect Ardavan Moshiri Mgmt N/A For N/A 24 Elect Oscar Ratsin Mgmt N/A For N/A 25 Elect Nathaniel Philip James Mgmt N/A For N/A Rothschild 26 Elect Maxim Sokov Mgmt N/A For N/A 27 Elect Vladimir Strzhalkovsky Mgmt N/A For N/A 28 Elect Vasily Titov Mgmt For For For 29 Elect John Fast Mgmt For For For 30 Elect John Holden Mgmt For For For
Open Text Corporation Ticker Security ID: Meeting Date Meeting Status OTC CUSIP 683715106 12/02/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect P. Thomas Jenkins Mgmt For For For 1.2 Elect John Shackleton Mgmt For For For 1.3 Elect Randy Fowlie Mgmt For For For 1.4 Elect Gail Hamilton Mgmt For For For 1.5 Elect Brian Jackman Mgmt For For For 1.6 Elect Stephen Sadler Mgmt For For For 1.7 Elect Michael Slaunwhite Mgmt For For For 1.8 Elect Katharine Stevenson Mgmt For For For 1.9 Elect Deborah Weinstein Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Continuation of Shareholder Rights' Mgmt For For For Plan 4 Amendments to By-laws Mgmt For For For
Outotec Oyj Ticker Security ID: Meeting Date Meeting Status OTE1V CINS X6026E100 03/22/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 18 Amendments to Articles Regarding Mgmt For For For Notice of Meeting 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
Panalpina WeltTransport (Holding) Ltd. Ticker Security ID: Meeting Date Meeting Status PWTN CINS H60147107 05/10/2011 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For N/A N/A 4 Ratification of Board and Management Mgmt For N/A N/A Acts 5 Allocation of Profits/Dividends Mgmt For N/A N/A 6 Elect Rudolf Hug Mgmt For N/A N/A 7 Elect Chris Muntwyler Mgmt For N/A N/A 8 Elect Roger Schmid Mgmt For N/A N/A 9 Elect Hans-Peter Strodel Mgmt For N/A N/A 10 Elect Beat Walti Mgmt For N/A N/A 11 Elect Lars Forberg Mgmt For N/A N/A 12 Elect Knud Elmholdt Stubkjaer Mgmt For N/A N/A 13 Increase in Authorized Capital Mgmt For N/A N/A 14 Appointment of Auditor Mgmt For N/A N/A 15 Transaction of Other Business Mgmt For N/A N/A
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Merger by Absorption Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUSIP 71654V408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairman of the Board of Mgmt For For For Directors 6 Election of Supervisory Council Mgmt For For For Members 7 Remuneration Report Mgmt For For For 8 Capitalization of Reserves Mgmt For For For
Petroleum Geo-Services ASA Ticker Security ID: Meeting Date Meeting Status PGS CINS R69628114 05/11/2011 Unvoted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Meeting Notice and Agenda Mgmt For N/A N/A 4 Election of an Individual to Check Mgmt For N/A N/A Minutes 5 Accounts and Reports Mgmt For N/A N/A 6 Authority to Set Auditor's Fees Mgmt For N/A N/A 7 Elect Francis Gugen Mgmt For N/A N/A 8 Elect Harald Norvik Mgmt For N/A N/A 9 Elect Daniel Piette Mgmt For N/A N/A 10 Elect Holly Van Deursen Mgmt For N/A N/A 11 Elect Annette Malm Justad Mgmt For N/A N/A 12 Elect Carol Bell Mgmt For N/A N/A 13 Elect Ingar Skaug Mgmt For N/A N/A 14 Elect Roger O'Neil Mgmt For N/A N/A 15 Elect C. Maury Devine Mgmt For N/A N/A 16 Elect Hanne Harlem Mgmt For N/A N/A 17 Directors' and Nominating Committee Mgmt For N/A N/A Fees 18 Compensation Guidelines for Board of Mgmt For N/A N/A Directors 19 Compensation Guidelines for Mgmt For N/A N/A Nominating Committee 20 Compensation Guidelines Mgmt For N/A N/A 21 Authority to Repurchase Shares Mgmt For N/A N/A 22 Employee Stock Option Plan Mgmt For N/A N/A 23 Authority to Issue Shares w/o Mgmt For N/A N/A Preemptive Rights 24 Authority to Issue Shares w/o Mgmt For N/A N/A Preemptive Rights Pursuant to Stock Option Plan 25 Authority to Issue Convertible Bonds Mgmt For N/A N/A 26 Ratification of Board Acts Mgmt For N/A N/A
PPR SA (Pinault-Printem ps-La Redoute) Ticker Security ID: Meeting Date Meeting Status PP CINS F7440G127 05/19/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Supplementary Retirement Benefits Mgmt For Against Against (Jean-Francois Palus) 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Cancel Shares and Mgmt For For For Reduce Capital 10 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 11 Authority to Increase Capital Mgmt For For For Through Capitalizations 12 Authority to Issue Shares and/or Mgmt For For For Convertible Shares w/o Preemptive Rights; Authority to Issue Debt Instruments 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 14 Authority to Set Offering Price of Mgmt For For For Shares 15 Authority to Increase Share Issuance Mgmt For For For Limit 16 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 17 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 18 Authority to Issue Warrants Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Rexel SA Ticker Security ID: Meeting Date Meeting Status RXL CINS F7782J366 05/19/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Form of Dividend Payment Mgmt For For For 9 Approval of Non-Tax Deductible Mgmt For For For Expenses 10 Related Party Transactions (Purchase Mgmt For For For Agreement) 11 Related Party Transactions (Amended Mgmt For For For and Restated Agency Agreement) 12 Related Party Transactions (First Mgmt For For For Supplemental Trust Deed) 13 Related Party Transactions Mgmt For For For (Amendment to Retirement Benefits) 14 Related Party Transactions Mgmt For For For (Bilateral Credit Agreement) 15 Related Party Transactions Mgmt For For For (Compensation Agreements) 16 Elect David Novak Mgmt For Against Against 17 Elect Luis Marini-Portugal Mgmt For Against Against 18 Elect Matthew Turner Mgmt For Against Against 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Carry Out Formalities Mgmt For For For 21 Authority to Cancel Shares and Mgmt For For For Reduce Capital 22 Authority to Issue Restricted Shares Mgmt For Against Against 23 Authority to Grant Stock Options Mgmt For Against Against 24 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 25 Amend Article 14 Mgmt For For For 26 Amend Article 30 Mgmt For For For 27 Authority to Carry Out Formalities Mgmt For For For
Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CINS G75754104 04/14/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Tom Albanese Mgmt For For For 4 Elect Robert Brown Mgmt For For For 5 Elect Vivienne Cox Mgmt For For For 6 Elect Jan du Plessis Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Michael Fitzpatrick Mgmt For For For 9 Elect Ann Godbehere Mgmt For For For 10 Elect Richard Goodmanson Mgmt For For For 11 Elect Andrew Gould Mgmt For For For 12 Elect Lord John Kerr of Kinlochard Mgmt For For For 13 Elect Paul Tellier Mgmt For For For 14 Elect Samuel Walsh Mgmt For For For 15 Elect Stephen Mayne Mgmt Against Against For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Amendment to the Performance Share Mgmt For For For Plan 18 Amendment to and Renewal of Share Mgmt For For For Ownership Plan 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Rolls-Royce Group plc Ticker Security ID: Meeting Date Meeting Status RR CINS G7630U109 05/06/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Simon Robertson Mgmt For For For 4 Elect John Rishton Mgmt For For For 5 Elect Helen Alexander Mgmt For For For 6 Elect Peter Byrom Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect Peter Gregson Mgmt For Against Against 9 Elect James Guyette Mgmt For For For 10 Elect John McAdam Mgmt For For For 11 Elect John Neill Mgmt For For For 12 Elect Andrew Shilston Mgmt For For For 13 Elect Colin Smith Mgmt For For For 14 Elect Ian Strachan Mgmt For For For 15 Elect Mike Terrett Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Scrip Dividend Mgmt For For For 19 Authorisation of Political Donations Mgmt For For For 20 Share Purchase Plan Renewal Mgmt For For For 21 UK ShareSave Plan Mgmt For For For 22 International ShareSave Plan Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 25 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Shares Mgmt For For For 28 Restructuring Mgmt For For For
Rolls-Royce Group plc Ticker Security ID: Meeting Date Meeting Status RR CINS G7630U109 05/06/2011 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Restructuring Mgmt For For For
Safran SA Ticker Security ID: Meeting Date Meeting Status SAF CINS F4035A557 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification Mgmt For For For of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Amendment to Governing Structure Mgmt For For For 10 Adoption of New Articles Mgmt For Against Against 11 Amendment Regarding Cap on Voting Mgmt For Against Against Rights 12 Elect Jean-Paul Herteman Mgmt For For For 13 Elect Francis Mer Mgmt For For For 14 Elect Giovanni Bisignani Mgmt For For For 15 Elect Jean-Lou Chameau Mgmt For For For 16 Elect Odile Desforges Mgmt For For For 17 Elect Jean-Marc Forneri Mgmt For For For 18 Elect Xavier Lagarde Mgmt For For For 19 Elect Michel Lucas Mgmt For For For 20 Elect Elisabeth Lulin Mgmt For For For 21 Election of Representatives of the Mgmt For For For State 22 Elect Christian Halary Mgmt For For For 23 Elect Marc Aubry Mgmt For For For 24 Elect Caroline Gregoire-Sainte Marie Mgmt For For For as Censor 25 Directors' Fees Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 29 Authority to Increase capital in Mgmt For For For Case of Exchange Offer 30 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 31 Authority to Increase Share Issuance Mgmt For For For Limit 32 Authority to Set Offering Price of Mgmt For For For Shares 33 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 34 Authority to Increase Capital Mgmt For For For Through Capitalizations 35 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 36 Authority to Grant Stock Options Mgmt For For For 37 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 38 Authority to Issue Restricted Shares Mgmt For For For 39 Authority to Cancel Shares and Mgmt For For For Reduce Capital 40 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 41 Shareholder Proposal Regarding ShrHoldr For For For Representatives of Employee Shareholders 42 Shareholder Proposal Regarding ShrHoldr Against Against For Employee Representation 43 Authority to Carry Out Formalities Mgmt For For For 44 Non-Voting Meeting Note N/A N/A N/A N/A
Sap AG Ticker Security ID: Meeting Date Meeting Status SAP CINS D66992104 05/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Cancellation of Conditional Capital Mgmt For For For VI 10 Authority to Issue Convertible Debt Mgmt For For For Instruments 11 Intra-company Control Agreements Mgmt For For For
Schibsted ASA Ticker Security ID: Meeting Date Meeting Status SCH CINS R75677105 05/13/2011 Unvoted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Presiding Chairman Mgmt For N/A N/A 5 Agenda Mgmt For N/A N/A 6 Election of Individuals to Check the Mgmt For N/A N/A Minutes 7 Accounts and Reports Mgmt For N/A N/A 8 Allocation of Profits/Dividends Mgmt For N/A N/A 9 Authority to Set Auditor's Fees Mgmt For N/A N/A 10 Authority to Repurchase Shares Mgmt For N/A N/A 11 Report of the Nominating Committee Mgmt For N/A N/A 12 Remuneration Report Mgmt For N/A N/A 13 Election of Directors Mgmt For N/A N/A 14 Directors' Fees Mgmt For N/A N/A 15 Nominating Committee's Fees Mgmt For N/A N/A 16 Amendments to Articles Mgmt For N/A N/A 17 Non-Voting Meeting Note N/A N/A N/A N/A
Schneider Electric SA Ticker Security ID: Meeting Date Meeting Status SU CINS F86921107 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Anand Mahindra 9 Elect Betsy Atkins Mgmt For For For 10 Elect Jeong H. Kim Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendment Regarding Director Age Mgmt For For For Limit 15 Amendment Regarding Censors Mgmt For For For 16 Stock Split Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Increase Share Issuance Mgmt For For For Limit 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer or in Consideration for Contributions in Kind 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Grant Stock Options Mgmt For For For 24 Authority to Issue Restricted Shares Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Authority to Carry Out Formalities Mgmt For For For
Schroders plc Ticker Security ID: Meeting Date Meeting Status SDR CINS G7860B102 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Michael Dobson Mgmt For For For 5 Elect Massimo Tosato Mgmt For For For 6 Elect Andrew Beeson Mgmt For For For 7 Elect Bruno Schroder Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Equity Compensation Plan Mgmt For For For 12 Share Option Plan Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
SES SA Ticker Security ID: Meeting Date Meeting Status 28734 CINS L8300G135 04/07/2011 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Attendance List, Quorum and Agenda Mgmt Abstain TNA N/A 4 Appointment of a Secretary and Two Mgmt For TNA N/A Scrutineers 5 Presentation of Board Report Mgmt For TNA N/A 6 Presentation of Activity Report Mgmt For TNA N/A 7 Presentation of Financial Results Mgmt For TNA N/A 8 Presentation of the Auditor Report Mgmt For TNA N/A 9 Accounts and Reports; Consolidated Mgmt For TNA N/A Accounts and Reports 10 Allocation of Profits/Dividends Mgmt For TNA N/A 11 Allocation of Profits to Reserves Mgmt For TNA N/A 12 Ratification of Board Acts Mgmt For TNA N/A 13 Ratification of Auditor Acts Mgmt For TNA N/A 14 Appointment of Auditor and Authority Mgmt For TNA N/A to Set Fees 15 Authority to Repurchase Shares Mgmt For TNA N/A 16 Board Size Mgmt For TNA N/A 17 Director Term Lengths Mgmt For TNA N/A 18 Elect Marc Beuls Mgmt For TNA N/A 19 Elect Marcus Bicknell Mgmt For TNA N/A 20 Elect Bridget Cosgrave Mgmt For TNA N/A 21 Elect Hadelin de Liedekerke Beaufort Mgmt For TNA N/A 22 Elect Jacques Espinasse Mgmt For TNA N/A 23 Elect Robert Ross Mgmt For TNA N/A 24 Elect Karim Sabbagh Mgmt For TNA N/A 25 Elect Christian Schaack Mgmt For TNA N/A 26 Elect Terry Seddon Mgmt For TNA N/A 27 Elect Marc Speeckaert Mgmt For TNA N/A 28 Elect Gerd Tenzer Mgmt For TNA N/A 29 Elect Francois Tesch Mgmt For TNA N/A 30 Elect Serge Allegrezza Mgmt For TNA N/A 31 Elect Jean-Claude Finck Mgmt For TNA N/A 32 Elect Gaston Reinesch Mgmt For TNA N/A 33 Elect Victor Rod Mgmt For TNA N/A 34 Elect Rene Steichen Mgmt For TNA N/A 35 Elect Jean-Paul Zens Mgmt For TNA N/A 36 Term Length of Hadelin de Liedekerke Mgmt For TNA N/A Beaufort, Christian Schaack, Marc Speeckaert, Gerd Tenzer, Serge Allegrezza, Victor Rod 37 Term Length of Jacques Espinasse, Mgmt For TNA N/A Robert Ross, Terry Seddon, Francois Tesch, Jean-Claude Finck, Gaston Reinesch 38 Term Length of Marc Beuls, Marcus Mgmt For TNA N/A Bicknell, Bridget Cosgrave, Karim Sabbagh, Rene Steichen, Jean-Paul Zens 39 Directors' Fees Mgmt For TNA N/A 40 Transaction of Other Business Mgmt Abstain TNA N/A
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 8199 CINS Y76810103 10/08/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Bonus Share Issuance Mgmt For For For 4 Issuance of Shares pursuant to Bonus Mgmt For For For Issuance 5 Increase in Registered Capital Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Amendments to Articles Mgmt For For For
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 8199 CINS Y76810103 10/08/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Bonus Share Issuance Mgmt For For For 4 Issuance of Shares pursuant to Bonus Mgmt For For For Issuance 5 Increase in Registered Capital Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Amendments to Articles Mgmt For For For
Shire plc Ticker Security ID: Meeting Date Meeting Status SHP CINS G8124V108 04/26/2011 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Matthew Emmens Mgmt For For For 4 Elect Angus Russell Mgmt For For For 5 Elect Graham Hetherington Mgmt For For For 6 Elect David Kappler Mgmt For For For 7 Elect Patrick Langlois Mgmt For For For 8 Elect Jeffrey Leiden Mgmt For For For 9 Elect David Ginsburg Mgmt For For For 10 Elect Anne Minto Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Adoption of New Articles Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Sino-Forest Corporation Ticker Security ID: Meeting Date Meeting Status TRE CUSIP 82934H101 05/30/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Allen Chan Mgmt For For For 1.2 Elect William Ardell Mgmt For For For 1.3 Elect James Bowland Mgmt For For For 1.4 Elect James Hyde Mgmt For For For 1.5 Elect Edmund Mak Mgmt For For For 1.6 Elect Judson Martin Mgmt For For For 1.7 Elect Simon Murray Mgmt For Withhold Against 1.8 Elect Peter Wang Mgmt For Withhold Against 1.9 Elect Garry West Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Sinopec Corporation (China Petroleum & Chemical) Ticker Security ID: Meeting Date Meeting Status 386 CINS Y15010104 05/13/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Directors' Report Mgmt For For For 5 Supervisors' Report Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Allocation of Surplus Common Reserve Mgmt For For For Funds 8 Allocation of Profits/Dividends Mgmt For For For 9 Authority to Declare Interim Mgmt For For For Dividends 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Issuance of Debt Financing Mgmt For For For Instruments 12 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 13 Elect FU Chengyu Mgmt For For For
SKF AB Ticker Security ID: Meeting Date Meeting Status SKFB CINS W84237143 04/28/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Authority to Set Auditor's Fees Mgmt For For For 19 Amendments to Articles Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 2011 Long Term Incentive Plan Mgmt For For For 22 Authority to Repurchase Shares Mgmt For For For 23 Nomination Committee Mgmt For For For
SNC-Lavalin Group Inc. Ticker Security ID: Meeting Date Meeting Status SNC CUSIP 78460T105 05/05/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Bourne Mgmt For For For 1.2 Elect Pierre Duhaime Mgmt For For For 1.3 Elect David Goldman Mgmt For For For 1.4 Elect Patricia Hammick Mgmt For For For 1.5 Elect Pierre Lessard Mgmt For For For 1.6 Elect Edythe Marcoux Mgmt For For For 1.7 Elect Lorna Marsden Mgmt For For For 1.8 Elect Claude Mongeau Mgmt For For For 1.9 Elect Gwyn Morgan Mgmt For For For 1.10 Elect Michael Parker Mgmt For For For 1.11 Elect Hugh Segal Mgmt For For For 1.12 Elect Lawrence Stevenson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Continuation and Restatement of Mgmt For For For Shareholder Rights Plan 5 2011 Stock Option Plan Mgmt For For For
Softbank Corp. Ticker Security ID: Meeting Date Meeting Status CINS J75963108 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Masayoshi Son Mgmt For For For 5 Elect Ken Miyauchi Mgmt For For For 6 Elect Kazuhiko Kasai Mgmt For For For 7 Elect Masahiro Inoue Mgmt For For For 8 Elect Ronald Fisher Mgmt For For For 9 Elect Yun Mah Mgmt For For For 10 Elect Tadashi Yanai Mgmt For For For 11 Elect Mark Schwartz Mgmt For For For 12 Elect Sunil Bharti Mittal Mgmt For For For
Software AG Ticker Security ID: Meeting Date Meeting Status SOW CINS D7045M133 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Cancellation of Conditional Capital Mgmt For For For 10 Stock Split Mgmt For For For 11 Increase in Authorized Capital Mgmt For For For 12 Corporate Restructuring Mgmt For For For
Spectris plc Ticker Security ID: Meeting Date Meeting Status SXS CINS G8338K104 05/13/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Russell King Mgmt For For For 5 Elect Peter Chambre Mgmt For For For 6 Elect John Hughes Mgmt For For For 7 Elect John O'Higgins Mgmt For For For 8 Elect John Warren Mgmt For For For 9 Elect Clive Watson Mgmt For For For 10 Elect Jim Webster Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Standard Chartered plc Ticker Security ID: Meeting Date Meeting Status STAN CINS G84228157 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Steve Bertamini Mgmt For For For 5 Elect Jaspal Bindra Mgmt For For For 6 Elect Richard Delbridge Mgmt For For For 7 Elect Jamie Dundas Mgmt For For For 8 Elect Valerie Gooding Mgmt For For For 9 Elect HAN Seung-Soo Mgmt For For For 10 Elect Simon Lowth Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Ruth Markland Mgmt For For For 13 Elect Richard Meddings Mgmt For For For 14 Elect John Paynter Mgmt For For For 15 Elect John Peace Mgmt For For For 16 Elect Michael Rees Mgmt For For For 17 Elect Peter Sands Mgmt For For For 18 Elect Paul Skinner Mgmt For For For 19 Elect Oliver Stocken Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 25 2011 Share Plan Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Ordinary Mgmt For For For Shares 28 Authority to Repurchase Preference Mgmt For For For Shares 29 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 30 Non-Voting Meeting Note N/A N/A N/A N/A
Swedbank AB Ticker Security ID: Meeting Date Meeting Status SWED CINS W9423X102 03/25/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Board Size Mgmt For For For 15 Directors and Auditors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Nominating Committee Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Compensation Policy Mgmt For For For 20 Authority to Trade in Company Stock Mgmt For For For 21 Authority to Repurchase Shares Mgmt For For For 22 Deferred Bonus Plan Mgmt For For For 23 Authority to Issue Shares Mgmt For For For 24 Long-term Incentive Plan 2011 Mgmt For For For (Collective Plan) 25 Long-term Incentive Plan 2011 Mgmt For For For (Individual Plan) 26 Authority to Issue Shares Mgmt For For For 27 Shareholder Proposal Regarding a ShrHoldr For Against Against Special Investigation 28 Shareholder Proposal Regarding ShrHoldr For Against Against Gender Equality and Ethnicity 29 Shareholder Proposal Regarding the ShrHoldr For Against Against Distribution of a Book to Shareholders Free of Charge 30 Shareholder Proposal Regarding the ShrHoldr For Against Against Creation of a Charitable Fund 31 Non-Voting Agenda Item N/A N/A N/A N/A
Swedish Match AB Ticker Security ID: Meeting Date Meeting Status SWMA CINS W92277115 05/02/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Accounts and Reports Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For 12 Ratification of Board and Management Mgmt For For For Acts 13 Reduction in Share Capital Mgmt For For For 14 Bonus Issue Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Compensation Guidelines Mgmt For For For 17 Board Size Mgmt For For For 18 Directors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nominating Committee Mgmt For For For 21 Instructions to Nominating Committee Mgmt For For For
Taiwan Semiconductor Manufacturing Ticker Security ID: Meeting Date Meeting Status CINS Y84629107 06/09/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 7 Approve Spin-off Mgmt For For For 8 Elect Gregory C. Chow Mgmt For For For 9 Elect Kok-Choo Chen Mgmt For For For 10 Extraordinary motions Mgmt For Against Against 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
Tele2 AB Ticker Security ID: Meeting Date Meeting Status TEL2-B CINS W95878117 05/16/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Mgmt For For For Management Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nominating Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 2011 Share Saving Plan Mgmt For For For 23 Authority to Issue C Shares w/o Mgmt For For For Preemptive Rights Pursuant to the Share Saving Plan 24 Authority to Repurchase C Shares Mgmt For For For Pursuant to the Share Saving Plan 25 Authority to Transfer Shares Mgmt For For For Pursuant to the Share Saving Plan 26 Authority to Repurchase Shares Mgmt For For For 27 Amendments to Articles Mgmt For For For 28 Shareholder Proposal Regarding an ShrHoldr N/A Against N/A Independent Investigation of Customer Policy 29 Shareholder Proposal Regarding an ShrHoldr N/A Against N/A Independent Investigation of Investor Relations Policy 30 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Establishment of a Customer Ombudsman 31 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Annual Evaluation of Work with Gender Equality and Ethnicity 32 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Separate General Meetings 33 Non-Voting Agenda Item N/A N/A N/A N/A
Telefonaktiebolag et LM Ericsson Ticker Security ID: Meeting Date Meeting Status ERIC.A CUSIP 294821608 04/13/2011 Take No Action Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Presiding Chairman Mgmt For TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Ratification of Board and Management Mgmt For TNA N/A Acts 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Board Size Mgmt For TNA N/A 6 Directors' Fees Mgmt For TNA N/A 7 Election of Directors Mgmt For TNA N/A 8 Nomination Committee Mgmt For TNA N/A 9 Nomination Committee's Fees Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Appointment of Auditor Mgmt For TNA N/A 12 Compensation Guidelines Mgmt For TNA N/A 13 2011 Employee Stock Purchase Plan Mgmt For TNA N/A 14 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant 2011 Employee Stock Purchase Plan 15 Equity Swap Agreement Pursuant 2011 Mgmt For TNA N/A Employee Stock Purchase Plan 16 2011 Key Contributor Retention Plan Mgmt For TNA N/A 17 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant 2011 Key Contributor Retention Plan 18 Equity Swap Agreement Pursuant 2011 Mgmt For TNA N/A Key Contributor Retention Plan 19 2011 Executive Performance Stock Plan Mgmt For TNA N/A 20 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant 2011 Executive Performance Stock Plan 21 Equity Swap Agreement Pursuant 2011 Mgmt For TNA N/A Executive Performance Stock Plan 22 Authority to Issue Treasury Shares Mgmt For TNA N/A Pursuant to LTIPs 23 Amendments to Corporate Purpose Mgmt For TNA N/A 24 Shareholder Proposal Regarding Mgmt For TNA N/A Voting Issue
Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/19/2011 Unvoted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Agenda Mgmt For N/A N/A 5 Election of Individuals to Check Mgmt For N/A N/A Minutes 6 Accounts and Reports; Allocation of Mgmt For N/A N/A Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For N/A N/A 8 Compensation Guidelines Mgmt For N/A N/A 9 Cancellation of Shares Mgmt For N/A N/A 10 Authority to Repurchase Shares for Mgmt For N/A N/A Cancellation 11 Authority to Repurchase Shares Mgmt For N/A N/A Pursuant to LTIP 12 Election of Corporate Assembly Mgmt For N/A N/A 13 Nomination Committee Mgmt For N/A N/A 14 Corporate Assembly Fees Mgmt For N/A N/A
Teliasonera AB Ticker Security ID: Meeting Date Meeting Status TLSN CINS W95890104 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of Chairman of the Board of Mgmt For For For Directors 18 Number of Auditors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Long-Term Incentive Program Mgmt For For For 26 Hedging Arrangement for LTIP Mgmt For For For 27 Authority to Reduce Share Capital Mgmt For For For 28 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Having the Swedish State as an Owner 29 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Current Human Resources Strategy 30 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Repeated Savings Obligations and the Company's Long-term Profitability 31 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Transfer of a Subsidiary 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A
Temenos Group AG Ticker Security ID: Meeting Date Meeting Status CINS H8547Q107 06/17/2011 Unvoted Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports; Remuneration Mgmt For N/A N/A Report 4 Allocation of Profits/Dividends Mgmt For N/A N/A 5 Transfer of Reserves Mgmt For N/A N/A 6 Ratification of Board and Management Mgmt For N/A N/A Acts 7 Increase in Authorized Capital Mgmt For N/A N/A 8 Increase in Conditional Capital for Mgmt For N/A N/A Equity Incentives 9 Elect Guy Dubois Mgmt For N/A N/A 10 Elect George Koukis Mgmt For N/A N/A 11 Elect Chris Pavlou Mgmt For N/A N/A 12 Appointment of Auditor Mgmt For N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
Toll Holdings Limited Ticker Security ID: Meeting Date Meeting Status TOL CINS Q9104H100 10/29/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Mark Smith Mgmt For For For 4 Re-elect Barry Cusack Mgmt For For For 5 Equity Grant (MD Paul Little) Mgmt For For For 6 Adopt New Constitution Mgmt For For For
Unilever plc Ticker Security ID: Meeting Date Meeting Status ULVR CINS G92087165 05/11/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Elect Paul Polman Mgmt For For For 4 Elect Jean-Marc Huet Mgmt For For For 5 Elect Louise Fresco Mgmt For For For 6 Elect Ann Fudge Mgmt For For For 7 Elect Charles Golden Mgmt For For For 8 Elect Byron Grote Mgmt For For For 9 Elect Hixonia Nyasulu Mgmt For For For 10 Elect Sir Malcolm Rifkind Mgmt For For For 11 Elect Kees Storm Mgmt For For For 12 Elect Michael Treschow Mgmt For For For 13 Elect Paul Walsh Mgmt For For For 14 Elect Sunil Bharti Mittal Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authorisation of Political Donations Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Amendments to Articles Regarding Mgmt For For For Borrowing Limit 23 Non-Voting Meeting Note N/A N/A N/A N/A
Vallourec Ticker Security ID: Meeting Date Meeting Status CINS F95922104 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Pascale Chargrasse 9 Elect Pascale Chargrasse Mgmt For For For 10 Elect Jean-Paul Parayre Mgmt For For For 11 Elect Patrick Boissier Mgmt For For For 12 Elect Anne-Marie Idrac Mgmt For For For 13 Elect Francois Henrot as Censor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Capital and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For For For Shares 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital In Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority for Subsidiaries to Issue Mgmt For For For Securities Convertible into Company Shares 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Authority to Issue Debt Instruments Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital for Mgmt For For For Foreign Employees 27 Authority to Increase Capital for Mgmt For For For Foreign Employees as an Alternative to Employee Savings Plan 28 Authority to Issue Restricted Shares Mgmt For For For Under Savings Plans 29 Authority to Issue Restricted Shares Mgmt For For For 30 Authority to Cancel Shares and Mgmt For For For Reduce Capital 31 Amendment Regarding Supervisory Mgmt For For For Board Member Term Length 32 Amendment Regarding Employee Mgmt For For For Representation 33 Authority to Carry Out Formalities Mgmt For For For
Virgin Media Inc Ticker Security ID: Meeting Date Meeting Status VMED CUSIP 92769L101 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Chiddix Mgmt For For For 1.2 Elect William Huff Mgmt For For For 1.3 Elect James Mooney Mgmt For For For 1.4 Elect John Rigsby Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year N/A Executive Compensation
voestalpine AG Ticker Security ID: Meeting Date Meeting Status VOE CINS A9101Y103 07/07/2010 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Management Board Acts Mgmt For For For 4 Ratification of Supervisory Board Mgmt For For For Acts 5 Appointment of Auditor Mgmt For For For 6 Authority to Repurchase Shares Mgmt For For For 7 Amendments to Articles Mgmt For For For
Volvo AB Ticker Security ID: Meeting Date Meeting Status VOLV.A CINS 928856301 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr N/A For N/A Reclassification of Shares 21 Long-Term Share-Based Incentive Plan Mgmt For For For 22 Transfer of Shares Pursuant to LTIP Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
Xstrata Plc Ticker Security ID: Meeting Date Meeting Status XTA CINS G9826T102 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Mick Davis Mgmt For For For 5 Elect Con Fauconnier Mgmt For For For 6 Elect Ivan Glasenberg Mgmt For For For 7 Elect Peter Hooley Mgmt For For For 8 Elect Claude Lamoureux Mgmt For For For 9 Elect Trevor Reid Mgmt For For For 10 Elect Sir Steve Robson Mgmt For For For 11 Elect David Rough Mgmt For For For 12 Elect Ian Strachan Mgmt For For For 13 Elect Santiago Zaldumbide Mgmt For For For 14 Elect John Bond Mgmt For For For 15 Elect Aristotelis Mistakidis Mgmt For For For 16 Elect Tor Peterson Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days
Yamaha Motor Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 7272 CINS J95776126 03/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital and Mgmt For For For Earned Reserves 3 Elect Hiroyuki Yanagi Mgmt For For For 4 Elect Takaaki Kimura Mgmt For For For 5 Elect Toyoo Ohtsubo Mgmt For For For 6 Elect Yoshiteru Takahashi Mgmt For For For 7 Elect Hiroyuki Suzuki Mgmt For For For 8 Elect Kohzoh Shinozaki Mgmt For For For 9 Elect Yuko Kawamoto Mgmt For For For 10 Elect Masamitsu Sakurai Mgmt For For For 11 Elect Mitsuru Umemura Mgmt For For For 12 Elect Nobuya Hideshima Mgmt For For For 13 Elect Masahiro Takizawa Mgmt For For For 14 Elect Norihiko Shimizu Mgmt For For For 15 Elect Yutaka Kume Mgmt For For For 16 Elect Shigeki Hirasawa Mgmt For For For 17 Election of Alternate Statutory Mgmt For For For Auditor(s)
Yara International ASA Ticker Security ID: Meeting Date Meeting Status YAR CINS R9900C106 05/10/2011 Unvoted Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Election of Presiding Chairman and Mgmt For N/A N/A Individuals to Check Minutes 4 Accounts and Reports; Allocation of Mgmt For N/A N/A Profits/Dividends 5 Compensation Guidelines Mgmt For N/A N/A 6 Authority to Set Auditor's Fees Mgmt For N/A N/A 7 Directors' Fees Mgmt For N/A N/A 8 Nomination Committee Fees Mgmt For N/A N/A 9 Nomination Committee; Amendments to Mgmt For N/A N/A Articles 10 Amendments to Articles Regarding Mgmt For N/A N/A Electronic Communication 11 Cancellation of Shares Mgmt For N/A N/A 12 Authority to Repurchase Shares Mgmt For N/A N/A
The Hartford International Opportunities Fund Investment Company Report 07/01/10 - 06/30/11 ABB Ltd. Ticker Security ID: Meeting Date Meeting Status ABBN CINS H0010V101 04/29/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Remuneration Report Mgmt For TNA N/A 7 Ratification of Board and Management Mgmt For TNA N/A Acts 8 Allocation of Profits/Dividends Mgmt For TNA N/A 9 Creation of Conditional Capital for Mgmt For TNA N/A Employee Compensation Plan 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Elect Roger Agnelli Mgmt For TNA N/A 12 Elect Louis Hughes Mgmt For TNA N/A 13 Elect Hans Marki Mgmt For TNA N/A 14 Elect Michel de Rosen Mgmt For TNA N/A 15 Elect Michael Treschow Mgmt For TNA N/A 16 Elect Jacob Wallenberg Mgmt For TNA N/A 17 Elect Hubertus von Grunberg Mgmt For TNA N/A 18 Elect Ying Yeh Mgmt For TNA N/A 19 Appointment of Auditor Mgmt For TNA N/A 20 Transaction of Other Business Mgmt For TNA N/A
Accor SA Ticker Security ID: Meeting Date Meeting Status AC CINS F00189120 05/30/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification Mgmt For For For of Board Acts 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Virginie Morgon Mgmt For Against Against 9 Elect Sebastien Bazin Mgmt For For For 10 Elect Denis Hennequin Mgmt For For For 11 Elect Franck Riboud Mgmt For For For 12 Elect Mercedes Erra Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Related Party Transaction Mgmt For For For 15 Severance Package (Yann Caillere) Mgmt For For For 16 Severance Package (Gilles Pelisson) Mgmt For For For 17 Severance Package and Supplementary Mgmt For For For Retirement Benefits (Denis Hennequin) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 23 Authority to Increase Share Issuance Mgmt For For For Limit 24 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 25 Authority to Increase Capital Mgmt For For For Through Capitalizations 26 Global Ceiling on Increases in Mgmt For For For Capital 27 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 28 Authority to Grant Stock Options Mgmt For For For 29 Authority to Issue Restricted Shares Mgmt For For For 30 Authority to Carry Out Formalities Mgmt For For For 31 Relocation of Company Headquarters Mgmt For For For
Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 03/02/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Procedural Rules of Mgmt For For For Shareholders' Meetings 4 Amendments to Procedural Rules of Mgmt For For For Board of Directors 5 Amendments to Procedural Rules of Mgmt For For For Supervisors 6 Elect Frederick MA Si-Hang Mgmt For For For 7 Elect WEN Tiejun Mgmt For For For 8 Renewal of Liability Insurance Mgmt For For For 9 Issuance of Subordinated Bonds Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
AIA Group Limited Ticker Security ID: Meeting Date Meeting Status 1299 CINS Y002A1105 05/26/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Edmund TSE Sze Wing Mgmt For Against Against 5 Elect Mark Tucker Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Repurchased Shares Mgmt For For For 10 Authority to Issue Shares under the Mgmt For For For Restricted Share Unit Scheme
Air Asia Berhad Ticker Security ID: Meeting Date Meeting Status AIRASIA CINS Y0029V101 06/20/2011 Voted Meeting Type Country of Trade Annual Malaysia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Elect Abdul Aziz bin Abu Bakar Mgmt For For For 5 Elect Mohd Omar bin Mustapha Mgmt For For For 6 Elect Sonny LEONG Khee Seong Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
America Movil SAB de CV Ticker Security ID: Meeting Date Meeting Status AMX CUSIP 02364W105 04/27/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Series L) Mgmt For Against Against 2 Election of Meeting Delegates Mgmt For For For
ASML Holding N.V. Ticker Security ID: Meeting Date Meeting Status ASML CUSIP N07059186 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Allocation of Profits/Dividends Mgmt For For For 5 Amendments to Articles Mgmt For For For 6 Stock Option Grants to Employees Mgmt For For For 7 Elect William Siegle Mgmt For For For 8 Elect Josephus Westerburgen Mgmt For For For 9 Supervisory Board Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Cancel Shares Mgmt For For For 16 Authority to Cancel Additional Shares Mgmt For For For
Assa Abloy AB Ticker Security ID: Meeting Date Meeting Status ASSA-B CINS W0817X105 04/29/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Accounts and Reports Mgmt For For For 15 Allocation of Profits/Dividends Mgmt For For For 16 Ratification of Board and Management Mgmt For For For Acts 17 Board Size Mgmt For For For 18 Directors and Auditors' Fees Mgmt For For For 19 Election of Directors Mgmt For For For 20 Nomination Committee Mgmt For For For 21 Compensation Guidelines Mgmt For For For 22 Authority to Repurchase and Issue Mgmt For For For Shares 23 2011 Long-Term Incentive Plan Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A
Atlas Copco AB Ticker Security ID: Meeting Date Meeting Status ATCO-A CINS W10020118 04/20/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Accounts and Reports Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Allocation of Profits/Dividends Mgmt For For For 16 Dividend Record Date Mgmt For For For 17 Board Size Mgmt For For For 18 Election of Directors Mgmt For For For 19 Directors' Fees Mgmt For For For 20 Compensation Guidelines Mgmt For For For 21 2011 Performance Option Plan Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Repurchase Shares Mgmt For For For Pursuant to 2011 Performance Option Plan 24 Authority to Repurchase Shares Mgmt For For For Pursuant to Directors' Fees 25 Issuance of Treasury Shares Pursuant Mgmt For For For to 2011 Performance Option Plan 26 Issuance of Treasury Shares Pursuant Mgmt For For For to Directors' Fees 27 Issuance of Treasury Shares Pursuant Mgmt For For For to 2006, 2007, 2008 and 2009 Stock Option Plans 28 Amendments to Articles Regarding Mgmt For For For Stock Split 29 Stock Split Mgmt For For For 30 Authority to Reduce Share Capital Mgmt For For For 31 Increase in Share Capital Mgmt For For For 32 Nomination Committee Mgmt For For For 33 Non-Voting Agenda Item N/A N/A N/A N/A
Banco Do Estado Do Rio Grande Do Sul S.A. Ticker Security ID: Meeting Date Meeting Status BRSR5 CINS P12553247 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Election of Directors Mgmt For For For 12 Election of Supervisory Council Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A
Banco do Estado do Rio Grande do Sul SA Ticker Security ID: Meeting Date Meeting Status BRSR5 CINS P12553247 03/04/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Election of Directors Mgmt For Against Against
Banco do Estado do Rio Grande do Sul SA Ticker Security ID: Meeting Date Meeting Status BRSR5 CINS P12553247 06/07/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Ratification of Co-option of Mgmt For For For Francisco Carlos Braganca de Souza
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 01/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Replace Chairman with Vice Chairman Mgmt N/A For N/A 2 Replace Vice Chairman with Chairman Mgmt N/A For N/A 3 Ratification of Board Composition Mgmt N/A For N/A
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUSIP 05967A107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Election of Directors Mgmt For Against Against 4 Remuneration Policy; Audit Committee Mgmt For For For Fees 5 Amendment to Dividend Distribution Mgmt For For For Period
Barclays plc Ticker Security ID: Meeting Date Meeting Status BARC CINS G08036124 04/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Alison Carnwath Mgmt For For For 4 Elect Dambisa Moyo Mgmt For For For 5 Elect Marcus Agius Mgmt For For For 6 Elect David Booth Mgmt For For For 7 Elect Sir Richard Broadbent Mgmt For For For 8 Elect Fulvio Conti Mgmt For For For 9 Elect Robert Diamond, Jr. Mgmt For For For 10 Elect Simon Fraser Mgmt For For For 11 Elect Reuben Jeffrey III Mgmt For For For 12 Elect Sir Andrew Likierman Mgmt For For For 13 Elect Christopher Lucas Mgmt For For For 14 Elect Sir Michael Rake Mgmt For For For 15 Elect Sir John Sunderland Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Long Term Incentive Plan Mgmt For For For 24 Amendment to the Barclays Group Mgmt For For For Share Value Plan
Beiersdorf AG Ticker Security ID: Meeting Date Meeting Status BEI CINS D08792109 04/21/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Supervisory Board Members' Fees Mgmt For For For 11 Compensation Policy Mgmt For For For
Beijing Enterprises Holdings Ticker Security ID: Meeting Date Meeting Status 0392 CINS Y07702122 06/28/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect BAI Jinrong Mgmt For For For 6 Elect ZHOU Si Mgmt For For For 7 Elect E Meng Mgmt For For For 8 Elect LIU Kai Mgmt For For For 9 Elect Robert Theleen Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Repurchased Shares Mgmt For For For 15 Non-Voting Meeting Note N/A N/A N/A N/A
BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Fabio de Oliveira Barbosa Mgmt For For For 5 Elect Caio Kock-Weser Mgmt For For For 6 Elect Patrick Thomas Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Elect Frank Chapman Mgmt For For For 9 Elect Baroness Hogg Mgmt For For For 10 Elect John Hood Mgmt For For For 11 Elect Martin Houston Mgmt For For For 12 Elect Sir David Manning Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Philippe Varin Mgmt For For For 15 Elect Sir Robert Wilson Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
BNP Paribas Ticker Security ID: Meeting Date Meeting Status BNP CINS F1058Q238 05/11/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Authority to Repurchase Shares Mgmt For For For 9 Elect Jean-Francois Lepetit Mgmt For For For 10 Elect Helene Ploix Mgmt For For For 11 Elect Baudouin Prot Mgmt For For For 12 Elect Daniela Weber-Rey Mgmt For For For 13 Elect Fields Wicker-Miurin Mgmt For For For 14 Merger by Absorption of Banque de Mgmt For For For Bretagne 15 Merger by Absorption of BNP Paribas Mgmt For For For International BV 16 Merger by Absorption of Cerenicim Mgmt For For For 17 Merger by absorption of SAS Noria Mgmt For For For 18 Authority to Issue Restricted Stock Mgmt For For For 19 Authority to Grant Stock Options Mgmt For For For 20 Authority to Cancel Shares and Mgmt For For For Reduce Capital 21 Authority to Carry Out Formalities Mgmt For For For
Bridgestone Corporation Ticker Security ID: Meeting Date Meeting Status 5108 CINS J04578126 03/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Shohshi Arakawa Mgmt For For For 4 Elect Kazuhisa Nishigai Mgmt For For For 5 Elect Masaaki Tsuya Mgmt For For For 6 Elect Mikio Masunaga Mgmt For For For 7 Elect Kazuo Kakehi Mgmt For For For 8 Elect Sakie Tachibana-Fukushima Mgmt For For For 9 Elect Takao Enkawa Mgmt For For For 10 Elect Kimiko Murafushi Mgmt For For For 11 Elect Scott Davis Mgmt For For For 12 Elect Kenichi Masuda Mgmt For For For 13 Bonus Mgmt For For For 14 Stock Option Plan Mgmt For For For
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 07/13/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Jim Lawrence Mgmt For For For 4 Elect Alison Reed Mgmt For For For 5 Elect Rafael Sanchez-Lozano Turmo Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 11/29/2010 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger Mgmt For For For
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 11/29/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A
British Airways PLC Ticker Security ID: Meeting Date Meeting Status BAY CINS G14980109 11/29/2010 Voted Meeting Type Country of Trade Other United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Scheme of Arrangement Mgmt For For For
Canadian Natural Resources Ltd. Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/05/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Catherine Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy Faithfull Mgmt For For For 1.4 Elect Gary Filmon Mgmt For For For 1.5 Elect Christopher Fong Mgmt For For For 1.6 Elect Gordon Giffin Mgmt For For For 1.7 Elect Wilfred Gobert Mgmt For For For 1.8 Elect Steve Laut Mgmt For For For 1.9 Elect Keith MacPhail Mgmt For For For 1.10 Elect Allan Markin Mgmt For For For 1.11 Elect Frank McKenna Mgmt For For For 1.12 Elect James Palmer Mgmt For For For 1.13 Elect Eldon Smith Mgmt For For For 1.14 Elect David Tuer Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Capita plc Ticker Security ID: Meeting Date Meeting Status CPI CINS G1846J115 05/10/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Martin Bolland Mgmt For For For 5 Elect Paul Pindar Mgmt For For For 6 Elect Gordon Hurst Mgmt For For For 7 Elect Maggi Bell Mgmt For For For 8 Elect Paddy Doyle Mgmt For For For 9 Elect Martina King Mgmt For For For 10 Elect Nigel Wilson Mgmt For For For 11 Elect Paul Bowtell Mgmt For For For 12 Elect Vic Gysin Mgmt For For For 13 Elect Andy Parker Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Set Auditor's Fees Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Authority to Repurchase Shares Mgmt For For For 20 Co-Investment Plan Mgmt For For For 21 Amendment to the Deferred Annual Mgmt For For For Bonus Plan 22 Change of Company Name Mgmt For For For
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Option Plan Mgmt For For For
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Under PRC GAAP Mgmt For For For 5 Accounts and Reports Under IFRS Mgmt For For For 6 Approval of Settlement Accounts Mgmt For For For 7 Financial Budget Mgmt For For For 8 A Shares' Report Mgmt For For For 9 H Shares' Report Mgmt For For For 10 Appointment of Baker Tilly China Mgmt For For For Certified Public Accountants Co., Ltd. for 2011 11 Appointment of KPMG for 2010 Mgmt For For For 12 Appointment of KPMG for 2011 Mgmt For For For 13 Authority to Set Fees Mgmt For For For 14 Approval of RMB 8 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (China) Co., Ltd. 15 Approval of RMB 12 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (Beijing) Co., Ltd. 16 Approval of RMB 100 Billion Mgmt For For For Financing Limit for the Company 17 Authority to Give Guarantees Mgmt For For For 18 Adoption of Rules of Procedures for Mgmt For For For Shareholder's General Meeting 19 Adoption of Rules of Procedures for Mgmt For For For Board 20 Adoption of Rules of Procedures for Mgmt For For For Supervisory 21 Adoption of Management Measures on Mgmt For For For Connected Transactions of H Shares 22 Adoption of Administrative Rules of Mgmt For For For Related Party Transactions 23 Change in Company Name Mgmt For For For 24 Amendments to Articles Mgmt For For For 25 Final Dividends Mgmt For For For 26 Bonus Share Issuance Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Ratification of Board Acts Mgmt For For For 29 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Final Dividends Mgmt For For For 3 Bonus Share Issuance Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Board Acts Mgmt For For For
China Gas Holdings Ltd Ticker Security ID: Meeting Date Meeting Status 384 CINS G2109G103 04/26/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Removal of LI Xiao Yun Mgmt For For For 4 Removal of XU Ying Mgmt For For For 5 Removal of LIU Ming Hui Mgmt For For For
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 02/25/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Equity Purchase Agreements, Assets Mgmt For For For Purchase Agreement and Financial Services Agreement 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Amendments to Articles Mgmt For For For 15 Amendments to Rules of Procedure of Mgmt For For For General Meeting 16 Non-Voting Meeting Note N/A N/A N/A N/A
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' and Supervisors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/out Mgmt For Against Against Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/27/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
Compagnie Financiere Richemont S.A. Ticker Security ID: Meeting Date Meeting Status CFR CINS H25662158 09/08/2010 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board Acts Mgmt For TNA N/A 6 Elect Johann Rupert Mgmt For TNA N/A 7 Elect Franco Cologni Mgmt For TNA N/A 8 Elect Lord Douro Mgmt For TNA N/A 9 Elect Yves-Andre Istel Mgmt For TNA N/A 10 Elect Richard Lepeu Mgmt For TNA N/A 11 Elect Ruggero Magnoni Mgmt For TNA N/A 12 Elect Simon Murray Mgmt For TNA N/A 13 Elect Alain Dominique Perrin Mgmt For TNA N/A 14 Elect Norbert Platt Mgmt For TNA N/A 15 Elect Alan Quasha Mgmt For TNA N/A 16 Elect Lord Renwick of Clifton Mgmt For TNA N/A 17 Elect Jan Rupert Mgmt For TNA N/A 18 Elect Jurgen Schrempp Mgmt For TNA N/A 19 Elect Martha Wikstrom Mgmt For TNA N/A 20 Elect Josua Malherbe Mgmt For TNA N/A 21 Elect Frederick Mostert Mgmt For TNA N/A 22 Elect Guillaume Pictet Mgmt For TNA N/A 23 Elect Dominique Rochat Mgmt For TNA N/A 24 Elect Gary Saage Mgmt For TNA N/A 25 Appointment of Auditor Mgmt For TNA N/A 26 Amendments to Articles Mgmt For TNA N/A 27 Amendments to Articles Mgmt For TNA N/A
Companhia de Concessoes Rodoviarias Ticker Security ID: Meeting Date Meeting Status CCRO3 CINS P1413U105 02/16/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Change of Company Name Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Alternate Directors Mgmt For For For 6 Elect Newton Brandao Ferraz Ramos Mgmt For For For 7 Election of Alternate Supervisory Mgmt For For For Council Member
Companhia de Concessoes Rodoviarias Ticker Security ID: Meeting Date Meeting Status CCRO3 CINS P1413U105 04/19/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Capital Expenditure Budget Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Election of Directors Mgmt For For For 8 Remuneration Policy Mgmt For For For 9 Election of Supervisory Council Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Companhia de Concessoes Rodoviarias Ticker Security ID: Meeting Date Meeting Status CCRO3 CINS P1413U105 09/27/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Amendments to Articles Mgmt For For For
Continental AG Ticker Security ID: Meeting Date Meeting Status CON CINS D16212140 04/28/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/ Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Siegfried Wolf Mgmt For For For 10 Elect Heinrich Peters as Alternate Mgmt For For For Supervisory Board Member
Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CINS H3698D419 04/29/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Allocation of Profits Mgmt For TNA N/A 8 Allocation of Dividends from Reserves Mgmt For TNA N/A 9 Authority to Increase Conditional Mgmt For TNA N/A Capital 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Amendment Regarding Voting Procedure Mgmt For TNA N/A 12 Amendments to Articles Mgmt For TNA N/A 13 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 14 Elect Jean Lanier Mgmt For TNA N/A 15 Elect Anton van Rossum Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Appointment of Special Auditor Mgmt For TNA N/A 18 Transaction of Other Business Mgmt For TNA N/A
CRH Plc Ticker Security ID: Meeting Date Meeting Status CRH CINS G25508105 05/04/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Maeve Carton Mgmt For For For 5 Elect William Egan Mgmt For For For 6 Elect Utz-Hellmuth Felcht Mgmt For Against Against 7 Elect Nicky Hartery Mgmt For For For 8 Elect Jan Maarten de Jong Mgmt For For For 9 Elect John Kennedy Mgmt For For For 10 Elect Myles Lee Mgmt For For For 11 Elect Albert Manifold Mgmt For For For 12 Elect Kieran McGowan Mgmt For For For 13 Elect Daniel O'Connor Mgmt For For For 14 Elect Liam O'Mahony Mgmt For For For 15 Elect Mark Towe Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Reissue Treasury Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A
Cyrela Brazil Realty Sa Ticker Security ID: Meeting Date Meeting Status CYRE3 cins P34085103 10/05/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Option Plan Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A
Delta Electronic Ticker Security ID: Meeting Date Meeting Status 2308 CINS Y20263102 06/24/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Procedural Rules: Mgmt For For For Election of Directors and Supervisors 10 Non-Compete Restrictions for Mgmt For For For Directors 11 Extraordinary motions Mgmt For Against Against
Denso Corporation Ticker Security ID: Meeting Date Meeting Status 6902 CINS J12075107 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohichi Fukaya Mgmt For For For 4 Elect Nobuaki Katoh Mgmt For For For 5 Elect Hiromi Tokuda Mgmt For For For 6 Elect Kohji Kobayashi Mgmt For For For 7 Elect Sohjiroh Tsuchiya Mgmt For For For 8 Elect Kazuo Hironaka Mgmt For For For 9 Elect Hikaru Sugi Mgmt For For For 10 Elect Shinji Shirasaki Mgmt For For For 11 Elect Masahiko Miyaki Mgmt For For For 12 Elect Akio Shikamura Mgmt For For For 13 Elect Haruya Maruyama Mgmt For For For 14 Elect Akio Tajima Mgmt For For For 15 Elect Shohichiroh Toyoda Mgmt For For For 16 Elect Fujio Choh Mgmt For For For 17 Elect Toshio Watanabe Mgmt For For For 18 Elect Toshimichi Kondoh Mgmt For For For 19 Bonus Mgmt For Against Against
Dongfeng Motor Group Company Limited Ticker Security ID: Meeting Date Meeting Status 489 CINS Y21042109 10/11/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Share Appreciation Mgmt For Against Against Right Scheme 4 Elect XU Ping Mgmt For For For 5 Elect LI Shaozhu Mgmt For For For 6 Elect FAN Zhong Mgmt For For For 7 Elect ZHOU Wenjie Mgmt For For For 8 Elect ZHU Fushou Mgmt For For For 9 Elect TONG Dongcheng Mgmt For For For 10 Elect OUYANG Jie Mgmt For For For 11 Elect LIU Weidong Mgmt For Against Against 12 Elect ZHOU Qiang Mgmt For For For 13 Elect SUN Shuyi Mgmt For For For 14 Elect NG Lin-fung Mgmt For For For 15 Elect YANG Xianzu Mgmt For Against Against 16 Elect WEN Shiyang Mgmt For For For 17 Elect DENG Mingran Mgmt For For For 18 Elect MA Liangjie Mgmt For For For 19 Elect REN Yong Mgmt For For For 20 Elect LI Chunrong Mgmt For For For 21 Elect CHEN Binbo Mgmt For For For 22 Elect HUANG Gang Mgmt For For For
DSV A/S Ticker Security ID: Meeting Date Meeting Status DSV CINS K3013J154 03/24/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Report of the Supervisory Board and Mgmt For For For the Executive Board 6 Accounts and Reports; Supervisory Mgmt For For For Board Members' Fees 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Kurt Larsen Mgmt For For For 9 Elect Erik Pedersen Mgmt For For For 10 Elect Per Skov Mgmt For For For 11 Elect Kaj Christiansen Mgmt For For For 12 Elect Annette Sadolin Mgmt For For For 13 Elect Birgit Norgaard Mgmt For For For 14 Elect Thomas Plenborg Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Reduce Share Capital Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendment to Incentive Guidelines Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
EEN Energy Holdings Limited Ticker Security ID: Meeting Date Meeting Status 2688 CINS G3066L101 05/31/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect CHENG Chak Ngok Mgmt For For For 7 Elect ZHAO Shengli Mgmt For For For 8 Elect WANG Dongzhi Mgmt For For For 9 Elect Catherine YIEN Yu Yu Mgmt For For For 10 Elect KONG Chung Kau Mgmt For For For 11 Not to Fill up Vacancy by Retirement Mgmt For For For of LIANG Zhiwei and ZHAI Xiaoqin 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Repurchased Shares Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
Eisai Company Limited Ticker Security ID: Meeting Date Meeting Status 4523 CINS J12852117 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Haruo Naitoh Mgmt For For For 3 Elect Junji Miyahara Mgmt For For For 4 Elect Kimitoshi Yabuki Mgmt For For For 5 Elect Akira Fujiyoshi Mgmt For For For 6 Elect Christina Ahmadjian Mgmt For For For 7 Elect Tokuji Izumi Mgmt For For For 8 Elect Kohichi Masuda Mgmt For For For 9 Elect Norio Kanoh Mgmt For For For 10 Elect Kiyochika Ohta Mgmt For For For 11 Elect Michikazu Aoi Mgmt For For For 12 Elect Hideaki Matsui Mgmt For For For 13 Stock Option Plan Mgmt For For For
Elisa Oyj Ticker Security ID: Meeting Date Meeting Status ELI1V CINS X1949T102 03/25/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For Against Against 13 Election of Directors Mgmt For Against Against 14 Authority to Set Auditor's Fees Mgmt For Against Against 15 Number of Auditors Mgmt For For For 16 Appointment of Auditor Mgmt For Against Against 17 Transfer of Reserves Mgmt For For For 18 Authority to Repurchase Shares Mgmt For For For 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
Encana Corporation Ticker Security ID: Meeting Date Meeting Status ECA CUSIP 292505104 04/20/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Dea Mgmt For For For 1.2 Elect Randall Eresman Mgmt For For For 1.3 Elect Claire Farley Mgmt For For For 1.4 Elect Fred Fowler Mgmt For For For 1.5 Elect Barry Harrison Mgmt For For For 1.6 Elect Suzanne Nimocks Mgmt For For For 1.7 Elect David O'Brien Mgmt For For For 1.8 Elect Jane Peverett Mgmt For For For 1.9 Elect Allan Sawin Mgmt For For For 1.10 Elect Bruce Waterman Mgmt For For For 1.11 Elect Clayton Woitas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Enersis Ticker Security ID: Meeting Date Meeting Status ENERSIS CUSIP 29274F104 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For Against Against 4 Directors' Committee Fees and Budget Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For 6 Appointment of Account Inspectors Mgmt For Against Against and Authority to Set Fees 7 Appointment of Risk Rating Agency Mgmt For Against Against 8 Investment and Finance Policy Mgmt For Against Against 9 Transaction of Other Business Mgmt For Against Against 10 Authority to Carry Out Formalities Mgmt For For For
Ensco International plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For
Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Mgmt For For For Regarding Historic Dividends 9 Release of Shareholders from Claims Mgmt For For For Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Essilor International Ticker Security ID: Meeting Date Meeting Status EF CINS F31668100 05/05/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Severance Package (Hubert Sagnieres) Mgmt For Against Against 8 Related Party Transactions Mgmt For Against Against (Previously Approved) 9 Elect Hubert Sagnieres Mgmt For For For 10 Elect Philippe Alfroid Mgmt For For For 11 Elect Yi He Mgmt For For For 12 Elect Maurice Marchand-Tonel Mgmt For For For 13 Elect Aicha Mokdahi Mgmt For For For 14 Elect Michel Rose Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Increase Capital under Mgmt For Against Against Employee Savings Plan 17 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 18 Authority to Carry Out Formalities Mgmt For For For 19 Non-Voting Meeting Note N/A N/A N/A N/A
Fanuc Ltd Ticker Security ID: Meeting Date Meeting Status 6954 CINS J13440102 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshiharu Inaba Mgmt For For For 5 Elect Hideo Kojima Mgmt For For For 6 Elect Kenji Yamaguchi Mgmt For For For 7 Elect Yoshihiro Gonda Mgmt For For For 8 Elect Takayuki Itoh Mgmt For For For 9 Elect Mitsuo Kurakake Mgmt For For For 10 Elect Hajimu Kishi Mgmt For For For 11 Elect Hiroyuki Uchida Mgmt For For For 12 Elect Shunsuke Matsubara Mgmt For For For 13 Elect Hidehiro Miyajima Mgmt For For For 14 Elect Hiroshi Noda Mgmt For For For 15 Elect Hiroshi Araki Mgmt For For For 16 Elect Katsuo Kohari Mgmt For For For 17 Elect Mineko Yamasaki Mgmt For For For 18 Elect Richard Schneider Mgmt For For For 19 Elect Olaf Gehrels Mgmt For For For 20 Elect Shunsuke Kimura Mgmt For For For 21 Elect Naoki Shimizu Mgmt For For For 22 Elect Takeo Nakagawa Mgmt For For For
FLSmidth & Co. A/S Ticker Security ID: Meeting Date Meeting Status FLS CINS K90242130 04/29/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Jens Stephensen Mgmt For For For 9 Elect Torkil Bentzen Mgmt For For For 10 Elect Jesper Ovesen Mgmt For For For 11 Elect Martin Ivert Mgmt For For For 12 Elect Vagn Ove Sorensen Mgmt For For For 13 Elect Sten Jakobsson Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Frontline Ltd. Ticker Security ID: Meeting Date Meeting Status FRO CUSIP G3682E127 09/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Frixos Savvides Mgmt For For For 4 Elect Tony Curry Mgmt For For For 5 Elect Cecilie Fredriksen Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Directors' Fees Mgmt For For For
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Audit Commission Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Non-Voting Agenda Item N/A N/A N/A N/A 57 Elect Andrey Akimov Mgmt For Abstain Against 58 Elect Alexander Ananenkov Mgmt For Abstain Against 59 Elect Farit Gazizullin Mgmt For For For 60 Elect Viktor Zubkov Mgmt For For For 61 Elect Elena Karpel Mgmt For For For 62 Elect Alexey Miller Mgmt For For For 63 Elect Valery Musin Mgmt For For For 64 Elect Elvira Nabiullina Mgmt For For For 65 Elect Mikhail Sereda Mgmt For For For 66 Elect Sergey Shmatko Mgmt For For For 67 Elect Igor Yusufov Mgmt For For For 68 Non-Voting Agenda Item N/A N/A N/A N/A 69 Elect Dmitry Arkhipov Mgmt For N/A N/A 70 Elect Andrey Belobrov Mgmt For For For 71 Elect Vadim Bikulov Mgmt For For For 72 Elect Aleksey Mironov Mgmt For For For 73 Elect Lidiya Morozova Mgmt For For For 74 Elect Anna Nesterova Mgmt For For For 75 Elect Yury Nosov Mgmt For N/A N/A 76 Elect Karen Oganyan Mgmt For For For 77 Elect Konstantin Pesotsky Mgmt For For For 78 Elect Maria Tikhonova Mgmt For For For 79 Elect Aleksandr Yugov Mgmt For For For 80 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Early Termination of Directors Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Andrey Akimov Mgmt For For For 4 Elect Alexander Ananenkov Mgmt For For For 5 Elect Farit Gazizullin Mgmt For For For 6 Elect Elena Karpel Mgmt For For For 7 Elect Timur Kulibayev Mgmt For For For 8 Elect Viktor Martynov Mgmt For For For 9 Elect Vladimir Mau Mgmt For For For 10 Elect Alexey Miller Mgmt For For For 11 Elect Valery Musin Mgmt For For For 12 Elect Mikhail Sereda Mgmt For For For 13 Elect Igor Yusufov Mgmt For For For 14 Elect Viktor Zubkov Mgmt For For For
Groupe Danone Ticker Security ID: Meeting Date Meeting Status BN CINS F12033134 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of the Co-option of Mgmt For For For Yoshihiro Kawabata 8 Elect Bruno Bonnell Mgmt For For For 9 Elect Bernard Hours Mgmt For For For 10 Elect Yoshihiro Kawabata Mgmt For For For 11 Elect Jacques Vincent Mgmt For For For 12 Elect Isabelle Seillier Mgmt For For For 13 Elect Jean-Michel Severino Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Severance Package (Bernard Hours) Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital in Mgmt For Against Against Case of Exchange Offer 21 Autority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 24 Authority to Cancel Shares and Mgmt For For For Reduce Capital 25 Authority to Carry Out Formalities Mgmt For For For
Grupo Julio Simoes Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 11/24/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Articles Regarding Mgmt For For For Board Responsibilities 4 Amendments to Articles Regarding Mgmt For For For Company Representation 5 Amendments to Articles Regarding Mgmt For For For Board Size 6 Consolidated Version of Articles Mgmt For For For
Hang Lung Properties Limited Ticker Security ID: Meeting Date Meeting Status 101 CINS Y30166105 10/20/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Dominic HO Chiu Fai Mgmt For For For 7 Elect Ronnie CHAN Chichung Mgmt For For For 8 Elect Philip CHEN Nan Lok Mgmt For For For 9 Elect William KO Pak Yau Mgmt For For For 10 Elect Henry YIU Tze Yin Mgmt For For For 11 Elect HO Hau Cheong Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For
HeidelbergCement AG Ticker Security ID: Meeting Date Meeting Status HEI CINS D31709104 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Bernd Scheifele Mgmt For For For 7 Ratify Dominik von Achten Mgmt For For For 8 Ratify Daniel Gauthier Mgmt For For For 9 Ratify Andreas Kern Mgmt For For For 10 Ratify Lorenz Naeger Mgmt For For For 11 Ratify Albert Scheuer Mgmt For For For 12 Ratify Fritz-Juergen Heckmann Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Robert Feiger Mgmt For For For 15 Ratify Josef Heumann Mgmt For For For 16 Ratify Max Dietrich Kley Mgmt For For For 17 Ratify Hans Georg Kraut Mgmt For For For 18 Ratify Herbert Luetkesstratkoetter Mgmt For For For 19 Ratify Tobias Merckle Mgmt For For For 20 Ratify Tobias Merckle Mgmt For For For 21 Ratify Alan James Murray Mgmt For For For 22 Ratify Werner Schraeder Mgmt For For For 23 Ratify Frank-Dirk Steininger Mgmt For For For 24 Appointment of Auditor Mgmt For For For 25 Compensation Policy Mgmt For For For
Hengan International Group Company Limited Ticker Security ID: Meeting Date Meeting Status 1044 CINS G4402L151 05/26/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect HUI Lin Chit Mgmt For For For 7 Elect Henry CHAN Mgmt For For For 8 Elect Ada WONG Ying Kay Mgmt For For For 9 Elect XU Shui Shen Mgmt For For For 10 Elect XU Chun Man Mgmt For For For 11 Elect SZE Wong Kim Mgmt For For For 12 Elect HUI Ching Chi Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Appointment of Auditor and Authority Mgmt For For For to Set Fees 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Issue Repurchased Shares Mgmt For For For 18 Adoption of Share Option Scheme Mgmt For For For
HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CINS G4634U169 05/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Safra Catz Mgmt For For For 4 Elect Laura CHA May Lung Mgmt For For For 5 Elect Marvin CHEUNG Kin Tung Mgmt For For For 6 Elect John Coombe Mgmt For For For 7 Elect Rona Fairhead Mgmt For For For 8 Elect Douglas Flint Mgmt For For For 9 Elect Alexander Flockhart Mgmt For For For 10 Elect Stuart Gulliver Mgmt For For For 11 Elect James Hughes-Hallett Mgmt For For For 12 Elect Sam Laidlaw Mgmt For For For 13 Elect J. Rachel Lomax Mgmt For For For 14 Elect Iain Mackay Mgmt For For For 15 Elect Gwyn Morgan Mgmt For For For 16 Elect Narayana Murthy Mgmt For For For 17 Elect Simon Robertson Mgmt For For For 18 Elect John Thornton Mgmt For For For 19 Elect Sir Brian Williamson Mgmt For For For 20 Appointment of Auditor and Authority Mgmt For For For to Set Fees 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Share Plan 2011 Mgmt For Against Against 24 Directors' Fees Mgmt For For For 25 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status HYPE3 CINS P5230A101 09/06/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of the Appointment of Mgmt For For For Apsis Consultoria Empresarial Ltda. 4 Valuation Reports Mgmt For For For 5 Acquisition of Luper Industria Mgmt For For For Farmaceutica Ltda. 6 Acquisition of Sapeka - Industria e Mgmt For For For Comercio de Fraldas Descartaveis Ltda. 7 Acquisition of Facilit Odontologica Mgmt For For For e Perfumaria Ltda. 8 Merger with Sapeka - Industria e Mgmt For For For Comercio de Fraldas Descartaveis Ltda. 9 Ratification of Appointment of Mgmt For For For Appraisers 10 Valuation Reports Mgmt For For For 11 Issuance of Shares in Consideration Mgmt For For For for Sapeka Shares 12 Amendments to Articles Mgmt For For For 13 Remuneration Policy Mgmt For For For 14 Cancellation of Stock Option Plan Mgmt For For For 15 Stock Option Plan Mgmt For For For 16 Amend Article 1 Mgmt For For For 17 Amend Articles 30 to 36 Mgmt For For For 18 Amend Article 28 Mgmt For For For 19 Amend Article 2 Mgmt For For For 20 Consolidated Version of Articles Mgmt For For For 21 Amended Partial Spin-off Agreement Mgmt For For For 22 Ratification of Resolution Passed At Mgmt For For For June 30th EGM 23 Authority to Carry Out Formalities Mgmt For For For
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status HYPE3 CINS P5230A101 10/22/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Issue Debentures and Mgmt For For For Bonds 4 Terms of Preemptive Rights Relating Mgmt For For For to Bonds Issuance 5 Authority to Carry Out Formalities Mgmt For For For
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status HYPE3 CINS P5230A101 12/30/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Appraiser Mgmt For Against Against 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Ratification of Acquisitions of York Mgmt For Against Against and Bitufo 5 Ratification of Acquisitions of York Mgmt For Against Against and Bitufo 6 Ratification of Acquisitions of York Mgmt For Against Against and Bitufo 7 Ratification of Acquisitions of York Mgmt For Against Against and Bitufo 8 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 9 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 10 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 11 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 12 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 13 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 14 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 15 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 16 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 17 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 18 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 19 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 20 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 21 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 22 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 23 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 24 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 25 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 26 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 27 Merger by Absorption of Versoix, Mgmt For Against Against Sapeka, Facilit, DPH and Maripa 28 Merger by Absorption of York Mgmt For Against Against 29 Merger by Absorption of York Mgmt For Against Against 30 Merger by Absorption of York Mgmt For Against Against 31 Merger by Absorption of York Mgmt For Against Against 32 Merger by Absorption of York Mgmt For For For 33 Amendments to Articles Mgmt For For For 34 Amendments to Articles Mgmt For For For 35 Amendments to Articles Mgmt For For For 36 Authority to Carry Out Formalities Mgmt For For For 37 Non-Voting Meeting Note N/A N/A N/A N/A
Impala Platinum Holdings Limited Ticker Security ID: Meeting Date Meeting Status IMP CINS S37840113 10/19/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Elect Michael McMahon Mgmt For For For 4 Elect Paul Dunne Mgmt For For For 5 Elect Terence Goodlace Mgmt For For For 6 Elect Mpueleng Pooe Mgmt For For For 7 Increase Non-Executive Directors' Mgmt For For For Fees 8 General Authority to Issue Shares Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
Imperial Tobacco Group plc Ticker Security ID: Meeting Date Meeting Status IMT CINS G4721W102 02/02/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Alison Cooper Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Michael Herlihy Mgmt For For For 8 Elect Pierre Jungels Mgmt For For For 9 Elect Susan Murray Mgmt For For For 10 Elect Iain Napier Mgmt For For For 11 Elect Berge Setrakian Mgmt For Against Against 12 Elect Mark Williamson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Extension of French Sharesave Plan Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For
Industrial & Commercial Bank Of China Ticker Security ID: Meeting Date Meeting Status 1398 CINS ADPV10686 09/21/2010 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Types and Nominal Value of Mgmt For For For Securities to be Issued 3 Proportion and Number of Shares to Mgmt For For For be Issued 4 Subscription Price and the Basis for Mgmt For For For Price Determination 5 Target Subscribers for the Rights Mgmt For For For Issue 6 Amount and Use of Proceeds Mgmt For For For 7 Effective Period of the Resolutions Mgmt For For For 8 Authorization for the Rights Issue Mgmt For For For 9 Non-Voting Meeting Note N/A N/A N/A N/A
Industrial & Commercial Bank Of China Ticker Security ID: Meeting Date Meeting Status 1398 CINS ADPV10686 09/21/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Types and Nominal Value of Mgmt For For For Securities to be Issued 4 Proportion and Number of Shares to Mgmt For For For be Issued 5 Subscription Price and the Basis for Mgmt For For For Price Determination 6 Target Subscribers for the Rights Mgmt For For For Issue 7 Amount and Use of Proceeds Mgmt For For For 8 Effective Period of the Resolutions Mgmt For For For 9 Authorization for the Rights Issue Mgmt For For For 10 Distribution of Undistributed Profits Mgmt For For For 11 Feasibility Analysis Report on Use Mgmt For For For of Proceeds 12 Utilization Report on Use of Mgmt For For For Proceeds from Previous Issuance 13 Directors' and Supervisors' Fees Mgmt For For For 14 Elect XU Shanda Mgmt For For For 15 Elect LI Xiaopeng Mgmt For For For 16 Utilization Report on Use of Mgmt For For For Proceeds from Previous Issuance
Infosys Technologies Limited Ticker Security ID: Meeting Date Meeting Status INFOSYS CUSIP 456788108 06/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Srinath Batni Mgmt For For For 4 Elect Sridar Iyegar Mgmt For For For 5 Elect Deepak Satwalekar Mgmt For For For 6 Elect Omkar Goswami Mgmt For For For 7 Retirement of K. Dinesh Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Elect Ramaswami Seshasayee Mgmt For For For 10 Elect Ravi Venkatesan Mgmt For For For 11 Appointment of S. Gopalakrishnan as Mgmt For For For Wholetime Director; Approval of Compensation 12 Appointment of S.D. Shibulal as CEO Mgmt For For For and Managing Director; Approval of Compensation 13 Change in Company Name Mgmt For For For
ING Groep N.V. Ticker Security ID: Meeting Date Meeting Status INGA CINS N4578E413 05/09/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Executive Board Remuneration Policy Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Amendment to Articles A Mgmt For For For 12 Amendment to Articles B Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Ratification of Executive Board Acts Mgmt For For For 15 Ratification of Supervisory Board Mgmt For For For Acts 16 Elect Koos Timmermans Mgmt For For For 17 Elect Peter Elverding Mgmt For For For 18 Elect Henk Breukink Mgmt For For For 19 Elect Sjoerd van Keulen Mgmt For For For 20 Elect Joost Kuiper Mgmt For For For 21 Elect Luc Vandewalle Mgmt For For For 22 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 23 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights in Connection with a Merger 24 Authority to Repurchase Shares Mgmt For For For 25 Authority to Repurchase Shares in Mgmt For For For Connection with a Merger 26 Non-Voting Agenda Item N/A N/A N/A N/A
INPEX Corporation (fka INPEX Holdings Inc.) Ticker Security ID: Meeting Date Meeting Status 1605 CINS J2467E101 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshitsugu Takai Mgmt For For For 4 Elect Haruhito Totsune Mgmt For For For 5 Elect Kohji Sumiya Mgmt For For For 6 Elect Hiroshi Satoh Mgmt For For For 7 Elect Masaru Funai Mgmt For For For 8 Bonus Mgmt For For For
Intercontinental Hotels Group PLC Ticker Security ID: Meeting Date Meeting Status IHG CINS G4804L122 05/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect James Abrahamson Mgmt For For For 5 Elect Kirk Kinsell Mgmt For For For 6 Elect Graham Allan Mgmt For For For 7 Elect Andrew Cosslett Mgmt For For For 8 Elect David Kappler Mgmt For For For 9 Elect Ralph Kugler Mgmt For For For 10 Elect Jennifer Laing Mgmt For For For 11 Elect Jonathan Linen Mgmt For For For 12 Elect Richard Solomons Mgmt For For For 13 Elect David Webster Mgmt For For For 14 Elect Ying Yeh Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
JS Group Corporation Ticker Security ID: Meeting Date Meeting Status 5938 CINS J2855M103 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Yohichiroh Ushioda Mgmt For For For 4 Elect Takashi Tsutsui Mgmt For For For 5 Elect Yoshizumi Kanamori Mgmt For For For 6 Elect Keiichiroh Ina Mgmt For For For 7 Elect Masahiro Takasaki Mgmt For For For 8 Elect Tetsuo Shimura Mgmt For For For 9 Elect Fumio Sudo Mgmt For For For 10 Elect Hidehiko Satoh Mgmt For For For 11 Elect Tsutomu Kawaguchi Mgmt For For For 12 Elect Yoshiaki Fujimori Mgmt For For For
Julio Simoes Logistica S.A. Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amend Article 24 Mgmt For For For 3 Remove Article 53 Mgmt For For For 4 Publication of Company Notices Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Julio Simoes Logistica S.A. Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
JULIO SIMOES LOGISTICA SA Ticker Security ID: Meeting Date Meeting Status JSLG3 CINS P6065E101 12/30/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Change of Company Name Mgmt For For For 4 Amendments to Articles Regarding Mgmt For For For Corporate Purpose 5 Amendments to Articles Regarding Mgmt For For For Board 6 Amendments to Articles Regarding Mgmt For For For Legal Representation
Kone Oyj Ticker Security ID: Meeting Date Meeting Status KNEBV CINS X4551T105 02/28/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Number of Auditors Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A
Koninklijke KPN N.V. Ticker Security ID: Meeting Date Meeting Status KPN CINS N4297B146 04/06/2011 Take No Action Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Agenda Item N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Management Board Acts Mgmt For TNA N/A 8 Ratification of Supervisory Board Mgmt For TNA N/A Acts 9 Appointment of Auditor Mgmt For TNA N/A 10 Amendment to Management Board Mgmt For TNA N/A Compensation Policy 11 Amendment to Supervisory Board Fees Mgmt For TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Elect J.B.M. Streppel Mgmt For TNA N/A 14 Elect M. Bischoff Mgmt For TNA N/A 15 Elect C.M. Hooymans Mgmt For TNA N/A 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Authority to Repurchase Shares Mgmt For TNA N/A 18 Authority to Reduce Share Capital Mgmt For TNA N/A 19 Non-Voting Agenda Item N/A N/A TNA N/A
Kuehne & Nagel International AG Ticker Security ID: Meeting Date Meeting Status KNIN CINS H4673L145 05/10/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Allocation of Dividends from Reserves Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Jurgen Fitschen Mgmt For TNA N/A 8 Elect Karl Gernandt Mgmt For TNA N/A 9 Elect Hans-Jorg Hager Mgmt For TNA N/A 10 Elect Klaus-Michael Kuehne Mgmt For TNA N/A 11 Elect Hans Lerch Mgmt For TNA N/A 12 Elect Wolfgang Peiner Mgmt For TNA N/A 13 Elect Thomas Staehelin Mgmt For TNA N/A 14 Elect Joerg Wolle Mgmt For TNA N/A 15 Elect Bernd Wrede Mgmt For TNA N/A 16 Elect Renato Fassbind Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A 18 Transaction of Other Business Mgmt For TNA N/A
Mitsubishi Electric Corporation Ticker Security ID: Meeting Date Meeting Status 6503 CINS J43873116 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Setsuhiro Shimomura Mgmt For For For 3 Elect Kenichiroh Yamanishi Mgmt For For For 4 Elect Masanori Saitoh Mgmt For For For 5 Elect Hiroki Yoshimatsu Mgmt For For For 6 Elect Noritomo Hashimoto Mgmt For For For 7 Elect Ryohsuke Fujimoto Mgmt For For For 8 Elect Hiroyoshi Sakuyama Mgmt For For For 9 Elect Hiroyoshi Murayama Mgmt For For For 10 Elect Shunji Yanai Mgmt For For For 11 Elect Mikio Sasaki Mgmt For For For 12 Elect Shigemitsu Miki Mgmt For For For 13 Elect Fujiatsu Makino Mgmt For For For
Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CINS J44497105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takamune Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Tatsuo Tanaka Mgmt For For For 7 Elect Nobuyuki Hirano Mgmt For For For 8 Elect Taihei Yuki Mgmt For For For 9 Elect Ichiroh Hamakawa Mgmt For For For 10 Elect Masao Hasegawa Mgmt For For For 11 Elect Toshiroh Toyoizumi Mgmt For For For 12 Elect Shunsuke Teraoka Mgmt For For For 13 Elect Tatsuo Wakabayashi Mgmt For For For 14 Elect Takashi Oyamada Mgmt For For For 15 Elect Hiroyuki Noguchi Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For 19 Elect Takehiko Nemoto Mgmt For For For
Mitsui Fudosan Co Ltd Ticker Security ID: Meeting Date Meeting Status 8801 CINS J4509L101 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Hiromichi Iwasa Mgmt For For For 4 Elect Mitsuhiro Matsumoto Mgmt For For For 5 Elect Masanobu Komoda Mgmt For For For 6 Elect Yoshiaki Iinuma Mgmt For For For 7 Elect Hitoshi Saitoh Mgmt For For For 8 Elect Toshihide Ichikawa Mgmt For For For 9 Elect Yoshikazu Kitahara Mgmt For For For 10 Elect Hiroshi Asai Mgmt For For For 11 Elect Kenji Iino Mgmt For For For 12 Elect Yoshiharu Hayakawa Mgmt For For For 13 Elect Mitsudo Urano Mgmt For For For 14 Elect Eiji Hosoya Mgmt For For For 15 Elect Masayuki Matsushima Mgmt For For For 16 Elect Seizoh Kuramoto Mgmt For For For 17 Elect Akishige Okada Mgmt For For For 18 Elect Keiu Nishida Mgmt For For For 19 Bonus Mgmt For For For
Mitsui O.S.K Lines Limited Ticker Security ID: Meeting Date Meeting Status 9104 CINS J45013109 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akimitsu Ashida Mgmt For For For 4 Elect Masakazu Yakushiji Mgmt For For For 5 Elect Kohichi Mutoh Mgmt For For For 6 Elect Masafumi Yasuoka Mgmt For For For 7 Elect Toshitaka Shishido Mgmt For For For 8 Elect Tsuneo Watanabe Mgmt For For For 9 Elect Shugo Aoto Mgmt For For For 10 Elect Takeshi Komura Mgmt For For For 11 Elect Sadayuki Sakakibara Mgmt For For For 12 Elect Masayuki Matsushima Mgmt For For For 13 Elect Masaaki Tsuda Mgmt For For For 14 Elect Hiroyuki Itami Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor(s) 16 Stock Option Plan Mgmt For For For
NetEase.com, Inc. Ticker Security ID: Meeting Date Meeting Status NTES CUSIP 64110W102 09/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ding Mgmt For For For 2 Elect Alice Cheng Mgmt For For For 3 Elect Denny Lee Mgmt For For For 4 Elect Joseph Tong Mgmt For For For 5 Elect Lun Feng Mgmt For For For 6 Elect Michael Leung Mgmt For For For 7 Elect Michael Tong Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Nidec Corporation Ticker Security ID: Meeting Date Meeting Status 6594 CINS J52968104 06/21/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Shigenobu Nagamori Mgmt For For For 3 Elect Hiroshi Kobe Mgmt For For For 4 Elect Kenji Sawamura Mgmt For For For 5 Elect Juntaroh Fujii Mgmt For For For 6 Elect Tadaaki Hamada Mgmt For For For 7 Elect Masuo Yoshimatsu Mgmt For For For 8 Elect Tetsuo Inoue Mgmt For For For 9 Elect Shohzoh Wakabayashi Mgmt For For For 10 Elect Masakazu Iwakura Mgmt For For For 11 Elect Osamu Narumiya Mgmt For For For 12 Elect Ryuichi Tanabe Mgmt For For For 13 Elect Susumu Ohno Mgmt For For For
Nissan Motor Co Ltd Ticker Security ID: Meeting Date Meeting Status 7201 CINS J57160129 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Stock Option Plan Mgmt For For For 4 Elect Carlos Ghosn Mgmt For For For 5 Elect Toshiyuki Shiga Mgmt For For For 6 Elect Hiroto Saikawa Mgmt For For For 7 Elect Colin Dodge Mgmt For For For 8 Elect Mitsuhiko Yamashita Mgmt For For For 9 Elect Carlos Tavares Mgmt For For For 10 Elect Hidetoshi Imazu Mgmt For For For 11 Elect Jean-Baptiste Duzan Mgmt For For For 12 Elect Katsumi Nakamura Mgmt For For For
Nokian Renkaat Oyj Ticker Security ID: Meeting Date Meeting Status NRE1V CINS X5862L103 04/07/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A
PDG Realty S.A. Empreendimentos e Participacoes Ticker Security ID: Meeting Date Meeting Status PDGR3 CINS P7649U108 04/26/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Publication of Company Financials Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Election of Directors Mgmt For For For 8 Remuneration Policy Mgmt For Against Against 9 Election of Supervisory Council Mgmt For For For
PDG Realty S.A. Empreendimentos e Participacoes Ticker Security ID: Meeting Date Meeting Status PDGR3 CINS P7649U108 10/25/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Split Mgmt For For For 4 Amend Article 5 Mgmt For For For 5 Ratification of Board Acts Mgmt For For For
PDG Realty S.A. Empreendimentos e Participacoes Ticker Security ID: Meeting Date Meeting Status PDGR3 CINS P7649U108 06/28/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Amendments to Articles Mgmt For For For 7 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 8 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 9 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 10 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 11 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 12 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 13 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 14 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 15 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 18 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 23 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 24 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 25 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 26 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 27 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations 28 Amendments to Articles Mgmt For For For 29 Remuneration Policy Mgmt For For For 30 Authorization to Carry Out Competing Mgmt For For For Activities 31 Reconciliation of Share Capital Mgmt For For For
Perfect World Co., Ltd. Ticker Security ID: Meeting Date Meeting Status PWRD CUSIP 71372U104 08/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 2010 Share Incentive Plan Mgmt For Against Against 2 Appointment of Auditor Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Ratification of Board Acts Mgmt For For For
Pernod Ricard SA Ticker Security ID: Meeting Date Meeting Status RI CINS F72027109 11/10/2010 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Francois Gerard Mgmt For For For 9 Elect Susan Murray Mgmt For For For 10 Appointment of Auditor (Mazars) Mgmt For For For 11 Appointment of Alternate Auditor Mgmt For For For (Patrick de Cambourg) 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Restricted Stock Mgmt For For For 15 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Under Employee Savings Plan 17 Amendment Regarding Censors Mgmt For For For 18 Amendment to Articles Regarding Mgmt For For For Electronic Voting and Participation 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Peugeot SA Ticker Security ID: Meeting Date Meeting Status UG CINS F72313111 05/31/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Marie-Helene Roncoroni Mgmt For Against Against 9 Elect Jean-Paul Parayre Mgmt For For For 10 Elect Pamela Knapp Mgmt For For For 11 Appointment of Auditor (Mazars) Mgmt For For For 12 Appointment of Alternate Auditor Mgmt For For For (Patrick de Cambourg) 13 Appointment of Auditor (Ernst & Mgmt For For For Young) 14 Appointment of Alternate Auditor Mgmt For For For (Auditex) 15 Supervisory Board Members' Fees Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Cancel Shares and Mgmt For For For Reduce Capital 18 Authority to Issue Shares and Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalization; Authority to Issue Debt Instruments 19 Authority to Issue Shares and Mgmt For Against Against Convertible Securities w/out Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Issue Shares and Mgmt For Against Against Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 21 Authority to Increase Share Issuance Mgmt For Against Against Limit 22 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 23 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 24 Authority to Carry Out Formalities Mgmt For For For 25 Non-Voting Meeting Note N/A N/A N/A N/A
Ping An Insurance (Group) Company of China Ticker Security ID: Meeting Date Meeting Status 2318 CINS Y69790106 11/01/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Adjustment on Independent Directors' Mgmt For Against Against Fees 3 Means, Object of the Transaction and Mgmt For For For Parties to the Transaction 4 Transaction Price and Basis of Mgmt For For For Pricing 5 Vesting of Proit or Loss Arising Mgmt For For For from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date 6 Contract Obligations and Default Mgmt For For For Liabilities Under the Transfer of Ownership of the Relevant Assets 7 Validity Period of the Resolution Mgmt For For For 8 Share Subscription Agreement Mgmt For For For 9 Profits Forecast Compensation Mgmt For For For Agreement 10 Ratification of Board Acts Mgmt For For For
Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUSIP 73755L107 05/12/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2011 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Promise Company Limited Ticker Security ID: Meeting Date Meeting Status 8574 CINS J64083108 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital and Mgmt For For For Earned Reserves 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Election of Shohzoh Watanabe Mgmt For For For 6 Election of Yoshiyuki Akasako Mgmt For For For 7 Election of Hiroaki Mori Mgmt For For For 8 Election of Alternate Statutory Mgmt For For For Auditor(s)
PT Bank Mandiri (Persero) Tbk Ticker Security ID: Meeting Date Meeting Status BMRI CINS Y7123S108 07/05/2010 Voted Meeting Type Country of Trade Special Indonesia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For Against Against
Raia SA Ticker Security ID: Meeting Date Meeting Status RAIA3 CINS P7991J107 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For
Raia SA Ticker Security ID: Meeting Date Meeting Status RAIA3 CINS P7991J107 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratification of Prior Remuneration Mgmt For For For Policy 3 Remuneration Policy Mgmt For For For
Reed Elsevier Plc Ticker Security ID: Meeting Date Meeting Status REL CINS G74570121 04/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Adrian Hennah Mgmt For For For 7 Elect Mark Armour Mgmt For For For 8 Elect Mark Elliott Mgmt For For For 9 Elect Erik Engstrom Mgmt For For For 10 Elect Anthony Habgood Mgmt For For For 11 Elect Lisa Hook Mgmt For For For 12 Elect Robert Polet Mgmt For For For 13 Elect David Reid Mgmt For Against Against 14 Elect Ben van der Veer Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Rio Tinto plc Ticker Security ID: Meeting Date Meeting Status RIO CINS G75754104 04/14/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Tom Albanese Mgmt For For For 4 Elect Robert Brown Mgmt For For For 5 Elect Vivienne Cox Mgmt For For For 6 Elect Jan du Plessis Mgmt For For For 7 Elect Guy Elliott Mgmt For For For 8 Elect Michael Fitzpatrick Mgmt For For For 9 Elect Ann Godbehere Mgmt For For For 10 Elect Richard Goodmanson Mgmt For For For 11 Elect Andrew Gould Mgmt For For For 12 Elect Lord John Kerr of Kinlochard Mgmt For For For 13 Elect Paul Tellier Mgmt For For For 14 Elect Samuel Walsh Mgmt For For For 15 Elect Stephen Mayne Mgmt Against Against For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Amendment to the Performance Share Mgmt For For For Plan 18 Amendment to and Renewal of Share Mgmt For For For Ownership Plan 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Rio Tinto Mgmt For For For plc Shares 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Rosneft Oil Co OAO Ticker Security ID: Meeting Date Meeting Status ROSN CINS 67812M207 06/10/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Dividends Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Elect Vladimir Bogdanov Mgmt For Against Against 9 Elect Andrey Kostin Mgmt For For For 10 Elect Alexander Nekipelov Mgmt For For For 11 Elect Yury Petrov Mgmt For For For 12 Elect Hans-Joerg Rudloff Mgmt For For For 13 Elect Nikolai Tokarev Mgmt For For For 14 Elect Eduard Y. Khudainatov Mgmt For For For 15 Elect Sergey V. Shishin Mgmt For For For 16 Elect Dmitry E. Shugayev Mgmt For For For 17 Elect Irina S. Baronova Mgmt For For For 18 Elect Georgy A. Nozadze Mgmt For For For 19 Elect Sergey Pakhomov Mgmt For For For 20 Elect Tatiana Fisenko Mgmt For For For 21 Elect Alexander Yugov Mgmt For For For 22 Appointment of Auditor Mgmt For For For 23 Amendment Regarding Dividend Policy Mgmt For For For 24 Related Party Transactions (LLC Mgmt For For For RN-Yuganskneftegaz) 25 Related Party Transactions (LLC Mgmt For For For RN-Yuganskneftegaz) 26 Related Party Transactions (OJSC JSC Mgmt For For For Transneft) 27 Related Party Transactions (OJSC VTB Mgmt For For For Bank) 28 Related Party Transactions (OJSC Mgmt For For For All-Russia Regional Development Bank) 29 Related Party Transactions (OJSC VTB Mgmt For For For Bank) 30 Related Party Transactions (OJSC Mgmt For For For All-Russia Regional Development Bank) 31 Related Party Transactions (OJSC VTB Mgmt For For For Bank) 32 Related Party Transactions (OJSC Mgmt For For For All-Russia Regional Development Bank)
Ryanair Holdings plc Ticker Security ID: Meeting Date Meeting Status RYA CUSIP 783513 09/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Special Dividend Mgmt For For For 3 Elect Klaus Kirchberger Mgmt For Against Against 4 Elect Charles McCreevy Mgmt For For For 5 Elect Declan McKeon Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For
Ryanair Holdings plc Ticker Security ID: Meeting Date Meeting Status RYA CINS G7727C145 09/22/2010 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Special Dividend Mgmt For For For 3 Elect Klaus Kirchberger Mgmt For Against Against 4 Elect Charles McCreevy Mgmt For For For 5 Elect Declan McKeon Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 8 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 9 Authority to Repurchase Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A
Safran SA Ticker Security ID: Meeting Date Meeting Status SAF CINS F4035A557 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports; Ratification Mgmt For For For of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses 6 Consolidated Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Amendment to Governing Structure Mgmt For For For 10 Adoption of New Articles Mgmt For Against Against 11 Amendment Regarding Cap on Voting Mgmt For Against Against Rights 12 Elect Jean-Paul Herteman Mgmt For For For 13 Elect Francis Mer Mgmt For For For 14 Elect Giovanni Bisignani Mgmt For For For 15 Elect Jean-Lou Chameau Mgmt For For For 16 Elect Odile Desforges Mgmt For For For 17 Elect Jean-Marc Forneri Mgmt For For For 18 Elect Xavier Lagarde Mgmt For For For 19 Elect Michel Lucas Mgmt For For For 20 Elect Elisabeth Lulin Mgmt For For For 21 Election of Representatives of the Mgmt For For For State 22 Elect Christian Halary Mgmt For For For 23 Elect Marc Aubry Mgmt For For For 24 Elect Caroline Gregoire-Sainte Marie Mgmt For For For as Censor 25 Directors' Fees Mgmt For For For 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 28 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 29 Authority to Increase capital in Mgmt For For For Case of Exchange Offer 30 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 31 Authority to Increase Share Issuance Mgmt For For For Limit 32 Authority to Set Offering Price of Mgmt For For For Shares 33 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 34 Authority to Increase Capital Mgmt For For For Through Capitalizations 35 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 36 Authority to Grant Stock Options Mgmt For For For 37 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 38 Authority to Issue Restricted Shares Mgmt For For For 39 Authority to Cancel Shares and Mgmt For For For Reduce Capital 40 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 41 Shareholder Proposal Regarding ShrHoldr For For For Representatives of Employee Shareholders 42 Shareholder Proposal Regarding ShrHoldr Against Against For Employee Representation 43 Authority to Carry Out Formalities Mgmt For For For 44 Non-Voting Meeting Note N/A N/A N/A N/A
Sap AG Ticker Security ID: Meeting Date Meeting Status SAP CINS D66992104 05/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Cancellation of Conditional Capital Mgmt For For For VI 10 Authority to Issue Convertible Debt Mgmt For For For Instruments 11 Intra-company Control Agreements Mgmt For For For
Schneider Electric SA Ticker Security ID: Meeting Date Meeting Status SU CINS F86921107 04/21/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Anand Mahindra 9 Elect Betsy Atkins Mgmt For For For 10 Elect Jeong H. Kim Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Amendment Regarding Director Age Mgmt For For For Limit 15 Amendment Regarding Censors Mgmt For For For 16 Stock Split Mgmt For For For 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 20 Authority to Increase Share Issuance Mgmt For For For Limit 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer or in Consideration for Contributions in Kind 22 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 23 Authority to Grant Stock Options Mgmt For For For 24 Authority to Issue Restricted Shares Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital Under Mgmt For For For Foreign Employee Savings Plan 27 Authority to Cancel Shares and Mgmt For For For Reduce Capital 28 Authority to Carry Out Formalities Mgmt For For For
SGS Societe Generale de Surveillance SA Ticker Security ID: Meeting Date Meeting Status SGSN CINS H7484G106 03/15/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Ratification of Board Management Acts Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Elect John Elkann Mgmt For TNA N/A 8 Elect Cornelius Grupp Mgmt For TNA N/A 9 Appointment of Auditor Mgmt For TNA N/A 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Non-Voting Meeting Note N/A N/A TNA N/A
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 1066 CINS Y76810103 06/07/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Directors' Report Mgmt For For For 5 Supervisory Committee's Report Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Fees of Directors, Supervisors and Mgmt For For For Senior Management 9 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 1066 CINS Y76810103 06/07/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Bonus Share Issuance Mgmt For For For 4 Allotment of Bonus Shares Mgmt For For For 5 Increase in Authorized Capital Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Amendments to Articles Mgmt For For For
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 1066 CINS Y76810103 06/07/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Bonus Share Issuance Mgmt For For For 4 Allotment of Bonus Shares Mgmt For For For 5 Increase in Authorized Capital Mgmt For For For 6 Ratification of Board Acts Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Shandong Weigao Group Medical Polymer Company Limited Ticker Security ID: Meeting Date Meeting Status 1066 CINS Y76810103 06/07/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Renewed Annual Caps of Weigao Mgmt For For For Distribution Agreement 4 Ratification of Board Acts Mgmt For For For
Shangri-La Asia Limited Ticker Security ID: Meeting Date Meeting Status 69 CINS G8063F106 02/28/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Elect Gregory Dogan Mgmt For For For 4 Acquisition and Joint Venture Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
Shangri-La Asia Limited Ticker Security ID: Meeting Date Meeting Status 69 CINS G8063F106 05/31/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Madhu Rama Chandra Rao Mgmt For For For 5 Elect Edward KUOK Khoon Loong Mgmt For For For 6 Elect Alexander Hamilton Mgmt For For For 7 Elect Michael CHIU Wing-Nin Mgmt For For For 8 Elect Arthur LI Kwok Cheung Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Shin-Etsu Chemical Co Limited Ticker Security ID: Meeting Date Meeting Status 4063 CINS J72810120 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yasuhiko Saitoh Mgmt For For For 3 Elect Yoshiaki Ono Mgmt For For For 4 Elect Kohji Takasugi Mgmt For For For 5 Elect Toshinobu Ishihara Mgmt For For For 6 Elect Frank Peter Popoff Mgmt For Against Against 7 Elect Tsuyoshi Miyazaki Mgmt For For For 8 Elect Toshihiko Fukui Mgmt For For For 9 Elect Masaki Miyajima Mgmt For For For 10 Elect Toshiyuki Kasahara Mgmt For For For 11 Elect Hidenori Onezawa Mgmt For For For 12 Elect Ken Nakamura Mgmt For For For 13 Elect Yukihiro Matsui Mgmt For For For 14 Elect Hiroaki Okamoto Mgmt For For For 15 Elect Osamu Okada Mgmt For For For 16 Elect Masahiko Watase Mgmt For For For 17 Elect Kiyoshi Nagano Mgmt For For For 18 Stock Option Plan Mgmt For For For 19 Renewal of Takeover Defense Plan Mgmt For Against Against
Skyworth Digital Holdings Limited Ticker Security ID: Meeting Date Meeting Status 751 CINS G8181C100 09/07/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Frederick LEUNG Chi Ching Mgmt For For For 6 Elect YANG Dongwen Mgmt For For For 7 Elect LU Rongchang Mgmt For For For 8 Elect Stephen SO Hon Cheung Mgmt For For For 9 Elect Katherine CHAN Wai Kay Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Refreshment of Share Option Scheme Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Snam Rete Gas S.p.A. Ticker Security ID: Meeting Date Meeting Status SRG CINS T8578L107 04/13/2011 Voted Meeting Type Country of Trade Special Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Amendments to Meeting Regulations Mgmt For For For
Sony Financial Holdings Inc. Ticker Security ID: Meeting Date Meeting Status 8729 CINS J76337104 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Katsumi Ihara Mgmt For For For 5 Elect Hirotoshi Watanabe Mgmt For For For 6 Elect Taroh Okuda Mgmt For For For 7 Elect Shinichi Yamamoto Mgmt For For For 8 Elect Shigeru Ishii Mgmt For For For 9 Elect Masaru Katoh Mgmt For For For 10 Elect Yasushi Ikeda Mgmt For For For 11 Elect Ryuji Yasuda Mgmt For For For 12 Elect Isao Yamamoto Mgmt For For For 13 Elect Hiroshi Sano Mgmt For For For 14 Elect Takemi Nagasaka Mgmt For Against Against 15 Elect Hiroshi Ueda Mgmt For Against Against 16 Elect Soh Satoh Mgmt For For For 17 Retirement Allowances for Director(s) Mgmt For For For
Standard Chartered plc Ticker Security ID: Meeting Date Meeting Status STAN CINS G84228157 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Steve Bertamini Mgmt For For For 5 Elect Jaspal Bindra Mgmt For For For 6 Elect Richard Delbridge Mgmt For For For 7 Elect Jamie Dundas Mgmt For For For 8 Elect Valerie Gooding Mgmt For For For 9 Elect HAN Seung-Soo Mgmt For For For 10 Elect Simon Lowth Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Ruth Markland Mgmt For For For 13 Elect Richard Meddings Mgmt For For For 14 Elect John Paynter Mgmt For For For 15 Elect John Peace Mgmt For For For 16 Elect Michael Rees Mgmt For For For 17 Elect Peter Sands Mgmt For For For 18 Elect Paul Skinner Mgmt For For For 19 Elect Oliver Stocken Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 25 2011 Share Plan Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Ordinary Mgmt For For For Shares 28 Authority to Repurchase Preference Mgmt For For For Shares 29 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 30 Non-Voting Meeting Note N/A N/A N/A N/A
Sun Hung Kai Properties Limited Ticker Security ID: Meeting Date Meeting Status 16 CINS Y82594121 12/02/2010 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect William FUNG Kwok Lun Mgmt For Against Against 6 Elect LEE Shau Kee Mgmt For Against Against 7 Elect Michael WONG Yick Kam Mgmt For Against Against 8 Elect Raymond KWOK Ping Luen Mgmt For Against Against 9 Elect CHAN Kai Ming Mgmt For For For 10 Elect Thomas CHAN Kui Yuen Mgmt For For For 11 Elect KWONG Chun Mgmt For Against Against 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Issue Repurchased Shares Mgmt For For For
Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224107 05/03/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Benson Mgmt For Withhold Against 1.2 Elect Dominic D'Alessandro Mgmt For For For 1.3 Elect John Ferguson Mgmt For For For 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect Richard George Mgmt For For For 1.6 Elect Paul Haseldonckx Mgmt For For For 1.7 Elect John Huff Mgmt For For For 1.8 Elect Jacques Lamarre Mgmt For For For 1.9 Elect Brian MacNeill Mgmt For For For 1.10 Elect Maureen McCaw Mgmt For For For 1.11 Elect Michael O'Brien Mgmt For For For 1.12 Elect James Simpson Mgmt For For For 1.13 Elect Eira Thomas Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Swiss Reinsurance Company Ticker Security ID: Meeting Date Meeting Status RUKN CINS H84046137 04/15/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits to Reserves Mgmt For TNA N/A 6 Allocation of Dividends from Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Elect Raymund Breu Mgmt For TNA N/A 9 Elect Mathis Cabiallavetta Mgmt For TNA N/A 10 Elect Raymond Ch'ien Mgmt For TNA N/A 11 Elect Rajna Gibson Brandon Mgmt For TNA N/A 12 Elect Hans Ulrich Maerki Mgmt For TNA N/A 13 Elect Renato Fassbind Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A 15 Reduction of Authorized Share Capital Mgmt For TNA N/A 16 Cancellation of Conditional Capital Mgmt For TNA N/A (Employee Participation) 17 Cancellation of Conditional Capital Mgmt For TNA N/A (Berkshire Hathaway) 18 Increase in Conditional Capital Mgmt For TNA N/A
Synnex Technology Ticker Security ID: Meeting Date Meeting Status 2347 CINS Y8344J109 06/10/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Allocation of Profits/Dividends Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Amendments to Procedural Rules: Mgmt For For For Endorsements/Guarantees and Capital Loans 11 Extraordinary motions Mgmt For Against Against
Taiwan Semiconductor Manufacturing Ticker Security ID: Meeting Date Meeting Status 2330 CUSIP 874039100 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 4 Approve Spin-off Mgmt For For For 5.1 Elect Gregory C. Chow Mgmt For For For 5.2 Elect Kok-Choo Chen Mgmt For For For
Taiwan Semiconductor Manufacturing Ticker Security ID: Meeting Date Meeting Status 2330 CINS Y84629107 06/09/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 7 Approve Spin-off Mgmt For For For 8 Elect Gregory C. Chow Mgmt For For For 9 Elect Kok-Choo Chen Mgmt For For For 10 Extraordinary motions Mgmt For Against Against 11 Non-Voting Meeting Note N/A N/A N/A N/A 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
Tokio Marine Holdings Inc. (fka Millea Holdings Incorporated) Ticker Security ID: Meeting Date Meeting Status 8766 CINS J86298106 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kunio Ishihara Mgmt For For For 4 Elect Shuzoh Sumi Mgmt For For For 5 Elect Hiroshi Amemiya Mgmt For For For 6 Elect Masashi Ohba Mgmt For For For 7 Elect Hiroshi Miyajima Mgmt For For For 8 Elect Kunio Itoh Mgmt For For For 9 Elect Akio Mimura Mgmt For For For 10 Elect Toshifumi Kitazawa Mgmt For For For 11 Elect Mikio Sasaki Mgmt For For For 12 Elect Takaaki Tamai Mgmt For For For 13 Elect Tsuyoshi Nagano Mgmt For For For 14 Elect Akinari Horii Mgmt For For For 15 Elect Toshiki Ohhashi Mgmt For For For 16 Statutory Auditors' Fees Mgmt For For For
UBS AG Ticker Security ID: Meeting Date Meeting Status UBSN CINS H89231338 04/28/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Kaspar Villiger Mgmt For TNA N/A 8 Elect Michel Demare Mgmt For TNA N/A 9 Elect David Sidwell Mgmt For TNA N/A 10 Elect Rainer-Marc Frey Mgmt For TNA N/A 11 Elect Bruno Gehrig Mgmt For TNA N/A 12 Elect Ann Godbehere Mgmt For TNA N/A 13 Elect Axel Lehmann Mgmt For TNA N/A 14 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 15 Elect Helmut Panke Mgmt For TNA N/A 16 Elect William Parrett Mgmt For TNA N/A 17 Elect Joseph YAM Chi Kwong Mgmt For TNA N/A 18 Appointment of Auditor Mgmt For TNA N/A
Unibail-Rodamco Ticker Security ID: Meeting Date Meeting Status UL CINS F95094110 04/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Distribution of Special Dividends Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Elect Yves Lyon-Caen Mgmt For For For 10 Elect Robert ter Haar Mgmt For For For 11 Elect Jose-Luis Duran Mgmt For For For 12 Elect Marella Moretti Mgmt For For For 13 Elect Herbert Schimetschek Mgmt For For For 14 Appointment of Auditor (Ernst & Mgmt For For For Young Audit) 15 Appointment of Auditor (Deloitte & Mgmt For For For Associes) 16 Appointment of Alternate Auditor Mgmt For For For (Auditex) 17 Appointment of Alternate Auditor Mgmt For For For (BEAS) 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Cancel Shares and Mgmt For For For Reduce Capital 20 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 21 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority to Increase Share Issuance Mgmt For For For Limit 23 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 24 Authority to Increase Capital Under Mgmt For For For Employee Savings PLan 25 Authority to Grant Stock Options Mgmt For For For 26 Authority to Carry Out Formalities Mgmt For For For 27 Non-Voting Meeting Note N/A N/A N/A N/A
Unibail-Rodamco Ticker Security ID: Meeting Date Meeting Status UL CINS F95094110 09/08/2010 Voted Meeting Type Country of Trade Annual France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Distribution of Special Dividend Mgmt For For For from the Contribution Premium Account 5 Authority to Carry Out Formalities Mgmt For For For
Unicredit S.p.A. Ticker Security ID: Meeting Date Meeting Status UCG CINS T95132105 04/29/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Federico Ghizzoni Mgmt For For For 5 Directors' Fees Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Common Representative's Fees Mgmt For For For 8 Amendments to Meeting Regulations Mgmt For For For 9 Group Remuneration Policy Mgmt For For For 10 2011 Equity Compensation Plans Mgmt For For For 11 2011 Employee Stock Ownership Plan Mgmt For For For 12 Amendments to Articles Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Vallourec Ticker Security ID: Meeting Date Meeting Status VK CINS F95922104 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Pascale Chargrasse 9 Elect Pascale Chargrasse Mgmt For For For 10 Elect Jean-Paul Parayre Mgmt For For For 11 Elect Patrick Boissier Mgmt For For For 12 Elect Anne-Marie Idrac Mgmt For For For 13 Elect Francois Henrot as Censor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Capital and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For For For Shares 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital In Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority for Subsidiaries to Issue Mgmt For For For Securities Convertible into Company Shares 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Authority to Issue Debt Instruments Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital for Mgmt For For For Foreign Employees 27 Authority to Increase Capital for Mgmt For For For Foreign Employees as an Alternative to Employee Savings Plan 28 Authority to Issue Restricted Shares Mgmt For For For Under Savings Plans 29 Authority to Issue Restricted Shares Mgmt For For For 30 Authority to Cancel Shares and Mgmt For For For Reduce Capital 31 Amendment Regarding Supervisory Mgmt For For For Board Member Term Length 32 Amendment Regarding Employee Mgmt For For For Representation 33 Authority to Carry Out Formalities Mgmt For For For
Volvo AB Ticker Security ID: Meeting Date Meeting Status VOLV.A CINS 928856301 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr N/A For N/A Reclassification of Shares 21 Long-Term Share-Based Incentive Plan Mgmt For For For 22 Transfer of Shares Pursuant to LTIP Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
WPG Holding Ticker Security ID: Meeting Date Meeting Status 3702 CINS Y9698R101 06/22/2011 Voted Meeting Type Country of Trade Annual Taiwan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Authority to Allocate Cash Dividends Mgmt For For For 8 Authority to Increase Paid-in Capital Mgmt For For For 9 Amendments to Procedural Rules: Mgmt For For For Endorsements/Guarantees 10 Elect Simon Huang Mgmt For For For 11 Elect Mike Chang Mgmt For For For 12 Elect LIN T.L. Mgmt For For For 13 Elect CHEN K.Y. Mgmt For For For 14 Elect PAI Thomas Mgmt For For For 15 Elect David Lai Mgmt For For For 16 Elect Ken Hsu Mgmt For For For 17 Elect Henry Shaw Mgmt For For For 18 Elect CHENG Kai-Lu Mgmt For For For 19 Elect HSU Ming-Jen Mgmt For For For 20 Elect TSENG K.D. Mgmt For For For 21 Elect Peter Huang Mgmt For For For 22 Elect Jack J. T. Huang (Independent Mgmt For For For Director) 23 Elect HWANG Chin-Yeong (Independent Mgmt For For For Director) 24 Elect DUH Rong-Ruey (Independent Mgmt For For For Director) 25 Elect YU Yung-Hong (Independent Mgmt For For For Director) 26 Elect YUE Chao-Tang (Independent Mgmt For For For Director) 27 Non-Compete Restrictions for Mgmt For For For Directors 28 Extraordinary motions Mgmt For Against Against
WPP PLC Ticker Security ID: Meeting Date Meeting Status WPP CINS G9787K108 11/24/2010 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 "Authority to Defer 2004 Leadership Mgmt For For For Equity Acquisition Plan (""""LEAP"""") Awards (UK Portion)" 2 Authority to Defer 2004 LEAP Awards Mgmt For For For (US Portion) 3 Authority to Defer 2004 LEAP Awards Mgmt For For For (UK Portion) 4 Authority to Defer 2004 LEAP Awards Mgmt For For For 5 Authority to Defer 2004 LEAP III Mgmt For For For Awards 6 Authority to Defer Deferred Stock Mgmt For For For Unit Awards
Xstrata Plc Ticker Security ID: Meeting Date Meeting Status XTA CINS G9826T102 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Mick Davis Mgmt For For For 5 Elect Con Fauconnier Mgmt For For For 6 Elect Ivan Glasenberg Mgmt For For For 7 Elect Peter Hooley Mgmt For For For 8 Elect Claude Lamoureux Mgmt For For For 9 Elect Trevor Reid Mgmt For For For 10 Elect Sir Steve Robson Mgmt For For For 11 Elect David Rough Mgmt For For For 12 Elect Ian Strachan Mgmt For For For 13 Elect Santiago Zaldumbide Mgmt For For For 14 Elect John Bond Mgmt For For For 15 Elect Aristotelis Mistakidis Mgmt For For For 16 Elect Tor Peterson Mgmt For For For 17 Appointment of Auditor and Authority Mgmt For For For to Set Fees 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Authority to Set General Meeting Mgmt For For For Notice Period at 20 Days
The Hartford International Small Company Fund Investment Company Report 07/01/10 - 06/30/11 ABC-Mart Ticker Security ID: Meeting Date Meeting Status 2670 CINS J00056101 05/26/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Minoru Noguchi Mgmt For For For 3 Elect Tohru Nakao Mgmt For For For 4 Elect Yukie Yoshida Mgmt For For For 5 Elect Kiyoshi Katsunuma Mgmt For For For 6 Elect Joh Kojima Mgmt For For For 7 Elect Takashi Kikuchi Mgmt For For For
AJ Lucas Group Limited Ticker Security ID: Meeting Date Meeting Status AJL CINS Q01708108 11/04/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Martin Green Mgmt For For For 3 Elect Mike McDermott Mgmt For Against Against 4 Elect Phillip Arnall Mgmt For For For 5 Elect Genelle Coghlan Mgmt For For For 6 Remuneration Report Mgmt For For For
Amada Company Limited Ticker Security ID: Meeting Date Meeting Status 6113 CINS J01218106 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Mitsuo Okamoto Mgmt For For For 4 Elect Toshio Takagi Mgmt For For For 5 Elect Yoshihiro Yamashita Mgmt For For For 6 Elect Tsutomu Isobe Mgmt For For For 7 Elect Chikahiro Sukeoka Mgmt For For For 8 Elect Atsushige Abe Mgmt For For For 9 Elect Kohtaroh Shibata Mgmt For For For 10 Elect Takaya Shigeta Mgmt For For For 11 Elect Ryoichi Hashimoto Mgmt For For For 12 Elect Shohichi Nozaki Mgmt For For For 13 Elect Masanori Saitoh Mgmt For For For 14 Elect Katsuhiko Yasuda Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor(s) 16 Bonus Mgmt For For For
Andritz AG Ticker Security ID: Meeting Date Meeting Status ANDR CINS A11123105 03/29/2011 Voted Meeting Type Country of Trade Annual Austria Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Presentation of Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Supervisory Board Members' Fees Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Elect Klaus Ritter Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Authority Issue Repurchased Shares Mgmt For For For 11 Non-Voting Meeting Note N/A N/A N/A N/A
Aquarius Platinum Limited Ticker Security ID: Meeting Date Meeting Status AQP CINS G0440M128 11/23/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Re-elect Nicholas Sibley Mgmt For For For 2 Re-elect Kofi Morna Mgmt For For For 3 Amend Bye-Laws Mgmt For For For 4 General Authority to Buy-back Shares Mgmt For For For 5 Increase NED's Fee Cap Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
Arezzo Industria e Comercio SA Ticker Security ID: Meeting Date Meeting Status ARZZ3 CINS P04508100 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Capital Expenditure Budget Mgmt For For For 6 Remuneration Policy Mgmt For For For 7 Elect Artur Noemio Grynbaum Mgmt For For For
Ashmore Group PLC Ticker Security ID: Meeting Date Meeting Status ASHM CINS G0609C101 10/28/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Michael Benson Mgmt For For For 4 Elect Mark Coombs Mgmt For For For 5 Elect Graeme Dell Mgmt For For For 6 Elect Nick Land Mgmt For For For 7 Elect Jonathan Asquith Mgmt For For For 8 Elect Melda Donnelly Mgmt For For For 9 Directors' Remuneration Report Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authorisation of Political Donations Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Waiver of Mandatory Takeover Mgmt For For For Requirement 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Adoption of New Articles Mgmt For For For 19 Amendment to Executive Omnibus Mgmt For For For Incentive Plan
AsiaInfo-Linkage, Inc. Ticker Security ID: Meeting Date Meeting Status ASIA CUSIP 04518A104 09/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steve Zhang Mgmt For For For 1.2 Elect Thomas J. Manning Mgmt For For For 1.3 Elect Sean Shao Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ASM Pacific Technology Ltd. Ticker Security ID: Meeting Date Meeting Status 522 CINS G0535Q133 01/06/2011 Voted Meeting Type Country of Trade Special Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Approval of the Acquisition Mgmt For For For 4 Elect Charles del Prado Mgmt For For For 5 Elect Petrus van Bommel Mgmt For For For
ASM Pacific Technology Ltd. Ticker Security ID: Meeting Date Meeting Status 522 CINS G0535Q133 04/28/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Arthur del Prado Mgmt For For For 6 Elect LEE Wai Kwong Mgmt For For For 7 Elect James CHOW Chuen Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Elect Robin G. NG Cher Tat; Mgmt For For For Director's Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Shares under Mgmt For For For Employee Incentive Scheme 13 Non-Voting Meeting Note N/A N/A N/A N/A 14 Non-Voting Meeting Note N/A N/A N/A N/A
Babcock International Group PLC Ticker Security ID: Meeting Date Meeting Status BAB CINS G0689Q152 07/08/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Archie Bethel Mgmt For Against Against 3 Elect Kevin Thomas Mgmt For Against Against 4 Elect Lord Alexander Hesketh Mgmt For Against Against 5 Directors' Remuneration Report Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Employee Share Ownership Plan Renewal Mgmt For For For 9 Authorisation of Political Donations Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Adoption of New Articles Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Bank Hapoalim Ticker Security ID: Meeting Date Meeting Status POLI CINS M1586M115 10/26/2010 Voted Meeting Type Country of Trade Annual Israel Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Chairman's Fees Mgmt For Abstain Against 4 Ratification of Letter of Indemnity Mgmt For Abstain Against to Imri Tov, Yair Seroussi, Meir Weitchner, Nechama Ronen and Amnon Dick 5 Ratification of Letter of Indemnity Mgmt For Abstain Against to Iris Dror 6 Ratification of Director and Officer Mgmt For For For Liability Insurance Policy
Benesse Corporation Ticker Security ID: Meeting Date Meeting Status 9783 CINS J0429N102 06/25/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For Against Against 3 Elect Sohichiroh Fukutake Mgmt For For For 4 Elect Tamotsu Fukushima Mgmt For For For 5 Elect Kenichi Fukuhara Mgmt For For For 6 Elect Yukako Uchinaga Mgmt For For For 7 Elect Teruyasu Murakami Mgmt For For For 8 Elect Tamotsu Adachi Mgmt For For For 9 Elect Hiroyuki Mitani Mgmt For For For 10 Elect Yoshinori Matsumoto Mgmt For For For 11 Elect Kimie Sakuragi Mgmt For For For 12 Elect Tomoji Wada Mgmt For For For 13 Elect Nobuko Takahashi Mgmt For For For 14 Special Allowances for Director(s) Mgmt For Against Against and Statutory Auditor(s) 15 Statutory Auditors' Fees Mgmt For For For
Bjsrn Borg AB Ticker Security ID: Meeting Date Meeting Status BORG CINS W989A9108 04/14/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Board Size Mgmt For For For 17 Directors' Fees Mgmt For For For 18 Election of Directors Mgmt For For For 19 Appointment of Auditor and Authority Mgmt For For For to Set Fees 20 Stock Split Mgmt For For For 21 Authority to Reduce Share Capital Mgmt For For For 22 Increase in Share Capital Mgmt For For For 23 Authority to Issue Shares and Mgmt For For For Convertibles w/ or w/o Preemptive Rights 24 Compensation Guidelines Mgmt For For For 25 Nomination Committee Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
Bollore Ticker Security ID: Meeting Date Meeting Status BOL CINS F10659112 06/09/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts; Approval of Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Marie Bollore Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Authority to Carry Out Formalities Mgmt For For For 11 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Increase Capital In Mgmt For For For Consideration for Contributions in Kind 14 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Boshiwa International Holding Limited Ticker Security ID: Meeting Date Meeting Status 1698 CINS ADPV14424 06/08/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect ZHONG Zheng Yong Mgmt For For For 6 Elect CHEN Li Ping Mgmt For For For 7 Elect CHEN Pei Qi Mgmt For For For 8 Elect LI Shu Jun Mgmt For For For 9 Elect LEE Ted Tak Tai Mgmt For For For 10 Elect JIANG Chang Jian Mgmt For For For 11 Elect LI Zhi Qiang Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Appointment of Auditor and Authority Mgmt For For For to Set Fees 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Repurchased Shares Mgmt For For For
Bureau Veritas SA Ticker Security ID: Meeting Date Meeting Status BVI CINS F96888114 05/27/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Approval of Non-Tax-Deductible Mgmt For For For Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Patrick Buffet Mgmt For Against Against 9 Elect Philippe Louis-Dreyfus Mgmt For For For 10 Elect Pierre Hessler Mgmt For For For 11 Elect Aldo Cardoso Mgmt For For For 12 Elect Barbara Vernicos Mgmt For Against Against 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 19 Authority to Set Offering Price of Mgmt For Against Against Shares 20 Authority to Increase Share Issuance Mgmt For Against Against Limit 21 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 24 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer 25 Authority to Cancel shares and Mgmt For For For Reduce Capital 26 Authority to Grant Stock Options Mgmt For Against Against 27 Authority to Issue Restricted Shares Mgmt For Against Against 28 Global Ceiling on Increases in Mgmt For For For Capital 29 Amend Article 26.3 Mgmt For For For 30 Amend Article 26.4 Mgmt For For For 31 Amend Article 14.1 Mgmt For For For 32 Authority to Carry Out Formalities Mgmt For For For 33 Non-Voting Meeting Note N/A N/A N/A N/A 34 Non-Voting Meeting Note N/A N/A N/A N/A
Capitacommercial Trust Ticker Security ID: Meeting Date Meeting Status C61U CINS Y1091F107 04/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Authority to Issue Units w/ or w/o Mgmt For For For Preemptive Rights 6 Transaction of Other Business Mgmt For Against Against
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Option Plan Mgmt For For For
CFAO SA Ticker Security ID: Meeting Date Meeting Status CFAO CINS F2015W102 05/20/2011 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Severance Package (Richard Bielle) Mgmt For For For 8 Elect Pierre Guenant Mgmt For For For 9 Ratification of the Co-option of Mgmt For For For Jean-Charles Pauze 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Carry Out Formalities Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A 13 Non-Voting Meeting Note N/A N/A N/A N/A
Chemring Group plc Ticker Security ID: Meeting Date Meeting Status CHG CINS G20860105 03/24/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Hickson Mgmt For For For 5 Elect David Price Mgmt For For For 6 Elect Paul Rayner Mgmt For For For 7 Elect David Evans Mgmt For For For 8 Elect Lord Roger Freeman Mgmt For For For 9 Elect Ian Much Mgmt For For For 10 Elect Sir Peter Norriss Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Stock Split Mgmt For For For 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 17 Non-Voting Meeting Note N/A N/A N/A N/A
China Automation Group Limited Ticker Security ID: Meeting Date Meeting Status 569 CINS G2112N111 05/17/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect HUANG Zhi Yong Mgmt For Against Against 5 Elect KUANG Jian Ping Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Issue Repurchased shares Mgmt For For For 11 Allocation of Profits/Dividends Mgmt For For For
Close Brothers Group PLC Ticker Security ID: Meeting Date Meeting Status CBG CINS G22120102 11/18/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Strone Macpherson Mgmt For For For 5 Elect Preben Prebensen Mgmt For For For 6 Elect Stephen Hodges Mgmt For For For 7 Elect Jonathan Howell Mgmt For For For 8 Elect Bruce Carnegie-Brown Mgmt For For For 9 Elect Jamie Cayzer-Colvin Mgmt For For For 10 Elect Ray Greenshields Mgmt For For For 11 Elect Douglas Paterson Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Compagnie d'Entreprises CFE SA Ticker Security ID: Meeting Date Meeting Status CFEB CINS B27818135 05/05/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Consolidated Accounts and Reports Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Ratification of Auditor Acts Mgmt For TNA N/A 9 Elect Ciska Servais Mgmt For TNA N/A 10 Directors' Fees Mgmt For TNA N/A 11 Amendment Regarding Severance Mgmt For TNA N/A Package and Vesting of Warrants 12 Non-Voting Meeting Note N/A N/A TNA N/A
Cookson Group plc Ticker Security ID: Meeting Date Meeting Status CKSN CINS G24108246 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Mike Butterworth Mgmt For For For 5 Elect Jeff Harris Mgmt For For For 6 Elect Jeffrey Hewitt Mgmt For For For 7 Elect Peter Hill Mgmt For For For 8 Elect Jan Oosterveld Mgmt For For For 9 Elect Nick Salmon Mgmt For For For 10 Elect John Sussens Mgmt For For For 11 Elect Francois Wanecq Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Authority to Repurchase Shares Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Authorisation of Political Donations Mgmt For For For 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
COSMOS PHARMACEUTICAL CORPORATION Ticker Security ID: Meeting Date Meeting Status 3349 CINS J08959108 08/30/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Masateru Uno Mgmt For For For 3 Elect Yukihiro Ono Mgmt For For For 4 Elect Yoshikazu Kawasaki Mgmt For For For 5 Elect Noriko Uno Mgmt For For For 6 Elect Hideshi Okugawa Mgmt For For For
CSR Limited Ticker Security ID: Meeting Date Meeting Status CSR CINS Q30297115 07/08/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Re-elect Ian Blackburne Mgmt For For For 3 Re-elect Ray Horsburgh Mgmt For For For 4 Elect Shane Gannon Mgmt For For For 5 Approve CSR Performance Rights Plan Mgmt For For For 6 Equity Grant (CFO Shane Gannon) Mgmt For For For 7 Remuneration Report Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
D'Ieteren SA Ticker Security ID: Meeting Date Meeting Status DIE CINS B49343187 05/26/2011 Take No Action Meeting Type Country of Trade Mix Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 5 Ratification of Board Acts Mgmt For TNA N/A 6 Ratification of Auditor's Acts Mgmt For TNA N/A 7 Elect Jean-Pierre Bizet Mgmt For TNA N/A 8 Elect Nicolas D'Ieteren Mgmt For TNA N/A 9 Elect Maurice Perier Mgmt For TNA N/A 10 Elect Olivier Perier Mgmt For TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Elect Michele Sioen Mgmt For TNA N/A 13 Appointment of Auditor Mgmt For TNA N/A 14 Authority to Increase Capital as a Mgmt For TNA N/A Takeover Defense 15 Authority to Repurchase Shares as a Mgmt For TNA N/A Takeover Defense 16 Non-Voting Agenda Item N/A N/A TNA N/A 17 Approval of the Merger by Absorption Mgmt For TNA N/A of SA Immonin Proposal 18 Absorption of SA Immonin by SA Mgmt For TNA N/A D'Ieteren NV 19 Authority to Carry Out Formalities Mgmt For TNA N/A 20 Amendments to Articles Mgmt For TNA N/A 21 Amendments to Articles Mgmt For TNA N/A 22 Amendments to Articles Mgmt For TNA N/A 23 Amendments to Articles Mgmt For TNA N/A 24 Amendments to Articles Mgmt For TNA N/A 25 Amendments to Articles Mgmt For TNA N/A 26 Amendments to Articles Mgmt For TNA N/A 27 Amendments to Articles Mgmt For TNA N/A 28 Amendments to Articles Mgmt For TNA N/A 29 Amendments Regarding Board Committees Mgmt For TNA N/A 30 Authority to Carry Out Formalities Mgmt For TNA N/A 31 Authority to Coordinate Articles Mgmt For TNA N/A
D'Ieteren SA Ticker Security ID: Meeting Date Meeting Status DIE CINS B49343138 12/20/2010 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Stock Split Mgmt For TNA N/A 4 Amendments Regarding Share Capital Mgmt For TNA N/A 5 Amendments Regarding Mgmt For TNA N/A Dematerialization of Bearer Shares 6 Authority to Carry Out Formalities Mgmt For TNA N/A 7 Authority to Coordinate Articles Mgmt For TNA N/A 8 Non-Voting Meeting Note N/A N/A TNA N/A
Dainippon Screen Manufacturing Company Limited Ticker Security ID: Meeting Date Meeting Status 7735 CINS J10626109 04/22/2011 Voted Meeting Type Country of Trade Special Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital Reserve Mgmt For For For
Dainippon Screen Manufacturing Company Limited Ticker Security ID: Meeting Date Meeting Status 7735 CINS J10626109 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akira Ishida Mgmt For For For 4 Elect Masahiro Hashimoto Mgmt For For For 5 Elect Osamu Ryohnai Mgmt For For For 6 Elect Masashi Arita Mgmt For For For 7 Elect Eiji Kakiuchi Mgmt For For For 8 Elect Shin Minamishima Mgmt For For For 9 Elect Yoshio Tateishi Mgmt For For For 10 Elect Takeshi Isayama Mgmt For For For 11 Elect Tohru Matsumoto Mgmt For For For 12 Elect Tatsuo Miyawaki Mgmt For For For 13 Renewal of Takeover Defense Plan Mgmt For Against Against
Daum Communications Corp. Ticker Security ID: Meeting Date Meeting Status 35720 CINS Y2020U108 03/30/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Elect CHOI Seh Hoon Mgmt For For For 4 Elect KOO Bon Chun Mgmt For For For 5 Elect KIM Jin Woo Mgmt For For For 6 Elect Peter Jackson Mgmt For For For 7 Elect KIM Jin Woo Mgmt For For For 8 Elect HAN Soo Jung Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Amendments to Executive Officer Mgmt For Against Against Retirement Allowance Policy
Debenhams plc Ticker Security ID: Meeting Date Meeting Status DEB CINS G2768V102 01/11/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Nigel Northridge Mgmt For For For 4 Elect Mark Rolfe Mgmt For For For 5 Elect Michael Sharp Mgmt For For For 6 Elect Chris Woodhouse Mgmt For For For 7 Elect Adam Crozier Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Adoption of New Articles Mgmt For For For
Delticom AG Ticker Security ID: Meeting Date Meeting Status DEX CINS D17569100 05/03/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Alan Revie Mgmt For For For 10 Elect Andreas Prufer Mgmt For For For 11 Elect Michael Thone-Floge Mgmt For For For 12 Increase in Authorized Capital Mgmt For Against Against 13 2011 Stock Option Plan Mgmt For For For 14 Authority to Issue Convertible Debt Mgmt For Against Against Instruments; Increase in Conditional Capital 15 Compensation Policy Mgmt For Against Against
Dena Company Limited Ticker Security ID: Meeting Date Meeting Status 2432 CINS J1257N107 06/25/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tomoko Namba Mgmt For For For 5 Elect Makoto Haruta Mgmt For For For 6 Elect Isao Moriyasu Mgmt For For For 7 Elect Shuhei Kawasaki Mgmt For For For 8 Elect Neil Young Mgmt For For For 9 Elect Kenji Kobayashi Mgmt For For For 10 Elect Taketsune Watanabe Mgmt For For For 11 Elect Masaru Iida Mgmt For For For 12 Elect Hisaaki Fujikawa Mgmt For For For
Disco Corporation Ticker Security ID: Meeting Date Meeting Status 6146 CINS J12327102 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Hitoshi Mizorogi Mgmt For For For 3 Elect Kazuma Sekiya Mgmt For For For 4 Elect Hideyuki Sekiya Mgmt For For For 5 Elect Takao Tamura Mgmt For For For 6 Elect Keiichi Kajiyama Mgmt For For For 7 Elect Keizoh Sekiya Mgmt For For For 8 Elect Tadao Takayanagi Mgmt For For For 9 Elect Tadahiko Kuronuma Mgmt For For For 10 Elect Kuniko Tanabe Mgmt For For For 11 Bonus Mgmt For For For 12 Stock Option Plan Mgmt For For For
Domino's Pizza UK & IRL plc Ticker Security ID: Meeting Date Meeting Status DOM CINS G2811T120 03/30/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Stephen Hemsley Mgmt For For For 6 Elect Colin Halpern Mgmt For For For 7 Elect Christopher Moore Mgmt For For For 8 Elect Lee Ginsberg Mgmt For For For 9 Elect Nigel Wray Mgmt For For For 10 Elect John Hodson Mgmt For For For 11 Elect Michael Shallow Mgmt For For For 12 Elect Peter Klauber Mgmt For For For 13 Elect Lance Batchelor Mgmt For For For 14 Directors' Remuneration Report Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
DSV A/S Ticker Security ID: Meeting Date Meeting Status DSV CINS K3013J154 03/24/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Report of the Supervisory Board and Mgmt For For For the Executive Board 6 Accounts and Reports; Supervisory Mgmt For For For Board Members' Fees 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Kurt Larsen Mgmt For For For 9 Elect Erik Pedersen Mgmt For For For 10 Elect Per Skov Mgmt For For For 11 Elect Kaj Christiansen Mgmt For For For 12 Elect Annette Sadolin Mgmt For For For 13 Elect Birgit Norgaard Mgmt For For For 14 Elect Thomas Plenborg Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Reduce Share Capital Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendment to Incentive Guidelines Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
Dufry AG Ticker Security ID: Meeting Date Meeting Status DUFN CINS H2082J107 05/11/2011 Take No Action Meeting Type Country of Trade Special Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Elect Juan Carlos Torres Carretero Mgmt For TNA N/A 7 Elect Ernest Bachrach Mgmt For TNA N/A 8 Appointment of Auditor Mgmt For TNA N/A
EcoRodovias Infraestrutura e Logistica SA Ticker Security ID: Meeting Date Meeting Status ECOR3 CINS P3661R107 08/31/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Option Plan Mgmt For For For 4 Stock Option Grant Mgmt For For For 5 Amendments to Articles Mgmt For For For
EPS Company Limted Ticker Security ID: Meeting Date Meeting Status 4282 CINS J2159X102 12/22/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yoshinori Andoh Mgmt For For For 3 Election of Alternate Statutory Mgmt For For For Auditor(s)
Eurazeo Ticker Security ID: Meeting Date Meeting Status RF CINS F3296A108 05/18/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Distribution of Special Dividend Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Appointment of Alternate Auditor Mgmt For For For 11 Authority to Repurchase Shares Mgmt For For For 12 Amend Article 24 Mgmt For For For 13 Authority to Cancel Shares and Mgmt For For For Reduce Capital 14 Authority to Issue Warrants as a Mgmt For Against Against Takeover Defense 15 Authority to Carry Out Formalities Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Fuji Heavy Industries Ltd. Ticker Security ID: Meeting Date Meeting Status 7270 CINS J14406136 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Ikuo Mori Mgmt For For For 4 Elect Yasuyuki Yoshinaga Mgmt For For For 5 Elect Jun Kondoh Mgmt For For For 6 Elect Akira Mabuchi Mgmt For For For 7 Elect Naoto Mutoh Mgmt For For For 8 Elect Tomohiko Ikeda Mgmt For For For 9 Elect Toshio Arima Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s)
Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 02/28/2011 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening Mgmt For For For 3 Election of Presiding Chairman Mgmt For For For 4 Compliance with Rules of Convocation Mgmt For For For 5 Agenda Mgmt For For For 6 Election of Supervisory Board Mgmt For Against Against 7 Closing Mgmt For For For
Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 06/27/2011 Voted Meeting Type Country of Trade Annual Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening of Meeting Mgmt For For For 3 Election of Presiding Chairman Mgmt For For For 4 Compliance with Rules of Convocation Mgmt For For For 5 Agenda Mgmt For For For 6 Presentation of Management Board Mgmt For For For Report 7 Presentation of Supervisory Board Mgmt For For For Report (Management) 8 Presentation of Supervisory Board Mgmt For For For Report (Supervisory) 9 Management Board Report Mgmt For For For 10 Allocation of Profits/Dividends Mgmt For For For 11 Accounts and Reports Mgmt For For For 12 Ratification of Supervisory Board Mgmt For For For Acts 13 Ratification of Management Acts Mgmt For For For 14 Supervisory Board Size Mgmt For For For 15 Election of Supervisory Board Mgmt For For For 16 Supervisory Board Fees Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Closing Mgmt For For For
Gielda Papierow Wartosciowych w Warszawie S.A. Ticker Security ID: Meeting Date Meeting Status GPW CINS X980AG100 12/22/2010 Voted Meeting Type Country of Trade Special Poland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Opening Mgmt For For For 3 Election of Presiding Chairman Mgmt For For For 4 Compliance with Rules of Convocation Mgmt For For For 5 Agenda Mgmt For For For 6 Changes to Supervisory Board Mgmt For Against Against 7 Amendments to Articles Mgmt For For For 8 Closing Mgmt For For For
Grifols SA Ticker Security ID: Meeting Date Meeting Status GRF CINS E5706X124 01/24/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Non-Voting Shares for Mgmt For For For Acquisition of Talecris 2 Election of Directors and Increase Mgmt For For For in Board Size 3 Authority to Repurchase Shares Mgmt For For For 4 Authority to Carry Out Formalities Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Hal Trust Ticker Security ID: Meeting Date Meeting Status HAL CINS G45584102 05/18/2011 Voted Meeting Type Country of Trade Special Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Report of the Executive Board Mgmt For For For 3 Report of the Supervisory Board Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Reserves and Dividends Policy Mgmt For For For 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Elect S. Eisma Mgmt For Against Against 8 Ratification of Executive Board Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Amendments to Articles Mgmt For For For 11 Supervisory Board Fees Mgmt For For For 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Report of the Trust Committee Mgmt For For For 16 Amendments to the Trust Deed Mgmt For For For 17 Transaction of Other Business Mgmt For Against Against 18 Non-Voting Agenda Item N/A N/A N/A N/A
Hampson Industries PLC Ticker Security ID: Meeting Date Meeting Status HAMP CINS G42784143 09/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Norman Jordan Mgmt For For For 4 Elect Stephen Henwood Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Directors' Remuneration Report Mgmt For For For 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Authority to Repurchase Shares Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Hansteen Holdings plc Ticker Security ID: Meeting Date Meeting Status HSTN CINS G4383U105 05/06/2011 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Placing and Open Offer Mgmt For For For 2 Firm Placing Mgmt For For For
Hansteen Holdings plc Ticker Security ID: Meeting Date Meeting Status HSTN CINS G4383U105 06/07/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Ian Watson Mgmt For For For 3 Elect James Hambro Mgmt For For For 4 Elect Richard Cotton Mgmt For For For 5 Elect Humphrey Price Mgmt For For For 6 Elect Richard Lowes Mgmt For For For 7 Director's Remuneration Report Mgmt For Against Against 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Hino Motors Ltd Ticker Security ID: Meeting Date Meeting Status 7205 CINS 433406105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Kazuo Okamoto Mgmt For For For 3 Elect Yoshio Shirai Mgmt For For For 4 Elect Masakazu Ichikawa Mgmt For For For 5 Elect Toshiki Inoue Mgmt For For For 6 Elect Seiei Okazaki Mgmt For For For 7 Elect Kenji Wagu Mgmt For For For 8 Elect Akimasa Yamamoto Mgmt For For For 9 Elect Yasuo Tanigawa Mgmt For For For 10 Elect Kohichi Ojima Mgmt For For For 11 Elect Kenji Suzuki Mgmt For For For 12 Elect Yoshihide Maeda Mgmt For For For 13 Elect Hiroji Kurayama Mgmt For For For 14 Stock Option Plan Mgmt For For For 15 Bonus Mgmt For Against Against
Hitachi Metals Limited Ticker Security ID: Meeting Date Meeting Status 5486 CINS J20538112 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nobuo Mochida Mgmt For For For 2 Elect Hiroyuki Fujii Mgmt For For For 3 Elect Yasutoshi Noguchi Mgmt For For For 4 Elect Hisashi Machida Mgmt For For For 5 Elect Tadahiko Ishigaki Mgmt For For For 6 Elect Toyoaki Nakamura Mgmt For For For 7 Elect Hiromi Yoshioka Mgmt For Against Against 8 Elect Nobuhiko Shima Mgmt For For For
Hoshizaki Electric Co Ltd Ticker Security ID: Meeting Date Meeting Status 6465 CINS J23254105 03/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Seishi Sakamoto Mgmt For For For 2 Elect Yukihiko Suzuki Mgmt For For For 3 Elect Nobutaka Naruse Mgmt For For For 4 Elect Yasuhiro Urata Mgmt For For For 5 Elect Masami Hongoh Mgmt For For For 6 Elect Eijiroh Ogawa Mgmt For For For 7 Elect Haruo Watabe Mgmt For For For 8 Elect Tsutomu Takahashi Mgmt For For For 9 Elect Hiromichi Kitagaito Mgmt For For For 10 Elect Akira Maruyama Mgmt For For For 11 Elect Hideki Kawai Mgmt For For For
Hunting plc Ticker Security ID: Meeting Date Meeting Status HTG CINS G46648104 04/20/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect David Barr Mgmt For For For 5 Elect George Helland Mgmt For For For 6 Elect John Hofmeister Mgmt For For For 7 Elect Richard Hunting Mgmt For For For 8 Elect John Nicholas Mgmt For For For 9 Elect Dennis Proctor Mgmt For For For 10 Elect Peter Rose Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
HYPERMARCAS SA Ticker Security ID: Meeting Date Meeting Status HYPE3 CINS P5230A101 09/06/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Ratification of the Appointment of Mgmt For For For Apsis Consultoria Empresarial Ltda. 4 Valuation Reports Mgmt For For For 5 Acquisition of Luper Industria Mgmt For For For Farmaceutica Ltda. 6 Acquisition of Sapeka - Industria e Mgmt For For For Comercio de Fraldas Descartaveis Ltda. 7 Acquisition of Facilit Odontologica Mgmt For For For e Perfumaria Ltda. 8 Merger with Sapeka - Industria e Mgmt For For For Comercio de Fraldas Descartaveis Ltda. 9 Ratification of Appointment of Mgmt For For For Appraisers 10 Valuation Reports Mgmt For For For 11 Issuance of Shares in Consideration Mgmt For For For for Sapeka Shares 12 Amendments to Articles Mgmt For For For 13 Remuneration Policy Mgmt For For For 14 Cancellation of Stock Option Plan Mgmt For For For 15 Stock Option Plan Mgmt For For For 16 Amend Article 1 Mgmt For For For 17 Amend Articles 30 to 36 Mgmt For For For 18 Amend Article 28 Mgmt For For For 19 Amend Article 2 Mgmt For For For 20 Consolidated Version of Articles Mgmt For For For 21 Amended Partial Spin-off Agreement Mgmt For For For 22 Ratification of Resolution Passed At Mgmt For For For June 30th EGM 23 Authority to Carry Out Formalities Mgmt For For For
Ibj Leasing Ticker Security ID: Meeting Date Meeting Status 8425 CINS J2308V106 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Setsu Ohnishi Mgmt For For For 4 Elect Osamu Hatakeyama Mgmt For For For 5 Elect Takao Komine Mgmt For For For 6 Elect Masanobu Naka Mgmt For For For 7 Elect Kohtaroh Nakazawa Mgmt For For For
Icade Ticker Security ID: Meeting Date Meeting Status ICAD CINS F4931M119 04/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Approval of Mgmt For For For Non Tax-Deductible Expenses 5 Related Party Transactions Mgmt For For For 6 Ratification of Board and CEO Acts Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Consolidated Accounts and Reports Mgmt For For For 9 Elect Antoine Gosset-Grainville Mgmt For For For 10 Elect Philippe Braidy Mgmt For For For 11 Elect Benoit Faure-Jarrosson Mgmt For For For 12 Elect Serge Grzybowski Mgmt For Against Against 13 Elect Nathalie Gilly Mgmt For For For 14 Elect Celine Scemama Mgmt For For For 15 Elect Edward Arkwright Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Increase Capital Mgmt For For For Through Capitalization 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 21 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 22 Authority to Cancel Shares and Mgmt For For For Reduce Capital 23 Authority to Carry Out Formalities Mgmt For For For 24 Non-Voting Meeting Note N/A N/A N/A N/A
Icade Ticker Security ID: Meeting Date Meeting Status ICAD CINS F4931M119 10/29/2010 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Merger by Absorption of Compagnie La Mgmt For For For Lucette 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Authority to Increase Capital Mgmt For For For Pursuant to Merger 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Authority to Take Over Stock Option Mgmt For For For Plans Pursuant to Merger 10 Authority to Take Over Restricted Mgmt For For For Stock Plans Pursuant to Merger 11 Amendment to Articles Pursuant to Mgmt For For For Merger 12 Authority to Carry Out Formalities Mgmt For For For 13 Non-Voting Meeting Note N/A N/A N/A N/A
Icap PLC Ticker Security ID: Meeting Date Meeting Status IAP CINS G46981117 07/14/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Charles Gregson Mgmt For For For 4 Elect Matthew Lester Mgmt For Against Against 5 Elect James McNulty Mgmt For For For 6 Elect John Sievwright Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Directors' Remuneration Report Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authorisation of Political Donations Mgmt For For For 19 Adoption of New Articles Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
IG Group Holdings PLC Ticker Security ID: Meeting Date Meeting Status IGG CINS G4753Q106 10/07/2010 Voted Meeting Type Country of Trade Special United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect David Currie Mgmt For For For 3 Elect Peter Hetherington Mgmt For For For 4 Elect Tim Howkins Mgmt For For For 5 Elect Andrew MacKay Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Auditor's Fees Mgmt For For For 9 Directors' Remuneration Report Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Value Sharing Plan Mgmt For For For 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Imerys SA Ticker Security ID: Meeting Date Meeting Status NK CINS F49644101 04/28/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Supplementary Retirement Benefits Mgmt For Against Against Package and Severance Package (Gilles Michel) 8 Ratification of the Co-option of Mgmt For For For Gilles Michel 9 Elect Aimery Langlois-Meurinne Mgmt For Against Against 10 Elect Gerard Buffiere Mgmt For For For 11 Elect Aldo Cardoso Mgmt For Against Against 12 Elect Maximilien de Limburg Stirum Mgmt For For For 13 Elect Jacques Veyrat Mgmt For For For 14 Elect Arielle Malard de Rothschild Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 18 Authority to Issue Shares and/or Mgmt For Against Against Convertible Securities through Private Placement; ; Authority to Issue Debt Instruments 19 Authority to Set Offering Price of Mgmt For Against Against Shares 20 Authority to Increase Capital in Mgmt For Against Against Consideration for Contributions in Kind 21 Authority to Issue Debt Instruments Mgmt For For For 22 Authority to Increase Capital Mgmt For For For Through Capitalizations 23 Global Ceiling on Increases in Mgmt For For For Capital and Debt Issuances 24 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 25 Authority to Grant Stock Options Mgmt For Against Against 26 Authority to Issue Restricted Shares Mgmt For Against Against 27 Authority to Issue Warrants Mgmt For Against Against 28 Authority to Cancel Shares and Mgmt For For For Reduce Capital 29 Authority to Carry Out Formalities Mgmt For For For 30 Non-Voting Meeting Note N/A N/A N/A N/A
Immobiliare Grande S.p.A. Ticker Security ID: Meeting Date Meeting Status IGD CINS T5331M109 04/20/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Authority to Repurchase and Reissue Mgmt For For For Shares 4 Amendments to Meeting Regulations Mgmt For For For 5 Amendments to Articles Mgmt For For For
Indofood Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status 5JS CINS Y3974E108 04/28/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Fees Mgmt For For For 3 Elect TJHIE Tje Fie Mgmt For Against Against 4 Elect Moleonoto Tjang Mgmt For For For 5 Elect Gunadi Mgmt For For For 6 Elect Edward LEE Kwong Foo Mgmt For For For 7 Appointment of Auditor and Authority Mgmt For For For to Set Fees 8 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Related Party Transactions Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A
Indofood Agri Resources Limited Ticker Security ID: Meeting Date Meeting Status 5JS CINS Y3974E108 04/28/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Possible Material Mgmt For For For Dilution 2 Amalgamation of Wholly-Owned Mgmt For For For Subsidiary 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A
IREN S.p.A Ticker Security ID: Meeting Date Meeting Status IRD CINS T5551Y106 05/06/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Accounts and Reports; Allocation of Mgmt For For For Profits/Dividends 3 Non-Voting Meeting Note N/A N/A N/A N/A
JAFCO Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 8595 CINS J25832106 06/16/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Toshiaki Itoh Mgmt For For For 3 Elect Shinichi Fuuki Mgmt For For For 4 Elect Hiroshi Yamada Mgmt For For For 5 Elect Yusuke Yamada Mgmt For For For 6 Elect Yoshimitsu Ohura Mgmt For For For 7 Elect Yoshiyuki Shibusawa Mgmt For For For 8 Elect Syohgo Sakaguchi Mgmt For For For
James Fisher and Sons plc Ticker Security ID: Meeting Date Meeting Status FSJ CINS G35056103 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Timothy Harris Mgmt For For For 5 Elect Nicholas Henry Mgmt For For For 6 Elect Stuart Kilpatrick Mgmt For For For 7 Elect Malcolm Paul Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Long Term Incentive Plan Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period to 14 Days
Japan Petroleum Exploration Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 1662 CINS J2740Q103 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yuji Tanahashi Mgmt For For For 3 Elect Osamu Watanabe Mgmt For For For 4 Elect Katsuo Suzuki Mgmt For For For 5 Elect Hiroshi Satoh Mgmt For For For 6 Elect Shohichi Ishii Mgmt For For For 7 Elect Toshio Ibi Mgmt For For For 8 Elect Mitsuru Saitoh Mgmt For For For 9 Elect Junichi Matsumoto Mgmt For For For 10 Elect Nobuyuki Ogura Mgmt For For For 11 Elect Nobuaki Moritani Mgmt For For For 12 Elect Hitoshi Yamatoya Mgmt For For For 13 Elect Kazuo Nakayama Mgmt For For For 14 Elect Kiyoshi Ogino Mgmt For For For 15 Elect Kazuo Kawakami Mgmt For For For 16 Election of Masahiko Kadotani Mgmt For For For 17 Retirement Allowances for Director(s) Mgmt For For For 18 Bonus Mgmt For Against Against 19 Renewal of Takeover Defense Plan Mgmt For Against Against
JSR Corporation Ticker Security ID: Meeting Date Meeting Status 4185 CINS J2856K106 06/17/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Yoshinori Yoshida Mgmt For For For 5 Elect Mitsunobu Koshiba Mgmt For For For 6 Elect Masaki Hirose Mgmt For For For 7 Elect Hozumi Satoh Mgmt For For For 8 Elect Takuya Gotoh Mgmt For For For 9 Elect Michio Kariya Mgmt For For For 10 Election of Alternate Statutory Mgmt For For For Auditor(s) 11 Bonus Mgmt For For For
Jupiter Fund Management Plc Ticker Security ID: Meeting Date Meeting Status JUP CINS G5207P107 05/18/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Liz Airey Mgmt For For For 5 Elect Lorraine Trainer Mgmt For For For 6 Elect Jamie Dundas Mgmt For For For 7 Elect Edward Bonham Carter Mgmt For For For 8 Elect John Chatfeild-Roberts Mgmt For For For 9 Elect Matteo Perruccio Mgmt For For For 10 Elect Michael Wilson Mgmt For For For 11 Elect Philip Johnson Mgmt For For For 12 Elect Richard Morris, Jr. Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Cancellation of Capital Redemption Mgmt For For For Reserve
Kakaku.com Inc Ticker Security ID: Meeting Date Meeting Status 2371 CINS J29258100 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kaoru Hayashi Mgmt For For For 5 Elect Minoru Tanaka Mgmt For For For 6 Elect Shohnosuke Hata Mgmt For For For 7 Elect Yohsuke Uchida Mgmt For For For 8 Elect Taizoh Ieuji Mgmt For For For 9 Elect Kenji Fujiwara Mgmt For For For 10 Elect Hajime Uemura Mgmt For For For 11 Elect Shingo Yuki Mgmt For For For 12 Elect Ohki Matsumoto Mgmt For For For 13 Elect Muneaki Masuda Mgmt For For For 14 Elect Hiroshi Maeno Mgmt For For For
Karoon Gas Australia Limited Ticker Security ID: Meeting Date Meeting Status KAR CINS Q5210P101 11/18/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Mark Smith Mgmt For For For 5 Elect Clark Davey Mgmt For For For 6 Equity Grant (NED Clark Davey) Mgmt For For For 7 Equity Grant (CFO Scott Hosking) Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Ratify Placement of Securities Mgmt For For For 10 Amend Terms of the 2006 Employee Mgmt For For For Share Option Plan 11 Non-Voting Agenda Item N/A N/A N/A N/A
Kier Group PLC Ticker Security ID: Meeting Date Meeting Status KIE CINS G52549105 11/12/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Steve Bowcott Mgmt For Against Against 5 Elect Haydn Mursell Mgmt For Against Against 6 Elect Richard Bailey Mgmt For For For 7 Elect Chris Geoghegan Mgmt For For For 8 Elect Ian Lawson Mgmt For Against Against 9 Elect Dick Simkin Mgmt For Against Against 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Directors' Fees Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Interim Dividend Ratification Mgmt For For For 16 2010 Long-Term Incentive Plan Mgmt For For For 17 Authority to Hold Shares in Employee Mgmt For For For Benefit Trust 18 Non-Voting Meeting Note N/A N/A N/A N/A
Kongsberg Gruppen ASA Ticker Security ID: Meeting Date Meeting Status KOG CINS R60837102 05/09/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Meeting Notice and Agenda Mgmt For TNA N/A 4 Election of Individuals to Check Mgmt For TNA N/A Minutes 5 Non-Voting Agenda Item N/A N/A TNA N/A 6 Corporate Governance Report Mgmt For TNA N/A 7 Report of the Board of Directors Mgmt For TNA N/A 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 9 Directors' Fees Mgmt For TNA N/A 10 Nomination Committee Fees Mgmt For TNA N/A 11 Authority to Set Auditor's Fees Mgmt For TNA N/A 12 Compensation Guidelines Mgmt For TNA N/A 13 Election of Directors Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A
LG Household & Healthcare Ticker Security ID: Meeting Date Meeting Status 51900 CINS Y5275R100 03/11/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Account and Allocation of Mgmt For For For Profits/Dividends 2 Election of Directors (Slate) Mgmt For For For 3 Election of Audit Committee Mgmt For For For Members(Slate) 4 Directors' Fees Mgmt For For For
Localiza Rent A Car SA Ticker Security ID: Meeting Date Meeting Status RENT3 cins P6330Z111 04/25/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For For For
Localiza Rent A Car SA Ticker Security ID: Meeting Date Meeting Status RENT3 cins P6330Z111 04/25/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Stock Option Plan Mgmt For For For 4 Stock Option Plan Mgmt For For For
Matsui Securities Ltd. Ticker Security ID: Meeting Date Meeting Status 8628 CINS J4086C102 06/26/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Michio Matsui Mgmt For For For 3 Elect Hirohito Imada Mgmt For For For 4 Elect Takashi Moribe Mgmt For For For 5 Elect Akira Warita Mgmt For For For 6 Elect Ayumi Satoh Mgmt For For For 7 Elect Akihiro Ichimura Mgmt For For For 8 Elect Masashi Watanabe Mgmt For For For 9 Elect Kunihiko Satoh Mgmt For For For 10 Elect Shinichi Uzawa Mgmt For For For
Mears Group plc Ticker Security ID: Meeting Date Meeting Status MER CINS G5946P103 06/08/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For Against Against 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Robert Holt Mgmt For For For 6 Elect Peter Dicks Mgmt For For For 7 Elect David Hosein Mgmt For For For 8 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 9 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 10 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 11 Adoption of New Articles Mgmt For For For
Megachips Corp. Ticker Security ID: Meeting Date Meeting Status 6875 CINS J4157R103 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Akira Takata Mgmt For For For 2 Elect Yoshimasa Hayashi Mgmt For For For 3 Elect Shigeki Matsuoka Mgmt For For For 4 Elect Masayuki Fujii Mgmt For For For 5 Elect Tetsuo Furuichi Mgmt For For For 6 Elect Hiroyuki Mizuno Mgmt For For For 7 Elect Kunihiro Yamada Mgmt For For For 8 Elect Tadashi Sumi Mgmt For For For 9 Elect Nozomu Ohara Mgmt For For For
Message Company Limited Ticker Security ID: Meeting Date Meeting Status 2400 CINS J4277J106 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Toshiaki Hashimoto Mgmt For For For 3 Elect Hiroshi Furue Mgmt For For For 4 Elect Toshio Satoh Mgmt For For For 5 Elect Takayuki Okumura Mgmt For For For 6 Elect Takeyoshi Mano Mgmt For For For 7 Elect Kanichi Ozaki Mgmt For For For 8 Retirement Allowances for Statutory Mgmt For Against Against Auditor(s)
Microport Scientific Corp Ticker Security ID: Meeting Date Meeting Status 853 CINS G60837104 05/25/2011 Voted Meeting Type Country of Trade Annual Cayman Islands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect CHANG Zhaohua Mgmt For For For 6 Elect ASHIDA Norihiro Mgmt For For For 7 Elect SHIRAFUJI Hiroshi Mgmt For For For 8 Elect HUA Zezhao Mgmt For For For 9 Elect Jonathan H. Chou Mgmt For For For 10 Elect LIU Guoen Mgmt For For For 11 Directors' Fees Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Issue Shares w/out Mgmt For For For Preemptive Rights 15 Authority to Issue Repurchased Shares Mgmt For For For
Mitsui Soko Company Limited Ticker Security ID: Meeting Date Meeting Status 9302 CINS J45314101 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Elect Kazuo Tamura Mgmt For For For 3 Elect Jiroh Kaeriyama Mgmt For For For 4 Elect Sohji Takekuma Mgmt For For For 5 Elect Makoto Ikari Mgmt For For For 6 Elect Kei Fujioka Mgmt For For For 7 Elect Makoto Tawaraguchi Mgmt For For For 8 Elect Yukihiro Nakaya Mgmt For For For 9 Elect Eiji Michise Mgmt For For For 10 Elect Motome Ikeda Mgmt For For For 11 Elect Kohji Yagawa Mgmt For For For 12 Elect Seiichi Fujita Mgmt For For For 13 Elect Yasuhiko Fukatsu Mgmt For For For 14 Elect Shinichiroh Sasao Mgmt For For For 15 Elect Osamu Sudoh Mgmt For For For
Mori Seiki Company Ticker Security ID: Meeting Date Meeting Status 6141 CINS J46496121 06/14/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Amendments to Articles Mgmt For For For 3 Elect Masahiko Mori Mgmt For For For 4 Elect Tatsuo Kondoh Mgmt For For For 5 Elect Kazuyuki Hiramoto Mgmt For For For 6 Elect Hiroaki Tamai Mgmt For For For 7 Elect Naoshi Takayama Mgmt For For For 8 Elect Hisao Satoh Mgmt For For For 9 Elect Morikuni Uchigasaki Mgmt For For For 10 Elect Michiyoshi Kuriyama Mgmt For For For
MTU Aero Engines Holding AG Ticker Security ID: Meeting Date Meeting Status MTX CINS D5565H104 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Increase in Authorized Capital II Mgmt For For For 10 Increase in Authorized Capital III Mgmt For For For
Multiplus SA Ticker Security ID: Meeting Date Meeting Status MPLU3 CINS P69915109 10/04/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Dilution Limit for Stock Option Plan Mgmt For For For 4 Stock Option Plan Mgmt For For For
N Brown Group plc Ticker Security ID: Meeting Date Meeting Status BWNG CINS G64036125 07/06/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Dean Moore Mgmt For For For 5 Elect John McGuire Mgmt For For For 6 Elect Lord Alliance Mgmt For For For 7 Elect Nigel Alliance Mgmt For For For 8 Elect Ivan Fallon Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Adoption of New Articles Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Executive Share Option Schemes Mgmt For For For 15 SAYE Scheme Mgmt For For For 16 Deferred Annual Bonus Scheme Mgmt For For For
Nihon Nohyaku Company Limited Ticker Security ID: Meeting Date Meeting Status 4997 CINS J50667104 12/17/2010 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shukichi Ohuchi Mgmt For For For 3 Elect Yoichi Kohyama Mgmt For For For 4 Elect Toshinobu Itoh Mgmt For For For 5 Elect Hiroshi Hamaguchi Mgmt For For For 6 Elect Kaoru Hirose Mgmt For For For 7 Elect Takamichi Konno Mgmt For For For 8 Elect Yohsuke Tomoi Mgmt For For For 9 Elect Hideji Hosoda Mgmt For For For 10 Elect Sumitaka Kose Mgmt For For For 11 Elect Shin Sakuma Mgmt For For For 12 Elect Kunihiko Sakurai Mgmt For For For 13 Elect Hiroyuki Nakajima Mgmt For For For 14 Adoption of Takeover Defense Plan Mgmt For Against Against
Nippon Denko Company Limited Ticker Security ID: Meeting Date Meeting Status 5563 CINS J52946126 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yohichiroh Mitsui Mgmt For For For 3 Elect Haruyuki Shiota Mgmt For For For 4 Elect Yasushi Takagi Mgmt For For For 5 Elect Terumi Haneda Mgmt For For For 6 Elect Shunichi Sugai Mgmt For For For 7 Elect Teruaki Ishiyama Mgmt For For For 8 Elect Kei Sakamoto Mgmt For Against Against 9 Election of Statutory Alternate Mgmt For For For Auditor(s) 10 Renewal of Takeover Defense Plan Mgmt For Against Against
NRW Holdings Limited Ticker Security ID: Meeting Date Meeting Status NWH CINS Q6951V109 11/19/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Re-elect Ian Burston Mgmt For For For 2 Remuneration Report Mgmt For Against Against
Nufarm Limited Ticker Security ID: Meeting Date Meeting Status NUF CINS Q7007B105 12/02/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Re-elect Garry Hounsell Mgmt For For For 3 Re-elect Donald McGauchie Mgmt For For For 4 Adopt Proportional Takeover Mgmt For For For Provisions 5 Amend Constitution (Dividends) Mgmt For For For
O'Key Group SA Ticker Security ID: Meeting Date Meeting Status OKEY CINS 670866102 06/08/2011 Voted Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Presentation of Board Report Mgmt For For For 2 Presentation of Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Directors' Fees Mgmt For For For 7 Ratification of Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For
OCI Company Ltd. Ticker Security ID: Meeting Date Meeting Status 10060 CINS Y6435J103 03/11/2011 Voted Meeting Type Country of Trade Annual Korea, Republic of Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Allocation of Mgmt For For For Profits/Dividends 2 Amendments to Articles Mgmt For For For 3 Election of Directors (Slate) Mgmt For For For 4 Election of Audit Committee Members Mgmt For For For (Slate) 5 Directors' Fees Mgmt For For For
Osaka Securities Exchange Company Limited Ticker Security ID: Meeting Date Meeting Status 8697 CINS J6254G104 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For
Pacific Basin Shipping Ltd Ticker Security ID: Meeting Date Meeting Status 2343 CINS G68437139 04/19/2011 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect David Turnbull Mgmt For For For 6 Elect ANDREW Broomhead Mgmt For For For 7 Elect Robert Nicholson Mgmt For For For 8 Elect Daniel Bradshaw Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Repurchase Shares Mgmt For For For 12 Refreshment of Share Option Scheme Mgmt For For For
PDG Realty S.A. Empreendimentos e Participacoes Ticker Security ID: Meeting Date Meeting Status PDGR3 CINS P7649U108 10/25/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Stock Split Mgmt For For For 4 Amend Article 5 Mgmt For For For 5 Ratification of Board Acts Mgmt For For For
Persimmon plc Ticker Security ID: Meeting Date Meeting Status PSN CINS G70202109 04/21/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Mike Farley Mgmt For For For 5 Elect Mike Killoran Mgmt For For For 6 Elect Jeff Fairburn Mgmt For For For 7 Elect Nicholas Wrigley Mgmt For For For 8 Elect David Thompson Mgmt For For For 9 Elect Neil Davidson Mgmt For For For 10 Elect Richard Pennycook Mgmt For For For 11 Elect Jonathan Davie Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Point Inc. Ticker Security ID: Meeting Date Meeting Status 2685 CINS J63944102 05/26/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Michio Fukuda Mgmt For For For 3 Elect Yohichi Endoh Mgmt For For For 4 Elect Taise Kuboki Mgmt For For For 5 Elect Kenichi Sakurai Mgmt For For For 6 Elect Katsuji Tokimatsu Mgmt For For For 7 Elect Tsuyoshi Matsuda Mgmt For For For 8 Elect Toshihiro Igarashi Mgmt For For For 9 Elect Akira Katoh Mgmt For For For 10 Elect Hidenari Asai Mgmt For For For 11 Elect Hiroshi Shinmyoh Mgmt For For For 12 Elect Wataru Maekawa Mgmt For For For
Proto Corp. Ticker Security ID: Meeting Date Meeting Status 4298 CINS J6409J102 06/27/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nominee 1 Mgmt For For For 2 Elect Nominee 2 Mgmt For For For 3 Elect Nominee 3 Mgmt For For For 4 Elect Nominee 4 Mgmt For For For 5 Elect Nominee 5 Mgmt For For For 6 Elect Nominee 6 Mgmt For For For 7 Elect Nominee 7 Mgmt For For For 8 Elect Nominee 8 Mgmt For For For 9 Elect Nominee 9 Mgmt For For For 10 Elect Nominee 10 Mgmt For For For 11 Elect Nominee 11 Mgmt For For For 12 Election of Statutory Auditor Mgmt For For For 13 Retirement Allowances for Statutory Mgmt For For For Auditor(s)
Reinet Investments SCA Ticker Security ID: Meeting Date Meeting Status 145569 CINS L7925N152 09/14/2010 Take No Action Meeting Type Country of Trade Annual Luxembourg Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A TNA N/A 2 Accounts and Reports Mgmt For TNA N/A 3 Consolidated Accounts and Reports Mgmt For TNA N/A 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Ratification of Board and Management Mgmt For TNA N/A Acts 6 Elect Denis Falck Mgmt For TNA N/A 7 Elect Peter Kaul Mgmt For TNA N/A 8 Elect Yves Prussen Mgmt For TNA N/A 9 Elect Ian Whitecourt Mgmt For TNA N/A 10 Board of Overseers Fees Mgmt For TNA N/A
Rheinmetall AG Ticker Security ID: Meeting Date Meeting Status RHM CINS D65111102 05/10/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Election of Supervisory Board Members Mgmt For For For 10 Appointment of Auditor Mgmt For For For
Rhoen-Klinikum AG Ticker Security ID: Meeting Date Meeting Status RHK CINS D6530N119 06/08/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Wolfgang Pfofler Mgmt For For For 7 Ratify Gerald Meder Mgmt For For For 8 Ratify Andrea Aulkemeyer Mgmt For For For 9 Ratify Volker Feldkamp Mgmt For For For 10 Ratify Erik Hamann Mgmt For For For 11 Ratify Wolfgabg Kunz Mgmt For For For 12 Ratify Ralf Stahler Mgmt For For For 13 Ratify Irmgard Stippler Mgmt For For For 14 Ratify Christoph Straub Mgmt For For For 15 Ratify Eugen Munch Mgmt For For For 16 Ratify Joachim Luddecke Mgmt For For For 17 Ratify Wolfgang Mundel Mgmt For For For 18 Ratify Bernard Aisch Mgmt For For For 19 Ratify Gisela Ballauf Mgmt For For For 20 Ratify Peter Berghofer Mgmt For For For 21 Ratify Bettina Bottcher Mgmt For For For 22 Ratify Sylvia Buhler Mgmt For For For 23 Ratify Helmut Buhner Mgmt For For For 24 Ratify Gerhard Ehninger Mgmt For For For 25 Ratify Stefan Hartel Mgmt For For For 26 Ratify Ursula Harres Mgmt For For For 27 Ratify Casper Von Hauenschild Mgmt For For For 28 Ratify Detlef Klimpe Mgmt For For For 29 Ratify Heinz Korte Mgmt For For For 30 Ratify Scharward Karl W. Lauterbach Mgmt For For For 31 Ratify Michael Mendel Mgmt For For For 32 Ratify Rudiger Merz Mgmt For For For 33 Ratify Brigitte Mohn Mgmt For For For 34 Ratify Annett Muller Mgmt For For For 35 Ratify Jens Peter Neumann Mgmt For For For 36 Ratify Werner Prange Mgmt For For For 37 Ratify Joachim Schaar Mgmt For For For 38 Ratify Jan Schmitt Mgmt For For For 39 Ratify Georg Schulze Zieshaus Mgmt For For For 40 Ratify Rudolf Schwab Mgmt For For For 41 Ratify Michael Wendl Mgmt For For For 42 Compensation Policy Mgmt For Against Against 43 Appointment of Auditor Mgmt For For For 44 Authority to Repurchase Shares Mgmt For For For 45 Amendments to Articles Regarding Mgmt For For For Management Board Members' Age Limit 46 Amendments to Articles Regarding Mgmt For For For Supervisory Board Members' Age Limit 47 Amendment Regarding Registration of Mgmt For For For Voting Rights 48 Intra-company Contract - Klink fur Mgmt For For For Herzchirurgie Karlsruhe GmbH 49 Intra-company Contract - Klinik Mgmt For For For Kipfenberg GmbH 50 Intra-company Contract - Herzzentrum Mgmt For For For Leipzig GmbH 51 Intra-company Contract - Klinikum Mgmt For For For Meiningen GmbH
Rightmove PLC Ticker Security ID: Meeting Date Meeting Status RMV CINS G75657109 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Peter Brooks-Johnson Mgmt For For For 7 Elect Scott Forbes Mgmt For For For 8 Elect Ed Williams Mgmt For For For 9 Elect Nick McKittrick Mgmt For For For 10 Elect Jonathan Agnew Mgmt For For For 11 Elect Colin Kemp Mgmt For For For 12 Elect Ashley Martin Mgmt For For For 13 Elect Judy Vezmar Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 19 Performance Share Plan Mgmt For For For
Savills plc Ticker Security ID: Meeting Date Meeting Status SVS CINS G78283119 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Peter Smith Mgmt For For For 5 Elect Jeremy Helsby Mgmt For For For 6 Elect Martin Angle Mgmt For For For 7 Elect Tim Ingram Mgmt For For For 8 Elect Charles McVeigh Mgmt For For For 9 Elect Simon Shaw Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Authority to Set Auditor's Fees Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 16 Performance Share Plan Mgmt For For For
SBM Offshore Nv Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 07/06/2010 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Supervisory Board Fees Mgmt For For For 3 Elect Francis Gugen Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Seche Environnement SA Ticker Security ID: Meeting Date Meeting Status SCHP CINS F8211M103 05/12/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports; Ratification Mgmt For For For of Board Acts; Approval of Non-Tax-Deductible Expenses 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Elect Jean Bensaid Mgmt For Against Against 9 Directors' Fees Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Cancel Shares and Mgmt For For For Reduce Capital 12 Authority to Increase Capital Mgmt For For For Through Capitalizations 13 Authority to Issue Restricted Stock Mgmt For Against Against 14 Amendment Regarding Director Term Mgmt For For For Length 15 Authority to Carry Out Formalities Mgmt For For For
Sechilienne-Sidec Ticker Security ID: Meeting Date Meeting Status SECH CINS F82125109 05/25/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Approval of Non-Tax-Deductible Mgmt For For For Expenses 8 Related Party Transactions Mgmt For For For 9 Elect Patrick de Giovanni Mgmt For For For 10 Elect Claude Rosevegue Mgmt For For For 11 Elect Myriam Maestroni Mgmt For For For 12 Directors' Fees Mgmt For For For 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Carry Out Formalities Mgmt For For For 15 Authority to Cancel Shares and Mgmt For For For Reduce Capital 16 Amend Article 28 Mgmt For For For 17 Amend Article 32 Mgmt For For For 18 Amend Article 32 Mgmt For For For 19 Authority to Carry Out Formalities Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A
Seek Limited Ticker Security ID: Meeting Date Meeting Status SEK CINS Q8382E102 11/30/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Elect Denise Bradley Mgmt For For For 4 Re-elect Robert Watson Mgmt For For For 5 Equity Grant (Executive Director and Mgmt For For For Joint CEO Andrew Bassat) 6 Increase NED's Fee Cap Mgmt For For For 7 Amend Constitution (Dividends) Mgmt For For For 8 Renew Proportional Takeover Mgmt For For For Provisions
Seloger.Com Ticker Security ID: Meeting Date Meeting Status SLG CINS F8300W111 01/20/2011 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Amendment Regarding Cap on Voting Mgmt For Against Against Rights 5 Authority to Carry Out Formalities Mgmt For For For 6 Non-Voting Meeting Note N/A N/A N/A N/A
Shinko Plantech Company Limited Ticker Security ID: Meeting Date Meeting Status 6379 CINS J73456105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshiharu Yoshikawa Mgmt For For For 4 Elect Kunio Shimizu Mgmt For For For 5 Elect Masato Nakata Mgmt For For For 6 Elect Haruo Soda Mgmt For For For 7 Elect Ryoh Komiya Mgmt For For For 8 Elect Yoshihiro Terada Mgmt For For For 9 Elect Yoshiji Ohtomo Mgmt For For For 10 Elect Nobuo Narutaki Mgmt For For For 11 Elect Toshiaki Ikeda Mgmt For For For 12 Elect Nobuhiro Ideue Mgmt For For For 13 Elect Kiyotaka Yamada Mgmt For For For 14 Retirement Allowances for Director(s) Mgmt For For For 15 Retirement Allowances for Statutory Mgmt For For For Auditor(s)
Shionogi & Co Ltd Ticker Security ID: Meeting Date Meeting Status 4507 CINS J74229105 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Motozoh Shiono Mgmt For For For 4 Elect Isao Teshirogi Mgmt For For For 5 Elect Yasuhiro Mino Mgmt For For For 6 Elect Akio Nomura Mgmt For For For 7 Elect Teppei Mogi Mgmt For For For 8 Elect Sachio Tokaji Mgmt For For For 9 Elect Kenji Fukuda Mgmt For For For 10 Bonus Mgmt For For For 11 Stock Option Plan Mgmt For For For 12 Statutory Auditors' Fees Mgmt For For For
Showa Denko Kabushiki Kaisha Ticker Security ID: Meeting Date Meeting Status 4004 CINS J75046136 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kyohei Takahashi Mgmt For For For 4 Elect Hideo Ichikawa Mgmt For For For 5 Elect Kenji Tsukamoto Mgmt For For For 6 Elect Yasumichi Murata Mgmt For For For 7 Elect Akira Koinuma Mgmt For For For 8 Elect Yoshikazu Sakai Mgmt For For For 9 Elect Shunji Fukuda Mgmt For For For 10 Elect Hirokazu Iwasaki Mgmt For For For 11 Elect Tomofumi Akiyama Mgmt For Against Against 12 Elect Ichiroh Nomura Mgmt For For For 13 Renewal of Takeover Defence Plan Mgmt For Against Against
Sims Metal Management Limited Ticker Security ID: Meeting Date Meeting Status SGM CINS Q8505L116 11/19/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Christopher Renwick Mgmt For For For 3 Amend the Constitution - Dividends Mgmt For For For 4 Equity Grant (MD/CEO Daniel Dienst) Mgmt For For For 5 Remuneration Report Mgmt For For For
Square Enix Co., Ltd Ticker Security ID: Meeting Date Meeting Status 9684 CINS J7659R109 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yohichi Wada Mgmt For For For 3 Elect Keiji Honda Mgmt For For For 4 Elect Yohsuke Matsuda Mgmt For For For 5 Elect Yukinobu Chida Mgmt For For For 6 Elect Makoto Naruke Mgmt For For For 7 Elect Norikazu Yahagi Mgmt For For For 8 Elect Ryohichi Kobayashi Mgmt For For For 9 Elect Ryuji Matsuda Mgmt For For For
Start Today Company Limited Ticker Security ID: Meeting Date Meeting Status 3092 CINS J7665M102 06/26/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yusaku Maezawa Mgmt For For For 3 Elect Takamune Masuzawa Mgmt For For For 4 Elect Akiko Ohishi Mgmt For For For 5 Elect Takanobu Mutoh Mgmt For For For 6 Elect Mineki Ohkura Mgmt For For For 7 Elect Mitsuharu Ono Mgmt For For For 8 Elect Junichi Shimotai Mgmt For For For 9 Elect Kohichi Yoshioka Mgmt For For For 10 Elect Shichiroh Hattori Mgmt For For For 11 Retirement Allowances and Special Mgmt For Against Against Allowances for Director(s) and Statutory Auditor(s)
Stratec Biomedical Systems Ticker Security ID: Meeting Date Meeting Status SBS CINS D8171G106 04/14/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Elect Wolfgang Wehmeyer Mgmt For For For 10 Amendments to Articles: Regarding Mgmt For For For Company Name 11 Authority to Omit Executive Mgmt For Against Against Compensation Disclosure 12 Increase in Authorized Capital Mgmt For For For 13 Authority to Issue Convertible Debt Mgmt For For For Instruments: Increase in Conditional Capital
Straumann Holding AG Ticker Security ID: Meeting Date Meeting Status STMN CINS H8300N119 03/18/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 TO VOTE IN THE UPCOMING MEETING, Mgmt N/A TNA N/A YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
Straumann Holding AG Ticker Security ID: Meeting Date Meeting Status STMN CINS H8300N119 03/18/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Compensation Report Mgmt For TNA N/A 6 Allocation of Profits/Dividends Mgmt For TNA N/A 7 Amendments to Articles Mgmt For TNA N/A 8 Ratification of Board Acts Mgmt For TNA N/A 9 Elect Gilbert Achermann Mgmt For TNA N/A 10 Elect Sebastian Burckhardt Mgmt For TNA N/A 11 Elect Dominik Ellenrieder Mgmt For TNA N/A 12 Elect Roland Hess Mgmt For TNA N/A 13 Elect Ulrich Looser Mgmt For TNA N/A 14 Elect Beat Luthi Mgmt For TNA N/A 15 Elect Stefan Meister Mgmt For TNA N/A 16 Elect Thomas Straumann Mgmt For TNA N/A 17 Appointment of Auditor Mgmt For TNA N/A 18 Non-Voting Meeting Note N/A N/A TNA N/A
Sumitomo Real Estate Sales Ticker Security ID: Meeting Date Meeting Status 8870 CINS J7786K100 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shigeto Iwai Mgmt For For For 3 Elect Masayoshi Ohhashi Mgmt For For For 4 Elect Tsutomu Ohyama Mgmt For For For 5 Elect Shunji Ohnishi Mgmt For For For 6 Elect Hidekazu Shinji Mgmt For For For 7 Elect Hiroshi Arai Mgmt For For For 8 Elect Takeaki Motohashi Mgmt For For For 9 Elect Takenori Mori Mgmt For For For 10 Elect Isao Watanabe Mgmt For For For 11 Elect Michio Kashiwabara Mgmt For For For 12 Elect Tetsuroh Tsuruta Mgmt For For For 13 Elect Kunio Kobayashi Mgmt For For For 14 Retirement Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s)
Sumitomo Rubber Industries Ltd. Ticker Security ID: Meeting Date Meeting Status 5110 CINS J77884112 03/30/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Tetsuji Mino Mgmt For For For 4 Elect Takaki Nakano Mgmt For For For 5 Elect Ikuji Ikeda Mgmt For For For 6 Elect Hiroaki Tanaka Mgmt For For For 7 Elect Keizoh Kohsaka Mgmt For For For 8 Elect Katsuhide Kurasaka Mgmt For Against Against 9 Elect Kenji Onga Mgmt For For For 10 Elect Minoru Nishi Mgmt For For For 11 Elect Yasutaka Ii Mgmt For For For 12 Elect Hiroki Ishida Mgmt For For For 13 Elect Yasuyuki Sasaki Mgmt For For For
Sumitomo Warehouse Company Limited Ticker Security ID: Meeting Date Meeting Status 9303 CINS J78013109 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Election of Yuuki Kawachi Mgmt For For For
Techtronic Industries Co Ltd Ticker Security ID: Meeting Date Meeting Status 669 CINS Y8563B159 05/20/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Horst Pudwill Mgmt For Against Against 6 Elect Joseph Galli Jr Mgmt For For For 7 Elect Christopher Langley Mgmt For For For 8 Elect Peter Sullivan Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For
Teijin Ltd Ticker Security ID: Meeting Date Meeting Status 3401 CINS J82270117 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Tohru Nagashima Mgmt For For For 3 Elect Shigeo Ohyagi Mgmt For For For 4 Elect Junji Morita Mgmt For For For 5 Elect Norio Kamei Mgmt For For For 6 Elect Osamu Nishikawa Mgmt For For For 7 Elect Toshiaki Yatabe Mgmt For For For 8 Elect Yoshio Fukuda Mgmt For For For 9 Elect Kunio Suzuki Mgmt For For For 10 Elect Hajime Sawabe Mgmt For For For 11 Elect Yutaka Iimura Mgmt For For For 12 Elect Atsuo Amano Mgmt For For For 13 Elect Toshiharu Moriya Mgmt For For For 14 Retirement Allowances and Special Mgmt For Against Against Allowances for Director(s) and Statutory Auditor(s)
Temenos Group Ticker Security ID: Meeting Date Meeting Status TEMN CINS H8547Q107 06/17/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports; Remuneration Mgmt For TNA N/A Report 4 Allocation of Profits/Dividends Mgmt For TNA N/A 5 Transfer of Reserves Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Increase in Authorized Capital Mgmt For TNA N/A 8 Increase in Conditional Capital for Mgmt For TNA N/A Equity Incentives 9 Elect Guy Dubois Mgmt For TNA N/A 10 Elect George Koukis Mgmt For TNA N/A 11 Elect Chris Pavlou Mgmt For TNA N/A 12 Appointment of Auditor Mgmt For TNA N/A 13 Non-Voting Meeting Note N/A N/A TNA N/A
THK Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 6481 CINS J83345108 06/18/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akihiro Teramachi Mgmt For For For 4 Elect Masamichi Ishii Mgmt For For For 5 Elect Takeki Shirai Mgmt For For For 6 Elect Toshihiro Teramachi Mgmt For For For 7 Elect Hiroshi Imano Mgmt For For For 8 Elect Takashi Ohkubo Mgmt For For For 9 Elect Tetsuya Hayashida Mgmt For For For 10 Elect Hideyuki Kiuchi Mgmt For For For 11 Elect Junichi Kuwabara Mgmt For For For 12 Elect Junichi Sakai Mgmt For For For 13 Elect Hirokazu Ishikawa Mgmt For For For 14 Elect Junji Shimomaki Mgmt For For For 15 Elect Takanobu Hoshino Mgmt For For For 16 Elect Kaoru Hoshide Mgmt For For For 17 Elect Nobuyuki Maki Mgmt For For For 18 Elect Akihiko Kambe Mgmt For For For 19 Elect Masatake Yone Mgmt For For For 20 Election of Alternate Statutory Mgmt For For For Auditor(s) 21 Bonus Mgmt For For For 22 Performance-Based Compensation Policy Mgmt For For For
Thomas Cook Group Plc Ticker Security ID: Meeting Date Meeting Status TCG CINS G88471100 02/11/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Michael Beckett Mgmt For For For 5 Elect Bo Lerenius Mgmt For For For 6 Elect Dawn Airey Mgmt For For For 7 Elect Peter Marks Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authorisation of Political Donations Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Tikkurilia oyj Ticker Security ID: Meeting Date Meeting Status TIK1V CINS X90959101 03/31/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Profits/Dividends Mgmt For For For 9 Ratification of Board and Management Mgmt For For For Acts 10 Directors' Fees Mgmt For For For 11 Board Size Mgmt For For For 12 Election of Directors Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 17 Nomination Committee Mgmt For For For 18 Charitable Donations Mgmt For For For 19 Conclusion of Meeting Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
Tokyo Ohka Kogyo Ticker Security ID: Meeting Date Meeting Status 4186 CINS J87430104 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yohichi Nakamura Mgmt For For For 4 Elect Kohichi Kaihatsu Mgmt For For For 5 Elect Kohichi Kaihatsu Mgmt For For For 6 Elect Ikuo Akutsu Mgmt For For For 7 Elect Hidekatsu Kohara Mgmt For For For 8 Elect Hiroshi Asaba Mgmt For For For 9 Elect Jiroh Makino Mgmt For For For 10 Elect Tukio Muro Mgmt For For For 11 Election of Alternate Statutory Mgmt For For For Auditor
Toll Holdings Limited Ticker Security ID: Meeting Date Meeting Status TOL CINS Q9104H100 10/29/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Mark Smith Mgmt For For For 4 Re-elect Barry Cusack Mgmt For For For 5 Equity Grant (MD Paul Little) Mgmt For For For 6 Adopt New Constitution Mgmt For For For
Torishima Pump Manufacturing Company Ticker Security ID: Meeting Date Meeting Status 6363 CINS J64169105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kohtaro Harada Mgmt For For For 2 Elect Hiromi Fujikawa Mgmt For For For 3 Elect Yasunao Hirota Mgmt For For For 4 Elect Sadao Uchida Mgmt For For For 5 Elect Tetsuya Kujima Mgmt For For For 6 Elect Hirofumi Himeno Mgmt For For For 7 Renewal of Takeover Defense Plan Mgmt For Against Against
TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 03/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisitions Mgmt For Against Against
TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 03/10/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Rogerio Marcos Martins de Mgmt For For For Oliveira 7 Remuneration Policy Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 03/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Capital Mgmt For For For 4 Stock Split Mgmt For For For 5 Amend Article 30 Mgmt For For For 6 Amend Article 3 Mgmt For For For 7 Amend Article 19 Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Towa Pharmaceutical Ticker Security ID: Meeting Date Meeting Status 4553 CINS J90505108 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Itsuroh Yoshida Mgmt For For For 3 Elect Takeshi Harima Mgmt For For For 4 Elect Takashi Ohsawa Mgmt For For For 5 Elect Masayoshi Fujimoto Mgmt For For For 6 Elect Keiji Yabushita Mgmt For For For 7 Elect Yoshiaki Nishikawa Mgmt For For For 8 Elect Takeshi Noguchi Mgmt For For For 9 Elect Jun Inokuma Mgmt For For For 10 Elect Takehisa Minaki Mgmt For For For 11 Elect Jitsuhiko Morino Mgmt For For For 12 Elect Hiroshi Tsuji Mgmt For For For 13 Elect Kazuo Kurihara Mgmt For For For 14 Retirement Allowances for Statutory Mgmt For For For Auditor 15 Bonus Mgmt For Against Against
Toyo Engineering Corp. Ticker Security ID: Meeting Date Meeting Status 6330 CINS J91343103 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yushi Nagata Mgmt For For For 3 Elect Yutaka Yamada Mgmt For For For 4 Elect Takuma Hatano Mgmt For For For 5 Elect Kenji Soejima Mgmt For For For 6 Elect Kazuomi Nishihara Mgmt For For For 7 Elect Makoto Fusayama Mgmt For For For 8 Elect Keiichi Matsumoto Mgmt For For For 9 Elect Satoshi Kuwahara Mgmt For For For 10 Elect Hideki Shiinoki Mgmt For For For 11 Elect Mitsutoshi Hamamura Mgmt For For For 12 Elect Masayuki Uchida Mgmt For For For 13 Elect Makoto Shimagaki Mgmt For For For 14 Elect Takashi Umezu Mgmt For For For 15 Elect Yoshiyuki Shinohara Mgmt For For For
Toyota Boshoku Corp. Ticker Security ID: Meeting Date Meeting Status 3116 CINS J91214106 06/16/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Teruyuki Minoura Mgmt For For For 3 Elect Shuhei Toyoda Mgmt For For For 4 Elect Mitsuyuki Noguchi Mgmt For For For 5 Elect Kohji Iida Mgmt For For For 6 Elect Yasushi Nakagawa Mgmt For For For 7 Elect Fumitaka Itoh Mgmt For For For 8 Elect Akira Furusawa Mgmt For For For 9 Elect Kohichi Terasaka Mgmt For For For 10 Elect Hiroshi Ueda Mgmt For For For 11 Elect Kenichi Noda Mgmt For For For 12 Elect Takeshi Uchiyamada Mgmt For For For 13 Elect Masahiko Miyaki Mgmt For For For 14 Elect Masaki Katsuragi Mgmt For For For 15 Elect Yoshinori Itoh Mgmt For For For 16 Elect Akio Toyoda Mgmt For For For 17 Elect Ryuichi Hamada Mgmt For For For 18 Elect Nobuaki Katoh Mgmt For For For 19 Bonus Mgmt For Against Against 20 Retirement Allowances for Mgmt For Against Against Director(s) and Statutory Auditor(s)
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 03/31/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Director Term Mgmt For TNA N/A Lengths 4 Amendment Regarding Compensation and Mgmt For TNA N/A Nominating Committee 5 Amendments to Articles 34, 35, 36, Mgmt For TNA N/A 39, 40 and 42 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Authority to Amend Articles Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 04/28/2011 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt For TNA N/A 4 Presentation of Auditor Report Mgmt For TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor's Acts Mgmt For TNA N/A 8 Elect Evelyn du Monceau de Bergendal Mgmt For TNA N/A 9 Elect Arnoud de Pret Roose de Mgmt For TNA N/A Calesberg 10 Elect Jean-Pierre Kinet Mgmt For TNA N/A 11 Ratification of the Independence of Mgmt For TNA N/A Jean-Pierre Kinet 12 Elect Thomas Leysen Mgmt For TNA N/A 13 Ratification of the Independence of Mgmt For TNA N/A Thomas Leysen 14 Elect Gerhard Mayr Mgmt For TNA N/A 15 Ratification of the Independence of Mgmt For TNA N/A Gerhard Mayr 16 Elect Norman Ornstein Mgmt For TNA N/A 17 Ratification of the Independence of Mgmt For TNA N/A Norman Ornstein 18 Elect Bridget van Rijckevorsel Mgmt For TNA N/A 19 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 20 Change in Control Provision Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A
Ultra Electronics Holdings plc Ticker Security ID: Meeting Date Meeting Status ULE CINS G9187G103 04/21/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Douglas Caster Mgmt For For For 5 Elect Christopher Bailey Mgmt For For For 6 Elect Ian Griffiths Mgmt For For For 7 Elect Sir Robert Walmsley Mgmt For For For 8 Elect Paul Dean Mgmt For For For 9 Elect Andy Hamment Mgmt For For For 10 Elect Rakesh Sharma Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Auditor's Fees Mgmt For For For 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Repurchase Shares Mgmt For For For 16 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Wacom Co Ltd. Ticker Security ID: Meeting Date Meeting Status 6727 CINS J9467Z109 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Masahiko Yamada Mgmt For For For 3 Elect Shigeki Komiyama Mgmt For For For 4 Elect Wataru Hasegawa Mgmt For For For 5 Elect Sadao Yamamoto Mgmt For For For 6 Elect Yasuyuki Fujishima Mgmt For For For 7 Election of Alternate Statutory Mgmt For For For Auditor(s) 8 Stock Option Plan Mgmt For Against Against
Wendel SA Ticker Security ID: Meeting Date Meeting Status MF CINS F98370103 05/30/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Consolidated Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Elect Didier Cherpitel Mgmt For For For 8 Elect Humbert de Wendel Mgmt For For For 9 Elect Gerard Buffiere Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Issue Shares or Mgmt For Against Against Convertible Debt Instruments w/ Preemptive Rights 12 Authority to Issue Shares or Mgmt For Against Against Convertible Debt Instruments w/o Preemptive Rights 13 Authority to Increase Share Issuance Mgmt For Against Against Limit 14 Authority to Increase Capital in Mgmt For For For Consideration for Contributions in Kind 15 Authority to Increase Capital Mgmt For For For Through Capitalizations 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 18 Authority to Grant Stock Options Mgmt For Against Against 19 Authority to Carry out Formalities Mgmt For For For
Whitehaven Coal Limited Ticker Security ID: Meeting Date Meeting Status WHC CINS Q97664108 10/29/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For Against Against 4 Re-elect Alex Krueger Mgmt For For For 5 Re-elect Neil Chatfield Mgmt For For For
Worleyparsons Limited Ticker Security ID: Meeting Date Meeting Status WOR CINS Q9857K102 10/26/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect John Green Mgmt For For For 3 Re-elect Catherine Livingstone Mgmt For For For 4 Elect J.B. McNeil Mgmt For For For 5 Elect Larry Benke Mgmt For For For 6 Remuneration Report Mgmt For For For 7 Equity Grant (Executive Directors) Mgmt For For For 8 Approve Amendments to Performance Mgmt For For For Rights Plan (Termination Benefits) 9 Amendments to Constitution Mgmt For For For 10 Renew Partial Takeover Provisions Mgmt For For For
Yamaha Motor Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 7272 CINS J95776126 03/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital and Mgmt For For For Earned Reserves 3 Elect Hiroyuki Yanagi Mgmt For For For 4 Elect Takaaki Kimura Mgmt For For For 5 Elect Toyoo Ohtsubo Mgmt For For For 6 Elect Yoshiteru Takahashi Mgmt For For For 7 Elect Hiroyuki Suzuki Mgmt For For For 8 Elect Kohzoh Shinozaki Mgmt For For For 9 Elect Yuko Kawamoto Mgmt For For For 10 Elect Masamitsu Sakurai Mgmt For For For 11 Elect Mitsuru Umemura Mgmt For For For 12 Elect Nobuya Hideshima Mgmt For For For 13 Elect Masahiro Takizawa Mgmt For For For 14 Elect Norihiko Shimizu Mgmt For For For 15 Elect Yutaka Kume Mgmt For For For 16 Elect Shigeki Hirasawa Mgmt For For For 17 Election of Alternate Statutory Mgmt For For For Auditor(s)
Yasukawa Electric Corp. Ticker Security ID: Meeting Date Meeting Status 6506 CINS J9690T102 06/16/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kohji Toshima Mgmt For For For 4 Elect Junji Tsuda Mgmt For For For 5 Elect Masao Kitoh Mgmt For For For 6 Elect Toshihiro Sawa Mgmt For For For 7 Elect Noboru Usami Mgmt For For For 8 Elect Kohki Nakamura Mgmt For For For 9 Elect Yoshinori Fukahori Mgmt For For For 10 Elect Hideki Gotoh Mgmt For For For 11 Elect Hiroshi Ogasawara Mgmt For For For 12 Elect Osamu Motomatsu Mgmt For For For 13 Elect Shuji Murakami Mgmt For For For 14 Elect Yoshikatsu Minami Mgmt For For For 15 Elect Shigeto Yanase Mgmt For For For 16 Elect Yuji Nakayama Mgmt For For For 17 Elect Kohichi Takamiya Mgmt For For For 18 Election of Alternate Statutory Mgmt For For For Auditor(s)
The Hartford International Value Fund Investment Company Report 07/01/10 - 06/30/11 Acom Company Limited Ticker Security ID: Meeting Date Meeting Status 8572 CINS J00105106 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Shigeyoshi Kinoshita Mgmt For For For 3 Elect Shigeru Akaki Mgmt For For For 4 Elect Satoru Tomimatsu Mgmt For For For 5 Elect Kiyoshi Tachiki Mgmt For For For 6 Elect Shohzoh Tanaka Mgmt For For For 7 Elect Masahiko Shinshita Mgmt For For For 8 Elect Tatsuo Taki Mgmt For For For 9 Elect Toshiaki Kajiura Mgmt For For For 10 Elect Tatsunori Imagawa Mgmt For For For 11 Elect Shigeru Satoh Mgmt For For For 12 Elect Shinichi Yasuda Mgmt For For For 13 Elect Eiji Ohshima Mgmt For For For 14 Elect Takashi Doi Mgmt For For For
Agricultural Bank of China Limited Ticker Security ID: Meeting Date Meeting Status 1288 CINS Y00289119 03/02/2011 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Procedural Rules of Mgmt For For For Shareholders' Meetings 4 Amendments to Procedural Rules of Mgmt For For For Board of Directors 5 Amendments to Procedural Rules of Mgmt For For For Supervisors 6 Elect Frederick MA Si-Hang Mgmt For For For 7 Elect WEN Tiejun Mgmt For For For 8 Renewal of Liability Insurance Mgmt For For For 9 Issuance of Subordinated Bonds Mgmt For For For 10 Non-Voting Meeting Note N/A N/A N/A N/A
AIA Group Limited Ticker Security ID: Meeting Date Meeting Status 1299 CINS Y002A1105 05/26/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Elect Edmund TSE Sze Wing Mgmt For Against Against 5 Elect Mark Tucker Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares Mgmt For For For 9 Authority to Issue Repurchased Shares Mgmt For For For 10 Authority to Issue Shares under the Mgmt For For For Restricted Share Unit Scheme
Astrazeneca plc Ticker Security ID: Meeting Date Meeting Status AZN CINS G0593M107 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Authority to Set Auditor's Fees Mgmt For For For 5 Elect Louis Schweitzer Mgmt For For For 6 Elect David Brennan Mgmt For For For 7 Elect Simon Lowth Mgmt For For For 8 Elect D. Bruce Burlington Mgmt For For For 9 Elect Jean-Philippe Courtois Mgmt For For For 10 Elect Michele Hooper Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Nancy Rothwell Mgmt For For For 13 Elect Shriti Vadera Mgmt For For For 14 Elect John Varley Mgmt For For For 15 Elect Marcus Wallenberg Mgmt For Against Against 16 Directors' Remuneration Report Mgmt For For For 17 Authorisation of Political Donations Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Banco Santander (Brasil) SA Ticker Security ID: Meeting Date Meeting Status SANB11 CUISP 05967A107 01/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Replace Chairman with Vice Chairman Mgmt N/A For N/A 2 Replace Vice Chairman with Chairman Mgmt N/A For N/A 3 Ratification of Board Composition Mgmt N/A For N/A
Barclays plc Ticker Security ID: Meeting Date Meeting Status BARC CINS G08036124 04/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Alison Carnwath Mgmt For For For 4 Elect Dambisa Moyo Mgmt For For For 5 Elect Marcus Agius Mgmt For For For 6 Elect David Booth Mgmt For For For 7 Elect Sir Richard Broadbent Mgmt For For For 8 Elect Fulvio Conti Mgmt For For For 9 Elect Robert Diamond, Jr. Mgmt For For For 10 Elect Simon Fraser Mgmt For For For 11 Elect Reuben Jeffrey III Mgmt For For For 12 Elect Sir Andrew Likierman Mgmt For For For 13 Elect Christopher Lucas Mgmt For For For 14 Elect Sir Michael Rake Mgmt For For For 15 Elect Sir John Sunderland Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Long Term Incentive Plan Mgmt For For For 24 Amendment to the Barclays Group Mgmt For For For Share Value Plan
Basf SE Ticker Security ID: Meeting Date Meeting Status BAS CINS D06216317 05/06/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Supervisory Board Mgmt For For For Acts 7 Ratification of Management Board Acts Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Elect Anke Schaferkordt Mgmt For For For 10 Supervisory Board Fees Mgmt For For For 11 Intra-company Contracts/Control Mgmt For For For Agreements 12 Intra-company Contracts/Control Mgmt For For For Agreements
BG Group plc Ticker Security ID: Meeting Date Meeting Status BG CINS G1245Z108 05/12/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Fabio de Oliveira Barbosa Mgmt For For For 5 Elect Caio Kock-Weser Mgmt For For For 6 Elect Patrick Thomas Mgmt For For For 7 Elect Peter Backhouse Mgmt For For For 8 Elect Frank Chapman Mgmt For For For 9 Elect Baroness Hogg Mgmt For For For 10 Elect John Hood Mgmt For For For 11 Elect Martin Houston Mgmt For For For 12 Elect Sir David Manning Mgmt For For For 13 Elect Mark Seligman Mgmt For For For 14 Elect Philippe Varin Mgmt For For For 15 Elect Sir Robert Wilson Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authorisation of Political Donations Mgmt For For For 19 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Authority to Repurchase Shares Mgmt For For For 22 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 23 Non-Voting Meeting Note N/A N/A N/A N/A
BP plc Ticker Security ID: Meeting Date Meeting Status BP CINS G12793108 04/14/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Paul Anderson Mgmt For For For 4 Elect Antony Burgmans Mgmt For For For 5 Elect Cynthia Carroll Mgmt For For For 6 Elect Sir William Castell Mgmt For For For 7 Elect Iain Conn Mgmt For For For 8 Elect George David Mgmt For For For 9 Elect Ian Davis Mgmt For For For 10 Elect Robert Dudley Mgmt For For For 11 Elect Byron Grote Mgmt For For For 12 Elect Frank Bowman Mgmt For For For 13 Elect Brendan Nelson Mgmt For For For 14 Elect Phuthuma Nhleko Mgmt For For For 15 Elect Carl-Henric Svanberg Mgmt For For For 16 Appointment of Auditor and Authority Mgmt For For For to Set Fees 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Authorisation of Political Donations Mgmt For For For 22 Renewal of the BP ShareMatch Plan Mgmt For For For 23 Renewal of the BP Sharesave UK Plan Mgmt For For For
British American Tobacco plc Ticker Security ID: Meeting Date Meeting Status BATS CINS G1510J102 04/28/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Director's Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Richard Burrows Mgmt For For For 7 Elect Karen de Segundo Mgmt For For For 8 Elect Nicandro Durante Mgmt For For For 9 Elect Robert Lerwill Mgmt For For For 10 Elect Christine Morin-Postel Mgmt For For For 11 Elect Gerard Murphy Mgmt For For For 12 Elect Anthony Ruys Mgmt For For For 13 Elect Sir Nicholas Scheele Mgmt For For For 14 Elect Ben Stevens Mgmt For For For 15 Elect John Daly Mgmt For For For 16 Elect Kieran Poynter Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Amendment to the Long-Term Incentive Mgmt For For For Plan 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A N/A N/A
Cairn Energy PLC Ticker Security ID: Meeting Date Meeting Status CNE CINS G17528251 10/07/2010 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Divestiture Mgmt For For For
Carlsberg A/S Ticker Security ID: Meeting Date Meeting Status CARL-B CINS K36628137 03/24/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports/Ratification of Mgmt For For For Board and Management Acts 7 Allocation of Profits/Dividends Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Compensation Guidelines Mgmt For Against Against 10 Amendments to Articles Regarding Mgmt For For For Directors' Terms 11 Elect Povl Krogsgaard-Larsen Mgmt For For For 12 Elect Kees van der Graaf Mgmt For For For 13 Elect Richard Burrows Mgmt For For For 14 Elect Niels Kaergard Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Cathay Pacific Airways Limited Ticker Security ID: Meeting Date Meeting Status 293 CINS Y11757104 05/18/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect James W. J. Hughes-Hallet Mgmt For Against Against 4 Elect John Slosar Mgmt For For For 5 Elect William E. J. Barrington Mgmt For For For 6 Elect Ivan CHU Kwok Leung Mgmt For For For 7 Elect Merlin Swire Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Repurchase Shares Mgmt For For For 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Directors' Fees Mgmt For For For
CGI Group Inc. Ticker Security ID: Meeting Date Meeting Status GIB CUISP 39945C109 01/26/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Claude Boivin Mgmt For For For 1.2 Elect Bernard Bourigeaud Mgmt For For For 1.3 Elect Jean Brassard Mgmt For For For 1.4 Elect Robert Chevrier Mgmt For For For 1.5 Elect Dominic D'Alessandro Mgmt For For For 1.6 Elect Thomas d'Aquino Mgmt For For For 1.7 Elect Paule Dore Mgmt For For For 1.8 Elect Richard Evans Mgmt For For For 1.9 Elect Serge Godin Mgmt For For For 1.10 Elect Andre Imbeau Mgmt For For For 1.11 Elect Gilles Labbe Mgmt For For For 1.12 Elect Eileen Mercier Mgmt For For For 1.13 Elect Michael Roach Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Directors' Report Mgmt For For For 3 Supervisors' Report Mgmt For For For 4 Accounts and Reports Under PRC GAAP Mgmt For For For 5 Accounts and Reports Under IFRS Mgmt For For For 6 Approval of Settlement Accounts Mgmt For For For 7 Financial Budget Mgmt For For For 8 A Shares' Report Mgmt For For For 9 H Shares' Report Mgmt For For For 10 Appointment of Baker Tilly China Mgmt For For For Certified Public Accountants Co., Ltd. for 2011 11 Appointment of KPMG for 2010 Mgmt For For For 12 Appointment of KPMG for 2011 Mgmt For For For 13 Authority to Set Fees Mgmt For For For 14 Approval of RMB 8 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (China) Co., Ltd. 15 Approval of RMB 12 Billion Financing Mgmt For For For Limit for Zoomlion Finance and Leasing (Beijing) Co., Ltd. 16 Approval of RMB 100 Billion Mgmt For For For Financing Limit for the Company 17 Authority to Give Guarantees Mgmt For For For 18 Adoption of Rules of Procedures for Mgmt For For For Shareholder's General Meeting 19 Adoption of Rules of Procedures for Mgmt For For For Board 20 Adoption of Rules of Procedures for Mgmt For For For Supervisory 21 Adoption of Management Measures on Mgmt For For For Connected Transactions of H Shares 22 Adoption of Administrative Rules of Mgmt For For For Related Party Transactions 23 Change in Company Name Mgmt For For For 24 Amendments to Articles Mgmt For For For 25 Final Dividends Mgmt For For For 26 Bonus Share Issuance Mgmt For For For 27 Non-Voting Agenda Item N/A N/A N/A N/A 28 Ratification of Board Acts Mgmt For For For 29 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights
Changsha Zoomlion Heavy Industry Science Ticker Security ID: Meeting Date Meeting Status 1157 CINS Y1293Y110 06/03/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Final Dividends Mgmt For For For 3 Bonus Share Issuance Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Ratification of Board Acts Mgmt For For For
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/27/2011 Voted Meeting Type Country of Trade Annual China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Directors' Report Mgmt For For For 4 Supervisors' Report Mgmt For For For 5 Financial Statements Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Directors' and Supervisors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Authority to Issue Shares w/out Mgmt For Against Against Preemptive Rights 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Authority to Repurchase Shares Mgmt For For For 14 Non-Voting Agenda Item N/A N/A N/A N/A 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A
China Shenhua Energy Company Limited Ticker Security ID: Meeting Date Meeting Status 1088 CINS Y1504C113 05/27/2011 Voted Meeting Type Country of Trade Other China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Authority to Repurchase Shares Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CINS H3698D419 04/29/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Remuneration Report Mgmt For TNA N/A 5 Accounts and Reports Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Allocation of Profits Mgmt For TNA N/A 8 Allocation of Dividends from Reserves Mgmt For TNA N/A 9 Authority to Increase Conditional Mgmt For TNA N/A Capital 10 Increase in Authorized Capital Mgmt For TNA N/A 11 Amendment Regarding Voting Procedure Mgmt For TNA N/A 12 Amendments to Articles Mgmt For TNA N/A 13 Elect Peter Brabeck-Letmathe Mgmt For TNA N/A 14 Elect Jean Lanier Mgmt For TNA N/A 15 Elect Anton van Rossum Mgmt For TNA N/A 16 Appointment of Auditor Mgmt For TNA N/A 17 Appointment of Special Auditor Mgmt For TNA N/A 18 Transaction of Other Business Mgmt For TNA N/A
CRH Plc Ticker Security ID: Meeting Date Meeting Status CRH CINS G25508105 05/04/2011 Voted Meeting Type Country of Trade Annual Ireland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For Against Against 4 Elect Maeve Carton Mgmt For For For 5 Elect William Egan Mgmt For For For 6 Elect Utz-Hellmuth Felcht Mgmt For Against Against 7 Elect Nicky Hartery Mgmt For For For 8 Elect Jan Maarten de Jong Mgmt For For For 9 Elect John Kennedy Mgmt For For For 10 Elect Myles Lee Mgmt For For For 11 Elect Albert Manifold Mgmt For For For 12 Elect Kieran McGowan Mgmt For For For 13 Elect Daniel O'Connor Mgmt For For For 14 Elect Liam O'Mahony Mgmt For For For 15 Elect Mark Towe Mgmt For For For 16 Authority to Set Auditor's Fees Mgmt For For For 17 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 18 Authority to Repurchase Shares Mgmt For For For 19 Authority to Reissue Treasury Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Non-Voting Meeting Note N/A N/A N/A N/A
CSM NV Ticker Security ID: Meeting Date Meeting Status CSM CINS N2366U201 05/03/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Elect J. de Kreij Mgmt For For For 11 Elect Werner Spinner Mgmt For For For 12 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 13 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 14 Authority to Issue Cumulative Mgmt For For For Preferred Shares 15 Authority to Repurchase Shares Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A
Daimler AG Ticker Security ID: Meeting Date Meeting Status DAI CINS D1668R123 04/13/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Supervisory Board Members' Fees Mgmt For For For 11 Elect Manfred Bischoff Mgmt For For For 12 Elect Lynton Wilson Mgmt For For For 13 Elect Petraea Heynike Mgmt For For For
Daito Trust Construction Company Limited Ticker Security ID: Meeting Date Meeting Status 1878 CINS J11151107 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Isao Minabe Mgmt For For For 5 Elect Naomi Kumakiri Mgmt For For For 6 Elect Akio Inada Mgmt For For For 7 Elect Hideki Asano Mgmt For For For 8 Elect Takashi Igawa Mgmt For For For 9 Elect Hideyuki Nakaita Mgmt For For For 10 Elect Hitoshi Kadouchi Mgmt For For For 11 Elect Shuhji Nakada Mgmt For For For 12 Elect Hiroshi Kawaguchi Mgmt For For For 13 Elect Tomoyuki Nishimura Mgmt For For For 14 Elect Yuhjiroh Sasamoto Mgmt For For For 15 Elect Marcus Merner Mgmt For For For 16 Retirement Allowances and Special Mgmt For For For Allowance for Director(s) 17 Stock Option Plan Mgmt For For For
Dena Company Limited Ticker Security ID: Meeting Date Meeting Status 2432 CINS J1257N107 06/25/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Tomoko Namba Mgmt For For For 5 Elect Makoto Haruta Mgmt For For For 6 Elect Isao Moriyasu Mgmt For For For 7 Elect Shuhei Kawasaki Mgmt For For For 8 Elect Neil Young Mgmt For For For 9 Elect Kenji Kobayashi Mgmt For For For 10 Elect Taketsune Watanabe Mgmt For For For 11 Elect Masaru Iida Mgmt For For For 12 Elect Hisaaki Fujikawa Mgmt For For For
DnB Nor ASA Ticker Security ID: Meeting Date Meeting Status DNBNOR CINS R1812S105 04/28/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Meeting Notice and Agenda Mgmt For TNA N/A 5 Election of Individuals to Check Mgmt For TNA N/A Minutes 6 Fees for Governing Bodies Mgmt For TNA N/A 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 9 Election of Corporate Assembly Mgmt For TNA N/A 10 Election of Control Committee Mgmt For TNA N/A 11 Authority to Repurchase Shares Mgmt For TNA N/A 12 Compensation Guidelines Mgmt For TNA N/A 13 Amendments to Articles Mgmt For TNA N/A 14 Nominating Committee Mgmt For TNA N/A 15 Shareholder Proposal Regarding ShrHoldr N/A TNA N/A Financial Stability Measures; Financial Structure; Financial Services Innovation; and Shared Economic Interests
Dongfeng Motor Group Company Limited Ticker Security ID: Meeting Date Meeting Status 489 CINS Y21042109 10/11/2010 Voted Meeting Type Country of Trade Special China Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendments to Share Appreciation Mgmt For Against Against Right Scheme 4 Elect XU Ping Mgmt For For For 5 Elect LI Shaozhu Mgmt For For For 6 Elect FAN Zhong Mgmt For For For 7 Elect ZHOU Wenjie Mgmt For For For 8 Elect ZHU Fushou Mgmt For For For 9 Elect TONG Dongcheng Mgmt For For For 10 Elect OUYANG Jie Mgmt For For For 11 Elect LIU Weidong Mgmt For Against Against 12 Elect ZHOU Qiang Mgmt For For For 13 Elect SUN Shuyi Mgmt For For For 14 Elect NG Lin-fung Mgmt For For For 15 Elect YANG Xianzu Mgmt For Against Against 16 Elect WEN Shiyang Mgmt For For For 17 Elect DENG Mingran Mgmt For For For 18 Elect MA Liangjie Mgmt For For For 19 Elect REN Yong Mgmt For For For 20 Elect LI Chunrong Mgmt For For For 21 Elect CHEN Binbo Mgmt For For For 22 Elect HUANG Gang Mgmt For For For
DSV A/S Ticker Security ID: Meeting Date Meeting Status DSV CINS K3013J154 03/24/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Report of the Supervisory Board and Mgmt For For For the Executive Board 6 Accounts and Reports; Supervisory Mgmt For For For Board Members' Fees 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Kurt Larsen Mgmt For For For 9 Elect Erik Pedersen Mgmt For For For 10 Elect Per Skov Mgmt For For For 11 Elect Kaj Christiansen Mgmt For For For 12 Elect Annette Sadolin Mgmt For For For 13 Elect Birgit Norgaard Mgmt For For For 14 Elect Thomas Plenborg Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Reduce Share Capital Mgmt For For For 17 Amendments to Articles Mgmt For For For 18 Amendments to Articles Mgmt For For For 19 Amendment to Incentive Guidelines Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A
Ensco International plc Ticker Security ID: Meeting Date Meeting Status ESV CUISP 29358Q109 05/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For
Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUISP 29358Q109 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Mgmt For For For Regarding Historic Dividends 9 Release of Shareholders from Claims Mgmt For For For Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
FLSmidth & Co. A/S Ticker Security ID: Meeting Date Meeting Status FLS CINS K90242130 04/29/2011 Voted Meeting Type Country of Trade Annual Denmark Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Accounts and Reports Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Elect Jens Stephensen Mgmt For For For 9 Elect Torkil Bentzen Mgmt For For For 10 Elect Jesper Ovesen Mgmt For For For 11 Elect Martin Ivert Mgmt For For For 12 Elect Vagn Ove Sorensen Mgmt For For For 13 Elect Sten Jakobsson Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Non-Voting Meeting Note N/A N/A N/A N/A
Frontline Ltd. Ticker Security ID: Meeting Date Meeting Status FRO CINS G3682E127 09/24/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Fredriksen Mgmt For Against Against 2 Elect Kate Blankenship Mgmt For Against Against 3 Elect Frixos Savvides Mgmt For For For 4 Elect Tony Curry Mgmt For For For 5 Elect Cecilie Fredriksen Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Directors' Fees Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A 9 Non-Voting Meeting Note N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Annual Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits Mgmt For For For 5 Payment of Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Amendments to Charter Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Audit Commission Members' Fees Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Related Party Transactions Mgmt For For For 57 Related Party Transactions Mgmt For For For 58 Related Party Transactions Mgmt For For For 59 Related Party Transactions Mgmt For For For 60 Related Party Transactions Mgmt For For For 61 Related Party Transactions Mgmt For For For 62 Related Party Transactions Mgmt For For For 63 Related Party Transactions Mgmt For For For 64 Related Party Transactions Mgmt For For For 65 Related Party Transactions Mgmt For For For 66 Related Party Transactions Mgmt For For For 67 Related Party Transactions Mgmt For For For 68 Related Party Transactions Mgmt For For For 69 Related Party Transactions Mgmt For For For 70 Related Party Transactions Mgmt For For For 71 Related Party Transactions Mgmt For For For 72 Related Party Transactions Mgmt For For For 73 Related Party Transactions Mgmt For For For 74 Related Party Transactions Mgmt For For For 75 Related Party Transactions Mgmt For For For 76 Related Party Transactions Mgmt For For For 77 Related Party Transactions Mgmt For For For 78 Related Party Transactions Mgmt For For For 79 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Annual Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Related Party Transactions Mgmt For For For 3 Related Party Transactions Mgmt For For For 4 Related Party Transactions Mgmt For For For 5 Related Party Transactions Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Related Party Transactions Mgmt For For For 8 Related Party Transactions Mgmt For For For 9 Related Party Transactions Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For 12 Related Party Transactions Mgmt For For For 13 Related Party Transactions Mgmt For For For 14 Related Party Transactions Mgmt For For For 15 Related Party Transactions Mgmt For For For 16 Related Party Transactions Mgmt For For For 17 Related Party Transactions Mgmt For For For 18 Related Party Transactions Mgmt For For For 19 Related Party Transactions Mgmt For For For 20 Related Party Transactions Mgmt For For For 21 Related Party Transactions Mgmt For For For 22 Related Party Transactions Mgmt For For For 23 Related Party Transactions Mgmt For For For 24 Related Party Transactions Mgmt For For For 25 Related Party Transactions Mgmt For For For 26 Related Party Transactions Mgmt For For For 27 Related Party Transactions Mgmt For For For 28 Related Party Transactions Mgmt For For For 29 Related Party Transactions Mgmt For For For 30 Related Party Transactions Mgmt For For For 31 Related Party Transactions Mgmt For For For 32 Related Party Transactions Mgmt For For For 33 Related Party Transactions Mgmt For For For 34 Related Party Transactions Mgmt For For For 35 Related Party Transactions Mgmt For For For 36 Related Party Transactions Mgmt For For For 37 Related Party Transactions Mgmt For For For 38 Related Party Transactions Mgmt For For For 39 Related Party Transactions Mgmt For For For 40 Related Party Transactions Mgmt For For For 41 Related Party Transactions Mgmt For For For 42 Related Party Transactions Mgmt For For For 43 Related Party Transactions Mgmt For For For 44 Related Party Transactions Mgmt For For For 45 Related Party Transactions Mgmt For For For 46 Related Party Transactions Mgmt For For For 47 Related Party Transactions Mgmt For For For 48 Related Party Transactions Mgmt For For For 49 Related Party Transactions Mgmt For For For 50 Related Party Transactions Mgmt For For For 51 Related Party Transactions Mgmt For For For 52 Related Party Transactions Mgmt For For For 53 Related Party Transactions Mgmt For For For 54 Related Party Transactions Mgmt For For For 55 Related Party Transactions Mgmt For For For 56 Non-Voting Agenda Item N/A N/A N/A N/A 57 Elect Andrey Akimov Mgmt For Abstain Against 58 Elect Alexander Ananenkov Mgmt For Abstain Against 59 Elect Farit Gazizullin Mgmt For For For 60 Elect Viktor Zubkov Mgmt For For For 61 Elect Elena Karpel Mgmt For For For 62 Elect Alexey Miller Mgmt For For For 63 Elect Valery Musin Mgmt For For For 64 Elect Elvira Nabiullina Mgmt For For For 65 Elect Mikhail Sereda Mgmt For For For 66 Elect Sergey Shmatko Mgmt For For For 67 Elect Igor Yusufov Mgmt For For For 68 Non-Voting Agenda Item N/A N/A N/A N/A 69 Elect Dmitry Arkhipov Mgmt For N/A N/A 70 Elect Andrey Belobrov Mgmt For For For 71 Elect Vadim Bikulov Mgmt For For For 72 Elect Aleksey Mironov Mgmt For For For 73 Elect Lidiya Morozova Mgmt For For For 74 Elect Anna Nesterova Mgmt For For For 75 Elect Yury Nosov Mgmt For N/A N/A 76 Elect Karen Oganyan Mgmt For For For 77 Elect Konstantin Pesotsky Mgmt For For For 78 Elect Maria Tikhonova Mgmt For For For 79 Elect Aleksandr Yugov Mgmt For For For 80 Non-Voting Agenda Item N/A N/A N/A N/A
Gazprom OAO Ticker Security ID: Meeting Date Meeting Status CINS 368287207 06/30/2011 Voted Meeting Type Country of Trade Special Russian Federation Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Early Termination of Directors Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Elect Andrey Akimov Mgmt For For For 4 Elect Alexander Ananenkov Mgmt For For For 5 Elect Farit Gazizullin Mgmt For For For 6 Elect Elena Karpel Mgmt For For For 7 Elect Timur Kulibayev Mgmt For For For 8 Elect Viktor Martynov Mgmt For For For 9 Elect Vladimir Mau Mgmt For For For 10 Elect Alexey Miller Mgmt For For For 11 Elect Valery Musin Mgmt For For For 12 Elect Mikhail Sereda Mgmt For For For 13 Elect Igor Yusufov Mgmt For For For 14 Elect Viktor Zubkov Mgmt For For For
Gronlandsbanken A/S Ticker Security ID: Meeting Date Meeting Status GRLA CINS K4033J117 03/23/2011 Voted Meeting Type Country of Trade Special Greenland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Presentation of Accounts and Reports Mgmt For For For 5 Accounts and Reports; Directors' Fees Mgmt For For For 6 Incentive Compensation Guidelines Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Participation in Winding-Up Scheme Mgmt For For For 9 Election of Directors Mgmt For For For 10 Appointment of Auditor Mgmt For For For 11 Non-Voting Agenda Item N/A N/A N/A N/A
Hannover Rueckversicherun g AG (Hannover Re) Ticker Security ID: Meeting Date Meeting Status HNR1 CINS D3015J135 05/03/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Amendments to Articles Mgmt For For For 9 Supervisory Board Members' Fees Mgmt For For For 10 Elect Andrea Pollak Mgmt For For For 11 Authority to Issue Convertible Debt Mgmt For For For Instruments 12 Authority to Issue Participating Mgmt For For For Bonds 13 Authority to Issue Profit-Sharing Mgmt For For For Rights 14 Increase in Conditional Capital Mgmt For For For 15 Intra-company Contracts Mgmt For For For
HeidelbergCement AG Ticker Security ID: Meeting Date Meeting Status HEI CINS D31709104 05/05/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratify Bernd Scheifele Mgmt For For For 7 Ratify Dominik von Achten Mgmt For For For 8 Ratify Daniel Gauthier Mgmt For For For 9 Ratify Andreas Kern Mgmt For For For 10 Ratify Lorenz Naeger Mgmt For For For 11 Ratify Albert Scheuer Mgmt For For For 12 Ratify Fritz-Juergen Heckmann Mgmt For For For 13 Ratify Heinz Schmitt Mgmt For For For 14 Ratify Robert Feiger Mgmt For For For 15 Ratify Josef Heumann Mgmt For For For 16 Ratify Max Dietrich Kley Mgmt For For For 17 Ratify Hans Georg Kraut Mgmt For For For 18 Ratify Herbert Luetkesstratkoetter Mgmt For For For 19 Ratify Tobias Merckle Mgmt For For For 20 Ratify Tobias Merckle Mgmt For For For 21 Ratify Alan James Murray Mgmt For For For 22 Ratify Werner Schraeder Mgmt For For For 23 Ratify Frank-Dirk Steininger Mgmt For For For 24 Appointment of Auditor Mgmt For For For 25 Compensation Policy Mgmt For For For
Honda Motor Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 7267 CINS J22302111 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Kohichi Kondoh Mgmt For For For 5 Elect Takanobu Itoh Mgmt For For For 6 Elect Akio Hamada Mgmt For For For 7 Elect Tatsuhiro Ohyama Mgmt For For For 8 Elect Fumihiko Ike Mgmt For For For 9 Elect Tomohiko Kawanabe Mgmt For For For 10 Elect Kensaku Hohgen Mgmt For For For 11 Elect Nobuo Kuroyanagi Mgmt For For For 12 Elect Takeo Fukui Mgmt For For For 13 Elect Takuji Yamada Mgmt For For For 14 Elect Masahiro Yoshida Mgmt For For For 15 Elect Yoshiharu Yamamoto Mgmt For For For 16 Elect Hirotake Abe Mgmt For For For 17 Elect Tomochika Iwashita Mgmt For For For 18 Bonus Mgmt For Against Against 19 Directors' and Statutory Auditors' Mgmt For For For Fees
HSBC Holdings plc Ticker Security ID: Meeting Date Meeting Status HSBA CINS G4634U169 05/27/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Safra Catz Mgmt For For For 4 Elect Laura CHA May Lung Mgmt For For For 5 Elect Marvin CHEUNG Kin Tung Mgmt For For For 6 Elect John Coombe Mgmt For For For 7 Elect Rona Fairhead Mgmt For For For 8 Elect Douglas Flint Mgmt For For For 9 Elect Alexander Flockhart Mgmt For For For 10 Elect Stuart Gulliver Mgmt For For For 11 Elect James Hughes-Hallett Mgmt For For For 12 Elect Sam Laidlaw Mgmt For For For 13 Elect J. Rachel Lomax Mgmt For For For 14 Elect Iain Mackay Mgmt For For For 15 Elect Gwyn Morgan Mgmt For For For 16 Elect Narayana Murthy Mgmt For For For 17 Elect Simon Robertson Mgmt For For For 18 Elect John Thornton Mgmt For For For 19 Elect Sir Brian Williamson Mgmt For For For 20 Appointment of Auditor and Authority Mgmt For For For to Set Fees 21 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 22 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 23 Share Plan 2011 Mgmt For Against Against 24 Directors' Fees Mgmt For For For 25 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 336 CINS G4639H122 08/05/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividend Mgmt For For For 5 Allocation of Special Dividend Mgmt For For For 6 Elect CHU Lam Yiu Mgmt For For For 7 Elect LAU Chi Tak Mgmt For For For 8 Elect LEE Luk Shiu Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
Imperial Oil Limited Ticker Security ID: Meeting Date Meeting Status IMO CUISP 453038408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Appointment of Auditor Mgmt For For For 2.1 Elect Krystyna Hoeg Mgmt For For For 2.2 Elect Bruce March Mgmt For For For 2.3 Elect Jack Mintz Mgmt For For For 2.4 Elect Robert Olsen Mgmt For For For 2.5 Elect David Sutherland Mgmt For For For 2.6 Elect Sheelagh Whittaker Mgmt For For For 2.7 Elect Victor Young Mgmt For For For
Imperial Tobacco Group plc Ticker Security ID: Meeting Date Meeting Status IMT CINS G4721W102 02/02/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Ken Burnett Mgmt For For For 5 Elect Alison Cooper Mgmt For For For 6 Elect Robert Dyrbus Mgmt For For For 7 Elect Michael Herlihy Mgmt For For For 8 Elect Pierre Jungels Mgmt For For For 9 Elect Susan Murray Mgmt For For For 10 Elect Iain Napier Mgmt For For For 11 Elect Berge Setrakian Mgmt For Against Against 12 Elect Mark Williamson Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Authorisation of Political Donations Mgmt For For For 16 Extension of French Sharesave Plan Mgmt For For For 17 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 18 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 19 Authority to Repurchase Shares Mgmt For For For 20 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 21 Adoption of New Articles Mgmt For For For
INPEX Corporation (fka INPEX Holdings Inc.) Ticker Security ID: Meeting Date Meeting Status 1605 CINS J2467E101 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Yoshitsugu Takai Mgmt For For For 4 Elect Haruhito Totsune Mgmt For For For 5 Elect Kohji Sumiya Mgmt For For For 6 Elect Hiroshi Satoh Mgmt For For For 7 Elect Masaru Funai Mgmt For For For 8 Bonus Mgmt For For For
Intesa Sanpaolo S.p.A. (fka Banca Intesa S.p.A.) Ticker Security ID: Meeting Date Meeting Status ISP CINS T55067101 05/10/2011 Voted Meeting Type Country of Trade Mix Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Amendments to Articles Mgmt For For For 5 Issuance of Shares w/ Preemptive Mgmt For For For Rights
Isuzu Motors Ltd Ticker Security ID: Meeting Date Meeting Status 7202 CINS J24994105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masanori Katayama Mgmt For For For 4 Elect Ryoh Sakata Mgmt For For For 5 Elect Chikao Mitsuzaki Mgmt For For For 6 Elect Katsumasa Nagai Mgmt For For For 7 Elect Haruki Mizutani Mgmt For For For 8 Elect Yoshio Kinouchi Mgmt For For For
JS Group Corporation Ticker Security ID: Meeting Date Meeting Status 5938 CINS J2855M103 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Yohichiroh Ushioda Mgmt For For For 4 Elect Takashi Tsutsui Mgmt For For For 5 Elect Yoshizumi Kanamori Mgmt For For For 6 Elect Keiichiroh Ina Mgmt For For For 7 Elect Masahiro Takasaki Mgmt For For For 8 Elect Tetsuo Shimura Mgmt For For For 9 Elect Fumio Sudo Mgmt For For For 10 Elect Hidehiko Satoh Mgmt For For For 11 Elect Tsutomu Kawaguchi Mgmt For For For 12 Elect Yoshiaki Fujimori Mgmt For For For
K + S AG Ticker Security ID: Meeting Date Meeting Status SDF CINS D48164103 05/11/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Appointment of Auditor Mgmt For For For 9 Dematerialization of Bearer Shares Mgmt For For For 10 Amendments to Articles Mgmt For For For
Komatsu Limited Ticker Security ID: Meeting Date Meeting Status 6301 CINS J35759125 06/22/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Masahiro Sakane Mgmt For For For 4 Elect Kunio Noji Mgmt For For For 5 Elect Yoshinori Komamura Mgmt For For For 6 Elect Tetsuji Ohhashi Mgmt For For For 7 Elect Kensuke Hotta Mgmt For For For 8 Elect Noriaki Kanoh Mgmt For For For 9 Elect Kohichi Ikeda Mgmt For For For 10 Elect Mamoru Hironaka Mgmt For For For 11 Elect Mikio Fujitsuka Mgmt For For For 12 Elect Fujitoshi Takamura Mgmt For For For 13 Elect Hiroyuki Kamano Mgmt For For For 14 Bonus Mgmt For Against Against 15 Stock Option Plan Mgmt For For For
Logica plc Ticker Security ID: Meeting Date Meeting Status LOG CINS G55552106 05/04/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Director's Remuneration Report Mgmt For Against Against 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect David Tyler Mgmt For For For 7 Elect Andy Green Mgmt For For For 8 Elect Seamus Keating Mgmt For For For 9 Elect Jan Babiak Mgmt For For For 10 Elect Sergio Giacoletto Mgmt For For For 11 Elect Noel Harwerth Mgmt For Against Against 12 Elect Wolfhart Hauser Mgmt For For For 13 Elect Frederic Rose Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 18 Non-Voting Meeting Note N/A N/A N/A N/A
Michelin SCA Ticker Security ID: Meeting Date Meeting Status ML CINS F61824144 05/13/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Related Party Transactions Mgmt For For For 7 Authority to Repurchase Shares Mgmt For For For 8 Amendments to Election Procedure for Mgmt For For For Managing Partners 9 Amendments to Shareholding Mgmt For For For Requirements for Managing General Partners 10 Amendments to Procedure for Mgmt For For For Terminating General Partners' Functions 11 Amendments to Managing Partners' Mgmt For For For Duties 12 Amendments to Supervisory Board Mgmt For For For Duties 13 Election of Managing General Partner Mgmt For For For 14 Amendments to Articles Mgmt For For For 15 Amendments to Articles Regarding Mgmt For For For Electronic Voting 16 Authority to Cancel Shares and Mgmt For For For Reduce Capital 17 Authority to Issue Restricted Shares Mgmt For For For 18 Authority to Carry Out Formalities Mgmt For For For
Mitsubishi Corporation Ticker Security ID: Meeting Date Meeting Status 8058 CINS J43830116 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Kunio Itoh Mgmt For For For 4 Elect Ken Kobayashi Mgmt For For For 5 Elect Ryohichi Ueda Mgmt For For For 6 Elect Masahide Yano Mgmt For For For 7 Elect Hideyuki Nabeshima Mgmt For For For 8 Elect Hideto Nakahara Mgmt For For For 9 Elect Kiyoshi Fujimura Mgmt For For For 10 Elect Yasuo Nagai Mgmt For For For 11 Elect Tamotsu Nomakuchi Mgmt For For For 12 Elect Kunio Itoh Mgmt For For For 13 Elect Kazuo Tsukuda Mgmt For Against Against 14 Elect Ryohzoh Katoh Mgmt For For For 15 Elect Hidehiro Konno Mgmt For For For 16 Elect Osamu Noma Mgmt For For For 17 Bonus Mgmt For For For
Mitsubishi UFJ Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status 8306 CINS J44497105 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Takamune Okihara Mgmt For For For 4 Elect Kinya Okauchi Mgmt For For For 5 Elect Katsunori Nagayasu Mgmt For For For 6 Elect Tatsuo Tanaka Mgmt For For For 7 Elect Nobuyuki Hirano Mgmt For For For 8 Elect Taihei Yuki Mgmt For For For 9 Elect Ichiroh Hamakawa Mgmt For For For 10 Elect Masao Hasegawa Mgmt For For For 11 Elect Toshiroh Toyoizumi Mgmt For For For 12 Elect Shunsuke Teraoka Mgmt For For For 13 Elect Tatsuo Wakabayashi Mgmt For For For 14 Elect Takashi Oyamada Mgmt For For For 15 Elect Hiroyuki Noguchi Mgmt For For For 16 Elect Ryuji Araki Mgmt For For For 17 Elect Kazuhiro Watanabe Mgmt For For For 18 Elect Takuma Ohtoshi Mgmt For For For 19 Elect Takehiko Nemoto Mgmt For For For
Mitsui O.S.K Lines Limited Ticker Security ID: Meeting Date Meeting Status 9104 CINS J45013109 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Akimitsu Ashida Mgmt For For For 4 Elect Masakazu Yakushiji Mgmt For For For 5 Elect Kohichi Mutoh Mgmt For For For 6 Elect Masafumi Yasuoka Mgmt For For For 7 Elect Toshitaka Shishido Mgmt For For For 8 Elect Tsuneo Watanabe Mgmt For For For 9 Elect Shugo Aoto Mgmt For For For 10 Elect Takeshi Komura Mgmt For For For 11 Elect Sadayuki Sakakibara Mgmt For For For 12 Elect Masayuki Matsushima Mgmt For For For 13 Elect Masaaki Tsuda Mgmt For For For 14 Elect Hiroyuki Itami Mgmt For For For 15 Election of Alternate Statutory Mgmt For For For Auditor(s) 16 Stock Option Plan Mgmt For For For
MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 07/15/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Cyril Ramaphosa Mgmt For For For 3 Elect Doug Band Mgmt For For For 4 Elect Alan van Biljon Mgmt For For For 5 Elect Marion Lesego Marole Mgmt For For For 6 Elect N. Peter Mageza Mgmt For For For 7 Elect Alan Harper Mgmt For For For 8 Elect Nazir Patel Mgmt For For For 9 Increase NEDs' Fees Mgmt For For For 10 General Authority to Issue Shares Mgmt For For For 11 Elect Audit Committee Members Mgmt For For For 12 Approve Share Appreciation Rights Mgmt For For For Scheme and Performance Share Plan 13 Approve restraint of trade Mgmt For For For agreements with CEO Phuthuma Nhleko 14 Appointment of Joint Auditors Mgmt For For For 15 Authority to Repurchase Shares Mgmt For For For 16 Authorisation of Legal Formalities Mgmt For For For 17 Non-Voting Meeting Note N/A N/A N/A N/A
MTN Group Limited Ticker Security ID: Meeting Date Meeting Status MTN CINS S8039R108 08/20/2010 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approve BEE Transaction Mgmt For For For 2 Specific Authority to Repurchase Mgmt For For For Shares 3 Sanctioning Financial Assistance for Mgmt For For For BEE Transaction 4 Specific Issue of Shares to BIC for Mgmt For For For Cash 5 Additional Specific Issue of Shares Mgmt For For For to BIC for Cash 6 Authorisation of Legal Formalities Mgmt For For For 7 Specific Issue of Shares to ESOP Mgmt For For For 8 Sanctioning of Financial Assistance Mgmt For For For for ESOP 9 Non-Voting Meeting Note N/A N/A N/A N/A
Nokia Oyj Ticker Security ID: Meeting Date Meeting Status NOK1V CINS X61873133 05/03/2011 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Accounts and Reports Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Ratification of Board and Management Mgmt For For For Acts 11 Directors' Fees Mgmt For For For 12 Board Size Mgmt For For For 13 Election of Directors Mgmt For For For 14 Authority to Set Auditor's Fees Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Repurchase Shares Mgmt For For For 17 Stock Option Program 2011 Mgmt For For For 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Meeting Note N/A N/A N/A N/A
Nomura Holdings Incorporated Ticker Security ID: Meeting Date Meeting Status 8604 CINS J59009159 06/28/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Kenichi Watanabe Mgmt For For For 3 Elect Takumi Shibata Mgmt For For For 4 Elect Masanori Itatani Mgmt For For For 5 Elect Masanori Nishimatsu Mgmt For For For 6 Elect Haruo Tsuji Mgmt For For For 7 Elect Tsuguoki Fujinuma Mgmt For For For 8 Elect Masahiro Sakane Mgmt For For For 9 Elect Lord Colin Marshall Mgmt For For For 10 Elect Dame Clara Furse Mgmt For For For 11 Elect Nobuyuki Koga Mgmt For For For 12 Elect David Benson Mgmt For For For 13 Elect Takao Kusakari Mgmt For For For 14 Elect Toshinori Kanemoto Mgmt For For For 15 Elect Michael Lim Choo San Mgmt For For For 16 Amendments to Articles Mgmt For For For
Obic Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 4684 CINS J5946V107 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Masahiro Noda Mgmt For For For 5 Elect Shoichi Tachibana Mgmt For For For 6 Elect Hiroshi Kanoh Mgmt For For For 7 Elect Kuniaki Serizawa Mgmt For For For 8 Elect Atsushi Kawanishi Mgmt For For For 9 Elect Fumio Hashimoto Mgmt For For For 10 Elect Masayuki Takeuchi Mgmt For For For 11 Elect Takahiro Mori Mgmt For For For 12 Elect Noboru Satoh Mgmt For For For 13 Elect Mizuki Noda Mgmt For For For 14 Bonus Mgmt For For For
Olam International Limited Ticker Security ID: Meeting Date Meeting Status O32 CINS Y6421B106 10/28/2010 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Elect Rangareddy Jayachandran Mgmt For For For 4 Elect Jean-Paul Pinard Mgmt For For For 5 Elect WONG Heng Tew Mgmt For For For 6 Elect Robert Tomlin Mgmt For For For 7 Directors' Fees Mgmt For For For 8 Appointment of Auditor and Authority Mgmt For For For to Set Fees 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Non-Voting Agenda Item N/A N/A N/A N/A 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Authority to Grant Awards and Issue Mgmt For For For Shares under Olam Employee Share Option Scheme 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Authority to Repurchase Shares Mgmt For For For 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Non-Voting Agenda Item N/A N/A N/A N/A 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Authority to Issue Shares under Olam Mgmt For For For Scrip Dividend Plan
Oversea-Chinese Banking Corporation Limited Ticker Security ID: Meeting Date Meeting Status O39 CINS Y64248209 04/15/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Elect LEE Seng Wee Mgmt For For For 4 Elect Patrick YEOH Khwai Hoh Mgmt For For For 5 Elect CHEONG Choong Kong Mgmt For Against Against 6 Elect LEE Tih Shih Mgmt For Against Against 7 Elect Pramukti Surjaudaja Mgmt For For For 8 Elect LAI Teck Poh Mgmt For For For 9 Allocation of Profits/Dividends Mgmt For For For 10 Directors' Fees Mgmt For For For 11 Authority to Issue Bonus Shares to Mgmt For For For Non-executive Directors 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 14 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 15 Authority to Grant Awards and Issue Mgmt For For For Shares under OCBC Employee Incentive Plan 16 Authority to Issue Shares under Mgmt For For For Scrip Dividend Plan 17 Authority to Issue Preferred Shares Mgmt For Against Against
Oversea-Chinese Banking Corporation Limited Ticker Security ID: Meeting Date Meeting Status O39 CINS Y64248209 04/15/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Extension of the OCBC Share Option Mgmt For For For Scheme 2001
Petrochina Company Limited Ticker Security ID: Meeting Date Meeting Status 857 CUISP 71646E100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Directors' Report Mgmt For For For 2 Supervisors' Report Mgmt For For For 3 Financial Statements Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Authority to Declare Interim Dividend Mgmt For For For 6 Appointment of Auditor and Authority Mgmt For For For to Set Fees 7 Elect JIANG Jiemin Mgmt For For For 8 Elect ZHOU Jiping Mgmt For For For 9 Elect WANG Yilin Mgmt N/A Abstain N/A 10 Elect LI Xinhua Mgmt For For For 11 Elect LIAO Yongyuan Mgmt For For For 12 Elect WANG Guoliang Mgmt For For For 13 Elect WANG Dongjin Mgmt For For For 14 Elect YU Baocai Mgmt For For For 15 Elect RAN Xinquan Mgmt For For For 16 Elect LIU Hongru Mgmt For For For 17 Elect Franco Bernabe Mgmt For Against Against 18 Elect LI Yongwu Mgmt For For For 19 Elect CUI Junhui Mgmt For For For 20 Elect CHEN Zhiwu Mgmt For For For 21 Elect CHEN Ming Mgmt For Against Against 22 Elect GUO Jinping Mgmt For For For 23 Elect WEN Qingshan Mgmt For Against Against 24 Elect SUN Xianfeng Mgmt For For For 25 Elect LI Yuan Mgmt For For For 26 Elect WANG Daocheng Mgmt For For For 27 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 28 Issuance of Debt Financing Mgmt For For For Instruments
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUISP 71654V408 01/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger by Absorption Mgmt For For For 2 Amendments to Articles Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUISP 71654V408 04/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendments to Articles Mgmt For For For 2 Merger by Absorption Mgmt For For For
Petroleo Brasileiro S.A. - Petrobras Ticker Security ID: Meeting Date Meeting Status PETR3 CUISP 71654V408 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Capital Expenditure Budget Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Election of Directors Mgmt For For For 5 Election of Chairman of the Board of Mgmt For For For Directors 6 Election of Supervisory Council Mgmt For For For Members 7 Remuneration Report Mgmt For For For 8 Capitalization of Reserves Mgmt For For For
Petropavlovsk plc (fka Peter Hambro Mining plc) Ticker Security ID: Meeting Date Meeting Status POG CINS G5555S109 05/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Elect Alfiya Samokhvalova Mgmt For For For 7 Elect Andrey Maruta Mgmt For For For 8 Elect Martin Smith Mgmt For For For 9 Elect Peter Hambro Mgmt For For For 10 Elect Pavel Maslovskiy Mgmt For For For 11 Elect Brian Egan Mgmt For For For 12 Elect Graham Birch Mgmt For Against Against 13 Elect Sir Malcom Field Mgmt For For For 14 Elect Lord Guthrie Mgmt For For For 15 Elect Sir Roderic Lyne Mgmt For For For 16 Elect Charles McVeigh III Mgmt For For For 17 Amendment to Borrowing Powers Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 22 Cancellation of Share Premium Account Mgmt For For For
Potash Corporation of Saskatchewan Inc. Ticker Security ID: Meeting Date Meeting Status POT CUISP 73755L107 05/12/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christopher Burley Mgmt For For For 1.2 Elect William Doyle Mgmt For For For 1.3 Elect John Estey Mgmt For For For 1.4 Elect Charles Hoffman Mgmt For For For 1.5 Elect Dallas Howe Mgmt For For For 1.6 Elect Alice Laberge Mgmt For For For 1.7 Elect Keith Martell Mgmt For For For 1.8 Elect Jeffrey McCaig Mgmt For For For 1.9 Elect Mary Mogford Mgmt For For For 1.10 Elect Paul Schoenhals Mgmt For For For 1.11 Elect E. Robert Stromberg Mgmt For For For 1.12 Elect Elena Viyella de Paliza Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 2011 Performance Option Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation
Prudential plc Ticker Security ID: Meeting Date Meeting Status PRU CINS G72899100 05/19/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Howard Davies Mgmt For For For 5 Elect John Foley Mgmt For For For 6 Elect Paul Manduca Mgmt For For For 7 Elect Michael Wells Mgmt For For For 8 Elect Keki Dadiseth Mgmt For Against Against 9 Elect Rob Devey Mgmt For For For 10 Elect Michael Garrett Mgmt For For For 11 Elect Ann Godbehere Mgmt For For For 12 Elect Bridget Macaskill Mgmt For For For 13 Elect Harvey McGrath Mgmt For For For 14 Elect Michael McLintock Mgmt For For For 15 Elect Nic Nicandrou Mgmt For For For 16 Elect Kathleen O'Donovan Mgmt For For For 17 Elect Barry Stowe Mgmt For For For 18 Elect Tidjane Thiam Mgmt For For For 19 Elect Lord Andrew Turnbull Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Shares Mgmt For For For 25 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 26 Authority to Repurchase Shares Mgmt For For For 27 Authority to Set General Notice Mgmt For For For Period at 14 Days 28 Amendment to International SAYE Mgmt For For For Scheme 29 Amendment to Irish SAYE Scheme Mgmt For For For
Reckitt Benckiser Group Plc Ticker Security ID: Meeting Date Meeting Status RB CINS G74079107 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Adrian Bellamy Mgmt For Against Against 5 Elect Peter Harf Mgmt For Against Against 6 Elect Bart Becht Mgmt For For For 7 Elect Graham Mackay Mgmt For Against Against 8 Elect Liz Doherty Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Set Auditor's Fees Mgmt For For For 11 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 12 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 13 Authority to Repurchase Shares Mgmt For For For 14 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 15 Amendments to Employee Share Plans Mgmt For For For
Resolution Limited Ticker Security ID: Meeting Date Meeting Status RSL CINS G7521S106 07/20/2010 Voted Meeting Type Country of Trade Special Guernsey Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 3 Share Consolidation/Reverse Stock Mgmt For For For Split 4 Authorize the Board to Issue Shares Mgmt For For For 5 Approve to Disapply Pre-emption Mgmt For For For Rights 6 Share Repurchase Mgmt For For For
Royal Dutch Shell Plc Ticker Security ID: Meeting Date Meeting Status RDSB CINS G7690A118 05/17/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Linda Stuntz Mgmt For For For 4 Elect Josef Ackermann Mgmt For For For 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Guy Elliott Mgmt For For For 7 Elect Simon Henry Mgmt For For For 8 Elect Charles Holliday, Jr. Mgmt For For For 9 Elect Lord John Kerr of Kinlochard Mgmt For For For 10 Elect Gerard Kleisterlee Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Jorma Ollila Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Peter Voser Mgmt For For For 15 Elect Hans Wijers Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Non-Voting Agenda Item N/A N/A N/A N/A 20 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 21 Non-Voting Agenda Item N/A N/A N/A N/A 22 Non-Voting Agenda Item N/A N/A N/A N/A 23 Authority to Repurchase Shares Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A 25 Authorisation of Political Donations Mgmt For For For 26 Non-Voting Agenda Item N/A N/A N/A N/A
SBI Holdings Inc Ticker Security ID: Meeting Date Meeting Status 8473 CINS J6991H100 06/29/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Yoshitaka Kitao Mgmt For For For 4 Elect Yasutaroh Sawada Mgmt For For For 5 Elect Takashi Nakagawa Mgmt For For For 6 Elect Kenji Hirai Mgmt For For For 7 Elect Tomoya Asakura Mgmt For For For 8 Elect Takashi Okita Mgmt For For For 9 Elect Noriaki Maruyama Mgmt For For For 10 Elect Shunpei Morita Mgmt For For For 11 Elect Taroh Izuchi Mgmt For For For 12 Elect Hiroyoshi Kido Mgmt For For For 13 Elect Noriyoshi Kimura Mgmt For For For 14 Elect Hiroshi Tasaka Mgmt For For For 15 Elect Masaki Yoshida Mgmt For For For 16 Elect Kiyoshi Nagano Mgmt For For For 17 Elect Keiji Watanabe Mgmt For For For 18 Elect Takeshi Natsuno Mgmt For For For 19 Elect Akihiro Tamaki Mgmt For For For 20 Elect Shinji Yamauchi Mgmt For For For 21 Elect Makoto Miyazaki Mgmt For For For 22 Elect Yoshimi Takahashi Mgmt For For For 23 Elect Masaki Takayanagi Mgmt For For For 24 Elect Hisashi Hayakawa Mgmt For For For 25 Election of Alternate Statutory Mgmt For For For Auditor(s)
SBM Offshore Nv Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 05/05/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Amendment to the Remuneration Policy Mgmt For For For 11 Amendments to Articles Regarding Mgmt For For For Share Capital 12 Amendments to Articles Regarding Mgmt For For For Profit and Loss 13 Amendments to Articles Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Elect H.C. Rothermund Mgmt For For For 19 Elect K. Rethy Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A
SBM Offshore Nv Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 07/06/2010 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Supervisory Board Fees Mgmt For For For 3 Elect Francis Gugen Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Sega Sammy Holdings Ticker Security ID: Meeting Date Meeting Status 6460 CINS J7028D104 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Amendments to Articles Mgmt For For For 3 Elect Hajime Satomi Mgmt For For For 4 Elect Keishi Nakayama Mgmt For For For 5 Elect Okitane Usui Mgmt For For For 6 Elect Hisao Oguchi Mgmt For For For 7 Elect Yuji Iwanaga Mgmt For For For 8 Elect Takeshi Natsuno Mgmt For For For
Siemens AG Ticker Security ID: Meeting Date Meeting Status SIE CINS D69671218 01/25/2011 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Allocation of Profits/Dividends Mgmt For For For 6 Ratification of Management Board Acts Mgmt For For For 7 Ratification of Supervisory Board Mgmt For For For Acts 8 Compensation Policy Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Shares Mgmt For For For 11 Authority to Repurchase Shares Using Mgmt For For For Equity Derivatives 12 Increase in Authorized Capital for Mgmt For For For Employee Share Purchase Plan 13 Supervisory Board Members' Fees Mgmt For For For 14 Intra-company Contracts Mgmt For For For 15 Authority to Issue Convertible Debt Mgmt For For For Instruments; Increase in Conditional Capital 16 Shareholder Proposal Regarding ShrHoldr Against Against For Amendments to Corporate Purpose
Societe Generale Ticker Security ID: Meeting Date Meeting Status GLE CINS F43638141 05/24/2011 Voted Meeting Type Country of Trade Special France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Form of Dividend Payment Mgmt For For For 7 Consolidated Accounts and Reports Mgmt For For For 8 Elect Frederic Oudea Mgmt For For For 9 Elect Anthony Wyand Mgmt For Against Against 10 Elect Jean-Martin Folz Mgmt For Against Against 11 Elect Kyra Hazou Mgmt For For For 12 Elect Ana Maria Llopis Rivas Mgmt For For For 13 Directors' Fees Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Carry Out Formalities Mgmt For For For
Softbank Corporation Ticker Security ID: Meeting Date Meeting Status 9984 CINS J75963108 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Articles Mgmt For For For 4 Elect Masayoshi Son Mgmt For For For 5 Elect Ken Miyauchi Mgmt For For For 6 Elect Kazuhiko Kasai Mgmt For For For 7 Elect Masahiro Inoue Mgmt For For For 8 Elect Ronald Fisher Mgmt For For For 9 Elect Yun Mah Mgmt For For For 10 Elect Tadashi Yanai Mgmt For For For 11 Elect Mark Schwartz Mgmt For For For 12 Elect Sunil Bharti Mittal Mgmt For For For
Standard Chartered plc Ticker Security ID: Meeting Date Meeting Status STAN CINS G84228157 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Remuneration Report Mgmt For For For 4 Elect Steve Bertamini Mgmt For For For 5 Elect Jaspal Bindra Mgmt For For For 6 Elect Richard Delbridge Mgmt For For For 7 Elect Jamie Dundas Mgmt For For For 8 Elect Valerie Gooding Mgmt For For For 9 Elect HAN Seung-Soo Mgmt For For For 10 Elect Simon Lowth Mgmt For For For 11 Elect Rudy Markham Mgmt For For For 12 Elect Ruth Markland Mgmt For For For 13 Elect Richard Meddings Mgmt For For For 14 Elect John Paynter Mgmt For For For 15 Elect John Peace Mgmt For For For 16 Elect Michael Rees Mgmt For For For 17 Elect Peter Sands Mgmt For For For 18 Elect Paul Skinner Mgmt For For For 19 Elect Oliver Stocken Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Authority to Set Auditor's Fees Mgmt For For For 22 Authorisation of Political Donations Mgmt For For For 23 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 24 Authority to Issue Repurchased Mgmt For For For Shares w/ Preemptive Rights 25 2011 Share Plan Mgmt For For For 26 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 27 Authority to Repurchase Ordinary Mgmt For For For Shares 28 Authority to Repurchase Preference Mgmt For For For Shares 29 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 30 Non-Voting Meeting Note N/A N/A N/A N/A
Statoil ASA Ticker Security ID: Meeting Date Meeting Status STL CINS R8413J103 05/19/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Agenda Item N/A N/A TNA N/A 4 Election of Presiding Chairman Mgmt For TNA N/A 5 Notice of Meeting and Agenda Mgmt For TNA N/A 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Election of Individuals to Check Mgmt For TNA N/A Minutes 8 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 9 Compensation Guidelines Mgmt For TNA N/A 10 Authority to Set Auditor's Fees Mgmt For TNA N/A 11 Corporate Assembly Fees Mgmt For TNA N/A 12 Election of Nominating Committee Mgmt For TNA N/A Member 13 Nominating Committee Fees Mgmt For TNA N/A 14 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to Share Savings Plan 15 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 16 Amendments to Marketing Instructions Mgmt For TNA N/A 17 Amendments to Articles Mgmt For TNA N/A 18 Nomination Committee Guidelines Mgmt For TNA N/A 19 Shareholder Proposal Regarding ShrHoldr Against TNA N/A Withdrawal from Canadian Oil Sands
Sumitomo Chemical Co Limited Ticker Security ID: Meeting Date Meeting Status 4005 CINS J77153120 06/23/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Hiromasa Yonekura Mgmt For For For 3 Elect Hiroshi Hirose Mgmt For For For 4 Elect Masakazu Tokura Mgmt For For For 5 Elect Osamu Ishitobi Mgmt For For For 6 Elect Kiyohiko Nakae Mgmt For For For 7 Elect Yoshimasa Takao Mgmt For For For 8 Elect Kenjiroh Fukubayashi Mgmt For For For 9 Elect Kenichi Hatano Mgmt For For For 10 Elect Toshihisa Deguchi Mgmt For For For 11 Elect Takao Akasaka Mgmt For For For 12 Elect Kenya Nagamatsu Mgmt For For For 13 Elect Kouichi Ikeda Mgmt For For For
Swiss Reinsurance Company Ticker Security ID: Meeting Date Meeting Status RUKN CINS H84046137 04/15/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Compensation Report Mgmt For TNA N/A 4 Accounts and Reports Mgmt For TNA N/A 5 Allocation of Profits to Reserves Mgmt For TNA N/A 6 Allocation of Dividends from Reserves Mgmt For TNA N/A 7 Ratification of Board Acts Mgmt For TNA N/A 8 Elect Raymund Breu Mgmt For TNA N/A 9 Elect Mathis Cabiallavetta Mgmt For TNA N/A 10 Elect Raymond Ch'ien Mgmt For TNA N/A 11 Elect Rajna Gibson Brandon Mgmt For TNA N/A 12 Elect Hans Ulrich Maerki Mgmt For TNA N/A 13 Elect Renato Fassbind Mgmt For TNA N/A 14 Appointment of Auditor Mgmt For TNA N/A 15 Reduction of Authorized Share Capital Mgmt For TNA N/A 16 Cancellation of Conditional Capital Mgmt For TNA N/A (Employee Participation) 17 Cancellation of Conditional Capital Mgmt For TNA N/A (Berkshire Hathaway) 18 Increase in Conditional Capital Mgmt For TNA N/A
Taiwan Semiconductor Manufacturing Ticker Security ID: Meeting Date Meeting Status 2330 CUISP 874039100 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Amendments to Procedural Rules: Mgmt For For For Capital Loans and Endorsements/Guarantees 4 Approve Spin-off Mgmt For For For 5.1 Elect Gregory C. Chow Mgmt For For For 5.2 Elect Kok-Choo Chen Mgmt For For For
Telenor ASA Ticker Security ID: Meeting Date Meeting Status TEL CINS R21882106 05/19/2011 Take No Action Meeting Type Country of Trade Annual Norway Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Agenda Mgmt For TNA N/A 5 Election of Individuals to Check Mgmt For TNA N/A Minutes 6 Accounts and Reports; Allocation of Mgmt For TNA N/A Profits/Dividends 7 Authority to Set Auditor's Fees Mgmt For TNA N/A 8 Compensation Guidelines Mgmt For TNA N/A 9 Cancellation of Shares Mgmt For TNA N/A 10 Authority to Repurchase Shares for Mgmt For TNA N/A Cancellation 11 Authority to Repurchase Shares Mgmt For TNA N/A Pursuant to LTIP 12 Election of Corporate Assembly Mgmt For TNA N/A 13 Nomination Committee Mgmt For TNA N/A 14 Corporate Assembly Fees Mgmt For TNA N/A
Teliasonera AB Ticker Security ID: Meeting Date Meeting Status TLSN CINS W95890104 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Accounts and Reports Mgmt For For For 12 Allocation of Profits/Dividends Mgmt For For For 13 Ratification of Board and Management Mgmt For For For Acts 14 Board Size Mgmt For For For 15 Directors' Fees Mgmt For For For 16 Election of Directors Mgmt For For For 17 Election of Chairman of the Board of Mgmt For For For Directors 18 Number of Auditors Mgmt For For For 19 Authority to Set Auditor's Fees Mgmt For For For 20 Appointment of Auditor Mgmt For For For 21 Nomination Committee Mgmt For For For 22 Compensation Guidelines Mgmt For For For 23 Amendments to Articles Mgmt For For For 24 Authority to Repurchase Shares Mgmt For For For 25 Long-Term Incentive Program Mgmt For For For 26 Hedging Arrangement for LTIP Mgmt For For For 27 Authority to Reduce Share Capital Mgmt For For For 28 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Having the Swedish State as an Owner 29 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Current Human Resources Strategy 30 Shareholder Proposal Regarding ShrHoldr N/A Against N/A Repeated Savings Obligations and the Company's Long-term Profitability 31 Shareholder Proposal Regarding the ShrHoldr N/A Against N/A Transfer of a Subsidiary 32 Non-Voting Agenda Item N/A N/A N/A N/A 33 Non-Voting Meeting Note N/A N/A N/A N/A
UBS AG Ticker Security ID: Meeting Date Meeting Status UBSN CINS H89231338 04/28/2011 Take No Action Meeting Type Country of Trade Annual Switzerland Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Accounts and Reports Mgmt For TNA N/A 4 Compensation Report Mgmt For TNA N/A 5 Allocation of Profits/Dividends Mgmt For TNA N/A 6 Ratification of Board and Management Mgmt For TNA N/A Acts 7 Elect Kaspar Villiger Mgmt For TNA N/A 8 Elect Michel Demare Mgmt For TNA N/A 9 Elect David Sidwell Mgmt For TNA N/A 10 Elect Rainer-Marc Frey Mgmt For TNA N/A 11 Elect Bruno Gehrig Mgmt For TNA N/A 12 Elect Ann Godbehere Mgmt For TNA N/A 13 Elect Axel Lehmann Mgmt For TNA N/A 14 Elect Wolfgang Mayrhuber Mgmt For TNA N/A 15 Elect Helmut Panke Mgmt For TNA N/A 16 Elect William Parrett Mgmt For TNA N/A 17 Elect Joseph YAM Chi Kwong Mgmt For TNA N/A 18 Appointment of Auditor Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 03/31/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Director Term Mgmt For TNA N/A Lengths 4 Amendment Regarding Compensation and Mgmt For TNA N/A Nominating Committee 5 Amendments to Articles 34, 35, 36, Mgmt For TNA N/A 39, 40 and 42 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Authority to Amend Articles Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 04/28/2011 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt For TNA N/A 4 Presentation of Auditor Report Mgmt For TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor's Acts Mgmt For TNA N/A 8 Elect Evelyn du Monceau de Bergendal Mgmt For TNA N/A 9 Elect Arnoud de Pret Roose de Mgmt For TNA N/A Calesberg 10 Elect Jean-Pierre Kinet Mgmt For TNA N/A 11 Ratification of the Independence of Mgmt For TNA N/A Jean-Pierre Kinet 12 Elect Thomas Leysen Mgmt For TNA N/A 13 Ratification of the Independence of Mgmt For TNA N/A Thomas Leysen 14 Elect Gerhard Mayr Mgmt For TNA N/A 15 Ratification of the Independence of Mgmt For TNA N/A Gerhard Mayr 16 Elect Norman Ornstein Mgmt For TNA N/A 17 Ratification of the Independence of Mgmt For TNA N/A Norman Ornstein 18 Elect Bridget van Rijckevorsel Mgmt For TNA N/A 19 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 20 Change in Control Provision Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A
Unibail-Rodamco Ticker Security ID: Meeting Date Meeting Status UL CINS F95094110 09/08/2010 Voted Meeting Type Country of Trade Annual France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Distribution of Special Dividend Mgmt For For For from the Contribution Premium Account 5 Authority to Carry Out Formalities Mgmt For For For
United Overseas Bank Limited Ticker Security ID: Meeting Date Meeting Status U11 CINS V96194127 04/29/2011 Voted Meeting Type Country of Trade Annual Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Directors' Fees Mgmt For For For 4 Fees to WEE Cho Yaw Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees 6 Elect WEE Ee Cheong Mgmt For For For 7 Elect Franklin Lavin Mgmt For Against Against 8 Elect Willie CHENG Jue Hiang Mgmt For Against Against 9 Elect TAN Lip-Bu Mgmt For For For 10 Elect WEE Cho Yaw Mgmt For For For 11 Elect NGIAM Tong Dow Mgmt For For For 12 Elect CHAM Tao Soon Mgmt For For For 13 Elect Reggie Thein Mgmt For For For 14 Authority to Issue Shares w/ or w/o Mgmt For For For Preemptive Rights 15 Non-Voting Agenda Item N/A N/A N/A N/A 16 Non-Voting Agenda Item N/A N/A N/A N/A 17 Non-Voting Agenda Item N/A N/A N/A N/A 18 Authority to Issue Shares under UOB Mgmt For For For Scrip Dividend Scheme 19 Authority to Issue Preferred Shares Mgmt For Against Against 20 Non-Voting Agenda Item N/A N/A N/A N/A
United Overseas Bank Limited Ticker Security ID: Meeting Date Meeting Status U11 CINS V96194127 04/29/2011 Voted Meeting Type Country of Trade Special Singapore Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authority to Repurchase Shares Mgmt For For For 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A
Vallourec Ticker Security ID: Meeting Date Meeting Status VK CINS F95922104 06/07/2011 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Consolidated Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Form of Dividend Payment Mgmt For For For 8 Ratification of the Co-option of Mgmt For For For Pascale Chargrasse 9 Elect Pascale Chargrasse Mgmt For For For 10 Elect Jean-Paul Parayre Mgmt For For For 11 Elect Patrick Boissier Mgmt For For For 12 Elect Anne-Marie Idrac Mgmt For For For 13 Elect Francois Henrot as Censor Mgmt For For For 14 Authority to Repurchase Shares Mgmt For For For 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 16 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 17 Authority to Issue Capital and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 18 Authority to Set Offering Price of Mgmt For For For Shares 19 Authority to Increase Share Issuance Mgmt For For For Limit 20 Authority to Increase Capital In Mgmt For For For Consideration for Contributions in Kind; Authority to Issue Debt Instruments 21 Authority to Increase Capital in Mgmt For For For Case of Exchange Offer; Authority to Issue Debt Instruments 22 Authority for Subsidiaries to Issue Mgmt For For For Securities Convertible into Company Shares 23 Authority to Increase Capital Mgmt For For For Through Capitalizations 24 Authority to Issue Debt Instruments Mgmt For For For 25 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 26 Authority to Increase Capital for Mgmt For For For Foreign Employees 27 Authority to Increase Capital for Mgmt For For For Foreign Employees as an Alternative to Employee Savings Plan 28 Authority to Issue Restricted Shares Mgmt For For For Under Savings Plans 29 Authority to Issue Restricted Shares Mgmt For For For 30 Authority to Cancel Shares and Mgmt For For For Reduce Capital 31 Amendment Regarding Supervisory Mgmt For For For Board Member Term Length 32 Amendment Regarding Employee Mgmt For For For Representation 33 Authority to Carry Out Formalities Mgmt For For For
Volvo AB Ticker Security ID: Meeting Date Meeting Status VOLV.A CINS 928856301 04/06/2011 Voted Meeting Type Country of Trade Annual Sweden Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 Non-Voting Agenda Item N/A N/A N/A N/A 12 Accounts and Reports Mgmt For For For 13 Allocation of Profits/Dividends Mgmt For For For 14 Ratification of Board and Management Mgmt For For For Acts 15 Board Size Mgmt For For For 16 Directors' Fees Mgmt For For For 17 Election of Directors Mgmt For For For 18 Nominating Committee Mgmt For For For 19 Compensation Guidelines Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr N/A For N/A Reclassification of Shares 21 Long-Term Share-Based Incentive Plan Mgmt For For For 22 Transfer of Shares Pursuant to LTIP Mgmt For For For 23 Non-Voting Agenda Item N/A N/A N/A N/A 24 Non-Voting Meeting Note N/A N/A N/A N/A
Yamaha Motor Co. Ltd. Ticker Security ID: Meeting Date Meeting Status 7272 CINS J95776126 03/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Authority to Reduce Capital and Mgmt For For For Earned Reserves 3 Elect Hiroyuki Yanagi Mgmt For For For 4 Elect Takaaki Kimura Mgmt For For For 5 Elect Toyoo Ohtsubo Mgmt For For For 6 Elect Yoshiteru Takahashi Mgmt For For For 7 Elect Hiroyuki Suzuki Mgmt For For For 8 Elect Kohzoh Shinozaki Mgmt For For For 9 Elect Yuko Kawamoto Mgmt For For For 10 Elect Masamitsu Sakurai Mgmt For For For 11 Elect Mitsuru Umemura Mgmt For For For 12 Elect Nobuya Hideshima Mgmt For For For 13 Elect Masahiro Takizawa Mgmt For For For 14 Elect Norihiko Shimizu Mgmt For For For 15 Elect Yutaka Kume Mgmt For For For 16 Elect Shigeki Hirasawa Mgmt For For For 17 Election of Alternate Statutory Mgmt For For For Auditor(s)
The Hartford MidCap Fund Investment Company Report 07/01/10 - 06/30/11 ADTRAN, Inc. Ticker Security ID: Meeting Date Meeting Status ADTN CUSIP 00738A106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Stanton Mgmt For For For 1.2 Elect H. Fenwick Huss Mgmt For For For 1.3 Elect Ross Ireland Mgmt For For For 1.4 Elect William Marks Mgmt For For For 1.5 Elect James Matthews Mgmt For For For 1.6 Elect Balan Nair Mgmt For For For 1.7 Elect Roy Nichols Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Variable Incentive Mgmt For For For Compensation Plan 5 Ratification of Auditor Mgmt For For For
Advance Auto Parts, Inc. Ticker Security ID: Meeting Date Meeting Status AAP CUSIP 00751Y106 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect John Brouillard Mgmt For For For 1.3 Elect Fiona Dias Mgmt For For For 1.4 Elect Frances Frei Mgmt For For For 1.5 Elect Darren Jackson Mgmt For For For 1.6 Elect William Oglesby Mgmt For For For 1.7 Elect J. Paul Raines Mgmt For For For 1.8 Elect Gilbert Ray Mgmt For For For 1.9 Elect Carlos Saladrigas Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Alexandria Real Estate Equities, Inc. Ticker Security ID: Meeting Date Meeting Status ARE CUSIP 015271109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joel Marcus Mgmt For For For 1.2 Elect Richard Jennings Mgmt For For For 1.3 Elect John Atkins III Mgmt For For For 1.4 Elect Richard Klein Mgmt For For For 1.5 Elect James Richardson Mgmt For For For 1.6 Elect Martin Simonetti Mgmt For For For 1.7 Elect Alan Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Pollution Report
Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Altera Corporation Ticker Security ID: Meeting Date Meeting Status ALTR CUSIP 021441100 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Daane Mgmt For For For 2 Elect Robert Finocchio, Jr. Mgmt For For For 3 Elect Kevin McGarity Mgmt For For For 4 Elect T. Michael Nevens Mgmt For For For 5 Elect Krish Prabhu Mgmt For For For 6 Elect John Shoemaker Mgmt For For For 7 Elect Susan Wang Mgmt For For For 8 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 9 Amendment to the 1987 Employee Stock Mgmt For For For Purchase Plan 10 Elimination of Supermajority Mgmt For For For Requirement 11 Adoption of Delaware as the Mgmt For For For Exclusive Forum for Certain Disputes 12 Right to Call a Special Meeting Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 15 Ratification of Auditor Mgmt For For For
American Tower Corporation Ticker Security ID: Meeting Date Meeting Status AMT CUSIP 029912201 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Dolan Mgmt For For For 2 Elect Ronald Dykes Mgmt For For For 3 Elect Carolyn Katz Mgmt For For For 4 Elect Gustavo Lara Cantu Mgmt For For For 5 Elect JoAnn Reed Mgmt For For For 6 Elect Pamela Reeve Mgmt For For For 7 Elect David Sharbutt Mgmt For For For 8 Elect James Taiclet, Jr. Mgmt For For For 9 Elect Samme Thompson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Elimination of Supermajority Mgmt For For For Requirement 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 02/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Cotros Mgmt For For For 2 Elect Jane Henney Mgmt For For For 3 Elect R. David Yost Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Repeal of Classified Board Mgmt For For For 8 2011 Employee Stock Purchase Plan Mgmt For For For
AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Conti Mgmt For For For 1.2 Elect Frank Hermance Mgmt For For For 2 2011 Omnibus Incentive Compensation Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Amylin Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status AMLN CUSIP 032346108 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adrian Adams Mgmt For For For 1.2 Elect Teresa Beck Mgmt For For For 1.3 Elect M. Kathleen Behrens Mgmt For For For 1.4 Elect Daniel Bradbury Mgmt For For For 1.5 Elect Paul Clark Mgmt For For For 1.6 Elect Paulo Costa Mgmt For For For 1.7 Elect Alexander Denner Mgmt For For For 1.8 Elect Karin Eastham Mgmt For For For 1.9 Elect James Gavin III Mgmt For For For 1.10 Elect Jay Skyler Mgmt For For For 1.11 Elect Joseph Sullivan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 13 Ratification of Auditor Mgmt For For For
AutoZone, Inc. Ticker Security ID: Meeting Date Meeting Status AZO CUSIP 053332102 12/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Crowley Mgmt For For For 1.2 Elect Sue Gove Mgmt For For For 1.3 Elect Earl Graves, Jr. Mgmt For For For 1.4 Elect Robert Grusky Mgmt For For For 1.5 Elect J.R. Hyde III Mgmt For For For 1.6 Elect W. Andrew McKenna Mgmt For For For 1.7 Elect George Mrkonic Mgmt For For For 1.8 Elect Luis Nieto Mgmt For For For 1.9 Elect William Rhodes III Mgmt For For For 1.10 Elect Theodore Ullyot Mgmt For For For 2 2011 Equity Incentive Award Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
BE Aerospace, Inc. Ticker Security ID: Meeting Date Meeting Status BEAV CUSIP 073302101 07/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jim Cowart Mgmt For For For 1.2 Elect Arthur Wegner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1994 Employee Stock Mgmt For For For Purchase Plan
Big Lots, Inc. Ticker Security ID: Meeting Date Meeting Status BIG CUSIP 089302103 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For For For 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
BMC Software, Inc Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921100 07/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jon Barfield Mgmt For For For 3 Elect Gary Bloom Mgmt For For For 4 Elect Meldon Gafner Mgmt For For For 5 Elect Mark Hawkins Mgmt For For For 6 Elect Stephan James Mgmt For For For 7 Elect P. Thomas Jenkins Mgmt For For For 8 Elect Louis Lavigne, Jr. Mgmt For For For 9 Elect Kathleen O'Neil Mgmt For For For 10 Elect Tom Tinsley Mgmt For For For 11 Adoption of Majority Vote for Mgmt For For For Election of Directors 12 Ratification of Auditor Mgmt For For For
Brown & Brown, Inc. Ticker Security ID: Meeting Date Meeting Status BRO CUSIP 115236101 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel Bell III Mgmt For For For 1.3 Elect Hugh Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Jr. Mgmt For For For 1.6 Elect Theodore Hoepner Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Timothy Main Mgmt For For For 1.9 Elect Wendell Reilly Mgmt For For For 1.10 Elect John Riedman Mgmt For For For 1.11 Elect Chilton Varner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
C.H. Robinson Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status CHRW CUSIP 12541W209 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Ezrilov Mgmt For For For 2 Elect Wayne Fortun Mgmt For For For 3 Elect Brian Short Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Carlisle Companies Incorporated Ticker Security ID: Meeting Date Meeting Status CSL CUSIP 142339100 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bohn Mgmt For For For 2 Elect Terry Growcock Mgmt For For For 3 Elect Gregg Ostrander Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
Cetip SA Balcao Organizado Ativos Derivatos Ticker Security ID: Meeting Date Meeting Status CTIP3 CINS P23840104 04/29/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to the Stock Option Plan Mgmt For For For
CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Check Point Software Technologies Ltd. Ticker Security ID: Meeting Date Meeting Status CHKP CUSIP M22465104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gil Shwed Mgmt For For For 1.2 Elect Marius Nacht Mgmt For For For 1.3 Elect Jerry Ungerman Mgmt For For For 1.4 Elect Dan Propper Mgmt For For For 1.5 Elect David Rubner Mgmt For For For 1.6 Elect Tal Shavit Mgmt For For For 2 Election of Directors Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Directors' Fees Mgmt For For For 5 Approval of Compensation for the Mgmt For For For Company's Chairman and CEO, Gil Shwed
Citrix Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP 177376100 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Murray Demo Mgmt For For For 2 Elect Asiff Hirji Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 4 Reapproval of Performance Goals Mgmt For For For Under the 2005 Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cobalt International Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CIE CUSIP 19075F106 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Bryant Mgmt For For For 1.2 Elect Peter Coneway Mgmt For For For 1.3 Elect Michael France Mgmt For For For 1.4 Elect Jack Golden Mgmt For For For 1.5 Elect N. John Lancaster, Jr. Mgmt For For For 1.6 Elect Scott Lebovitz Mgmt For For For 1.7 Elect Jon Marshall Mgmt For For For 1.8 Elect Kenneth Moore Mgmt For For For 1.9 Elect Kenneth Pontarelli Mgmt For For For 1.10 Elect Myles Scoggins Mgmt For For For 1.11 Elect D. Jeff van Steenbergen Mgmt For For For 1.12 Elect Martin Young, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Con-Way Inc. Ticker Security ID: Meeting Date Meeting Status CNW CUSIP 205944101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Anton Mgmt For For For 2 Elect William Corbin Mgmt For For For 3 Elect Robert Jaunich II Mgmt For For For 4 Elect W. Keith Kennedy, Jr. Mgmt For For For 5 Elect Michael Murray Mgmt For For For 6 Elect Edith Perez Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect William Schroeder Mgmt For For For 9 Elect Douglas Stotlar Mgmt For For For 10 Elect Peter Stott Mgmt For For For 11 Elect Chelsea White III Mgmt For For For 12 Amendment to the 2006 Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For
CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect John Whitmire Mgmt For For For 1.3 Elect Philip Baxter Mgmt For For For 1.4 Elect James Altmeyer, Sr. Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Denbury Resources Inc. Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wieland Wettstein Mgmt For For For 1.2 Elect Michael Beatty Mgmt For For For 1.3 Elect Michael Decker Mgmt For For For 1.4 Elect Ronald Greene Mgmt For For For 1.5 Elect David Heather Mgmt For For For 1.6 Elect Gregory McMichael Mgmt For For For 1.7 Elect Gareth Roberts Mgmt For For For 1.8 Elect Phil Rykhoek Mgmt For For For 1.9 Elect Randy Stein Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For
DeVry Inc. Ticker Security ID: Meeting Date Meeting Status DV CUSIP 251893103 11/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Connie Curran Mgmt For For For 1.2 Elect Daniel Hamburger Mgmt For For For 1.3 Elect Harold Shapiro Mgmt For For For 1.4 Elect Ronald Taylor Mgmt For For For 1.5 Elect Gary Butler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Incentive Plan of Mgmt For For For 2005 4 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
Discovery Communications, Inc. Ticker Security ID: Meeting Date Meeting Status DISCA CUSIP 25470F104 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bennett Mgmt For For For 1.2 Elect John Malone Mgmt For For For 1.3 Elect David Zaslav Mgmt For For For 2 2011 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
DreamWorks Animation SKG, Inc. Ticker Security ID: Meeting Date Meeting Status DWA CUSIP 26153C103 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Katzenberg Mgmt For For For 1.2 Elect Roger Enrico Mgmt For For For 1.3 Elect Lewis Coleman Mgmt For For For 1.4 Elect Harry Brittenham Mgmt For For For 1.5 Elect Thomas Freston Mgmt For For For 1.6 Elect Judson Green Mgmt For For For 1.7 Elect Mellody Hobson Mgmt For For For 1.8 Elect Michael Montgomery Mgmt For For For 1.9 Elect Nathan Myhrvold Mgmt For For For 1.10 Elect Richard Sherman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Omnibus Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Edwards Lifesciences Corporation Ticker Security ID: Meeting Date Meeting Status EW CUSIP 28176E108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cardis Mgmt For For For 2 Elect David Pyott Mgmt For For For 3 Amendment to the Long-Term Stock Mgmt For For For Incentive Compensation Program 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
El Paso Corporation Ticker Security ID: Meeting Date Meeting Status EP CUSIP 28336L109 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Juan Braniff Mgmt For For For 2 Elect David Crane Mgmt For For For 3 Elect Douglas Foshee Mgmt For For For 4 Elect Robert Goldman Mgmt For For For 5 Elect Anthony Hall, Jr. Mgmt For For For 6 Elect Thomas Hix Mgmt For For For 7 Elect Ferrell McClean Mgmt For For For 8 Elect Timothy Probert Mgmt For For For 9 Elect Steven Shapiro Mgmt For For For 10 Elect J. Michael Talbert Mgmt For For For 11 Elect Robert Vagt Mgmt For For For 12 Elect John Whitmire Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For
Ensco International plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For
Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Mgmt For For For Regarding Historic Dividends 9 Release of Shareholders from Claims Mgmt For For For Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Expeditors International Of Washington, Inc. Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP 302130109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For For For 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 2011 Stock Option Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For
FactSet Research Systems Inc. Ticker Security ID: Meeting Date Meeting Status FDS CUSIP 303075105 12/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Laird, Jr. Mgmt For For For 1.2 Elect James McGonigle Mgmt For For For 1.3 Elect Charles Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Option Mgmt For For For Plan
FMC Corporation Ticker Security ID: Meeting Date Meeting Status FMC CUSIP 302491303 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Mooney Mgmt For For For 2 Elect Enrique Sosa Mgmt For For For 3 Elect Vincent Volpe Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Foster Wheeler AG Ticker Security ID: Meeting Date Meeting Status FWLT CUSIP H27178104 02/24/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Umberto della Sala Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Foster Wheeler AG Ticker Security ID: Meeting Date Meeting Status FWLT CUSIP H27178104 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Clayton Daley, Jr. Mgmt For For For 2 Elect Edward Galante Mgmt For For For 3 Elect Raymond Milchovich Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Accounts and Reports Mgmt For For For 7 Ratification of Board and Management Mgmt For For For Acts 8 Increase in Authorized Capital Mgmt For For For 9 Cancellation of Shares and Reduction Mgmt For For For in Capital 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 12 Allocation and Release of Additional Mgmt For For For Paid-In Capital from Capital Contribution to Reserves 13 Transaction of Other Business Mgmt For Abstain Against
Gartner, Inc. Ticker Security ID: Meeting Date Meeting Status IT CUSIP 366651107 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Bingle Mgmt For For For 2 Elect Richard Bressler Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect Russell Fradin Mgmt For For For 5 Elect Anne Sutherland Fuchs Mgmt For For For 6 Elect William Grabe Mgmt For For For 7 Elect Eugene Hall Mgmt For For For 8 Elect Stephen Pagliuca Mgmt For For For 9 Elect James Smith Mgmt For For For 10 Elect Jeffrey Ubben Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 2011 Employee Stock Purchase Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For
Genpact Limited Ticker Security ID: Meeting Date Meeting Status G CUSIP G3922B107 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pramod Bhasin Mgmt For For For 1.2 Elect John Barter Mgmt For For For 1.3 Elect Steven Denning Mgmt For For For 1.4 Elect Mark Dzialga Mgmt For For For 1.5 Elect Douglas Kaden Mgmt For For For 1.6 Elect Jagdish Khattar Mgmt For For For 1.7 Elect James Madden Mgmt For For For 1.8 Elect Denis Nayden Mgmt For For For 1.9 Elect Robert Scott Mgmt For For For 1.10 Elect A. Michael Spence Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Omnibus Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Genworth Financial, Inc. Ticker Security ID: Meeting Date Meeting Status GNW CUSIP 37247D106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Alesio Mgmt For For For 2 Elect William Bolinder Mgmt For For For 3 Elect Michael Fraizer Mgmt For For For 4 Elect Nancy Karch Mgmt For For For 5 Elect J. Robert Kerrey Mgmt For For For 6 Elect Risa Lavizzo-Mourey Mgmt For For For 7 Elect Christine Mead Mgmt For For For 8 Elect Thomas Moloney Mgmt For For For 9 Elect James Parke Mgmt For For For 10 Elect James Riepe Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Global Payments Inc. Ticker Security ID: Meeting Date Meeting Status GPN CUSIP 37940X102 09/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edwin Burba, Jr. Mgmt For For For 1.2 Elect Raymond Killian Mgmt For For For 1.3 Elect Ruth Ann Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Greenhill & Co., Inc. Ticker Security ID: Meeting Date Meeting Status GHL CUSIP 395259104 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Greenhill Mgmt For For For 1.2 Elect Scott Bok Mgmt For For For 1.3 Elect John Danforth Mgmt For For For 1.4 Elect Steven Goldstone Mgmt For For For 1.5 Elect Stephen Key Mgmt For For For 1.6 Elect Robert Blakely Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Harley-Davidson, Inc. Ticker Security ID: Meeting Date Meeting Status HOG CUSIP 412822108 04/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Allen Mgmt For For For 1.2 Elect R. John Anderson Mgmt For For For 1.3 Elect Richard Beattie Mgmt For For For 1.4 Elect George Conrades Mgmt For For For 1.5 Elect Judson Green Mgmt For For For 1.6 Elect Sara Levinson Mgmt For For For 1.7 Elect N. Thomas Linebarger Mgmt For For For 1.8 Elect George Miles, Jr. Mgmt For For For 1.9 Elect Jochen Zeitz Mgmt For Withhold Against 2 Elimination of Supermajority Mgmt For For For Requirement for Transactions with an Interested Shareholder 3 Elimination of Supermajority Mgmt For For For Requirement for Special Meetings of Shareholders 4 Elimination of Supermajority Mgmt For For For Requirement for Approval of Certain Matters 5 Short-Term Incentive Plan for Senior Mgmt For For For Executives 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 9 Shareholder Proposal Regarding the ShrHoldr Against Against For Approval of Survivor Benefits (Golden Coffins)
Hasbro, Inc. Ticker Security ID: Meeting Date Meeting Status HAS CUSIP 418056107 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Basil Anderson Mgmt For For For 1.2 Elect Alan Batkin Mgmt For For For 1.3 Elect Frank Biondi, Jr. Mgmt For For For 1.4 Elect Kenneth Bronfin Mgmt For For For 1.5 Elect John Connors, Jr. Mgmt For For For 1.6 Elect Michael Garrett Mgmt For For For 1.7 Elect Lisa Gersh Mgmt For For For 1.8 Elect Brian Goldner Mgmt For For For 1.9 Elect Jack Greenberg Mgmt For For For 1.10 Elect Alan Hassenfeld Mgmt For For For 1.11 Elect Tracy Leinbach Mgmt For For For 1.12 Elect Edward Philip Mgmt For For For 1.13 Elect Alfred Verrecchia Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Herman Miller, Inc. Ticker Security ID: Meeting Date Meeting Status MLHR CUSIP 600544100 10/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dorothy Terrell Mgmt For For For 1.2 Elect David Ulrich Mgmt For For For 1.3 Elect Michael Volkema Mgmt For For For 2 Ratification of Auditor Mgmt For For For
HNI Corporation Ticker Security ID: Meeting Date Meeting Status HNI CUSIP 404251100 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Miguel Calado Mgmt For For For 2 Elect Cheryl Francis Mgmt For For For 3 Elect Larry Porcellato Mgmt For For For 4 Elect Brian Stern Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Huntington Bancshares Incorporated Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP 446150104 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Don Casto III Mgmt For For For 1.2 Elect Ann Crane Mgmt For For For 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Michael Endres Mgmt For For For 1.5 Elect John Gerlach, Jr. Mgmt For For For 1.6 Elect D. James Hilliker Mgmt For For For 1.7 Elect David Lauer Mgmt For For For 1.8 Elect Jonathan Levy Mgmt For For For 1.9 Elect Gerard Mastroianni Mgmt For For For 1.10 Elect Richard Neu Mgmt For For For 1.11 Elect David Porteous Mgmt For For For 1.12 Elect Kathleen Ransier Mgmt For For For 1.13 Elect William Robertson Mgmt For For For 1.14 Elect Stephen Steinour Mgmt For For For 2 Amendment to the Management Mgmt For For For Incentive Plan for Covered Employees 3 Supplemental Stock Purchase and Tax Mgmt For For For Savings Plan and Trust 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Idex Corporation Ticker Security ID: Meeting Date Meeting Status IEX CUSIP 45167R104 04/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bradley Bell Mgmt For For For 1.2 Elect Lawrence Kingsley Mgmt For For For 1.3 Elect Gregory Milzcik Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For
IntercontinentalE xchange, Inc. Ticker Security ID: Meeting Date Meeting Status ICE CUSIP 45865V100 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Crisp Mgmt For For For 2 Elect Jean-Marc Forneri Mgmt For For For 3 Elect Judd Gregg Mgmt For For For 4 Elect Fred Hatfield Mgmt For For For 5 Elect Terrence Martell Mgmt For For For 6 Elect Callum McCarthy Mgmt For For For 7 Elect Robert Reid Mgmt For For For 8 Elect Frederic Salerno Mgmt For For For 9 Elect Jeffrey Sprecher Mgmt For For For 10 Elect Judith Sprieser Mgmt For For For 11 Elect Vincent Tese Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For
J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP 445658107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Duncan Mgmt For For For 2 Elect Wayne Garrison Mgmt For For For 3 Elect Sharilyn Gasaway Mgmt For For For 4 Elect Gary George Mgmt For For For 5 Elect Bryan Hunt Mgmt For For For 6 Elect Coleman Peterson Mgmt For For For 7 Elect John Roberts III Mgmt For For For 8 Elect James Robo Mgmt For For For 9 Elect William Shea Jr. Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 14 Ratification of Auditor Mgmt For For For
Jacobs Engineering Group Inc. Ticker Security ID: Meeting Date Meeting Status JEC CUSIP 469814107 01/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Coyne Mgmt For For For 2 Elect Linda Levinson Mgmt For For For 3 Elect Craig Martin Mgmt For For For 4 Elect John Jumper Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Global Employee Mgmt For For For Stock Purchase Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Joy Global Inc. Ticker Security ID: Meeting Date Meeting Status JOYG CUSIP 481165108 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Gerard Mgmt For For For 1.2 Elect John Hanson Mgmt For For For 1.3 Elect Kenneth Johnsen Mgmt For For For 1.4 Elect Gale Klappa Mgmt For For For 1.5 Elect Richard Loynd Mgmt For For For 1.6 Elect P. Eric Siegert Mgmt For For For 1.7 Elect Michael Sutherlin Mgmt For For For 1.8 Elect James Tate Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Employee Stock Purchase Plan Mgmt For For For
Kansas City Southern Ticker Security ID: Meeting Date Meeting Status KSU CUSIP 485170302 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Davis Mgmt For For For 1.2 Elect Robert Druten Mgmt For For For 1.3 Elect Rodney Slater Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Annual Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Lam Research Corporation Ticker Security ID: Meeting Date Meeting Status LRCX CUSIP 512807108 11/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Bagley Mgmt For For For 1.2 Elect David Arscott Mgmt For For For 1.3 Elect Robert Berdahl Mgmt For For For 1.4 Elect Eric Brandt Mgmt For For For 1.5 Elect Grant Inman Mgmt For For For 1.6 Elect Catherine Lego Mgmt For For For 1.7 Elect Stephen Newberry Mgmt For For For 2 Amendments to the 2004 Executive Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Lennox International Inc. Ticker Security ID: Meeting Date Meeting Status LII CUSIP 526107107 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Janet Cooper Mgmt For For For 2 Elect John Norris, III Mgmt For For For 3 Elect Paul Schmidt Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Liberty Global, Inc. Ticker Security ID: Meeting Date Meeting Status LBTYA CUSIP 530555101 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Fries Mgmt For For For 1.2 Elect Paul Gould Mgmt For For For 1.3 Elect John Malone Mgmt For For For 1.4 Elect Larry Romrell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Lincare Holdings Inc. Ticker Security ID: Meeting Date Meeting Status LNCR CUSIP 532791100 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Byrnes Mgmt For For For 1.2 Elect Stuart Altman Mgmt For For For 1.3 Elect Chester Black Mgmt For For For 1.4 Elect Angela Bryant Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect William Miller III Mgmt For For For 1.7 Elect Ellen Zane Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Lululemon Athletica inc. Ticker Security ID: Meeting Date Meeting Status LULU CUSIP 550021109 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Casey Mgmt For For For 1.2 Elect RoAnn Costin Mgmt For For For 1.3 Elect R. Brad Martin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 6 Executive Bonus Plan Mgmt For For For 7 Two-for-One Forward Stock Split Mgmt For For For
M&T Bank Corporation Ticker Security ID: Meeting Date Meeting Status MTB CUSIP 55261F104 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brent Baird Mgmt For For For 1.2 Elect Robert Bennett Mgmt For For For 1.3 Elect C. Angela Bontempo Mgmt For For For 1.4 Elect Robert Brady Mgmt For For For 1.5 Elect Michael Buckley Mgmt For For For 1.6 Elect T. Jefferson Cunningham, III Mgmt For For For 1.7 Elect Mark Czarnecki Mgmt For For For 1.8 Elect Gary Geisel Mgmt For For For 1.9 Elect Patrick Hodgson Mgmt For For For 1.10 Elect Richard King Mgmt For For For 1.11 Elect Jorge Pereira Mgmt For For For 1.12 Elect Michael Pinto Mgmt For For For 1.13 Elect Melinda Rich Mgmt For For For 1.14 Elect Robert Sadler, Jr. Mgmt For For For 1.15 Elect Herbert Washington Mgmt For For For 1.16 Elect Robert Wilmers Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For
Manpower Inc. Ticker Security ID: Meeting Date Meeting Status MAN CUSIP 56418H100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Annual Mgmt For For For Incentive Pool Plan 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan
MICROS Systems, Inc. Ticker Security ID: Meeting Date Meeting Status MCRS CUSIP 594901100 11/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Louis Brown, Jr. Mgmt For For For 1.2 Elect B. Gary Dando Mgmt For For For 1.3 Elect A.L. Giannopoulos Mgmt For For For 1.4 Elect F.Suzanne Jenniches Mgmt For For For 1.5 Elect John Puente Mgmt For For For 1.6 Elect Dwight Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1991 Stock Option Mgmt For For For Plan
MSC Industrial Direct Co., Inc. Ticker Security ID: Meeting Date Meeting Status MSM CUSIP 553530106 01/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mitchell Jacobson Mgmt For For For 1.2 Elect David Sandler Mgmt For For For 1.3 Elect Charles Boehlke Mgmt For For For 1.4 Elect Jonathan Byrnes Mgmt For For For 1.5 Elect Roger Fradin Mgmt For For For 1.6 Elect Erik Gershwind Mgmt For For For 1.7 Elect Louise Goeser Mgmt For For For 1.8 Elect Denis Kelly Mgmt For For For 1.9 Elect Philip Peller Mgmt For For For 2 Amendment to the 2005 Omnibus Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Mylan Inc. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP 628530107 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Coury Mgmt For For For 1.2 Elect Rodney Piatt Mgmt For For For 1.3 Elect Heather Bresch Mgmt For For For 1.4 Elect Wendy Cameron Mgmt For For For 1.5 Elect Robert Cindrich Mgmt For For For 1.6 Elect Neil Dimick Mgmt For For For 1.7 Elect Douglas Leech Mgmt For For For 1.8 Elect Joseph Maroon Mgmt For For For 1.9 Elect Mark Parrish Mgmt For For For 1.10 Elect C. B. Todd Mgmt For For For 1.11 Elect Randall Vanderveen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
National Instruments Corporation Ticker Security ID: Meeting Date Meeting Status NATI CUSIP 636518102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Kodosky Mgmt For For For 1.2 Elect Donald Carlton Mgmt For For For 1.3 Elect John Medica Mgmt For For For 2 Amendment to the 1994 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
NetApp, Inc. Ticker Security ID: Meeting Date Meeting Status NTAP CUSIP 64110D104 08/31/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffry Allen Mgmt For For For 1.2 Elect Alan Earhart Mgmt For For For 1.3 Elect Thomas Georgens Mgmt For For For 1.4 Elect Gerald Held Mgmt For For For 1.5 Elect Nicholas Moore Mgmt For For For 1.6 Elect T. Michael Nevens Mgmt For For For 1.7 Elect George Shaheen Mgmt For For For 1.8 Elect Robert Wall Mgmt For For For 1.9 Elect Daniel Warmenhoven Mgmt For For For 2 Amendment to the 1999 Stock Option Mgmt For For For Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Netflix, Inc. Ticker Security ID: Meeting Date Meeting Status NFLX CUSIP 64110L106 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Reed Hastings Mgmt For For For 1.2 Elect Jay Hoag Mgmt For For For 1.3 Elect A. George Battle Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For For For 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 13 Amendment to the 1992 Stock Option Mgmt For For For and Restricted Stock Plan
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 03/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
NVIDIA Corporation Ticker Security ID: Meeting Date Meeting Status NVDA CUSIP 67066G104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harvey Jones Mgmt For For For 2 Elect William Miller Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
NVR, Inc. Ticker Security ID: Meeting Date Meeting Status NVR CUSIP 62944T105 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Andrews Mgmt For For For 2 Elect Robert Butler Mgmt For For For 3 Elect Timothy Donahue Mgmt For For For 4 Elect Alfred Festa Mgmt For For For 5 Elect Manuel Johnson Mgmt For For For 6 Elect William Moran Mgmt For For For 7 Elect David Preiser Mgmt For For For 8 Elect W. Grady Rosier Mgmt For For For 9 Elect Dwight Schar Mgmt For For For 10 Elect John Toups Mgmt For For For 11 Elect Paul Whetsell Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
O'Reilly Automotive, Inc. Ticker Security ID: Meeting Date Meeting Status ORLY CUSIP 67103H107 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David O'Reilly Mgmt For For For 2 Elect Jay Burchfield Mgmt For For For 3 Elect Paul Lederer Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Overseas Shipholding Group, Inc. Ticker Security ID: Meeting Date Meeting Status OSG CUSIP 690368105 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Morten Arntzen Mgmt For For For 1.2 Elect Oudi Recanati Mgmt For For For 1.3 Elect G. Allen Andreas III Mgmt For For For 1.4 Elect Alan Batkin Mgmt For For For 1.5 Elect Thomas Coleman Mgmt For For For 1.6 Elect Charles Fribourg Mgmt For For For 1.7 Elect Stanley Komaroff Mgmt For For For 1.8 Elect Solomon Merkin Mgmt For For For 1.9 Elect Joel Picket Mgmt For For For 1.10 Elect Ariel Recanati Mgmt For For For 1.11 Elect Thomas Robards Mgmt For For For 1.12 Elect Jean-Paul Vettier Mgmt For For For 1.13 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
PACCAR Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Fluke, Jr. Mgmt For For For 1.2 Elect Kirk Hachigian Mgmt For For For 1.3 Elect Stephen Page Mgmt For For For 1.4 Elect Thomas Plimpton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Amendment to the Long Term Incentive Mgmt For For For Plan 5 Amendment to the Senior Executive Mgmt For For For Yearly Incentive Compensation Plan 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Patterson Companies, Inc. Ticker Security ID: Meeting Date Meeting Status PDCO CUSIP 703395103 09/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Buck Mgmt For For For 1.2 Elect Peter Frechette Mgmt For For For 1.3 Elect Charles Reich Mgmt For For For 1.4 Elect Brian Tyler Mgmt For For For 1.5 Elect Scott Anderson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Peabody Energy Corporation Ticker Security ID: Meeting Date Meeting Status BTU CUSIP 704549104 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Plan Mgmt For For For
Penske Automotive Group, Inc. Ticker Security ID: Meeting Date Meeting Status PAG CUSIP 70959W103 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Barr Mgmt For For For 1.2 Elect Michael Eisenson Mgmt For For For 1.3 Elect Robert Kurnick, Jr. Mgmt For For For 1.4 Elect William Lovejoy Mgmt For For For 1.5 Elect Kimberly McWaters Mgmt For For For 1.6 Elect Yoshimi Namba Mgmt For For For 1.7 Elect Lucio A. Noto Mgmt For For For 1.8 Elect Roger Penske Mgmt For For For 1.9 Elect Richard Peters Mgmt For For For 1.10 Elect Ronald Steinhart Mgmt For For For 1.11 Elect H. Brian Thompson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against
People's United Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PBCT CUSIP 712704105 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Barnes Mgmt For For For 1.2 Elect Collin Baron Mgmt For For For 1.3 Elect Richard Hoyt Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Polycom, Inc. Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP 73172K104 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Miller Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 1.3 Elect David DeWalt Mgmt For For For 1.4 Elect John Kelley, Jr. Mgmt For For For 1.5 Elect D. Scott Mercer Mgmt For For For 1.6 Elect William Owens Mgmt For For For 1.7 Elect Kevin Parker Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Amendment to the 2005 Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Public Storage Ticker Security ID: Meeting Date Meeting Status PSA CUSIP 74460D109 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect B. Wayne Hughes Mgmt For For For 1.2 Elect Ronald Havner, Jr. Mgmt For For For 1.3 Elect Tamara Hughes Gustavson Mgmt For For For 1.4 Elect Uri Harkham Mgmt For For For 1.5 Elect B. Wayne Hughes, Jr. Mgmt For For For 1.6 Elect Avedick Poladian Mgmt For For For 1.7 Elect Gary Pruitt Mgmt For For For 1.8 Elect Ronald Spogli Mgmt For For For 1.9 Elect Daniel Staton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Qiagen N.V. Ticker Security ID: Meeting Date Meeting Status QGEN CUSIP N72482107 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Management Board Acts Mgmt For For For 3 Ratification of Supervisory Board Mgmt For For For Acts 4 Elect Detlev Riesner Mgmt For For For 5 Elect Werner Brandt Mgmt For For For 6 Elect Metin Colpan Mgmt For For For 7 Elect Erik Hornnaess Mgmt For For For 8 Elect Vera Kallmeyer Mgmt For For For 9 Elect Manfred Karobath Mgmt For For For 10 Elect Heino von Prondzynski Mgmt For For For 11 Elect Elizabeth Tallett Mgmt For For For 12 Elect Peer Schatz Mgmt For For For 13 Elect Roland Sackers Mgmt For For For 14 Elect Joachim Schorr Mgmt For For For 15 Elect Bernd Uder Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Repurchase Shares Mgmt For For For 18 Amendments to Articles Mgmt For For For
Red Hat, Inc. Ticker Security ID: Meeting Date Meeting Status RHT CUSIP 756577102 08/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Clarke Mgmt For For For 2 Elect Henry Shelton Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Gilman Mgmt For For For 1.2 Elect Joseph Goldstein Mgmt For For For 1.3 Elect Christine Poon Mgmt For For For 1.4 Elect P. Roy Vagelos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
ResMed Inc. Ticker Security ID: Meeting Date Meeting Status RMD CUSIP 761152107 11/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kiernan Gallahue Mgmt For For For 2 Elect Michael Quinn Mgmt For For For 3 Elect Richard Sulpizio Mgmt For For For 4 Increase in Non-Executive Directors' Mgmt For Against Against Fees 5 Increase of Authorized Common Stock Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Robert Half International Inc. Ticker Security ID: Meeting Date Meeting Status RHI CUSIP 770323103 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Berwick, Jr. Mgmt For For For 1.2 Elect Edward Gibbons Mgmt For For For 1.3 Elect Harold Messmer, Jr. Mgmt For For For 1.4 Elect Barbara Novogradac Mgmt For For For 1.5 Elect Robert Pace Mgmt For For For 1.6 Elect Fredrick Richman Mgmt For For For 1.7 Elect M. Keith Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Rockwell Collins, Inc. Ticker Security ID: Meeting Date Meeting Status COL CUSIP 774341101 02/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Chris Davis Mgmt For For For 1.2 Elect Ralph Eberhart Mgmt For For For 1.3 Elect David Lilley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For
SEI Investments Company Ticker Security ID: Meeting Date Meeting Status SEIC CUSIP 784117103 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathryn McCarthy Mgmt For For For 2 Elect Sarah Blumenstein Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Signet Jewelers Limited Ticker Security ID: Meeting Date Meeting Status SIG CUSIP G81276100 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2 Elect Sir Malcolm Williamson Mgmt For For For 3 Elect Michael Barnes Mgmt For For For 4 Elect Robert Blanchard Mgmt For For For 5 Elect Dale Hilpert Mgmt For For For 6 Elect Russell Walls Mgmt For For For 7 Elect Marianne Parrs Mgmt For For For 8 Elect Thomas Plaskett Mgmt For For For 9 Elect Sir Malcolm Williamson Mgmt For For For 10 Elect Michael Barnes Mgmt For For For 11 Elect Robert Blanchard Mgmt For For For 12 Elect Dale Hilpert Mgmt For For For 13 Elect Russell Walls Mgmt For For For 14 Elect Marianne Parrs Mgmt For For For 15 Elect Thomas Plaskett Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Annual Performance Bonus Plan Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Silgan Holdings Inc. Ticker Security ID: Meeting Date Meeting Status SLGN CUSIP 827048109 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. Greg Horrigan Mgmt For For For 1.2 Elect John Alden Mgmt For For For 2 Senior Executive Performance Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2.1 Elect David McLachlan Mgmt For For For 2.2 Elect David Aldrich Mgmt For For For 2.3 Elect Kevin Beebe Mgmt For For For 2.4 Elect Moiz Beguwala Mgmt For For For 2.5 Elect Timothy Furey Mgmt For For For 2.6 Elect Balakrishnan Iyer Mgmt For For For 2.7 Elect Thomas Leonard Mgmt For For For 2.8 Elect David McGlade Mgmt For For For 2.9 Elect Robert Schriesheim Mgmt For For For 2.10 Elect David Aldrich Mgmt For For For 2.11 Elect Moiz Beguwala Mgmt For For For 2.12 Elect David McGlade Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the 2008 Director Mgmt For For For Long-Term Incentive Plan 5 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
SM Energy Company Ticker Security ID: Meeting Date Meeting Status SM CUSIP 78454L100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Barbara Baumann Mgmt For For For 2 Elect Anthony Best Mgmt For For For 3 Elect Larry Bickle Mgmt For For For 4 Elect Stephen Brand Mgmt For For For 5 Elect William Gardiner Mgmt For For For 6 Elect Julio Quintana Mgmt For For For 7 Elect John Seidl Mgmt For For For 8 Elect William Sullivan Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Smithfield Foods, Inc. Ticker Security ID: Meeting Date Meeting Status SFD CUSIP 832248108 09/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Crawford Mgmt For For For 2 Elect John Schwieters Mgmt For For For 3 Elect Melvin Wright Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Controlled-Atmosphere Killing 6 Shareholder Proposal Regarding ShrHoldr Against Against For Reducing Greenhouse Gas Emissions
Southwest Airlines Co. Ticker Security ID: Meeting Date Meeting Status LUV CUSIP 844741108 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Biegler Mgmt For For For 2 Elect Douglas Brooks Mgmt For For For 3 Elect William Cunningham Mgmt For For For 4 Elect John Denison Mgmt For For For 5 Elect Gary Kelly Mgmt For For For 6 Elect Nancy Loeffler Mgmt For For For 7 Elect John Montford Mgmt For For For 8 Elect Thomas Nealon Mgmt For For For 9 Elect Daniel Villanueva Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against
Stifel Financial Corp. Ticker Security ID: Meeting Date Meeting Status SF CUSIP 860630102 06/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Beda Mgmt For For For 1.2 Elect Frederick Hanser Mgmt For For For 1.3 Elect Ronald Kruszewski Mgmt For For For 1.4 Elect Thomas Mulroy Mgmt For For For 1.5 Elect Thomas Weisel Mgmt For For For 1.6 Elect Kelvin Westbrook Mgmt For For For 1.7 Elect Alton Irby III Mgmt For For For 1.8 Elect Michael Brown Mgmt For For For 1.9 Elect Robert Grady Mgmt For For For 2 Amendment to the 2001 Incentive Mgmt For For For Stock Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Strayer Education, Inc. Ticker Security ID: Meeting Date Meeting Status STRA CUSIP 863236105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Silberman Mgmt For For For 2 Elect David Coulter Mgmt For For For 3 Elect Charlotte Beason Mgmt For For For 4 Elect William Brock Mgmt For For For 5 Elect John Casteen III Mgmt For For For 6 Elect Robert Grusky Mgmt For For For 7 Elect Robert Johnson Mgmt For For For 8 Elect Todd Milano Mgmt For For For 9 Elect G. Thomas Waite, III Mgmt For For For 10 Elect J. David Wargo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2011 Equity Compensation Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward C. Bernard Mgmt For For For 2 Elect James T. Brady Mgmt For For For 3 Elect J. Alfred Broaddus, Jr. Mgmt For For For 4 Elect Donald B. Hebb, Jr. Mgmt For For For 5 Elect James A.C. Kennedy Mgmt For For For 6 Elect Robert F. MacLellan Mgmt For For For 7 Elect Brian C. Rogers Mgmt For For For 8 Elect Dr. Alfred Sommer Mgmt For For For 9 Elect Dwight S. Taylor Mgmt For For For 10 Elect Anne Marie Whittemore Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 13 Ratification of Auditor Mgmt For For For
Tempur-Pedic International Inc. Ticker Security ID: Meeting Date Meeting Status TPX CUSIP 88023U101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Evelyn Dilsaver Mgmt For For For 2 Elect Francis Doyle Mgmt For For For 3 Elect John Heil Mgmt For For For 4 Elect Peter Hoffman Mgmt For For For 5 Elect Sir Paul Judge Mgmt For For For 6 Elect Nancy Koehn Mgmt For For For 7 Elect Christopher Masto Mgmt For For For 8 Elect P. Andrews McLane Mgmt For For For 9 Elect Mark Sarvary Mgmt For For For 10 Elect Robert Trussell, Jr. Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Teradata Corporation Ticker Security ID: Meeting Date Meeting Status TDC CUSIP 88076W103103 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nancy E. Cooper Mgmt For For For 2 Elect David E. Kepler Mgmt For For For 3 Elect William S. Stavropoulos Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
The Estee Lauder Companies Inc. Ticker Security ID: Meeting Date Meeting Status EL CUSIP 518439104 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aerin Lauder Mgmt For For For 1.2 Elect William Lauder Mgmt For For For 1.3 Elect Lynn Forester de Rothschild Mgmt For For For 1.4 Elect Richard Parsons Mgmt For For For 1.5 Elect Richard Zannino Mgmt For For For 2 Amendment to the 2002 Share Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
The NASDAQ OMX Group, Inc. Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Urban Backstrom Mgmt For For For 2 Elect H. Furlong Baldwin Mgmt For For For 3 Elect Michael Casey Mgmt For For For 4 Elect Borje Ekholm Mgmt For For For 5 Elect Lon Gorman Mgmt For For For 6 Elect Robert Greifeld Mgmt For For For 7 Elect Glenn Hutchins Mgmt For For For 8 Elect Birgitta Kantola Mgmt For For For 9 Elect Essa Kazim Mgmt For For For 10 Elect John Markese Mgmt For For For 11 Elect Hans Nielsen Mgmt For For For 12 Elect Thomas O'Neill Mgmt For For For 13 Elect James Riepe Mgmt For For For 14 Elect Michael Splinter Mgmt For For For 15 Elect Lars Wedenborn Mgmt For For For 16 Elect Deborah Wince-Smith Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The Scotts Miracle-Gro Company Ticker Security ID: Meeting Date Meeting Status SMG CUSIP 810186106 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Hagedorn Mgmt For For For 1.2 Elect W.G. Jurgensen Mgmt For For For 1.3 Elect Nancy Mistretta Mgmt For For For 1.4 Elect Stephanie Shern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the Executive Incentive Mgmt For For For Plan
The Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For For For 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Amendments to Code of Regulations Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
The Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hikmet Ersek Mgmt For For For 2 Elect Jack Greenberg Mgmt For For For 3 Elect Linda Levinson Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Timberland Company Ticker Security ID: Meeting Date Meeting Status TBL CUSIP 887100105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sidney Swartz Mgmt For For For 1.2 Elect Jeffrey Swartz Mgmt For For For 1.3 Elect Catherine Buggeln Mgmt For For For 1.4 Elect Andre Hawaux Mgmt For For For 1.5 Elect Kenneth Lombard Mgmt For For For 1.6 Elect Edward Moneypenny Mgmt For For For 1.7 Elect Peter Moore Mgmt For For For 1.8 Elect Bill Shore Mgmt For For For 1.9 Elect Terdema Ussery II Mgmt For For For 1.10 Elect Carden Welsh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
UGI Corporation Ticker Security ID: Meeting Date Meeting Status UGI CUSIP 902681105 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ultra Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status UPL CUSIP 903914109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Watford Mgmt For For For 2 Elect W. Charles Helton Mgmt For For For 3 Elect Robert Rigney Mgmt For For For 4 Elect Stephen McDaniel Mgmt For For For 5 Elect Roger Brown Mgmt For For For 6 Appointment of Independent Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing
Universal Health Services, Inc. Ticker Security ID: Meeting Date Meeting Status UHS CUSIP 913903100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Gibbs Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2005 Stock Mgmt For For For Incentive Plan
Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Scheme Mgmt For For For 2011 8 Ratification of Auditor Mgmt For For For
Urban Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status URBN CUSIP 917047102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Antoian Mgmt For For For 1.2 Elect Joel Lawson III Mgmt For For For 1.3 Elect Glen Senk Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Shareholder Proposal Regarding Board ShrHoldr Against Against For Diversity
VeriSign, Inc. Ticker Security ID: Meeting Date Meeting Status VRSN CUSIP 92343E102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect D. James Bidzos Mgmt For For For 2 Elect William Chenevich Mgmt For For For 3 Elect Kathleen Cote Mgmt For For For 4 Elect Mark McLaughlin Mgmt For For For 5 Elect Roger Moore Mgmt For For For 6 Elect John Roach Mgmt For For For 7 Elect Louis Simpson Mgmt For For For 8 Elect Timothy Tomlinson Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For
Vertex Pharmaceuticals Incorporated Ticker Security ID: Meeting Date Meeting Status VRTX CUSIP 92532F100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Matthew Emmens Mgmt For For For 1.2 Elect Margaret McGlynn Mgmt For For For 1.3 Elect Wayne Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
W.R. Berkley Corporation Ticker Security ID: Meeting Date Meeting Status WRB CUSIP 084423102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rodney Hawes, Jr. Mgmt For For For 1.2 Elect Jack Nusbaum Mgmt For For For 1.3 Elect Mark Shapiro Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sharilyn Gasaway Mgmt For For For 1.2 Elect Alan Kosloff Mgmt For For For 1.3 Elect Jerry Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Waters Corporation Ticker Security ID: Meeting Date Meeting Status WAT CUSIP 941848103 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joshua Bekenstein Mgmt For For For 1.2 Elect Michael Berendt Mgmt For For For 1.3 Elect Douglas Berthiaume Mgmt For For For 1.4 Elect Edward Conard Mgmt For For For 1.5 Elect Laurie Glimcher Mgmt For For For 1.6 Elect Christopher Kuebler Mgmt For For For 1.7 Elect William Miller Mgmt For For For 1.8 Elect JoAnn Reed Mgmt For For For 1.9 Elect Thomas Salice Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Watson Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status WPI CUSIP 942683103 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Fedida Mgmt For For For 2 Elect Albert Hummel Mgmt For For For 3 Elect Catherine Klema Mgmt For For For 4 Elect Anthony Tabatznik Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Amendment to the 2001 Incentive Mgmt For For For Award Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For
Wisconsin Energy Corporation Ticker Security ID: Meeting Date Meeting Status WEC CUSIP 976657106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect Barbara Bowles Mgmt For For For 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For For For 1.8 Elect Ulice Payne, Jr. Mgmt For For For 1.9 Elect Frederick Stratton, Jr. Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors in Uncontested Elections 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 1993 Omnibus Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Xilinx, Inc. Ticker Security ID: Meeting Date Meeting Status XLNX CUSIP 983919101 08/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Qualified Mgmt For For For Stock Purchase Plan 11 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For
The Hartford MidCap Value Fund Investment Company Report 07/01/10 - 06/30/11 Affiliated Managers Group, Inc. Ticker Security ID: Meeting Date Meeting Status AMG CUSIP 008252108 05/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Samuel Byrne Mgmt For For For 1.2 Elect Dwight Churchill Mgmt For For For 1.3 Elect Sean Healey Mgmt For For For 1.4 Elect Harold Meyerman Mgmt For For For 1.5 Elect William Nutt Mgmt For For For 1.6 Elect Rita Rodriguez Mgmt For For For 1.7 Elect Patrick Ryan Mgmt For For For 1.8 Elect Jide Zeitlin Mgmt For For For 2 2011 Stock Option and Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
AGCO Corporation Ticker Security ID: Meeting Date Meeting Status AGCO CUSIP 001084102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wolfgang Deml Mgmt For For For 2 Elect Luiz Fernando Furlan Mgmt For For For 3 Elect Gerald Johanneson Mgmt For For For 4 Elect Thomas LaSorda Mgmt For For For 5 Elect George Minnich Mgmt For For For 6 Elect Martin Richenhagen Mgmt For For For 7 Elect Daniel Ustian Mgmt For For For 8 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 11 Ratification of Auditor Mgmt For For For
Alkermes, Inc. Ticker Security ID: Meeting Date Meeting Status ALKS CUSIP 01642T108 10/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Anstice Mgmt For For For 1.2 Elect Floyd Bloom Mgmt For For For 1.3 Elect Robert Breyer Mgmt For For For 1.4 Elect Gerri Henwood Mgmt For For For 1.5 Elect Paul Mitchell Mgmt For For For 1.6 Elect Richard Pops Mgmt For For For 1.7 Elect Alexander Rich Mgmt For For For 1.8 Elect Mark Skaletsky Mgmt For For For 1.9 Elect Michael Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ALL - America Latina Logistica S.A. Ticker Security ID: Meeting Date Meeting Status ALLL4 CINS 01643R606 09/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Adhesion to the Novo Mercado Mgmt For For For 4 Conversion of Preferred Shares into Mgmt For For For Common Shares 5 Reverse Stock Split Mgmt For For For 6 Elimination of Units Mgmt For For For 7 Amendments to Articles to Adopt Novo Mgmt For For For Mercado Regulations
ALL - America Latina Logistica S.A. Ticker Security ID: Meeting Date Meeting Status ALLL4 CINS 01643R606 09/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Conversion of Preferred Shares into Mgmt For For For Common Shares
Almirall SA Ticker Security ID: Meeting Date Meeting Status ALM CINS E7131W101 05/06/2011 Voted Meeting Type Country of Trade Special Spain Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Accounts and Reports Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Ratification of Board Acts Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Appointment of Auditor Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Carry Out Formalities Mgmt For For For
American Eagle Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status AEO CUSIP 02553E106 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Jesselson Mgmt For For For 2 Elect Roger Markfield Mgmt For For For 3 Elect Jay Schottenstein Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
AmerisourceBergen Corporation Ticker Security ID: Meeting Date Meeting Status ABC CUSIP 03073E105 02/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Cotros Mgmt For For For 2 Elect Jane Henney Mgmt For For For 3 Elect R. David Yost Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Repeal of Classified Board Mgmt For For For 8 2011 Employee Stock Purchase Plan Mgmt For For For
AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Conti Mgmt For For For 1.2 Elect Frank Hermance Mgmt For For For 2 2011 Omnibus Incentive Compensation Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
AnnTaylor Stores Corporation Ticker Security ID: Meeting Date Meeting Status ANN CUSIP 035623107 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dale Hilpert Mgmt For For For 2 Elect Ronald Hovsepian Mgmt For For For 3 Elect Linda Huett Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Arrow Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status ARW CUSIP 042735100 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Duval Mgmt For For For 1.2 Elect Philip Asherman Mgmt For For For 1.3 Elect Gail Hamilton Mgmt For For For 1.4 Elect John Hanson Mgmt For For For 1.5 Elect Richard Hill Mgmt For For For 1.6 Elect M.F. (Fran) Keeth Mgmt For For For 1.7 Elect Andrew Kerin Mgmt For For For 1.8 Elect Michael Long Mgmt For For For 1.9 Elect Stephen Patrick Mgmt For For For 1.10 Elect Barry Perry Mgmt For For For 1.11 Elect John Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Avago Technologies Limited Ticker Security ID: Meeting Date Meeting Status AVGO CUSIP Y0486S104 03/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hock Tan Mgmt For For For 2 Elect Adam Clammer Mgmt For For For 3 Elect James Davidson Mgmt For For For 4 Elect James Diller Mgmt For For For 5 Elect Kenneth Hao Mgmt For For For 6 Elect John Hsuan Mgmt For For For 7 Elect David Kerko Mgmt For For For 8 Elect Justine Lien Mgmt For For For 9 Elect Donald Macleod Mgmt For For For 10 Elect Bock Seng Tan Mgmt For For For 11 Appointment of Auditor and Authority Mgmt For For For to Set Fees 12 Directors' Fees Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 15 Authority to Issue Shares Without Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For
Barnes Group Inc. Ticker Security ID: Meeting Date Meeting Status B CUSIP 067806109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bristow, Jr. Mgmt For For For 1.2 Elect Hassell McClellan Mgmt For For For 1.3 Elect Gregory Milzcik Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Performance-Linked Mgmt For For For Bonus Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Repeal of Classified Board Mgmt Against For Against 7 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Beneficial Mutual Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status BNCL CUSIP 08173R104 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gerard Cuddy Mgmt For For For 1.2 Elect Frank Farnesi Mgmt For For For 1.3 Elect Thomas Lewis Mgmt For For For 1.4 Elect George Nise Mgmt For For For 1.5 Elect Charles Kahn, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
BMC Software, Inc Ticker Security ID: Meeting Date Meeting Status BMC CUSIP 055921100 07/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Beauchamp Mgmt For For For 2 Elect Jon Barfield Mgmt For For For 3 Elect Gary Bloom Mgmt For For For 4 Elect Meldon Gafner Mgmt For For For 5 Elect Mark Hawkins Mgmt For For For 6 Elect Stephan James Mgmt For For For 7 Elect P. Thomas Jenkins Mgmt For For For 8 Elect Louis Lavigne, Jr. Mgmt For For For 9 Elect Kathleen O'Neil Mgmt For For For 10 Elect Tom Tinsley Mgmt For For For 11 Adoption of Majority Vote for Mgmt For For For Election of Directors 12 Ratification of Auditor Mgmt For For For
BR Malls Participacoes SA Ticker Security ID: Meeting Date Meeting Status BRML3 CINS P1908S102 09/14/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Election of Alternate Directors Mgmt For For For 5 Stock Split Mgmt For For For 6 Capitalization of Reserves Mgmt For For For 7 Amendments to Articles Mgmt For For For 8 Amendments to Articles Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Increase in Authorized Capital Mgmt For For For 11 Constitution of Investment Reserve Mgmt For For For 12 Non-Voting Meeting Note N/A N/A N/A N/A
BR Properties SA Ticker Security ID: Meeting Date Meeting Status BRPR3 CINS P59656101 04/25/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For
BR Properties SA Ticker Security ID: Meeting Date Meeting Status BRPR3 CINS P59656101 04/25/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Capital and Mgmt For For For Renumbering of Articles 4 Reconciliation of Share Capital and Mgmt For For For Renumbering of Articles 5 Remuneration Policy Mgmt For For For
BR PROPERTIES SA Ticker Security ID: Meeting Date Meeting Status BRPR3 CINS P59656101 07/08/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Relocation of Company's Registered Mgmt For For For Office 4 Relocation of Company's Registered Mgmt For For For Office 5 Reconciliation of Share Capital Mgmt For For For
Brookdale Senior Living Inc. Ticker Security ID: Meeting Date Meeting Status BKD CUSIP 112463104 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wesley Edens Mgmt For Withhold Against 1.2 Elect Frank Bumstead Mgmt For For For 1.3 Elect W. E. Sheriff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Bunge Limited Ticker Security ID: Meeting Date Meeting Status BG CUSIP G16962105 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ernest Bachrach Mgmt For For For 2 Elect Enrique Boilini Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dan Dinges Mgmt For For For 2 Elect James Gibbs Mgmt For For For 3 Elect William Vititoe Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Capitol Federal Financial, Inc. Ticker Security ID: Meeting Date Meeting Status CFFN CUSIP 14057J101 02/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Johnson Mgmt For For For 1.2 Elect Michael McCoy Mgmt For For For 1.3 Elect Marilyn Ward Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt For 3 Years N/A Executive Compensation 4 Ratification of Auditor Mgmt For For For
CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
CGG Veritas (fka Compagnie Generale de Geophysique-Veri tas) Ticker Security ID: Meeting Date Meeting Status GA CUSIP 204386106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits Mgmt For For For 3 Consolidated Accounts and Reports Mgmt For For For 4 Elect Robert Semmens Mgmt For For For 5 Elect Hilde Myrberg Mgmt For For For 6 Elect Gilberte Lombard Mgmt For For For 7 Elect Jean-Georges Malcor Mgmt For For For 8 Directors' Fees Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Related Party Transactions Mgmt For For For 11 Related Party Transactions Mgmt For For For (Executive Officer Compensation) 12 Severance Package (Jean-Georges Mgmt For For For Malcor) 13 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments 14 Authority to Issue Shares and/or Mgmt For For For Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments 15 Authority to Issue Shares and/or Mgmt For For For Convertible Securities Through Private Placement; Authority to Issue Debt Instruments 16 Authority to Set Offering Price of Mgmt For For For Shares 17 Authority to Increase Share Issuance Mgmt For For For Limit 18 Authority to Increase Capital Mgmt For For For Through Capitalizations 19 Authority to Increase Capital In Mgmt For For For Consideration For Contributions in Kind 20 Authority to Increase Capital Under Mgmt For For For Employee Savings Plan 21 Authority to Grant Stock Options to Mgmt For For For Employees 22 Authority to Grant Stock Options to Mgmt For For For Executives 23 Authority to Issue Performance Mgmt For For For Shares to Employees 24 Authority to Issue Performance Mgmt For For For Shares to Executives 25 Authority to Cancel Shares and Mgmt For For For Reduce Capital 26 Authority to Issue Debt Instruments Mgmt For For For 27 Authority to Carry Out Formalities Mgmt For For For
China Agri-Industries Holdings Limited Ticker Security ID: Meeting Date Meeting Status 0606 CINS Y1375F104 06/09/2011 Voted Meeting Type Country of Trade Annual Hong Kong Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect YUE Guojun Mgmt For Against Against 6 Elect MA Wangjun Mgmt For Against Against 7 Elect WANG Zhiying Mgmt For Against Against 8 Elect Patrick Vizzone Mgmt For For For 9 Appointment of Auditor and Authority Mgmt For For For to Set Fees 10 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Authority to Issue Repurchased Shares Mgmt For For For
CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roman Martinez IV Mgmt For For For 2 Elect Carol Wait Mgmt For For For 3 Elect William Zollars Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan
Cobalt International Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CIE CUSIP 19075F106 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Bryant Mgmt For For For 1.2 Elect Peter Coneway Mgmt For For For 1.3 Elect Michael France Mgmt For For For 1.4 Elect Jack Golden Mgmt For For For 1.5 Elect N. John Lancaster, Jr. Mgmt For For For 1.6 Elect Scott Lebovitz Mgmt For For For 1.7 Elect Jon Marshall Mgmt For For For 1.8 Elect Kenneth Moore Mgmt For For For 1.9 Elect Kenneth Pontarelli Mgmt For For For 1.10 Elect Myles Scoggins Mgmt For For For 1.11 Elect D. Jeff van Steenbergen Mgmt For For For 1.12 Elect Martin Young, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Comerica Incorporated Ticker Security ID: Meeting Date Meeting Status CMA CUSIP 200340107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Roger Cregg Mgmt For For For 2 Elect T. Kevin DeNicola Mgmt For For For 3 Elect Alfred Piergallini Mgmt For For For 4 Elect Nina Vaca Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 2011 Management Incentive Plan Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
CONSOL Energy Inc. Ticker Security ID: Meeting Date Meeting Status CNX CUSIP 20854P109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Brett Harvey Mgmt For For For 1.2 Elect John Whitmire Mgmt For For For 1.3 Elect Philip Baxter Mgmt For For For 1.4 Elect James Altmeyer, Sr. Mgmt For For For 1.5 Elect William Davis Mgmt For For For 1.6 Elect Raj Gupta Mgmt For For For 1.7 Elect Patricia Hammick Mgmt For For For 1.8 Elect David Hardesty, Jr. Mgmt For For For 1.9 Elect John Mills Mgmt For For For 1.10 Elect William Powell Mgmt For For For 1.11 Elect Joseph Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DALRQ CUSIP 247361702 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Anderson Mgmt For For For 2 Elect Edward Bastian Mgmt For For For 3 Elect Roy Bostock Mgmt For For For 4 Elect John Brinzo Mgmt For For For 5 Elect Daniel Carp Mgmt For For For 6 Elect John Engler Mgmt For For For 7 Elect Mickey Foret Mgmt For For For 8 Elect David Goode Mgmt For For For 9 Elect Paula Reynolds Mgmt For For For 10 Elect Kenneth Rogers Mgmt For For For 11 Elect Kenneth Woodrow Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
DeVry Inc. Ticker Security ID: Meeting Date Meeting Status DV CUSIP 251893103 11/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Connie Curran Mgmt For For For 1.2 Elect Daniel Hamburger Mgmt For For For 1.3 Elect Harold Shapiro Mgmt For For For 1.4 Elect Ronald Taylor Mgmt For For For 1.5 Elect Gary Butler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Incentive Plan of Mgmt For For For 2005 4 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
Dollar General Corporation Ticker Security ID: Meeting Date Meeting Status DG CUSIP 256677105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raj Agrawal Mgmt For For For 1.2 Elect Warren Bryant Mgmt For For For 1.3 Elect Michael Calbert Mgmt For For For 1.4 Elect Richard Dreiling Mgmt For For For 1.5 Elect Adrian Jones Mgmt For For For 1.6 Elect William Rhodes III Mgmt For For For 1.7 Elect David Rickard Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Dover Corporation Ticker Security ID: Meeting Date Meeting Status DOV CUSIP 260003108 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Benson Mgmt For For For 2 Elect Robert Cremin Mgmt For For For 3 Elect Jean-Pierre Ergas Mgmt For For For 4 Elect Peter Francis Mgmt For For For 5 Elect Kristiane Graham Mgmt For For For 6 Elect Robert Livingston Mgmt For For For 7 Elect Richard Lochridge Mgmt For For For 8 Elect Bernard Rethore Mgmt For For For 9 Elect Michael Stubbs Mgmt For For For 10 Elect Stephen Todd Mgmt For For For 11 Elect Stephen Wagner Mgmt For For For 12 Elect Mary Winston Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Duke Realty Corporation Ticker Security ID: Meeting Date Meeting Status DRE CUSIP 264411505 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Baltimore Jr. Mgmt For For For 2 Elect Barrington Branch Mgmt For For For 3 Elect Geoffrey Button Mgmt For For For 4 Elect William Cavanaugh III Mgmt For For For 5 Elect Ngaire Cuneo Mgmt For For For 6 Elect Charles Eitel Mgmt For For For 7 Elect Martin Jischke Mgmt For For For 8 Elect Dennis Oklak Mgmt For For For 9 Elect Jack Shaw Mgmt For For For 10 Elect Lynn Thurber Mgmt For For For 11 Elect Robert Woodward, Jr. Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 Ratification of Auditor Mgmt For For For
Ensco International plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/31/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For
Ensco plc Ticker Security ID: Meeting Date Meeting Status ESV CUSIP 29358Q109 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Roderick Clark Mgmt For For For 2 Elect Daniel Rabun Mgmt For For For 3 Elect Keith Rattie Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Statutory Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For 7 Payment of Historic Dividends Mgmt For For For 8 Release of Shareholders from Claims Mgmt For For For Regarding Historic Dividends 9 Release of Shareholders from Claims Mgmt For For For Regarding Historical Dividends 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Esterline Technologies Corporation Ticker Security ID: Meeting Date Meeting Status ESL CUSIP 297425100 03/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Cremin Mgmt For For For 2 Elect Anthony Franceschini Mgmt For For For 3 Elect James Morris Mgmt For For For 4 Elect Delores Etter Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Everest Re Group, Ltd Ticker Security ID: Meeting Date Meeting Status RE CUSIP G3223R108 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Galtney, Jr. Mgmt For For For 1.2 Elect John Phelan Mgmt For For For 1.3 Elect Roger Singer Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Executive Performance Annual Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Fidelity National Financial, Inc. Ticker Security ID: Meeting Date Meeting Status FNF CUSIP 31620R105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Foley II Mgmt For For For 1.2 Elect Douglas Ammerman Mgmt For For For 1.3 Elect Thomas Hagerty Mgmt For For For 1.4 Elect Peter Shea Mgmt For For For 2 Amendment to the 2005 Omnibus Mgmt For For For Incentive Plan 3 Annual Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
First Midwest Bancorp Inc Ticker Security ID: Meeting Date Meeting Status FMBI CUSIP 320867104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Chlebowski, Jr. Mgmt For For For 2 Elect John Rooney Mgmt For Against Against 3 Elect Ellen Rudnick Mgmt For For For 4 Elect Phupinder Gill Mgmt For For For 5 Elect Michael Small Mgmt For For For 6 Elect Peter Henseler Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation
Flextronics International Ltd. Ticker Security ID: Meeting Date Meeting Status FLEX CUSIP Y2573F102 07/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H. Raymond Bingham Mgmt For For For 2 Elect Willy Shih Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Authority to Issue Ordinary Shares Mgmt For For For 5 2010 Equity Incentive Plan Mgmt For For For 6 Renewal of the Share Purchase Mandate Mgmt For For For
FMC Corporation Ticker Security ID: Meeting Date Meeting Status FMC CUSIP 302491303 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edward Mooney Mgmt For For For 2 Elect Enrique Sosa Mgmt For For For 3 Elect Vincent Volpe Jr. Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Forest City Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status FCE.A CUSIP 345550107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect Michael Esposito, Jr. Mgmt For For For 1.3 Elect Deborah Harmon Mgmt For For For 1.4 Elect Stan Ross Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Greif, Inc. Ticker Security ID: Meeting Date Meeting Status GEF CUSIP 397624107 02/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vicki Avril Mgmt For For For 1.2 Elect Bruce Edwards Mgmt For For For 1.3 Elect Mark Emkes Mgmt For For For 1.4 Elect John Finn Mgmt For For For 1.5 Elect Michael Gasser Mgmt For For For 1.6 Elect Daniel Gunsett Mgmt For For For 1.7 Elect Judith Hook Mgmt For For For 1.8 Elect Patrick Norton Mgmt For For For 1.9 Elect John McNamara Mgmt For For For 2 Amendment to the Performance Based Mgmt For For For Incentive Compensation Plan 3 Reapproval of the Long-Term Mgmt For For For Incentive Plan 4 Modification to the 2001 Management Mgmt For For For Equity Incentive and Compensation Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Hubbell Incorporated Ticker Security ID: Meeting Date Meeting Status HUB.A CUSIP 443510201 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Powers Mgmt For For For 1.2 Elect Lynn Good Mgmt For For For 1.3 Elect Anthony Guzzi Mgmt For For For 1.4 Elect Neal Keating Mgmt For For For 1.5 Elect Andrew McNally, IV Mgmt For For For 1.6 Elect G. Jackson Ratcliffe Mgmt For For For 1.7 Elect Carlos Rodriguez Mgmt For For For 1.8 Elect Richard Swift Mgmt For For For 1.9 Elect Daniel Van Riper Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Senior Executive Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Huntington Bancshares Incorporated Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP 446150104 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Don Casto III Mgmt For For For 1.2 Elect Ann Crane Mgmt For For For 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Michael Endres Mgmt For For For 1.5 Elect John Gerlach, Jr. Mgmt For For For 1.6 Elect D. James Hilliker Mgmt For For For 1.7 Elect David Lauer Mgmt For For For 1.8 Elect Jonathan Levy Mgmt For For For 1.9 Elect Gerard Mastroianni Mgmt For For For 1.10 Elect Richard Neu Mgmt For For For 1.11 Elect David Porteous Mgmt For For For 1.12 Elect Kathleen Ransier Mgmt For For For 1.13 Elect William Robertson Mgmt For For For 1.14 Elect Stephen Steinour Mgmt For For For 2 Amendment to the Management Mgmt For For For Incentive Plan for Covered Employees 3 Supplemental Stock Purchase and Tax Mgmt For For For Savings Plan and Trust 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Iguatemi Empresa de Shopping Centers S.A. Ticker Security ID: Meeting Date Meeting Status IGTA3 CINS P5352J104 04/27/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Supervisory Council; Fees Mgmt For For For 7 Remuneration Policy Mgmt For For For
Impax Laboratories Inc. Ticker Security ID: Meeting Date Meeting Status IPXL CUSIP 45256B101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leslie Benet Mgmt For For For 1.2 Elect Robert Burr Mgmt For For For 1.3 Elect Allen Chao Mgmt For For For 1.4 Elect Nigel Fleming Mgmt For For For 1.5 Elect Larry Hsu Mgmt For For For 1.6 Elect Michael Markbreiter Mgmt For For For 1.7 Elect Peter Terreri Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rex Adams Mgmt For For For 2 Elect John Banham Mgmt For For For 3 Elect Denis Kessler Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 2011 Global Equity Incentive Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Japan Petroleum Exploration Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 1662 CINS J2740Q103 06/24/2011 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Allocation of Profits/Dividends Mgmt For For For 2 Elect Yuji Tanahashi Mgmt For For For 3 Elect Osamu Watanabe Mgmt For For For 4 Elect Katsuo Suzuki Mgmt For For For 5 Elect Hiroshi Satoh Mgmt For For For 6 Elect Shohichi Ishii Mgmt For For For 7 Elect Toshio Ibi Mgmt For For For 8 Elect Mitsuru Saitoh Mgmt For For For 9 Elect Junichi Matsumoto Mgmt For For For 10 Elect Nobuyuki Ogura Mgmt For For For 11 Elect Nobuaki Moritani Mgmt For For For 12 Elect Hitoshi Yamatoya Mgmt For For For 13 Elect Kazuo Nakayama Mgmt For For For 14 Elect Kiyoshi Ogino Mgmt For For For 15 Elect Kazuo Kawakami Mgmt For For For 16 Election of Masahiko Kadotani Mgmt For For For 17 Retirement Allowances for Director(s) Mgmt For For For 18 Bonus Mgmt For Against Against 19 Renewal of Takeover Defense Plan Mgmt For Against Against
Linear Technology Corp. Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 04/29/2011 Take No Action Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 PLEASE REVIEW THE MATERIAL LINKS FOR Mgmt For TNA N/A ACCESS TO THE LINEAR LEGAL DOCUMENT. THIS IS NOT A VOTEABLE EVENT.
Linear Technology Corporation Ticker Security ID: Meeting Date Meeting Status LLTC CUSIP 535678106 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Swanson, Jr. Mgmt For For For 1.2 Elect Lothar Maier Mgmt For For For 1.3 Elect Arthur Agnos Mgmt For For For 1.4 Elect John Gordon Mgmt For For For 1.5 Elect David Lee Mgmt For For For 1.6 Elect Richard Moley Mgmt For For For 1.7 Elect Thomas Volpe Mgmt For For For 2 2010 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Louisiana-Pacific Corporation Ticker Security ID: Meeting Date Meeting Status LPX CUSIP 546347105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect E. Gary Cook Mgmt For For For 1.2 Elect Kurt Landgraf Mgmt For For For 1.3 Elect John Weaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
M.D.C. Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status MDC CUSIP 552676108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Kemper Mgmt For Withhold Against 1.2 Elect David Mandarich Mgmt For For For 1.3 Elect David Siegel Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For For For 3 2011 Stock Option Plan for Mgmt For For For Non-Employee Directors 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Maple Leaf Foods Inc. Ticker Security ID: Meeting Date Meeting Status MFI CUSIP 564905107 04/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Geoffrey Beattie Mgmt For For For 1.2 Elect Gregory Boland Mgmt For For For 1.3 Elect John Bragg Mgmt For For For 1.4 Elect Purdy Crawford Mgmt For For For 1.5 Elect Jeffrey Gandz Mgmt For For For 1.6 Elect James Hankinson Mgmt For For For 1.7 Elect Chaviva Hosek Mgmt For For For 1.8 Elect Claude Lamoureux Mgmt For For For 1.9 Elect G. Wallace McCain Mgmt For For For 1.10 Elect J. Scott McCain Mgmt For For For 1.11 Elect Michael McCain Mgmt For For For 1.12 Elect Diane McGarry Mgmt For For For 1.13 Elect James Olson Mgmt For For For 1.14 Elect Gordon Ritchie Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Executive Mgmt For For For Compensation
Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dolan Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Dean Scarborough Mgmt For For For 9 Elect Christopher Sinclair Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Kathy White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call Special Meetings 15 Ratification of Auditor Mgmt For For For
Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Execuitve Mgmt For For For Compensation
Molson Coors Brewing Company Ticker Security ID: Meeting Date Meeting Status TAP CUSIP 60871R209 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For For For
Multiplan Empreendimentos Imobiliarios SA Ticker Security ID: Meeting Date Meeting Status MULT3 CINS P69913104 04/29/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Remuneration Policy Mgmt For For For
Newfield Exploration Company Ticker Security ID: Meeting Date Meeting Status NFX CUSIP 651290108 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lee Boothby Mgmt For For For 2 Elect Philip Burguieres Mgmt For For For 3 Elect Pamela Gardner Mgmt For For For 4 Elect John Kemp III Mgmt For For For 5 Elect J. Michael Lacey Mgmt For For For 6 Elect Joseph Netherland Mgmt For For For 7 Elect Howard Newman Mgmt For For For 8 Elect Thomas Ricks Mgmt For For For 9 Elect Juanita Romans Mgmt For For For 10 Elect Charles Shultz Mgmt For For For 11 Elect J. Terry Strange Mgmt For For For 12 2011 Omnibus Stock Plan Mgmt For For For 13 Performance Goals for Performance Mgmt For For For Awards Under the 2011 Omnibus Stock Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 03/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
NV Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NVE CUSIP 67073Y106 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Anderson, Jr. Mgmt For For For 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Executive Long-Term Mgmt For For For Incentive Plan 5 Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 "Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement
Overseas Shipholding Group, Inc. Ticker Security ID: Meeting Date Meeting Status OSG CUSIP 690368105 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Morten Arntzen Mgmt For For For 1.2 Elect Oudi Recanati Mgmt For For For 1.3 Elect G. Allen Andreas III Mgmt For For For 1.4 Elect Alan Batkin Mgmt For For For 1.5 Elect Thomas Coleman Mgmt For For For 1.6 Elect Charles Fribourg Mgmt For For For 1.7 Elect Stanley Komaroff Mgmt For For For 1.8 Elect Solomon Merkin Mgmt For For For 1.9 Elect Joel Picket Mgmt For For For 1.10 Elect Ariel Recanati Mgmt For For For 1.11 Elect Thomas Robards Mgmt For For For 1.12 Elect Jean-Paul Vettier Mgmt For For For 1.13 Elect Michael Zimmerman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Owens-Illinois, Inc. Ticker Security ID: Meeting Date Meeting Status OI CUSIP 690768403 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Hellman Mgmt For For For 1.2 Elect Anastasia Kelly Mgmt For For For 1.3 Elect John McMackin, Jr. Mgmt For For For 1.4 Elect Hugh Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Pentair, Inc. Ticker Security ID: Meeting Date Meeting Status PNR CUSIP 709631105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Abi-Karam Mgmt For For For 2 Elect Jerry Burris Mgmt For For For 3 Elect Ronald Merriman Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
PHH Corporation Ticker Security ID: Meeting Date Meeting Status PHH CUSIP 693320202 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Brinkley Mgmt For For For 1.2 Elect Jerome Selitto Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Platinum Underwriters Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status PTP CUSIP G7127P100 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dan Carmichael Mgmt For For For 1.2 Elect A. John Hass Mgmt For For For 1.3 Elect Antony Lancaster Mgmt For For For 1.4 Elect Edmund Megna Mgmt For For For 1.5 Elect Michael Price Mgmt For For For 1.6 Elect James Slattery Mgmt For For For 1.7 Elect Christopher Steffen Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Plum Creek Timber Company, Inc. Ticker Security ID: Meeting Date Meeting Status PCL CUSIP 729251108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rick Holley Mgmt For For For 2 Elect Robin Josephs Mgmt For For For 3 Elect John McDonald Mgmt For For For 4 Elect Robert McLeod Mgmt For For For 5 Elect John Morgan, Sr. Mgmt For For For 6 Elect Marc Racicot Mgmt For For For 7 Elect John Scully Mgmt For For For 8 Elect Stephen Tobias Mgmt For For For 9 Elect Martin White Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 12 Ratification of Auditor Mgmt For For For
Popular, Inc. Ticker Security ID: Meeting Date Meeting Status BPOP CUSIP 733174106 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For
Principal Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
PureCircle Limited Ticker Security ID: Meeting Date Meeting Status PURE CINS G7300G109 12/15/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Paul Selway-Swift Mgmt For For For 4 Elect William Mitchell Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Authority to Set Auditor's Fees Mgmt For For For
Quicksilver Resources Inc. Ticker Security ID: Meeting Date Meeting Status KWK CUSIP 74837R104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Darden Mgmt For For For 1.2 Elect W. Byron Dunn Mgmt For For For 1.3 Elect Mark Warner Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Reinsurance Group of America, Incorporated Ticker Security ID: Meeting Date Meeting Status RGA CUSIP 759351604 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Danahy Mgmt For For For 1.2 Elect Arnoud Boot Mgmt For For For 1.3 Elect J. Cliff Eason Mgmt For For For 2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Amendment to the Flexible Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Rexam plc Ticker Security ID: Meeting Date Meeting Status REX CINS G1274K113 05/05/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Allocation of Profits/Dividends Mgmt For For For 4 Elect Peter Ellwood Mgmt For For For 5 Elect Graham Chipchase Mgmt For For For 6 Elect David Robbie Mgmt For For For 7 Elect Carl Symon Mgmt For For For 8 Elect Noreen Doyle Mgmt For For For 9 Elect John Langston Mgmt For For For 10 Elect Wolfgang Meusburger Mgmt For For For 11 Elect Jean-Pierre Rodier Mgmt For For For 12 Appointment of Auditor Mgmt For For For 13 Authority to Set Auditor's Fees Mgmt For For For 14 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 15 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 16 Authority to Repurchase Shares Mgmt For For For 17 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Ross Stores, Inc. Ticker Security ID: Meeting Date Meeting Status ROST CUSIP 778296103 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Orban Mgmt For For For 1.2 Elect Donald Seiler Mgmt For For For 2 Reapproval of the Incentive Mgmt For For For Compensation Plan 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
SBM Offshore Nv Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 05/05/2011 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Allocation of Profits/Dividends Mgmt For For For 7 Ratification of Management Board Acts Mgmt For For For 8 Ratification of Supervisory Board Mgmt For For For Acts 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Amendment to the Remuneration Policy Mgmt For For For 11 Amendments to Articles Regarding Mgmt For For For Share Capital 12 Amendments to Articles Regarding Mgmt For For For Profit and Loss 13 Amendments to Articles Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Elect H.C. Rothermund Mgmt For For For 19 Elect K. Rethy Mgmt For For For 20 Non-Voting Agenda Item N/A N/A N/A N/A 21 Non-Voting Agenda Item N/A N/A N/A N/A
SBM Offshore Nv Ticker Security ID: Meeting Date Meeting Status SBMO CINS N7752F148 07/06/2010 Voted Meeting Type Country of Trade Special Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Agenda Item N/A N/A N/A N/A 2 Supervisory Board Fees Mgmt For For For 3 Elect Francis Gugen Mgmt For For For 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A
Sino-Forest Corporation Ticker Security ID: Meeting Date Meeting Status TRE CUSIP 82934H101 05/30/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Allen Chan Mgmt For For For 1.2 Elect William Ardell Mgmt For For For 1.3 Elect James Bowland Mgmt For For For 1.4 Elect James Hyde Mgmt For For For 1.5 Elect Edmund Mak Mgmt For For For 1.6 Elect Judson Martin Mgmt For For For 1.7 Elect Simon Murray Mgmt For Withhold Against 1.8 Elect Peter Wang Mgmt For Withhold Against 1.9 Elect Garry West Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Solar Capital Ltd. Ticker Security ID: Meeting Date Meeting Status SLRC CUSIP 83413U100 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Spohler Mgmt For For For 1.2 Elect Steven Hochberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Authority to Sell Shares Below Net Mgmt For For For Asset Value 4 Issuance of Warrants, Options or Mgmt For For For Rights
StanCorp Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status SFG CUSIP 852891100 05/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frederick Buckman Mgmt For For For 2 Elect J. Greg Ness Mgmt For For For 3 Elect Mary Sammons Mgmt For For For 4 Elect Ronald Timpe Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to Shareholder Rights Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Swift Transportation Co. Ticker Security ID: Meeting Date Meeting Status SWFT CUSIP 87074U101 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Post Mgmt For For For 1.2 Elect Jerry Moyes Mgmt For For For 1.3 Elect Richard H. Dozer Mgmt For For For 1.4 Elect David Vander Ploeg Mgmt For For For 1.5 Elect Glenn Brown Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
TD AMERITRADE Holding Corporation Ticker Security ID: Meeting Date Meeting Status AMTD CUSIP 87236Y108 02/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Joe Ricketts Mgmt For For For 1.2 Elect Dan Cook III Mgmt For For For 1.3 Elect Joseph Moglia Mgmt For For For 1.4 Elect W. J. Prezzano Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Reapproval of the Long-Term Mgmt For For For Incentive Plan 5 Management Incentive Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Teledyne Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status TDY CUSIP 879360105 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Terex Corporation Ticker Security ID: Meeting Date Meeting Status TEX CUSIP 880779103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald DeFeo Mgmt For For For 1.2 Elect G. Chris Andersen Mgmt For For For 1.3 Elect Paula Cholmondeley Mgmt For For For 1.4 Elect Don DeFosset Mgmt For For For 1.5 Elect Thomas Hansen Mgmt For For For 1.6 Elect David Sachs Mgmt For For For 1.7 Elect Oren Shaffer Mgmt For For For 1.8 Elect David Wang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2009 Omnibus Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Textron Inc. Ticker Security ID: Meeting Date Meeting Status TXT CUSIP 883203101 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Thomas & Betts Corporation Ticker Security ID: Meeting Date Meeting Status TNB CUSIP 884315102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Ducker Mgmt For For For 1.2 Elect Jeananne Hauswald Mgmt For For For 1.3 Elect Dean Jernigan Mgmt For For For 1.4 Elect Ronald Kalich, Sr. Mgmt For For For 1.5 Elect Kenneth Masterson Mgmt For For For 1.6 Elect Dominic Pileggi Mgmt For For For 1.7 Elect Jean-Paul Richard Mgmt For For For 1.8 Elect Rufus Rivers Mgmt For For For 1.9 Elect Kevin Roberg Mgmt For For For 1.10 Elect David Stevens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Toll Brothers, Inc. Ticker Security ID: Meeting Date Meeting Status TOL CUSIP 889478103 03/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Toll Mgmt For For For 1.2 Elect Bruce Toll Mgmt For For For 1.3 Elect Christine Garvey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 03/31/2011 Take No Action Meeting Type Country of Trade Special Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Amendment Regarding Director Term Mgmt For TNA N/A Lengths 4 Amendment Regarding Compensation and Mgmt For TNA N/A Nominating Committee 5 Amendments to Articles 34, 35, 36, Mgmt For TNA N/A 39, 40 and 42 6 Non-Voting Agenda Item N/A N/A TNA N/A 7 Non-Voting Agenda Item N/A N/A TNA N/A 8 Non-Voting Agenda Item N/A N/A TNA N/A 9 Non-Voting Agenda Item N/A N/A TNA N/A 10 Non-Voting Agenda Item N/A N/A TNA N/A 11 Non-Voting Agenda Item N/A N/A TNA N/A 12 Non-Voting Agenda Item N/A N/A TNA N/A 13 Authority to Amend Articles Mgmt For TNA N/A
UCB SA Ticker Security ID: Meeting Date Meeting Status UCB CINS B93562120 04/28/2011 Take No Action Meeting Type Country of Trade Annual Belgium Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Presentation of Board Report Mgmt For TNA N/A 4 Presentation of Auditor Report Mgmt For TNA N/A 5 Presentation of Consolidated Mgmt For TNA N/A Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends 6 Ratification of Board Acts Mgmt For TNA N/A 7 Ratification of Auditor's Acts Mgmt For TNA N/A 8 Elect Evelyn du Monceau de Bergendal Mgmt For TNA N/A 9 Elect Arnoud de Pret Roose de Mgmt For TNA N/A Calesberg 10 Elect Jean-Pierre Kinet Mgmt For TNA N/A 11 Ratification of the Independence of Mgmt For TNA N/A Jean-Pierre Kinet 12 Elect Thomas Leysen Mgmt For TNA N/A 13 Ratification of the Independence of Mgmt For TNA N/A Thomas Leysen 14 Elect Gerhard Mayr Mgmt For TNA N/A 15 Ratification of the Independence of Mgmt For TNA N/A Gerhard Mayr 16 Elect Norman Ornstein Mgmt For TNA N/A 17 Ratification of the Independence of Mgmt For TNA N/A Norman Ornstein 18 Elect Bridget van Rijckevorsel Mgmt For TNA N/A 19 Authority to Issue Restricted Stock Mgmt For TNA N/A to Senior Executives 20 Change in Control Provision Mgmt For TNA N/A 21 Non-Voting Agenda Item N/A N/A TNA N/A
UGI Corporation Ticker Security ID: Meeting Date Meeting Status UGI CUSIP 902681105 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Ban Mgmt For For For 1.2 Elect Lon Greenberg Mgmt For For For 1.3 Elect Marvin Schlanger Mgmt For For For 1.4 Elect Anne Pol Mgmt For For For 1.5 Elect Ernest Jones Mgmt For For For 1.6 Elect John Walsh Mgmt For For For 1.7 Elect Roger Vincent Mgmt For For For 1.8 Elect M. Shawn Puccio Mgmt For For For 1.9 Elect Richard Gochnauer Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Umpqua Holdings Corporation Ticker Security ID: Meeting Date Meeting Status UMPQ CUSIP 904214103 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Davis Mgmt For For For 2 Elect Peggy Fowler Mgmt For For For 3 Elect Allyn Ford Mgmt For For For 4 Elect Stephen Gambee Mgmt For For For 5 Elect Jose Hermocillo Mgmt For For For 6 Elect William Lansing Mgmt For For For 7 Elect Luis Machuca Mgmt For For For 8 Elect Diane Miller Mgmt For For For 9 Elect Hilliard Terry III Mgmt For For For 10 Elect Bryan Timm Mgmt For For For 11 Elect Frank Whittaker Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Scheme Mgmt For For For 2011 8 Ratification of Auditor Mgmt For For For
URS Corporation Ticker Security ID: Meeting Date Meeting Status URS CUSIP 903236107 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mickey Foret Mgmt For For For 2 Elect William Frist Mgmt For For For 3 Elect Lydia Kennard Mgmt For For For 4 Elect Donald Knauss Mgmt For For For 5 Elect Martin Koffel Mgmt For For For 6 Elect Joseph Ralston Mgmt For For For 7 Elect John Roach Mgmt For For For 8 Elect Sabrina Simmons Mgmt For For For 9 Elect Douglas Stotlar Mgmt For For For 10 Elect William Sullivan Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Varian Semiconductor Equipment Associates, Inc. Ticker Security ID: Meeting Date Meeting Status VSEA CUSIP 922207105 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Aurelio Mgmt For For For 1.2 Elect Bin-ming (Benjamin) Tsai Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Management Incentive Plan Mgmt For For For
Virgin Media Inc. Ticker Security ID: Meeting Date Meeting Status VMED CUSIP 92769L101 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Chiddix Mgmt For For For 1.2 Elect William Huff Mgmt For For For 1.3 Elect James Mooney Mgmt For For For 1.4 Elect John Rigsby Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Westar Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WR CUSIP 95709T100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mollie Carter Mgmt For For For 1.2 Elect Jerry Farley Mgmt For For For 1.3 Elect Arthur Krause Mgmt For For For 1.4 Elect William Moore Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 1996 Long Term Mgmt For For For Incentive and Share Award Plan 5 Increase of Authorized Common Stock Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Wisconsin Energy Corporation Ticker Security ID: Meeting Date Meeting Status WEC CUSIP 976657106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Bergstrom Mgmt For For For 1.2 Elect Barbara Bowles Mgmt For For For 1.3 Elect Patricia Chadwick Mgmt For For For 1.4 Elect Robert Cornog Mgmt For For For 1.5 Elect Curt Culver Mgmt For For For 1.6 Elect Thomas Fischer Mgmt For For For 1.7 Elect Gale Klappa Mgmt For For For 1.8 Elect Ulice Payne, Jr. Mgmt For For For 1.9 Elect Frederick Stratton, Jr. Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors in Uncontested Elections 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 1993 Omnibus Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The Hartford Money Market Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Municipal Opportunities Fund (formerly The Hartford High Yield Municipal Bond Fund) Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Select SmallCap Value Fund (This portion sub-advised by Kayne, Adnerson, Rudnick Investment Management, LLC from July 1, 2010 until July 30, 2010) Investment Company Report 07/01/10 - 06/30/11 Life Partners Holdings Inc Security 53215T106 Meeting Type Annual Ticker Symbol LPHI Meeting Date 05-Aug-2010 ISIN US53215T1060 Agenda 933305383-Management City Holding Recon Date 11-Jun-2010 Country United States Vote Deadline Date 04-Aug-2010 SEDOL Quick Code For/Against Item Proposal Type Vote Management 01 Director Management 1 Brian D. Pardo Withheld Against 2 R. Scott Peden Withheld Against 3 Tad Ballantyne For For 4 Fred Dewald For For 5 Harold Rafuse For For 02 Ratifying Ernst and Management For For Young, LLP as independent auditors for fiscal 2011 The Hartford Select SmallCap Value Fund (This portion sub-advised by Metropolitan West Capital Management, LLC from July 1, 2010 until July 30, 2010) Investment Company Report 07/01/10 - 06/30/11 Plantronics, Inc Security 727493108 Meeting Type Annual Ticker Symbol PLT Meeting Date 27-Jul-2010 ISIN US7274931085 Agenda City Holding Recon Date 01-Jul-2010 Country United States Vote Deadline Date SEDOL 2692030 Quick Code For/Against Item Proposal Type Vote Management 01 Director Management 1.1 Elect Director Marv Tsue For For 1.2 Elect Director Ken Kannappan For For 1.3 Elect Director Brian Dexheimer For For 1.4 Elect Director Gregg Hammann For For 1.5 Elect Director John Hart For For 1.6 Elect Director Marshall Mohr For For 1.7 Elect Director Roger Wery For For 02 Amend Omnibus Management For For Stock Plan 03 Ratify Auditors Management For For Steris Corporation Security 859152100 Meeting Type Annual Ticker Symbol STE Meeting Date 29-Jul-2010 ISIN US8591521005 Agenda City Holding Recon Date 01-Jul-2010 Country United States Vote Deadline Date SEDOL 2845113 Quick Code For/Against Item Proposal Type Vote Management 01 Director Management 1.1 Elect Director Richard C. Breeden For For 1.2 Elect Director Cynthia L. Feldmann For For 1.3 Elect Director Jacqueline B. Kosecoff For For 1.4 Elect Director David B. Lewis For For 1.5 Elect Director Kevin M. McCullen For For 1.6 Elect Director Walter M. Rosebrough Jr For For 1.7 Elect Director Mohsen M. Sohi For For 1.8 Elect Director John P. Wareham For For 1.9 Elect Director Loyal W. Wilson For For 1.10 Elect Director Michael B. Wood For For 02 Amend Executive Management For For Incentive Bonus Plan 03 Advisory Vote to Management For For Ratify Named Executive Officers' Compensation 04 Ratify Auditors Management For For
The Hartford Select SmallCap Value Fund (This portion sub-advised by State Street Global Advisors from July 1, 2010 until July 30, 1010) Investment Company Report 07/01/10 - 06/30/11
Shares Security ID Available Company Name Ticker on Ballot Meeting Date to Vote Proponent Item Number Global Crossing Limited GLBC G3921A175 08-Jul-10 6700 Management 1.1 Global Crossing Limited GLBC G3921A175 08-Jul-10 6700 Management 1.2 Global Crossing Limited GLBC G3921A175 08-Jul-10 6700 Management 2 Global Crossing Limited GLBC G3921A175 08-Jul-10 6700 Management 3 Global Crossing Limited GLBC G3921A175 08-Jul-10 6700 Management 4 EnerSys ENS 29275Y102 22-Jul-10 9731 Management 1.1 EnerSys ENS 29275Y102 22-Jul-10 9731 Management 1.2 EnerSys ENS 29275Y102 22-Jul-10 9731 Management 1.3 EnerSys ENS 29275Y102 22-Jul-10 9731 Management 2 EnerSys ENS 29275Y102 22-Jul-10 9731 Management 3 Modine Manufacturing Company MOD 607828100 22-Jul-10 6400 Management 1 Modine Manufacturing Company MOD 607828100 22-Jul-10 6400 Management 2 Modine Manufacturing Company MOD 607828100 22-Jul-10 6400 Management 3 Modine Manufacturing Company MOD 607828100 22-Jul-10 6400 Management 4 Inter Parfums, Inc. IPAR 458334109 23-Jul-10 4000 Management 1.1 Inter Parfums, Inc. IPAR 458334109 23-Jul-10 4000 Management 1.2 Inter Parfums, Inc. IPAR 458334109 23-Jul-10 4000 Management 1.3 Inter Parfums, Inc. IPAR 458334109 23-Jul-10 4000 Management 1.4 Inter Parfums, Inc. IPAR 458334109 23-Jul-10 4000 Management 1.5 Inter Parfums, Inc. IPAR 458334109 23-Jul-10 4000 Management 1.6 Inter Parfums, Inc. IPAR 458334109 23-Jul-10 4000 Management 1.7 Inter Parfums, Inc. IPAR 458334109 23-Jul-10 4000 Management 1.8 Inter Parfums, Inc. IPAR 458334109 23-Jul-10 4000 Management 1.9 Columbus Mckinnon Corp. CMCO 199333105 26-Jul-10 528 Management 1.1 Columbus Mckinnon Corp. CMCO 199333105 26-Jul-10 528 Management 1.2 Columbus Mckinnon Corp. CMCO 199333105 26-Jul-10 528 Management 1.3 Columbus Mckinnon Corp. CMCO 199333105 26-Jul-10 528 Management 1.4 Columbus Mckinnon Corp. CMCO 199333105 26-Jul-10 528 Management 1.5 Columbus Mckinnon Corp. CMCO 199333105 26-Jul-10 528 Management 1.6 Columbus Mckinnon Corp. CMCO 199333105 26-Jul-10 528 Management 1.7 Columbus Mckinnon Corp. CMCO 199333105 26-Jul-10 528 Management 1.8 Columbus Mckinnon Corp. CMCO 199333105 26-Jul-10 528 Management 1.9 Columbus Mckinnon Corp. CMCO 199333105 26-Jul-10 528 Management 2 Columbus Mckinnon Corp. CMCO 199333105 26-Jul-10 528 Management 3 Hawkins, Inc. HWKN 420261109 28-Jul-10 1100 Management 1.1 Hawkins, Inc. HWKN 420261109 28-Jul-10 1100 Management 1.2 Hawkins, Inc. HWKN 420261109 28-Jul-10 1100 Management 1.3 Hawkins, Inc. HWKN 420261109 28-Jul-10 1100 Management 1.4 Hawkins, Inc. HWKN 420261109 28-Jul-10 1100 Management 1.5 Hawkins, Inc. HWKN 420261109 28-Jul-10 1100 Management 1.6 Hawkins, Inc. HWKN 420261109 28-Jul-10 1100 Management 1.7 Hawkins, Inc. HWKN 420261109 28-Jul-10 1100 Management 2 Hawkins, Inc. HWKN 420261109 28-Jul-10 1100 Management 3 Sun Communities, Inc. SUI 866674104 28-Jul-10 4122 Management 1 Sun Communities, Inc. SUI 866674104 28-Jul-10 4122 Management 2 Sun Communities, Inc. SUI 866674104 28-Jul-10 4122 Management 3 Sun Communities, Inc. SUI 866674104 28-Jul-10 4122 Management 4 Graham Corp. GHM 384556106 29-Jul-10 200 Management 1.1 Graham Corp. GHM 384556106 29-Jul-10 200 Management 1.2 Graham Corp. GHM 384556106 29-Jul-10 200 Management 2 Graham Corp. GHM 384556106 29-Jul-10 200 Management 3 Acxiom Corporation ACXM 005125109 02-Aug-10 10197 Management 1 Acxiom Corporation ACXM 005125109 02-Aug-10 10197 Management 2 Acxiom Corporation ACXM 005125109 02-Aug-10 10197 Management 3 Acxiom Corporation ACXM 005125109 02-Aug-10 10197 Management 4 Acxiom Corporation ACXM 005125109 02-Aug-10 10197 Management 5 Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 1a Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 1b Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 1c Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 1d Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 2 Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 3 Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 4 Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 5a Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 5b Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 5c Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 6a Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 6b Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 6c Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 7a Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 7b Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 7c Alterra Capital Holdings Ltd ALTE G0229R108 03-Aug-10 6215 Management 8 Apollo Investment Corporation AINV 03761U106 03-Aug-10 13515 Management 1.1 Apollo Investment Corporation AINV 03761U106 03-Aug-10 13515 Management 1.2 Apollo Investment Corporation AINV 03761U106 03-Aug-10 13515 Management 2 Apollo Investment Corporation AINV 03761U106 03-Aug-10 13515 Management 3 Prestige Brands Holdings, Inc. PBH 74112D101 03-Aug-10 23602 Management 1.1 Prestige Brands Holdings, Inc. PBH 74112D101 03-Aug-10 23602 Management 1.2 Prestige Brands Holdings, Inc. PBH 74112D101 03-Aug-10 23602 Management 1.3 Prestige Brands Holdings, Inc. PBH 74112D101 03-Aug-10 23602 Management 1.4 Prestige Brands Holdings, Inc. PBH 74112D101 03-Aug-10 23602 Management 1.5 Prestige Brands Holdings, Inc. PBH 74112D101 03-Aug-10 23602 Management 2 Universal Corporation UVV 913456109 03-Aug-10 4663 Management 1.1 Universal Corporation UVV 913456109 03-Aug-10 4663 Management 1.2 Universal Corporation UVV 913456109 03-Aug-10 4663 Management 1.3 Universal Corporation UVV 913456109 03-Aug-10 4663 Management 1.4 RF Micro Devices, Inc. RFMD 749941100 04-Aug-10 28701 Management 1.1 RF Micro Devices, Inc. RFMD 749941100 04-Aug-10 28701 Management 1.2 RF Micro Devices, Inc. RFMD 749941100 04-Aug-10 28701 Management 1.3 RF Micro Devices, Inc. RFMD 749941100 04-Aug-10 28701 Management 1.4 RF Micro Devices, Inc. RFMD 749941100 04-Aug-10 28701 Management 1.5 RF Micro Devices, Inc. RFMD 749941100 04-Aug-10 28701 Management 1.6 RF Micro Devices, Inc. RFMD 749941100 04-Aug-10 28701 Management 1.7 RF Micro Devices, Inc. RFMD 749941100 04-Aug-10 28701 Management 1.8 RF Micro Devices, Inc. RFMD 749941100 04-Aug-10 28701 Management 2 RF Micro Devices, Inc. RFMD 749941100 04-Aug-10 28701 Management 3 RF Micro Devices, Inc. RFMD 749941100 04-Aug-10 28701 Management 4 World Acceptance Corporation WRLD 981419104 04-Aug-10 352 Management 1.1 World Acceptance Corporation WRLD 981419104 04-Aug-10 352 Management 1.2 World Acceptance Corporation WRLD 981419104 04-Aug-10 352 Management 1.3 World Acceptance Corporation WRLD 981419104 04-Aug-10 352 Management 1.4 World Acceptance Corporation WRLD 981419104 04-Aug-10 352 Management 1.5 World Acceptance Corporation WRLD 981419104 04-Aug-10 352 Management 1.6 World Acceptance Corporation WRLD 981419104 04-Aug-10 352 Management 1.7 World Acceptance Corporation WRLD 981419104 04-Aug-10 352 Management 2 Quiksilver, Inc. ZQK 74838C106 06-Aug-10 1800 Management 1 Quiksilver, Inc. ZQK 74838C106 06-Aug-10 1800 Management 2 Southwest Water Company SWWC 845331107 06-Aug-10 1100 Management 1 Southwest Water Company SWWC 845331107 06-Aug-10 1100 Management 2.1 Southwest Water Company SWWC 845331107 06-Aug-10 1100 Management 2.2 Southwest Water Company SWWC 845331107 06-Aug-10 1100 Management 2.3 Southwest Water Company SWWC 845331107 06-Aug-10 1100 Management 2.4 Southwest Water Company SWWC 845331107 06-Aug-10 1100 Management 2.5 Southwest Water Company SWWC 845331107 06-Aug-10 1100 Management 2.6 Southwest Water Company SWWC 845331107 06-Aug-10 1100 Management 3 Southwest Water Company SWWC 845331107 06-Aug-10 1100 Management 4 Black Box Corporation BBOX 091826107 10-Aug-10 637 Management 1.1 Black Box Corporation BBOX 091826107 10-Aug-10 637 Management 1.2 Black Box Corporation BBOX 091826107 10-Aug-10 637 Management 1.3 Black Box Corporation BBOX 091826107 10-Aug-10 637 Management 1.4 Black Box Corporation BBOX 091826107 10-Aug-10 637 Management 1.5 Black Box Corporation BBOX 091826107 10-Aug-10 637 Management 1.6 Black Box Corporation BBOX 091826107 10-Aug-10 637 Management 1.7 Black Box Corporation BBOX 091826107 10-Aug-10 637 Management 2 Consolidated Graphics, Inc. CGX 209341106 12-Aug-10 3125 Management 1.1 Consolidated Graphics, Inc. CGX 209341106 12-Aug-10 3125 Management 1.2 Consolidated Graphics, Inc. CGX 209341106 12-Aug-10 3125 Management 2 The GEO Group, Inc. GEO 36159R103 12-Aug-10 8800 Management 1 The GEO Group, Inc. GEO 36159R103 12-Aug-10 8800 Management 2 The GEO Group, Inc. GEO 36159R103 12-Aug-10 8800 Management 3 La-Z-Boy Incorporated LZB 505336107 18-Aug-10 15612 Management 1.1 La-Z-Boy Incorporated LZB 505336107 18-Aug-10 15612 Management 1.2 La-Z-Boy Incorporated LZB 505336107 18-Aug-10 15612 Management 1.3 La-Z-Boy Incorporated LZB 505336107 18-Aug-10 15612 Management 1.4 La-Z-Boy Incorporated LZB 505336107 18-Aug-10 15612 Management 2 La-Z-Boy Incorporated LZB 505336107 18-Aug-10 15612 Management 3 La-Z-Boy Incorporated LZB 505336107 18-Aug-10 15612 Share Holder 4 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Management 1.1 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Management 1.2 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Management 1.3 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Management 1.4 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Management 1.5 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Management 1.6 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Management 1.7 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Management 1.8 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Management 2 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Share Holder 1.1 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Share Holder 1.2 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Share Holder 1.3 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Share Holder 1.4 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Share Holder 1.5 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Share Holder 1.6 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Share Holder 1.7 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Share Holder 1.8 Presidential Life Corporation PLFE 740884101 18-Aug-10 4800 Management 2 First BanCorp FBP 318672102 24-Aug-10 71200 Management 1 First BanCorp FBP 318672102 24-Aug-10 71200 Management 2 First BanCorp FBP 318672102 24-Aug-10 71200 Management 3 First BanCorp FBP 318672102 24-Aug-10 71200 Management 4 First BanCorp FBP 318672102 24-Aug-10 71200 Management 5 First BanCorp FBP 318672102 24-Aug-10 71200 Management 6 First BanCorp FBP 318672102 24-Aug-10 71200 Management 7 AMERCO UHAL 023586100 26-Aug-10 2700 Management 1.1 AMERCO UHAL 023586100 26-Aug-10 2700 Management 1.2 AMERCO UHAL 023586100 26-Aug-10 2700 Management 2 AMERCO UHAL 023586100 26-Aug-10 2700 Share Holder 3 Helen Of Troy Limited HELE G4388N106 31-Aug-10 400 Management 1.1 Helen Of Troy Limited HELE G4388N106 31-Aug-10 400 Management 1.2 Helen Of Troy Limited HELE G4388N106 31-Aug-10 400 Management 1.3 Helen Of Troy Limited HELE G4388N106 31-Aug-10 400 Management 1.4 Helen Of Troy Limited HELE G4388N106 31-Aug-10 400 Management 1.5 Helen Of Troy Limited HELE G4388N106 31-Aug-10 400 Management 1.6 Helen Of Troy Limited HELE G4388N106 31-Aug-10 400 Management 1.7 Helen Of Troy Limited HELE G4388N106 31-Aug-10 400 Management 1.8 Helen Of Troy Limited HELE G4388N106 31-Aug-10 400 Management 2 Bob Evans Farms, Inc. BOBE 096761101 13-Sep-10 4689 Management 1 Bob Evans Farms, Inc. BOBE 096761101 13-Sep-10 4689 Management 2 Bob Evans Farms, Inc. BOBE 096761101 13-Sep-10 4689 Management 3 Bob Evans Farms, Inc. BOBE 096761101 13-Sep-10 4689 Management 4 Bob Evans Farms, Inc. BOBE 096761101 13-Sep-10 4689 Management 5 Bob Evans Farms, Inc. BOBE 096761101 13-Sep-10 4689 Management 6 Bob Evans Farms, Inc. BOBE 096761101 13-Sep-10 4689 Management 7 Bob Evans Farms, Inc. BOBE 096761101 13-Sep-10 4689 Management 8 American Capital, Ltd. ACAS 02503Y103 15-Sep-10 34200 Management 1 American Capital, Ltd. ACAS 02503Y103 15-Sep-10 34200 Management 2 American Capital, Ltd. ACAS 02503Y103 15-Sep-10 34200 Management 3 American Capital, Ltd. ACAS 02503Y103 15-Sep-10 34200 Management 4 American Capital, Ltd. ACAS 02503Y103 15-Sep-10 34200 Management 5 American Capital, Ltd. ACAS 02503Y103 15-Sep-10 34200 Management 6 American Capital, Ltd. ACAS 02503Y103 15-Sep-10 34200 Management 7 American Capital, Ltd. ACAS 02503Y103 15-Sep-10 34200 Management 8 American Capital, Ltd. ACAS 02503Y103 15-Sep-10 34200 Management 9 American Capital, Ltd. ACAS 02503Y103 15-Sep-10 34200 Management 10 American Capital, Ltd. ACAS 02503Y103 15-Sep-10 34200 Management 11 Investors Real Estate Trust IRET 461730103 21-Sep-10 1500 Management 1.1 Investors Real Estate Trust IRET 461730103 21-Sep-10 1500 Management 1.2 Investors Real Estate Trust IRET 461730103 21-Sep-10 1500 Management 1.3 Investors Real Estate Trust IRET 461730103 21-Sep-10 1500 Management 1.4 Investors Real Estate Trust IRET 461730103 21-Sep-10 1500 Management 1.5 Investors Real Estate Trust IRET 461730103 21-Sep-10 1500 Management 1.6 Investors Real Estate Trust IRET 461730103 21-Sep-10 1500 Management 1.7 Investors Real Estate Trust IRET 461730103 21-Sep-10 1500 Management 1.8 Investors Real Estate Trust IRET 461730103 21-Sep-10 1500 Management 1.9 Investors Real Estate Trust IRET 461730103 21-Sep-10 1500 Management 1.10 Investors Real Estate Trust IRET 461730103 21-Sep-10 1500 Management 2 Scholastic Corporation SCHL 807066105 22-Sep-10 1600 Management 1.1 Scholastic Corporation SCHL 807066105 22-Sep-10 1600 Management 1.2 Scholastic Corporation SCHL 807066105 22-Sep-10 1600 Management 1.3 Integrated Device Technology, Inc. IDTI 458118106 23-Sep-10 19500 Management 1.1 Integrated Device Technology, Inc. IDTI 458118106 23-Sep-10 19500 Management 1.2 Integrated Device Technology, Inc. IDTI 458118106 23-Sep-10 19500 Management 1.3 Integrated Device Technology, Inc. IDTI 458118106 23-Sep-10 19500 Management 1.4 Integrated Device Technology, Inc. IDTI 458118106 23-Sep-10 19500 Management 1.5 Integrated Device Technology, Inc. IDTI 458118106 23-Sep-10 19500 Management 1.6 Integrated Device Technology, Inc. IDTI 458118106 23-Sep-10 19500 Management 1.7 Integrated Device Technology, Inc. IDTI 458118106 23-Sep-10 19500 Management 2 Integrated Device Technology, Inc. IDTI 458118106 23-Sep-10 19500 Management 3 Northfield Bancorp, Inc. NFBK 66611L105 27-Sep-10 1400 Management 1 Northfield Bancorp, Inc. NFBK 66611L105 27-Sep-10 1400 Management 2 Northfield Bancorp, Inc. NFBK 66611L105 27-Sep-10 1400 Management 3 Northfield Bancorp, Inc. NFBK 66611L105 27-Sep-10 1400 Management 4 Northfield Bancorp, Inc. NFBK 66611L105 27-Sep-10 1400 Management 5 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 1 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 2 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 3 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 4 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 5 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 6 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 7 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 8 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 9 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 10 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 11 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 12 Methode Electronics, Inc. MEI 591520200 14-Oct-10 6672 Management 13 Management Vote Company Name Proposal Recommendation Instruction Global Crossing Limited Elect Director Charles Macaluso For For Global Crossing Limited Elect Director Michael Rescoe For For Global Crossing Limited Amend Omnibus Stock Plan For For Global Crossing Limited Approve Executive Incentive Bonus Plan For For Global Crossing Limited Approve Ernst & Young as Auditors and Authorize For For Board to Fix Their Remuneration Auditors EnerSys Elect Director John D. Craig For For EnerSys Elect Director Howard I. Hoffen For For EnerSys Elect Director Joseph C. Muscari For For EnerSys Approve Omnibus Stock Plan For For EnerSys Ratify Auditors For For Modine Manufacturing Company Elect Director Thomas A. Burke For For Modine Manufacturing Company Elect Director Charles P. Cooley For For Modine Manufacturing Company Elect Director Gary L. Neale For For Modine Manufacturing Company Ratify Auditors For For Inter Parfums, Inc. Elect Director Jean Madar For For Inter Parfums, Inc. Elect Director Philippe Benacin For For Inter Parfums, Inc. Elect Director Russell Greenberg For For Inter Parfums, Inc. Elect Director Philippe Santi For For Inter Parfums, Inc. Elect Director Francois Heilbronn For For Inter Parfums, Inc. Elect Director Jean Levy For For Inter Parfums, Inc. Elect Director Robert Bensoussan-Torres For For Inter Parfums, Inc. Elect Director Serge Rosinoer For For Inter Parfums, Inc. Elect Director Patrick Choel For For Columbus Mckinnon Corp. Elect Director Timothy T. Tevens For For Columbus Mckinnon Corp. Elect Director Richard H. Fleming For For Columbus Mckinnon Corp. Elect Director Ernest R. Verebelyi For For Columbus Mckinnon Corp. Elect Director Wallace W. Creek For For Columbus Mckinnon Corp. Elect Director Stephen Rabinowitz For For Columbus Mckinnon Corp. Elect Director Linda A. Goodspeed For For Columbus Mckinnon Corp. Elect Director Nicholas T. Pinchuk For For Columbus Mckinnon Corp. Elect Director Liam G. McCarthy For For Columbus Mckinnon Corp. Elect Director Christian B. Ragot For For Columbus Mckinnon Corp. Ratify Auditors For For Columbus Mckinnon Corp. Approve Omnibus Stock Plan For For Hawkins, Inc. Elect Director John S. McKeon For Withhold Hawkins, Inc. Elect Director John R. Hawkins For For Hawkins, Inc. Elect Director James A. Faulconbridge For For Hawkins, Inc. Elect Director Duane M. Jergenson For For Hawkins, Inc. Elect Director Daryl I. Skaar For For Hawkins, Inc. Elect Director James T. Thompson For For Hawkins, Inc. Elect Director Jeffrey L. Wright For Withhold Hawkins, Inc. Approve Omnibus Stock Plan For For Hawkins, Inc. Amend Articles of Incorporation For For Sun Communities, Inc. Elect Director Clunet R. Lewis For For Sun Communities, Inc. Elect Director Arthur A. Weiss For For Sun Communities, Inc. Elect Director Stephanie W. Bergeron For For Sun Communities, Inc. Ratify Auditors For For Graham Corp. Elect Director Jerald D. Bidlack For For Graham Corp. Elect Director James J. Malvaso For For Graham Corp. Approve Qualified Employee Stock Purchase Plan For For Graham Corp. Ratify Auditors For For Acxiom Corporation Elect Director Jerry D. Gramaglia For For Acxiom Corporation Elect Director Clark M. Kokich For For Acxiom Corporation Elect Director Kevin M. Twomey For For Acxiom Corporation Approve Executive Incentive Bonus Plan For For Acxiom Corporation Ratify Auditors For For Alterra Capital Holdings Ltd Elect Gordon F. Cheesbrough as Director For For Alterra Capital Holdings Ltd Elect K. Bruce Connell as Director For For Alterra Capital Holdings Ltd Elect W. Thomas Forrester as Director For For Alterra Capital Holdings Ltd Elect Meryl D. Hartzband For For Alterra Capital Holdings Ltd Ratify KPMG, Hamilton, Bermuda as Auditors For For Alterra Capital Holdings Ltd Elect W. Marston Becker as Director of Alterra For For Insurance Limited Alterra Capital Holdings Ltd Ratify the Appointment of KPMG, Hamilton, Bermuda For For as Auditors of Alterra Insurance Limited Alterra Capital Holdings Ltd Elect W. Marston Becker as Director of New For For Point III Limited Alterra Capital Holdings Ltd Elect John R. Berger as Director of New Point III Limited For For Alterra Capital Holdings Ltd Elect Andrew Cook as Director of New Point III Limited For For Alterra Capital Holdings Ltd Elect W. Marston Becker as Director of New Point Re III Limited For For Alterra Capital Holdings Ltd Elect John R. Berger as Director of New Point Re III Limited For For Alterra Capital Holdings Ltd Elect Andrew Cook as Director of New Point Re III Limited For For Alterra Capital Holdings Ltd Elect W. Marston Becker as Director of Alterra Agency Limited For For Alterra Capital Holdings Ltd Elect John R. Berger as Director of Alterra Agency Limited For For Alterra Capital Holdings Ltd Elect Andrew Cook as Director of Alterra Agency Limited For For Alterra Capital Holdings Ltd Change Company Name of Alterra Insurance Limited to For For Alterra Bermuda Limited Apollo Investment Corporation Elect Director Elliot Stein, Jr For For Apollo Investment Corporation Elect Director Bradley J. Wechsler For For Apollo Investment Corporation Ratify Auditors For For Apollo Investment Corporation Approve Sale of Common Shares Below Net Asset Value For For Prestige Brands Holdings, Inc. Elect Director Matthew M. Mannelly For For Prestige Brands Holdings, Inc. Elect Director John E. Byom For For Prestige Brands Holdings, Inc. Elect Director Gary E. Costley For For Prestige Brands Holdings, Inc. Elect Director Charles J. Hinkaty For For Prestige Brands Holdings, Inc. Elect Director Patrick Lonergan For For Prestige Brands Holdings, Inc. Ratify Auditors For For Universal Corporation Elect Director Chester A. Crocker For For Universal Corporation Elect Director Charles H. Foster, Jr. For For Universal Corporation Elect Director Thomas H. Johnson For For Universal Corporation Elect Director Jeremiah J. Sheehan For For RF Micro Devices, Inc. Elect Director Walter H. Wilkinson, Jr For For RF Micro Devices, Inc. Elect Director Robert A. Bruggeworth For For RF Micro Devices, Inc. Elect Director Daniel A. DiLeo For For RF Micro Devices, Inc. Elect Director Jeffery R. Gardner For For RF Micro Devices, Inc. Elect Director John R. Harding For For RF Micro Devices, Inc. Elect Director Masood A. Jabbar For For RF Micro Devices, Inc. Elect Director Casimir S. Skrzypczak For For RF Micro Devices, Inc. Elect Director Erik H. Van Der Kaay For For RF Micro Devices, Inc. Amend Qualified Employee Stock Purchase Plan For For RF Micro Devices, Inc. Amend Omnibus Stock Plan For For RF Micro Devices, Inc. Ratify Auditors For For World Acceptance Corporation Elect Director A. Alexander McLean, III For For World Acceptance Corporation Elect Director James R. Gilreath For For World Acceptance Corporation Elect Director William S. Hummers, III For For World Acceptance Corporation Elect Director Charles D. Way For For World Acceptance Corporation Elect Director Ken R. Bramlett, Jr. For For World Acceptance Corporation Elect Director Mark C. Roland For For World Acceptance Corporation Elect Director Darrell E. Whitaker For For World Acceptance Corporation Ratify Auditors For For Quiksilver, Inc. Approve Issuance of Warrants/Convertible Debentures For For Quiksilver, Inc. Other Business For Against Southwest Water Company Approve Merger Agreement For For Southwest Water Company Elect Director Kimberly Alexy For For Southwest Water Company Elect Director Bruce C. Edwards For For Southwest Water Company Elect Director Linda Griego For For Southwest Water Company Elect Director Thomas Iino For For Southwest Water Company Elect Director William D. Jones For For Southwest Water Company Elect Director Mark A. Swatek For For Southwest Water Company Ratify Auditors For For Southwest Water Company Adjourn Meeting For Against Black Box Corporation Elect Director William F. Andrews For Withhold Black Box Corporation Elect Director R. Terry Blakemore For For Black Box Corporation Elect Director Richard L. Crouch For For Black Box Corporation Elect Director Thomas W. Golonski For For Black Box Corporation Elect Director Thomas G. Greig For Withhold Black Box Corporation Elect Director William H. Hernandez For For Black Box Corporation Elect Director Edward A. Nicholson For For Black Box Corporation Ratify Auditors For For Consolidated Graphics, Inc. Elect Director Gary L. Forbes For For Consolidated Graphics, Inc. Elect Director James H. Limmer For For Consolidated Graphics, Inc. Ratify Auditors For For The GEO Group, Inc. Issue Shares in Connection with Acquisition For For The GEO Group, Inc. Amend Omnibus Stock Plan For For The GEO Group, Inc. Adjourn Meeting For Against La-Z-Boy Incorporated Elect Director David K. Hehl For For La-Z-Boy Incorporated Elect Director Richard M. Gabrys For For La-Z-Boy Incorporated Elect Director Janet L. Gurwitch For For La-Z-Boy Incorporated Elect Director Edwin J. Holman For For La-Z-Boy Incorporated Ratify Auditors For For La-Z-Boy Incorporated Approve Omnibus Stock Plan For For La-Z-Boy Incorporated Declassify the Board of Directors Against Against Presidential Life Corporation Elect Director Donald Barnes For For Presidential Life Corporation Elect Director William A. DeMilt For For Presidential Life Corporation Elect Director W. Thomas Knight For For Presidential Life Corporation Elect Director John D. McMahon For For Presidential Life Corporation Elect Director Lawrence Read For For Presidential Life Corporation Elect Director Lawrence Rivkin For For Presidential Life Corporation Elect Director Stanley Rubin For For Presidential Life Corporation Elect Director William M. Trust Jr. For For Presidential Life Corporation Ratify Auditors For For Presidential Life Corporation Elect Director Herbert Kurz For Do Not Vote Presidential Life Corporation Elect Director Donna L. Brazile For Do Not Vote Presidential Life Corporation Elect Director William J. Flynn For Do Not Vote Presidential Life Corporation Elect Director John F.X. Mannion For Do Not Vote Presidential Life Corporation Elect Director Donald Shaffer For Do Not Vote Presidential Life Corporation Elect Director Douglas B. Sosnik For Do Not Vote Presidential Life Corporation Elect Director Daniel M. Theriault For Do Not Vote Presidential Life Corporation Elect Director Cliff L. Wood For Do Not Vote Presidential Life Corporation Ratify Auditors For Do Not Vote First BanCorp Approve Conversion of Securities For For First BanCorp Approve Conversion of Securities For For First BanCorp Adjust Par Value of Common Stock For For First BanCorp Approve Issuance of Shares for a Private Placement For For First BanCorp Approve Issuance of Shares for a Private Placement For For First BanCorp Increase Authorized Common Stock For Against First BanCorp Approve Reverse Stock Split For For AMERCO Elect Director Michael L. Gallagher For For AMERCO Elect Director Charles J. Bayer For For AMERCO Ratify Auditors For For AMERCO Allow Shareholder Proposals Requesting Ratification For Against of Decisions and Actions Taken by the Board Helen Of Troy Limited Fix Number of Directors at Eight and Elect Gary B. For For Abromovitz as Director Helen Of Troy Limited Elect John B. Butterworth as Director For For Helen Of Troy Limited Elect Timothy F. Meeker as Director For For Helen Of Troy Limited Elect Gerald J. Rubin as Director For For Helen Of Troy Limited Elect Stanlee N. Rubin as Director For For Helen Of Troy Limited Elect William F. Susetka as Director For For Helen Of Troy Limited Elect Adolpho R. Telles as Director For For Helen Of Troy Limited Elect Darren G. Woody as Director For For Helen Of Troy Limited Approve Grant Thornton LLP as Auditors and Authorize For For Board to Fix Their Remuneration Bob Evans Farms, Inc. Elect Director Michael J. Gasser For For Bob Evans Farms, Inc. Elect Director E. Gordon Gee For For Bob Evans Farms, Inc. Elect Director E.W. (Bill) Ingram For For Bob Evans Farms, Inc. Elect Director Bryan G. Stockton For For Bob Evans Farms, Inc. Declassify the Board of Directors For For Bob Evans Farms, Inc. Reduce Supermajority Vote Requirement For For Bob Evans Farms, Inc. Ratify Auditors For For Bob Evans Farms, Inc. Approve Omnibus Stock Plan For Against American Capital, Ltd. Elect Director Mary C. Baskin For For American Capital, Ltd. Elect Director Neil M. Hahl For For American Capital, Ltd. Elect Director Philip R. Harper For For American Capital, Ltd. Elect Director John A. Koskinen For For American Capital, Ltd. Elect Director Stan Lundine For For American Capital, Ltd. Elect Director Kenneth D. Peterson For For American Capital, Ltd. Elect Director Alvin N. Puryear For For American Capital, Ltd. Elect Director Malon Wilkus For For American Capital, Ltd. Approve Non-Employee Director Stock Option Plan For Against American Capital, Ltd. Approve Conversion of Securities For Against American Capital, Ltd. Ratify Auditors For For Investors Real Estate Trust Elect Director Patrick G. Jones For For Investors Real Estate Trust Elect Director Timothy P. Mihalick For For Investors Real Estate Trust Elect Director Jeffrey L. Miller For For Investors Real Estate Trust Elect Director C.W. "Chip" Morgan For For Investors Real Estate Trust Elect Director John T. Reed For For Investors Real Estate Trust Elect Director Edward T. Schafer For For Investors Real Estate Trust Elect Director W. David Scott For For Investors Real Estate Trust Elect Director Stephen L. Stenehjem For Withhold Investors Real Estate Trust Elect Director John D. Stewart For For Investors Real Estate Trust Elect Director Thomas A. Wentz, Jr. For For Investors Real Estate Trust Ratify Auditors For For Scholastic Corporation Elect Director James W. Barge For For Scholastic Corporation Elect Director Marianne Caponnetto For For Scholastic Corporation Elect Director John G. McDonald For For Integrated Device Technology, Inc. Elect Director John Schofield For For Integrated Device Technology, Inc. Elect Director Lew Eggebrecht For For Integrated Device Technology, Inc. Elect Director Umesh Padval For For Integrated Device Technology, Inc. Elect Director Gordon Parnell For For Integrated Device Technology, Inc. Elect Director Donald Schrock For For Integrated Device Technology, Inc. Elect Director Ron Smith For For Integrated Device Technology, Inc. Elect Director Theodore L. Tewksbury III For For Integrated Device Technology, Inc. Amend Omnibus Stock Plan For Against Integrated Device Technology, Inc. Ratify Auditors For For Northfield Bancorp, Inc. Approve Formation of Holding Company For For Northfield Bancorp, Inc. Adjourn Meeting For Against Northfield Bancorp, Inc. AdoptSupermajority Vote Requirement for Amendments For Against to Certificate of Incorporation Northfield Bancorp, Inc. Adopt or Increase Supermajority Vote Requirement For Against for Amendments to Bylaws Northfield Bancorp, Inc. Limit Voting Rights of Shares Beneficially Owned For Against in Excess of 10% of Company's Stock Methode Electronics, Inc. Elect Director Walter J. Aspatore For Against Methode Electronics, Inc. Elect Director Warren L. Batts For For Methode Electronics, Inc. Elect Director J. Edward Colgate For For Methode Electronics, Inc. Elect Director Darren M. Dawson For For Methode Electronics, Inc. Elect Director Donald W. Duda For For Methode Electronics, Inc. Elect Director Stephen F. Gates For For Methode Electronics, Inc. Elect Director Isabelle C. Goossen For For Methode Electronics, Inc. Elect Director Christopher J. Hornung For For Methode Electronics, Inc. Elect Director Paul G. Shelton For For Methode Electronics, Inc. Elect Director Lawrence B. Skatoff For For Methode Electronics, Inc. Ratify Auditors For For Methode Electronics, Inc. Approve Executive Incentive Bonus Plan For For Methode Electronics, Inc. Approve Omnibus Stock Plan For For
The Hartford Short Duration Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Small Company Fund (This portion sub-advised by Wellington Management Company, LLC) Investment Company Report 07/01/10 - 06/30/11 99c Only Stores Ticker Security ID: Meeting Date Meeting Status NDN CUSIP 65440K106 09/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Eric Flamholtz Mgmt For For For 2 Elect Lawrence Glascott Mgmt For For For 3 Elect David Gold Mgmt For For For 4 Elect Jeff Gold Mgmt For For For 5 Elect Marvin Holen Mgmt For For For 6 Elect Eric Schiffer Mgmt For For For 7 Elect Peter Woo Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 2010 Equity Incentive Plan Mgmt For For For 10 Shareholder Proposal Regarding ShrHoldr Against Against For Requiring Key Committee Directors To Receive Less Than 20% Against Votes
A.O. Smith Corporation Ticker Security ID: Meeting Date Meeting Status AOS CUSIP 831865209 04/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gloster Current, Jr. Mgmt For For For 1.2 Elect Robert O'Toole Mgmt For For For 1.3 Elect Idelle Wolf Mgmt For For For 1.4 Elect Gene Wulf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
AAON, Inc. Ticker Security ID: Meeting Date Meeting Status AAON CUSIP 000360206 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Short Mgmt For For For 1.2 Elect Jerry Levine Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Abovenet, Inc. Ticker Security ID: Meeting Date Meeting Status ABVT CUSIP 00374N107 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey A. Brodsky Mgmt For For For 1.2 Elect Michael J. Embler Mgmt For For For 1.3 Elect William LaPerch Mgmt For For For 1.4 Elect Richard Postma Mgmt For For For 1.5 Elect Richard L. Shorten, Jr. Mgmt For For For 1.6 Elect Stuart Subotnick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Acuity Brands, Inc. Ticker Security ID: Meeting Date Meeting Status AYI CUSIP 00508Y102 01/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gordon Harnett Mgmt For For For 1.2 Elect Robert McCullough Mgmt For For For 1.3 Elect Neil Williams Mgmt For For For 1.4 Elect Norman Wesley Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AGCO Corporation Ticker Security ID: Meeting Date Meeting Status AGCO CUSIP 001084102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wolfgang Deml Mgmt For For For 2 Elect Luiz Fernando Furlan Mgmt For For For 3 Elect Gerald Johanneson Mgmt For For For 4 Elect Thomas LaSorda Mgmt For For For 5 Elect George Minnich Mgmt For For For 6 Elect Martin Richenhagen Mgmt For For For 7 Elect Daniel Ustian Mgmt For For For 8 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 11 Ratification of Auditor Mgmt For For For
Alkermes, Inc. Ticker Security ID: Meeting Date Meeting Status ALKS CUSIP 01642T108 10/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Anstice Mgmt For For For 1.2 Elect Floyd Bloom Mgmt For For For 1.3 Elect Robert Breyer Mgmt For For For 1.4 Elect Gerri Henwood Mgmt For For For 1.5 Elect Paul Mitchell Mgmt For For For 1.6 Elect Richard Pops Mgmt For For For 1.7 Elect Alexander Rich Mgmt For For For 1.8 Elect Mark Skaletsky Mgmt For For For 1.9 Elect Michael Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Allied World Assurance Company Holdings, Ltd Ticker Security ID: Meeting Date Meeting Status AWH CUSIP H01531104 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Patterson Mgmt For For For 2 Elect Samuel Weinhoff Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Accounts and Reports Mgmt For For For 6 "Approval of Loss Carry Forward for Mgmt For For For the Year Ended December 31,2010" 7 Approval of Dividend in the Form of Mgmt For For For a Par Value Reduction 8 Authority to Repurchase Shares Mgmt For For For 9 Appointment of Auditor and Mgmt For For For Statuatory Auditor 10 Appointment of Special Auditor Mgmt For For For 11 Indemnification of Directors/Officers Mgmt For For For
Allied World Assurance Company Holdings, Ltd Ticker Security ID: Meeting Date Meeting Status AWH CUSIP G0219G203 11/18/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Altra Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status AIMC CUSIP 02208R106 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edmund Carpenter Mgmt For For For 1.2 Elect Carl Christenson Mgmt For For For 1.3 Elect Lyle Ganske Mgmt For For For 1.4 Elect Michael Hurt Mgmt For For For 1.5 Elect Michael S. Lipscomb Mgmt For For For 1.6 Elect Larry McPherson Mgmt For For For 1.7 Elect James Woodward, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
American Medical Systems Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status AMMD CUSIP 02744M108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Emmitt Mgmt For For For 1.2 Elect Christopher Porter Mgmt For For For 1.3 Elect D. Verne Sharma Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Amerigon Incorporated Ticker Security ID: Meeting Date Meeting Status ARGN CUSIP 03070L300 06/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lon Bell Mgmt For For For 1.2 Elect Francois Castaing Mgmt For For For 1.3 Elect Daniel Coker Mgmt For For For 1.4 Elect John Devine Mgmt For For For 1.5 Elect Maurice Gunderson Mgmt For For For 1.6 Elect Oscar B. Marx III Mgmt For For For 1.7 Elect James J. Paulsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Issuance of Common Stock Mgmt For For For 6 Increase of Authorized Common Stock Mgmt For For For 7 2011 Equity Incentive Plan Mgmt For For For
AMERISAFE, Inc. Ticker Security ID: Meeting Date Meeting Status AMSF CUSIP 03071H100 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Allen Bradley, Jr. Mgmt For For For 1.2 Elect Austin Young III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Amsurg Corp. Ticker Security ID: Meeting Date Meeting Status AMSG CUSIP 03232P405 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Herr Mgmt For For For 1.2 Elect Christopher Holden Mgmt For For For 1.3 Elect Kevin Lavender Mgmt For For For 1.4 Elect Ken McDonald Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors 5 Ratification of Auditor Mgmt For For For
Ancestry.com Inc. Ticker Security ID: Meeting Date Meeting Status ACOM CUSIP 032803108 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Goldberg Mgmt For For For 1.2 Elect Victor Parker Mgmt For For For 1.3 Elect Michael Schroepfer Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
AngioDynamics, Inc. Ticker Security ID: Meeting Date Meeting Status ANGO CUSIP 03475V101 10/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Gold Mgmt For For For 1.2 Elect Kevin Gould Mgmt For For For 1.3 Elect Dennis Meteny Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan
Anworth Mortgage Asset Corporation Ticker Security ID: Meeting Date Meeting Status ANH CUSIP 037347101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd McAdams Mgmt For For For 2 Elect Lee Ault, III Mgmt For For For 3 Elect Charles Black Mgmt For For For 4 Elect Joe Davis Mgmt For For For 5 Elect Robert Davis Mgmt For For For 6 Elect Joseph McAdams Mgmt For For For 7 Externalization of Management Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Ratification of Auditor Mgmt For For For
APAC Customer Services, Inc. Ticker Security ID: Meeting Date Meeting Status APAC CUSIP 00185E106 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Katherine Andreasen Mgmt For For For 1.2 Elect Kevin Keleghan Mgmt For For For 1.3 Elect John Park Mgmt For For For 1.4 Elect Theodore Schwartz Mgmt For For For 1.5 Elect Samuel Skinner Mgmt For For For 1.6 Elect John Workman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Applied Industrial Technologies Inc. Ticker Security ID: Meeting Date Meeting Status AIT CUSIP 03820C105 10/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bares Mgmt For For For 1.2 Elect L. Thomas Hiltz Mgmt For For For 1.3 Elect Edith Kelly-Green Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Approach Resources Inc. Ticker Security ID: Meeting Date Meeting Status AREX CUSIP 03834A103 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Bell Mgmt For For For 1.2 Elect Sheldon Lubar Mgmt For For For 1.3 Elect Christopher Whyte Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
AptarGroup, Inc. Ticker Security ID: Meeting Date Meeting Status ATR CUSIP 038336103 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Fotiades Mgmt For For For 1.2 Elect King Harris Mgmt For For For 1.3 Elect Peter Pfeiffer Mgmt For For For 1.4 Elect Joanne Smith Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Stock Awards Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
ArcSight, Inc. Ticker Security ID: Meeting Date Meeting Status ARST CUSIP 039666102 09/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect E. Stanton McKee, Jr. Mgmt For For For 1.2 Elect Thomas Reilly Mgmt For For For 1.3 Elect Roger Siboni Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Arena Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ARNA CUSIP 040047102 06/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Lief Mgmt For For For 1.2 Elect Dominic Behan Mgmt For For For 1.3 Elect Donald Belcher Mgmt For For For 1.4 Elect Scott Bice Mgmt For For For 1.5 Elect Harry Hixson, Jr. Mgmt For For For 1.6 Elect Tina Nova Mgmt For For For 1.7 Elect Phillip Schneider Mgmt For For For 1.8 Elect Christine White Mgmt For For For 1.9 Elect Randall Woods Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Ariba, Inc. Ticker Security ID: Meeting Date Meeting Status ARBA CUSIP 04033V203 01/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Calderoni Mgmt For For For 1.2 Elect Robert Knowling, Jr. Mgmt For For For 2 Amendment to the 1999 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Arris Group, Inc. Ticker Security ID: Meeting Date Meeting Status ARRS CUSIP 04269Q100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alex Best Mgmt For For For 1.2 Elect Harry Bosco Mgmt For For For 1.3 Elect James Chiddix Mgmt For For For 1.4 Elect John Craig Mgmt For For For 1.5 Elect Matthew Kearney Mgmt For For For 1.6 Elect William Lambert Mgmt For For For 1.7 Elect John Petty Mgmt For For For 1.8 Elect Robert Stanzione Mgmt For For For 1.9 Elect Debora Wilson Mgmt For For For 1.10 Elect David Woodle Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Aruba Networks, Inc. Ticker Security ID: Meeting Date Meeting Status ARUN CUSIP 043176106 12/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dominic Orr Mgmt For For For 1.2 Elect Keerti Melkote Mgmt For For For 1.3 Elect Bernard Guidon Mgmt For For For 1.4 Elect Emmanuel Hernandez Mgmt For For For 1.5 Elect Michael Kourey Mgmt For For For 1.6 Elect Douglas Leone Mgmt For For For 1.7 Elect Willem Roelandts Mgmt For For For 1.8 Elect Daniel Warmenhoven Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ArvinMeritor, Inc. Ticker Security ID: Meeting Date Meeting Status ARM CUSIP 043353101 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Anderson, Jr. Mgmt For For For 1.2 Elect Rhonda Brooks Mgmt For For For 1.3 Elect Steven Rothmeier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2010 Long-Term Mgmt For For For Incentive Plan 4 Company Name Change Mgmt For For For
AsiaInfo-Linkage, Inc. Ticker Security ID: Meeting Date Meeting Status ASIA CUSIP 04518A104 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Tian Mgmt For For For 1.2 Elect Davin Mackenzie Mgmt For For For 1.3 Elect Xiwei Huang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
AsiaInfo-Linkage, Inc. Ticker Security ID: Meeting Date Meeting Status ASIA CUSIP 04518A104 09/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steve Zhang Mgmt For For For 1.2 Elect Thomas J. Manning Mgmt For For For 1.3 Elect Sean Shao Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Aurcana Corporation Ticker Security ID: Meeting Date Meeting Status AUN CUSIP 051918209 06/29/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Board Size Mgmt For For For 3.1 Elect Lenic Rodriguez Mgmt For For For 3.2 Elect Robert Tweedy Mgmt For For For 3.3 Elect Adrian Aguirre Mgmt For For For 3.4 Elect Paul Matysek Mgmt For For For 3.5 Elect Ken Collison Mgmt For For For 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees 5 Stock Option Plan Renewal Mgmt For For For
Autometal SA Ticker Security ID: Meeting Date Meeting Status AUTM3 CINS P0594E104 04/06/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Ratification of Dividends Mgmt For For For
Autometal SA Ticker Security ID: Meeting Date Meeting Status AUTM3 CINS P0594E104 04/06/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Remuneration Policy Mgmt For Against Against 4 Publication of Company Notices Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
Bally Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status BYI CUSIP 05874B107 12/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jacques Andre Mgmt For For For 1.2 Elect Richard Haddrill Mgmt For For For 2 Amendments to the 2010 Long Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Berry Petroleum Company Ticker Security ID: Meeting Date Meeting Status BRY CUSIP 085789105 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Busch, III Mgmt For For For 1.2 Elect William Bush, Jr. Mgmt For For For 1.3 Elect Stephen Cropper Mgmt For For For 1.4 Elect J. Herbert Gaul, Jr. Mgmt For For For 1.5 Elect Stephen Hadden Mgmt For For For 1.6 Elect Robert Heinemann Mgmt For For For 1.7 Elect Thomas Jamieson Mgmt For For For 1.8 Elect J. Frank Keller Mgmt For For For 1.9 Elect Michael Reddin Mgmt For For For 1.10 Elect Martin Young, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
BGC Partners, Inc. Ticker Security ID: Meeting Date Meeting Status BGCP CUSIP 05541T101 12/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Lutnick Mgmt For For For 1.2 Elect John Dalton Mgmt For For For 1.3 Elect Stephen Curwood Mgmt For For For 1.4 Elect Barry Sloane Mgmt For For For 1.5 Elect Albert Weis Mgmt For For For
Big Lots, Inc. Ticker Security ID: Meeting Date Meeting Status BIG CUSIP 089302103 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For For For 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Boots & Coots, Inc. Ticker Security ID: Meeting Date Meeting Status WEL CUSIP 099469504 09/15/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Boston Private Financial Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status BPFH CUSIP 101119105 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Deborah Kuenstner Mgmt For For For 1.2 Elect William Shea Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Annual Executive Incentive Plan Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
BPZ Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BPZ CUSIP 055639108 06/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gordon Gray Mgmt For For For 1.2 Elect Stephen Beasley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Brocade Communications Systems, Inc. Ticker Security ID: Meeting Date Meeting Status BRCD CUSIP 111621306 04/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Gerdelman Mgmt For For For 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Bruker Corporation Ticker Security ID: Meeting Date Meeting Status BRKR CUSIP 116794108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Fesik Mgmt For For For 1.2 Elect Dirk Laukien Mgmt For For For 1.3 Elect Richard Stein Mgmt For For For 1.4 Elect Charles Wagner, Jr. Mgmt For For For 1.5 Elect Bernhard Wangler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Cabot Microelectronics Corporation Ticker Security ID: Meeting Date Meeting Status CCMP CUSIP 12709P103 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Birgeneau Mgmt For For For 1.2 Elect Steven Wilkinson Mgmt For For For 1.3 Elect Bailing Xia Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Cadence Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status CADX CUSIP 12738T100 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Blair Mgmt For For For 1.2 Elect Alan Frazier Mgmt For For For 1.3 Elect Christopher Twomey Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Capstead Mortgage Corporation Ticker Security ID: Meeting Date Meeting Status CMO CUSIP 14067E506 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Biegler Mgmt For For For 1.2 Elect Andrew Jacobs Mgmt For For For 1.3 Elect Gary Keiser Mgmt For For For 1.4 Elect Paul Low Mgmt For For For 1.5 Elect Christopher Mahowald Mgmt For For For 1.6 Elect Michael O'Neill Mgmt For For For 1.7 Elect Mark Whiting Mgmt For For For 2 Advisory Vote on the Company's Mgmt For For For Compensation Philosophy 3 Advisory Vote on the Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the Incentive Bonus Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Carlisle Companies Incorporated Ticker Security ID: Meeting Date Meeting Status CSL CUSIP 142339100 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Bohn Mgmt For For For 2 Elect Terry Growcock Mgmt For For For 3 Elect Gregg Ostrander Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Carter's, Inc. Ticker Security ID: Meeting Date Meeting Status CRI CUSIP 146229109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Amy Brinkley Mgmt For For For 1.2 Elect Michael Casey Mgmt For For For 1.3 Elect A. Bruce Cleverly Mgmt For For For 1.4 Elect Jevin Eagle Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the Equity Incentive Mgmt For For For Plan 5 Amendment to the Annual Incentive Mgmt For For For Compensation Plan 6 Ratification of Auditor Mgmt For For For
Celldex Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status CLDX CUSIP 15117B103 09/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Ellberger Mgmt For For For 1.2 Elect Anthony Marucci Mgmt For For For 1.3 Elect Herbert Conrad Mgmt For For For 1.4 Elect George Elston Mgmt For For For 1.5 Elect Karen Lipton Mgmt For For For 1.6 Elect Rajesh Parekh Mgmt For For For 1.7 Elect Harry Penner, Jr. Mgmt For For For 1.8 Elect Timothy Shannon Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Ceradyne, Inc. Ticker Security ID: Meeting Date Meeting Status CRDN CUSIP 156710105 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joel Moskowitz Mgmt For For For 1.2 Elect Richard Alliegro Mgmt For For For 1.3 Elect Frank Edelstein Mgmt For For For 1.4 Elect Richard Kertson Mgmt For For For 1.5 Elect William LaCourse Mgmt For For For 1.6 Elect Milton Lohr Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Chart Industries, Inc. Ticker Security ID: Meeting Date Meeting Status GTLS CUSIP 16115Q308 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Samuel Thomas Mgmt For For For 1.2 Elect W. Douglas Brown Mgmt For For For 1.3 Elect Richard Goodrich Mgmt For For For 1.4 Elect Steven Krablin Mgmt For For For 1.5 Elect Michael Press Mgmt For For For 1.6 Elect James Tidwell Mgmt For For For 1.7 Elect Thomas Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cheesecake Factory Incorporated Ticker Security ID: Meeting Date Meeting Status CAKE CUSIP 163072101 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Overton Mgmt For For For 2 Elect Allen J. Bernstein Mgmt For For For 3 Elect Alexander L. Cappello Mgmt For For For 4 Elect Thomas Gregory Mgmt For For For 5 Elect Jerome Kransdorf Mgmt For For For 6 Elect David Pittaway Mgmt For For For 7 Elect Herbert Simon Mgmt For For For 8 Amendment to the 2010 Stock Mgmt For For For Incentive Plan 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Children's Place Retail Stores, Inc. Ticker Security ID: Meeting Date Meeting Status PLCE CUSIP 168905107 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Alutto Mgmt For For For 2 Elect Jamie Iannone Mgmt For For For 3 Elect Joseph Gromek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Equity Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
China-Biotics, Inc. Ticker Security ID: Meeting Date Meeting Status CHBT CUSIP 16937B109 03/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Song Jinan Mgmt For For For 1.2 Elect Chin Ji Wei Mgmt For For For 1.3 Elect Du Wen Min Mgmt For For For 1.4 Elect Simon Yick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Equity Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Citi Trends, Inc. Ticker Security ID: Meeting Date Meeting Status CTRN CUSIP 17306X102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Edward Anderson Mgmt For For For 1.2 Elect Lawrence Hyatt Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Colonial Properties Trust Ticker Security ID: Meeting Date Meeting Status CLP CUSIP 195872106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carl Bailey Mgmt For For For 1.2 Elect Edwin Crawford Mgmt For For For 1.3 Elect M. Miller Gorrie Mgmt For For For 1.4 Elect William Johnson Mgmt For For For 1.5 Elect James Lowder Mgmt For For For 1.6 Elect Thomas Lowder Mgmt For For For 1.7 Elect Herbert Meisler Mgmt For For For 1.8 Elect Claude Nielsen Mgmt For For For 1.9 Elect Harold Ripps Mgmt For For For 1.10 Elect John Spiegel Mgmt For For For 2 Amendment to the 2008 Omnibus Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Columbia Banking System, Inc. Ticker Security ID: Meeting Date Meeting Status COLB CUSIP 197236102 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Melanie Dressel Mgmt For For For 2 Elect John Folsom Mgmt For For For 3 Elect Frederick Goldberg Mgmt For For For 4 Elect Thomas Hulbert Mgmt For For For 5 Elect Thomas Matson, Sr. Mgmt For For For 6 Elect Daniel Regis Mgmt For For For 7 Elect Donald Rodman Mgmt For For For 8 Elect William Weyerhaeuser Mgmt For For For 9 Elect James Will Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 12 Ratification of Auditor Mgmt For For For
Compass Diversified Holdings Ticker Security ID: Meeting Date Meeting Status CODI CUSIP 20451Q104 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Bottiglieri Mgmt For For For 1.2 Elect Gordon Burns Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Complete Production Services, Inc. Ticker Security ID: Meeting Date Meeting Status CPX CUSIP 20453E109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Boswell Mgmt For For For 1.2 Elect Michael McShane Mgmt For For For 1.3 Elect Marcus Watts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Constant Contact, Inc. Ticker Security ID: Meeting Date Meeting Status CTCT CUSIP 210313102 05/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Anderson Mgmt For For For 1.2 Elect Sharon Rowlands Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Core-Mark Holding Company, Inc. Ticker Security ID: Meeting Date Meeting Status CORE CUSIP 218681104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Allen Mgmt For For For 2 Elect Stuart Booth Mgmt For For For 3 Elect Gary Colter Mgmt For For For 4 Elect L. William Krause Mgmt For For For 5 Elect Harvey Tepner Mgmt For For For 6 Elect Randolph Thornton Mgmt For For For 7 Elect J. Michael Walsh Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Ratification of Auditor Mgmt For For For
Cowen Group, Inc. Ticker Security ID: Meeting Date Meeting Status COWN CUSIP 223622101 06/15/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Crane Co. Ticker Security ID: Meeting Date Meeting Status CR CUSIP 224399105 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect E. Thayer Bigelow Mgmt For For For 2 Elect Philip Lochner, Jr. Mgmt For For For 3 Elect Ronald McKenna Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Annual Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
CSG Systems International, Inc. Ticker Security ID: Meeting Date Meeting Status CSGS CUSIP 126349109 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Cooper Mgmt For For For 1.2 Elect John Hughes Mgmt For For For 1.3 Elect Bernard Reznicek Mgmt For For For 1.4 Elect Donald Smith Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Approval of the Performance Bonus Mgmt For For For Program 5 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 6 Amendment to the 1996 Employee Stock Mgmt For For For Purchase Plan 7 Ratification of Auditor Mgmt For For For
Cubist Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status CBST CUSIP 229678107 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Martin Rosenberg Mgmt For For For 1.2 Elect Matthew Singleton Mgmt For For For 1.3 Elect Michael Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
CVR Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CVI CUSIP 12662P108 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Lipinski Mgmt For For For 1.2 Elect Barbara Baumann Mgmt For For For 1.3 Elect William Finnerty Mgmt For For For 1.4 Elect C. Scott Hobbs Mgmt For For For 1.5 Elect George Matelich Mgmt For For For 1.6 Elect Steve Nordaker Mgmt For For For 1.7 Elect Robert Smith Mgmt For For For 1.8 Elect Joseph Sparano Mgmt For For For 1.9 Elect Mark Tomkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Performance Incentive Plan Mgmt For For For
Cyberonics, Inc. Ticker Security ID: Meeting Date Meeting Status CYBX CUSIP 23251P102 09/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Guy Jackson Mgmt For For For 1.2 Elect Joseph E. Laptewicz Mgmt For For For 1.3 Elect Daniel Moore Mgmt For For For 1.4 Elect Hugh Morrison Mgmt For For For 1.5 Elect Alfred Novak Mgmt For For For 1.6 Elect Arthur Rosenthal Mgmt For For For 1.7 Elect John Tremmel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cymer, Inc. Ticker Security ID: Meeting Date Meeting Status CYMI CUSIP 232572107 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Abbe Mgmt For For For 1.2 Elect Robert Akins Mgmt For For For 1.3 Elect Edward Braun Mgmt For For For 1.4 Elect Michael Gaulke Mgmt For For For 1.5 Elect William Oldham Mgmt For For For 1.6 Elect Eric Ruttenberg Mgmt For For For 1.7 Elect Peter Simone Mgmt For For For 1.8 Elect Young Sohn Mgmt For For For 1.9 Elect Jon Tompkins Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Dana Holding Corporation Ticker Security ID: Meeting Date Meeting Status DAN CUSIP 235825205 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Darling International Inc. Ticker Security ID: Meeting Date Meeting Status DAR CUSIP 237266101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stuewe Mgmt For For For 2 Elect O. Thomas Albrecht Mgmt For For For 3 Elect D. Eugene Ewing Mgmt For For For 4 Elect John March Mgmt For For For 5 Elect Charles Macaluso Mgmt For For For 6 Elect Michael Rescoe Mgmt For For For 7 Elect Michael Urbut Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Darling International Inc. Ticker Security ID: Meeting Date Meeting Status DAR CUSIP 237266101 12/21/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For
Debenhams plc Ticker Security ID: Meeting Date Meeting Status DEB CINS G2768V102 01/11/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For Against Against 3 Elect Nigel Northridge Mgmt For For For 4 Elect Mark Rolfe Mgmt For For For 5 Elect Michael Sharp Mgmt For For For 6 Elect Chris Woodhouse Mgmt For For For 7 Elect Adam Crozier Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Set Auditor's Fees Mgmt For For For 10 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days 14 Adoption of New Articles Mgmt For For For
Deluxe Corporation Ticker Security ID: Meeting Date Meeting Status DLX CUSIP 248019101 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Baldwin Mgmt For For For 1.2 Elect Charles Haggerty Mgmt For For For 1.3 Elect Don McGrath Mgmt For For For 1.4 Elect Cheryl McKissack Mgmt For For For 1.5 Elect Neil Metviner Mgmt For For For 1.6 Elect Stephen Nachtsheim Mgmt For For For 1.7 Elect Mary O'Dwyer Mgmt For For For 1.8 Elect Martyn Redgrave Mgmt For For For 1.9 Elect Lee Schram Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
DexCom, Inc. Ticker Security ID: Meeting Date Meeting Status DXCM CUSIP 252131107 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jonathan Lord Mgmt For For For 1.2 Elect Eric Topol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Dollar Financial Corp. Ticker Security ID: Meeting Date Meeting Status DLLR CUSIP 256664103 11/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Clive Kahn Mgmt For For For 1.2 Elect John Gavin Mgmt For For For 2 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Dril-Quip, Inc. Ticker Security ID: Meeting Date Meeting Status DRQ CUSIP 262037104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Walker Mgmt For For For 1.2 Elect John Lovoi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
DSW Inc. Ticker Security ID: Meeting Date Meeting Status DSW CUSIP 23334L102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carolee Friedlander Mgmt For For For 2 Elect Harvey Sonnenberg Mgmt For For For 3 Elect Allan Tanenbaum Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Advisory Vote on Executive Mgmt For For For Compensation
DSW Inc. Ticker Security ID: Meeting Date Meeting Status DSW CUSIP 23334L102 05/19/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Amendment to the Articles of Mgmt For For For Incorporation 3 Right to Adjourn Meeting Mgmt For For For
Dycom Industries, Inc. Ticker Security ID: Meeting Date Meeting Status DY CUSIP 267475101 11/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Baxter Mgmt For For For 1.2 Elect Charles Brennan, III Mgmt For For For 2 Amendment to the 2007 Non-Employee Mgmt For For For Directors Equity Plan 3 Ratification of Auditor Mgmt For For For
Eastman Kodak Company Ticker Security ID: Meeting Date Meeting Status EK CUSIP 277461109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Braddock Mgmt For Against Against 2 Elect Herald Chen Mgmt For For For 3 Elect Adam Clammer Mgmt For For For 4 Elect Timothy Donahue Mgmt For For For 5 Elect Michael Hawley Mgmt For Against Against 6 Elect William Hernandez Mgmt For For For 7 Elect Douglas Lebda Mgmt For Against Against 8 Elect Kyle Legg Mgmt For For For 9 Elect Delano Lewis Mgmt For Against Against 10 Elect William Parrett Mgmt For Against Against 11 Elect Antonio Perez Mgmt For For For 12 Elect Joel Seligman Mgmt For For For 13 Elect Dennis Strigl Mgmt For For For 14 Elect Laura Tyson Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Executive Mgmt For Against Against Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Emcor Group, Inc. Ticker Security ID: Meeting Date Meeting Status EME CUSIP 29084Q100 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For For For 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Emulex Corporation Ticker Security ID: Meeting Date Meeting Status ELX CUSIP 292475209 11/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Fred Cox Mgmt For For For 1.2 Elect Michael Downey Mgmt For For For 1.3 Elect Bruce Edwards Mgmt For For For 1.4 Elect Paul Folino Mgmt For For For 1.5 Elect Robert Goon Mgmt For For For 1.6 Elect Don Lyle Mgmt For For For 1.7 Elect James McCluney Mgmt For For For 1.8 Elect Dean Yoost Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Esterline Technologies Corporation Ticker Security ID: Meeting Date Meeting Status ESL CUSIP 297425100 03/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Cremin Mgmt For For For 2 Elect Anthony Franceschini Mgmt For For For 3 Elect James Morris Mgmt For For For 4 Elect Delores Etter Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Exelixis, Inc. Ticker Security ID: Meeting Date Meeting Status EXEL CUSIP 30161Q104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank McCormick Mgmt For For For 1.2 Elect Michael Morrissey Mgmt For For For 1.3 Elect Stelios Papadopoulos Mgmt For For For 1.4 Elect George Scangos Mgmt For Withhold Against 1.5 Elect Lance Willsey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Fabrinet Ticker Security ID: Meeting Date Meeting Status FN CUSIP G3323L100 12/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Christensen Mgmt For For For 1.2 Elect Rollance Olson Mgmt For For For 2 Amendment to the 2010 Performance Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
Fifth Street Finance Corp. Ticker Security ID: Meeting Date Meeting Status FSC CUSIP 31678A103 03/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Brian Dunn Mgmt For For For 2 Elect Byron Haney Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Issuance of Warrants, Options or Mgmt For For For Rights to Subscribe to, Purchase or Convert to Common Stock
First Midwest Bancorp Inc Ticker Security ID: Meeting Date Meeting Status FMBI CUSIP 320867104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Chlebowski, Jr. Mgmt For For For 2 Elect John Rooney Mgmt For Against Against 3 Elect Ellen Rudnick Mgmt For For For 4 Elect Phupinder Gill Mgmt For For For 5 Elect Michael Small Mgmt For For For 6 Elect Peter Henseler Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation
Flushing Financial Corporation Ticker Security ID: Meeting Date Meeting Status FFIC CUSIP 343873105 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Hegarty Mgmt For For For 1.2 Elect John McCabe Mgmt For For For 1.3 Elect Donna O'Brien Mgmt For For For 1.4 Elect Michael Russo Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2005 Omnibus Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
Fortinet Inc. Ticker Security ID: Meeting Date Meeting Status FTNT CUSIP 34959E109 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Walecka Mgmt For For For 2 Elect Michael Xie Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 2011 Employee Stock Purchase Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Franklin Electric Co., Inc. Ticker Security ID: Meeting Date Meeting Status FELE CUSIP 353514102 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Brown Mgmt For For For 1.2 Elect David Roberts Mgmt For For For 1.3 Elect Thomas VerHage Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
GAIN Capital Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status GCAP CUSIP 36268W100 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Quick Mgmt For For For 1.2 Elect Glenn Stevens Mgmt For For For 1.3 Elect Thomas Bevilacqua Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Georgia Gulf Corporation Ticker Security ID: Meeting Date Meeting Status GGC CUSIP 373200302 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wayne Sales Mgmt For For For 1.2 Elect Robert Gervis Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Adoption of Shareholder Rights Plan Mgmt For Against Against 5 2011 Equity and Performance Mgmt For For For Incentive Plan 6 Annual Incentive Compensation Plan Mgmt For For For 7 Ratification of Auditor Mgmt For For For
GrafTech International Ltd. Ticker Security ID: Meeting Date Meeting Status GTI CUSIP 384313102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randy Carson Mgmt For For For 1.2 Elect Mary Cranston Mgmt For For For 1.3 Elect Harold Layman Mgmt For For For 1.4 Elect Ferrell McClean Mgmt For For For 1.5 Elect Nathan Milikowsky Mgmt For For For 1.6 Elect Michael Nahl Mgmt For For For 1.7 Elect Steven Shawley Mgmt For For For 1.8 Elect Craig Shular Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Graincorp Limited Ticker Security ID: Meeting Date Meeting Status GNC CINS Q42655102 02/23/2011 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Peter Housden Mgmt For For For 4 Re-elect Simon Tregoning Mgmt For For For 5 Equity Grant (MD/CEO Alison Watkins) Mgmt For For For 6 Amend the Constitution - Dividends Mgmt For For For
Grand Canyon Education Inc. Ticker Security ID: Meeting Date Meeting Status LOPE CUSIP 38526M106 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brent Richardson Mgmt For For For 1.2 Elect Brian Mueller Mgmt For For For 1.3 Elect Christopher Richardson Mgmt For For For 1.4 Elect Chad Heath Mgmt For For For 1.5 Elect D. Mark Dorman Mgmt For For For 1.6 Elect David Johnson Mgmt For For For 1.7 Elect Jack Henry Mgmt For For For 1.8 Elect Gerald Colangelo Mgmt For For For 2 Annual Cash Incentive Plan Mgmt For For For 3 Approval of the Section 162(m) Mgmt For For For Limits of the 2008 Equity Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Greatbatch, Inc. Ticker Security ID: Meeting Date Meeting Status GB CUSIP 39153L106 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pamela Bailey Mgmt For For For 1.2 Elect Michael Dinkins Mgmt For For For 1.3 Elect Thomas Hook Mgmt For For For 1.4 Elect Kevin Melia Mgmt For For For 1.5 Elect Joseph Miller, Jr. Mgmt For Withhold Against 1.6 Elect Bill Sanford Mgmt For For For 1.7 Elect Peter Soderberg Mgmt For For For 1.8 Elect William Summers, Jr. Mgmt For For For 1.9 Elect Helena Wisniewski Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Guess?, Inc. Ticker Security ID: Meeting Date Meeting Status GES CUSIP 401617105 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kay Isaacson-Leibowitz Mgmt For For For 1.2 Elect Maurice Marciano Mgmt For For For 1.3 Elect Alex Yemenidjian Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Hanger Orthopedic Group, Inc. Ticker Security ID: Meeting Date Meeting Status HGR CUSIP 41043F208 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Cooper Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Eric Green Mgmt For For For 1.4 Elect Stephen Hare Mgmt For For For 1.5 Elect Isaac Kaufman Mgmt For For For 1.6 Elect Thomas Kirk Mgmt For For For 1.7 Elect Peter Neff Mgmt For For For 1.8 Elect Bennett Rosenthal Mgmt For For For 1.9 Elect Ivan Sabel Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Elimination of Non-Voting Common Mgmt For For For Stock 5 Amendment to Certificate of Mgmt For Against Against Incorporation to Permit Amendments to Bylaws by Board of Directors 6 Amendment to Certificate of Mgmt For For For Incorporation to Remove Duplicative Provisions 7 Ratification of Auditor Mgmt For For For
Harsco Corporation Ticker Security ID: Meeting Date Meeting Status HSC CUSIP 415864107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect K. Eddy Mgmt For For For 1.2 Elect D. Everitt Mgmt For For For 1.3 Elect S. Fazzolari Mgmt For For For 1.4 Elect Stuart Graham Mgmt For For For 1.5 Elect Terry Growcock Mgmt For For For 1.6 Elect Henry Knueppel Mgmt For For For 1.7 Elect J. Loree Mgmt For For For 1.8 Elect A. Sordoni, III Mgmt For For For 1.9 Elect Robert Wilburn Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Harvest Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status HNR CUSIP 41754V103 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Chesebro Mgmt For For For 1.2 Elect James Edmiston Mgmt For For For 1.3 Elect Igor Effimoff Mgmt For For For 1.4 Elect H. H. Hardee Mgmt For For For 1.5 Elect Robert Irelan Mgmt For For For 1.6 Elect Patrick Murray Mgmt For For For 1.7 Elect J. Michael Stinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Hatteras Financial Corp. Ticker Security ID: Meeting Date Meeting Status HTS CUSIP 41902R103 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Hough Mgmt For For For 1.2 Elect Benjamin Hough Mgmt For For For 1.3 Elect David Berson Mgmt For For For 1.4 Elect Ira Kawaller Mgmt For For For 1.5 Elect Jeffrey Miller Mgmt For For For 1.6 Elect Thomas Wren Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
HealthSouth Corporation Ticker Security ID: Meeting Date Meeting Status HLS CUSIP 421924309 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Blechschmidt Mgmt For For For 1.2 Elect John Chidsey Mgmt For For For 1.3 Elect Donald Correll Mgmt For For For 1.4 Elect Yvonne Curl Mgmt For For For 1.5 Elect Charles Elson Mgmt For For For 1.6 Elect Jay Grinney Mgmt For For For 1.7 Elect Jon Hanson Mgmt For For For 1.8 Elect Leo Higdon, Jr. Mgmt For For For 1.9 Elect John Maupin, Jr. Mgmt For For For 1.10 Elect L. Edward Shaw, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2008 Equity Mgmt For For For Incentive Plan
HealthSpring, Inc. Ticker Security ID: Meeting Date Meeting Status HS CUSIP 42224N101 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Fox Mgmt For For For 1.2 Elect Robert Hensley Mgmt For For For 1.3 Elect Russell Mayerfield Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
HeartWare International, Inc. Ticker Security ID: Meeting Date Meeting Status HTWR CUSIP 422368100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Barberich Mgmt For For For 1.2 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.3 Elect Robert Thomas Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Equity Grant (Director and CEO Mgmt For For For Douglas Godshall) 6 Equity Grant (Director Thomas) Mgmt For For For 7 Equity Grant (Director Harrison) Mgmt For For For 8 Equity Grant (Director Barberich) Mgmt For For For 9 Equity Grant (Director Bennett) Mgmt For For For 10 Equity Grant (Director Larkin) Mgmt For For For 11 Equity Grant (Director Stockman) Mgmt For For For 12 Equity Grant (Director Wade) Mgmt For For For 13 Authority to Issue Convertible Mgmt For For For Senior Notes 14 IF DOUGLAS GODSHALL IS APPOINTED AS Mgmt N/A Against N/A YOUR PROXY, OR MAY BE APPOINTED BY DEFAULT AND YOU DO NOT WISH TO DIRECT YOUR PROXY HOW TO VOTE AS YOUR PROXY IN RESPECT OF PROPOSALS 5-12, PLEASE PLACE A MARK IN THE BOX. BY MARKING THIS BOX, YOU ACKNOWLEDGE THAT DOUGLAS GODSHALL MAY EXERCISE YOUR PROXY EVEN IF HE HAS AN INTEREST IN THE OUTCOME OF THE PROPOSALS. IF YOU DO NOT MARK THIS BOX, AND YOU HAVE NOT DIRECTED YOUR PROXY HOW TO VOTE, DOUGLAS GODSHALL WILL NOT CAST YOUR VOTES ON PROPOSALS 5-12.
Hot Topic, Inc. Ticker Security ID: Meeting Date Meeting Status HOTT CUSIP 441339108 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Becker Mgmt For For For 1.2 Elect Evelyn D'An Mgmt For For For 1.3 Elect Matthew Drapkin Mgmt For For For 1.4 Elect Lisa Harper Mgmt For For For 1.5 Elect W. Scott Hedrick Mgmt For For For 1.6 Elect Bruce Quinnell Mgmt For For For 1.7 Elect Andrew Schuon Mgmt For For For 1.8 Elect Thomas Vellios Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Hudson Valley Holding Corp. Ticker Security ID: Meeting Date Meeting Status HUVL CUSIP 444172100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Griffin Mgmt For For For 1.2 Elect James Landy Mgmt For For For 1.3 Elect Stephen Brown Mgmt For For For 1.4 Elect John Cahill Mgmt For For For 1.5 Elect Mary-Jane Foster Mgmt For For For 1.6 Elect Gregory Holcombe Mgmt For For For 1.7 Elect Adam Ifshin Mgmt For Withhold Against 1.8 Elect Michael Maloney Mgmt For For For 1.9 Elect Angelo Martinelli Mgmt For For For 1.10 Elect John Pratt, Jr. Mgmt For For For 1.11 Elect Cecile Singer Mgmt For For For 1.12 Elect Craig Thompson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
ICU Medical, Inc. Ticker Security ID: Meeting Date Meeting Status ICUI CUSIP 44930G107 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Connors Mgmt For For For 1.2 Elect Michael Kovalchik III Mgmt For For For 1.3 Elect Joseph Saucedo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Stock Incentive Plan Mgmt For For For
Incyte Corporation Ticker Security ID: Meeting Date Meeting Status INCY CUSIP 45337C102 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard De Schutter Mgmt For For For 1.2 Elect Barry Ariko Mgmt For For For 1.3 Elect Julian Baker Mgmt For For For 1.4 Elect Paul Brooke Mgmt For For For 1.5 Elect Wendy Dixon Mgmt For For For 1.6 Elect Paul Friedman Mgmt For For For 1.7 Elect John Niblack Mgmt For For For 1.8 Elect Roy Whitfield Mgmt For For For 2 Amendment to the 2010 Stock Mgmt For For For Incentive Plan 3 Amendment to the 1997 Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Informatica Corporation Ticker Security ID: Meeting Date Meeting Status INFA CUSIP 45666Q102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Bertelsen Mgmt For For For 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Inspire Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ISPH CUSIP 457733103 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kip Frey Mgmt For For For 1.2 Elect Kenneth Lee, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
InterDigital, Inc. Ticker Security ID: Meeting Date Meeting Status IDCC CUSIP 45867G101 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gilbert Amelio Mgmt For For For 1.2 Elect Steven Clontz Mgmt For For For 1.3 Elect Edward Kamins Mgmt For For For 1.4 Elect Jean Rankin Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Ironwood Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status IRWD CUSIP 46333X108 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bryan Roberts Mgmt For For For 1.2 Elect Peter Hecht Mgmt For For For 1.3 Elect David Shaw Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2010 Employee, Mgmt For For For Director and Consultant Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For
j2 Global Communications, Inc. Ticker Security ID: Meeting Date Meeting Status JCOM CUSIP 46626E205 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Bech Mgmt For For For 1.2 Elect Robert Cresci Mgmt For For For 1.3 Elect W. Brian Kretzmer Mgmt For For For 1.4 Elect Richard Ressler Mgmt For For For 1.5 Elect John Rieley Mgmt For Withhold Against 1.6 Elect Stephen Ross Mgmt For For For 1.7 Elect Michael Schulhof Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against
James River Coal Company Ticker Security ID: Meeting Date Meeting Status JRCC CUSIP 470355207 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Crown Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
JDA Software Group, Inc. Ticker Security ID: Meeting Date Meeting Status JDAS CUSIP 46612K108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Armstrong Mgmt For For For 2 Elect Hamish Brewer Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
John Wiley & Sons, Inc. Ticker Security ID: Meeting Date Meeting Status JW.A CUSIP 968223206 09/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Plummer Mgmt For For For 1.2 Elect Raymond McDaniel, Jr. Mgmt For For For 1.3 Elect Kalpana Raina Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Jos. A. Bank Clothiers, Inc. Ticker Security ID: Meeting Date Meeting Status JOSB CUSIP 480838101 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Neal Black Mgmt For For For 1.2 Elect Robert Wildrick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
K12 Inc. Ticker Security ID: Meeting Date Meeting Status LRN CUSIP 48273U102 01/27/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Conversion of Special Stock Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
K12 Inc. Ticker Security ID: Meeting Date Meeting Status LRN CUSIP 48273U102 12/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Craig Barrett Mgmt For For For 1.2 Elect Guillermo Bron Mgmt For For For 1.3 Elect Nathaniel Davis Mgmt For For For 1.4 Elect Steven Fink Mgmt For For For 1.5 Elect Mary Futrell Mgmt For For For 1.6 Elect Ronald Packard Mgmt For For For 1.7 Elect Jane Swift Mgmt For For For 1.8 Elect Andrew Tisch Mgmt For For For 2 Amendment to the 2007 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For
Karoon Gas Australia Limited Ticker Security ID: Meeting Date Meeting Status KAR CINS Q5210P101 11/18/2010 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Remuneration Report Mgmt For For For 4 Re-elect Mark Smith Mgmt For For For 5 Elect Clark Davey Mgmt For For For 6 Equity Grant (NED Clark Davey) Mgmt For For For 7 Equity Grant (CFO Scott Hosking) Mgmt For For For 8 Increase NEDs' Fee Cap Mgmt For For For 9 Ratify Placement of Securities Mgmt For For For 10 Amend Terms of the 2006 Employee Mgmt For For For Share Option Plan 11 Non-Voting Agenda Item N/A N/A N/A N/A
Kaydon Corporation Ticker Security ID: Meeting Date Meeting Status KDN CUSIP 486587108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Alexander Mgmt For For For 1.2 Elect David Brandon Mgmt For Withhold Against 1.3 Elect Patrick Coyne Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Timothy O'Donovan Mgmt For For For 1.6 Elect James O'Leary Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Kirby Corporation Ticker Security ID: Meeting Date Meeting Status KEX CUSIP 497266106 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Lemmon Mgmt For For For 2 Elect George Peterkin, Jr. Mgmt For For For 3 Elect Richard Stewart Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Knight Capital Group, Inc. Ticker Security ID: Meeting Date Meeting Status KCG CUSIP 499005106 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Bolster Mgmt For For For 2 Elect Thomas Joyce Mgmt For For For 3 Elect James Lewis Mgmt For For For 4 Elect Thomas Lockburner Mgmt For For For 5 Elect James Milde Mgmt For For For 6 Elect Christopher Quick Mgmt For For For 7 Elect Laurie Shahon Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Knoll, Inc. Ticker Security ID: Meeting Date Meeting Status KNL CUSIP 498904200 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Cogan Mgmt For For For 1.2 Elect Stephen Fisher Mgmt For For For 1.3 Elect Sarah Nash Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Kodiak Oil & Gas Corp. Ticker Security ID: Meeting Date Meeting Status KOG CUSIP 50015Q100 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lynn Peterson Mgmt For For For 1.2 Elect James Catlin Mgmt For For For 1.3 Elect Rodney Knutson Mgmt For For For 1.4 Elect Herrick Lidstone, Jr. Mgmt For For For 1.5 Elect William Krysiak Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Amendment to the 2007 Stock Mgmt For For For Incentive Plan
Kraton Performance Polymers, Inc. Ticker Security ID: Meeting Date Meeting Status KRA CUSIP 50077C106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Brown Mgmt For For For 2 Amendment to the 2009 Equity Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Kratos Defense & Security Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status KTOS CUSIP 50077B207 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Anderson Mgmt For For For 1.2 Elect Bandel Carano Mgmt For For For 1.3 Elect Eric DeMarco Mgmt For For For 1.4 Elect William Hoglund Mgmt For For For 1.5 Elect Scot Jarvis Mgmt For For For 1.6 Elect Jane Judd Mgmt For For For 1.7 Elect Samuel Liberatore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Transaction of Other Business Mgmt For Against Against
Lennox International Inc. Ticker Security ID: Meeting Date Meeting Status LII CUSIP 526107107 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Janet Cooper Mgmt For For For 2 Elect John Norris, III Mgmt For For For 3 Elect Paul Schmidt Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
LHC Group, Inc. Ticker Security ID: Meeting Date Meeting Status LHCG CUSIP 50187A107 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Myers Mgmt For For For 1.2 Elect Ted Hoyt Mgmt For For For 1.3 Elect George Lewis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Lincoln Educational Services Corporation Ticker Security ID: Meeting Date Meeting Status LINC CUSIP 533535100 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alvin Austin Mgmt For For For 1.2 Elect Peter Burgess Mgmt For For For 1.3 Elect James Burke, Jr. Mgmt For For For 1.4 Elect Celia Currin Mgmt For For For 1.5 Elect Paul Glaske Mgmt For For For 1.6 Elect Charles Kalmbach Mgmt For For For 1.7 Elect Shaun McAlmont Mgmt For For For 1.8 Elect Alexis Michas Mgmt For For For 1.9 Elect J. Barry Morrow Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
Lindsay Corporation Ticker Security ID: Meeting Date Meeting Status LNN CUSIP 535555106 01/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Christodolou Mgmt For For For 1.2 Elect W. Thomas Jagodinski Mgmt For For For 1.3 Elect J. David McIntosh Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Maidenform Brands, Inc. Ticker Security ID: Meeting Date Meeting Status MFB CUSIP 560305104 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Norman Axelrod Mgmt For For For 1.2 Elect Bernd Beetz Mgmt For For For 1.3 Elect Harold Compton Mgmt For For For 1.4 Elect Barbara Eisenberg Mgmt For For For 1.5 Elect Maurice Reznik Mgmt For For For 1.6 Elect Karen Rose Mgmt For For For 2 Amendment to the 2009 Omnibus Mgmt For For For Incentive Plan 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Marten Transport, Ltd. Ticker Security ID: Meeting Date Meeting Status MRTN CUSIP 573075108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randolph Marten Mgmt For For For 1.2 Elect Larry Hagness Mgmt For For For 1.3 Elect Thomas Winkel Mgmt For For For 1.4 Elect Jerry Bauer Mgmt For For For 1.5 Elect Robert Demorest Mgmt For For For 1.6 Elect G. Larry Owens Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Masimo Corporation Ticker Security ID: Meeting Date Meeting Status MASI CUSIP 574795100 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Barker Mgmt For For For 1.2 Elect Sanford Fitch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
Medical Properties Trust, Inc. Ticker Security ID: Meeting Date Meeting Status MPW CUSIP 58463J304 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Aldag, Jr. Mgmt For For For 1.2 Elect G. Steven Dawson Mgmt For For For 1.3 Elect R. Steven Hamner Mgmt For For For 1.4 Elect Robert Holmes Mgmt For For For 1.5 Elect Sherry Kellett Mgmt For For For 1.6 Elect William McKenzie Mgmt For For For 1.7 Elect L. Glenn Orr, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Mednax, Inc. Ticker Security ID: Meeting Date Meeting Status MD CUSIP 58502B106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Cesar Alvarez Mgmt For For For 1.2 Elect Waldemar Carlo Mgmt For For For 1.3 Elect Michael Fernandez Mgmt For For For 1.4 Elect Roger Freeman Mgmt For For For 1.5 Elect Paul Gabos Mgmt For For For 1.6 Elect Dany Garcia Mgmt For For For 1.7 Elect Pascal Goldschmidt Mgmt For For For 1.8 Elect Manuel Kadre Mgmt For For For 1.9 Elect Roger Medel Mgmt For For For 1.10 Elect Donna Shalala Mgmt For For For 1.11 Elect Enrique Sosa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
MercadoLibre, Inc. Ticker Security ID: Meeting Date Meeting Status MELI CUSIP 58733R102 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anton Levy Mgmt For Withhold Against 1.2 Elect A. Michael Spence Mgmt For Withhold Against 1.3 Elect Mario Eduardo Vazquez Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
MFA Financial, Inc. Ticker Security ID: Meeting Date Meeting Status MFA CUSIP 55272X102 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Blank Mgmt For For For 1.2 Elect William Gorin Mgmt For For For 2 Increase of Authorized Capital Stock Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
MGIC Investment Corporation Ticker Security ID: Meeting Date Meeting Status MTG CUSIP 552848103 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Jastrow II Mgmt For For For 1.2 Elect Daniel Kearney Mgmt For For For 1.3 Elect Donald Nicolaisen Mgmt For For For 2 Ratification of the Placement of Mgmt For For For Mark Zandi into a Class Whose Term Continues Past the Annual Meeting 3 Ratification of the Placement of Mgmt For For For Bruce Koepfgen into a Class Whose Term Continues Past the Annual Meeting 4 Repeal of Classified Board Mgmt For For For 5 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 2011 Omnibus Incentive Plan Mgmt For For For 8 Ratification of Auditor Mgmt For For For
Michael Baker Corporation Ticker Security ID: Meeting Date Meeting Status BKR CUSIP 057149106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Bontempo Mgmt For For For 1.2 Elect Nicholas Constantakis Mgmt For For For 1.3 Elect Robert Foglesong Mgmt For For For 1.4 Elect Mark Kaplan Mgmt For Withhold Against 1.5 Elect Bradley Mallory Mgmt For For For 1.6 Elect John Murray, Jr. Mgmt For For For 1.7 Elect Pamela Pierce Mgmt For For For 1.8 Elect Richard Shaw Mgmt For For For 1.9 Elect David Wormley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
MIPS Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status MIPS CUSIP 604567107 11/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Coleman Mgmt For For For 1.2 Elect William Kelly Mgmt For For For 1.3 Elect Sandeep Vij Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Molycorp Inc. Ticker Security ID: Meeting Date Meeting Status MCP CUSIP 608753109 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Russell Ball Mgmt For For For 1.2 Elect Charles Henry Mgmt For For For 1.3 Elect Jack Thompson Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Momenta Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status MNTA CUSIP 60877T100 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marsha Fanucci Mgmt For For For 1.2 Elect Peter Hutt Mgmt For For For 1.3 Elect Bruce Downey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Moog, Inc. Ticker Security ID: Meeting Date Meeting Status MOG.A CUSIP 615394202 01/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Albert Myers Mgmt For For For 1.2 Elect Raymond Boushie Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Multi-Fineline Electronix, Inc. Ticker Security ID: Meeting Date Meeting Status MFLX CUSIP 62541B101 03/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect KHAW Kheng Joo Mgmt For For For 1.2 Elect Linda Lim Mgmt For For For 1.3 Elect Sam Yau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Nanometrics Incorporated Ticker Security ID: Meeting Date Meeting Status NANO CUSIP 630077105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Bain III Mgmt For For For 1.2 Elect William Oldham Mgmt For For For 1.3 Elect Stephen Smith Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
Net 1 UEPS Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status UEPS CUSIP 64107N206 11/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Serge Belamant Mgmt For For For 1.2 Elect Herman Kotze Mgmt For For For 1.3 Elect Christopher Seabrooke Mgmt For For For 1.4 Elect Antony Ball Mgmt For For For 1.5 Elect Alasdair Pein Mgmt For For For 1.6 Elect Paul Edwards Mgmt For For For 1.7 Elect Tom Tinsley Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
NetGear, Inc. Ticker Security ID: Meeting Date Meeting Status NTGR CUSIP 64111Q104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Patrick Lo Mgmt For For For 1.2 Elect Jocelyn Carter-Miller Mgmt For For For 1.3 Elect Ralph Faison Mgmt For For For 1.4 Elect A. Timothy Godwin Mgmt For For For 1.5 Elect Jef Graham Mgmt For For For 1.6 Elect Linwood Lacy, Jr. Mgmt For For For 1.7 Elect Gregory Rossmann Mgmt For For For 1.8 Elect Julie Shimer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Neutral Tandem, Inc. Ticker Security ID: Meeting Date Meeting Status TNDM CUSIP 64128B108 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rian Wren Mgmt For For For 1.2 Elect James Hynes Mgmt For For For 1.3 Elect Peter Barris Mgmt For For For 1.4 Elect Robert Hawk Mgmt For For For 1.5 Elect Lawrence Ingeneri Mgmt For For For 1.6 Elect G. Edward Evans Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
New Gold Inc. Ticker Security ID: Meeting Date Meeting Status NGD CUSIP 644535106 05/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect James Estey Mgmt For For For 2.2 Elect Robert Gallagher Mgmt For For For 2.3 Elect Vahan Kololian Mgmt For For For 2.4 Elect Martyn Konig Mgmt For For For 2.5 Elect Pierre Lassonde Mgmt For For For 2.6 Elect Craig Nelsen Mgmt For For For 2.7 Elect Randall Oliphant Mgmt For For For 2.8 Elect Raymond Threlkeld Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Stock Option Plan Mgmt For For For
Nordson Corporation Ticker Security ID: Meeting Date Meeting Status NDSN CUSIP 655663102 03/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Keithley Mgmt For For For 1.2 Elect Mary Puma Mgmt For For For 1.3 Elect William Robinson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Northwest Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status NWBI CUSIP 667340103 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Wagner Mgmt For For For 1.2 Elect A. Paul King Mgmt For For For 1.3 Elect Sonia Probst Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 2011 Equity Incentive Plan Mgmt For For For
NTELOS Holdings Corp. Ticker Security ID: Meeting Date Meeting Status NTLS CUSIP 67020Q107 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Biltz Mgmt For For For 1.2 Elect Steven Felsher Mgmt For For For 1.3 Elect Robert Guth Mgmt For For For 1.4 Elect Daniel Heneghan Mgmt For For For 1.5 Elect Michael Huber Mgmt For For For 1.6 Elect James Hyde Mgmt For For For 1.7 Elect Julia North Mgmt For For For 1.8 Elect Jerry Vaughn Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Stock Mgmt For For For 5 Reverse Stock Split Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Nu Skin Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status NUS CUSIP 67018T105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nevin Andersen Mgmt For For For 1.2 Elect Daniel Campbell Mgmt For For For 1.3 Elect E.J. Garn Mgmt For For For 1.4 Elect M. Truman Hunt Mgmt For For For 1.5 Elect Andrew Lipman Mgmt For For For 1.6 Elect Steven Lund Mgmt For For For 1.7 Elect Patricia Negron Mgmt For For For 1.8 Elect Thomas Pisano Mgmt For For For 1.9 Elect Blake Roney Mgmt For For For 1.10 Elect Sandra Tillotson Mgmt For For For 1.11 Elect David Ussery Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Nuance Communications, Inc. Ticker Security ID: Meeting Date Meeting Status NUAN CUSIP 67020Y100 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Ricci Mgmt For For For 2 Elect Robert Teresi Mgmt For For For 3 Elect Robert Frankenberg Mgmt For For For 4 Elect Katharine Martin Mgmt For For For 5 Elect Patrick Hackett Mgmt For For For 6 Elect William Janeway Mgmt For For For 7 Elect Mark Myers Mgmt For For For 8 Elect Philip Quigley Mgmt For For For 9 Elect Mark Laret Mgmt For For For 10 Amendment to the 2000 Stock Plan Mgmt For For For 11 Amendment to the 1995 Directors' Mgmt For For For Stock Plan 12 Ratification of Auditor Mgmt For For For
Olin Corporation Ticker Security ID: Meeting Date Meeting Status OLN CUSIP 680665205 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gray Benoist Mgmt For For For 1.2 Elect Richard Rompala Mgmt For For For 1.3 Elect Joseph Rupp Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
ON Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status ONNN CUSIP 682189105 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Jackson Mgmt For For For 1.2 Elect Phillip Hester Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Onyx Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ONXX CUSIP 683399109 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect N. Anthony Coles Mgmt For For For 1.2 Elect Magnus Lundberg Mgmt For For For 1.3 Elect William R. Ringo Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Oplink Communications, Inc. Ticker Security ID: Meeting Date Meeting Status OPLK CUSIP 68375Q403 11/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Liu Mgmt For For For 2 Ratification of Auditor Mgmt For For For
OPNET Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status OPNT CUSIP 683757108 09/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Kaiser Mgmt For For For 2 Ratification of Auditor Mgmt For For For
OSI Systems, Inc. Ticker Security ID: Meeting Date Meeting Status OSIS CUSIP 671044105 11/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Deepak Chopra Mgmt For For For 1.2 Elect Ajay Mehra Mgmt For For For 1.3 Elect Steven Good Mgmt For For For 1.4 Elect Meyer Luskin Mgmt For For For 1.5 Elect David Feinberg Mgmt For For For 1.6 Elect William Ballhaus Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Participation Plan
Overstock.com, Inc. Ticker Security ID: Meeting Date Meeting Status OSTK CUSIP 690370101 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Allison Abraham Mgmt For For For 1.2 Elect Samuel Mitchell Mgmt For For For 1.3 Elect Stormy Simon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Owens & Minor Inc. Ticker Security ID: Meeting Date Meeting Status OMI CUSIP 690732102 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Marshall Acuff, Jr. Mgmt For For For 1.2 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect Richard Fogg Mgmt For For For 1.4 Elect John Gerdelman Mgmt For For For 1.5 Elect Lemuel Lewis Mgmt For For For 1.6 Elect G. Gilmer Minor III Mgmt For For For 1.7 Elect Eddie Moore, Jr. Mgmt For For For 1.8 Elect Peter Redding Mgmt For For For 1.9 Elect James Rogers Mgmt For For For 1.10 Elect Robert Sledd Mgmt For For For 1.11 Elect Craig Smith Mgmt For For For 1.12 Elect Anne Whittemore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
P.F. Chang's China Bistro, Inc. Ticker Security ID: Meeting Date Meeting Status PFCB CUSIP 69333Y108 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kerrii Anderson Mgmt For For For 2 Elect F. Lane Cardwell, Jr. Mgmt For For For 3 Elect Richard Federico Mgmt For For For 4 Elect Lesley Howe Mgmt For For For 5 Elect Dawn Hudson Mgmt For For For 6 Elect M. Ann Rhoades Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect R. Michael Welborn Mgmt For For For 9 Elect Kenneth Wessels Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 Right to Adjourn Meeting Mgmt For For For
Parametric Technology Corporation Ticker Security ID: Meeting Date Meeting Status PMTC CUSIP 699173209 03/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Richard Harrison Mgmt For For For 2 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 3 Approval of Performance Goals Under Mgmt For For For the 2000 Equity Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
PAREXEL International Corporation Ticker Security ID: Meeting Date Meeting Status PRXL CUSIP 699462107 12/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Dana Callow, Jr. Mgmt For For For 1.2 Elect Christopher Lindop Mgmt For For For 1.3 Elect Josef von Rickenbach Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Petroleum Development Corporation Ticker Security ID: Meeting Date Meeting Status PETD CUSIP 716578109 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Casabona Mgmt For For For 1.2 Elect David Parke Mgmt For For For 1.3 Elect Jeffrey Swoveland Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Pharmasset, Inc. Ticker Security ID: Meeting Date Meeting Status VRUS CUSIP 71715N106 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Carney Mgmt For For For 1.2 Elect P. Schaefer Price Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Revised 2007 Equity Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Platinum Underwriters Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status PTP CUSIP G7127P100 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dan Carmichael Mgmt For For For 1.2 Elect A. John Hass Mgmt For For For 1.3 Elect Antony Lancaster Mgmt For For For 1.4 Elect Edmund Megna Mgmt For For For 1.5 Elect Michael Price Mgmt For For For 1.6 Elect James Slattery Mgmt For For For 1.7 Elect Christopher Steffen Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
PMC-Sierra, Inc. Ticker Security ID: Meeting Date Meeting Status PMCS CUSIP 69344F106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Polaris Industries Inc. Ticker Security ID: Meeting Date Meeting Status PII CUSIP 731068102 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Hendrickson Mgmt For For For 1.2 Elect John Menard, Jr. Mgmt For For For 1.3 Elect Mark Schreck Mgmt For For For 1.4 Elect William Van Dyke Mgmt For For For 2 Amendment to 2007 Omnibus Incentive Mgmt For For For Plan 3 Amendment to Long Term Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Polycom, Inc. Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP 73172K104 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Miller Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 1.3 Elect David DeWalt Mgmt For For For 1.4 Elect John Kelley, Jr. Mgmt For For For 1.5 Elect D. Scott Mercer Mgmt For For For 1.6 Elect William Owens Mgmt For For For 1.7 Elect Kevin Parker Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Amendment to the 2005 Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
Portland General Electric Company Ticker Security ID: Meeting Date Meeting Status POR CUSIP 736508847 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions
Power-One, Inc. Ticker Security ID: Meeting Date Meeting Status PWER CUSIP 73930R102 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kendall Bishop Mgmt For For For 1.2 Elect Jon Gacek Mgmt For For For 1.3 Elect Kambiz Hooshmand Mgmt For For For 1.4 Elect Mark Melliar-Smith Mgmt For For For 1.5 Elect Richard Swanson Mgmt For For For 1.6 Elect Richard Thompson Mgmt For For For 1.7 Elect Jay Walters Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
Progress Software Corporation Ticker Security ID: Meeting Date Meeting Status PRGS CUSIP 743312100 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barry Bycoff Mgmt For For For 1.2 Elect Ram Gupta Mgmt For For For 1.3 Elect Charles Kane Mgmt For For For 1.4 Elect David Krall Mgmt For For For 1.5 Elect Michael Mark Mgmt For For For 1.6 Elect Richard Reidy Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Quest Software, Inc. Ticker Security ID: Meeting Date Meeting Status QSFT CUSIP 74834T103 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Quiksilver, Inc. Ticker Security ID: Meeting Date Meeting Status ZQK CUSIP 74838C106 03/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Ammerman Mgmt For For For 1.2 Elect William Barnum, Jr. Mgmt For For For 1.3 Elect James Ellis Mgmt For For For 1.4 Elect Charles Exon Mgmt For For For 1.5 Elect M. Steven Langman Mgmt For For For 1.6 Elect Robert McKnight, Jr. Mgmt For For For 1.7 Elect Robert Mettler Mgmt For For For 1.8 Elect Paul Speaker Mgmt For For For 1.9 Elect Andrew Sweet Mgmt For For For 2 Amendment to 2000 Stock Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Rackspace Hosting, Inc. Ticker Security ID: Meeting Date Meeting Status RAX CUSIP 750086100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Graham Weston Mgmt For For For 1.2 Elect Palmer Moe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Gilman Mgmt For For For 1.2 Elect Joseph Goldstein Mgmt For For For 1.3 Elect Christine Poon Mgmt For For For 1.4 Elect P. Roy Vagelos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Regis Corporation Ticker Security ID: Meeting Date Meeting Status RGS CUSIP 758932107 10/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rolf Bjelland Mgmt For For For 1.2 Elect Joseph Conner Mgmt For For For 1.3 Elect Paul Finkelstein Mgmt For For For 1.4 Elect Van Zandt Hawn Mgmt For For For 1.5 Elect Susan Hoyt Mgmt For For For 1.6 Elect David Kunin Mgmt For For For 1.7 Elect Stephen Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHoldr Against For Against MacBride Principles
Rigel Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status RIGL CUSIP 766559603 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Moos Mgmt For For For 1.2 Elect Hollings Renton Mgmt For For For 1.3 Elect Stephen Sherwin Mgmt For For For 2 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 3 2011 Equity Incentive Plan Mgmt For For For 4 Amendment to the 2000 Non-Employee Mgmt For For For Directors' Stock Option Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
RightNow Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status RNOW CUSIP 76657R106 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Lansing Mgmt For For For 1.2 Elect Allen Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Riverbed Technology, Inc. Ticker Security ID: Meeting Date Meeting Status RVBD CUSIP 768573107 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Kourey Mgmt For For For 2 Elect Mark Lewis Mgmt For For For 3 Elect Steven McCanne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Rock-Tenn Company Ticker Security ID: Meeting Date Meeting Status RKT CUSIP 772739207 01/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Powell Brown Mgmt For For For 1.2 Elect Robert Chapman Mgmt For For For 1.3 Elect Russell Currey Mgmt For For For 1.4 Elect G. Stephen Felker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Rock-Tenn Company Ticker Security ID: Meeting Date Meeting Status RKT CUSIP 772739207 05/27/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Romarco Minerals Inc. Ticker Security ID: Meeting Date Meeting Status R CUSIP 775903206 06/08/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Board Size Mgmt For For For 2.1 Elect Edward van Ginkel Mgmt For For For 2.2 Elect Diane Garrett Mgmt For For For 2.3 Elect James Arnold Mgmt For For For 2.4 Elect Leendert Krol Mgmt For For For 2.5 Elect R.J. (Don) MacDonald Mgmt For For For 2.6 Elect John Marsden Mgmt For For For 2.7 Elect Patrick Michaels Mgmt For For For 2.8 Elect Robert van Doorn Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees 4 Shareholder Rights Plan Renewal Mgmt For For For
Rosetta Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ROSE CUSIP 777779307 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Beckler Mgmt For For For 1.2 Elect Matthew Fitzgerald Mgmt For For For 1.3 Elect Philip Frederickson Mgmt For For For 1.4 Elect D. Henry Houston Mgmt For For For 1.5 Elect Randy Limbacher Mgmt For For For 1.6 Elect Josiah Low III Mgmt For For For 1.7 Elect Donald Patteson, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
RSC Holdings Inc. Ticker Security ID: Meeting Date Meeting Status RRR CUSIP 74972L102 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pierre Leroy Mgmt For For For 1.2 Elect John Monsky Mgmt For For For 1.3 Elect Donald Roof Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Salix Pharmaceuticals, Ltd. Ticker Security ID: Meeting Date Meeting Status SLXP CUSIP 795435106 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Sapient Corporation Ticker Security ID: Meeting Date Meeting Status SAPE CUSIP 803062108 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Benson Mgmt For For For 1.2 Elect Hermann Buerger Mgmt For For For 1.3 Elect Darius Gaskins, Jr. Mgmt For For For 1.4 Elect Jerry A. Greenberg Mgmt For For For 1.5 Elect Alan Herrick Mgmt For For For 1.6 Elect J. Stuart Moore Mgmt For For For 1.7 Elect Ashok Shah Mgmt For For For 1.8 Elect Vijay Singal Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Incentive Plan Mgmt For For For
Seattle Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status SGEN CUSIP 812578102 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Srinivas Akkaraju Mgmt For For For 1.2 Elect David Gryska Mgmt For For For 1.3 Elect John McLaughlin Mgmt For For For 2 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Shutterfly, Inc. Ticker Security ID: Meeting Date Meeting Status SFLY CUSIP 82568P304 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Marineau Mgmt For For For 1.2 Elect Brian Swette Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Signature Bank Ticker Security ID: Meeting Date Meeting Status SBNY CUSIP 82669G104 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott Shay Mgmt For For For 1.2 Elect Joseph DePaolo Mgmt For For For 1.3 Elect Alfred DelBello Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Silgan Holdings Inc. Ticker Security ID: Meeting Date Meeting Status SLGN CUSIP 827048109 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. Greg Horrigan Mgmt For For For 1.2 Elect John Alden Mgmt For For For 2 Senior Executive Performance Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Silicon Image, Inc. Ticker Security ID: Meeting Date Meeting Status SIMG CUSIP 82705T102 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Raduchel Mgmt For For For 1.2 Elect Camillo Martino Mgmt For For For 2 Amendment to the 1999 Employee Stock Mgmt For For For Purchase Plan 3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Skechers U.S.A., Inc. Ticker Security ID: Meeting Date Meeting Status SKX CUSIP 830566105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Geyer Kosinski Mgmt For For For 1.2 Elect Richard Rappaport Mgmt For For For 1.3 Elect Richard Siskind Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2006 Annual Mgmt For For For Incentive Compensation Plan
SM Energy Company Ticker Security ID: Meeting Date Meeting Status SM CUSIP 78454L100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Barbara Baumann Mgmt For For For 2 Elect Anthony Best Mgmt For For For 3 Elect Larry Bickle Mgmt For For For 4 Elect Stephen Brand Mgmt For For For 5 Elect William Gardiner Mgmt For For For 6 Elect Julio Quintana Mgmt For For For 7 Elect John Seidl Mgmt For For For 8 Elect William Sullivan Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
SolarWinds Inc. Ticker Security ID: Meeting Date Meeting Status SWI CUSIP 83416B109 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Bonham Mgmt For For For 1.2 Elect Steven Cakebread Mgmt For For For 1.3 Elect Roger Sippl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Solera Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SLH CUSIP 83421A104 11/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tony Aquila Mgmt For For For 1.2 Elect Arthur Kingsbury Mgmt For For For 1.3 Elect Jerrell Shelton Mgmt For For For 1.4 Elect Kenneth Viellieu Mgmt For For For 1.5 Elect Stuart Yarbrough Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Sourcefire, Inc. Ticker Security ID: Meeting Date Meeting Status FIRE CUSIP 83616T108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Burris Mgmt For For For 1.2 Elect Tim Guleri Mgmt For For For 1.3 Elect Martin Roesch Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Southside Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status SBSI CUSIP 84470P109 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sam Dawson Mgmt For For For 1.2 Elect Melvin Lovelady Mgmt For For For 1.3 Elect William Sheehy Mgmt For For For 1.4 Elect Preston Smith Mgmt For For For 1.5 Elect Lawrence Anderson Mgmt For For For 1.6 Elect Pierre De Wet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Steiner Leisure Limited Ticker Security ID: Meeting Date Meeting Status STNR CUSIP P8744Y102 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Fluxman Mgmt For For For 1.2 Elect Michele Warshaw Mgmt For For For 1.3 Elect Steven Preston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Stillwater Mining Company Ticker Security ID: Meeting Date Meeting Status SWC CUSIP 86074Q102 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Craig Fuller Mgmt For For For 1.2 Elect Patrick James Mgmt For For For 1.3 Elect Steven Lucas Mgmt For For For 1.4 Elect Francis McAllister Mgmt For For For 1.5 Elect Michael Parrett Mgmt For For For 1.6 Elect Sheryl Pressler Mgmt For For For 1.7 Elect Michael Schiavone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Authorization of Preferred Stock Mgmt For Against Against
SuccessFactors, Inc. Ticker Security ID: Meeting Date Meeting Status SFSF CUSIP 864596101 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Harris, Jr. Mgmt For For For 2 Elect William McGlashan, Jr. Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Sun Hydraulics Corporation Ticker Security ID: Meeting Date Meeting Status SNHY CUSIP 866942105 06/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christine Koski Mgmt For For For 1.2 Elect David Wormley Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Swift Energy Company Ticker Security ID: Meeting Date Meeting Status SFY CUSIP 870738101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Deanna Cannon Mgmt For For For 1.2 Elect Douglas Lanier Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For For For Compensation Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Sykes Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status SYKE CUSIP 871237103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Parks Helms Mgmt For For For 1.2 Elect Linda McClintock-Greco Mgmt For For For 1.3 Elect James Murray, Jr. Mgmt For For For 1.4 Elect James MacLeod Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Equity Incentive Plan Mgmt For For For 5 Amendment to the 2011 Equity Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
TAL International Group, Inc. Ticker Security ID: Meeting Date Meeting Status TAL CUSIP 874083108 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Sondey Mgmt For For For 1.2 Elect Malcolm Baker Mgmt For For For 1.3 Elect A. Richard Caputo, Jr. Mgmt For For For 1.4 Elect Claude Germain Mgmt For For For 1.5 Elect Brian Higgins Mgmt For For For 1.6 Elect John Jordan II Mgmt For For For 1.7 Elect Frederic Lindeberg Mgmt For For For 1.8 Elect David Zalaznick Mgmt For Withhold Against 1.9 Elect Douglas Zych Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Talbots Inc. Ticker Security ID: Meeting Date Meeting Status TLB CUSIP 874161102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marjorie Bowen Mgmt For For For 1.2 Elect John Gleeson Mgmt For For For 1.3 Elect Andrew Madsen Mgmt For For For 1.4 Elect Gary Pfeiffer Mgmt For For For 1.5 Elect Trudy Sullivan Mgmt For For For 1.6 Elect Susan Swain Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Teledyne Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status TDY CUSIP 879360105 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Tenneco, Inc. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 880349105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Cramb Mgmt For For For 2 Elect Dennis Letham Mgmt For For For 3 Elect Hari Nair Mgmt For For For 4 Elect Roger Porter Mgmt For For For 5 Elect David Price, Jr. Mgmt For For For 6 Elect Gregg Sherrill Mgmt For For For 7 Elect Paul Stecko Mgmt For For For 8 Elect Mitsunobu Takeuchi Mgmt For For For 9 Elect Jane Warner Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Tesla Motors, Inc. Ticker Security ID: Meeting Date Meeting Status TSLA CUSIP 88160R101 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Elon Musk Mgmt For For For 1.2 Elect Stephen Jurvetson Mgmt For For For 1.3 Elect Herbert Kohler Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Tessera Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TSRA CUSIP 88164L100 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Boehlke Mgmt For For For 1.2 Elect John Goodrich Mgmt For For For 1.3 Elect David Nagel Mgmt For For For 1.4 Elect Henry Nothhaft Mgmt For For For 1.5 Elect Kevin Rivette Mgmt For For For 1.6 Elect Robert Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Texas Roadhouse, Inc. Ticker Security ID: Meeting Date Meeting Status TXRH CUSIP 882681109 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Ramsey Mgmt For For For 1.2 Elect James Zarley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Textainer Group Holdings Limited Ticker Security ID: Meeting Date Meeting Status TGH CUSIP G8766E109 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Neil Jowell Mgmt For For For 2 Elect Cecil Jowell Mgmt For For For 3 Elect David Nurek Mgmt For For For 4 Approval of Financial Statements Mgmt For For For 5 Appointment of Auditor and Authority Mgmt For For For to Set Fees
The CATO Corporation Ticker Security ID: Meeting Date Meeting Status CATO CUSIP 149205106 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bryan Kennedy, III Mgmt For For For 1.2 Elect Thomas Henson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
The Ensign Group, Inc. Ticker Security ID: Meeting Date Meeting Status ENSG CUSIP 29358P101 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roy Christensen Mgmt For For For 1.2 Elect John Nackel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The Knot, Inc. Ticker Security ID: Meeting Date Meeting Status KNOT CUSIP 499184109 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Liu Mgmt For For For 2 2011 Long-Term Incentive Plan Mgmt For For For 3 Company Name Change Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The Medicines Company Ticker Security ID: Meeting Date Meeting Status MDCO CUSIP 584688105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hugin Mgmt For For For 1.2 Elect Clive Meanwell Mgmt For For For 1.3 Elect Elizabeth Wyatt Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
The Warnaco Group, Inc. Ticker Security ID: Meeting Date Meeting Status WRC CUSIP 934390402 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For For For 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
TIBCO Software Inc. Ticker Security ID: Meeting Date Meeting Status TIBX CUSIP 88632Q103 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Towers Watson & Co. Ticker Security ID: Meeting Date Meeting Status TW CUSIP 891894107 09/09/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the Certificate of Mgmt For For For Incorporation to Eliminate Share Conversion Restrictions
Towers Watson & Co. Ticker Security ID: Meeting Date Meeting Status TW CUSIP 891894107 11/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Gabarro Mgmt For For For 2 Elect Victor Ganzi Mgmt For For For 3 Elect John Haley Mgmt For For For 4 Elect Mark Mactas Mgmt For For For 5 Elect Mark Maselli Mgmt For For For 6 Elect Gail McKee Mgmt For For For 7 Elect Brendan O'Neill Mgmt For For For 8 Elect Linda Rabbitt Mgmt For For For 9 Elect Gilbert Ray Mgmt For For For 10 Elect Paul Thomas Mgmt For For For 11 Elect Wilhelm Zeller Mgmt For For For 12 Ratification of Auditor Mgmt For For For
TPC Group Inc. Ticker Security ID: Meeting Date Meeting Status TPCG CUSIP 89236Y104 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eugene Allspach Mgmt For For For 1.2 Elect James Cacioppo Mgmt For For For 1.3 Elect Michael Ducey Mgmt For For For 1.4 Elect Richard Marchese Mgmt For For For 1.5 Elect Michael McDonnell Mgmt For For For 1.6 Elect Jeffrey Nodland Mgmt For For For 1.7 Elect Jeffrey Strong Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Transdigm Group Incorporated Ticker Security ID: Meeting Date Meeting Status TDG CUSIP 893641100 03/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sean Hennessy Mgmt For For For 1.2 Elect Douglas Peacock Mgmt For For For 2 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Trimas Corporation Ticker Security ID: Meeting Date Meeting Status TRS CUSIP 896215209 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Gabrys Mgmt For For For 1.2 Elect Eugene Miller Mgmt For For For 2 2011 Omnibus Incentive Compensation Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
U.S. Physical Therapy, Inc. Ticker Security ID: Meeting Date Meeting Status USPH CUSIP 90337L108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Arnold Mgmt For For For 1.2 Elect Christopher Reading Mgmt For For For 1.3 Elect Lawrance McAfee Mgmt For For For 1.4 Elect Jerald Pullins Mgmt For For For 1.5 Elect Mark Brookner Mgmt For For For 1.6 Elect Bruce Broussard Mgmt For For For 1.7 Elect Harry Chapman Mgmt For For For 1.8 Elect Bernard Harris, Jr. Mgmt For Withhold Against 1.9 Elect Marlin Johnston Mgmt For For For 1.10 Elect Regg Swanson Mgmt For For For 1.11 Elect Clayton Trier Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
UAL Corporation Ticker Security ID: Meeting Date Meeting Status UAUA CUSIP 902549807 09/17/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Amend Certificate of Incorporation Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Ulta Salon, Cosmetics & Fragrance, Inc. Ticker Security ID: Meeting Date Meeting Status ULTA CUSIP 90384S303 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Eck Mgmt For For For 1.2 Elect Charles Philippin Mgmt For For For 1.3 Elect Kenneth Stevens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Incentive Award Plan Mgmt For For For
UniSource Energy Corporation Ticker Security ID: Meeting Date Meeting Status UNS CUSIP 909205106 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Bonavia Mgmt For For For 1.2 Elect Lawrence Aldrich Mgmt For For For 1.3 Elect Barbara Baumann Mgmt For For For 1.4 Elect Larry Bickle Mgmt For For For 1.5 Elect Harold Burlingame Mgmt For For For 1.6 Elect Robert Elliott Mgmt For For For 1.7 Elect Daniel Fessler Mgmt For For For 1.8 Elect Louise Francesconi Mgmt For For For 1.9 Elect Warren Jobe Mgmt For For For 1.10 Elect Ramiro Peru Mgmt For For For 1.11 Elect Gregory Pivirotto Mgmt For For For 1.12 Elect Joaquin Ruiz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Omnibus Stock and Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
United Stationers Inc. Ticker Security ID: Meeting Date Meeting Status USTR CUSIP 913004107 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Aiken, Jr. Mgmt For For For 1.2 Elect Jean Blackwell Mgmt For For For 1.3 Elect P. Phipps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Uranium Participation Corporation Ticker Security ID: Meeting Date Meeting Status U CUSIP 917017105 06/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Bennett Mgmt For For For 1.2 Elect Jeff Kennedy Mgmt For For For 1.3 Elect Garth MacRae Mgmt For For For 1.4 Elect Richard McCoy Mgmt For For For 1.5 Elect Kelvin Williams Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
VAALCO Energy, Inc. Ticker Security ID: Meeting Date Meeting Status EGY CUSIP 91851C201 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Gerry III Mgmt For For For 1.2 Elect W. Russell Scheirman Mgmt For For For 1.3 Elect Robert Allen Mgmt For For For 1.4 Elect Frederick Brazelton Mgmt For For For 1.5 Elect Luigi Caflisch Mgmt For For For 1.6 Elect O. Donaldson Chapoton Mgmt For For For 1.7 Elect John Myers, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Vantage Drilling Company Ticker Security ID: Meeting Date Meeting Status VTG CUSIP G93205113 01/07/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Common Stock Mgmt For Against Against 2 Elect Paul Bragg Mgmt For For For 3 Elect George Esaka Mgmt For Against Against 4 Elect Jorge Estrada Mgmt For For For 5 Elect Robert Grantham Mgmt For Against Against 6 Elect Marcelo Guiscardo Mgmt For For For 7 Elect Ong Tian Khiam Mgmt For Against Against 8 Elect John O'Leary Mgmt For For For 9 Elect Hsin-Chi Su Mgmt For Against Against 10 Elect Steinar Thomassen Mgmt For For For 11 Increase of Authorized Common Stock Mgmt For Against Against 12 Amendment to the 2007 Long-Term Mgmt For For For Incentive Compensation Plan 13 Ratification of Auditor Mgmt For For For
VeriFone Systems, Inc. Ticker Security ID: Meeting Date Meeting Status PAY CUSIP 92342Y109 06/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alspaugh Mgmt For For For 1.2 Elect Douglas Bergeron Mgmt For For For 1.3 Elect Leslie Denend Mgmt For For For 1.4 Elect Alex Hart Mgmt For For For 1.5 Elect Robert Henske Mgmt For For For 1.6 Elect Richard McGinn Mgmt For For For 1.7 Elect Eitan Raff Mgmt For For For 1.8 Elect Charles Rinehart Mgmt For For For 1.9 Elect Jeffrey Stiefler Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 3 Amendment to the Bonus Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Viterra Inc. Ticker Security ID: Meeting Date Meeting Status VT CUSIP 92849T108 03/09/2011 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Birks Mgmt For For For 1.2 Elect Vic Bruce Mgmt For For For 1.3 Elect Thomas Chambers Mgmt For For For 1.4 Elect Paul Daniel Mgmt For For For 1.5 Elect Bonnie DuPont Mgmt For For For 1.6 Elect Perry Gunner Mgmt For For For 1.7 Elect Tim Hearn Mgmt For For For 1.8 Elect Dallas Howe Mgmt For For For 1.9 Elect Kevin Osborn Mgmt For For For 1.10 Elect Herbert Pinder, Jr. Mgmt For For For 1.11 Elect Larry Ruud Mgmt For For For 1.12 Elect Mayo Schmidt Mgmt For For For 1.13 Elect Max Venning Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Key Employee Share Unit Plan Mgmt For For For
Volcano Corporation Ticker Security ID: Meeting Date Meeting Status VOLC CUSIP 928645100 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Coyle Mgmt For For For 1.2 Elect Roy Tanaka Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Wabash National Corporation Ticker Security ID: Meeting Date Meeting Status WNC CUSIP 929566107 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Giromini Mgmt For For For 2 Elect Martin Jischke Mgmt For For For 3 Elect James Kelly Mgmt For For For 4 Elect John Kunz Mgmt For For For 5 Elect Larry Magee Mgmt For For For 6 Elect Scott Sorensen Mgmt For For For 7 2011 Omnibus Incentive Plan Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Ratification of Auditor Mgmt For For For
WellCare Health Plans, Inc. Ticker Security ID: Meeting Date Meeting Status WCG CUSIP 94946T106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Berg Mgmt For For For 2 Elect Carol Burt Mgmt For For For 3 Elect Alec Cunningham Mgmt For For For 4 Elect David Gallitano Mgmt For For For 5 Elect D. Robert Graham Mgmt For For For 6 Elect Kevin Hickey Mgmt For For For 7 Elect Christian Michalik Mgmt For For For 8 Elect Glenn Steele, Jr. Mgmt For For For 9 Elect William Trubeck Mgmt For For For 10 Elect Paul Weaver Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Werner Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status WERN CUSIP 950755108 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Westar Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WR CUSIP 95709T100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mollie Carter Mgmt For For For 1.2 Elect Jerry Farley Mgmt For For For 1.3 Elect Arthur Krause Mgmt For For For 1.4 Elect William Moore Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 1996 Long Term Mgmt For For For Incentive and Share Award Plan 5 Increase of Authorized Common Stock Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Winpak Ltd. Ticker Security ID: Meeting Date Meeting Status WPK CUSIP 97535P104 04/28/2011 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors (Slate) Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Wintrust Financial Corporation Ticker Security ID: Meeting Date Meeting Status WTFC CUSIP 97650W108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Crist Mgmt For For For 1.2 Elect Bruce Crowther Mgmt For For For 1.3 Elect Joseph Damico Mgmt For For For 1.4 Elect Bert Getz, Jr. Mgmt For For For 1.5 Elect H. Patrick Hackett Mgmt For For For 1.6 Elect Scott Heitmann Mgmt For For For 1.7 Elect Charles James Mgmt For For For 1.8 Elect Albin Moschner Mgmt For For For 1.9 Elect Thomas Neis Mgmt For For For 1.10 Elect Christopher Perry Mgmt For For For 1.11 Elect Hollis Rademacher Mgmt For For For 1.12 Elect Ingrid Stafford Mgmt For For For 1.13 Elect Edward Wehmer Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Woodward Governor Company Ticker Security ID: Meeting Date Meeting Status WGOV CUSIP 980745103 01/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Petrovich Mgmt For For For 1.2 Elect Larry Rittenberg Mgmt For Withhold Against 1.3 Elect Michael Yonker Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote
Wright Express Corporation Ticker Security ID: Meeting Date Meeting Status WXS CUSIP 98233Q105 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rowland Moriarty Mgmt For For For 1.2 Elect Ronald Maheu Mgmt For For For 1.3 Elect Michael Dubyak Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Xyratex Limited Ticker Security ID: Meeting Date Meeting Status XRTX CUSIP G98268108 03/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steve Sanghi Mgmt For For For 1.2 Elect Richard Pearce Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Zoll Medical Corporation Ticker Security ID: Meeting Date Meeting Status ZOLL CUSIP 989922109 02/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Judith Pelham Mgmt For For For 1.2 Elect Benson Smith Mgmt For For For 1.3 Elect John Wallace Mgmt For For For 2 Amendment to the 2001 Stock Mgmt For For For Incentive Plan 3 Amendment to the 2006 Non-Employee Mgmt For For For Director Stock Option Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Acme Packet, Inc. Ticker Security ID: Meeting Date Meeting Status APKT CUSIP 004764106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Bowen Mgmt For For For 1.2 Elect Robert Hower Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Employee Stock Purchase Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
ADTRAN, Inc. Ticker Security ID: Meeting Date Meeting Status ADTN CUSIP 00738A106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Stanton Mgmt For For For 1.2 Elect H. Fenwick Huss Mgmt For For For 1.3 Elect Ross Ireland Mgmt For For For 1.4 Elect William Marks Mgmt For For For 1.5 Elect James Matthews Mgmt For For For 1.6 Elect Balan Nair Mgmt For For For 1.7 Elect Roy Nichols Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Variable Incentive Mgmt For For For Compensation Plan 5 Ratification of Auditor Mgmt For For For
AECOM Technology Corporation Ticker Security ID: Meeting Date Meeting Status ACM CUSIP 00766T100 03/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Francis Bong Mgmt For For For 1.2 Elect S. Malcolm Gillis Mgmt For For For 1.3 Elect Robert Routs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Aercap Holdings N.V. Ticker Security ID: Meeting Date Meeting Status AER CUSIP N00985106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3 Elect Homaid Abdulla Al Shemmari Mgmt For For For 4 Elect Salem Rashed Abdulla Ali Al Mgmt For For For Noaimi 5 Elect Aengus Kelly Mgmt For For For 6 Elect Pieter Korteweg Mgmt For For For 7 Designation of Mr. Keith A. Helming Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Issue Shares w/ Mgmt For Against Against Preemptive Rights 10 Authority to Issue Shares w/o Mgmt For Against Against Preemptive Rights 11 Authority to Repurchase Shares Mgmt For For For 12 Amendments to Articles Mgmt For For For
Alkermes, Inc. Ticker Security ID: Meeting Date Meeting Status ALKS CUSIP 01642T108 10/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Anstice Mgmt For For For 1.2 Elect Floyd Bloom Mgmt For For For 1.3 Elect Robert Breyer Mgmt For For For 1.4 Elect Gerri Henwood Mgmt For For For 1.5 Elect Paul Mitchell Mgmt For For For 1.6 Elect Richard Pops Mgmt For For For 1.7 Elect Alexander Rich Mgmt For For For 1.8 Elect Mark Skaletsky Mgmt For For For 1.9 Elect Michael Wall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Allscripts Healthcare Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MDRX CUSIP 01988P108 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Chookaszian Mgmt For For For 1.2 Elect Eugene Fife Mgmt For For For 1.3 Elect Marcel Gamache Mgmt For For For 1.4 Elect Philip Green Mgmt For For For 1.5 Elect Edward Kangas Mgmt For For For 1.6 Elect Michael Kluger Mgmt For For For 1.7 Elect Philip Pead Mgmt For For For 1.8 Elect Glen Tullman Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Allscripts Healthcare Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status MDRX CUSIP 01988P108 11/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Chookaszian Mgmt For For For 1.2 Elect Eugene Fife Mgmt For For For 1.3 Elect Marcel Gamache Mgmt For For For 1.4 Elect Philip Green Mgmt For For For 1.5 Elect Edward Kangas Mgmt For For For 1.6 Elect John King Mgmt For For For 1.7 Elect Michael Kluger Mgmt For For For 1.8 Elect Philip Pead Mgmt For For For 1.9 Elect Glen Tullman Mgmt For For For 1.10 Elect Stephen Wilson Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For
Ancestry.com Inc. Ticker Security ID: Meeting Date Meeting Status ACOM CUSIP 032803108 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Goldberg Mgmt For For For 1.2 Elect Victor Parker Mgmt For For For 1.3 Elect Michael Schroepfer Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Applied Micro Circuits Corporation Ticker Security ID: Meeting Date Meeting Status AMCC CUSIP 03822W406 08/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Cesar Cesaratto Mgmt For For For 2 Elect Donald Colvin Mgmt For For For 3 Elect Paramesh Gopi Mgmt For For For 4 Elect Paul Gray Mgmt For For For 5 Elect Fred Shlapak Mgmt For For For 6 Elect Arthur Stabenow Mgmt For For For 7 Elect Julie Sullivan Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Amendment to the 1995 Employee Stock Mgmt For For For Purchase Plan
Ardea Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status RDEA CUSIP 03969P107 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Felix Baker Mgmt For For For 1.2 Elect Wendy Dixon Mgmt For For For 1.3 Elect Henry Fuchs Mgmt For For For 1.4 Elect Craig Johnson Mgmt For For For 1.5 Elect John Poyhonen Mgmt For For For 1.6 Elect Barry Quart Mgmt For For For 1.7 Elect Kevin Tang Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
ARUBA NETWORKS, INC. Ticker Security ID: Meeting Date Meeting Status ARUN CUSIP 043176106 12/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dominic Orr Mgmt For For For 1.2 Elect Keerti Melkote Mgmt For For For 1.3 Elect Bernard Guidon Mgmt For For For 1.4 Elect Emmanuel Hernandez Mgmt For For For 1.5 Elect Michael Kourey Mgmt For For For 1.6 Elect Douglas Leone Mgmt For For For 1.7 Elect Willem Roelandts Mgmt For For For 1.8 Elect Daniel Warmenhoven Mgmt For For For 2 Ratification of Auditor Mgmt For For For
ArvinMeritor, Inc. Ticker Security ID: Meeting Date Meeting Status ARM CUSIP 043353101 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Anderson, Jr. Mgmt For For For 1.2 Elect Rhonda Brooks Mgmt For For For 1.3 Elect Steven Rothmeier Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2010 Long-Term Mgmt For For For Incentive Plan 4 Company Name Change Mgmt For For For
Auxilium Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status AUXL CUSIP 05334D107 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Al Altomari Mgmt For For For 1.3 Elect Armando Anido Mgmt For For For 1.4 Elect Peter Brandt Mgmt For For For 1.5 Elect Oliver Fetzer Mgmt For For For 1.6 Elect Paul Friedman Mgmt For For For 1.7 Elect Renato Fuchs Mgmt For For For 1.8 Elect Nancy Lurker Mgmt For For For 1.9 Elect William McKee Mgmt For For For 2 Amendment to the 2004 Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
BE Aerospace, Inc. Ticker Security ID: Meeting Date Meeting Status BEAV CUSIP 073302101 07/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jim Cowart Mgmt For For For 1.2 Elect Arthur Wegner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1994 Employee Stock Mgmt For For For Purchase Plan
Beacon Roofing Supply, Inc. Ticker Security ID: Meeting Date Meeting Status BECN CUSIP 073685109 02/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the 2004 Stock Plan Mgmt For For For 2.1 Elect Robert Buck Mgmt For For For 2.2 Elect Paul Isabella Mgmt For For For 2.3 Elect H. Arthur Bellows, Jr. Mgmt For For For 2.4 Elect James Gaffney Mgmt For For For 2.5 Elect Peter Gotsch Mgmt For For For 2.6 Elect Andrew Logie Mgmt For For For 2.7 Elect Stuart Randle Mgmt For For For 2.8 Elect Wilson Sexton Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Big Lots, Inc. Ticker Security ID: Meeting Date Meeting Status BIG CUSIP 089302103 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For For For 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
BR Malls Participacoes SA Ticker Security ID: Meeting Date Meeting Status BRML3 CINS P1908S102 12/09/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition Mgmt For Against Against 4 Authorize Board Acts Mgmt For For For
BroadSoft, Inc. Ticker Security ID: Meeting Date Meeting Status BSFT CUSIP 11133B409 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Markley, Jr. Mgmt For For For 1.2 Elect David Bernardi Mgmt For For For 2 Amendment to the 2009 Equity Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Brunswick Corporation Ticker Security ID: Meeting Date Meeting Status BC CUSIP 117043109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Cambria Dunaway Mgmt For For For 2 Elect Dustan McCoy Mgmt For For For 3 Elect Ralph Stayer Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dan Dinges Mgmt For For For 2 Elect James Gibbs Mgmt For For For 3 Elect William Vititoe Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cadence Design Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CDNS CUSIP 127387108 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Bostrom Mgmt For For For 2 Elect Donald Lucas Mgmt For For For 3 Elect Alberto Sangiovanni-Vincentelli Mgmt For For For 4 Elect George Scalise Mgmt For For For 5 Elect John Shoven Mgmt For For For 6 Elect Roger Siboni Mgmt For For For 7 Elect John Swainson Mgmt For For For 8 Elect Lip-Bu Tan Mgmt For For For 9 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 10 Reapproval of Material Terms of the Mgmt For For For Senior Executive Bonus Plan 11 Reapproval of Material Terms of the Mgmt For For For 1987 Stock Incentive Plan 12 Amendment to the 1987 Stock Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For
Cavium Networks, Inc. Ticker Security ID: Meeting Date Meeting Status CAVM CUSIP 14965A101 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Pantuso Mgmt For For For 1.2 Elect C. N. Reddy Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cheesecake Factory Incorporated Ticker Security ID: Meeting Date Meeting Status CAKE CUSIP 163072101 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Overton Mgmt For For For 2 Elect Allen J. Bernstein Mgmt For For For 3 Elect Alexander L. Cappello Mgmt For For For 4 Elect Thomas Gregory Mgmt For For For 5 Elect Jerome Kransdorf Mgmt For For For 6 Elect David Pittaway Mgmt For For For 7 Elect Herbert Simon Mgmt For For For 8 Amendment to the 2010 Stock Mgmt For For For Incentive Plan 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Children's Place Retail Stores, Inc. Ticker Security ID: Meeting Date Meeting Status PLCE CUSIP 168905107 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Alutto Mgmt For For For 2 Elect Jamie Iannone Mgmt For For For 3 Elect Joseph Gromek Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Equity Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cinemark Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CNK CUSIP 17243V102 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Rosenberg Mgmt For For For 1.2 Elect Enrique Senior Mgmt For For For 1.3 Elect Donald Soderquist Mgmt For For For 1.4 Elect Roger Staubach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Columbia Sportswear Company Ticker Security ID: Meeting Date Meeting Status COLM CUSIP 198516106 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gertrude Boyle Mgmt For For For 1.2 Elect Timothy Boyle Mgmt For For For 1.3 Elect Sarah Bany Mgmt For For For 1.4 Elect Murrey Albers Mgmt For For For 1.5 Elect Stephen Babson Mgmt For For For 1.6 Elect Andy Bryant Mgmt For For For 1.7 Elect Edward George Mgmt For For For 1.8 Elect Walter Klenz Mgmt For For For 1.9 Elect Ronald Nelson Mgmt For For For 1.10 Elect John Stanton Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Commercial Vehicle Group, Inc. Ticker Security ID: Meeting Date Meeting Status CVGI CUSIP 202608105 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Bovee Mgmt For For For 1.2 Elect Mervin Dunn Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Amendment to the Equity Incentive Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Con-Way Inc. Ticker Security ID: Meeting Date Meeting Status CNW CUSIP 205944101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Anton Mgmt For For For 2 Elect William Corbin Mgmt For For For 3 Elect Robert Jaunich II Mgmt For For For 4 Elect W. Keith Kennedy, Jr. Mgmt For For For 5 Elect Michael Murray Mgmt For For For 6 Elect Edith Perez Mgmt For For For 7 Elect John Pope Mgmt For For For 8 Elect William Schroeder Mgmt For For For 9 Elect Douglas Stotlar Mgmt For For For 10 Elect Peter Stott Mgmt For For For 11 Elect Chelsea White III Mgmt For For For 12 Amendment to the 2006 Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For For For
Concur Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status CNQR CUSIP 206708109 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey McCabe Mgmt For For For 1.2 Elect Edward Gilligan Mgmt For For For 1.3 Elect Rajeev Singh Mgmt For For For 2 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 3 2010 Cash Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Constant Contact, Inc. Ticker Security ID: Meeting Date Meeting Status CTCT CUSIP 210313102 05/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Anderson Mgmt For For For 1.2 Elect Sharon Rowlands Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Corrections Corporation Of America Ticker Security ID: Meeting Date Meeting Status CXW CUSIP 22025Y407 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Ferguson Mgmt For For For 1.2 Elect Damon Hininger Mgmt For For For 1.3 Elect Donna Alvarado Mgmt For For For 1.4 Elect William Andrews Mgmt For For For 1.5 Elect John Correnti Mgmt For For For 1.6 Elect Dennis DeConcini Mgmt For For For 1.7 Elect John Horne Mgmt For For For 1.8 Elect C. Michael Jacobi Mgmt For For For 1.9 Elect Thurgood Marshall, Jr. Mgmt For For For 1.10 Elect Charles Overby Mgmt For For For 1.11 Elect John Prann, Jr. Mgmt For For For 1.12 Elect Joseph Russell Mgmt For For For 1.13 Elect Henri Wedell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2008 Stock Mgmt For For For Incentive Plan
Cyberonics, Inc. Ticker Security ID: Meeting Date Meeting Status CYBX CUSIP 23251P102 09/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Guy Jackson Mgmt For For For 1.2 Elect Joseph E. Laptewicz Mgmt For For For 1.3 Elect Daniel Moore Mgmt For For For 1.4 Elect Hugh Morrison Mgmt For For For 1.5 Elect Alfred Novak Mgmt For For For 1.6 Elect Arthur Rosenthal Mgmt For For For 1.7 Elect John Tremmel Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cymer, Inc. Ticker Security ID: Meeting Date Meeting Status CYMI CUSIP 232572107 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Abbe Mgmt For For For 1.2 Elect Robert Akins Mgmt For For For 1.3 Elect Edward Braun Mgmt For For For 1.4 Elect Michael Gaulke Mgmt For For For 1.5 Elect William Oldham Mgmt For For For 1.6 Elect Eric Ruttenberg Mgmt For For For 1.7 Elect Peter Simone Mgmt For For For 1.8 Elect Young Sohn Mgmt For For For 1.9 Elect Jon Tompkins Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cypress Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status CY CUSIP 232806109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect T.J. Rodgers Mgmt For For For 1.2 Elect W. Steve Albrecht Mgmt For For For 1.3 Elect Eric Benhamou Mgmt For For For 1.4 Elect Lloyd Carney Mgmt For For For 1.5 Elect James Long Mgmt For For For 1.6 Elect J. Daniel McCranie Mgmt For For For 1.7 Elect J.D. Sherman Mgmt For For For 1.8 Elect Wilbert van den Hoek Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1994 Stock Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Demand Media, Inc. Ticker Security ID: Meeting Date Meeting Status DMD CUSIP 24802N109 06/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Hawkins Mgmt For For For 2 Elect Victor Parker Mgmt For For For 3 Elect Joshua James Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Dice Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status DHX CUSIP 253017107 04/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Ezersky Mgmt For For For 1.2 Elect David Gordon Mgmt For For For 1.3 Elect David Hodgson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Dick's Sporting Goods Inc Ticker Security ID: Meeting Date Meeting Status DKS CUSIP 253393102 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Stack Mgmt For For For 1.2 Elect Lawrence Schorr Mgmt For For For 1.3 Elect Jacqualyn Fouse Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
DigitalGlobe, Inc. Ticker Security ID: Meeting Date Meeting Status DGI CUSIP 25389M877 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howell Estes III Mgmt For For For 1.2 Elect Alden Munson, Jr. Mgmt For For For 1.3 Elect Eddy Zervigon Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Domino's Pizza UK & IRL plc Ticker Security ID: Meeting Date Meeting Status DOM CINS G2811T120 03/30/2011 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Authority to Set Auditor's Fees Mgmt For For For 4 Allocation of Profits/Dividends Mgmt For For For 5 Elect Stephen Hemsley Mgmt For For For 6 Elect Colin Halpern Mgmt For For For 7 Elect Christopher Moore Mgmt For For For 8 Elect Lee Ginsberg Mgmt For For For 9 Elect Nigel Wray Mgmt For For For 10 Elect John Hodson Mgmt For For For 11 Elect Michael Shallow Mgmt For For For 12 Elect Peter Klauber Mgmt For For For 13 Elect Lance Batchelor Mgmt For For For 14 Directors' Remuneration Report Mgmt For For For 15 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 16 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 17 Authority to Repurchase Shares Mgmt For For For 18 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Domino's Pizza, Inc. Ticker Security ID: Meeting Date Meeting Status DPZ CUSIP 25754A201 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Vernon Hamilton Mgmt For For For 2 Elect Andrew Balson Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Payroll Deduction Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Estacio Participacoes SA Ticker Security ID: Meeting Date Meeting Status ESTC3 CINS P3784E108 04/19/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Profits/Dividends; Mgmt For For For Capital Expenditure Budget
Estacio Participacoes SA Ticker Security ID: Meeting Date Meeting Status ESTC3 CINS P3784E108 04/19/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Remuneration Policy Mgmt For Against Against 5 Reconciliation of Share Capital Mgmt For For For 6 Amendments to Articles Mgmt For For For 7 Election of Supervisory Council Mgmt For For For 8 Acquisition Mgmt For Against Against
Estacio Participacoes SA Ticker Security ID: Meeting Date Meeting Status ESTC3 CINS P3784E108 06/27/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Acquisition of Anec - Sociedade Mgmt For For For Natalense de Educacao e Cultura Ltda. 3 Acquisition of Sociedade Mgmt For For For Universitaria de Excelencia Educacional do Rio Grande do Norte Ltda. 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Acquisition of Nova Academia de Mgmt For For For Concurso - Cursos Preparatorios Ltda. 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Meeting Note N/A N/A N/A N/A 8 Non-Voting Meeting Note N/A N/A N/A N/A
Evercore Partners Inc. Ticker Security ID: Meeting Date Meeting Status EVR CUSIP 29977A105 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roger Altman Mgmt For For For 1.2 Elect Pedro Aspe Mgmt For For For 1.3 Elect Richard Beattie Mgmt For For For 1.4 Elect Francois de Saint Phalle Mgmt For For For 1.5 Elect Gail Harris Mgmt For For For 1.6 Elect Curtis Hessler Mgmt For For For 1.7 Elect Anthony Pritzker Mgmt For For For 1.8 Elect Ralph Schlosstein Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Exelixis, Inc. Ticker Security ID: Meeting Date Meeting Status EXEL CUSIP 30161Q104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frank McCormick Mgmt For For For 1.2 Elect Michael Morrissey Mgmt For For For 1.3 Elect Stelios Papadopoulos Mgmt For For For 1.4 Elect George Scangos Mgmt For Withhold Against 1.5 Elect Lance Willsey Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Express, Inc. Ticker Security ID: Meeting Date Meeting Status EXPR CUSIP 30219E103 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Dominik Mgmt For For For 1.2 Elect Sam Duncan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Finisar Corporation Ticker Security ID: Meeting Date Meeting Status FNSR CUSIP 31787A507 10/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jerry Rawls Mgmt For For For 1.2 Elect Robert Stephens Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Fleury SA Ticker Security ID: Meeting Date Meeting Status FLRY3 CINS P418BW104 07/21/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Resignation of Director Mgmt For For For 5 Elect Marcio Seroa de Araujo Mgmt For For For Coriolano 6 Amendments to Articles Mgmt For For For 7 Consolidated Articles of Association Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Fortinet Inc. Ticker Security ID: Meeting Date Meeting Status FTNT CUSIP 34959E109 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Walecka Mgmt For For For 2 Elect Michael Xie Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 2011 Employee Stock Purchase Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Foster Wheeler AG Ticker Security ID: Meeting Date Meeting Status FWLT CUSIP H27178104 02/24/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Umberto della Sala Mgmt For For For 2 Authority to Repurchase Shares Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
Gartner, Inc. Ticker Security ID: Meeting Date Meeting Status IT CUSIP 366651107 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Bingle Mgmt For For For 2 Elect Richard Bressler Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect Russell Fradin Mgmt For For For 5 Elect Anne Sutherland Fuchs Mgmt For For For 6 Elect William Grabe Mgmt For For For 7 Elect Eugene Hall Mgmt For For For 8 Elect Stephen Pagliuca Mgmt For For For 9 Elect James Smith Mgmt For For For 10 Elect Jeffrey Ubben Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 2011 Employee Stock Purchase Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For
Gen-Probe Incorporated Ticker Security ID: Meeting Date Meeting Status GPRO CUSIP 36866T103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Phillip Schneider Mgmt For For For 1.2 Elect Abraham Sofaer Mgmt For For For 1.3 Elect Patrick Sullivan Mgmt For For For 2 Amendment to the 2003 Incentive Mgmt For For For Award Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Global Industries, Ltd. Ticker Security ID: Meeting Date Meeting Status GLBL CUSIP 379336100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Buckner Mgmt For For For 1.2 Elect John Clerico Mgmt For For For 1.3 Elect Lawrence Dickerson Mgmt For For For 1.4 Elect Edward Djerejian Mgmt For For For 1.5 Elect Charles Enze Mgmt For For For 1.6 Elect Larry Farmer Mgmt For For For 1.7 Elect Edgar Hotard Mgmt For For For 1.8 Elect Richard Pattarozzi Mgmt For For For 1.9 Elect John Reed Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Green Dot Corporation Ticker Security ID: Meeting Date Meeting Status GDOT CUSIP 39304D102 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ross Kendell Mgmt For For For 1.2 Elect William Ott Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Green Mountain Coffee Roasters, Inc. Ticker Security ID: Meeting Date Meeting Status GMCR CUSIP 393122106 03/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Blanford Mgmt For For For 1.2 Elect Michael Mardy Mgmt For For For 1.3 Elect David Moran Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Gulfmark Offshore, Inc. Ticker Security ID: Meeting Date Meeting Status GLF CUSIP 402629208 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Bijur Mgmt For For For 1.2 Elect David Butters Mgmt For For For 1.3 Elect Brian Ford Mgmt For For For 1.4 Elect Louis Gimbel III Mgmt For For For 1.5 Elect Sheldon Gordon Mgmt For For For 1.6 Elect Robert Millard Mgmt For For For 1.7 Elect Rex Ross Mgmt For For For 1.8 Elect Bruce Streeter Mgmt For For For 2 2011 Employee Stock Purchase Plan Mgmt For For For 3 2011 Non-Employee Director Share Mgmt For For For Incentive Plan 4 Amendment to Deferred Compensation Mgmt For For For Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For
Hanesbrands Inc. Ticker Security ID: Meeting Date Meeting Status HBI CUSIP 410345102 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lee Chaden Mgmt For For For 1.2 Elect Bobby Griffin Mgmt For For For 1.3 Elect James Johnson Mgmt For For For 1.4 Elect Jessica Mathews Mgmt For For For 1.5 Elect J. Patrick Mulcahy Mgmt For For For 1.6 Elect Ronald Nelson Mgmt For For For 1.7 Elect Richard Noll Mgmt For For For 1.8 Elect Andrew Schindler Mgmt For For For 1.9 Elect Ann Ziegler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
HeartWare International, Inc. Ticker Security ID: Meeting Date Meeting Status HTWR CUSIP 422368100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Barberich Mgmt For For For 1.2 Elect C. Raymond Larkin, Jr. Mgmt For For For 1.3 Elect Robert Thomas Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Equity Grant (Director and CEO Mgmt For For For Douglas Godshall) 6 Equity Grant (Director Thomas) Mgmt For For For 7 Equity Grant (Director Harrison) Mgmt For For For 8 Equity Grant (Director Barberich) Mgmt For For For 9 Equity Grant (Director Bennett) Mgmt For For For 10 Equity Grant (Director Larkin) Mgmt For For For 11 Equity Grant (Director Stockman) Mgmt For For For 12 Equity Grant (Director Wade) Mgmt For For For 13 Authority to Issue Convertible Mgmt For For For Senior Notes 14 IF DOUGLAS GODSHALL IS APPOINTED AS Mgmt N/A Against N/A YOUR PROXY, OR MAY BE APPOINTED BY DEFAULT AND YOU DO NOT WISH TO DIRECT YOUR PROXY HOW TO VOTE AS YOUR PROXY IN RESPECT OF PROPOSALS 5-12, PLEASE PLACE A MARK IN THE BOX. BY MARKING THIS BOX, YOU ACKNOWLEDGE THAT DOUGLAS GODSHALL MAY EXERCISE YOUR PROXY EVEN IF HE HAS AN INTEREST IN THE OUTCOME OF THE PROPOSALS. IF YOU DO NOT MARK THIS BOX, AND YOU HAVE NOT DIRECTED YOUR PROXY HOW TO VOTE, DOUGLAS GODSHALL WILL NOT CAST YOUR VOTES ON PROPOSALS 5-12.
Hornbeck Offshore Services, Inc. Ticker Security ID: Meeting Date Meeting Status HOS CUSIP 440543106 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Todd Hornbeck Mgmt For For For 1.2 Elect Patricia Melcher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Huabao International Holdings Limited Ticker Security ID: Meeting Date Meeting Status 336 CINS G4639H122 08/05/2010 Voted Meeting Type Country of Trade Annual Bermuda Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Final Dividend Mgmt For For For 5 Allocation of Special Dividend Mgmt For For For 6 Elect CHU Lam Yiu Mgmt For For For 7 Elect LAU Chi Tak Mgmt For For For 8 Elect LEE Luk Shiu Mgmt For For For 9 Directors' Fees Mgmt For For For 10 Appointment of Auditor and Authority Mgmt For For For to Set Fees 11 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 12 Authority to Repurchase Shares Mgmt For For For 13 Authority to Issue Repurchased Shares Mgmt For For For 14 Non-Voting Meeting Note N/A N/A N/A N/A
ICON PLC Ticker Security ID: Meeting Date Meeting Status ICON CUSIP 45103T107 07/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Elect Bruce Given Mgmt For For For 3 Elect Thomas Lynch Mgmt For For For 4 Elect Declan McKeon Mgmt For For For 5 Authority to Set Auditor's Fees Mgmt For For For 6 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 7 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 8 Authority to Repurchase Shares and Mgmt For For For Re-issue Treasury Shares 9 Adoption of New Articles Mgmt For For For 10 Authority to Set General Meeting Mgmt For For For Notice Period at 14 Days
Incyte Corporation Ticker Security ID: Meeting Date Meeting Status INCY CUSIP 45337C102 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard De Schutter Mgmt For For For 1.2 Elect Barry Ariko Mgmt For For For 1.3 Elect Julian Baker Mgmt For For For 1.4 Elect Paul Brooke Mgmt For For For 1.5 Elect Wendy Dixon Mgmt For For For 1.6 Elect Paul Friedman Mgmt For For For 1.7 Elect John Niblack Mgmt For For For 1.8 Elect Roy Whitfield Mgmt For For For 2 Amendment to the 2010 Stock Mgmt For For For Incentive Plan 3 Amendment to the 1997 Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Ironwood Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status IRWD CUSIP 46333X108 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bryan Roberts Mgmt For For For 1.2 Elect Peter Hecht Mgmt For For For 1.3 Elect David Shaw Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2010 Employee, Mgmt For For For Director and Consultant Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For
J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP 445658107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Duncan Mgmt For For For 2 Elect Wayne Garrison Mgmt For For For 3 Elect Sharilyn Gasaway Mgmt For For For 4 Elect Gary George Mgmt For For For 5 Elect Bryan Hunt Mgmt For For For 6 Elect Coleman Peterson Mgmt For For For 7 Elect John Roberts III Mgmt For For For 8 Elect James Robo Mgmt For For For 9 Elect William Shea Jr. Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 14 Ratification of Auditor Mgmt For For For
Jabil Circuit, Inc. Ticker Security ID: Meeting Date Meeting Status JBL CUSIP 466313103 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Lavitt Mgmt For For For 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Award and Incentive Plan Mgmt For For For 4 Short-Term Incentive Plan Mgmt For For For 5 2011 Employee Stock Purchase Plan Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against
James River Coal Company Ticker Security ID: Meeting Date Meeting Status JRCC CUSIP 470355207 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alan Crown Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Knoll, Inc. Ticker Security ID: Meeting Date Meeting Status KNL CUSIP 498904200 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Cogan Mgmt For For For 1.2 Elect Stephen Fisher Mgmt For For For 1.3 Elect Sarah Nash Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
LivePerson, Inc. Ticker Security ID: Meeting Date Meeting Status LPSN CUSIP 538146101 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Block Mgmt For For For 1.2 Elect David Vaskevitch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
LKQ Corporation Ticker Security ID: Meeting Date Meeting Status LKQX CUSIP 501889208 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Clinton Allen Mgmt For For For 1.2 Elect Victor Casini Mgmt For For For 1.3 Elect Robert Devlin Mgmt For Withhold Against 1.4 Elect Donald Flynn Mgmt For For For 1.5 Elect Kevin Flynn Mgmt For For For 1.6 Elect Ronald Foster Mgmt For For For 1.7 Elect Joseph Holsten Mgmt For For For 1.8 Elect Paul Meister Mgmt For For For 1.9 Elect John O'Brien Mgmt For For For 1.10 Elect William Webster IV Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Management Incentive Mgmt For For For Plan 4 Re-approval of the Long Term Mgmt For For For Incentive Plan 5 Amendment to the 1998 Equity Mgmt For For For Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Localiza Rent A Car SA Ticker Security ID: Meeting Date Meeting Status RENT3 cins P6330Z111 04/25/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Election of Directors Mgmt For For For 7 Remuneration Policy Mgmt For For For
Localiza Rent A Car SA Ticker Security ID: Meeting Date Meeting Status RENT3 cins P6330Z111 04/25/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Amendment to Stock Option Plan Mgmt For For For 4 Stock Option Plan Mgmt For For For
Localiza Rent A Car SA Ticker Security ID: Meeting Date Meeting Status RENT3 cins P6330Z111 10/05/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Capitalization of Reserves Mgmt For For For 4 Amendments to Articles Mgmt For For For
Localiza Rent A Car SA Ticker Security ID: Meeting Date Meeting Status RENT3 cins P6330Z111 10/15/2010 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Capitalization of Reserves Mgmt For For For 4 Amendments to Articles Mgmt For For For 5 Non-Voting Meeting Note N/A N/A N/A N/A
LSB Industries, Inc. Ticker Security ID: Meeting Date Meeting Status LXU CUSIP 502160104 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Golsen Mgmt For For For 1.2 Elect Bernard Ille Mgmt For For For 1.3 Elect Donald Munson Mgmt For For For 1.4 Elect Ronald Perry Mgmt For For For 1.5 Elect Tony Shelby Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Lumber Liquidators Holdings Inc. Ticker Security ID: Meeting Date Meeting Status LL CUSIP 55003T107 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Griffiths Mgmt For For For 1.2 Elect Peter Robinson Mgmt For For For 1.3 Elect Martin Roper Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Compensation Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Methanex Corporation Ticker Security ID: Meeting Date Meeting Status MX CUSIP 59151K108 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Aitken Mgmt For For For 1.2 Elect Howard Balloch Mgmt For For For 1.3 Elect Pierre Choquette Mgmt For For For 1.4 Elect Phillip Cook Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Robert Kostelnik Mgmt For For For 1.7 Elect Douglas Mahaffy Mgmt For For For 1.8 Elect A. Terence Poole Mgmt For For For 1.9 Elect John Reid Mgmt For For For 1.10 Elect Janice Rennie Mgmt For For For 1.11 Elect Monica Sloan Mgmt For For For 2 Appointment of Auditor and Authority Mgmt For For For to Set Fees 3 Advisory Vote on Execuitve Mgmt For For For Compensation
Moog, Inc. Ticker Security ID: Meeting Date Meeting Status MOG.A CUSIP 615394202 01/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Albert Myers Mgmt For For For 1.2 Elect Raymond Boushie Mgmt For For For 2 Ratification of Auditor Mgmt For For For
NuVasive, Inc. Ticker Security ID: Meeting Date Meeting Status NUVA CUSIP 670704105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hunt Mgmt For For For 1.2 Elect Richard Treharne Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
Old Dominion Freight Line, Inc. Ticker Security ID: Meeting Date Meeting Status ODFL CUSIP 679580100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For For For 1.6 Elect Robert Culp III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 5 Ratification of Auditor Mgmt For For For
Onyx Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ONXX CUSIP 683399109 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect N. Anthony Coles Mgmt For For For 1.2 Elect Magnus Lundberg Mgmt For For For 1.3 Elect William R. Ringo Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Parametric Technology Corporation Ticker Security ID: Meeting Date Meeting Status PMTC CUSIP 699173209 03/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Richard Harrison Mgmt For For For 2 Amendment to the 2000 Equity Mgmt For For For Incentive Plan 3 Approval of Performance Goals Under Mgmt For For For the 2000 Equity Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
PAREXEL International Corporation Ticker Security ID: Meeting Date Meeting Status PRXL CUSIP 699462107 12/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Dana Callow, Jr. Mgmt For For For 1.2 Elect Christopher Lindop Mgmt For For For 1.3 Elect Josef von Rickenbach Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Pharmaceutical Product Development, Inc. Ticker Security ID: Meeting Date Meeting Status PPDI CUSIP 717124101 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stuart Bondurant Mgmt For For For 1.2 Elect Vaughn Bryson Mgmt For For For 1.3 Elect Fredric Eshelman Mgmt For For For 1.4 Elect Frederick Frank Mgmt For For For 1.5 Elect Robert Ingram Mgmt For For For 1.6 Elect Terry Magnuson Mgmt For For For 1.7 Elect Ernest Mario Mgmt For For For 1.8 Elect Ralph Snyderman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Pharmasset, Inc. Ticker Security ID: Meeting Date Meeting Status VRUS CUSIP 71715N106 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Carney Mgmt For For For 1.2 Elect P. Schaefer Price Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Revised 2007 Equity Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Polycom, Inc. Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP 73172K104 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Miller Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 1.3 Elect David DeWalt Mgmt For For For 1.4 Elect John Kelley, Jr. Mgmt For For For 1.5 Elect D. Scott Mercer Mgmt For For For 1.6 Elect William Owens Mgmt For For For 1.7 Elect Kevin Parker Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Amendment to the 2005 Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
QLogic Corporation Ticker Security ID: Meeting Date Meeting Status QLGC CUSIP 747277101 08/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H.K. Desai Mgmt For For For 2 Elect Joel Birnbaum Mgmt For For For 3 Elect James Fiebiger Mgmt For For For 4 Elect Balakrishnan Iyer Mgmt For For For 5 Elect Kathryn Lewis Mgmt For For For 6 Elect George Wells Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Quest Software, Inc. Ticker Security ID: Meeting Date Meeting Status QSFT CUSIP 74834T103 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For For For 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
RealPage, Inc. Ticker Security ID: Meeting Date Meeting Status RP CUSIP 75606N109 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Berkeley III Mgmt For For For 1.2 Elect Peter Gyenes Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Gilman Mgmt For For For 1.2 Elect Joseph Goldstein Mgmt For For For 1.3 Elect Christine Poon Mgmt For For For 1.4 Elect P. Roy Vagelos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
RF Micro Devices, Inc. Ticker Security ID: Meeting Date Meeting Status RFMD CUSIP 749941100 08/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Wilkinson, Jr. Mgmt For For For 1.2 Elect Robert Bruggeworth Mgmt For For For 1.3 Elect Daniel DiLeo Mgmt For For For 1.4 Elect Jeffery Gardner Mgmt For For For 1.5 Elect John Harding Mgmt For For For 1.6 Elect Masood Jabbar Mgmt For For For 1.7 Elect Casimir Skrzypczak Mgmt For For For 1.8 Elect Erik van der Kaay Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Amendment to the 2003 Stock Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
Rosetta Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ROSE CUSIP 777779307 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Beckler Mgmt For For For 1.2 Elect Matthew Fitzgerald Mgmt For For For 1.3 Elect Philip Frederickson Mgmt For For For 1.4 Elect D. Henry Houston Mgmt For For For 1.5 Elect Randy Limbacher Mgmt For For For 1.6 Elect Josiah Low III Mgmt For For For 1.7 Elect Donald Patteson, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
RSC Holdings Inc. Ticker Security ID: Meeting Date Meeting Status RRR CUSIP 74972L102 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Pierre Leroy Mgmt For For For 1.2 Elect John Monsky Mgmt For For For 1.3 Elect Donald Roof Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Rush Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status RUSHA CUSIP 781846209 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Marvin Rush Mgmt For For For 1.2 Elect W. M. Rush Mgmt For For For 1.3 Elect James Underwood Mgmt For For For 1.4 Elect Harold Marshall Mgmt For For For 1.5 Elect Thomas Akin Mgmt For For For 1.6 Elect Gerald Szczepanksi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Non-Employee Mgmt For For For Director Stock Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Salix Pharmaceuticals, Ltd. Ticker Security ID: Meeting Date Meeting Status SLXP CUSIP 795435106 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Chappell Mgmt For For For 1.2 Elect Thomas D'Alonzo Mgmt For For For 1.3 Elect Richard Franco, Sr. Mgmt For For For 1.4 Elect William Keane Mgmt For For For 1.5 Elect Carolyn Logan Mgmt For For For 1.6 Elect Mark Sirgo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Sanmina-SCI Corporation Ticker Security ID: Meeting Date Meeting Status SANM CUSIP 800907206 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Neil Bonke Mgmt For For For 2 Elect John Goldsberry Mgmt For For For 3 Elect Joseph Licata, Jr. Mgmt For For For 4 Elect Jean Manas Mgmt For For For 5 Elect Mario Rosati Mgmt For For For 6 Elect A. Eugene Sapp, Jr. Mgmt For For For 7 Elect Wayne Shortridge Mgmt For For For 8 Elect Jure Sola Mgmt For For For 9 Elect Jackie Ward Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2009 Incentive Plan Mgmt For For For
Sauer-Danfoss Inc. Ticker Security ID: Meeting Date Meeting Status SHS CUSIP 804137107 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Niels Christiansen Mgmt For For For 1.2 Elect Jorgen Clausen Mgmt For For For 1.3 Elect Kim Fausing Mgmt For For For 1.4 Elect Richard Freeland Mgmt For For For 1.5 Elect Per Have Mgmt For For For 1.6 Elect William Hoover, Jr. Mgmt For For For 1.7 Elect Johannes Kirchhoff Mgmt For For For 1.8 Elect Sven Ruder Mgmt For For For 1.9 Elect Anders Stahlschmidt Mgmt For For For 1.10 Elect Steven Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Omnibus Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Seattle Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status SGEN CUSIP 812578102 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Srinivas Akkaraju Mgmt For For For 1.2 Elect David Gryska Mgmt For For For 1.3 Elect John McLaughlin Mgmt For For For 2 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For 4 Increase of Authorized Common Stock Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Shutterfly, Inc. Ticker Security ID: Meeting Date Meeting Status SFLY CUSIP 82568P304 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Marineau Mgmt For For For 1.2 Elect Brian Swette Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2.1 Elect David McLachlan Mgmt For For For 2.2 Elect David Aldrich Mgmt For For For 2.3 Elect Kevin Beebe Mgmt For For For 2.4 Elect Moiz Beguwala Mgmt For For For 2.5 Elect Timothy Furey Mgmt For For For 2.6 Elect Balakrishnan Iyer Mgmt For For For 2.7 Elect Thomas Leonard Mgmt For For For 2.8 Elect David McGlade Mgmt For For For 2.9 Elect Robert Schriesheim Mgmt For For For 2.10 Elect David Aldrich Mgmt For For For 2.11 Elect Moiz Beguwala Mgmt For For For 2.12 Elect David McGlade Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the 2008 Director Mgmt For For For Long-Term Incentive Plan 5 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
SuccessFactors, Inc. Ticker Security ID: Meeting Date Meeting Status SFSF CUSIP 864596101 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Harris, Jr. Mgmt For For For 2 Elect William McGlashan, Jr. Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
SXC Health Solutions Corp. Ticker Security ID: Meeting Date Meeting Status SXCI CUSIP 78505P100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Thierer Mgmt For For For 1.2 Elect Steven Colser Mgmt For For For 1.3 Elect Terrence Burke Mgmt For For For 1.4 Elect William Davis Mgmt For For For 1.5 Elect Philip Reddon Mgmt For For For 1.6 Elect Curtis Thorne Mgmt For For For 1.7 Elect Anthony Masso Mgmt For For For 2 Amendment to the Amended and Mgmt For For For Restated Bylaws to Increase the Quorum Requirement for Shareholder's Meetings 3 Amendment to the Long Term Incentive Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Sykes Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status SYKE CUSIP 871237103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Parks Helms Mgmt For For For 1.2 Elect Linda McClintock-Greco Mgmt For For For 1.3 Elect James Murray, Jr. Mgmt For For For 1.4 Elect James MacLeod Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Equity Incentive Plan Mgmt For For For 5 Amendment to the 2011 Equity Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
Syntel, Inc. Ticker Security ID: Meeting Date Meeting Status SYNT CUSIP 87162H103 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paritosh Choksi Mgmt For For For 1.2 Elect Bharat Desai Mgmt For For For 1.3 Elect Thomas Doke Mgmt For For For 1.4 Elect Rajesh Mashruwala Mgmt For For For 1.5 Elect George Mrkonic Mgmt For For For 1.6 Elect Prashant Ranade Mgmt For For For 1.7 Elect Neerja Sethi Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Tempur-Pedic International Inc. Ticker Security ID: Meeting Date Meeting Status TPX CUSIP 88023U101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Evelyn Dilsaver Mgmt For For For 2 Elect Francis Doyle Mgmt For For For 3 Elect John Heil Mgmt For For For 4 Elect Peter Hoffman Mgmt For For For 5 Elect Sir Paul Judge Mgmt For For For 6 Elect Nancy Koehn Mgmt For For For 7 Elect Christopher Masto Mgmt For For For 8 Elect P. Andrews McLane Mgmt For For For 9 Elect Mark Sarvary Mgmt For For For 10 Elect Robert Trussell, Jr. Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
The Advisory Board Company Ticker Security ID: Meeting Date Meeting Status ABCO CUSIP 00762W107 09/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sanju Bansal Mgmt For For For 1.2 Elect Peter Grua Mgmt For For For 1.3 Elect Kelt Kindick Mgmt For For For 1.4 Elect Robert Musslewhite Mgmt For For For 1.5 Elect Mark Neaman Mgmt For For For 1.6 Elect Leon Shapiro Mgmt For For For 1.7 Elect Frank Williams Mgmt For For For 1.8 Elect LeAnne Zumwalt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The GEO Group, Inc. Ticker Security ID: Meeting Date Meeting Status GEO CUSIP 36159R103 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Clarence Anthony Mgmt For For For 1.2 Elect Norman Carlson Mgmt For For For 1.3 Elect Anne Foreman Mgmt For For For 1.4 Elect Richard Glanton Mgmt For For For 1.5 Elect Christopher Wheeler Mgmt For For For 1.6 Elect George Zoley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Transaction of Other Business Mgmt For Against Against
TIBCO Software Inc. Ticker Security ID: Meeting Date Meeting Status TIBX CUSIP 88632Q103 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
TiVo Inc. Ticker Security ID: Meeting Date Meeting Status TIVO CUSIP 888706108 08/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Hinson Mgmt For For For 1.2 Elect William Cella Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Equity Mgmt For For For Incentive Award Plan
TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 03/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisitions Mgmt For Against Against
TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 03/10/2011 Voted Meeting Type Country of Trade Annual Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Accounts and Reports Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 Elect Rogerio Marcos Martins de Mgmt For For For Oliveira 7 Remuneration Policy Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
TOTVS S.A. Ticker Security ID: Meeting Date Meeting Status TOTS3 CINS P92184103 03/10/2011 Voted Meeting Type Country of Trade Special Brazil Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Reconciliation of Share Capital Mgmt For For For 4 Stock Split Mgmt For For For 5 Amend Article 30 Mgmt For For For 6 Amend Article 3 Mgmt For For For 7 Amend Article 19 Mgmt For For For 8 Non-Voting Meeting Note N/A N/A N/A N/A
Trex Company, Inc. Ticker Security ID: Meeting Date Meeting Status TREX CUSIP 89531P105 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jay Gratz Mgmt For For For 1.2 Elect Ronald Kaplan Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
TrueBlue, Inc. Ticker Security ID: Meeting Date Meeting Status TBI CUSIP 89785X101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Cooper Mgmt For For For 2 Elect Thomas McChesney Mgmt For For For 3 Elect Gates McKibbin Mgmt For For For 4 Elect Jeffrey Sakaguchi Mgmt For For For 5 Elect Joseph Sambataro, Jr. Mgmt For For For 6 Elect Bonnie Soodik Mgmt For For For 7 Elect William Steele Mgmt For For For 8 Elect Craig Tall Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Transaction of Other Business Mgmt For Against Against
Ulta Salon, Cosmetics & Fragrance, Inc. Ticker Security ID: Meeting Date Meeting Status ULTA CUSIP 90384S303 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Eck Mgmt For For For 1.2 Elect Charles Philippin Mgmt For For For 1.3 Elect Kenneth Stevens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Incentive Award Plan Mgmt For For For
Under Armour, Inc. Ticker Security ID: Meeting Date Meeting Status UA CUSIP 904311107 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Plank Mgmt For For For 1.2 Elect Byron Adams, Jr. Mgmt For For For 1.3 Elect Douglas Coltharp Mgmt For For For 1.4 Elect Anthony Deering Mgmt For For For 1.5 Elect Alvin Krongard Mgmt For For For 1.6 Elect William McDermott Mgmt For For For 1.7 Elect Harvey Sanders Mgmt For For For 1.8 Elect Thomas Sippel Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
United Rentals, Inc. Ticker Security ID: Meeting Date Meeting Status URI CUSIP 911363109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jenne Britell Mgmt For For For 2 Elect Jose Alvarez Mgmt For For For 3 Elect Howard Clark, Jr. Mgmt For For For 4 Elect Bobby Griffin Mgmt For For For 5 Elect Michael Kneeland Mgmt For For For 6 Elect Singleton McAllister Mgmt For For For 7 Elect Brian McAuley Mgmt For For For 8 Elect John McKinney Mgmt For For For 9 Elect Jason Papastavrou Mgmt For For For 10 Elect Filippo Passerini Mgmt For For For 11 Elect Keith Wimbush Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Vistaprint N.V. Ticker Security ID: Meeting Date Meeting Status VPRT CUSIP N93540107 11/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Louis Page Mgmt For For For 2 Elect Richard Riley Mgmt For For For 3 Accounts and Reports Mgmt For For For 4 Ratification of Management Board Acts Mgmt For For For 5 Ratification of Supervisory Board Mgmt For For For Acts 6 Authority to Repurchase Shares Mgmt For For For 7 Appointment of Auditor Mgmt For For For
Volcano Corporation Ticker Security ID: Meeting Date Meeting Status VOLC CUSIP 928645100 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Coyle Mgmt For For For 1.2 Elect Roy Tanaka Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Volcano Corporation Ticker Security ID: Meeting Date Meeting Status VOLC CUSIP 928645100 07/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kiernan Gallahue Mgmt For For For 1.2 Elect Alexis Lukianov Mgmt For For For 1.3 Elect John Opnopchenko Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Waddell & Reed Financial, Inc. Ticker Security ID: Meeting Date Meeting Status WDR CUSIP 930059100 04/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sharilyn Gasaway Mgmt For For For 1.2 Elect Alan Kosloff Mgmt For For For 1.3 Elect Jerry Walton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
WellCare Health Plans, Inc. Ticker Security ID: Meeting Date Meeting Status WCG CUSIP 94946T106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Berg Mgmt For For For 2 Elect Carol Burt Mgmt For For For 3 Elect Alec Cunningham Mgmt For For For 4 Elect David Gallitano Mgmt For For For 5 Elect D. Robert Graham Mgmt For For For 6 Elect Kevin Hickey Mgmt For For For 7 Elect Christian Michalik Mgmt For For For 8 Elect Glenn Steele, Jr. Mgmt For For For 9 Elect William Trubeck Mgmt For For For 10 Elect Paul Weaver Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Werner Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status WERN CUSIP 950755108 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
The Hartford Small Company Fund (This portion sub-advised by Hartford Investment Management Company) Investment Company Report 07/01/10 - 06/30/11 Acxiom Corporation Ticker Security ID: Meeting Date Meeting Status ACXM CUSIP 005125109 08/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jerry Gramaglia Mgmt For For For 2 Elect Clark Kokich Mgmt For For For 3 Elect Kevin Twomey Mgmt For For For 4 2010 Executive Cash Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
AVX Corporation Ticker Security ID: Meeting Date Meeting Status AVX CUSIP 002444107 07/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kazuo Inamori Mgmt For Withhold Against 1.2 Elect David DeCenzo Mgmt For Withhold Against 1.3 Elect Tetsuo Kuba Mgmt For For For 1.4 Elect Tatsumi Maeda Mgmt For For For 2 Ratification of Auditor Mgmt For For For
AZZ Incorporated Ticker Security ID: Meeting Date Meeting Status AZZ CUSIP 002474104 07/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Kirk Downey Mgmt For For For 1.2 Elect Daniel Feehan Mgmt For For For 1.3 Elect Peter Hegedus Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Bio-Reference Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status BRLI CUSIP 09057G602 07/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marc Grodman Mgmt For For For 1.2 Elect Howard Dubinett Mgmt For Withhold Against 2 Transaction of Other Business Mgmt For Against Against
Charles River Laboratories International, Inc. Ticker Security ID: Meeting Date Meeting Status CRL CUSIP 159864107 08/05/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against
Christopher & Banks Corporation Ticker Security ID: Meeting Date Meeting Status CBK CUSIP 171046105 07/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2.1 Elect Robert Ezrilov Mgmt For For For 2.2 Elect Anne Jones Mgmt For Withhold Against 2.3 Elect Paul Snyder Mgmt For For For 3 Amendment to the 2006 Equity Mgmt For For For Incentive Plan for Non-Employee Directors 4 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
Commvault Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CVLT CUSIP 204166102 08/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For
CyberSource Corporation Ticker Security ID: Meeting Date Meeting Status CYBS CUSIP 23251J106 07/20/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Double-Take Software, Inc. Ticker Security ID: Meeting Date Meeting Status DBTK CUSIP 258598101 07/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Eclipsys Corporation Ticker Security ID: Meeting Date Meeting Status ECLP CUSIP 278856109 08/13/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Enzon Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ENZN CUSIP 293904108 07/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rolf Classon Mgmt For For For 1.2 Elect Alexander Denner Mgmt For For For 1.3 Elect Robert LeBuhn Mgmt For For For 1.4 Elect Harold Levy Mgmt For For For 1.5 Elect Richard Mulligan Mgmt For For For 1.6 Elect Robert Salisbury Mgmt For For For 1.7 Elect Thomas Deuel Mgmt For For For 1.8 Elect Richard Young Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr For For For Declassification of the Board 4 Ratification of Auditor Mgmt For For For
Global Crossing Limited Ticker Security ID: Meeting Date Meeting Status GLBC CUSIP G3921A175 07/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Macaluso Mgmt For For For 1.2 Elect Michael Rescoe Mgmt For For For 2 Amendment to the 2003 Stock Mgmt For Against Against Incentive Plan 3 Amendment to the Senior Executive Mgmt For For For Short-Term Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For
Graham Corporation Ticker Security ID: Meeting Date Meeting Status GHM CUSIP 384556106 07/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jerald Bidlack Mgmt For For For 1.2 Elect James Malvaso Mgmt For For For 2 Employee Stock Purchase Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
GT Solar International, Inc. Ticker Security ID: Meeting Date Meeting Status SOLR CUSIP 3623E0209 08/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Bradford Forth Mgmt For For For 1.2 Elect Fusen Chen Mgmt For For For 1.3 Elect John Conaway Mgmt For Withhold Against 1.4 Elect Ernest Godshalk Mgmt For For For 1.5 Elect Thomas Gutierrez Mgmt For For For 1.6 Elect Matthew Massengill Mgmt For For For 1.7 Elect R. Chad Van Sweden Mgmt For For For 1.8 Elect Noel Watson Mgmt For For For
Haemonetics Corporation Ticker Security ID: Meeting Date Meeting Status HAE CUSIP 405024100 07/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Susan Foote Mgmt For For For 1.2 Elect Pedro Granadillo Mgmt For For For 1.3 Elect Mark Kroll Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Inter Parfums, Inc. Ticker Security ID: Meeting Date Meeting Status IPAR CUSIP 458334109 07/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jean Madar Mgmt For For For 1.2 Elect Philippe Benacin Mgmt For For For 1.3 Elect Russell Greenberg Mgmt For Withhold Against 1.4 Elect Philippe Santi Mgmt For For For 1.5 Elect Francois Heilbronn Mgmt For Withhold Against 1.6 Elect Jean Levy Mgmt For For For 1.7 Elect Robert Bensoussan-Torres Mgmt For For For 1.8 Elect Serge Rosinoer Mgmt For For For 1.9 Elect Patrick Choel Mgmt For For For
inVentiv Health, Inc. Ticker Security ID: Meeting Date Meeting Status VTIV CUSIP 46122E105 07/21/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Life Partners Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LPHI CUSIP 53215T106 08/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Pardo Mgmt For For For 1.2 Elect R. Scott Peden Mgmt For For For 1.3 Elect Tad Ballantyne Mgmt For For For 1.4 Elect Fred Dewald Mgmt For For For 1.5 Elect Harold Rafuse Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Monro Muffler Brake, Inc. Ticker Security ID: Meeting Date Meeting Status MNRO CUSIP 610236101 08/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Berenson Mgmt For For For 1.2 Elect Donald Glickman Mgmt For Withhold Against 1.3 Elect James Wilen Mgmt For For For 1.4 Elect Elizabeth Wolszon Mgmt For Withhold Against 1.5 Elect Robert Mellor Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For
NetScout Systems, Inc. Ticker Security ID: Meeting Date Meeting Status NTCT CUSIP 64115T104 09/08/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anil Singhal Mgmt For For For 1.2 Elect John Egan Mgmt For For For 1.3 Elect Stuart McGuigan Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Odyssey HealthCare, Inc. Ticker Security ID: Meeting Date Meeting Status ODSY CUSIP 67611V101 08/09/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
PetMed Express, Inc. Ticker Security ID: Meeting Date Meeting Status PETS CUSIP 716382106 07/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Menderes Akdag Mgmt For For For 1.2 Elect Frank Formica Mgmt For For For 1.3 Elect Gian Fulgoni Mgmt For For For 1.4 Elect Ronald Korn Mgmt For For For 1.5 Elect Robert Schweitzer Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Plantronics, Inc. Ticker Security ID: Meeting Date Meeting Status PLT CUSIP 727493108 07/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marv Tseu Mgmt For For For 1.2 Elect Ken Kannappan Mgmt For For For 1.3 Elect Brian Dexheimer Mgmt For For For 1.4 Elect Greggory Hammann Mgmt For For For 1.5 Elect John Hart Mgmt For For For 1.6 Elect Marshall Mohr Mgmt For For For 1.7 Elect Roger Wery Mgmt For For For 2 Amendment to the 2003 Stock Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
PSS World Medical, Inc. Ticker Security ID: Meeting Date Meeting Status PSSI CUSIP 69366A100 08/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Corless Mgmt For For For 1.2 Elect Melvin Hecktman Mgmt For For For 1.3 Elect Delores Kesler Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Quality Systems, Inc. Ticker Security ID: Meeting Date Meeting Status QSII CUSIP 747582104 08/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Craig Barbarosh Mgmt For For For 1.2 Elect Murray Brennan Mgmt For For For 1.3 Elect George Bristol Mgmt For For For 1.4 Elect Patrick Cline Mgmt For For For 1.5 Elect Ahmed Hussein Mgmt For For For 1.6 Elect Russell Pflueger Mgmt For For For 1.7 Elect Steven Plochocki Mgmt For For For 1.8 Elect Sheldon Razin Mgmt For For For 1.9 Elect Maureen Spivak Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Quantum Corporation Ticker Security ID: Meeting Date Meeting Status QTM CUSIP 747906204 08/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Auvil III Mgmt For For For 1.2 Elect Richard Belluzzo Mgmt For For For 1.3 Elect Michael Brown Mgmt For For For 1.4 Elect Thomas Buchsbaum Mgmt For For For 1.5 Elect Edward Esber, Jr. Mgmt For For For 1.6 Elect Elizabeth Fetter Mgmt For For For 1.7 Elect Joseph Marengi Mgmt For For For 1.8 Elect Dennis Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For
RF Micro Devices, Inc. Ticker Security ID: Meeting Date Meeting Status RFMD CUSIP 749941100 08/04/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Wilkinson, Jr. Mgmt For For For 1.2 Elect Robert Bruggeworth Mgmt For For For 1.3 Elect Daniel DiLeo Mgmt For For For 1.4 Elect Jeffery Gardner Mgmt For For For 1.5 Elect John Harding Mgmt For Withhold Against 1.6 Elect Masood Jabbar Mgmt For Withhold Against 1.7 Elect Casimir Skrzypczak Mgmt For For For 1.8 Elect Erik van der Kaay Mgmt For For For 2 Amendment to the Employee Stock Mgmt For For For Purchase Plan 3 Amendment to the 2003 Stock Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
SonicWALL, Inc. Ticker Security ID: Meeting Date Meeting Status SNWL CUSIP 835470105 07/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Sport Supply Group, Inc. Ticker Security ID: Meeting Date Meeting Status RBI CUSIP 84916A104 08/05/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against
STERIS Corporation Ticker Security ID: Meeting Date Meeting Status STE CUSIP 859152100 07/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Mgmt For For For Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For
The Advisory Board Company Ticker Security ID: Meeting Date Meeting Status ABCO CUSIP 00762W107 09/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sanju Bansal Mgmt For For For 1.2 Elect Peter Grua Mgmt For Withhold Against 1.3 Elect Kelt Kindick Mgmt For Withhold Against 1.4 Elect Robert Musslewhite Mgmt For For For 1.5 Elect Mark Neaman Mgmt For For For 1.6 Elect Leon Shapiro Mgmt For Withhold Against 1.7 Elect Frank Williams Mgmt For For For 1.8 Elect LeAnne Zumwalt Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The Finish Line, Inc. Ticker Security ID: Meeting Date Meeting Status FINL CUSIP 317923100 07/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Goldsmith Mgmt For For For 1.2 Elect Catherine Langham Mgmt For For For 1.3 Elect Norman Gurwitz Mgmt For For For 2 Ratification of Auditor Mgmt For For For
VIRTUAL RADIOLOGIC CORPORATION Ticker Security ID: Meeting Date Meeting Status VRAD CUSIP 92826B104 07/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
The Hartford Small/Mid Cap Equity Fund Investment Company Report 07/01/10 - 06/30/11 A. H. Belo Corporation Ticker Security ID: Meeting Date Meeting Status AHC CUSIP 001282102 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald McCray Mgmt For For For 1.2 Elect Louis Caldera Mgmt For For For 1.3 Elect Robert Decherd Mgmt For For For 1.4 Elect Tyree Miller Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
A.O. Smith Corporation Ticker Security ID: Meeting Date Meeting Status AOS CUSIP 831865209 04/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gloster Current, Jr. Mgmt For For For 1.2 Elect Robert O'Toole Mgmt For For For 1.3 Elect Idelle Wolf Mgmt For For For 1.4 Elect Gene Wulf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
ABM Industries Incorporated Ticker Security ID: Meeting Date Meeting Status ABM CUSIP 000957100 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dan Bane Mgmt For For For 1.2 Elect Anthony Fernandes Mgmt For For For 1.3 Elect Maryellen Herringer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Abovenet, Inc. Ticker Security ID: Meeting Date Meeting Status ABVT CUSIP 00374N107 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey A. Brodsky Mgmt For For For 1.2 Elect Michael J. Embler Mgmt For For For 1.3 Elect William LaPerch Mgmt For For For 1.4 Elect Richard Postma Mgmt For For For 1.5 Elect Richard L. Shorten, Jr. Mgmt For For For 1.6 Elect Stuart Subotnick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Acco Brands Corporation Ticker Security ID: Meeting Date Meeting Status ABD CUSIP 00081T108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Bayly Mgmt For For For 1.2 Elect Kathleen Dvorak Mgmt For For For 1.3 Elect G. Thomas Hargrove Mgmt For For For 1.4 Elect Robert Jenkins Mgmt For For For 1.5 Elect Robert Keller Mgmt For For For 1.6 Elect Thomas Kroeger Mgmt For For For 1.7 Elect Michael Norkus Mgmt For For For 1.8 Elect Sheila Talton Mgmt For For For 1.9 Elect Norman Wesley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Amendment to the 2005 Incentive Plan Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against
Acme Packet, Inc. Ticker Security ID: Meeting Date Meeting Status APKT CUSIP 004764106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Bowen Mgmt For For For 1.2 Elect Robert Hower Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Employee Stock Purchase Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Actuate Corporation Ticker Security ID: Meeting Date Meeting Status BIRT CUSIP 00508B102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Cittadini Mgmt For For For 1.2 Elect Kenneth Marshall Mgmt For Withhold Against 1.3 Elect Nicholas Nierenberg Mgmt For For For 1.4 Elect Arthur Patterson Mgmt For For For 1.5 Elect Steven Whiteman Mgmt For Withhold Against 1.6 Elect Raymond Ocampo, Jr. Mgmt For For For 1.7 Elect Timothy Yeaton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Acxiom Corporation Ticker Security ID: Meeting Date Meeting Status ACXM CUSIP 005125109 08/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jerry Gramaglia Mgmt For For For 2 Elect Clark Kokich Mgmt For For For 3 Elect Kevin Twomey Mgmt For For For 4 2010 Executive Cash Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Advance America, Cash Advance Centers, Inc. Ticker Security ID: Meeting Date Meeting Status AEA CUSIP 00739W107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Webster IV Mgmt For For For 1.2 Elect Robert Chapman III Mgmt For For For 1.3 Elect Tony Colletti Mgmt For For For 1.4 Elect Kenneth Compton Mgmt For For For 1.5 Elect Gardner Courson Mgmt For For For 1.6 Elect Anthony Grant Mgmt For For For 1.7 Elect Thomas Hannah Mgmt For For For 1.8 Elect Donovan Langford III Mgmt For For For 1.9 Elect J. Patrick O'Shaughnessy Mgmt For Withhold Against 1.10 Elect W. Nisbet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Advent Software, Inc. Ticker Security ID: Meeting Date Meeting Status ADVS CUSIP 007974108 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Scully Mgmt For Withhold Against 1.2 Elect Stephanie DiMarco Mgmt For For For 1.3 Elect James Kirsner Mgmt For For For 1.4 Elect James P. Roemer Mgmt For For For 1.5 Elect Wendell Van Auken Mgmt For For For 1.6 Elect Christine Manfredi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
AECOM Technology Corporation Ticker Security ID: Meeting Date Meeting Status ACM CUSIP 00766T100 03/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Francis Bong Mgmt For For For 1.2 Elect S. Malcolm Gillis Mgmt For For For 1.3 Elect Robert Routs Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Aeropostale Inc Ticker Security ID: Meeting Date Meeting Status ARO CUSIP 007865108 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Beegle Mgmt For For For 1.2 Elect Robert Chavez Mgmt For For For 1.3 Elect Michael Cunningham Mgmt For For For 1.4 Elect Evelyn Dilsaver Mgmt For For For 1.5 Elect Julian Geiger Mgmt For For For 1.6 Elect John Haugh Mgmt For For For 1.7 Elect Karin Hirtler-Garvey Mgmt For For For 1.8 Elect John Howard Mgmt For For For 1.9 Elect Thomas Johnson Mgmt For For For 1.10 Elect David Vermylen Mgmt For For For 2 Amendment to the 2002 Long-Term Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
AGCO Corporation Ticker Security ID: Meeting Date Meeting Status AGCO CUSIP 001084102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wolfgang Deml Mgmt For For For 2 Elect Luiz Fernando Furlan Mgmt For For For 3 Elect Gerald Johanneson Mgmt For For For 4 Elect Thomas LaSorda Mgmt For For For 5 Elect George Minnich Mgmt For For For 6 Elect Martin Richenhagen Mgmt For For For 7 Elect Daniel Ustian Mgmt For For For 8 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 11 Ratification of Auditor Mgmt For For For
AGL Resources Inc. Ticker Security ID: Meeting Date Meeting Status AGL CUSIP 001204106 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sandra Bane Mgmt For For For 1.2 Elect Thomas Bell, Jr. Mgmt For For For 1.3 Elect Arthur Johnson Mgmt For For For 1.4 Elect Dean O'Hare Mgmt For For For 1.5 Elect James Rubright Mgmt For For For 1.6 Elect John Somerhalder II Mgmt For For For 1.7 Elect Bettina Whyte Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Omnibus Mgmt For For For Performance Incentive Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
AGL Resources Inc. Ticker Security ID: Meeting Date Meeting Status AGL CUSIP 001204106 06/14/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Increase in Board Size Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Agree Realty Corporation Ticker Security ID: Meeting Date Meeting Status ADC CUSIP 008492100 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Farris Kalil Mgmt For For For 1.2 Elect Gene Silverman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Airgas, Inc. Ticker Security ID: Meeting Date Meeting Status ARG CUSIP 009363102 09/15/2010 Unvoted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Clancey Mgmt N/A N/A N/A 1.2 Elect Robert Lumpkins Mgmt N/A N/A N/A 1.3 Elect Ted Miller, Jr. Mgmt N/A N/A N/A 2 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Director Eligibility Requirements 3 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Annual Meeting Date 4 Shareholder Proposal Regarding ShrHldr N/A N/A N/A Repeal of Bylaw Amendments 5 Ratification of Auditor Mgmt N/A N/A N/A 6 Amendment to the 2003 Employee Stock Mgmt N/A N/A N/A Purchase Plan
Airgas, Inc. Ticker Security ID: Meeting Date Meeting Status ARG CUSIP 009363102 09/15/2010 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter McCausland Mgmt For For For 1.2 Elect W. Thacher Brown Mgmt For For For 1.3 Elect Richard Ill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Employee Stock Mgmt For For For Purchase Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For Director Eligibility Requirements 5 Shareholder Proposal Regarding ShrHldr Against Against For Annual Meeting Date 6 Shareholder Proposal Regarding ShrHldr Against Against For Repeal of Bylaw Amendments
Albany International Corp. Ticker Security ID: Meeting Date Meeting Status AIN CUSIP 012348108 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cassidy, Jr. Mgmt For For For 2 Elect Paula Cholmondeley Mgmt For For For 3 Elect Edgar Hotard Mgmt For For For 4 Elect Erland Kailbourne Mgmt For For For 5 Elect Joseph Morone Mgmt For For For 6 Elect Juhani Pakkala Mgmt For For For 7 Elect Christine Standish Mgmt For For For 8 Elect John Standish Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 2011 Incentive Plan Mgmt For For For
Albemarle Corporation Ticker Security ID: Meeting Date Meeting Status ALB CUSIP 012653101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.2 Elect William Hernandez Mgmt For For For 1.3 Elect R. William Ide III Mgmt For For For 1.4 Elect Richard Morrill Mgmt For For For 1.5 Elect Jim Nokes Mgmt For For For 1.6 Elect Barry Perry Mgmt For For For 1.7 Elect Mark Rohr Mgmt For For For 1.8 Elect John Sherman, Jr. Mgmt For For For 1.9 Elect Harriett Taggart Mgmt For For For 1.10 Elect Anne Whittemore Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Ratification of Auditor Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Alexander & Baldwin, Inc. Ticker Security ID: Meeting Date Meeting Status ALEX CUSIP 014482103 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect W. Blake Baird Mgmt For For For 1.2 Elect Michael Chun Mgmt For For For 1.3 Elect W. Allen Doane Mgmt For For For 1.4 Elect Walter Dods, Jr. Mgmt For For For 1.5 Elect Charles King Mgmt For For For 1.6 Elect Stanley Kuriyama Mgmt For For For 1.7 Elect Constance Lau Mgmt For Withhold Against 1.8 Elect Douglas Pasquale Mgmt For For For 1.9 Elect Jeffrey Watanabe Mgmt For For For 2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For
Alexion Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALXN CUSIP 015351109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Bell Mgmt For For For 1.2 Elect Max Link Mgmt For Withhold Against 1.3 Elect William Keller Mgmt For For For 1.4 Elect Joseph Madri Mgmt For For For 1.5 Elect Larry Mathis Mgmt For For For 1.6 Elect R. Douglas Norby Mgmt For For For 1.7 Elect Alvin Parven Mgmt For For For 1.8 Elect Andreas Rummelt Mgmt For For For 1.9 Elect Ann Veneman Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Alliance Data Systems Corporation Ticker Security ID: Meeting Date Meeting Status ADS CUSIP 018581108 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Roger Ballou Mgmt For For For 1.3 Elect E. Linn Draper, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Alliance One International Ticker Security ID: Meeting Date Meeting Status AOI CUSIP 018772103 08/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Harrison Mgmt For For For 1.2 Elect B. Clyde Preslar Mgmt For For For 1.3 Elect Norman Scher Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Alliant Energy Corporation Ticker Security ID: Meeting Date Meeting Status LNT CUSIP 018802108 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Harvey Mgmt For For For 1.2 Elect Singleton McAllister Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Alliant Techsystems Inc. Ticker Security ID: Meeting Date Meeting Status ATK CUSIP 018804104 08/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roxanne Decyk Mgmt For For For 1.2 Elect Mark DeYoung Mgmt For For For 1.3 Elect Martin Faga Mgmt For For For 1.4 Elect Ronald Fogleman Mgmt For For For 1.5 Elect April Foley Mgmt For For For 1.6 Elect Tig Krekel Mgmt For For For 1.7 Elect Douglas Maine Mgmt For For For 1.8 Elect Roman Martinez IV Mgmt For For For 1.9 Elect Mark Ronald Mgmt For For For 1.10 Elect William Van Dyke Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Allied World Assurance Company Holdings, Ltd Ticker Security ID: Meeting Date Meeting Status AWH CUSIP G0219G203 11/18/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reincorporation Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Quillen Mgmt For For For 1.2 Elect William Crowley, Jr. Mgmt For For For 1.3 Elect Kevin Crutchfield Mgmt For For For 1.4 Elect E. Linn Draper, Jr. Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect P. Michael Giftos Mgmt For For For 1.7 Elect Joel Richards, III Mgmt For For For 1.8 Elect James Roberts Mgmt For For For 1.9 Elect Ted Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report
Alpha Natural Resources, Inc. Ticker Security ID: Meeting Date Meeting Status ANR CUSIP 02076X102 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For 2 Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
AMB Property Corporation Ticker Security ID: Meeting Date Meeting Status AMB CUSIP 00163T109 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect T. Robert Burke Mgmt For For For 2 Elect David Cole Mgmt For Against Against 3 Elect Lydia Kennard Mgmt For For For 4 Elect J. Michael Losh Mgmt For Against Against 5 Elect Hamid Moghadam Mgmt For For For 6 Elect Frederick Reid Mgmt For For For 7 Elect Jeffrey Skelton Mgmt For For For 8 Elect Thomas Tusher Mgmt For For For 9 Elect Carl Webb Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
AMB Property Corporation Ticker Security ID: Meeting Date Meeting Status AMB CUSIP 00163T109 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Amendments to Bylaws Mgmt For For For 3 Amendments to Charter Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Amdocs Limited Ticker Security ID: Meeting Date Meeting Status DOX CUSIP G02602103 01/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bruce Anderson Mgmt For For For 1.2 Elect Adrian Gardner Mgmt For For For 1.3 Elect Charles Foster Mgmt For For For 1.4 Elect James Kahan Mgmt For For For 1.5 Elect Zohar Zisapel Mgmt For For For 1.6 Elect Julian Brodsky Mgmt For For For 1.7 Elect Eli Gelman Mgmt For For For 1.8 Elect Nehemia Lemelbaum Mgmt For For For 1.9 Elect John McLennan Mgmt For For For 1.10 Elect Robert Minicucci Mgmt For For For 1.11 Elect Simon Olswang Mgmt For For For 1.12 Elect Richard Sarnoff Mgmt For For For 1.13 Elect Giora Yaron Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Appointment of Auditor and Authority Mgmt For For For to Set Fees
America Service Group Inc. Ticker Security ID: Meeting Date Meeting Status ASGR CUSIP 02364L109 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
American Eagle Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status AEO CUSIP 02553E106 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Jesselson Mgmt For For For 2 Elect Roger Markfield Mgmt For For For 3 Elect Jay Schottenstein Mgmt For Against Against 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
American Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status AFG CUSIP 025932104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carl Lindner Mgmt For For For 1.2 Elect Carl Lindner, III Mgmt For For For 1.3 Elect S. Craig Lindner Mgmt For For For 1.4 Elect Kenneth Ambrecht Mgmt For For For 1.5 Elect Theodore Emmerich Mgmt For For For 1.6 Elect James Evans Mgmt For Withhold Against 1.7 Elect Terry Jacobs Mgmt For For For 1.8 Elect Gregory Joseph Mgmt For For For 1.9 Elect William Verity Mgmt For Withhold Against 1.10 Elect John Von Lehman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Co-CEO Equity Bonus Plan Mgmt For For For 4 Annual Senior Executive Bonus Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding Board ShrHldr Against Against For Diversity
American Reprographics Company Ticker Security ID: Meeting Date Meeting Status ARC CUSIP 029263100 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kumarakulasingam Suriyakumar Mgmt For For For 1.2 Elect Thomas Formolo Mgmt For For For 1.3 Elect Dewitt Kerry McCluggage Mgmt For For For 1.4 Elect James McNulty Mgmt For Withhold Against 1.5 Elect Mark Mealy Mgmt For For For 1.6 Elect Manuel Perez de la Mesa Mgmt For For For 1.7 Elect Eriberto Scocimara Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2005 Stock Plan Mgmt For For For
American States Water Company Ticker Security ID: Meeting Date Meeting Status AWR CUSIP 029899101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James McNulty Mgmt For For For 1.2 Elect Robert Sprowls Mgmt For For For 1.3 Elect Janice Wilkins Mgmt For For For 2 Change in Board Size Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
American Water Works Company, Inc. Ticker Security ID: Meeting Date Meeting Status AWK CUSIP 030420103 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Adik Mgmt For For For 2 Elect Martha Clark Goss Mgmt For For For 3 Elect Julie Dobson Mgmt For For For 4 Elect Richard Grigg Mgmt For For For 5 Elect Julia Johnson Mgmt For For For 6 Elect George MacKenzie Mgmt For For For 7 Elect William Marrazzo Mgmt For For For 8 Elect Jeffry Sterba Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Amerigroup Corporation Ticker Security ID: Meeting Date Meeting Status AGP CUSIP 03073T102 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Carlson Mgmt For For For 1.2 Elect Jeffrey Child Mgmt For For For 1.3 Elect Richard Shirk Mgmt For For For 1.4 Elect John Snow Mgmt For For For 1.5 Elect Joseph Prueher Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Employee Stock Purchase Plan Mgmt For For For
Ameristar Casinos, Inc. Ticker Security ID: Meeting Date Meeting Status ASCA CUSIP 03070Q101 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Hodges Mgmt For For For 1.2 Elect Luther Cochrane Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2009 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
AMETEK, Inc. Ticker Security ID: Meeting Date Meeting Status AME CUSIP 031100100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Anthony Conti Mgmt For For For 1.2 Elect Frank Hermance Mgmt For For For 2 2011 Omnibus Incentive Compensation Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Amphenol Corporation Ticker Security ID: Meeting Date Meeting Status APH CUSIP 032095101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Badie Mgmt For For For 1.2 Elect R. Adam Norwitt Mgmt For For For 1.3 Elect Dean Secord Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 Ratification of Auditor Mgmt For For For
Ancestry.com Inc. Ticker Security ID: Meeting Date Meeting Status ACOM CUSIP 032803108 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Goldberg Mgmt For For For 1.2 Elect Victor Parker Mgmt For For For 1.3 Elect Michael Schroepfer Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
ANSYS, Inc. Ticker Security ID: Meeting Date Meeting Status ANSS CUSIP 03662Q105 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Cashman III Mgmt For For For 1.2 Elect William McDermott Mgmt For For For 1.3 Elect Ajei Gopal Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Amendment to the 1996 Stock Option Mgmt For For For and Grant Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For Against Against
AptarGroup, Inc. Ticker Security ID: Meeting Date Meeting Status ATR CUSIP 038336103 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Fotiades Mgmt For For For 1.2 Elect King Harris Mgmt For For For 1.3 Elect Peter Pfeiffer Mgmt For For For 1.4 Elect Joanne Smith Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Stock Awards Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Arbitron Inc. Ticker Security ID: Meeting Date Meeting Status ARB CUSIP 03875Q108 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Shellye Archambeau Mgmt For For For 1.2 Elect David Devonshire Mgmt For For For 1.3 Elect John Dimling Mgmt For For For 1.4 Elect Erica Farber Mgmt For For For 1.5 Elect Philip Guarascio Mgmt For For For 1.6 Elect William Kerr Mgmt For For For 1.7 Elect Larry Kittelberger Mgmt For For For 1.8 Elect Luis Nogales Mgmt For For For 1.9 Elect Richard Post Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Arch Capital Group Ltd. Ticker Security ID: Meeting Date Meeting Status ACGL CUSIP G0450A105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kewsong Lee Mgmt For For For 1.2 Elect Brian Posner Mgmt For For For 1.3 Elect John Vollaro Mgmt For For For 1.4 Elect Robert Works Mgmt For For For 1.5 Elect William Beveridge Mgmt For For For 1.6 Elect Dennis Brand Mgmt For For For 1.7 Elect Knud Christensen Mgmt For For For 1.8 Elect Graham B.R. Collis Mgmt For Withhold Against 1.9 Elect William Cooney Mgmt For For For 1.10 Elect Stephen Fogarty Mgmt For For For 1.11 Elect Elizabeth Fullerton-Rome Mgmt For For For 1.12 Elect Rutger H.W. Funnekottler Mgmt For For For 1.13 Elect Marc Grandissan Mgmt For For For 1.14 Elect Michael A. Green Mgmt For For For 1.15 Elect John C.R. Hele Mgmt For Withhold Against 1.16 Elect David Hipken Mgmt For For For 1.17 Elect W. Preston Hutchings Mgmt For For For 1.18 Elect Constantine Iordanou Mgmt For For For 1.19 Elect Wolbert Kamphuijs Mgmt For For For 1.20 Elect Michael Kier Mgmt For For For 1.21 Elect Mark Lyons Mgmt For For For 1.22 Elect Adam Matteson Mgmt For For For 1.23 Elect David McElroy Mgmt For For For 1.24 Elect Martin Nilsen Mgmt For For For 1.25 Elect Nicolas Papadopoulo Mgmt For For For 1.26 Elect Michael Quinn Mgmt For For For 1.27 Elect Maamoun Rajeh Mgmt For For For 1.28 Elect Paul Robotham Mgmt For Withhold Against 1.29 Elect Sarah Scheuer Mgmt For For For 1.30 Elect Budhi Singh Mgmt For For For 1.31 Elect Helmut Sohler Mgmt For For For 1.32 Elect Julian Stroud Mgmt For For For 1.33 Elect Angus Watson Mgmt For For For 1.34 Elect James Weatherstone Mgmt For For For 2 Stock Split Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Arch Coal, Inc. Ticker Security ID: Meeting Date Meeting Status ACI CUSIP 039380100 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Boyd Mgmt For For For 1.2 Elect John Eaves Mgmt For For For 1.3 Elect David Freudenthal Mgmt For For For 1.4 Elect Douglas Hunt Mgmt For For For 1.5 Elect J. Thomas Jones Mgmt For For For 1.6 Elect A. Michael Perry Mgmt For For For 1.7 Elect Peter Wold Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Armstrong World Industries, Inc. Ticker Security ID: Meeting Date Meeting Status AWI CUSIP 04247X102 06/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stan Askren Mgmt For For For 1.2 Elect David Bonderman Mgmt For Withhold Against 1.3 Elect Kevin Burns Mgmt For For For 1.4 Elect Matthew Espe Mgmt For For For 1.5 Elect James Gaffney Mgmt For Withhold Against 1.6 Elect Tao Huang Mgmt For For For 1.7 Elect Michael Johnston Mgmt For For For 1.8 Elect Larry McWilliams Mgmt For For For 1.9 Elect James O'Connor Mgmt For For For 1.10 Elect John Roberts Mgmt For For For 1.11 Elect Richard Wenz Mgmt For For For 2 2011 Long-Term Incentive Plan Mgmt For For For 3 Management Achievement Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Armstrong World Industries, Inc. Ticker Security ID: Meeting Date Meeting Status AWI CUSIP 04247X102 07/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stan Askren Mgmt For For For 1.2 Elect David Bonderman Mgmt For For For 1.3 Elect Kevin Burns Mgmt For For For 1.4 Elect James Gaffney Mgmt For Withhold Against 1.5 Elect Tao Huang Mgmt For For For 1.6 Elect Michael Johnston Mgmt For For For 1.7 Elect Larry McWilliams Mgmt For For For 1.8 Elect James O'Connor Mgmt For For For 1.9 Elect John Roberts Mgmt For For For 1.10 Elect Richard Wenz Mgmt For For For 1.11 Elect Bettina Whyte Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Arris Group, Inc. Ticker Security ID: Meeting Date Meeting Status ARRS CUSIP 04269Q100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alex Best Mgmt For For For 1.2 Elect Harry Bosco Mgmt For For For 1.3 Elect James Chiddix Mgmt For For For 1.4 Elect John Craig Mgmt For For For 1.5 Elect Matthew Kearney Mgmt For For For 1.6 Elect William Lambert Mgmt For For For 1.7 Elect John Petty Mgmt For For For 1.8 Elect Robert Stanzione Mgmt For For For 1.9 Elect Debora Wilson Mgmt For For For 1.10 Elect David Woodle Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Arrow Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status ARW CUSIP 042735100 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Duval Mgmt For For For 1.2 Elect Philip Asherman Mgmt For For For 1.3 Elect Gail Hamilton Mgmt For For For 1.4 Elect John Hanson Mgmt For For For 1.5 Elect Richard Hill Mgmt For Withhold Against 1.6 Elect M.F. (Fran) Keeth Mgmt For For For 1.7 Elect Andrew Kerin Mgmt For For For 1.8 Elect Michael Long Mgmt For For For 1.9 Elect Stephen Patrick Mgmt For For For 1.10 Elect Barry Perry Mgmt For For For 1.11 Elect John Waddell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Art Technology Group, Inc. Ticker Security ID: Meeting Date Meeting Status ARTG CUSIP 04289L107 01/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
ArthroCare Corporation Ticker Security ID: Meeting Date Meeting Status ARTC CUSIP 043136100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Christian Ahrens Mgmt For For For 1.2 Elect Gregory Belinfanti Mgmt For For For 1.3 Elect Barbara Boyan Mgmt For For For 1.4 Elect David Fitzgerald Mgmt For For For 1.5 Elect James Foster Mgmt For For For 1.6 Elect Terrence Geremski Mgmt For For For 1.7 Elect Tord Lendau Mgmt For For For 1.8 Elect Peter Wilson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Ashford Hospitality Trust, Inc. Ticker Security ID: Meeting Date Meeting Status AHT CUSIP 044103109 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Archie Bennett, Jr. Mgmt For For For 1.2 Elect Monty Bennett Mgmt For For For 1.3 Elect Benjamin Ansell Mgmt For For For 1.4 Elect Thomas Callahan Mgmt For For For 1.5 Elect Martin Edelman Mgmt For For For 1.6 Elect W. Michael Murphy Mgmt For For For 1.7 Elect Philip Payne Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Ashland Inc. Ticker Security ID: Meeting Date Meeting Status ASH CUSIP 044209104 01/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kathleen Ligocki Mgmt For For For 2 Elect James O'Brien Mgmt For For For 3 Elect Barry Perry Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 2011 Incentive Plan Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Aspen Insurance Holdings Limited Ticker Security ID: Meeting Date Meeting Status AHL CUSIP G05384105 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Advisory Vote on Executive Mgmt For For For Compensation 2.1 Elect Christopher O'Kane Mgmt For For For 2.2 Elect John Cavoores Mgmt For For For 2.3 Elect Liaquat Ahamed Mgmt For Withhold Against 2.4 Elect Heidi Hutter Mgmt For For For 2.5 Elect Albert Beer Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 2011 Share Incentive Plan Mgmt For Against Against
ATC Technology Corporation Ticker Security ID: Meeting Date Meeting Status ATAC CUSIP 00211W104 10/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Atmel Corporation Ticker Security ID: Meeting Date Meeting Status ATML CUSIP 049513104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Laub Mgmt For For For 2 Elect Tsung-Ching Wu Mgmt For For For 3 Elect David Sugishita Mgmt For For For 4 Elect Papken der Torossian Mgmt For For For 5 Elect Jack Saltich Mgmt For For For 6 Elect Charles Carinalli Mgmt For For For 7 Elect Edward Ross Mgmt For For For 8 Amendment to the 2005 Stock Plan Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
ATMI, Inc. Ticker Security ID: Meeting Date Meeting Status ATMI CUSIP 00207R101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Adley Mgmt For For For 1.2 Elect Eugene Banucci Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Atmos Energy Corporation Ticker Security ID: Meeting Date Meeting Status ATO CUSIP 049560105 02/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kim Cocklin Mgmt For For For 2 Elect Richard Douglas Mgmt For For For 3 Elect Ruben Esquivel Mgmt For For For 4 Elect Richard Gordon Mgmt For For For 5 Amendment to the 1998 Long-Term Mgmt For Against Against Incentive Plan 6 Amendment to the Annual Incentive Mgmt For For For Plan for Management 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Atwood Oceanics, Inc. Ticker Security ID: Meeting Date Meeting Status ATW CUSIP 050095108 02/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Deborah Beck Mgmt For Withhold Against 1.2 Elect Robert Burgess Mgmt For Withhold Against 1.3 Elect George Dotson Mgmt For Withhold Against 1.4 Elect Jack Golden Mgmt For Withhold Against 1.5 Elect Hans Helmerich Mgmt For For For 1.6 Elect James Montague Mgmt For Withhold Against 1.7 Elect Robert Saltiel Mgmt For For For 2 Amendment to the 2007 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt N/A 1 Year N/A Executive Compensation
Autoliv, Inc. Ticker Security ID: Meeting Date Meeting Status ALV CUSIP 052800109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jan Carlson Mgmt For For For 1.2 Elect Lars Nyberg Mgmt For For For 1.3 Elect James Ringler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Avista Corporation Ticker Security ID: Meeting Date Meeting Status AVA CUSIP 05379B107 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Racicot Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Article Amendments to Eliminate Mgmt For For For Classification of the Board 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
AVX Corporation Ticker Security ID: Meeting Date Meeting Status AVX CUSIP 002444107 07/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kazuo Inamori Mgmt For Withhold Against 1.2 Elect David DeCenzo Mgmt For Withhold Against 1.3 Elect Tetsuo Kuba Mgmt For For For 1.4 Elect Tatsumi Maeda Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Axis Capital Holdings Limited Ticker Security ID: Meeting Date Meeting Status AXS CUSIP G0692U109 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Friedman Mgmt For Withhold Against 1.2 Elect Donald Greene Mgmt For For For 1.3 Elect Cheryl-Ann Lister Mgmt For For For 1.4 Elect Thomas Ramey Mgmt For For For 1.5 Elect Wilhelm Zeller Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Appointment of Auditor and Authority Mgmt For For For to Set Fees
Ball Corporation Ticker Security ID: Meeting Date Meeting Status BLL CUSIP 058498106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Hayes Mgmt For For For 1.2 Elect George Smart Mgmt For For For 1.3 Elect Theodore Solso Mgmt For For For 1.4 Elect Stuart Taylor II Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Redemption of Shareholder Rights Plan 6 Shareholder Proposal Regarding ShrHldr Against Against For Reincorporation
Ballantyne Strong, Inc. Ticker Security ID: Meeting Date Meeting Status BTN CUSIP 058516105 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Welsh II Mgmt For For For 1.2 Elect Alvin Abramson Mgmt For Withhold Against 1.3 Elect Gary Cavey Mgmt For For For 1.4 Elect Marc LeBaron Mgmt For For For 1.5 Elect Mark Hasebroock Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Bank of Hawaii Corporation Ticker Security ID: Meeting Date Meeting Status BOH CUSIP 062540109 04/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Haunani Apoliona Mgmt For For For 1.2 Elect Mary Bitterman Mgmt For For For 1.3 Elect Mark Burak Mgmt For For For 1.4 Elect Michael Chun Mgmt For For For 1.5 Elect Clinton Churchill Mgmt For For For 1.6 Elect David Heenan Mgmt For For For 1.7 Elect Peter Ho Mgmt For For For 1.8 Elect Robert Huret Mgmt For For For 1.9 Elect Kent Lucien Mgmt For Withhold Against 1.10 Elect Martin Stein Mgmt For For For 1.11 Elect Donald Takaki Mgmt For Withhold Against 1.12 Elect Barbara Tanabe Mgmt For For For 1.13 Elect Robert Wo, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2004 Stock and Mgmt For For For Incentive Compensation Plan 5 Ratification of Auditor Mgmt For For For
Bank Of The Ozarks, Inc. Ticker Security ID: Meeting Date Meeting Status OZRK CUSIP 063904106 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Gleason Mgmt For For For 1.2 Elect Mark Ross Mgmt For For For 1.3 Elect Jean Arehart Mgmt For For For 1.4 Elect Richard Cisne Mgmt For For For 1.5 Elect Robert East Mgmt For Withhold Against 1.6 Elect Linda Gleason Mgmt For For For 1.7 Elect Walter Kimbrough Mgmt For For For 1.8 Elect Henry Mariani Mgmt For For For 1.9 Elect Robert Proost Mgmt For For For 1.10 Elect R. L. Qualls Mgmt For For For 1.11 Elect Kennith Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Bemis Company, Inc. Ticker Security ID: Meeting Date Meeting Status BMS CUSIP 081437105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Perry Mgmt For For For 1.2 Elect William Scholle Mgmt For Withhold Against 1.3 Elect Timothy Manganello Mgmt For For For 1.4 Elect Philip Weaver Mgmt For For For 1.5 Elect Henry Theisen Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Benchmark Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status BHE CUSIP 08160H101 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Cary Fu Mgmt For For For 1.2 Elect Michael Dawson Mgmt For For For 1.3 Elect Peter Dorflinger Mgmt For For For 1.4 Elect Douglas Duncan Mgmt For For For 1.5 Elect Bernee Strom Mgmt For For For 1.6 Elect Clay Williams Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Big Lots, Inc. Ticker Security ID: Meeting Date Meeting Status BIG CUSIP 089302103 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berger Mgmt For For For 1.2 Elect Steven Fishman Mgmt For For For 1.3 Elect Peter Hayes Mgmt For For For 1.4 Elect David Kollat Mgmt For Withhold Against 1.5 Elect Brenda Lauderback Mgmt For For For 1.6 Elect Philip Mallott Mgmt For For For 1.7 Elect Russell Solt Mgmt For For For 1.8 Elect James Tener Mgmt For For For 1.9 Elect Dennis Tishkoff Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Biglari Holdings Inc. Ticker Security ID: Meeting Date Meeting Status BH CUSIP 08986R101 11/05/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Incentive Bonus Mgmt For For For Agreement for Section 162(m) Purposes 2 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing
Bio-Reference Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status BRLI CUSIP 09057G602 07/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marc Grodman Mgmt For For For 1.2 Elect Howard Dubinett Mgmt For Withhold Against 2 Transaction of Other Business Mgmt For Against Against
BioDelivery Sciences International, Inc. Ticker Security ID: Meeting Date Meeting Status BDSI CUSIP 09060J106 07/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Shea Mgmt For For For 1.2 Elect Mark Sirgo Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Transaction of Other Business Mgmt For Against Against
BJ's Wholesale Club, Inc. Ticker Security ID: Meeting Date Meeting Status BJ CUSIP 05548J106 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Danos Mgmt For For For 2 Elect Laura Sen Mgmt For For For 3 Elect Michael Sheehan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing
Black Box Corporation Ticker Security ID: Meeting Date Meeting Status BBOX CUSIP 091826107 08/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Andrews Mgmt For For For 1.2 Elect R. Terry Blakemore Mgmt For For For 1.3 Elect Richard Crouch Mgmt For For For 1.4 Elect Thomas Golonski Mgmt For For For 1.5 Elect Thomas Greig Mgmt For For For 1.6 Elect William Hernandez Mgmt For For For 1.7 Elect Edward Nicholson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Blackbaud, Inc. Ticker Security ID: Meeting Date Meeting Status BLKB CUSIP 09227Q100 06/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Chou Mgmt For For For 1.2 Elect Carolyn Miles Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Boise Inc. Ticker Security ID: Meeting Date Meeting Status BZ CUSIP 09746Y105 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nathan Leight Mgmt For For For 1.2 Elect Alexander Toeldte Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
BOK Financial Corporation Ticker Security ID: Meeting Date Meeting Status BOKF CUSIP 05561Q201 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Allen Mgmt For For For 1.2 Elect C. Fred Ball, Jr. Mgmt For For For 1.3 Elect Sharon Bell Mgmt For For For 1.4 Elect Peter Boylan, III Mgmt For For For 1.5 Elect Chester Cadieux, III Mgmt For For For 1.6 Elect Joseph Craft III Mgmt For For For 1.7 Elect William Durrett Mgmt For For For 1.8 Elect John Gibson Mgmt For For For 1.9 Elect David Griffin Mgmt For For For 1.10 Elect V. Burns Hargis Mgmt For For For 1.11 Elect E. Carey Joullian, IV Mgmt For For For 1.12 Elect George Kaiser Mgmt For For For 1.13 Elect Robert LaFortune Mgmt For For For 1.14 Elect Stanley Lybarger Mgmt For For For 1.15 Elect Steven Malcolm Mgmt For Withhold Against 1.16 Elect E.C. Richards Mgmt For For For 1.17 Elect David Thompson Mgmt For For For 1.18 Elect Michael Turpen Mgmt For For For 2 Amendment to the 2003 Executive Mgmt For For For Incentive Plan 3 2011 True-Up Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting
BorgWarner Inc. Ticker Security ID: Meeting Date Meeting Status BWA CUSIP 099724106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robin Adams Mgmt For Against Against 2 Elect David Brown Mgmt For For For 3 Elect Jan Carlson Mgmt For For For 4 Elect Dennis Cuneo Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Bottomline Technologies (de), Inc. Ticker Security ID: Meeting Date Meeting Status EPAY CUSIP 101388106 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel McGurl Mgmt For For For 1.2 Elect James Loomis Mgmt For For For 1.3 Elect Garen Staglin Mgmt For Withhold Against 2 Amendment to the 2000 Employee Stock Mgmt For For For Purchase Plan 3 Ratification of Auditor Mgmt For For For
Briggs & Stratton Corporation Ticker Security ID: Meeting Date Meeting Status BGG CUSIP 109043109 10/20/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Achtmeyer Mgmt For For For 1.2 Elect David Burner Mgmt For Withhold Against 1.3 Elect Todd Teske Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Brigham Exploration Company Ticker Security ID: Meeting Date Meeting Status BEXP CUSIP 109178103 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ben Brigham Mgmt For Withhold Against 1.2 Elect David Brigham Mgmt For Withhold Against 1.3 Elect Harold Carter Mgmt For Withhold Against 1.4 Elect Stephen Hurley Mgmt For For For 1.5 Elect Stephen Reynolds Mgmt For For For 1.6 Elect Hobart Smith Mgmt For For For 1.7 Elect Scott Tinker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 1997 Director Stock Mgmt For Against Against Option Plan 6 Approval of Equity Grants to Mgmt For Against Against Non-Employee Directors
BroadSoft, Inc. Ticker Security ID: Meeting Date Meeting Status BSFT CUSIP 11133B409 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Markley, Jr. Mgmt For For For 1.2 Elect David Bernardi Mgmt For For For 2 Amendment to the 2009 Equity Mgmt For Against Against Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Brocade Communications Systems, Inc. Ticker Security ID: Meeting Date Meeting Status BRCD CUSIP 111621306 04/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Gerdelman Mgmt For Against Against 2 Elect Glenn Jones Mgmt For For For 3 Elect Michael Klayko Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Brown & Brown, Inc. Ticker Security ID: Meeting Date Meeting Status BRO CUSIP 115236101 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel Bell III Mgmt For For For 1.3 Elect Hugh Brown Mgmt For For For 1.4 Elect J. Powell Brown Mgmt For For For 1.5 Elect Bradley Currey, Jr. Mgmt For For For 1.6 Elect Theodore Hoepner Mgmt For For For 1.7 Elect Toni Jennings Mgmt For For For 1.8 Elect Timothy Main Mgmt For For For 1.9 Elect Wendell Reilly Mgmt For For For 1.10 Elect John Riedman Mgmt For Withhold Against 1.11 Elect Chilton Varner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Bryn Mawr Bank Corporation Ticker Security ID: Meeting Date Meeting Status BMTC CUSIP 117665109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Guthrie Mgmt For For For 1.2 Elect Scott Jenkins Mgmt For For For 1.3 Elect Jerry Johnson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
C.H. Robinson Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status CHRW CUSIP 12541W209 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Ezrilov Mgmt For For For 2 Elect Wayne Fortun Mgmt For For For 3 Elect Brian Short Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
CA, Inc. Ticker Security ID: Meeting Date Meeting Status CA CUSIP 12673P105 07/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Raymond Bromark Mgmt For Against Against 2 Elect Gary Fernandes Mgmt For For For 3 Elect Kay Koplovitz Mgmt For For For 4 Elect Christopher Lofgren Mgmt For For For 5 Elect William McCracken Mgmt For For For 6 Elect Richard Sulpizio Mgmt For For For 7 Elect Laura Unger Mgmt For For For 8 Elect Arthur Weinbach Mgmt For Against Against 9 Elect Ron Zambonini Mgmt For Against Against 10 Ratification of Auditor Mgmt For Against Against 11 Adoption of Stockholder Protection Mgmt For Against Against Rights Agreement 12 Shareholder Proposal Regarding ShrHldr Against Against For Restricting Executive Compensation
Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dan Dinges Mgmt For For For 2 Elect James Gibbs Mgmt For For For 3 Elect William Vititoe Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cambrex Corporation Ticker Security ID: Meeting Date Meeting Status CBM CUSIP 132011107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Bethune Mgmt For For For 2 Elect Rosina Dixon Mgmt For For For 3 Elect Kathryn Harrigan Mgmt For For For 4 Elect Leon Hendrix, Jr. Mgmt For For For 5 Elect Ilan Kaufthal Mgmt For For For 6 Elect Steven Klosk Mgmt For For For 7 Elect William Korb Mgmt For For For 8 Elect John Miller Mgmt For For For 9 Elect Peter Tombros Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For
Career Education Corporation Ticker Security ID: Meeting Date Meeting Status CECO CUSIP 141665109 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Chookaszian Mgmt For For For 1.2 Elect David Devonshire Mgmt For For For 1.3 Elect Patrick Gross Mgmt For Withhold Against 1.4 Elect Gregory Jackson Mgmt For For For 1.5 Elect Thomas Lally Mgmt For For For 1.6 Elect Steven Lesnik Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect Leslie Thornton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
CarMax, Inc. Ticker Security ID: Meeting Date Meeting Status KMX CUSIP 143130102 06/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Folliard Mgmt For For For 1.2 Elect Rakesh Gangwal Mgmt For For For 1.3 Elect Shira Goodman Mgmt For For For 1.4 Elect W. Robert Grafton Mgmt For For For 1.5 Elect Edgar Grubb Mgmt For For For 1.6 Elect Mitchell Steenrod Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Carmike Cinemas, Inc. Ticker Security ID: Meeting Date Meeting Status CKEC CUSIP 143436400 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Berkman Mgmt For For For 1.2 Elect James Fleming Mgmt For For For 1.3 Elect Alan Hirschfield Mgmt For For For 1.4 Elect S. David Passman III Mgmt For Withhold Against 1.5 Elect Roland Smith Mgmt For For For 1.6 Elect Fred Van Noy Mgmt For Withhold Against 1.7 Elect Patricia Wilson Mgmt For For For 2 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Carpenter Technology Corporation Ticker Security ID: Meeting Date Meeting Status CRS CUSIP 144285103 10/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect I. Martin Inglis Mgmt For For For 1.2 Elect Peter Stephans Mgmt For For For 1.3 Elect Kathryn Turner Mgmt For For For 1.4 Elect Stephen Ward, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Cash America International, Inc. Ticker Security ID: Meeting Date Meeting Status CSH CUSIP 14754D100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Daniel Berce Mgmt For For For 1.2 Elect Jack Daugherty Mgmt For For For 1.3 Elect Daniel Feehan Mgmt For For For 1.4 Elect Albert Goldstein Mgmt For Withhold Against 1.5 Elect James Graves Mgmt For For For 1.6 Elect B.D. Hunter Mgmt For For For 1.7 Elect Timothy McKibben Mgmt For For For 1.8 Elect Alfred Micallef Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Catalyst Health Solutions Inc. Ticker Security ID: Meeting Date Meeting Status CHSI CUSIP 14888B103 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Blair Mgmt For For For 1.2 Elect Daniel Houston Mgmt For Withhold Against 1.3 Elect Kenneth Samet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
CB Richard Ellis Group, Inc. Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12497T101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Blum Mgmt For For For 1.2 Elect Curtis Feeny Mgmt For For For 1.3 Elect Bradford Freeman Mgmt For For For 1.4 Elect Michael Kantor Mgmt For For For 1.5 Elect Frederic Malek Mgmt For For For 1.6 Elect Jane Su Mgmt For For For 1.7 Elect Laura Tyson Mgmt For For For 1.8 Elect Brett White Mgmt For For For 1.9 Elect Gary Wilson Mgmt For For For 1.10 Elect Ray Wirta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
CBL & Associates Properties, Inc. Ticker Security ID: Meeting Date Meeting Status CBL CUSIP 124830100 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Lebovitz Mgmt For For For 1.2 Elect Gary Bryenton Mgmt For For For 1.3 Elect Gary Nay Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Repeal of Classified Board Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
CBOE Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CBOE CUSIP 12503M108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Brodsky Mgmt For For For 1.2 Elect James Boris Mgmt For For For 1.3 Elect Mark Duffy Mgmt For For For 1.4 Elect David Fisher Mgmt For For For 1.5 Elect Janet Froetscher Mgmt For For For 1.6 Elect Paul Kepes Mgmt For For For 1.7 Elect Stuart Kipnes Mgmt For For For 1.8 Elect Duane Kullberg Mgmt For For For 1.9 Elect Benjamin Londergan Mgmt For For For 1.10 Elect R. Eden Martin Mgmt For For For 1.11 Elect Roderick Palmore Mgmt For For For 1.12 Elect Susan Phillips Mgmt For Withhold Against 1.13 Elect William Power Mgmt For For For 1.14 Elect Samuel Skinner Mgmt For For For 1.15 Elect Carole Stone Mgmt For For For 1.16 Elect Eugene Sunshine Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 4 Amendment to the Long-Term Incentive Mgmt For For For Plan 5 Ratification of Auditor Mgmt For For For
CDI Corp. Ticker Security ID: Meeting Date Meeting Status CDI CUSIP 125071100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paulett Eberhart Mgmt For For For 1.2 Elect Michael Emmi Mgmt For For For 1.3 Elect Walter Garrison Mgmt For For For 1.4 Elect Lawrence Karlson Mgmt For For For 1.5 Elect Ronald J. Kozich Mgmt For For For 1.6 Elect Anna Seal Mgmt For For For 1.7 Elect Albert Smith Mgmt For For For 1.8 Elect Barton Winokur Mgmt For Withhold Against 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 CEO Cash Bonus Plan Mgmt For For For 5 Amendment to the Stock Purchase Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
Celadon Group, Inc. Ticker Security ID: Meeting Date Meeting Status CGI CUSIP 150838100 10/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Russell Mgmt For For For 1.2 Elect Anthony Heyworth Mgmt For Withhold Against 1.3 Elect Catherine Langham Mgmt For For For 1.4 Elect Michael Miller Mgmt For For For 1.5 Elect Paul Will Mgmt For Withhold Against
Centene Corporation Ticker Security ID: Meeting Date Meeting Status CNC CUSIP 15135B101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Neidorff Mgmt For For For 1.2 Elect Richard Gephardt Mgmt For For For 1.3 Elect John Roberts Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against
CenterPoint Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CNP CUSIP 15189T107 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Donald Campbell Mgmt For For For 2 Elect Milton Carroll Mgmt For For For 3 Elect O. Holcombe Crosswell Mgmt For For For 4 Elect Michael Johnson Mgmt For For For 5 Elect Janiece Longoria Mgmt For For For 6 Elect David McClanahan Mgmt For For For 7 Elect Susan Rheney Mgmt For For For 8 Elect R. A. Walker Mgmt For For For 9 Elect Peter Wareing Mgmt For For For 10 Elect Sherman Wolff Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Approval of Performance Goals under Mgmt For For For the Short Term Incentive Plan 15 Amendment to the Stock Plan for Mgmt For For For Outside Directors
Cephalon, Inc. Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/02/2011 Unvoted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal Bylaw Amendments Mgmt Against N/A N/A 2 Removal of J. Kevin Buschi Mgmt Against N/A N/A 3 Removal of William P. Egan Mgmt Against N/A N/A 4 Removal of Martyn D. Greenacre Mgmt Against N/A N/A 5 Removal of Vaughn M. Kailian Mgmt Against N/A N/A 6 Removal of Charles J. Homcy Mgmt Against N/A N/A 7 Removal of Kevin E. Moley Mgmt Against N/A N/A 8 Removal of Gail R. Wilensky Mgmt Against N/A N/A 9 Removal of Dennis L. Winger Mgmt Against N/A N/A 10 Election of Santo J. Costa Mgmt Against N/A N/A 11 Election of Abe. M. Freidman Mgmt Against N/A N/A 12 Election of Richard H. Koppes Mgmt Against N/A N/A 13 Election of Lawrence N. Kugelman Mgmt Against N/A N/A 14 Election of Andres Lonner Mgmt Against N/A N/A 15 Election of John H. McAurthur Mgmt Against N/A N/A 16 Election of Thomas G. Plaskett Mgmt Against N/A N/A 17 Election of Blair H. Sheppard Mgmt Against N/A N/A
Cephalon, Inc. Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/02/2011 Unvoted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal Bylaw Amendments Mgmt N/A N/A N/A 2 Removal of J. Kevin Buschi Mgmt N/A N/A N/A 3 Removal of William P. Egan Mgmt N/A N/A N/A 4 Removal of Martyn D. Greenacre Mgmt N/A N/A N/A 5 Removal of Charles J. Homcy Mgmt N/A N/A N/A 6 Removal of Vaughn M. Kailian Mgmt N/A N/A N/A 7 Removal of Kevin E. Moley Mgmt N/A N/A N/A 8 Removal of Gail R. Wilensky Mgmt N/A N/A N/A 9 Removal of Dennis L. Winger Mgmt N/A N/A N/A 10 Election of Santo J. Costa Mgmt N/A N/A N/A 11 Election of Abe. M. Freidman Mgmt N/A N/A N/A 12 Election of Richard H. Koppes Mgmt N/A N/A N/A 13 Election of Lawrence N. Kugelman Mgmt N/A N/A N/A 14 Election of Andres Lonner Mgmt N/A N/A N/A 15 Election of John H. McAurthur Mgmt N/A N/A N/A 16 Election of Thomas G. Plaskett Mgmt N/A N/A N/A 17 Election of Blair H. Sheppard Mgmt N/A N/A N/A
Cephalon, Inc. Ticker Security ID: Meeting Date Meeting Status CEPH CUSIP 156708109 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Kevin Buchi Mgmt For For For 2 Elect William Egan Mgmt For For For 3 Elect Martyn Greenacre Mgmt For For For 4 Elect Charles Homcy Mgmt For For For 5 Elect Vaughn Kailian Mgmt For For For 6 Elect Kevin Moley Mgmt For For For 7 Elect Charles Sanders Mgmt For For For 8 Elect Gail Wilensky Mgmt For For For 9 Elect Dennis Winger Mgmt For For For 10 Amendment to 2011 Equity Mgmt For For For Compensation Plan 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Cepheid Ticker Security ID: Meeting Date Meeting Status CPHD CUSIP 15670R107 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Easton Mgmt For For For 1.2 Elect Hollings Renton Mgmt For For For 1.3 Elect Glenn Steele, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
CEVA, Inc. Ticker Security ID: Meeting Date Meeting Status CEVA CUSIP 157210105 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eliyahu Ayalon Mgmt For For For 1.2 Elect Zvi Limon Mgmt For Withhold Against 1.3 Elect Bruce Mann Mgmt For Withhold Against 1.4 Elect Peter McManamon Mgmt For For For 1.5 Elect Sven-Christer Nilsson Mgmt For Withhold Against 1.6 Elect Louis Silver Mgmt For Withhold Against 1.7 Elect Dan Tocatly Mgmt For For For 1.8 Elect Gideon Wertheizer Mgmt For For For 2 Amendment to the 2003 Director Stock Mgmt For Against Against Option Plan 3 2011 Equity Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Charles River Laboratories International, Inc. Ticker Security ID: Meeting Date Meeting Status CRL CUSIP 159864107 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Foster Mgmt For For For 1.2 Elect Robert Bertolini Mgmt For For For 1.3 Elect Stephen Chubb Mgmt For For For 1.4 Elect Deborah Kochevar Mgmt For Withhold Against 1.5 Elect George Massaro Mgmt For For For 1.6 Elect George Milne, Jr. Mgmt For For For 1.7 Elect C. Richard Reese Mgmt For For For 1.8 Elect Samuel Thier Mgmt For For For 1.9 Elect Richard Wallman Mgmt For For For 1.10 Elect William Waltrip Mgmt For Withhold Against 2 Amendment to the 2007 Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Charles River Laboratories International, Inc. Ticker Security ID: Meeting Date Meeting Status CRL CUSIP 159864107 08/05/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against
Chemed Corporation Ticker Security ID: Meeting Date Meeting Status CHE CUSIP 16359R103 05/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin McNamara Mgmt For For For 1.2 Elect Joel Gemunder Mgmt For Withhold Against 1.3 Elect Patrick Grace Mgmt For For For 1.4 Elect Thomas Hutton Mgmt For For For 1.5 Elect Walter Krebs Mgmt For For For 1.6 Elect Andrea Lindell Mgmt For For For 1.7 Elect Thomas Rice Mgmt For For For 1.8 Elect Donald Saunders Mgmt For For For 1.9 Elect George Walsh III Mgmt For Withhold Against 1.10 Elect Frank Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Chicago Bridge & Iron Company N.V. Ticker Security ID: Meeting Date Meeting Status CBI CUSIP 167250109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gary Neale Mgmt For For For 2 Elect J. Charles Jennett Mgmt For For For 3 Elect Larry McVay Mgmt For For For 4 Elect Marsha Williams Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Accounts and Reports Mgmt For For For 8 Ratification of Management Board Acts Mgmt For For For 9 Ratification of Supervisory Board Mgmt For For For Acts 10 Authority to Repurchase Shares Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Issue Shares w/ or w/o Mgmt For Against Against Preemptive Rights
Chico's FAS, Inc. Ticker Security ID: Meeting Date Meeting Status CHS CUSIP 168615102 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Mahoney Mgmt For For For 2 Elect David Walker Mgmt For For For 3 Elect Stephen Watson Mgmt For For For 4 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Chipotle Mexican Grill, Inc. Ticker Security ID: Meeting Date Meeting Status CMG CUSIP 169656105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Charlesworth Mgmt For For For 1.2 Elect Montgomery Moran Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For Against Against 3 Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Church & Dwight Co., Inc. Ticker Security ID: Meeting Date Meeting Status CHD CUSIP 171340102 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jose Alvarez Mgmt For For For 1.2 Elect James Craigie Mgmt For For For 1.3 Elect Rosina Dixon Mgmt For For For 1.4 Elect Robert LeBlanc Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Ciber, Inc. Ticker Security ID: Meeting Date Meeting Status CBR CUSIP 17163B102 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Kurtz Mgmt For For For 1.2 Elect Kurt Lauk Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2004 Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Cincinnati Bell Inc. Ticker Security ID: Meeting Date Meeting Status CBB CUSIP 171871106 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phillip Cox Mgmt For For For 2 Elect Bruce Byrnes Mgmt For For For 3 Elect John Cassidy Mgmt For For For 4 Elect Jakki Haussler Mgmt For For For 5 Elect Craig Maier Mgmt For For For 6 Elect Alex Shumate Mgmt For For For 7 Elect Lynn Wentworth Mgmt For For For 8 Elect John Zrno Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 12 2011 Short-Term Incentive Plan Mgmt For For For
Citizens & Northern Corporation Ticker Security ID: Meeting Date Meeting Status CZNC CUSIP 172922106 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Beardslee Mgmt For For For 1.2 Elect Jan Fisher Mgmt For For For 1.3 Elect Ann Tyler Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Citrix Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP 177376100 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Murray Demo Mgmt For For For 2 Elect Asiff Hirji Mgmt For For For 3 Amendment to the 2005 Equity Mgmt For For For Incentive Plan 4 Reapproval of Performance Goals Mgmt For For For Under the 2005 Equity Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Clearwater Paper Corporation Ticker Security ID: Meeting Date Meeting Status CLW CUSIP 18538R103 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Fredric Corrigan Mgmt For For For 2 Elect William Weyerhaeuser Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Cloud Peak Energy Inc. Ticker Security ID: Meeting Date Meeting Status CLD CUSIP 18911Q102 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Election of Directors Mgmt For For For 2 Elect James Voorhees Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Amendment to the 2009 Long-Term Mgmt For For For Incentive Plan 7 Reapproval of Material Terms of the Mgmt For For For 2009 Long-Term Incentive Plan 8 Employee Stock Purchase Plan Mgmt For For For
CMS Energy Corporation Ticker Security ID: Meeting Date Meeting Status CMS CUSIP 125896100 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Merribel Ayres Mgmt For For For 1.2 Elect Jon Barfield Mgmt For For For 1.3 Elect Stephen Ewing Mgmt For For For 1.4 Elect Richard Gabrys Mgmt For For For 1.5 Elect David Joos Mgmt For For For 1.6 Elect Philip Lochner, Jr. Mgmt For For For 1.7 Elect Michael Monahan Mgmt For For For 1.8 Elect John Russell Mgmt For For For 1.9 Elect Kenneth Way Mgmt For For For 1.10 Elect John Yasinsky Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding Coal ShrHldr Against Against For Risk Report
Coherent, Inc. Ticker Security ID: Meeting Date Meeting Status COHR CUSIP 192479103 03/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Ambroseo Mgmt For For For 1.2 Elect Susan James Mgmt For For For 1.3 Elect L. William Krause Mgmt For For For 1.4 Elect Garry Rogerson Mgmt For For For 1.5 Elect Lawrence Tomlinson Mgmt For For For 1.6 Elect Sandeep Vij Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Equity Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Collective Brands, Inc. Ticker Security ID: Meeting Date Meeting Status PSS CUSIP 19421W100 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Moran Mgmt For For For 1.2 Elect Matthew Ouimet Mgmt For For For 1.3 Elect Matthew Rubel Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Commerce Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status CBSH CUSIP 200525103 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Capps Mgmt For For For 1.2 Elect W. Thomas Grant II Mgmt For For For 1.3 Elect James Hebenstreit Mgmt For For For 1.4 Elect David Kemper Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Community Bank System, Inc. Ticker Security ID: Meeting Date Meeting Status CBU CUSIP 203607106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Ace Mgmt For For For 1.2 Elect Paul Cantwell, Jr. Mgmt For For For 1.3 Elect James Gibson, Jr. Mgmt For For For 1.4 Elect John Parente Mgmt For For For 1.5 Elect John Whipple, Jr. Mgmt For For For 1.6 Elect Alfred Whittet Mgmt For For For 1.7 Elect Brian Wright Mgmt For For For 2 Amendment to the 2004 Long Term Mgmt For For For Incentive Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Community Health Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CYH CUSIP 203668108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Larry Cash Mgmt For Against Against 2 Elect James Ely III Mgmt For For For 3 Elect John Fry Mgmt For For For 4 Elect William Jennings Mgmt For For For 5 Elect H. Mitchell Watson, Jr. Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Amendment to the 2009 Stock Option Mgmt For For For and Award Plan 9 Ratification of Auditor Mgmt For For For
Commvault Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CVLT CUSIP 204166102 08/25/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Armando Geday Mgmt For For For 1.2 Elect F. Robert Kurimsky Mgmt For For For 1.3 Elect David Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Compass Minerals International, Inc. Ticker Security ID: Meeting Date Meeting Status CMP CUSIP 20451N101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bradley Bell Mgmt For For For 1.2 Elect Richard Grant Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Complete Production Services, Inc. Ticker Security ID: Meeting Date Meeting Status CPX CUSIP 20453E109 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Boswell Mgmt For For For 1.2 Elect Michael McShane Mgmt For Withhold Against 1.3 Elect Marcus Watts Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Compuware Corporation Ticker Security ID: Meeting Date Meeting Status CPWR CUSIP 205638109 08/24/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dennis Archer Mgmt For Withhold Against 1.2 Elect Gurminder Bedi Mgmt For For For 1.3 Elect William Grabe Mgmt For Withhold Against 1.4 Elect William Halling Mgmt For For For 1.5 Elect Peter Karmanos, Jr. Mgmt For For For 1.6 Elect Faye Alexander Nelson Mgmt For For For 1.7 Elect Glenda Price Mgmt For For For 1.8 Elect Robert Paul Mgmt For For For 1.9 Elect W. James Prowse Mgmt For For For 1.10 Elect G. Scott Romney Mgmt For Withhold Against 1.11 Elect Ralph Szygenda Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Concho Resources Inc. Ticker Security ID: Meeting Date Meeting Status CXO CUSIP 20605P101 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Timothy Leach Mgmt For For For 1.2 Elect William Easter III Mgmt For For For 1.3 Elect W. Howard Keenan, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Convio, Inc. Ticker Security ID: Meeting Date Meeting Status CNVO CUSIP 21257W105 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect M. Scott Irwin Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Core Laboratories N.V. Ticker Security ID: Meeting Date Meeting Status CLB CUSIP N22717107 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Demshur Mgmt For For For 1.2 Elect Rene Joyce Mgmt For For For 1.3 Elect Michael Kearney Mgmt For For For 1.4 Elect Jan Sodderland Mgmt For For For 2 Accounts and Reports Mgmt For Abstain Against 3 Authority to Cancel Shares Mgmt For For For 4 Authority to Repurchase Shares Mgmt For For For 5 Authority to Issue Common and Mgmt For For For Preference Shares w/ Preemptive Rights 6 Elimination of Preemptive Rights Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Core-Mark Holding Company, Inc. Ticker Security ID: Meeting Date Meeting Status CORE CUSIP 218681104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Allen Mgmt For For For 2 Elect Stuart Booth Mgmt For For For 3 Elect Gary Colter Mgmt For For For 4 Elect L. William Krause Mgmt For For For 5 Elect Harvey Tepner Mgmt For For For 6 Elect Randolph Thornton Mgmt For For For 7 Elect J. Michael Walsh Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Ratification of Auditor Mgmt For For For
Covance Inc. Ticker Security ID: Meeting Date Meeting Status CVD CUSIP 222816100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Costley Mgmt For For For 1.2 Elect Sandra Helton Mgmt For For For 2 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare
Coventry Health Care, Inc. Ticker Security ID: Meeting Date Meeting Status CVH CUSIP 222862104 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joel Ackerman Mgmt For For For 2 Elect Lawrence Kugelman Mgmt For For For 3 Elect Michael Stocker Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
Cracker Barrel Old Country Store, Inc. Ticker Security ID: Meeting Date Meeting Status CBRL CUSIP 22410J106 12/01/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Dale Mgmt For For For 1.2 Elect Richard Dobkin Mgmt For For For 1.3 Elect Robert Hilton Mgmt For For For 1.4 Elect Charles Jones, Jr. Mgmt For Withhold Against 1.5 Elect B.F. Lowery Mgmt For Withhold Against 1.6 Elect Martha Mitchell Mgmt For For For 1.7 Elect Andrea Weiss Mgmt For For For 1.8 Elect Jimmie White Mgmt For For For 1.9 Elect Michael Woodhouse Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Omnibus Stock and Incentive Plan Mgmt For For For
Crocs, Inc. Ticker Security ID: Meeting Date Meeting Status CROX CUSIP 227046109 06/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Smach Mgmt For For For 1.2 Elect John McCarvel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Equity Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Crown Castle International Corp. Ticker Security ID: Meeting Date Meeting Status CCI CUSIP 228227104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dale Hatfield Mgmt For For For 1.2 Elect Lee Hogan Mgmt For For For 1.3 Elect Robert McKenzie Mgmt For For For 1.4 Elect David Abrams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Adoption of Majority Vote for Mgmt For For For Election of Directors 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Crown Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CCK CUSIP 228368106 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jenne Britell Mgmt For For For 1.2 Elect John Conway Mgmt For For For 1.3 Elect Arnold Donald Mgmt For For For 1.4 Elect William Little Mgmt For For For 1.5 Elect Hans Loliger Mgmt For For For 1.6 Elect James Miller Mgmt For Withhold Against 1.7 Elect Josef Muller Mgmt For For For 1.8 Elect Thomas Ralph Mgmt For For For 1.9 Elect Hugues du Rouret Mgmt For For For 1.10 Elect Jim Turner Mgmt For For For 1.11 Elect William Urkiel Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2006 Stock-Based Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cryolife, Inc. Ticker Security ID: Meeting Date Meeting Status CRY CUSIP 228903100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Anderson Mgmt For For For 1.2 Elect Thomas Ackerman Mgmt For For For 1.3 Elect James Benson Mgmt For For For 1.4 Elect Daniel Bevevino Mgmt For For For 1.5 Elect Ronald Elkins Mgmt For For For 1.6 Elect Ronald McCall Mgmt For For For 1.7 Elect Harvey Morgan Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
CSG Systems International, Inc. Ticker Security ID: Meeting Date Meeting Status CSGS CUSIP 126349109 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Cooper Mgmt For For For 1.2 Elect John Hughes Mgmt For For For 1.3 Elect Bernard Reznicek Mgmt For For For 1.4 Elect Donald Smith Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Approval of the Performance Bonus Mgmt For For For Program 5 Amendment to the 2005 Stock Mgmt For For For Incentive Plan 6 Amendment to the 1996 Employee Stock Mgmt For For For Purchase Plan 7 Ratification of Auditor Mgmt For For For
Cubic Corporation Ticker Security ID: Meeting Date Meeting Status CUB CUSIP 229669106 02/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter J. Zable Mgmt For For For 1.2 Elect Walter C. Zable Mgmt For For For 1.3 Elect Bruce Blakley Mgmt For For For 1.4 Elect William Boyle Mgmt For Withhold Against 1.5 Elect Edwin Guiles Mgmt For For For 1.6 Elect Robert Sullivan Mgmt For For For 1.7 Elect John Warner, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Cullen/Frost Bankers, Inc. Ticker Security ID: Meeting Date Meeting Status CFR CUSIP 229899109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Denny Alexander Mgmt For Withhold Against 1.2 Elect Carlos Alvarez Mgmt For For For 1.3 Elect Royce Caldwell Mgmt For For For 1.4 Elect Crawford Edwards Mgmt For For For 1.5 Elect Ruben Escobedo Mgmt For For For 1.6 Elect Richard Evans, Jr. Mgmt For For For 1.7 Elect Patrick Frost Mgmt For For For 1.8 Elect David Haemisegger Mgmt For For For 1.9 Elect Karen Jennings Mgmt For For For 1.10 Elect Richard Kleberg III Mgmt For For For 1.11 Elect Charles Matthews Mgmt For For For 1.12 Elect Ida Clement Steen Mgmt For For For 1.13 Elect Horace Wilkins, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Curtiss-Wright Corporation Ticker Security ID: Meeting Date Meeting Status CW CUSIP 231561101 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Martin Benante Mgmt For For For 1.2 Elect S. Marce Fuller Mgmt For Withhold Against 1.3 Elect Allen Kozinski Mgmt For For For 1.4 Elect John Myers Mgmt For Withhold Against 1.5 Elect John Nathman Mgmt For For For 1.6 Elect Robert Rivet Mgmt For For For 1.7 Elect William Sihler Mgmt For For For 1.8 Elect Albert Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Incentive Mgmt For For For Compensation Plan 4 Amendment to the Employee Stock Mgmt For For For Purchase Plan 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
CVR Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CVI CUSIP 12662P108 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Lipinski Mgmt For For For 1.2 Elect Barbara Baumann Mgmt For For For 1.3 Elect William Finnerty Mgmt For For For 1.4 Elect C. Scott Hobbs Mgmt For For For 1.5 Elect George Matelich Mgmt For For For 1.6 Elect Steve Nordaker Mgmt For For For 1.7 Elect Robert Smith Mgmt For For For 1.8 Elect Joseph Sparano Mgmt For For For 1.9 Elect Mark Tomkins Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Performance Incentive Plan Mgmt For For For
Cytec Industries Inc. Ticker Security ID: Meeting Date Meeting Status CYT CUSIP 232820100 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Anthony Fernandes Mgmt For For For 2 Elect Jerry Satrum Mgmt For For For 3 Elect Raymond Sharpe Mgmt For For For 4 Ratification of Auditor Mgmt For Against Against 5 Amendment to the 1993 Stock Award Mgmt For For For and Incentive Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Dana Holding Corporation Ticker Security ID: Meeting Date Meeting Status DAN CUSIP 235825205 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Devine Mgmt For For For 1.2 Elect Terrence Keating Mgmt For For For 1.3 Elect Joseph Muscari Mgmt For For For 1.4 Elect Richard Wallman Mgmt For For For 1.5 Elect Keith Wandell Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Darden Restaurants, Inc. Ticker Security ID: Meeting Date Meeting Status DRI CUSIP 237194105 09/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leonard Berry Mgmt For For For 1.2 Elect Odie Donald Mgmt For For For 1.3 Elect Christopher Fraleigh Mgmt For For For 1.4 Elect Victoria Harker Mgmt For For For 1.5 Elect David Hughes Mgmt For For For 1.6 Elect Charles Ledsinger, Jr. Mgmt For For For 1.7 Elect William Lewis, Jr. Mgmt For For For 1.8 Elect Connie Mack III Mgmt For For For 1.9 Elect Andrew Madsen Mgmt For For For 1.10 Elect Clarence Otis Jr. Mgmt For For For 1.11 Elect Michael Rose Mgmt For For For 1.12 Elect Maria Sastre Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For For For incentive Plan 3 Ratification of Auditor Mgmt For For For
Darling International Inc. Ticker Security ID: Meeting Date Meeting Status DAR CUSIP 237266101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stuewe Mgmt For For For 2 Elect O. Thomas Albrecht Mgmt For For For 3 Elect D. Eugene Ewing Mgmt For For For 4 Elect John March Mgmt For For For 5 Elect Charles Macaluso Mgmt For For For 6 Elect Michael Rescoe Mgmt For For For 7 Elect Michael Urbut Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Darling International Inc. Ticker Security ID: Meeting Date Meeting Status DAR CUSIP 237266101 12/21/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For For For
Davita Inc. Ticker Security ID: Meeting Date Meeting Status DVA CUSIP 23918K108 06/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pamela Arway Mgmt For Against Against 2 Elect Charles Berg Mgmt For Against Against 3 Elect Willard Brittain, Jr. Mgmt For Against Against 4 Elect Carol Anthony Davidson Mgmt For For For 5 Elect Paul Diaz Mgmt For Against Against 6 Elect Peter Grauer Mgmt For Against Against 7 Elect John Nehra Mgmt For Against Against 8 Elect William Roper Mgmt For Against Against 9 Elect Kent Thiry Mgmt For For For 10 Elect Roger Valine Mgmt For Against Against 11 2011 Incentive Award Plan Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Shareholder Proposal Regarding Right ShrHldr Against For Against to Act by Written Consent
Del Monte Foods Company Ticker Security ID: Meeting Date Meeting Status DLM CUSIP 24522P103 03/07/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Del Monte Foods Company Ticker Security ID: Meeting Date Meeting Status DLM CUSIP 24522P103 09/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Victor Lund Mgmt For For For 2 Elect Joe Morgan Mgmt For For For 3 Elect David Williams Mgmt For For For 4 Elimination of Supermajority Mgmt For For For Requirement 5 Ratification of Auditor Mgmt For For For
Deltek, Inc. Ticker Security ID: Meeting Date Meeting Status PROJ CUSIP 24784L105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nanci Caldwell Mgmt For For For 2 Elect Edward Grubb Mgmt For For For 3 Elect Joseph Kampf Mgmt For For For 4 Elect Steven Klinsky Mgmt For Against Against 5 Elect Thomas Manley Mgmt For For For 6 Elect Albert Notini Mgmt For For For 7 Elect Kevin Parker Mgmt For For For 8 Elect Janet Perna Mgmt For For For 9 Elect Alok Singh Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
DeVry Inc. Ticker Security ID: Meeting Date Meeting Status DV CUSIP 251893103 11/10/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Connie Curran Mgmt For For For 1.2 Elect Daniel Hamburger Mgmt For For For 1.3 Elect Harold Shapiro Mgmt For For For 1.4 Elect Ronald Taylor Mgmt For For For 1.5 Elect Gary Butler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Incentive Plan of Mgmt For For For 2005 4 Shareholder Proposal Regarding ShrHldr Against Against For Animal Welfare
Diamond Offshore Drilling, Inc. Ticker Security ID: Meeting Date Meeting Status DO CUSIP 25271C102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Tisch Mgmt For For For 2 Elect Lawrence Dickerson Mgmt For For For 3 Elect John Bolton Mgmt For For For 4 Elect Charles Fabrikant Mgmt For For For 5 Elect Paul Gaffney II Mgmt For For For 6 Elect Edward Grebow Mgmt For For For 7 Elect Herbert Hofmann Mgmt For For For 8 Elect Andrew Tisch Mgmt For For For 9 Elect Raymond Troubh Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
DigitalGlobe, Inc. Ticker Security ID: Meeting Date Meeting Status DGI CUSIP 25389M877 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howell Estes III Mgmt For For For 1.2 Elect Alden Munson, Jr. Mgmt For For For 1.3 Elect Eddy Zervigon Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Domino's Pizza, Inc. Ticker Security ID: Meeting Date Meeting Status DPZ CUSIP 25754A201 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Vernon Hamilton Mgmt For Against Against 2 Elect Andrew Balson Mgmt For For For 3 Amendment to the Employee Stock Mgmt For For For Payroll Deduction Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Dorman Products, Inc. Ticker Security ID: Meeting Date Meeting Status DORM CUSIP 258278100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Berman Mgmt For For For 1.2 Elect John Creamer, Jr. Mgmt For For For 1.3 Elect Paul Lederer Mgmt For For For 1.4 Elect Edgar Levin Mgmt For For For 1.5 Elect Richard Riley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Double-Take Software, Inc. Ticker Security ID: Meeting Date Meeting Status DBTK CUSIP 258598101 07/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Dr Pepper Snapple Group, Inc. Ticker Security ID: Meeting Date Meeting Status DPS CUSIP 26138E109 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joyce Roche Mgmt For For For 2 Elect Wayne Sanders Mgmt For For For 3 Elect Jack Stahl Mgmt For For For 4 Elect Larry Young Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Dresser-Rand Group Inc. Ticker Security ID: Meeting Date Meeting Status DRC CUSIP 261608103 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Macaulay Mgmt For For For 1.2 Elect Vincent Volpe Jr. Mgmt For For For 1.3 Elect Rita Foley Mgmt For For For 1.4 Elect Louis Raspino Mgmt For For For 1.5 Elect Philip Roth Mgmt For For For 1.6 Elect Stephen Snider Mgmt For For For 1.7 Elect Michael Underwood Mgmt For For For 1.8 Elect Joseph Winkler III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
DXP Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status DXPE CUSIP 233377407 06/30/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Little Mgmt For For For 1.2 Elect Cletus Davis Mgmt For For For 1.3 Elect Timothy Halter Mgmt For For For 1.4 Elect Kenneth Miller Mgmt For Withhold Against 2 Amendment to Authorized Preferred Mgmt For For For Stock 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Dynamex, Inc. Ticker Security ID: Meeting Date Meeting Status DDMX CUSIP 26784F103 02/18/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Dynamic Materials Corporation Ticker Security ID: Meeting Date Meeting Status BOOM CUSIP 267888105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dean Allen Mgmt For For For 1.2 Elect Yvon Cariou Mgmt For For For 1.3 Elect Robert Cohen Mgmt For For For 1.4 Elect James Ferris Mgmt For For For 1.5 Elect Richard Graff Mgmt For For For 1.6 Elect Bernard Hueber Mgmt For For For 1.7 Elect Gerard Munera Mgmt For For For 1.8 Elect Rolf Rospek Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
East West Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status EWBC CUSIP 27579R104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Iris Chan Mgmt For For For 1.2 Elect Rudolph Estrada Mgmt For Withhold Against 1.3 Elect Julia Gouw Mgmt For For For 1.4 Elect Paul Irving Mgmt For For For 1.5 Elect Andrew Kane Mgmt For For For 1.6 Elect John Lee Mgmt For For For 1.7 Elect Herman Li Mgmt For For For 1.8 Elect Jack Liu Mgmt For For For 1.9 Elect Dominic Ng Mgmt For For For 1.10 Elect Keith Renken Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1998 Stock Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Eastman Chemical Company Ticker Security ID: Meeting Date Meeting Status EMN CUSIP 277432100 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Humberto Alfonso Mgmt For For For 2 Elect Michael Connors Mgmt For For For 3 Elect Howard Lance Mgmt For For For 4 Elect James Rogers Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Ratification of Auditor Mgmt For For For 8 Repeal of Classified Board Mgmt For For For 9 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
Ecolab Inc. Ticker Security ID: Meeting Date Meeting Status ECL CUSIP 278865100 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Barbara Beck Mgmt For For For 3 Elect Jerry Levin Mgmt For For For 4 Elect Robert Lumpkins Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Stock Purchase Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Shareholder Proposal Regarding Human ShrHldr Against Against For Right to Water 10 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Voting
El Paso Electric Company Ticker Security ID: Meeting Date Meeting Status EE CUSIP 283677854 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Catherine Allen Mgmt For For For 1.2 Elect Kenneth Heitz Mgmt For For For 1.3 Elect Michael Parks Mgmt For For For 1.4 Elect Eric Siegel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Electro Rent Corporation Ticker Security ID: Meeting Date Meeting Status ELRC CUSIP 285218103 10/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gerald Barrone Mgmt For For For 1.2 Elect Nancy Bekavac Mgmt For For For 1.3 Elect Karen Curtin Mgmt For For For 1.4 Elect Suzan DelBene Mgmt For For For 1.5 Elect Daniel Greenberg Mgmt For For For 1.6 Elect Joseph Kearns Mgmt For For For 1.7 Elect James Pignatelli Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Emcor Group, Inc. Ticker Security ID: Meeting Date Meeting Status EME CUSIP 29084Q100 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bershad Mgmt For For For 1.2 Elect David Brown Mgmt For For For 1.3 Elect Larry Bump Mgmt For For For 1.4 Elect Albert Fried, Jr. Mgmt For For For 1.5 Elect Anthony Guzzi Mgmt For For For 1.6 Elect Richard Hamm, Jr. Mgmt For Withhold Against 1.7 Elect David Laidley Mgmt For For For 1.8 Elect Frank MacInnis Mgmt For For For 1.9 Elect Jerry Ryan Mgmt For For For 1.10 Elect Michael Yonker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Emulex Corporation Ticker Security ID: Meeting Date Meeting Status ELX CUSIP 292475209 11/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Fred Cox Mgmt For For For 1.2 Elect Michael Downey Mgmt For For For 1.3 Elect Bruce Edwards Mgmt For Withhold Against 1.4 Elect Paul Folino Mgmt For For For 1.5 Elect Robert Goon Mgmt For For For 1.6 Elect Don Lyle Mgmt For Withhold Against 1.7 Elect James McCluney Mgmt For For For 1.8 Elect Dean Yoost Mgmt For For For 2 Amendment to the 2005 Equity Mgmt For Against Against Incentive Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Endo Pharmaceuticals Holdings Inc. Ticker Security ID: Meeting Date Meeting Status ENDP CUSIP 29264F205 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Delucca Mgmt For For For 1.2 Elect David Holveck Mgmt For For For 1.3 Elect Nancy Hutson Mgmt For For For 1.4 Elect Michael Hyatt Mgmt For For For 1.5 Elect Roger Kimmel Mgmt For For For 1.6 Elect William P. Montague Mgmt For For For 1.7 Elect David Nash Mgmt For For For 1.8 Elect Joseph Scodari Mgmt For For For 1.9 Elect William Spengler Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Employee Stock Purchase Plan Mgmt For For For
Endurance Specialty Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status ENH CUSIP G30397106 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Bolinder Mgmt For For For 1.2 Elect Susan Cabrera Mgmt For For For 1.3 Elect Scott Moore Mgmt For For For 1.4 Elect Brendan O'Neill Mgmt For For For 1.5 Elect Robert Spass Mgmt For For For 1.6 Elect David Cash Mgmt For For For 1.7 Elect John V. Del Col Mgmt For For For 1.8 Elect William M. Jewett Mgmt For For For 1.9 Elect Alan Barlow Mgmt For For For 1.10 Elect William Bolinder Mgmt For For For 1.11 Elect David Cash Mgmt For For For 1.12 Elect Simon Minshall Mgmt For For For 1.13 Elect Brendan O'Neill Mgmt For For For 1.14 Elect Alan Barlow Mgmt For For For 1.15 Elect William Bolinder Mgmt For For For 1.16 Elect David Cash Mgmt For For For 1.17 Elect Simon Minshall Mgmt For For For 1.18 Elect Brendan O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 6 Amendment to the Employee Share Mgmt For For For Purchase Plan 7 Decrease Board Size Mgmt For For For
Energen Corporation Ticker Security ID: Meeting Date Meeting Status EGN CUSIP 29265N108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Dewey Mgmt For For For 1.2 Elect James McManus II Mgmt For For For 1.3 Elect David Wilson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1997 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Report on Hydraulic Fracturing
Energizer Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ENR CUSIP 29266R108 01/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ward Klein Mgmt For For For 2 Elect W. Patrick McGinnis Mgmt For For For 3 Elect John Roberts Mgmt For For For 4 Amendment to the 2009 Incentive Mgmt For For For Stock Plan 5 Executive Officer Bonus Plan Mgmt For For For 6 Ratification of Auditor Mgmt For For For
EnergySolutions, Inc. Ticker Security ID: Meeting Date Meeting Status ES CUSIP 292756202 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Rogel Mgmt For For For 1.2 Elect J. Barnie Beasley, Jr. Mgmt For For For 1.3 Elect Val John Christensen Mgmt For For For 1.4 Elect Pascal Colombani Mgmt For For For 1.5 Elect J. I. Everest II Mgmt For For For 1.6 Elect David Lockwood Mgmt For For For 1.7 Elect Clare Spottiswoode Mgmt For For For 1.8 Elect Robert Whitman Mgmt For For For 1.9 Elect David Winder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
EnPro Industries, Inc. Ticker Security ID: Meeting Date Meeting Status NPO CUSIP 29355X107 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Macadam Mgmt For For For 1.2 Elect J.P. Bolduc Mgmt For For For 1.3 Elect Peter Browning Mgmt For Withhold Against 1.4 Elect Diane Creel Mgmt For For For 1.5 Elect Don DeFosset Mgmt For For For 1.6 Elect Gordon Harnett Mgmt For For For 1.7 Elect David Hauser Mgmt For For For 1.8 Elect Wilbur Prezzano, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Equifax Inc. Ticker Security ID: Meeting Date Meeting Status EFX CUSIP 294429105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Copeland, Jr. Mgmt For For For 2 Elect Robert Daleo Mgmt For For For 3 Elect Walter Driver, Jr. Mgmt For For For 4 Elect L. Phillip Humann Mgmt For Against Against 5 Elect Siri Marshall Mgmt For For For 6 Elect Mark Templeton Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Equity LifeStyle Properties, Inc. Ticker Security ID: Meeting Date Meeting Status ELS CUSIP 29472R108 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Philip Calian Mgmt For For For 1.2 Elect David Contis Mgmt For For For 1.3 Elect Thomas Dobrowski Mgmt For For For 1.4 Elect Thomas Heneghan Mgmt For For For 1.5 Elect Sheli Rosenberg Mgmt For For For 1.6 Elect Howard Walker Mgmt For For For 1.7 Elect Gary Waterman Mgmt For For For 1.8 Elect Samuel Zell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Essex Property Trust, Inc. Ticker Security ID: Meeting Date Meeting Status ESS CUSIP 297178105 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Brady Mgmt For For For 1.2 Elect Byron Scordelis Mgmt For For For 1.3 Elect Janice Sears Mgmt For For For 1.4 Elect Claude Zinngrabe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Evercore Partners Inc. Ticker Security ID: Meeting Date Meeting Status EVR CUSIP 29977A105 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roger Altman Mgmt For For For 1.2 Elect Pedro Aspe Mgmt For Withhold Against 1.3 Elect Richard Beattie Mgmt For For For 1.4 Elect Francois de Saint Phalle Mgmt For For For 1.5 Elect Gail Harris Mgmt For For For 1.6 Elect Curtis Hessler Mgmt For For For 1.7 Elect Anthony Pritzker Mgmt For For For 1.8 Elect Ralph Schlosstein Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Expeditors International Of Washington, Inc. Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP 302130109 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Emmert Mgmt For For For 2 Elect R. Jordan Gates Mgmt For Against Against 3 Elect Dan Kourkoumelis Mgmt For For For 4 Elect Michael Malone Mgmt For For For 5 Elect John Meisenbach Mgmt For For For 6 Elect Peter Rose Mgmt For For For 7 Elect James Wang Mgmt For For For 8 Elect Robert Wright Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 2011 Stock Option Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For
Extra Space Storage Inc. Ticker Security ID: Meeting Date Meeting Status EXR CUSIP 30225T102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Spencer Kirk Mgmt For For For 1.2 Elect Anthony Fanticola Mgmt For For For 1.3 Elect Hugh Horne Mgmt For For For 1.4 Elect Joseph Margolis Mgmt For For For 1.5 Elect Roger Porter Mgmt For For For 1.6 Elect K. Fred Skousen Mgmt For For For 1.7 Elect Kenneth Woolley Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
FactSet Research Systems Inc. Ticker Security ID: Meeting Date Meeting Status FDS CUSIP 303075105 12/14/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Laird, Jr. Mgmt For For For 1.2 Elect James McGonigle Mgmt For For For 1.3 Elect Charles Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Option Mgmt For For For Plan
Family Dollar Stores, Inc. Ticker Security ID: Meeting Date Meeting Status FDO CUSIP 307000109 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Bernstein Mgmt For For For 1.2 Elect Pamela Davies Mgmt For For For 1.3 Elect Sharon Decker Mgmt For For For 1.4 Elect Edward Dolby Mgmt For For For 1.5 Elect Glenn Eisenberg Mgmt For For For 1.6 Elect Howard Levine Mgmt For For For 1.7 Elect George Mahoney, Jr. Mgmt For For For 1.8 Elect James Martin Mgmt For For For 1.9 Elect Harvey Morgan Mgmt For For For 1.10 Elect Dale Pond Mgmt For For For 2 Approval of Performance Measures Mgmt For For For under the 2006 Incentive Plan 3 Ratification of Auditor Mgmt For For For
Federal Realty Investment Trust Ticker Security ID: Meeting Date Meeting Status FRT CUSIP 313747206 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jon Bortz Mgmt For For For 1.2 Elect David Faeder Mgmt For For For 1.3 Elect Kristin Gamble Mgmt For For For 1.4 Elect Warren Thompson Mgmt For For For 1.5 Elect Donald Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
First American Financial Corp. Ticker Security ID: Meeting Date Meeting Status FAF CUSIP 31847R102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Doti Mgmt For For For 1.2 Elect Michael McKee Mgmt For For For 1.3 Elect Thomas McKernan Mgmt For For For 1.4 Elect Virginia Ueberroth Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
First Cash Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status FCFS CUSIP 31942D107 06/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mikel Faulkner Mgmt For For For 1.2 Elect Randel Owen Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
First Citizens BancShares, Inc. Ticker Security ID: Meeting Date Meeting Status FCNCA CUSIP 31946M103 04/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Alexander, Jr. Mgmt For For For 1.2 Elect Carmen Holding Ames Mgmt For For For 1.3 Elect Victor Bell III Mgmt For For For 1.4 Elect George Broadrick Mgmt For Withhold Against 1.5 Elect Hope Connell Mgmt For For For 1.6 Elect H. M. Craig III Mgmt For For For 1.7 Elect H. Lee Durham, Jr. Mgmt For For For 1.8 Elect Daniel Heavner Mgmt For For For 1.9 Elect Frank Holding Mgmt For For For 1.10 Elect Frank Holding, Jr. Mgmt For For For 1.11 Elect Lucius Jones Mgmt For For For 1.12 Elect Robert Mason, IV Mgmt For For For 1.13 Elect Robert Newcomb Mgmt For For For 1.14 Elect James Parker Mgmt For For For 1.15 Elect Ralph Shelton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
First Horizon National Corporation Ticker Security ID: Meeting Date Meeting Status FHN CUSIP 320517105 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Carter Mgmt For Against Against 2 Elect John Compton Mgmt For For For 3 Elect Mark Emkes Mgmt For Against Against 4 Elect Vicky Gregg Mgmt For For For 5 Elect James Haslam III Mgmt For For For 6 Elect D. Bryan Jordan Mgmt For For For 7 Elect R. Brad Martin Mgmt For Against Against 8 Elect Vicki Palmer Mgmt For Against Against 9 Elect Colin Reed Mgmt For For For 10 Elect Michael Rose Mgmt For For For 11 Elect William Sansom Mgmt For For For 12 Elect Luke Yancy III Mgmt For Against Against 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Ratification of Auditor Mgmt For Against Against
First Interstate Bancsystem, Inc Ticker Security ID: Meeting Date Meeting Status FIBK CUSIP 32055Y201 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Corning Mgmt For For For 2 Elect Charles Hart Mgmt For For For 3 Elect James Haugh Mgmt For For For 4 Elect Charles Heyneman Mgmt For For For 5 Elect Thomas Scott Mgmt For For For 6 Elect Michael Sullivan Mgmt For For For 7 Elect Martin White Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Firstenergy Corp. Ticker Security ID: Meeting Date Meeting Status FE CUSIP 337932107 09/14/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Stock Issuance for Acquisition Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
FirstMerit Corporation Ticker Security ID: Meeting Date Meeting Status FMER CUSIP 337915102 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Baer Mgmt For For For 1.2 Elect Karen Belden Mgmt For For For 1.3 Elect R. Cary Blair Mgmt For For For 1.4 Elect John Blickle Mgmt For For For 1.5 Elect Robert Briggs Mgmt For Withhold Against 1.6 Elect Richard Colella Mgmt For Withhold Against 1.7 Elect Gina France Mgmt For For For 1.8 Elect Paul Greig Mgmt For For For 1.9 Elect Terry Haines Mgmt For For For 1.10 Elect J. Michael Hochschwender Mgmt For For For 1.11 Elect Clifford Isroff Mgmt For For For 1.12 Elect Philip Lloyd, II Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Equity Incentive Plan Mgmt For Against Against
Five Star Quality Care, Inc. Ticker Security ID: Meeting Date Meeting Status FVE CUSIP 33832D106 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Barbara Gilmore Mgmt For For For 2 Elect Barry Portnoy Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Flagstone Reinsurance Holdings Limited Ticker Security ID: Meeting Date Meeting Status FSR CUSIP L3466T104 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Black Mgmt For For For 1.2 Elect Thomas Dickson Mgmt For For For 1.3 Elect Jan Spiering Mgmt For For For 1.4 Elect Wray Thorn Mgmt For For For 2 Election of Subsidiary Directors Mgmt For For For 3 Appointment of Auditor Mgmt For For For 4 Election of Statutory Auditors Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Accounts and Reports Mgmt For For For 8 Accounts and Reports Mgmt For For For 9 Allocation of Results and Part of Mgmt For For For Distributable Reserve 10 Indemnification of Directors/Officers Mgmt For For For 11 Allocation of Profits Mgmt For For For 12 Amendment to Shareholder Voting and Mgmt For For For Ownership Limitations 13 Amendments to Articles [Bundled] Mgmt For For For
Flir Systems, Inc. Ticker Security ID: Meeting Date Meeting Status FLIR CUSIP 302445101 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Crouch Mgmt For For For 1.2 Elect Angus Macdonald Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Fluor Corporation Ticker Security ID: Meeting Date Meeting Status FLR CUSIP 343412102 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Fluor Mgmt For Against Against 2 Elect Joseph Prueher Mgmt For Against Against 3 Elect Suzanne Woolsey Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Repeal of Classified Board Mgmt For For For 7 Elimination of Supermajority Mgmt For For For Requirement 8 Ratification of Auditor Mgmt For For For
FMC Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status FTI CUSIP 30249U101 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect C. Maury Devine Mgmt For For For 2 Elect John Gremp Mgmt For For For 3 Elect Thomas Hamilton Mgmt For For For 4 Elect Richard Pattarozzi Mgmt For For For 5 Ratification of Auditor Mgmt For Against Against 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Increase of Authorized Common Stock Mgmt For For For
Foot Locker, Inc. Ticker Security ID: Meeting Date Meeting Status FL CUSIP 344849104 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas DiPaolo Mgmt For For For 1.2 Elect Matthew McKenna Mgmt For For For 1.3 Elect Allen Questrom Mgmt For For For 1.4 Elect Cheryl Turpin Mgmt For For For 1.5 Elect Guillermo Marmol Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Long-Term Incentive Mgmt For For For Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Forest City Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status FCE.A CUSIP 345550107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect Michael Esposito, Jr. Mgmt For For For 1.3 Elect Deborah Harmon Mgmt For For For 1.4 Elect Stan Ross Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Forest Laboratories, Inc. Ticker Security ID: Meeting Date Meeting Status FRX CUSIP 345838106 08/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Howard Solomon Mgmt For For For 2 Elect Lawrence Olanoff Mgmt For For For 3 Elect Nesli Basgoz Mgmt For For For 4 Elect William Candee III Mgmt For Against Against 5 Elect George Cohan Mgmt For For For 6 Elect Dan Goldwasser Mgmt For For For 7 Elect Kenneth Goodman Mgmt For For For 8 Elect Lester Salans Mgmt For For For 9 Elect Peter Zimetbaum Mgmt For For For 10 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Reimbursement of Solicitation Expenses
Fortinet Inc. Ticker Security ID: Meeting Date Meeting Status FTNT CUSIP 34959E109 06/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Walecka Mgmt For For For 2 Elect Michael Xie Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 2011 Employee Stock Purchase Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Forward Air Corporation Ticker Security ID: Meeting Date Meeting Status FWRD CUSIP 349853101 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Allen Mgmt For For For 1.2 Elect Bruce Campbell Mgmt For For For 1.3 Elect C. Robert Campbell Mgmt For For For 1.4 Elect Richard Hanselman Mgmt For For For 1.5 Elect C. John Langley, Jr. Mgmt For For For 1.6 Elect Tracy Leinbach Mgmt For For For 1.7 Elect Larry Leinweber Mgmt For For For 1.8 Elect G. Michael Lynch Mgmt For For For 1.9 Elect Ray Mundy Mgmt For For For 1.10 Elect Gary Paxton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Option and Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Fossil, Inc. Ticker Security ID: Meeting Date Meeting Status FOSL CUSIP 349882100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Elaine Agather Mgmt For For For 1.2 Elect Jeffrey Boyer Mgmt For For For 1.3 Elect Kosta Kartsotis Mgmt For For For 1.4 Elect Elysia Ragusa Mgmt For For For 1.5 Elect Jal Shroff Mgmt For For For 1.6 Elect James Skinner Mgmt For For For 1.7 Elect Michael Steinberg Mgmt For For For 1.8 Elect Donald Stone Mgmt For For For 1.9 Elect James Zimmerman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Frontier Communications Corporation Ticker Security ID: Meeting Date Meeting Status FTR CUSIP 35906A108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Leroy Barnes, Jr. Mgmt For For For 1.2 Elect Peter Bynoe Mgmt For For For 1.3 Elect Jeri Finard Mgmt For For For 1.4 Elect Edward Fraioli Mgmt For For For 1.5 Elect James Kahan Mgmt For For For 1.6 Elect Pamela Reeve Mgmt For For For 1.7 Elect Howard Schrott Mgmt For For For 1.8 Elect Larraine Segil Mgmt For For For 1.9 Elect Mark Shapiro Mgmt For For For 1.10 Elect Myron Wick III Mgmt For For For 1.11 Elect Mary Wilderotter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Shareholder Proposal Regarding ShrHldr Against For Against Independent Chairman 5 Ratification of Auditor Mgmt For For For
Frontier Oil Corporation Ticker Security ID: Meeting Date Meeting Status FTO CUSIP 35914P105 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Bech Mgmt For Withhold Against 1.2 Elect Michael Jennings Mgmt For For For 1.3 Elect Robert Kostelnik Mgmt For For For 1.4 Elect James Lee Mgmt For For For 1.5 Elect Paul Loyd, Jr. Mgmt For Withhold Against 1.6 Elect Franklin Myers Mgmt For For For 1.7 Elect Michael Rose Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Frontier Oil Corporation Ticker Security ID: Meeting Date Meeting Status FTO CUSIP 35914P105 06/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
GameStop Corp. Ticker Security ID: Meeting Date Meeting Status GME CUSIP 36467W109 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stanley (Mickey) Steinberg Mgmt For For For 1.2 Elect Gerald Szczepanski Mgmt For For For 1.3 Elect Lawrence Zilavy Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Incentive Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Gannett Co., Inc. Ticker Security ID: Meeting Date Meeting Status GCI CUSIP 364730101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cody Mgmt For For For 1.2 Elect Craig Dubow Mgmt For For For 1.3 Elect Howard Elias Mgmt For For For 1.4 Elect Arthur Harper Mgmt For Withhold Against 1.5 Elect John Louis Mgmt For For For 1.6 Elect Marjorie Magner Mgmt For Withhold Against 1.7 Elect Scott McCune Mgmt For For For 1.8 Elect Duncan McFarland Mgmt For Withhold Against 1.9 Elect Neal Shapiro Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Gardner Denver, Inc. Ticker Security ID: Meeting Date Meeting Status GDI CUSIP 365558105 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Barger, Jr. Mgmt For For For 1.2 Elect Raymond Hipp Mgmt For For For 1.3 Elect David Petratis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Garmin Ltd. Ticker Security ID: Meeting Date Meeting Status GRMN CUSIP H2906T109 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of Financial Statements Mgmt For For For 2 Discharge of the Board of Directors Mgmt For For For and Executive Officers 3.1 Elect Donald Eller Mgmt For Withhold Against 3.2 Elect Clifton Pemble Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Allocation of Profits/Dividends Mgmt For For For 6 2011 Non-employee Directors' Equity Mgmt For For For Incentive Plan 7 Advisory Vote on Executive Mgmt For For For Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Gartner, Inc. Ticker Security ID: Meeting Date Meeting Status IT CUSIP 366651107 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Bingle Mgmt For For For 2 Elect Richard Bressler Mgmt For For For 3 Elect Karen Dykstra Mgmt For For For 4 Elect Russell Fradin Mgmt For For For 5 Elect Anne Sutherland Fuchs Mgmt For For For 6 Elect William Grabe Mgmt For For For 7 Elect Eugene Hall Mgmt For For For 8 Elect Stephen Pagliuca Mgmt For For For 9 Elect James Smith Mgmt For For For 10 Elect Jeffrey Ubben Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 2011 Employee Stock Purchase Plan Mgmt For For For 14 Ratification of Auditor Mgmt For For For
General Cable Corporation Ticker Security ID: Meeting Date Meeting Status BGC CUSIP 369300108 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Kenny Mgmt For For For 1.2 Elect Charles McClure, Jr. Mgmt For For For 1.3 Elect Patrick Prevost Mgmt For For For 1.4 Elect Robert Smialek Mgmt For For For 1.5 Elect John Welsh, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
General Growth Properties, Inc. Ticker Security ID: Meeting Date Meeting Status GGP CUSIP 370023103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Clark Mgmt For For For 1.2 Elect Mary Lou Fiala Mgmt For For For 1.3 Elect J. Bruce Flatt Mgmt For For For 1.4 Elect John Haley Mgmt For For For 1.5 Elect Cyrus Madon Mgmt For For For 1.6 Elect Sandeep Mathrani Mgmt For For For 1.7 Elect David Neithercut Mgmt For For For 1.8 Elect Sheli Rosenberg Mgmt For For For 1.9 Elect John Schreiber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Genomic Health, Inc. Ticker Security ID: Meeting Date Meeting Status GHDX CUSIP 37244C101 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Randal Scott Mgmt For For For 1.2 Elect Kimberly Popovits Mgmt For For For 1.3 Elect Julian Baker Mgmt For Withhold Against 1.4 Elect Fred Cohen Mgmt For For For 1.5 Elect Samuel Colella Mgmt For For For 1.6 Elect Ginger Graham Mgmt For For For 1.7 Elect Randall Livingston Mgmt For For For 1.8 Elect Woodrow Myers, Jr. Mgmt For For For 2 Employee Stock Purchase Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Gentex Corporation Ticker Security ID: Meeting Date Meeting Status GNTX CUSIP 371901109 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arlyn Lanting Mgmt For For For 1.2 Elect Mark Newton Mgmt For For For 1.3 Elect Richard Schaum Mgmt For For For 2 Shareholder Proposal Regarding ShrHldr Against Against For Sustainability Report 3 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board 4 Shareholder Proposal Regarding ShrHldr Abstain For Against Majority Vote for Election of Directors 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Genuine Parts Company Ticker Security ID: Meeting Date Meeting Status GPC CUSIP 372460105 04/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Bullock Mgmt For For For 1.2 Elect Jean Douville Mgmt For For For 1.3 Elect Thomas Gallagher Mgmt For For For 1.4 Elect George Guynn Mgmt For For For 1.5 Elect John Holder Mgmt For For For 1.6 Elect John Johns Mgmt For For For 1.7 Elect Michael Johns Mgmt For For For 1.8 Elect J. Hicks Lanier Mgmt For For For 1.9 Elect Robert Loudermilk, Jr. Mgmt For For For 1.10 Elect Wendy Needham Mgmt For For For 1.11 Elect Jerry Nix Mgmt For Withhold Against 1.12 Elect Gary Rollins Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2006 Long-Term Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For
Gladstone Capital Corporation Ticker Security ID: Meeting Date Meeting Status GLAD CUSIP 376535100 02/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michela English Mgmt For For For 2 Elect Anthony Parker Mgmt For For For 3 Elect George Stelljes III Mgmt For Against Against 4 Approval to Sell Shares of Common Mgmt For For For Stock Below Net Asset Value 5 Ratification of Auditor Mgmt For For For
Glimcher Realty Trust Ticker Security ID: Meeting Date Meeting Status GRT CUSIP 379302102 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Celeste Mgmt For For For 1.2 Elect Wayne Doran Mgmt For For For 1.3 Elect Michael Glimcher Mgmt For For For 1.4 Elect Alan Weiler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Global Payments Inc. Ticker Security ID: Meeting Date Meeting Status GPN CUSIP 37940X102 09/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edwin Burba, Jr. Mgmt For For For 1.2 Elect Raymond Killian Mgmt For For For 1.3 Elect Ruth Ann Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Government Properties Income Trust Ticker Security ID: Meeting Date Meeting Status GOV CUSIP 38376A103 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Somers Mgmt For For For 2 Elect Barry Portnoy Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Green Dot Corporation Ticker Security ID: Meeting Date Meeting Status GDOT CUSIP 39304D102 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ross Kendell Mgmt For For For 1.2 Elect William Ott Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Hawkins, Inc. Ticker Security ID: Meeting Date Meeting Status HWKN CUSIP 420261109 07/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John McKeon Mgmt For Withhold Against 1.2 Elect John Hawkins Mgmt For For For 1.3 Elect James Faulconbridge Mgmt For Withhold Against 1.4 Elect Duane Jergenson Mgmt For For For 1.5 Elect Daryl Skaar Mgmt For For For 1.6 Elect James Thompson Mgmt For For For 1.7 Elect Jeffrey Wright Mgmt For For For 2 2010 Omnibus Incentive Plan Mgmt For For For 3 Amendments to the Articles of Mgmt For For For Incorporation
HCC Insurance Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCC CUSIP 404132102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Judy Bozeman Mgmt For For For 1.2 Elect Frank Bramanti Mgmt For For For 1.3 Elect Walter Duer Mgmt For For For 1.4 Elect James Flagg Mgmt For For For 1.5 Elect Thomas Hamilton Mgmt For For For 1.6 Elect Leslie Heisz Mgmt For For For 1.7 Elect Deborah Midanek Mgmt For For For 1.8 Elect John Molbeck, Jr. Mgmt For For For 1.9 Elect James Oesterreicher Mgmt For For For 1.10 Elect Robert Rosholt Mgmt For For For 1.11 Elect Christopher Williams Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Health Care Reit, Inc. Ticker Security ID: Meeting Date Meeting Status HCN CUSIP 42217K106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Peter Grua Mgmt For For For 3 Elect R. Scott Trumbull Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Increase of Authorized Common Stock Mgmt For For For 7 Ratification of Auditor Mgmt For For For
Health Management Associates, Inc. Ticker Security ID: Meeting Date Meeting Status HMA CUSIP 421933102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Schoen Mgmt For For For 1.2 Elect Gary Newsome Mgmt For For For 1.3 Elect Kent Dauten Mgmt For For For 1.4 Elect Donald Kiernan Mgmt For For For 1.5 Elect Robert Knox Mgmt For For For 1.6 Elect William Mayberry Mgmt For For For 1.7 Elect Vicki O'Meara Mgmt For For For 1.8 Elect William Steere, Jr. Mgmt For For For 1.9 Elect Randolph Westerfield Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Health Net, Inc. Ticker Security ID: Meeting Date Meeting Status HNT CUSIP 42222G108 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Citrino Mgmt For For For 2 Elect Theodore Craver, Jr. Mgmt For For For 3 Elect Vicki Escarra Mgmt For For For 4 Elect Gale Fitzgerald Mgmt For For For 5 Elect Patrick Foley Mgmt For For For 6 Elect Jay Gellert Mgmt For For For 7 Elect Roger Greaves Mgmt For For For 8 Elect Bruce Willison Mgmt For Against Against 9 Elect Frederick Yeager Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Elimination of Supermajority Mgmt For For For Requirement
HealthSpring, Inc. Ticker Security ID: Meeting Date Meeting Status HS CUSIP 42224N101 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Fox Mgmt For For For 1.2 Elect Robert Hensley Mgmt For For For 1.3 Elect Russell Mayerfield Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Heartland Express, Inc. Ticker Security ID: Meeting Date Meeting Status HTLD CUSIP 422347104 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Russell Gerdin Mgmt For For For 1.2 Elect Michael Gerdin Mgmt For For For 1.3 Elect Richard Jacobson Mgmt For Withhold Against 1.4 Elect Benjamin Allen Mgmt For For For 1.5 Elect Lawrence Crouse Mgmt For For For 1.6 Elect James Pratt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
HEICO Corporation Ticker Security ID: Meeting Date Meeting Status HEI CUSIP 422806109 03/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adolfo Henriques Mgmt For For For 1.2 Elect Samuel Higginbottom Mgmt For Withhold Against 1.3 Elect Mark Hildebrandt Mgmt For For For 1.4 Elect Wolfgang Mayrhuber Mgmt For Withhold Against 1.5 Elect Eric Mendelson Mgmt For For For 1.6 Elect Laurans Mendelson Mgmt For For For 1.7 Elect Victor Mendelson Mgmt For For For 1.8 Elect Alan Schriesheim Mgmt For For For 1.9 Elect Frank Schwitter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Helmerich & Payne, Inc. Ticker Security ID: Meeting Date Meeting Status HP CUSIP 423452101 03/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Zeglis Mgmt For For For 1.2 Elect William Armstrong Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Long-Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
Herbalife Ltd. Ticker Security ID: Meeting Date Meeting Status HLF CUSIP G4412G101 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Johnson Mgmt For For For 1.2 Elect John Tartol Mgmt For For For 1.3 Elect Carole Black Mgmt For For For 1.4 Elect Michael Levitt Mgmt For For For 2 Amendment to the 2005 Stock Mgmt For Against Against Incentive Plan 3 Stock Split Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Reapproval of the Executive Mgmt For For For Incentive Plan
Hewitt Associates, Inc. Ticker Security ID: Meeting Date Meeting Status HEW CUSIP 42822Q100 09/20/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Holly Corporation Ticker Security ID: Meeting Date Meeting Status HOC CUSIP 435758305 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Buford Berry Mgmt For For For 1.2 Elect Matthew Clifton Mgmt For For For 1.3 Elect Leldon Echols Mgmt For For For 1.4 Elect R. Kevin Hardage Mgmt For For For 1.5 Elect Robert McKenzie Mgmt For For For 1.6 Elect Jack Reid Mgmt For Withhold Against 1.7 Elect Tommy Valenta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the Long-Term Incentive Mgmt For For For Compensation Plan
Holly Corporation Ticker Security ID: Meeting Date Meeting Status HOC CUSIP 435758305 06/28/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For and Company Name Change 3 Right to Adjourn Meeting Mgmt For For For
Hologic, Inc. Ticker Security ID: Meeting Date Meeting Status HOLX CUSIP 436440101 03/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cumming Mgmt For Withhold Against 1.2 Elect Robert Cascella Mgmt For For For 1.3 Elect Glenn Muir Mgmt For Withhold Against 1.4 Elect Sally Crawford Mgmt For For For 1.5 Elect David LaVance, Jr. Mgmt For For For 1.6 Elect Nancy Leaming Mgmt For For For 1.7 Elect Lawrence Levy Mgmt For Withhold Against 1.8 Elect Elaine Ullian Mgmt For For For 1.9 Elect Wayne Wilson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Hormel Foods Corporation Ticker Security ID: Meeting Date Meeting Status HRL CUSIP 440452100 01/31/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Terrell Crews Mgmt For For For 2 Elect Jeffrey Ettinger Mgmt For For For 3 Elect Jody Feragen Mgmt For Against Against 4 Elect Susan Marvin Mgmt For For For 5 Elect John Morrison Mgmt For For For 6 Elect Elsa Murano Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Susan Nestegard Mgmt For For For 9 Elect Ronald Pearson Mgmt For For For 10 Elect Dakota Pippins Mgmt For Against Against 11 Elect Hugh Smith Mgmt For For For 12 Elect John Turner Mgmt For For For 13 Increase of Authorized Common Stock Mgmt For Against Against 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Hub Group, Inc. Ticker Security ID: Meeting Date Meeting Status HUBG CUSIP 443320106 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Yeager Mgmt For For For 1.2 Elect Mark Yeager Mgmt For For For 1.3 Elect Gary Eppen Mgmt For Withhold Against 1.4 Elect Charles Reaves Mgmt For For For 1.5 Elect Martin Slark Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Humana Inc. Ticker Security ID: Meeting Date Meeting Status HUM CUSIP 444859102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank D'Amelio Mgmt For For For 2 Elect W. Roy Dunbar Mgmt For For For 3 Elect Kurt Hilzinger Mgmt For For For 4 Elect David Jones Jr. Mgmt For For For 5 Elect Michael McCallister Mgmt For For For 6 Elect William McDonald Mgmt For For For 7 Elect William Mitchell Mgmt For For For 8 Elect David Nash Mgmt For For For 9 Elect James O'Brien Mgmt For For For 10 Elect Marissa Peterson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2011 Stock Incentive Plan Mgmt For Against Against 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Huntington Bancshares Incorporated Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP 446150104 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Don Casto III Mgmt For For For 1.2 Elect Ann Crane Mgmt For For For 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Michael Endres Mgmt For For For 1.5 Elect John Gerlach, Jr. Mgmt For For For 1.6 Elect D. James Hilliker Mgmt For For For 1.7 Elect David Lauer Mgmt For For For 1.8 Elect Jonathan Levy Mgmt For For For 1.9 Elect Gerard Mastroianni Mgmt For For For 1.10 Elect Richard Neu Mgmt For For For 1.11 Elect David Porteous Mgmt For For For 1.12 Elect Kathleen Ransier Mgmt For For For 1.13 Elect William Robertson Mgmt For For For 1.14 Elect Stephen Steinour Mgmt For For For 2 Amendment to the Management Mgmt For For For Incentive Plan for Covered Employees 3 Supplemental Stock Purchase and Tax Mgmt For For For Savings Plan and Trust 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Idex Corporation Ticker Security ID: Meeting Date Meeting Status IEX CUSIP 45167R104 04/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bradley Bell Mgmt For For For 1.2 Elect Lawrence Kingsley Mgmt For For For 1.3 Elect Gregory Milzcik Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
IHS Inc. Ticker Security ID: Meeting Date Meeting Status IHS CUSIP 451734107 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jerre Stead Mgmt For For For 1.2 Elect C. Michael Armstrong Mgmt For Withhold Against 1.3 Elect Balakrishnan Iyer Mgmt For Withhold Against 1.4 Elect Brian Hall Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the 2004 Long-Term Mgmt For Against Against Incentive Plan to Increase the Number of Shares Available for Issuance 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Incyte Corporation Ticker Security ID: Meeting Date Meeting Status INCY CUSIP 45337C102 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard De Schutter Mgmt For For For 1.2 Elect Barry Ariko Mgmt For For For 1.3 Elect Julian Baker Mgmt For For For 1.4 Elect Paul Brooke Mgmt For For For 1.5 Elect Wendy Dixon Mgmt For For For 1.6 Elect Paul Friedman Mgmt For For For 1.7 Elect John Niblack Mgmt For For For 1.8 Elect Roy Whitfield Mgmt For For For 2 Amendment to the 2010 Stock Mgmt For Against Against Incentive Plan 3 Amendment to the 1997 Employee Stock Mgmt For Against Against Purchase Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Informatica Corporation Ticker Security ID: Meeting Date Meeting Status INFA CUSIP 45666Q102 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Bertelsen Mgmt For Against Against 2 Elect A. Brooke Seawell Mgmt For For For 3 Elect Godfrey Sullivan Mgmt For For For 4 Amendment to the 2009 Equity Mgmt For Against Against Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Insperity, Inc. Ticker Security ID: Meeting Date Meeting Status NSP CUSIP 45778Q107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Brown Mgmt For For For 1.2 Elect Eli Jones Mgmt For Withhold Against 1.3 Elect Gregory Petsch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Inter Parfums, Inc. Ticker Security ID: Meeting Date Meeting Status IPAR CUSIP 458334109 07/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jean Madar Mgmt For For For 1.2 Elect Philippe Benacin Mgmt For For For 1.3 Elect Russell Greenberg Mgmt For Withhold Against 1.4 Elect Philippe Santi Mgmt For For For 1.5 Elect Francois Heilbronn Mgmt For Withhold Against 1.6 Elect Jean Levy Mgmt For For For 1.7 Elect Robert Bensoussan-Torres Mgmt For For For 1.8 Elect Serge Rosinoer Mgmt For For For 1.9 Elect Patrick Choel Mgmt For For For
InterDigital, Inc. Ticker Security ID: Meeting Date Meeting Status IDCC CUSIP 45867G101 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gilbert Amelio Mgmt For For For 1.2 Elect Steven Clontz Mgmt For For For 1.3 Elect Edward Kamins Mgmt For For For 1.4 Elect Jean Rankin Mgmt For For For 2 Adoption of Majority Vote for Mgmt For For For Election of Directors 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
International Assets Holding Corporation Ticker Security ID: Meeting Date Meeting Status INTL CUSIP 459028106 02/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Scott J. Branch Mgmt For For For 1.2 Elect Bruce Krehbiel Mgmt For For For 1.3 Elect Eric Parthemore Mgmt For For For 1.4 Elect John Radziwill Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For Against Against 3 Company Name Change Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
International Coal Group, Inc. Ticker Security ID: Meeting Date Meeting Status ICO CUSIP 45928H106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wilbur Ross, Jr. Mgmt For Withhold Against 1.2 Elect Bennett Hatfield Mgmt For For For 1.3 Elect Wendy Teramoto Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Pollution Report 6 Transaction of Other Business Mgmt For Against Against
International Flavors & Fragrances Inc. Ticker Security ID: Meeting Date Meeting Status IFF CUSIP 459506101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Margaret Adame Mgmt For For For 2 Elect Marcello Bottoli Mgmt For For For 3 Elect Linda Buck Mgmt For For For 4 Elect J. Michael Cook Mgmt For For For 5 Elect Roger Ferguson, Jr. Mgmt For For For 6 Elect Andreas Fibig Mgmt For For For 7 Elect Alexandra Herzan Mgmt For For For 8 Elect Henry Howell, Jr. Mgmt For For For 9 Elect Katherine Hudson Mgmt For For For 10 Elect Arthur Martinez Mgmt For For For 11 Elect Dale Morrison Mgmt For For For 12 Elect Douglas Tough Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
International Game Technology Ticker Security ID: Meeting Date Meeting Status IGT CUSIP 459902102 03/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paget Alves Mgmt For For For 1.2 Elect Janice Chaffin Mgmt For For For 1.3 Elect Greg Creed Mgmt For For For 1.4 Elect Patti Hart Mgmt For For For 1.5 Elect Robert Miller Mgmt For For For 1.6 Elect David Roberson Mgmt For Withhold Against 1.7 Elect Vincent Sadusky Mgmt For For For 1.8 Elect Philip Satre Mgmt For For For 2 Amendment to the 2002 Stock Mgmt For Against Against Inventive Plan 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Interpublic Group of Companies, Inc. Ticker Security ID: Meeting Date Meeting Status IPG CUSIP 460690100 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Reginald Brack Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Jill Considine Mgmt For For For 4 Elect Richard Goldstein Mgmt For For For 5 Elect Mary Guilfoile Mgmt For For For 6 Elect H. John Greeniaus Mgmt For For For 7 Elect William Kerr Mgmt For For For 8 Elect Michael Roth Mgmt For For For 9 Elect David Thomas Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Shareholder Proposal Regarding Right ShrHldr Against Against For to Call a Special Meeting
Interval Leisure Group, Inc. Ticker Security ID: Meeting Date Meeting Status IILG CUSIP 46113M108 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Craig Nash Mgmt For For For 1.2 Elect Gregory Blatt Mgmt For Withhold Against 1.3 Elect David Flowers Mgmt For For For 1.4 Elect Gary Howard Mgmt For For For 1.5 Elect Lewis Korman Mgmt For For For 1.6 Elect Thomas Kuhn Mgmt For For For 1.7 Elect Thomas McInerney Mgmt For For For 1.8 Elect Thomas Murphy, Jr. Mgmt For For For 1.9 Elect Avy Stein Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Invacare Corporation Ticker Security ID: Meeting Date Meeting Status IVC CUSIP 461203101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Delaney Mgmt For For For 1.2 Elect C. Martin Harris Mgmt For For For 1.3 Elect A. Malachi Mixon, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Invesco Ltd. Ticker Security ID: Meeting Date Meeting Status IVZ CUSIP G491BT108 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rex Adams Mgmt For For For 2 Elect John Banham Mgmt For For For 3 Elect Denis Kessler Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 2011 Global Equity Incentive Plan Mgmt For Against Against 7 Ratification of Auditor Mgmt For For For
Investors Real Estate Trust Ticker Security ID: Meeting Date Meeting Status IRET CUSIP 461730103 09/21/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Patrick Jones Mgmt For For For 1.2 Elect Timothy Mihalick Mgmt For For For 1.3 Elect Jeffrey Miller Mgmt For For For 1.4 Elect C.W. Morgan Mgmt For For For 1.5 Elect John Reed Mgmt For For For 1.6 Elect Edward Schafer Mgmt For For For 1.7 Elect W. David Scott Mgmt For For For 1.8 Elect Stephen Stenehjem Mgmt For For For 1.9 Elect John Stewart Mgmt For For For 1.10 Elect Thomas Wentz, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For
iStar Financial Inc. Ticker Security ID: Meeting Date Meeting Status SFI CUSIP 45031U101 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jay Sugarman Mgmt For For For 1.2 Elect Glenn August Mgmt For For For 1.3 Elect Robert Holman, Jr. Mgmt For For For 1.4 Elect Robin Josephs Mgmt For For For 1.5 Elect John McDonald Mgmt For For For 1.6 Elect George Puskar Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
ITC Holdings Corp. Ticker Security ID: Meeting Date Meeting Status ITC CUSIP 465685105 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Jepsen Mgmt For For For 1.2 Elect Richard McLellan Mgmt For For For 1.3 Elect William Museler Mgmt For For For 1.4 Elect Hazel O'Leary Mgmt For For For 1.5 Elect Gordon Bennett Stewart, III Mgmt For For For 1.6 Elect Lee Stewart Mgmt For For For 1.7 Elect Joseph Welch Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2006 Long Term Mgmt For Against Against Incentive Plan 5 Amendment to the Employee Stock Mgmt For For For Purchase Plan 6 Ratification of Auditor Mgmt For For For
ITT Educational Services, Inc. Ticker Security ID: Meeting Date Meeting Status ESI CUSIP 45068B109 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Dean Mgmt For For For 2 Elect James Fowler Jr. Mgmt For For For 3 Elect Vin Weber Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For Against Against Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
J. Crew Group, Inc. Ticker Security ID: Meeting Date Meeting Status JCG CUSIP 46612H402 03/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against
J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP 445658107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Duncan Mgmt For For For 2 Elect Wayne Garrison Mgmt For For For 3 Elect Sharilyn Gasaway Mgmt For For For 4 Elect Gary George Mgmt For For For 5 Elect Bryan Hunt Mgmt For Against Against 6 Elect Coleman Peterson Mgmt For For For 7 Elect John Roberts III Mgmt For For For 8 Elect James Robo Mgmt For For For 9 Elect William Shea Jr. Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Elect John White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 14 Ratification of Auditor Mgmt For For For
j2 Global Communications, Inc. Ticker Security ID: Meeting Date Meeting Status JCOM CUSIP 46626E205 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Bech Mgmt For For For 1.2 Elect Robert Cresci Mgmt For For For 1.3 Elect W. Brian Kretzmer Mgmt For For For 1.4 Elect Richard Ressler Mgmt For Withhold Against 1.5 Elect John Rieley Mgmt For Withhold Against 1.6 Elect Stephen Ross Mgmt For For For 1.7 Elect Michael Schulhof Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against
Jabil Circuit, Inc. Ticker Security ID: Meeting Date Meeting Status JBL CUSIP 466313103 01/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mel Lavitt Mgmt For Withhold Against 1.2 Elect Timothy Main Mgmt For For For 1.3 Elect William Morean Mgmt For For For 1.4 Elect Lawrence Murphy Mgmt For For For 1.5 Elect Frank Newman Mgmt For For For 1.6 Elect Steven Raymund Mgmt For For For 1.7 Elect Thomas Sansone Mgmt For For For 1.8 Elect David Stout Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Stock Award and Incentive Plan Mgmt For For For 4 Short-Term Incentive Plan Mgmt For For For 5 2011 Employee Stock Purchase Plan Mgmt For For For 6 Transaction of Other Business Mgmt For Against Against
Jacobs Engineering Group Inc. Ticker Security ID: Meeting Date Meeting Status JEC CUSIP 469814107 01/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Coyne Mgmt For For For 2 Elect Linda Levinson Mgmt For For For 3 Elect Craig Martin Mgmt For For For 4 Elect John Jumper Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the Global Employee Mgmt For For For Stock Purchase Plan 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Jo-Ann Stores Ticker Security ID: Meeting Date Meeting Status JAS CUSIP 47758P307 03/18/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Jones Lang LaSalle Incorporated Ticker Security ID: Meeting Date Meeting Status JLL CUSIP 48020Q107 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hugo Bague Mgmt For For For 2 Elect Colin Dyer Mgmt For For For 3 Elect Darryl Hartley-Leonard Mgmt For For For 4 Elect DeAnne Julius Mgmt For For For 5 Elect Ming Lu Mgmt For For For 6 Elect Lauralee Martin Mgmt For Against Against 7 Elect Martin Nesbitt Mgmt For For For 8 Elect Sheila Penrose Mgmt For For For 9 Elect David Rickard Mgmt For For For 10 Elect Roger Staubach Mgmt For For For 11 Elect Thomas Theobald Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amend Articles of Incorporation to Mgmt For For For Reduce Ownership Threshold to Call a Special Meeting 15 Ratification of Auditor Mgmt For For For
Kansas City Southern Ticker Security ID: Meeting Date Meeting Status KSU CUSIP 485170302 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Davis Mgmt For For For 1.2 Elect Robert Druten Mgmt For For For 1.3 Elect Rodney Slater Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of Annual Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Kaydon Corporation Ticker Security ID: Meeting Date Meeting Status KDN CUSIP 486587108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Alexander Mgmt For For For 1.2 Elect David Brandon Mgmt For Withhold Against 1.3 Elect Patrick Coyne Mgmt For For For 1.4 Elect William Gerber Mgmt For For For 1.5 Elect Timothy O'Donovan Mgmt For For For 1.6 Elect James O'Leary Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
KBR, Inc. Ticker Security ID: Meeting Date Meeting Status KBR CUSIP 48242W106 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Huff Mgmt For For For 1.2 Elect Lester Lyles Mgmt For For For 1.3 Elect Richard Slater Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
Kforce Inc. Ticker Security ID: Meeting Date Meeting Status KFRC CUSIP 493732101 06/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Allred Mgmt For For For 1.2 Elect Richard Cocchiaro Mgmt For For For 1.3 Elect A. Gordon Tunstall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Kilroy Realty Corporation Ticker Security ID: Meeting Date Meeting Status KRC CUSIP 49427F108 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Kilroy, Sr. Mgmt For For For 1.2 Elect John Kilroy, Jr. Mgmt For For For 1.3 Elect Edward Brennan Mgmt For Withhold Against 1.4 Elect William Dickey Mgmt For Withhold Against 1.5 Elect Scott Ingraham Mgmt For Withhold Against 1.6 Elect Dale Kinsella Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Kindred Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status KND CUSIP 494580103 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Elect Edward Kuntz Mgmt For For For 3 Elect Joel Ackerman Mgmt For For For 4 Elect Ann Berzin Mgmt For For For 5 Elect Jonathan Blum Mgmt For For For 6 Elect Thomas Cooper Mgmt For For For 7 Elect Paul Diaz Mgmt For For For 8 Elect Isaac Kaufman Mgmt For For For 9 Elect Frederick Kleisner Mgmt For For For 10 Elect Eddy Rogers, Jr. Mgmt For Against Against 11 Elect Phyllis Yale Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 2011 Stock Incentive Plan Mgmt For Against Against 16 Right to Adjourn Meeting Mgmt For For For
Kirkland's, Inc. Ticker Security ID: Meeting Date Meeting Status KIRK CUSIP 497498105 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alderson Mgmt For For For 1.2 Elect Carl Kirkland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Knight Transportation, Inc. Ticker Security ID: Meeting Date Meeting Status KNX CUSIP 499064103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Bliss Mgmt For Withhold Against 1.2 Elect Richard Lehmann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Koppers Holdings Inc. Ticker Security ID: Meeting Date Meeting Status KOP CUSIP 50060P106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Cynthia Baldwin Mgmt For For For 1.2 Elect Albert Neupaver Mgmt For For For 1.3 Elect Walter Turner Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Krispy Kreme Doughnuts, Inc. Ticker Security ID: Meeting Date Meeting Status KKD CUSIP 501014104 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Stephen Lynn Mgmt For Withhold Against 1.2 Elect Michael Sutton Mgmt For Withhold Against 1.3 Elect Lizanne Thomas Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
L-3 Communications Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LLL CUSIP 502424104 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Henry Shelton Mgmt For For For 1.2 Elect Michael Strianese Mgmt For For For 1.3 Elect John White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
L.B. Foster Company Ticker Security ID: Meeting Date Meeting Status FSTR CUSIP 350060109 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lee Foster II Mgmt For For For 1.2 Elect Stan Hasselbusch Mgmt For For For 1.3 Elect Peter McIlroy II Mgmt For For For 1.4 Elect G. Thomas McKane Mgmt For Withhold Against 1.5 Elect Diane Owen Mgmt For For For 1.6 Elect William Rackoff Mgmt For For For 1.7 Elect Suzanne Rowland Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Omnibus Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Lancaster Colony Corporation Ticker Security ID: Meeting Date Meeting Status LANC CUSIP 513847103 11/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kenneth Cooke Mgmt For For For 1.2 Elect Alan Harris Mgmt For For For 1.3 Elect Zuheir Sofia Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Stock Plan Mgmt For For For
Landstar System, Inc. Ticker Security ID: Meeting Date Meeting Status LSTR CUSIP 515098101 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Crowe Mgmt For For For 1.2 Elect David Bannister Mgmt For For For 1.3 Elect Michael Henning Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 2011 Equity Incentive Plan Mgmt For For For
Lawson Software, Inc. Ticker Security ID: Meeting Date Meeting Status LWSN CUSIP 52078P102 10/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Chang Mgmt For For For 1.2 Elect Harry Debes Mgmt For For For 1.3 Elect Peter Gyenes Mgmt For Withhold Against 1.4 Elect David Hubers Mgmt For Withhold Against 1.5 Elect H. Richard Lawson Mgmt For For For 1.6 Elect Michael Rocca Mgmt For For For 1.7 Elect Robert Schriesheim Mgmt For For For 1.8 Elect Romesh Wadhwani Mgmt For For For 1.9 Elect Paul Wahl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For
Lear Corporation Ticker Security ID: Meeting Date Meeting Status LEA CUSIP 521865204 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Capo Mgmt For For For 2 Elect Curtis Clawson Mgmt For For For 3 Elect Jonathan Foster Mgmt For For For 4 Elect Conrad Mallett, Jr. Mgmt For For For 5 Elect Robert Rossiter Mgmt For For For 6 Elect Donald Runkle Mgmt For For For 7 Elect Gregory Smith Mgmt For For For 8 Elect Henry Wallace Mgmt For For For 9 Ratification of Auditor Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Lee Enterprises, Incorporated Ticker Security ID: Meeting Date Meeting Status LEE CUSIP 523768109 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Cole Mgmt For For For 1.2 Elect Nancy Donovan Mgmt For For For 1.3 Elect Leonard Elmore Mgmt For For For 1.4 Elect Herbert Moloney III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Leggett & Platt, Incorporated Ticker Security ID: Meeting Date Meeting Status LEG CUSIP 524660107 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Brunner Mgmt For For For 2 Elect Ralph Clark Mgmt For For For 3 Elect Robert Enloe III Mgmt For For For 4 Elect Richard Fisher Mgmt For For For 5 Elect Matthew Flanigan Mgmt For Against Against 6 Elect Karl Glassman Mgmt For For For 7 Elect Ray Griffith Mgmt For For For 8 Elect David Haffner Mgmt For For For 9 Elect Joseph McClanathan Mgmt For For For 10 Elect Judy Odom Mgmt For For For 11 Elect Maurice Purnell, Jr. Mgmt For For For 12 Elect Phoebe Wood Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 16 Shareholder Proposal Regarding ShrHldr Against For Against Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
Lexmark International, Inc. Ticker Security ID: Meeting Date Meeting Status LXK CUSIP 529771107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Rooke Mgmt For For For 2 Elect Ralph Gomory Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect J. Edward Coleman Mgmt For For For 5 Elect Sandra Helton Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Life Partners Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status LPHI CUSIP 53215T106 08/05/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Pardo Mgmt For For For 1.2 Elect R. Scott Peden Mgmt For For For 1.3 Elect Tad Ballantyne Mgmt For For For 1.4 Elect Fred Dewald Mgmt For For For 1.5 Elect Harold Rafuse Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Life Technologies Corporation Ticker Security ID: Meeting Date Meeting Status LIFE CUSIP 53217V109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Balakrishnan Iyer Mgmt For Against Against 2 Elect Gregory Lucier Mgmt For For For 3 Elect Ronald Matricaria Mgmt For For For 4 Elect David U'Prichard Mgmt For For For 5 Elect William Longfield Mgmt For For For 6 Elect Ora Pescovitz Mgmt For For For 7 Ratification of Auditor Mgmt For Against Against 8 Amendments to Certificate of Mgmt For For For Incorporation 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Lionbridge Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status LIOX CUSIP 536252109 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rory Cowan Mgmt For For For 1.2 Elect Paul Kavanagh Mgmt For For For 2 2011 Stock Incentive Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
LogMeIn, Inc. Ticker Security ID: Meeting Date Meeting Status LOGM CUSIP 54142L109 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Benson Mgmt For For For 1.2 Elect Michael Christenson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Lorillard, Inc. Ticker Security ID: Meeting Date Meeting Status LO CUSIP 544147101 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Dianne Blixt Mgmt For For For 1.2 Elect David Dangoor Mgmt For For For 1.3 Elect Murray Kessler Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Abstain For Against Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
LSB Industries, Inc. Ticker Security ID: Meeting Date Meeting Status LXU CUSIP 502160104 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Golsen Mgmt For For For 1.2 Elect Bernard Ille Mgmt For Withhold Against 1.3 Elect Donald Munson Mgmt For For For 1.4 Elect Ronald Perry Mgmt For For For 1.5 Elect Tony Shelby Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
LSI Corporation Ticker Security ID: Meeting Date Meeting Status LSI CUSIP 502161102 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Haggerty Mgmt For For For 2 Elect Richard Hill Mgmt For Against Against 3 Elect John Miner Mgmt For For For 4 Elect Arun Netravali Mgmt For For For 5 Elect Charles Pope Mgmt For For For 6 Elect Gregorio Reyes Mgmt For For For 7 Elect Michael Strachan Mgmt For For For 8 Elect Abhijit Talwalkar Mgmt For For For 9 Elect Susan Whitney Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Lufkin Industries, Inc. Ticker Security ID: Meeting Date Meeting Status LUFK CUSIP 549764108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. J. Trout, Jr. Mgmt For For For 1.2 Elect J. Jongebloed Mgmt For For For 1.3 Elect Suzanne Baer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Magma Design Automation, Inc. Ticker Security ID: Meeting Date Meeting Status LAVA CUSIP 559181102 09/23/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rajeev Madhavan Mgmt For For For 1.2 Elect Kevin Eichler Mgmt For For For 2 2010 Stock Incentive Plan Mgmt For Against Against 3 Amendment to the Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For
Manhattan Associates, Inc. Ticker Security ID: Meeting Date Meeting Status MANH CUSIP 562750109 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Cassidy Mgmt For For For 2 Amendment to the 2007 Stock Mgmt For For For Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Manitowoc Company, Inc. Ticker Security ID: Meeting Date Meeting Status MTW CUSIP 563571108 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Donald Condon, Jr. Mgmt For For For 1.2 Elect Keith Nosbusch Mgmt For For For 1.3 Elect Glen Tellock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Manpower Inc. Ticker Security ID: Meeting Date Meeting Status MAN CUSIP 56418H100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Cari Dominguez Mgmt For For For 2 Elect Roberto Mendoza Mgmt For For For 3 Elect Elizabeth Sartain Mgmt For For For 4 Elect Edward Zore Mgmt For For For 5 Elect William Downe Mgmt For For For 6 Elect Patricia Hemingway Hall Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Corporate Senior Management Annual Mgmt For For For Incentive Pool Plan 9 2011 Equity Incentive Plan Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
MarketAxess Holdings Inc. Ticker Security ID: Meeting Date Meeting Status MKTX CUSIP 57060D108 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard McVey Mgmt For For For 1.2 Elect Sharon Brown-Hruska Mgmt For For For 1.3 Elect Roger Burkhardt Mgmt For For For 1.4 Elect Stephen Casper Mgmt For For For 1.5 Elect David Gomach Mgmt For For For 1.6 Elect Carlos Hernandez Mgmt For Withhold Against 1.7 Elect Ronald Hersch Mgmt For For For 1.8 Elect Jerome Markowitz Mgmt For For For 1.9 Elect T. Kelley Millet Mgmt For For For 1.10 Elect Nicolas Rohatyn Mgmt For For For 1.11 Elect John Steinhardt Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Massey Energy Company Ticker Security ID: Meeting Date Meeting Status MEE CUSIP 576206106 06/01/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Matrix Service Company Ticker Security ID: Meeting Date Meeting Status MTRX CUSIP 576853105 12/02/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Bradley Mgmt For For For 1.2 Elect Michael Hall Mgmt For For For 1.3 Elect I. Edgar Hendrix Mgmt For Withhold Against 1.4 Elect Paul Lackey Mgmt For Withhold Against 1.5 Elect Tom Maxwell Mgmt For Withhold Against 1.6 Elect David Tippeconnic Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For Withhold Against 1.3 Elect James Bergman Mgmt For Withhold Against 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For Withhold Against 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan
MAXIMUS, Inc. Ticker Security ID: Meeting Date Meeting Status MMS CUSIP 577933104 03/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Russell Beliveau Mgmt For For For 1.2 Elect John Haley Mgmt For Withhold Against 1.3 Elect Marilyn Seymann Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
McAfee, Inc. Ticker Security ID: Meeting Date Meeting Status MFE CUSIP 579064106 11/02/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
McGrath Rentcorp Ticker Security ID: Meeting Date Meeting Status MGRC CUSIP 580589109 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Dawson Mgmt For For For 1.2 Elect Robert Hood Mgmt For For For 1.3 Elect Dennis Kakures Mgmt For For For 1.4 Elect Robert McGrath Mgmt For For For 1.5 Elect Dennis Stradford Mgmt For For For 1.6 Elect Ronald Zech Mgmt For For For 1.7 Elect M. Richard Smith Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
MDU Resources Group, Inc. Ticker Security ID: Meeting Date Meeting Status MDU CUSIP 552690109 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Thomas Everist Mgmt For For For 2 Elect Karen Fagg Mgmt For For For 3 Elect Terry Hildestad Mgmt For For For 4 Elect A. Bart Holaday Mgmt For For For 5 Elect Dennis Johnson Mgmt For For For 6 Elect Thomas Knudson Mgmt For For For 7 Elect Richard Lewis Mgmt For For For 8 Elect Patricia Moss Mgmt For For For 9 Elect Harry Pearce Mgmt For For For 10 Elect John Wilson Mgmt For For For 11 Amendment to the Long-Term Mgmt For For For Performance-Based Incentive Plan 12 Ratification of Auditor Mgmt For Against Against 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Meadowbrook Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status MIG CUSIP 58319P108 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Naftaly Mgmt For For For 1.2 Elect Robert Sturgis Mgmt For For For 1.3 Elect Bruce Thal Mgmt For For For 1.4 Elect Jeffrey Maffett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Metro Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status METR CUSIP 59161R101 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Nalbandian Mgmt For For For 1.2 Elect James Adair Mgmt For For For 1.3 Elect John Cardello Mgmt For For For 1.4 Elect Douglas Gelder Mgmt For Withhold Against 1.5 Elect Alan Hassman Mgmt For For For 1.6 Elect Michael Serluco Mgmt For For For 1.7 Elect Howell Mette Mgmt For For For 1.8 Elect Samir Srouji Mgmt For For For 2 Amendment to Supermajority Mgmt For For For Requirement 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
MICROS Systems, Inc. Ticker Security ID: Meeting Date Meeting Status MCRS CUSIP 594901100 11/19/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Louis Brown, Jr. Mgmt For For For 1.2 Elect B. Gary Dando Mgmt For For For 1.3 Elect A.L. Giannopoulos Mgmt For For For 1.4 Elect F.Suzanne Jenniches Mgmt For For For 1.5 Elect John Puente Mgmt For Withhold Against 1.6 Elect Dwight Taylor Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 1991 Stock Option Mgmt For For For Plan
Microtune, Inc. Ticker Security ID: Meeting Date Meeting Status TUNE CUSIP 59514P109 11/19/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Mid-America Apartment Communities, Inc. Ticker Security ID: Meeting Date Meeting Status MAA CUSIP 59522J103 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect H. Eric Bolton, Jr. Mgmt For For For 1.2 Elect Alan Graf, Jr. Mgmt For For For 1.3 Elect John Grinalds Mgmt For For For 1.4 Elect Ralph Horn Mgmt For For For 1.5 Elect Philip Norwood Mgmt For For For 1.6 Elect W. Reid Sanders Mgmt For For For 1.7 Elect William Sansom Mgmt For For For 1.8 Elect Simon Wadsworth Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Mindspeed Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status MSPD CUSIP 602682205 04/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Hayashi Mgmt For For For 1.2 Elect Louie Ming Mgmt For For For 1.3 Elect Thomas Madden Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2003 Long-Term Mgmt For For For Incentives Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Minerals Technologies Inc. Ticker Security ID: Meeting Date Meeting Status MTX CUSIP 603158106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paula Cholmondeley Mgmt For Withhold Against 1.2 Elect Duane Dunham Mgmt For For For 1.3 Elect Steven Golub Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Mirant Corporation Ticker Security ID: Meeting Date Meeting Status MIR CUSIP 60467R100 10/25/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Molex Incorporated Ticker Security ID: Meeting Date Meeting Status MOLX CUSIP 608554101 10/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Birck Mgmt For For For 1.2 Elect Anirudh Dhebar Mgmt For For For 1.3 Elect Frederick Krehbiel Mgmt For For For 1.4 Elect Martin Slark Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Molina Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status MOH CUSIP 60855R100 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Mario Molina Mgmt For For For 1.2 Elect Steven Orlando Mgmt For For For 1.3 Elect Ronna Romney Mgmt For For For 2 2011 Equity Incentive Plan Mgmt For Against Against 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Monotype Imaging Holdings Inc. Ticker Security ID: Meeting Date Meeting Status TYPE CUSIP 61022P100 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Lentz Mgmt For For For 1.2 Elect Douglas Shaw Mgmt For For For 1.3 Elect Peter Simone Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2007 Stock Option Mgmt For Against Against and Incentive Plan 5 Ratification of Auditor Mgmt For For For
Moody's Corporation Ticker Security ID: Meeting Date Meeting Status MCO CUSIP 615369105 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Glauber Mgmt For Against Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 6 Elect Jorge Bermudez Mgmt For For For
MSCI Inc. Ticker Security ID: Meeting Date Meeting Status MSCI CUSIP 55354G100 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Benjamin duPont Mgmt For For For 2 Elect Henry Fernandez Mgmt For For For 3 Elect Alice Handy Mgmt For For For 4 Elect Catherine Kinney Mgmt For For For 5 Elect Linda Riefler Mgmt For For For 6 Elect George Siguler Mgmt For For For 7 Elect Scott Sipprelle Mgmt For For For 8 Elect Patrick Tierney Mgmt For For For 9 Elect Rudolphe Vallee Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For
Mueller Industries, Inc. Ticker Security ID: Meeting Date Meeting Status MLI CUSIP 624756102 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alexander Federbush Mgmt For For For 1.2 Elect Paul Flaherty Mgmt For For For 1.3 Elect Gennaro Fulvio Mgmt For For For 1.4 Elect Gary Gladstein Mgmt For For For 1.5 Elect Scott Goldman Mgmt For Withhold Against 1.6 Elect Terry Hermanson Mgmt For For For 1.7 Elect Harvey Karp Mgmt For For For 1.8 Elect Gregory Christopher Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 2011 Annual Bonus Plan Mgmt For For For
Multi-Fineline Electronix, Inc. Ticker Security ID: Meeting Date Meeting Status MFLX CUSIP 62541B101 03/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect KHAW Kheng Joo Mgmt For For For 1.2 Elect Linda Lim Mgmt For Withhold Against 1.3 Elect Sam Yau Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Murphy Oil Corporation Ticker Security ID: Meeting Date Meeting Status MUR CUSIP 626717102 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Blue Mgmt For For For 2 Elect Claiborne Deming Mgmt For For For 3 Elect Robert Hermes Mgmt For Against Against 4 Elect James Kelley Mgmt For For For 5 Elect R. Madison Murphy Mgmt For For For 6 Elect William Nolan, Jr. Mgmt For For For 7 Elect Neal Schmale Mgmt For For For 8 Elect David Smith Mgmt For For For 9 Elect Caroline Theus Mgmt For For For 10 Elect David Wood Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For
MWI Veterinary Supply, Inc. Ticker Security ID: Meeting Date Meeting Status MWIV CUSIP 55402X105 02/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Alessi Mgmt For Withhold Against 1.2 Elect Bruce Bruckmann Mgmt For For For 1.3 Elect James Cleary, Jr. Mgmt For For For 1.4 Elect John McNamara Mgmt For For For 1.5 Elect A. Craig Olson Mgmt For For For 1.6 Elect Robert Rebholtz, Jr. Mgmt For For For 1.7 Elect William Robison Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Advisory Vote on Executive Mgmt For For For Compensation
Myriad Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status MYGN CUSIP 62855J104 12/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Heiner Dreismann Mgmt For For For 1.2 Elect Peter Meldrum Mgmt For For For 2 2010 Employee, Director and Mgmt For For For Consultant Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For
NACCO Industries, Inc. Ticker Security ID: Meeting Date Meeting Status NC CUSIP 629579103 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Owsley Brown II Mgmt For For For 1.2 Elect Dennis LaBarre Mgmt For Withhold Against 1.3 Elect Richard de Osborne Mgmt For For For 1.4 Elect Alfred Rankin, Jr. Mgmt For For For 1.5 Elect Michael Shannon Mgmt For For For 1.6 Elect Britton Taplin Mgmt For For For 1.7 Elect David Taplin Mgmt For For For 1.8 Elect John Turben Mgmt For For For 1.9 Elect Eugene Wong Mgmt For For For 2 Amendment to the Non-Employee Mgmt For For For Directors' Equity Compensation Plan 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
National Fuel Gas Company Ticker Security ID: Meeting Date Meeting Status NFG CUSIP 636180101 03/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Brady Mgmt For Withhold Against 1.2 Elect Rolland Kidder Mgmt For For For 1.3 Elect Frederic Salerno Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
NBT Bancorp Inc. Ticker Security ID: Meeting Date Meeting Status NBTB CUSIP 628778102 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Authorization of Board to Set Board Mgmt For For For Size 2.1 Elect Richard Chojnowski Mgmt For For For 2.2 Elect Timothy Delaney Mgmt For For For 2.3 Elect James Douglas Mgmt For For For 2.4 Elect Joseph Santangelo Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
NBTY, Inc. Ticker Security ID: Meeting Date Meeting Status NTY CUSIP 628782104 09/22/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
NetSpend Holdings Inc. Ticker Security ID: Meeting Date Meeting Status NTSP CUSIP 64118V106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Adams Mgmt For For For 1.2 Elect Daniel Henry Mgmt For For For 1.3 Elect Stephen Vogel Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
NeuStar, Inc. Ticker Security ID: Meeting Date Meeting Status NSR CUSIP 64126X201 06/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Cullen Mgmt For For For 2 Elect Joel Friedman Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Newcastle Investment Corp. Ticker Security ID: Meeting Date Meeting Status NCT CUSIP 65105M108 06/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Wesley Edens Mgmt For Withhold Against 1.2 Elect David McKown Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Newpark Resources, Inc. Ticker Security ID: Meeting Date Meeting Status NR CUSIP 651718504 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Anderson Mgmt For For For 1.2 Elect Jerry Box Mgmt For For For 1.3 Elect George Finley Mgmt For For For 1.4 Elect Paul Howes Mgmt For For For 1.5 Elect James McFarland Mgmt For For For 1.6 Elect Gary Warren Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2003 Long Term Mgmt For For For Incentive Plan 5 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 6 Ratification of Auditor Mgmt For For For
Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Berenson Mgmt For For For 2 Elect Michael Cawley Mgmt For For For 3 Elect Edward Cox Mgmt For For For 4 Elect Charles Davidson Mgmt For For For 5 Elect Thomas Edelman Mgmt For For For 6 Elect Eric Grubman Mgmt For For For 7 Elect Kirby Hedrick Mgmt For For For 8 Elect Scott Urban Mgmt For For For 9 Elect William Van Kleef Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Amendment to the 1992 Stock Option Mgmt For For For and Restricted Stock Plan
Noranda Aluminum Holding Corp. Ticker Security ID: Meeting Date Meeting Status NOR CUSIP 65542W107 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Brooks Mgmt For For For 1.2 Elect M. Ali Rashid Mgmt For Withhold Against 1.3 Elect Matthew Michelini Mgmt For For For 1.4 Elect Thomas Miklich Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 03/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
NRG Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NRG CUSIP 629377508 07/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kirbyjon Caldwell Mgmt For For For 2 Elect David Crane Mgmt For For For 3 Elect Stephen Cropper Mgmt For For For 4 Elect Kathleen McGinty Mgmt For For For 5 Elect Thomas Weidemeyer Mgmt For For For 6 Amendment to the Long-Term Incentive Mgmt For Against Against Plan 7 Ratification of Auditor Mgmt For For For
Nstar Ticker Security ID: Meeting Date Meeting Status NST CUSIP 67019E107 03/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Nu Skin Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status NUS CUSIP 67018T105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nevin Andersen Mgmt For For For 1.2 Elect Daniel Campbell Mgmt For For For 1.3 Elect E.J. Garn Mgmt For For For 1.4 Elect M. Truman Hunt Mgmt For For For 1.5 Elect Andrew Lipman Mgmt For For For 1.6 Elect Steven Lund Mgmt For Withhold Against 1.7 Elect Patricia Negron Mgmt For For For 1.8 Elect Thomas Pisano Mgmt For For For 1.9 Elect Blake Roney Mgmt For For For 1.10 Elect Sandra Tillotson Mgmt For For For 1.11 Elect David Ussery Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
NV Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NVE CUSIP 67073Y106 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Anderson, Jr. Mgmt For For For 1.2 Elect Glenn Christenson Mgmt For For For 1.3 Elect Brian Kennedy Mgmt For For For 1.4 Elect John O'Reilly Mgmt For For For 1.5 Elect Philip Satre Mgmt For For For 1.6 Elect Michael Yackira Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the Executive Long-Term Mgmt For For For Incentive Plan 5 Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections 6 "Amendment to the Articles of Mgmt For For For Incorporation to Reduce Super-Majority Vote Requirements in the """"Fair Price"""" Provisions" 7 Ratification of Auditor Mgmt For For For 8 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 9 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting 10 Shareholder Proposal Regarding ShrHldr Against Against For Retention of Shares After Retirement
Oceaneering International, Inc. Ticker Security ID: Meeting Date Meeting Status OII CUSIP 675232102 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect T. Jay Collins Mgmt For For For 1.2 Elect D. Michael Hughes Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Old Dominion Freight Line, Inc. Ticker Security ID: Meeting Date Meeting Status ODFL CUSIP 679580100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Earl Congdon Mgmt For For For 1.2 Elect David Congdon Mgmt For For For 1.3 Elect John Congdon Mgmt For For For 1.4 Elect J. Paul Breitbach Mgmt For For For 1.5 Elect John Congdon, Jr. Mgmt For Withhold Against 1.6 Elect Robert Culp III Mgmt For For For 1.7 Elect John Kasarda Mgmt For For For 1.8 Elect Leo Suggs Mgmt For For For 1.9 Elect D. Michael Wray Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Shareholder Proposal Regarding ShrHldr Against For Against Independent Board Chairman 5 Ratification of Auditor Mgmt For For For
Omnova Solutions Inc. Ticker Security ID: Meeting Date Meeting Status OMN CUSIP 682129101 03/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Merriman, Jr. Mgmt For For For 1.2 Elect William Seelbach Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
ON Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status ONNN CUSIP 682189105 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Jackson Mgmt For For For 1.2 Elect Phillip Hester Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
ONEOK, Inc. Ticker Security ID: Meeting Date Meeting Status OKE CUSIP 682680103 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Day Mgmt For For For 2 Elect Julie Edwards Mgmt For For For 3 Elect William Ford Mgmt For For For 4 Elect John Gibson Mgmt For For For 5 Elect Bert Mackie Mgmt For For For 6 Elect Jim Mogg Mgmt For For For 7 Elect Pattye Moore Mgmt For For For 8 Elect Gary Parker Mgmt For For For 9 Elect Eduardo Rodriguez Mgmt For For For 10 Elect Gerald Smith Mgmt For For For 11 Elect David Tippeconnic Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
OraSure Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status OSUR CUSIP 68554V108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronny Lancaster Mgmt For For For 1.2 Elect Roger Pringle Mgmt For Withhold Against 1.3 Elect Ronald Spair Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the Stock Award Plan Mgmt For For For
Owens & Minor Inc. Ticker Security ID: Meeting Date Meeting Status OMI CUSIP 690732102 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Marshall Acuff, Jr. Mgmt For For For 1.2 Elect J. Alfred Broaddus, Jr. Mgmt For For For 1.3 Elect Richard Fogg Mgmt For For For 1.4 Elect John Gerdelman Mgmt For For For 1.5 Elect Lemuel Lewis Mgmt For For For 1.6 Elect G. Gilmer Minor III Mgmt For For For 1.7 Elect Eddie Moore, Jr. Mgmt For For For 1.8 Elect Peter Redding Mgmt For For For 1.9 Elect James Rogers Mgmt For For For 1.10 Elect Robert Sledd Mgmt For For For 1.11 Elect Craig Smith Mgmt For For For 1.12 Elect Anne Whittemore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Owens Corning Ticker Security ID: Meeting Date Meeting Status OC CUSIP 690742101 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gaston Caperton Mgmt For For For 1.2 Elect Ann Iverson Mgmt For For For 1.3 Elect Joseph Neely Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Corporate Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
P.F. Chang's China Bistro, Inc. Ticker Security ID: Meeting Date Meeting Status PFCB CUSIP 69333Y108 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kerrii Anderson Mgmt For For For 2 Elect F. Lane Cardwell, Jr. Mgmt For For For 3 Elect Richard Federico Mgmt For For For 4 Elect Lesley Howe Mgmt For For For 5 Elect Dawn Hudson Mgmt For For For 6 Elect M. Ann Rhoades Mgmt For For For 7 Elect James Shennan, Jr. Mgmt For For For 8 Elect R. Michael Welborn Mgmt For For For 9 Elect Kenneth Wessels Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Right to Adjourn Meeting Mgmt For For For
Pall Corporation Ticker Security ID: Meeting Date Meeting Status PLL CUSIP 696429307 12/15/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Amy Alving Mgmt For For For 2 Elect Daniel Carroll, Jr. Mgmt For For For 3 Elect Robert Coutts Mgmt For For For 4 Elect Cheryl Grise Mgmt For For For 5 Elect Ronald Hoffman Mgmt For For For 6 Elect Eric Krasnoff Mgmt For For For 7 Elect Dennis Longstreet Mgmt For For For 8 Elect Edwin Martin, Jr. Mgmt For For For 9 Elect Katharine Plourde Mgmt For For For 10 Elect Edward Snyder Mgmt For For For 11 Elect Edward Travaglianti Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Allow Company to Deliver Proxy Mgmt For For For Materials via the Internet 14 Amendment to the Employee Stock Mgmt For For For Purchase Plan 15 Amendment to the Management Stock Mgmt For For For Purchase Plan
Panera Bread Company Ticker Security ID: Meeting Date Meeting Status PNRA CUSIP 69840W108 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Shaich Mgmt For For For 1.2 Elect Fred Foulkes Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Increase of Authorized Common Stock Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Pantry, Inc. Ticker Security ID: Meeting Date Meeting Status PTRY CUSIP 698657103 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Terrance Marks Mgmt For For For 1.2 Elect Robert Bernstock Mgmt For For For 1.3 Elect Paul Brunswick Mgmt For For For 1.4 Elect Wilfred Finnegan Mgmt For For For 1.5 Elect Edwin Holman Mgmt For For For 1.6 Elect Terry McElroy Mgmt For For For 1.7 Elect Mark Miles Mgmt For For For 1.8 Elect Bryan Monkhouse Mgmt For For For 1.9 Elect Thomas Murnane Mgmt For For For 1.10 Elect Maria Richter Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Parametric Technology Corporation Ticker Security ID: Meeting Date Meeting Status PMTC CUSIP 699173209 03/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Richard Harrison Mgmt For For For 2 Amendment to the 2000 Equity Mgmt For Against Against Incentive Plan 3 Approval of Performance Goals Under Mgmt For For For the 2000 Equity Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Park-Ohio Holdings Corp. Ticker Security ID: Meeting Date Meeting Status PKOH CUSIP 700666100 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kevin Greene Mgmt For For For 1.2 Elect A. Malachi Mixon, III Mgmt For Withhold Against 1.3 Elect Dan Moore III Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Annual Cash Bonus Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Patterson Companies, Inc. Ticker Security ID: Meeting Date Meeting Status PDCO CUSIP 703395103 09/13/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Buck Mgmt For For For 1.2 Elect Peter Frechette Mgmt For For For 1.3 Elect Charles Reich Mgmt For For For 1.4 Elect Brian Tyler Mgmt For For For 1.5 Elect Scott Anderson Mgmt For For For 2 Ratification of Auditor Mgmt For For For
PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 06/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frederick Frank Mgmt For For For 1.2 Elect Paul Sandman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Peabody Energy Corporation Ticker Security ID: Meeting Date Meeting Status BTU CUSIP 704549104 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Boyce Mgmt For For For 1.2 Elect William Coley Mgmt For For For 1.3 Elect William James Mgmt For For For 1.4 Elect Robert Karn III Mgmt For For For 1.5 Elect M. Frances Keeth Mgmt For For For 1.6 Elect Henry Lentz Mgmt For For For 1.7 Elect Robert Malone Mgmt For For For 1.8 Elect William Rusnack Mgmt For For For 1.9 Elect John Turner Mgmt For For For 1.10 Elect Sandra Van Trease Mgmt For For For 1.11 Elect Alan Washkowitz Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation 5 2011 Long-Term Equity Incentive Plan Mgmt For For For
Penn National Gaming, Inc. Ticker Security ID: Meeting Date Meeting Status PENN CUSIP 707569109 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Carlino Mgmt For For For 1.2 Elect Harold Cramer Mgmt For Withhold Against 1.3 Elect Saul Reibstein Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Long Term Mgmt For For For Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
Pepco Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status POM CUSIP 713291102 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Dunn, IV Mgmt For For For 1.2 Elect Terence Golden Mgmt For For For 1.3 Elect Patrick Harker Mgmt For For For 1.4 Elect Frank Heintz Mgmt For For For 1.5 Elect Barbara Krumsiek Mgmt For For For 1.6 Elect George MacCormack Mgmt For For For 1.7 Elect Lawrence Nussdorf Mgmt For For For 1.8 Elect Patricia Oelrich Mgmt For For For 1.9 Elect Joseph Rigby Mgmt For For For 1.10 Elect Frank Ross Mgmt For For For 1.11 Elect Pauline Schneider Mgmt For Withhold Against 1.12 Elect Lester Silverman Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Perkinelmer, Inc. Ticker Security ID: Meeting Date Meeting Status PKI CUSIP 714046109 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Friel Mgmt For For For 2 Elect Nicholas Lopardo Mgmt For For For 3 Elect Alexis Michas Mgmt For For For 4 Elect James Mullen Mgmt For For For 5 Elect Vicki Sato Mgmt For For For 6 Elect Gabriel Schmergel Mgmt For Against Against 7 Elect Kenton Sicchitano Mgmt For For For 8 Elect Patrick Sullivan Mgmt For For For 9 Elect G. Robert Tod Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Perry Ellis International, Inc. Ticker Security ID: Meeting Date Meeting Status PERY CUSIP 288853104 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joseph Natoli Mgmt For For For 1.2 Elect Eduardo Sardina Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 2011 Management Incentive Mgmt For For For Compensation Plan 5 Amendment to the 2005 Long-Term Mgmt For For For Incentive Compensation Plan 6 Ratification of Auditor Mgmt For For For
Petsmart, Inc. Ticker Security ID: Meeting Date Meeting Status PETM CUSIP 716768106 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Angel Cabrera Mgmt For For For 2 Elect Philip Francis Mgmt For For For 3 Elect Rakesh Gangwal Mgmt For For For 4 Elect Gregory Josefowicz Mgmt For For For 5 Elect Richard Lochridge Mgmt For For For 6 Elect Robert Moran Mgmt For For For 7 Elect Barbara Munder Mgmt For For For 8 Elect Thomas Stemberg Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 2011 Equity Incentive Plan Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
PharMerica Corporation Ticker Security ID: Meeting Date Meeting Status PMC CUSIP 71714F104 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gregory Weishar Mgmt For For For 1.2 Elect W. Robert Dahl, Jr. Mgmt For For For 1.3 Elect Frank Collins Mgmt For For For 1.4 Elect Thomas Mac Mahon Mgmt For For For 1.5 Elect Marjorie Dorr Mgmt For For For 1.6 Elect Thomas Gerrity Mgmt For For For 1.7 Elect Robert Oakley Mgmt For For For 1.8 Elect Geoffrey Meyers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Photronics, Inc. Ticker Security ID: Meeting Date Meeting Status PLAB CUSIP 719405102 04/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Walter Fiederowicz Mgmt For For For 1.2 Elect Joseph Fiorita, Jr. Mgmt For For For 1.3 Elect Constantine Macricostas Mgmt For For For 1.4 Elect George Macricostas Mgmt For Withhold Against 1.5 Elect Mitchell Tyson Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2011 Executive Compensation Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Transaction of Other Business Mgmt For Against Against
Pinnacle Airlines Corp. Ticker Security ID: Meeting Date Meeting Status PNCL CUSIP 723443107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Massey Mgmt For For For 1.2 Elect James McGehee, Jr. Mgmt For For For 1.3 Elect Philip Trenary Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Pinnacle West Capital Corporation Ticker Security ID: Meeting Date Meeting Status PNW CUSIP 723484101 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Basha, Jr. Mgmt For For For 1.2 Elect Donald Brandt Mgmt For For For 1.3 Elect Susan Clark-Johnson Mgmt For For For 1.4 Elect Denis Cortese Mgmt For For For 1.5 Elect Michael Gallagher Mgmt For Withhold Against 1.6 Elect Pamela Grant Mgmt For For For 1.7 Elect Roy Herberger, Jr. Mgmt For For For 1.8 Elect Dale Klein Mgmt For For For 1.9 Elect Humberto Lopez Mgmt For For For 1.10 Elect Kathryn Munro Mgmt For For For 1.11 Elect Bruce Nordstrom Mgmt For For For 1.12 Elect W. Douglas Parker Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Pitney Bowes Inc. Ticker Security ID: Meeting Date Meeting Status PBI CUSIP 724479100 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rodney Adkins Mgmt For For For 2 Elect Murray Martin Mgmt For For For 3 Elect Michael Roth Mgmt For For For 4 Elect Robert Weissman Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Elimination of Supermajority Mgmt For For For Requirement for Removal of Directors from Office 7 Elimination of Supermajority Mgmt For For For Requirement for Certain Business Combinations 8 Elimination of Supermajority Mgmt For For For Requirement for Alteration, Amendment, Adoption or Repeal of Certificate Provisions 9 Elimination of Supermajority Mgmt For For For Requirement for Bylaw Alteration, Adoption, Amendment or Repeal 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Amendment to the Key Employees Mgmt For For For Incentive Plan 13 Amendment to the 2007 Stock Plan Mgmt For For For
Plains Exploration & Production Company Ticker Security ID: Meeting Date Meeting Status PXP CUSIP 726505100 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Flores Mgmt For For For 2 Elect Isaac Arnold, Jr. Mgmt For For For 3 Elect Alan Buckwalter, III Mgmt For For For 4 Elect Jerry Dees Mgmt For Against Against 5 Elect Tom Delimitros Mgmt For Against Against 6 Elect Thomas Fry, III Mgmt For For For 7 Elect Charles Groat Mgmt For For For 8 Elect John Lollar Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For Against Against Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
PLX Technology, Inc. Ticker Security ID: Meeting Date Meeting Status PLXT CUSIP 693417107 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Salameh Mgmt For For For 1.2 Elect D. James Guzy Mgmt For For For 1.3 Elect John Hart Mgmt For For For 1.4 Elect Robert Smith Mgmt For For For 1.5 Elect Thomas Riordan Mgmt For For For 1.6 Elect Patrick Verderico Mgmt For For For 1.7 Elect Ralph Schmitt Mgmt For For For 2 Amendment to the 2008 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
PLX Technology, Inc. Ticker Security ID: Meeting Date Meeting Status PLXT CUSIP 693417107 12/10/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Increase of Authorized Common Stock Mgmt For Against Against
PMC-Sierra, Inc. Ticker Security ID: Meeting Date Meeting Status PMCS CUSIP 69344F106 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Belluzzo Mgmt For For For 1.2 Elect James Diller Mgmt For For For 1.3 Elect Michael Farese Mgmt For For For 1.4 Elect Jonathan Judge Mgmt For For For 1.5 Elect William Kurtz Mgmt For For For 1.6 Elect Gregory Lang Mgmt For For For 1.7 Elect Frank Marshall Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Elimination of Cumulative Voting Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Polaris Industries Inc. Ticker Security ID: Meeting Date Meeting Status PII CUSIP 731068102 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Hendrickson Mgmt For For For 1.2 Elect John Menard, Jr. Mgmt For Withhold Against 1.3 Elect Mark Schreck Mgmt For Withhold Against 1.4 Elect William Van Dyke Mgmt For Withhold Against 2 Amendment to 2007 Omnibus Incentive Mgmt For For For Plan 3 Amendment to Long Term Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Polycom, Inc. Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP 73172K104 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Miller Mgmt For For For 1.2 Elect Betsy Atkins Mgmt For For For 1.3 Elect David DeWalt Mgmt For For For 1.4 Elect John Kelley, Jr. Mgmt For For For 1.5 Elect D. Scott Mercer Mgmt For For For 1.6 Elect William Owens Mgmt For For For 1.7 Elect Kevin Parker Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 2011 Equity Incentive Plan Mgmt For Against Against 4 Amendment to the 2005 Employee Stock Mgmt For Against Against Purchase Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Ratification of Auditor Mgmt For For For
PolyOne Corporation Ticker Security ID: Meeting Date Meeting Status POL CUSIP 73179P106 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect J. Douglas Campbell Mgmt For For For 1.2 Elect Carol Cartwright Mgmt For For For 1.3 Elect Richard Fearon Mgmt For For For 1.4 Elect Gordon Harnett Mgmt For For For 1.5 Elect Richard Lorraine Mgmt For For For 1.6 Elect Edward Mooney Mgmt For For For 1.7 Elect Stephen Newlin Mgmt For For For 1.8 Elect William Powell Mgmt For For For 1.9 Elect Farah Walters Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Popular, Inc. Ticker Security ID: Meeting Date Meeting Status BPOP CUSIP 733174106 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Maria Ferre Mgmt For For For 2 Elect C. Kim Goodwin Mgmt For For For 3 Elect William Teuber, Jr. Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Ratification of Auditor Mgmt For For For
Portland General Electric Company Ticker Security ID: Meeting Date Meeting Status POR CUSIP 736508847 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Ballantine Mgmt For For For 1.2 Elect Rodney Brown, Jr. Mgmt For For For 1.3 Elect David Dietzler Mgmt For For For 1.4 Elect Kirby Dyess Mgmt For For For 1.5 Elect Peggy Fowler Mgmt For For For 1.6 Elect Mark Ganz Mgmt For For For 1.7 Elect Corbin McNeill, Jr. Mgmt For For For 1.8 Elect Neil Nelson Mgmt For For For 1.9 Elect M. Lee Pelton Mgmt For For For 1.10 Elect James Piro Mgmt For For For 1.11 Elect Robert Reid Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHldr Against Against For Reporting and Reducing Greenhouse Gas Emissions
Post Properties, Inc. Ticker Security ID: Meeting Date Meeting Status PPS CUSIP 737464107 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Goddard III Mgmt For For For 1.2 Elect Douglas Crocker II Mgmt For For For 1.3 Elect David Stockert Mgmt For For For 1.4 Elect Herschel Bloom Mgmt For For For 1.5 Elect Walter Deriso, Jr. Mgmt For For For 1.6 Elect Russell French Mgmt For For For 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect Stella Thayer Mgmt For For For 1.9 Elect Ronald de Waal Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Powell Industries, Inc. Ticker Security ID: Meeting Date Meeting Status POWL CUSIP 739128106 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eugene Butler Mgmt For Withhold Against 1.2 Elect Christopher Cragg Mgmt For For For 1.3 Elect Bonnie Hancock Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
PPL Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Frederick Bernthal Mgmt For For For 1.2 Elect John Conway Mgmt For Withhold Against 1.3 Elect Steven Elliot Mgmt For For For 1.4 Elect Louise Goeser Mgmt For Withhold Against 1.5 Elect Stuart Graham Mgmt For Withhold Against 1.6 Elect Stuart Heydt Mgmt For Withhold Against 1.7 Elect James Miller Mgmt For For For 1.8 Elect Craig Rogerson Mgmt For For For 1.9 Elect Natica von Althann Mgmt For For For 1.10 Elect Keith Williamson Mgmt For For For 2 Short-term Incentive Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors 7 Shareholder Proposal Regarding Right ShrHldr Against For Against to Call a Special Meeting
Pre-Paid Legal Services, Inc. Ticker Security ID: Meeting Date Meeting Status PPD CUSIP 740065107 06/21/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Prestige Brands Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PBH CUSIP 74112D101 08/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Matthew Mannelly Mgmt For For For 1.2 Elect John Byom Mgmt For Withhold Against 1.3 Elect Gary Costley Mgmt For Withhold Against 1.4 Elect Charles Hinkaty Mgmt For For For 1.5 Elect Patrick Lonergan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For
PS Business Parks, Inc. Ticker Security ID: Meeting Date Meeting Status PSB CUSIP 69360J107 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ronald Havner, Jr. Mgmt For For For 1.2 Elect Joseph Russell, Jr. Mgmt For For For 1.3 Elect R. Wesley Burns Mgmt For For For 1.4 Elect Jennifer Dunbar Mgmt For For For 1.5 Elect Arthur Friedman Mgmt For For For 1.6 Elect James Kropp Mgmt For For For 1.7 Elect Sara Grootwassink Lewis Mgmt For For For 1.8 Elect Michael McGee Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
QLogic Corporation Ticker Security ID: Meeting Date Meeting Status QLGC CUSIP 747277101 08/26/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect H.K. Desai Mgmt For For For 2 Elect Joel Birnbaum Mgmt For For For 3 Elect James Fiebiger Mgmt For For For 4 Elect Balakrishnan Iyer Mgmt For Against Against 5 Elect Kathryn Lewis Mgmt For Against Against 6 Elect George Wells Mgmt For Against Against 7 Ratification of Auditor Mgmt For Against Against
Quantum Corporation Ticker Security ID: Meeting Date Meeting Status QTM CUSIP 747906204 08/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Auvil III Mgmt For For For 1.2 Elect Richard Belluzzo Mgmt For For For 1.3 Elect Michael Brown Mgmt For For For 1.4 Elect Thomas Buchsbaum Mgmt For For For 1.5 Elect Edward Esber, Jr. Mgmt For For For 1.6 Elect Elizabeth Fetter Mgmt For For For 1.7 Elect Joseph Marengi Mgmt For For For 1.8 Elect Dennis Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Quest Software, Inc. Ticker Security ID: Meeting Date Meeting Status QSFT CUSIP 74834T103 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vincent Smith Mgmt For For For 1.2 Elect Douglas Garn Mgmt For For For 1.3 Elect Augustine Nieto II Mgmt For Withhold Against 1.4 Elect Kevin Klausmeyer Mgmt For For For 1.5 Elect Paul Sallaberry Mgmt For For For 1.6 Elect H. John Dirks Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Questar Corporation Ticker Security ID: Meeting Date Meeting Status STR CUSIP 748356102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Teresa Beck Mgmt For For For 2 Elect R. D. Cash Mgmt For For For 3 Elect Laurence Downes Mgmt For For For 4 Elect Ronald Jibson Mgmt For For For 5 Elect Gary Michael Mgmt For Against Against 6 Elect Bruce Williamson Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Executive Mgmt For For For Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Quiksilver, Inc. Ticker Security ID: Meeting Date Meeting Status ZQK CUSIP 74838C106 03/22/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Ammerman Mgmt For For For 1.2 Elect William Barnum, Jr. Mgmt For Withhold Against 1.3 Elect James Ellis Mgmt For For For 1.4 Elect Charles Exon Mgmt For For For 1.5 Elect M. Steven Langman Mgmt For For For 1.6 Elect Robert McKnight, Jr. Mgmt For For For 1.7 Elect Robert Mettler Mgmt For For For 1.8 Elect Paul Speaker Mgmt For For For 1.9 Elect Andrew Sweet Mgmt For For For 2 Amendment to 2000 Stock Incentive Mgmt For For For Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Quiksilver, Inc. Ticker Security ID: Meeting Date Meeting Status ZQK CUSIP 74838C106 08/06/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Issuance of Common Stock Mgmt For For For 2 Transaction of Other Business Mgmt For Against Against
Qwest Communications International Inc. Ticker Security ID: Meeting Date Meeting Status Q CUSIP 749121109 08/24/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
RadiSys Corporation Ticker Security ID: Meeting Date Meeting Status RSYS CUSIP 750459109 08/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Scott Gibson Mgmt For Withhold Against 1.2 Elect Scott Grout Mgmt For For For 1.3 Elect Ken Bradley Mgmt For Withhold Against 1.4 Elect Richard Faubert Mgmt For For For 1.5 Elect William Lattin Mgmt For Withhold Against 1.6 Elect Kevin Melia Mgmt For For For 1.7 Elect Carl Neun Mgmt For For For 1.8 Elect Lorene Steffes Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Stock Plan Mgmt For Against Against 4 Amendment to the Long-Term Incentive Mgmt For Against Against Plan
Raymond James Financial, Inc. Ticker Security ID: Meeting Date Meeting Status RJF CUSIP 754730109 02/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Shelley Broader Mgmt For For For 1.2 Elect Francis Godbold Mgmt For Withhold Against 1.3 Elect H. William Habermeyer, Jr. Mgmt For For For 1.4 Elect Chet Helck Mgmt For For For 1.5 Elect Thomas James Mgmt For For For 1.6 Elect Gordon Johnson Mgmt For For For 1.7 Elect Paul Reilly Mgmt For For For 1.8 Elect Robert Saltzman Mgmt For For For 1.9 Elect Hardwick Simmons Mgmt For For For 1.10 Elect Susan Story Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Restricted Mgmt For For For Stock Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Rayonier Inc. Ticker Security ID: Meeting Date Meeting Status RYN CUSIP 754907103 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Paul Boynton Mgmt For For For 2 Elect Mark Gaumond Mgmt For For For 3 Elect David Oskin Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
Realty Income Corporation Ticker Security ID: Meeting Date Meeting Status O CUSIP 756109104 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kathleen Allen Mgmt For For For 1.2 Elect Donald Cameron Mgmt For For For 1.3 Elect Priya Huskins Mgmt For For For 1.4 Elect Thomas Lewis Mgmt For For For 1.5 Elect Michael McKee Mgmt For For For 1.6 Elect Gregory McLaughlin Mgmt For For For 1.7 Elect Ronald Merriman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Red Hat, Inc. Ticker Security ID: Meeting Date Meeting Status RHT CUSIP 756577102 08/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jeffrey Clarke Mgmt For For For 2 Elect Henry Shelton Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Regeneron Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status REGN CUSIP 75886F107 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Alfred Gilman Mgmt For Withhold Against 1.2 Elect Joseph Goldstein Mgmt For For For 1.3 Elect Christine Poon Mgmt For For For 1.4 Elect P. Roy Vagelos Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2000 Long-Term Mgmt For Against Against Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Regis Corporation Ticker Security ID: Meeting Date Meeting Status RGS CUSIP 758932107 10/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Rolf Bjelland Mgmt For For For 1.2 Elect Joseph Conner Mgmt For For For 1.3 Elect Paul Finkelstein Mgmt For For For 1.4 Elect Van Zandt Hawn Mgmt For For For 1.5 Elect Susan Hoyt Mgmt For Withhold Against 1.6 Elect David Kunin Mgmt For Withhold Against 1.7 Elect Stephen Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 4 Shareholder Proposal Regarding ShrHldr Against Against For MacBride Principles
Reinsurance Group of America, Incorporated Ticker Security ID: Meeting Date Meeting Status RGA CUSIP 759351604 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Danahy Mgmt For For For 1.2 Elect Arnoud Boot Mgmt For For For 1.3 Elect J. Cliff Eason Mgmt For For For 2 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Amendment to the Flexible Stock Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
Reliance Steel & Aluminum Co. Ticker Security ID: Meeting Date Meeting Status RS CUSIP 759509102 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Figueroa Mgmt For For For 1.2 Elect Thomas Gimbel Mgmt For For For 1.3 Elect Douglas Hayes Mgmt For For For 1.4 Elect Franklin Johnson Mgmt For For For 1.5 Elect Leslie Waite Mgmt For For For 2 Repeal of Classified Board Mgmt For For For 3 Director Equity Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Transaction of Other Business Mgmt For Against Against
Rent-A-Center, Inc. Ticker Security ID: Meeting Date Meeting Status RCII CUSIP 76009N100 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mark Speese Mgmt For For For 2 Elect Jeffrey Jackson Mgmt For For For 3 Elect Leonard Roberts Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Res-Care, Inc. Ticker Security ID: Meeting Date Meeting Status RSCR CUSIP 760943100 12/17/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Acquisition Mgmt For For For
ResMed Inc. Ticker Security ID: Meeting Date Meeting Status RMD CUSIP 761152107 11/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kiernan Gallahue Mgmt For For For 2 Elect Michael Quinn Mgmt For Against Against 3 Elect Richard Sulpizio Mgmt For For For 4 Increase in Non-Executive Directors' Mgmt For Against Against Fees 5 Increase of Authorized Common Stock Mgmt For Against Against 6 Ratification of Auditor Mgmt For For For
Riverbed Technology, Inc. Ticker Security ID: Meeting Date Meeting Status RVBD CUSIP 768573107 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Kourey Mgmt For For For 2 Elect Mark Lewis Mgmt For For For 3 Elect Steven McCanne Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Robert Half International Inc. Ticker Security ID: Meeting Date Meeting Status RHI CUSIP 770323103 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Andrew Berwick, Jr. Mgmt For Withhold Against 1.2 Elect Edward Gibbons Mgmt For For For 1.3 Elect Harold Messmer, Jr. Mgmt For For For 1.4 Elect Barbara Novogradac Mgmt For For For 1.5 Elect Robert Pace Mgmt For For For 1.6 Elect Fredrick Richman Mgmt For Withhold Against 1.7 Elect M. Keith Waddell Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Stock Incentive Plan Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Rock-Tenn Company Ticker Security ID: Meeting Date Meeting Status RKT CUSIP 772739207 05/27/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Rockwood Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ROC CUSIP 774415103 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Brian Carroll Mgmt For For For 1.2 Elect Todd Fisher Mgmt For For For 1.3 Elect Douglas Maine Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Ross Stores, Inc. Ticker Security ID: Meeting Date Meeting Status ROST CUSIP 778296103 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Orban Mgmt For For For 1.2 Elect Donald Seiler Mgmt For For For 2 Reapproval of the Incentive Mgmt For For For Compensation Plan 3 Repeal of Classified Board Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Rowan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status RDC CUSIP 779382100 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Croyle Mgmt For For For 2 Elect Lord Moynihan Mgmt For For For 3 Elect W. Matt Ralls Mgmt For For For 4 Elect John Quicke Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
RPC, Inc. Ticker Security ID: Meeting Date Meeting Status RES CUSIP 749660106 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect R. Randall Rollins Mgmt For Withhold Against 1.2 Elect Henry Tippie Mgmt For For For 1.3 Elect James Williams Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to Authorized Common Stock Mgmt For Against Against 4 Performace-based Incentive Cash Mgmt For For For Compensation Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Ruby Tuesday, Inc. Ticker Security ID: Meeting Date Meeting Status RT CUSIP 781182100 10/06/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Samuel Beall, III Mgmt For For For 2 Elect Bernard Lanigan, Jr. Mgmt For For For 3 2010 Executive Incentive Plan Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Ruddick Corporation Ticker Security ID: Meeting Date Meeting Status RDK CUSIP 781258108 02/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Belk Mgmt For For For 1.2 Elect John Cato Mgmt For For For 1.3 Elect Thomas Dickson Mgmt For For For 1.4 Elect James Hynes Mgmt For For For 1.5 Elect Anna Nelson Mgmt For For For 1.6 Elect Bailey Patrick Mgmt For For For 1.7 Elect Robert Spilman, Jr. Mgmt For For For 1.8 Elect Harold Stowe Mgmt For For For 1.9 Elect Isaiah Tidwell Mgmt For For For 1.10 Elect William Warden, Jr. Mgmt For For For 2 2011 Incentive Compensation Plan Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Saba Software, Inc. Ticker Security ID: Meeting Date Meeting Status SABA CUSIP 784932600 03/18/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Amendment to the 2009 Stock Mgmt For For For Incentive Plan
Saba Software, Inc. Ticker Security ID: Meeting Date Meeting Status SABA CUSIP 784932600 11/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Joe Kiani Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Safeway Inc. Ticker Security ID: Meeting Date Meeting Status SWY CUSIP 786514208 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Burd Mgmt For For For 2 Elect Janet Grove Mgmt For For For 3 Elect Mohan Gyani Mgmt For For For 4 Elect Paul Hazen Mgmt For For For 5 Elect Frank Herringer Mgmt For For For 6 Elect Kenneth Oder Mgmt For For For 7 Elect T. Gary Rogers Mgmt For For For 8 Elect Arun Sarin Mgmt For For For 9 Elect Michael Shannon Mgmt For For For 10 Elect William Tauscher Mgmt For For For 11 Advisory Vote on Executive Mgmt For Against Against Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Equity and Incentive Award Plan Mgmt For For For 14 Re-approval of the 2001 Operating Mgmt For For For Performance Bonus Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting
Sally Beauty Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SBH CUSIP 79546E104 01/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kathleen Affeldt Mgmt For For For 1.2 Elect Walter Metcalfe Mgmt For Withhold Against 1.3 Elect Ed Rabin Mgmt For For For 1.4 Elect Gary Winterhalter Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Sara Lee Corporation Ticker Security ID: Meeting Date Meeting Status SLE CUSIP 803111103 10/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Christopher Begley Mgmt For For For 2 Elect Crandall Bowles Mgmt For For For 3 Elect Virgis Colbert Mgmt For Against Against 4 Elect James Crown Mgmt For For For 5 Elect Laurette Koellner Mgmt For For For 6 Elect Cornelis van Lede Mgmt For For For 7 Elect John McAdam Mgmt For For For 8 Elect Ian Prosser Mgmt For For For 9 Elect Norman Sorensen Mgmt For For For 10 Elect Jeffrey Ubben Mgmt For For For 11 Elect Jonathan Ward Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Sauer-Danfoss Inc. Ticker Security ID: Meeting Date Meeting Status SHS CUSIP 804137107 06/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Niels Christiansen Mgmt For For For 1.2 Elect Jorgen Clausen Mgmt For For For 1.3 Elect Kim Fausing Mgmt For For For 1.4 Elect Richard Freeland Mgmt For For For 1.5 Elect Per Have Mgmt For For For 1.6 Elect William Hoover, Jr. Mgmt For For For 1.7 Elect Johannes Kirchhoff Mgmt For For For 1.8 Elect Sven Ruder Mgmt For For For 1.9 Elect Anders Stahlschmidt Mgmt For For For 1.10 Elect Steven Wood Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Omnibus Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
SBA Communications Corporation Ticker Security ID: Meeting Date Meeting Status SBAC CUSIP 78388J106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Steven Bernstein Mgmt For For For 1.2 Elect Duncan Cocroft Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan
SCANA Corporation Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bill Amick Mgmt For For For 1.2 Elect Sharon Decker Mgmt For For For 1.3 Elect D. Maybank Hagood Mgmt For For For 1.4 Elect William Timmerman Mgmt For For For 1.5 Elect Kevin Marsh Mgmt For For For 2 Amendment to the Director Mgmt For For For Compensation and Deferral Plan 3 Increase of Authorized Common Stock Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Scholastic Corporation Ticker Security ID: Meeting Date Meeting Status SCHL CUSIP 807066105 09/22/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Barge Mgmt For For For 1.2 Elect Marianne Caponnetto Mgmt For For For 1.3 Elect John McDonald Mgmt For For For
School Specialty, Inc. Ticker Security ID: Meeting Date Meeting Status SCHS CUSIP 807863105 08/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect A. Jacqueline Dout Mgmt For For For 1.2 Elect Terry Lay Mgmt For For For 1.3 Elect Herbert Trucksess, III Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Seacor Holdings Inc. Ticker Security ID: Meeting Date Meeting Status CKH CUSIP 811904101 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Fabrikant Mgmt For For For 1.2 Elect Pierre de Demandolx Mgmt For For For 1.3 Elect Richard Fairbanks Mgmt For Withhold Against 1.4 Elect Blaine Fogg Mgmt For For For 1.5 Elect John Hadjipateras Mgmt For Withhold Against 1.6 Elect Oivind Lorentzen Mgmt For For For 1.7 Elect Andrew Morse Mgmt For Withhold Against 1.8 Elect Christopher Regan Mgmt For For For 1.9 Elect Steven Webster Mgmt For For For 1.10 Elect Steven Wisch Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Seagate Technology Public Limited Company Ticker Security ID: Meeting Date Meeting Status STX CUSIP G7945M107 01/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Stephen Luczo Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Lydia Marshall Mgmt For For For 4 Elect C.S. Park Mgmt For For For 5 Elect Albert Pimentel Mgmt For For For 6 Elect Gregorio Reyes Mgmt For For For 7 Elect John Thompson Mgmt For For For 8 Elect Edward Zander Mgmt For For For 9 Accounts and Reports Mgmt For For For 10 Authority to Set Meeting Location Mgmt For For For 11 Authority to Repurchase Shares Mgmt For Against Against 12 Issuance of Treasury Shares Mgmt For Against Against 13 Appointment of Auditor Mgmt For For For
Sealed Air Corporation Ticker Security ID: Meeting Date Meeting Status SEE CUSIP 81211K100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Hank Brown Mgmt For For For 2 Elect Michael Chu Mgmt For For For 3 Elect Lawrence Codey Mgmt For For For 4 Elect Patrick Duff Mgmt For For For 5 Elect T. J. Dermot Dunphy Mgmt For For For 6 Elect William Hickey Mgmt For For For 7 Elect Jacqueline Kosecoff Mgmt For For For 8 Elect Kenneth Manning Mgmt For Against Against 9 Elect William Marino Mgmt For Against Against 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Amendment to the 2005 Contingent Mgmt For Against Against Stock Plan 13 Amendment to the 2002 Stock Plan for Mgmt For For For Non-Employee Directors 14 Ratification of Auditor Mgmt For For For
Sealy Corporation Ticker Security ID: Meeting Date Meeting Status ZZ CUSIP 812139301 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Simon Brown Mgmt For For For 1.2 Elect Deborah Ellinger Mgmt For For For 1.3 Elect James Johnston Mgmt For For For 1.4 Elect Gary Morin Mgmt For Withhold Against 1.5 Elect Dean Nelson Mgmt For Withhold Against 1.6 Elect Paul Norris Mgmt For For For 1.7 Elect John Replogle Mgmt For For For 1.8 Elect Richard Roedel Mgmt For Withhold Against 1.9 Elect Lawrence Rogers Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Sensient Technologies Corporation Ticker Security ID: Meeting Date Meeting Status SXT CUSIP 81725T100 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Hank Brown Mgmt For For For 1.2 Elect Fergus Clydesdale Mgmt For For For 1.3 Elect James Croft Mgmt For For For 1.4 Elect William Hickey Mgmt For Withhold Against 1.5 Elect Kenneth Manning Mgmt For For For 1.6 Elect Peter Salmon Mgmt For For For 1.7 Elect Elaine Wedral Mgmt For For For 1.8 Elect Essie Whitelaw Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
SFN Group, Inc. Ticker Security ID: Meeting Date Meeting Status SFN CUSIP 784153108 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Forese Mgmt For For For 1.2 Elect Lawrence Gillespie Mgmt For For For 1.3 Elect J. Ian Morrison Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Silgan Holdings Inc. Ticker Security ID: Meeting Date Meeting Status SLGN CUSIP 827048109 05/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. Greg Horrigan Mgmt For Withhold Against 1.2 Elect John Alden Mgmt For For For 2 Senior Executive Performance Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Sirius XM Radio Inc. Ticker Security ID: Meeting Date Meeting Status SIRI CUSIP 82967N108 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joan Amble Mgmt For Against Against 2 Elect Leon Black Mgmt For Against Against 3 Elect Lawrence Gilberti Mgmt For For For 4 Elect Eddy Hartenstein Mgmt For For For 5 Elect James Holden Mgmt For For For 6 Elect Mel Karmazin Mgmt For For For 7 Elect James Mooney Mgmt For Against Against 8 Elect Jack Shaw Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Skyworks Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status SWKS CUSIP 83088M102 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Repeal of Classified Board Mgmt For For For 2.1 Elect David McLachlan Mgmt For For For 2.2 Elect David Aldrich Mgmt For For For 2.3 Elect Kevin Beebe Mgmt For For For 2.4 Elect Moiz Beguwala Mgmt For For For 2.5 Elect Timothy Furey Mgmt For For For 2.6 Elect Balakrishnan Iyer Mgmt For Withhold Against 2.7 Elect Thomas Leonard Mgmt For For For 2.8 Elect David McGlade Mgmt For For For 2.9 Elect Robert Schriesheim Mgmt For For For 2.10 Elect David Aldrich Mgmt For For For 2.11 Elect Moiz Beguwala Mgmt For For For 2.12 Elect David McGlade Mgmt For For For 3 Amendment to the 2005 Long-Term Mgmt For For For Incentive Plan 4 Amendment to the 2008 Director Mgmt For For For Long-Term Incentive Plan 5 Amendment to the 2002 Employee Stock Mgmt For For For Purchase Plan 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
SL Green Realty Corp. Ticker Security ID: Meeting Date Meeting Status SLG CUSIP 78440X101 06/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marc Holliday Mgmt For For For 1.2 Elect John Levy Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
SM Energy Company Ticker Security ID: Meeting Date Meeting Status SM CUSIP 78454L100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Barbara Baumann Mgmt For For For 2 Elect Anthony Best Mgmt For For For 3 Elect Larry Bickle Mgmt For For For 4 Elect Stephen Brand Mgmt For For For 5 Elect William Gardiner Mgmt For For For 6 Elect Julio Quintana Mgmt For For For 7 Elect John Seidl Mgmt For For For 8 Elect William Sullivan Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
SolarWinds Inc. Ticker Security ID: Meeting Date Meeting Status SWI CUSIP 83416B109 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Bonham Mgmt For For For 1.2 Elect Steven Cakebread Mgmt For For For 1.3 Elect Roger Sippl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Solta Medical, Inc. Ticker Security ID: Meeting Date Meeting Status SLTM CUSIP 83438K103 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Edward Knowlton Mgmt For Withhold Against 1.2 Elect Linda Graebner Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
SonicWALL, Inc. Ticker Security ID: Meeting Date Meeting Status SNWL CUSIP 835470105 07/23/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Sonoco Products Company Ticker Security ID: Meeting Date Meeting Status SON CUSIP 835495102 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Coker Mgmt For For For 1.2 Elect James Micali Mgmt For Withhold Against 1.3 Elect Lloyd Newton Mgmt For For For 1.4 Elect Marc Oken Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Southern Union Company Ticker Security ID: Meeting Date Meeting Status SUG CUSIP 844030106 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Lindemann Mgmt For For For 1.2 Elect Eric Herschmann Mgmt For Withhold Against 1.3 Elect David Brodsky Mgmt For For For 1.4 Elect Frank Denius Mgmt For For For 1.5 Elect Kurt Gitter Mgmt For For For 1.6 Elect Herbert Jacobi Mgmt For For For 1.7 Elect Thomas McCarter, III Mgmt For For For 1.8 Elect George Rountree, III Mgmt For Withhold Against 1.9 Elect Alan Scherer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Sustainability Report
Southside Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status SBSI CUSIP 84470P109 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sam Dawson Mgmt For For For 1.2 Elect Melvin Lovelady Mgmt For For For 1.3 Elect William Sheehy Mgmt For For For 1.4 Elect Preston Smith Mgmt For For For 1.5 Elect Lawrence Anderson Mgmt For For For 1.6 Elect Pierre De Wet Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Spectra Energy Corp Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Esrey Mgmt For For For 1.2 Elect Gregory Ebel Mgmt For For For 1.3 Elect Austin Adams Mgmt For For For 1.4 Elect Paul Anderson Mgmt For For For 1.5 Elect Pamela Carter Mgmt For For For 1.6 Elect F. Anthony Comper Mgmt For For For 1.7 Elect Peter Hamilton Mgmt For For For 1.8 Elect Dennis Hendrix Mgmt For For For 1.9 Elect Michael McShane Mgmt For For For 1.10 Elect Joseph Netherland Mgmt For For For 1.11 Elect Michael Phelps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2007 Long-Term Mgmt For For For Incentive PLan 4 Amendment to the Executive Mgmt For For For Short-Term Incentive Plan 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
SPX Corporation Ticker Security ID: Meeting Date Meeting Status SPW CUSIP 784635104 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect J. Kermit Campbell Mgmt For Against Against 2 Elect Emerson Fullwood Mgmt For For For 3 Elect Michael Mancuso Mgmt For For For 4 Elect Terry Lisenby Mgmt For For For 5 Amendment to the 2002 Stock Mgmt For For For Compensation Plan 6 Executive Annual Bonus Plan Mgmt For For For 7 Advisory Vote on Executive Mgmt For Against Against Compensation 8 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 9 Ratification of Auditor Mgmt For For For
Standard Parking Corporation Ticker Security ID: Meeting Date Meeting Status STAN CUSIP 853790103 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Biggs Mgmt For For For 1.2 Elect Karen Garrison Mgmt For For For 1.3 Elect Robert Roath Mgmt For For For 1.4 Elect Michael Roberts Mgmt For For For 1.5 Elect James Wilhelm Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Stein Mart, Inc. Ticker Security ID: Meeting Date Meeting Status SMRT CUSIP 858375108 06/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Alexander Mgmt For For For 1.2 Elect Alvin Carpenter Mgmt For For For 1.3 Elect Irwin Cohen Mgmt For For For 1.4 Elect Susan Falk Mgmt For For For 1.5 Elect Linda Farthing Mgmt For For For 1.6 Elect Mitchell Legler Mgmt For Withhold Against 1.7 Elect Robert Mettler Mgmt For For For 1.8 Elect Richard Sisisky Mgmt For For For 1.9 Elect Jay Stein Mgmt For For For 1.10 Elect Martin Stein, Jr. Mgmt For Withhold Against 1.11 Elect David Stovall, Jr. Mgmt For For For 1.12 Elect John Williams, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2001 Omnibus Plan Mgmt For For For 5 Ratification of Auditor Mgmt For For For
STERIS Corporation Ticker Security ID: Meeting Date Meeting Status STE CUSIP 859152100 07/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Breeden Mgmt For For For 1.2 Elect Cynthia Feldmann Mgmt For For For 1.3 Elect Jacqueline Kosecoff Mgmt For For For 1.4 Elect David Lewis Mgmt For For For 1.5 Elect Kevin McMullen Mgmt For For For 1.6 Elect Walter Rosebrough, Jr. Mgmt For For For 1.7 Elect Mohsen Sohi Mgmt For For For 1.8 Elect John Wareham Mgmt For For For 1.9 Elect Loyal Wilson Mgmt For For For 1.10 Elect Michael Wood Mgmt For For For 2 Senior Executive Incentive Mgmt For For For Compensation Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Ratification of Auditor Mgmt For For For
Sterling Bancorp Ticker Security ID: Meeting Date Meeting Status STL CUSIP 859158107 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Abrams Mgmt For For For 1.2 Elect Joseph Adamko Mgmt For For For 1.3 Elect Louis Cappelli Mgmt For For For 1.4 Elect Fernando Ferrer Mgmt For For For 1.5 Elect Allan Hershfield Mgmt For For For 1.6 Elect Henry Humphreys Mgmt For For For 1.7 Elect Robert Lazar Mgmt For For For 1.8 Elect Carolyn Joy Lee Mgmt For For For 1.9 Elect John Millman Mgmt For For For 1.10 Elect Eugene Rossides Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Reapproval of Material Terms for the Mgmt For For For Key Executive Incentive Bonus Plan 5 Increase of Authorized Common Stock Mgmt For For For
Sterling Construction Company, Inc. Ticker Security ID: Meeting Date Meeting Status STRL CUSIP 859241101 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Eckels Mgmt For For For 2 Elect Joseph Harper, Sr. Mgmt For For For 3 Elect Patrick Manning Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Stone Energy Corporation Ticker Security ID: Meeting Date Meeting Status SGY CUSIP 861642106 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Christmas Mgmt For For For 1.2 Elect B.J. Duplantis Mgmt For For For 1.3 Elect Peter Kinnear Mgmt For For For 1.4 Elect John Laborde Mgmt For Withhold Against 1.5 Elect Richard Pattarozzi Mgmt For For For 1.6 Elect Donald Powell Mgmt For For For 1.7 Elect Kay Priestly Mgmt For For For 1.8 Elect David Welch Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2009 Stock Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 2 Years 1 Year Against Executive Compensation
Stoneridge, Inc. Ticker Security ID: Meeting Date Meeting Status SRI CUSIP 86183P102 05/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Corey Mgmt For For For 1.2 Elect Jeffrey Draime Mgmt For For For 1.3 Elect Douglas Jacobs Mgmt For For For 1.4 Elect Ira Kaplan Mgmt For For For 1.5 Elect Kim Korth Mgmt For For For 1.6 Elect William Lasky Mgmt For For For 1.7 Elect Paul Schlather Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Amendment to the Annual Incentive Mgmt For For For Plan
Strayer Education, Inc. Ticker Security ID: Meeting Date Meeting Status STRA CUSIP 863236105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Robert Silberman Mgmt For For For 2 Elect David Coulter Mgmt For For For 3 Elect Charlotte Beason Mgmt For For For 4 Elect William Brock Mgmt For For For 5 Elect John Casteen III Mgmt For Against Against 6 Elect Robert Grusky Mgmt For For For 7 Elect Robert Johnson Mgmt For For For 8 Elect Todd Milano Mgmt For For For 9 Elect G. Thomas Waite, III Mgmt For For For 10 Elect J. David Wargo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2011 Equity Compensation Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For Against Against Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Sturm, Ruger & Company, Inc. Ticker Security ID: Meeting Date Meeting Status RGR CUSIP 864159108 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect C. Michael Jacobi Mgmt For For For 1.2 Elect John Cosentino, Jr. Mgmt For For For 1.3 Elect James Service Mgmt For For For 1.4 Elect Amir Rosenthal Mgmt For For For 1.5 Elect Ronald Whitaker Mgmt For For For 1.6 Elect Phillip Widman Mgmt For For For 1.7 Elect Michael Fifer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Sun Communities, Inc. Ticker Security ID: Meeting Date Meeting Status SUI CUSIP 866674104 07/28/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Clunet Lewis Mgmt For For For 2 Elect Arthur Weiss Mgmt For Against Against 3 Elect Stephanie Bergeron Mgmt For For For 4 Ratification of Auditor Mgmt For For For
Sun Healthcare Group, Inc. Ticker Security ID: Meeting Date Meeting Status SUNH CUSIP 866933401 11/04/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Separation Mgmt For For For 2 REIT Conversion Merger Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Sunoco, Inc. Ticker Security ID: Meeting Date Meeting Status SUN CUSIP 86764P109 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Chris Casciato Mgmt For For For 1.2 Elect Gary Edwards Mgmt For For For 1.3 Elect Lynn Elsenhans Mgmt For For For 1.4 Elect Ursula Fairbairn Mgmt For For For 1.5 Elect John Jones, III Mgmt For Withhold Against 1.6 Elect James Kaiser Mgmt For For For 1.7 Elect John Rowe Mgmt For For For 1.8 Elect John Wulff Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Compensation in the Event of a Change in Control
SVB Financial Group Ticker Security ID: Meeting Date Meeting Status SIVB CUSIP 78486Q101 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Greg Becker Mgmt For For For 1.2 Elect Eric Benhamou Mgmt For For For 1.3 Elect David Clapper Mgmt For For For 1.4 Elect Roger Dunbar Mgmt For For For 1.5 Elect Joel Friedman Mgmt For For For 1.6 Elect G. Felda Hardymon Mgmt For For For 1.7 Elect Alex Hart Mgmt For For For 1.8 Elect C. Richard Kramlich Mgmt For For For 1.9 Elect Lata Krishnan Mgmt For For For 1.10 Elect Kate Mitchell Mgmt For For For 1.11 Elect John Robinson Mgmt For For For 1.12 Elect Kyung Yoon Mgmt For For For 2 Amendment to the 2006 Equity Mgmt For Against Against Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Transaction of Other Business Mgmt For Against Against
SXC Health Solutions Corp. Ticker Security ID: Meeting Date Meeting Status SXCI CUSIP 78505P100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Thierer Mgmt For For For 1.2 Elect Steven Colser Mgmt For For For 1.3 Elect Terrence Burke Mgmt For For For 1.4 Elect William Davis Mgmt For For For 1.5 Elect Philip Reddon Mgmt For For For 1.6 Elect Curtis Thorne Mgmt For For For 1.7 Elect Anthony Masso Mgmt For For For 2 Amendment to the Amended and Mgmt For For For Restated Bylaws to Increase the Quorum Requirement for Shareholder's Meetings 3 Amendment to the Long Term Incentive Mgmt For For For Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
Sycamore Networks, Inc. Ticker Security ID: Meeting Date Meeting Status SCMR CUSIP 871206405 01/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gururaj Deshpande Mgmt For Withhold Against 1.2 Elect Craig Benson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
Syniverse Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SVR CUSIP 87163F106 01/12/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Synopsys, Inc. Ticker Security ID: Meeting Date Meeting Status SNPS CUSIP 871607107 03/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Aart de Geus Mgmt For For For 1.2 Elect Alfred Castino Mgmt For For For 1.3 Elect Chi-Foon Chan Mgmt For For For 1.4 Elect Bruce Chizen Mgmt For For For 1.5 Elect Deborah Coleman Mgmt For For For 1.6 Elect John Schwarz Mgmt For For For 1.7 Elect Roy Vallee Mgmt For For For 1.8 Elect Steven Walske Mgmt For For For 2 Amendment to the 2006 Employee Mgmt For For For Equity Incentive Plan 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Tanger Factory Outlet Centers, Inc. Ticker Security ID: Meeting Date Meeting Status SKT CUSIP 875465106 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jack Africk Mgmt For For For 1.2 Elect Steven Tanger Mgmt For For For 1.3 Elect William G. Benton Mgmt For For For 1.4 Elect Bridget Ryan Berman Mgmt For For For 1.5 Elect Donald Drapkin Mgmt For For For 1.6 Elect Thomas Reddin Mgmt For For For 1.7 Elect Thomas Robinson Mgmt For For For 1.8 Elect Allan Schuman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Increase of Authorized Common Stock Mgmt For Against Against 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
TCF Financial Corporation Ticker Security ID: Meeting Date Meeting Status TCB CUSIP 872275102 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raymond Barton Mgmt For For For 1.2 Elect Peter Bell Mgmt For For For 1.3 Elect William Bieber Mgmt For For For 1.4 Elect Theodore Bigos Mgmt For For For 1.5 Elect William Cooper Mgmt For For For 1.6 Elect Thomas Cusick Mgmt For For For 1.7 Elect Luella Goldberg Mgmt For For For 1.8 Elect Karen Grandstrand Mgmt For For For 1.9 Elect George Johnson Mgmt For For For 1.10 Elect Vance Opperman Mgmt For Withhold Against 1.11 Elect Gregory Pulles Mgmt For For For 1.12 Elect Gerald Schwalbach Mgmt For For For 1.13 Elect Ralph Strangis Mgmt For Withhold Against 1.14 Elect Barry Winslow Mgmt For For For 1.15 Elect Richard Zona Mgmt For For For 2 Amendment to the Employees Stock Mgmt For For For Purchase Plan - Supplemental Plan 3 Amendment to the Performance-Based Mgmt For For For Compensation Policy for Covered Employees 4 Amendment to the Financial Incentive Mgmt For For For Stock Program 5 Elimination of Supermajority Mgmt For For For Requirement 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Ratification of Auditor Mgmt For For For
Team, Inc. Ticker Security ID: Meeting Date Meeting Status TISI CUSIP 878155100 09/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Emmett Lescroart Mgmt For For For 1.2 Elect Sidney Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For
TECO Energy, Inc. Ticker Security ID: Meeting Date Meeting Status TE CUSIP 872375100 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect DuBose Ausley Mgmt For Against Against 2 Elect James Ferman, Jr. Mgmt For For For 3 Elect Paul Whiting Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Adopting Sexual Orientation and Gender Identity Anti-Bias Policy 8 Shareholder Proposal Regarding ShrHldr Against For Against Declassification of the Board
TeleCommunication Systems, Inc. Ticker Security ID: Meeting Date Meeting Status TSYS CUSIP 87929J103 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Thomas Brandt, Jr. Mgmt For Withhold Against 1.2 Elect Jon Kutler Mgmt For For For 1.3 Elect A. Reza Jafari Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Teledyne Technologies Incorporated Ticker Security ID: Meeting Date Meeting Status TDY CUSIP 879360105 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Roxanne Austin Mgmt For For For 1.2 Elect Frank Cahouet Mgmt For For For 1.3 Elect Kenneth Dahlberg Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Tellabs, Inc. Ticker Security ID: Meeting Date Meeting Status TLAB CUSIP 879664100 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Frank Ianna Mgmt For For For 2 Elect Stephanie Marshall Mgmt For Against Against 3 Elect William Souders Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For Against Against
Tenneco, Inc. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 880349105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Cramb Mgmt For For For 2 Elect Dennis Letham Mgmt For For For 3 Elect Hari Nair Mgmt For For For 4 Elect Roger Porter Mgmt For For For 5 Elect David Price, Jr. Mgmt For For For 6 Elect Gregg Sherrill Mgmt For For For 7 Elect Paul Stecko Mgmt For For For 8 Elect Mitsunobu Takeuchi Mgmt For For For 9 Elect Jane Warner Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Tesoro Corporation Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Rodney Chase Mgmt For For For 2 Elect Gregory Goff Mgmt For For For 3 Elect Robert Goldman Mgmt For For For 4 Elect Steven Grapstein Mgmt For For For 5 Elect Jim Nokes Mgmt For Against Against 6 Elect Susan Tomasky Mgmt For For For 7 Elect Michael Wiley Mgmt For Against Against 8 Elect Patrick Yang Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 11 2011 Long-Term Incentive Plan Mgmt For Against Against 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against For Against Safety Report
Tessera Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status TSRA CUSIP 88164L100 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Boehlke Mgmt For For For 1.2 Elect John Goodrich Mgmt For For For 1.3 Elect David Nagel Mgmt For For For 1.4 Elect Henry Nothhaft Mgmt For For For 1.5 Elect Kevin Rivette Mgmt For Withhold Against 1.6 Elect Robert Young Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
The AES Corporation Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/21/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Samuel Bodman Mgmt For For For 1.2 Elect Paul Hanrahan Mgmt For For For 1.3 Elect Kristina Johnson Mgmt For For For 1.4 Elect Tarun Khanna Mgmt For For For 1.5 Elect John Koskinen Mgmt For For For 1.6 Elect Philip Lader Mgmt For For For 1.7 Elect Sandra Moose Mgmt For For For 1.8 Elect John Morse, Jr. Mgmt For For For 1.9 Elect Philip Odeen Mgmt For For For 1.10 Elect Charles Rossotti Mgmt For Withhold Against 1.11 Elect Sven Sandstrom Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
The Brink's Company Ticker Security ID: Meeting Date Meeting Status BCO CUSIP 109696104 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Change in Board Size Mgmt For For For 2.1 Elect Marc Breslawsky Mgmt For For For 2.2 Elect Michael Dan Mgmt For For For 3 Amendment to the Key Employees Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
The CATO Corporation Ticker Security ID: Meeting Date Meeting Status CATO CUSIP 149205106 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Bryan Kennedy, III Mgmt For For For 1.2 Elect Thomas Henson Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Transaction of Other Business Mgmt For Against Against
The Dress Barn, Inc. Ticker Security ID: Meeting Date Meeting Status DBRN CUSIP 261570105 12/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Reorganization Mgmt For For For 2.1 Elect Elliot Jaffe Mgmt For For For 2.2 Elect Michael Rayden Mgmt For Withhold Against 3 Amendment to the 2001 Stock Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For
The Macerich Company Ticker Security ID: Meeting Date Meeting Status MAC CUSIP 554382101 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Abbey Mgmt For For For 2 Elect Dana Anderson Mgmt For For For 3 Elect Arthur Coppola Mgmt For For For 4 Elect Edward Coppola Mgmt For For For 5 Elect James Cownie Mgmt For For For 6 Elect Fred Hubbell Mgmt For For For 7 Elect Diana Laing Mgmt For For For 8 Elect Stanley Moore Mgmt For For For 9 Elect Mason Ross Mgmt For For For 10 Elect William Sexton Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
The Sherwin-Williams Company Ticker Security ID: Meeting Date Meeting Status SHW CUSIP 824348106 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Arthur Anton Mgmt For For For 1.2 Elect James Boland Mgmt For For For 1.3 Elect Christopher Connor Mgmt For For For 1.4 Elect David Hodnik Mgmt For For For 1.5 Elect Thomas Kadien Mgmt For For For 1.6 Elect Susan Kropf Mgmt For For For 1.7 Elect Gary McCullough Mgmt For For For 1.8 Elect A. Malachi Mixon, III Mgmt For For For 1.9 Elect Curtis Moll Mgmt For Withhold Against 1.10 Elect Richard Smucker Mgmt For For For 1.11 Elect John Stropki, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendments to Code of Regulations Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
The Timken Company Ticker Security ID: Meeting Date Meeting Status TKR CUSIP 887389104 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Ballbach Mgmt For For For 1.2 Elect Phillip Cox Mgmt For For For 1.3 Elect Ward Timken, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long-Term Incentive Plan Mgmt For For For 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Advisory Vote on Executive Mgmt For For For Compensation
The Valspar Corporation Ticker Security ID: Meeting Date Meeting Status VAL CUSIP 920355104 02/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ian Friendly Mgmt For For For 1.2 Elect Janel Haugarth Mgmt For For For 1.3 Elect William Mansfield Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
The Warnaco Group, Inc. Ticker Security ID: Meeting Date Meeting Status WRC CUSIP 934390402 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Bell Mgmt For For For 2 Elect Robert Bowman Mgmt For For For 3 Elect Richard Goeltz Mgmt For Against Against 4 Elect Joseph Gromek Mgmt For For For 5 Elect Sheila Hopkins Mgmt For For For 6 Elect Charles Perrin Mgmt For For For 7 Elect Nancy Reardon Mgmt For For For 8 Elect Donald Seeley Mgmt For For For 9 Elect Cheryl Turpin Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
The Wet Seal, Inc. Ticker Security ID: Meeting Date Meeting Status WTSLA CUSIP 961840105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jonathan Duskin Mgmt For For For 1.2 Elect Sidney Horn Mgmt For For For 1.3 Elect Harold Kahn Mgmt For For For 1.4 Elect Susan McGalla Mgmt For For For 1.5 Elect Kenneth Reiss Mgmt For For For 1.6 Elect Henry Winterstern Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Thomas & Betts Corporation Ticker Security ID: Meeting Date Meeting Status TNB CUSIP 884315102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Ducker Mgmt For For For 1.2 Elect Jeananne Hauswald Mgmt For For For 1.3 Elect Dean Jernigan Mgmt For For For 1.4 Elect Ronald Kalich, Sr. Mgmt For For For 1.5 Elect Kenneth Masterson Mgmt For For For 1.6 Elect Dominic Pileggi Mgmt For For For 1.7 Elect Jean-Paul Richard Mgmt For For For 1.8 Elect Rufus Rivers Mgmt For For For 1.9 Elect Kevin Roberg Mgmt For For For 1.10 Elect David Stevens Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Thor Industries, Inc. Ticker Security ID: Meeting Date Meeting Status THO CUSIP 885160101 12/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Orthwein Mgmt For For For 2 2010 Equity and Incentive Plan Mgmt For For For
TIBCO Software Inc. Ticker Security ID: Meeting Date Meeting Status TIBX CUSIP 88632Q103 04/14/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Vivek Ranadive Mgmt For For For 1.2 Elect Nanci Caldwell Mgmt For For For 1.3 Elect Eric Dunn Mgmt For For For 1.4 Elect Narendra Gupta Mgmt For For For 1.5 Elect Peter Job Mgmt For For For 1.6 Elect Philip Wood Mgmt For For For 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
TICC Capital Corp. Ticker Security ID: Meeting Date Meeting Status TICC CUSIP 87244T109 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Charles Royce Mgmt For Withhold Against 1.2 Elect Steven Novak Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Issuance of Convertible Securities Mgmt For For For 4 Approval of a New Investment Mgmt For For For Advisory Agreement
Toro Company Ticker Security ID: Meeting Date Meeting Status TTC CUSIP 891092108 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Jeffrey Ettinger Mgmt For For For 1.2 Elect Katherine Harless Mgmt For For For 1.3 Elect Inge Thulin Mgmt For For For 1.4 Elect Michael Hoffman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Total System Services, Inc. Ticker Security ID: Meeting Date Meeting Status TSS CUSIP 891906109 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Kriss Cloninger III Mgmt For For For 2 Elect Sidney Harris Mgmt For For For 3 Elect Mason Lampton Mgmt For For For 4 Elect H. Lynn Page Mgmt For For For 5 Elect John Turner Mgmt For For For 6 Elect Philip Tomlinson Mgmt For For For 7 Elect Richard Ussery Mgmt For For For 8 Elect M. Troy Woods Mgmt For For For 9 Elect James Yancey Mgmt For Against Against 10 Elect Rebecca Yarbrough Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Transatlantic Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status TRH CUSIP 893521104 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Bradley Mgmt For For For 1.2 Elect Ian Chippendale Mgmt For Withhold Against 1.3 Elect John Foos Mgmt For For For 1.4 Elect John McCarthy Mgmt For For For 1.5 Elect Robert Orlich Mgmt For For For 1.6 Elect Richard Press Mgmt For For For 1.7 Elect Thomas Tizzio Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Travelzoo Inc. Ticker Security ID: Meeting Date Meeting Status TZOO CUSIP 89421Q106 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Holger Bartel Mgmt For For For 1.2 Elect Ralph Bartel Mgmt For For For 1.3 Elect David Ehrlich Mgmt For Withhold Against 1.4 Elect Donovan Neale-May Mgmt For For For 1.5 Elect Kelly Urso Mgmt For For For 2 Approval of Stock Options Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Trustmark Corporation Ticker Security ID: Meeting Date Meeting Status TRMK CUSIP 898402102 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Adolphus Baker Mgmt For For For 1.2 Elect William Deviney, Jr. Mgmt For For For 1.3 Elect Daniel Grafton Mgmt For For For 1.4 Elect Gerard Host Mgmt For For For 1.5 Elect David Hoster II Mgmt For For For 1.6 Elect John McCullouch Mgmt For For For 1.7 Elect Richard Puckett Mgmt For For For 1.8 Elect R. Michael Summerford Mgmt For For For 1.9 Elect LeRoy Walker, Jr. Mgmt For For For 1.10 Elect William Yates III Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
TRW Automotive Holdings Corp. Ticker Security ID: Meeting Date Meeting Status TRW CUSIP 87264S106 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Francois Castaing Mgmt For For For 1.2 Elect Michael Gambrell Mgmt For For For 1.3 Elect Paul O'Neill Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Tutor Perini Corporation Ticker Security ID: Meeting Date Meeting Status TPC CUSIP 901109108 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marilyn Alexander Mgmt For For For 1.2 Elect Peter Arkley Mgmt For Withhold Against 1.3 Elect Raymond Oneglia Mgmt For For For 1.4 Elect Donald Snyder Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Stock Option Mgmt For Against Against and Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Tyson Foods, Inc. Ticker Security ID: Meeting Date Meeting Status TSN CUSIP 902494103 02/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Don Tyson Mgmt For For For 1.2 Elect John Tyson Mgmt For For For 1.3 Elect Jim Kever Mgmt For For For 1.4 Elect Kevin McNamara Mgmt For For For 1.5 Elect Brad Sauer Mgmt For For For 1.6 Elect Robert Thurber Mgmt For For For 1.7 Elect Barbara Tyson Mgmt For For For 1.8 Elect Albert Zapanta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against Against For Controlled Atmosphere Killing 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
U-Store-It Trust Ticker Security ID: Meeting Date Meeting Status YSI CUSIP 91274F104 06/01/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Diefenderfer III Mgmt For For For 1.2 Elect Piero Bussani Mgmt For For For 1.3 Elect Dean Jernigan Mgmt For For For 1.4 Elect Marianne Keler Mgmt For For For 1.5 Elect David LaRue Mgmt For For For 1.6 Elect John Remondi Mgmt For For For 1.7 Elect Jeffrey Rogatz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
UAL Corporation Ticker Security ID: Meeting Date Meeting Status UAUA CUSIP 902549807 09/17/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Amend Certificate of Incorporation Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For
Ultimate Software Group Inc. Ticker Security ID: Meeting Date Meeting Status ULTI CUSIP 90385D107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect LeRoy Vander Putten Mgmt For For For 1.2 Elect Robert Yanover Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
UniSource Energy Corporation Ticker Security ID: Meeting Date Meeting Status UNS CUSIP 909205106 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Bonavia Mgmt For For For 1.2 Elect Lawrence Aldrich Mgmt For For For 1.3 Elect Barbara Baumann Mgmt For For For 1.4 Elect Larry Bickle Mgmt For For For 1.5 Elect Harold Burlingame Mgmt For For For 1.6 Elect Robert Elliott Mgmt For For For 1.7 Elect Daniel Fessler Mgmt For For For 1.8 Elect Louise Francesconi Mgmt For For For 1.9 Elect Warren Jobe Mgmt For For For 1.10 Elect Ramiro Peru Mgmt For For For 1.11 Elect Gregory Pivirotto Mgmt For For For 1.12 Elect Joaquin Ruiz Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Omnibus Stock and Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
United Continental Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UAL CUSIP 910047109 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kirbyjon Caldwell Mgmt For For For 1.2 Elect Carolyn Corvi Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect Jane Garvey Mgmt For For For 1.5 Elect Walter Isaacson Mgmt For For For 1.6 Elect Henry Meyer III Mgmt For For For 1.7 Elect Oscar Munoz Mgmt For For For 1.8 Elect James O'Connor Mgmt For For For 1.9 Elect Laurence Simmons Mgmt For For For 1.10 Elect Jeffery Smisek Mgmt For For For 1.11 Elect Glenn Tilton Mgmt For For For 1.12 Elect David Vitale Mgmt For For For 1.13 Elect John Walker Mgmt For For For 1.14 Elect Charles Yamarone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
United Fire & Casualty Company Ticker Security ID: Meeting Date Meeting Status UFCS CUSIP 910331107 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Douglas Hultquist Mgmt For For For 1.2 Elect Casey Mahon Mgmt For For For 1.3 Elect Randy Ramlo Mgmt For For For 1.4 Elect Frank Wilkinson, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2005 Non-Qualified Mgmt For For For Non-Employee Director Stock Option and Restricted Stock Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
United Online, Inc. Ticker Security ID: Meeting Date Meeting Status UNTD CUSIP 911268100 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mark Goldston Mgmt For For For 1.2 Elect Howard Phanstiel Mgmt For For For 1.3 Elect Carol Scott Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
United Stationers Inc. Ticker Security ID: Meeting Date Meeting Status USTR CUSIP 913004107 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Aiken, Jr. Mgmt For For For 1.2 Elect Jean Blackwell Mgmt For For For 1.3 Elect P. Phipps Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2004 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Universal Corporation Ticker Security ID: Meeting Date Meeting Status UVV CUSIP 913456109 08/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Chester Crocker Mgmt For For For 1.2 Elect Charles Foster, Jr. Mgmt For For For 1.3 Elect Thomas Johnson Mgmt For For For 1.4 Elect Jeremiah Sheehan Mgmt For For For
Universal Health Services, Inc. Ticker Security ID: Meeting Date Meeting Status UHS CUSIP 913903100 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lawrence Gibbs Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Amendment to the 2005 Stock Mgmt For For For Incentive Plan
Universal Technical Institute, Inc. Ticker Security ID: Meeting Date Meeting Status UTI CUSIP 913915104 02/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Conrad Conrad Mgmt For For For 2 Elect Alan Cabito Mgmt For For For 3 Elect Kimberly McWaters Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
US Airways Group, Inc. Ticker Security ID: Meeting Date Meeting Status LCC CUSIP 90341W108 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bruce Lakefield Mgmt For For For 2 Elect W. Douglas Parker Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 2011 Incentive Award Plan Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting
USA Mobility, Inc. Ticker Security ID: Meeting Date Meeting Status USMO CUSIP 90341G103 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Nicholas Gallopo Mgmt For For For 1.2 Elect Vincent Kelly Mgmt For For For 1.3 Elect Brian O'Reilly Mgmt For For For 1.4 Elect Matthew Oristano Mgmt For For For 1.5 Elect Samme Thompson Mgmt For For For 1.6 Elect Royce Yudkoff Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
UTi Worldwide Inc. Ticker Security ID: Meeting Date Meeting Status UTIW CUSIP G87210103 06/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Eric Kirchner Mgmt For For For 1.2 Elect Leon Level Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Valassis Communications, Inc. Ticker Security ID: Meeting Date Meeting Status VCI CUSIP 918866104 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Joseph Anderson, Jr. Mgmt For For For 2 Elect Patrick Brennan Mgmt For For For 3 Elect Kenneth Darish Mgmt For For For 4 Elect Walter Ku Mgmt For For For 5 Elect Robert Recchia Mgmt For Against Against 6 Elect Thomas Reddin Mgmt For For For 7 Elect Alan Schultz Mgmt For For For 8 Elect Wallace Snyder Mgmt For Against Against 9 Elect Faith Whittlesey Mgmt For For For 10 Amendment to the 2008 Omnibus Mgmt For Against Against Incentive Compensation Plan 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Right to Adjourn Meeting Mgmt For For For
Valeant Pharmaceuticals International Ticker Security ID: Meeting Date Meeting Status VRX CUSIP 91911X104 09/27/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Approval of the Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ronald Calgaard Mgmt For For For 2 Elect Stephen Waters Mgmt For For For 3 Elect Randall Weisenburger Mgmt For For For 4 Elect Rayford Wilkins Jr. Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 2011 Omnibus Stock Incentive Plan Mgmt For For For 8 Advisory Vote on Executive Mgmt For Against Against Compensation 9 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 10 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report 11 Shareholder Proposal Regarding ShrHldr Against Against For Political Contributions and Expenditure Report (2) 12 Shareholder Proposal Regarding ShrHldr Against Against For Safety Report
Validus Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status VR CUSIP G9319H102 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Matthew Grayson Mgmt For Withhold Against 1.2 Elect Jean-Marie Nessi Mgmt For Withhold Against 1.3 Elect Mandakini Puri Mgmt For For For 1.4 Election of Edward Noonan Mgmt For For For 1.5 Election of C.N. Rupert Atkin Mgmt For For For 1.6 Election of Partick Barry Mgmt For For For 1.7 Election of Peter Bilsby Mgmt For For For 1.8 Election of Julian Bosworth Mgmt For For For 1.9 Election of Michale Carpenter Mgmt For For For 1.10 Election of Rodrigo Castro Mgmt For For For 1.11 Election of Jane Clouting Mgmt For For For 1.12 Election of Joesph Consolino Mgmt For For For 1.13 Election of C. Jerome Dill Mgmt For For For 1.14 Election of Andrew Downey Mgmt For For For 1.15 Election of Kerry Emanuel Mgmt For For For 1.16 Election of Jonathan Ewington Mgmt For For For 1.17 Election of Andrew Gibbs Mgmt For For For 1.18 Election of Michael Greene Mgmt For For For 1.19 Election of Nicholas Hales Mgmt For For For 1.20 Election of Mark Johnson Mgmt For For For 1.21 Election of Anthony Keys Mgmt For For For 1.22 Election of Robert Kuzloski Mgmt For For For 1.23 Election of Gillian Langford Mgmt For For For 1.24 Election of Stuart Mercer Mgmt For For For 1.25 Election of Paul Miller Mgmt For For For 1.26 Elect Jean-Marie Nessi Mgmt For Withhold Against 1.27 Election of Julian Ross Mgmt For For For 1.28 Election of Rafel Saer Mgmt For For For 1.29 Election of James Skinner Mgmt For For For 1.30 Election of Verner Southey Mgmt For For For 1.31 Election of Nigel Wachman Mgmt For For For 1.32 Election of Conan Ward Mgmt For For For 1.33 Election of Lixin Zeng Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Appointment of Auditor Mgmt For For For
Valmont Industries, Inc. Ticker Security ID: Meeting Date Meeting Status VMI CUSIP 920253101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mogens Bay Mgmt For For For 1.2 Elect Walter Scott, Jr. Mgmt For For For 1.3 Elect Clark Randt, Jr. Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
VASCO Data Security International, Inc. Ticker Security ID: Meeting Date Meeting Status VDSI CUSIP 92230Y104 06/16/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect T. Kendall Hunt Mgmt For For For 1.2 Elect Michael Cullinane Mgmt For For For 1.3 Elect John Fox, Jr. Mgmt For For For 1.4 Elect John Walter Mgmt For Withhold Against 1.5 Elect Jean Holley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Village Super Market, Inc. Ticker Security ID: Meeting Date Meeting Status VLGEA CUSIP 927107409 12/17/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect James Sumas Mgmt For For For 1.2 Elect Robert Sumas Mgmt For For For 1.3 Elect William Sumas Mgmt For For For 1.4 Elect John Sumas Mgmt For For For 1.5 Elect Kevin Begley Mgmt For Withhold Against 1.6 Elect Nicholas Sumas Mgmt For For For 1.7 Elect John Sumas Mgmt For For For 1.8 Elect Steven Crystal Mgmt For For For 1.9 Elect David Judge Mgmt For For For 1.10 Elect Peter Lavoy Mgmt For For For 1.11 Elect Stephen Rooney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Plan Mgmt For For For
ViroPharma Incorporated Ticker Security ID: Meeting Date Meeting Status VPHM CUSIP 928241108 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Leone Mgmt For For For 1.2 Elect Vincent Milano Mgmt For For For 1.3 Elect Howard Pien Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
VIRTUAL RADIOLOGIC CORPORATION Ticker Security ID: Meeting Date Meeting Status VRAD CUSIP 92826B104 07/12/2010 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
Volcano Corporation Ticker Security ID: Meeting Date Meeting Status VOLC CUSIP 928645100 07/29/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kiernan Gallahue Mgmt For For For 1.2 Elect Alexis Lukianov Mgmt For For For 1.3 Elect John Opnopchenko Mgmt For For For 2 Ratification of Auditor Mgmt For For For
Vonage Holdings Corp. Ticker Security ID: Meeting Date Meeting Status VG CUSIP 92886T201 06/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Marc Lefar Mgmt For For For 1.2 Elect John Roberts Mgmt For Withhold Against 1.3 Elect Carl Sparks Mgmt For For For 1.4 Elect Joseph Redling Mgmt For For For 1.5 Elect David Nagel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
VSE Corporation Ticker Security ID: Meeting Date Meeting Status VSEC CUSIP 918284100 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Ralph Eberhart Mgmt For For For 1.2 Elect Maurice Gauthier Mgmt For For For 1.3 Elect Clifford Kendall Mgmt For For For 1.4 Elect Calvin Koonce Mgmt For For For 1.5 Elect James Lafond Mgmt For For For 1.6 Elect David Osnos Mgmt For Withhold Against 1.7 Elect Jimmy Ross Mgmt For For For 1.8 Elect Bonnie Wachtel Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Restricted Mgmt For For For Stock Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
W&T Offshore, Inc. Ticker Security ID: Meeting Date Meeting Status WTI CUSIP 92922P106 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Virginia Boulet Mgmt For For For 1.2 Elect J. F. Freel Mgmt For For For 1.3 Elect Samir Gibara Mgmt For For For 1.4 Elect Robert Israel Mgmt For For For 1.5 Elect Stuart Katz Mgmt For For For 1.6 Elect Tracy Krohn Mgmt For For For 1.7 Elect S. James Nelson, Jr. Mgmt For For For 1.8 Elect B. Frank Stanley Mgmt For For For 2 Increase of Preferred Stock Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Ratification of Auditor Mgmt For For For
Walter Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WLT CUSIP 93317Q105 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Howard Clark, Jr. Mgmt For For For 1.2 Elect Jerry Kolb Mgmt For For For 1.3 Elect Patrick Kriegshauser Mgmt For For For 1.4 Elect Joseph Leonard Mgmt For For For 1.5 Elect Bernard Rethore Mgmt For For For 1.6 Elect Michael Tokarz Mgmt For For For 1.7 Elect A.J. Wagner Mgmt For For For 1.8 Elect David Beatty Mgmt For For For 1.9 Elect Keith Calder Mgmt For For For 1.10 Elect Graham Mascall Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Weight Watchers International, Inc. Ticker Security ID: Meeting Date Meeting Status WTW CUSIP 948626106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Raymond Debbane Mgmt For For For 1.2 Elect John Bard Mgmt For For For 1.3 Elect Jonas Fajgenbaum Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Weingarten Realty Investors Ticker Security ID: Meeting Date Meeting Status WRI CUSIP 948741103 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stanford Alexander Mgmt For For For 1.2 Elect Andrew Alexander Mgmt For For For 1.3 Elect James Crownover Mgmt For For For 1.4 Elect Robert Cruikshank Mgmt For For For 1.5 Elect Melvin Dow Mgmt For For For 1.6 Elect Stephen Lasher Mgmt For For For 1.7 Elect Douglas Schnitzer Mgmt For For For 1.8 Elect C. Park Shaper Mgmt For For For 1.9 Elect Marc Shapiro Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Weis Markets, Inc. Ticker Security ID: Meeting Date Meeting Status WMK CUSIP 948849104 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Weis Mgmt For For For 1.2 Elect Jonathan Weis Mgmt For Withhold Against 1.3 Elect David Hepfinger Mgmt For For For 1.4 Elect Harold Graber Mgmt For For For 1.5 Elect Gerrald Silverman Mgmt For For For 1.6 Elect Steven Smith Mgmt For For For 1.7 Elect Glenn Steele, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHldr Against Against For Compensation Committee Independence
WellCare Health Plans, Inc. Ticker Security ID: Meeting Date Meeting Status WCG CUSIP 94946T106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charles Berg Mgmt For For For 2 Elect Carol Burt Mgmt For For For 3 Elect Alec Cunningham Mgmt For For For 4 Elect David Gallitano Mgmt For Against Against 5 Elect D. Robert Graham Mgmt For For For 6 Elect Kevin Hickey Mgmt For Against Against 7 Elect Christian Michalik Mgmt For For For 8 Elect Glenn Steele, Jr. Mgmt For For For 9 Elect William Trubeck Mgmt For For For 10 Elect Paul Weaver Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For Against Against Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
Werner Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status WERN CUSIP 950755108 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Gary Werner Mgmt For For For 1.2 Elect Gregory Werner Mgmt For For For 1.3 Elect Michael Steinbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Wesco International, Inc. Ticker Security ID: Meeting Date Meeting Status WCC CUSIP 95082P105 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Miles, Jr. Mgmt For Withhold Against 1.2 Elect John Morgan Mgmt For For For 1.3 Elect James L. Singleton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Behrendt Mgmt For For For 2 Elect Kathleen Cote Mgmt For For For 3 Elect John Coyne Mgmt For For For 4 Elect Henry DeNero Mgmt For For For 5 Elect William Kimsey Mgmt For For For 6 Elect Michael Lambert Mgmt For For For 7 Elect Len Lauer Mgmt For For For 8 Elect Matthew Massengill Mgmt For For For 9 Elect Roger Moore Mgmt For For For 10 Elect Thomas Pardun Mgmt For For For 11 Elect Arif Shakeel Mgmt For For For 12 Ratification of Auditor Mgmt For For For
Western Refining, Inc. Ticker Security ID: Meeting Date Meeting Status WNR CUSIP 959319104 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Carin Barth Mgmt For For For 1.2 Elect Paul Foster Mgmt For For For 1.3 Elect L. Frederick Francis Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
WGL Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status WGL CUSIP 92924F106 03/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Barnes Mgmt For For For 1.2 Elect George Clancy, Jr. Mgmt For For For 1.3 Elect James Dyke, Jr. Mgmt For For For 1.4 Elect Melvyn Estrin Mgmt For For For 1.5 Elect James Lafond Mgmt For For For 1.6 Elect Debra Lee Mgmt For For For 1.7 Elect Terry McCallister Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Shareholder Proposal Regarding ShrHldr Against For Against Cumulative Voting 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Whiting Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status WLL CUSIP 966387102 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect D. Sherwin Artus Mgmt For For For 1.2 Elect Philip Doty Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For Against Against 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Ratification of Auditor Mgmt For For For
Williams-Sonoma, Inc. Ticker Security ID: Meeting Date Meeting Status WSM CUSIP 969904101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Laura Alber Mgmt For For For 1.2 Elect Adrian Bellamy Mgmt For Withhold Against 1.3 Elect Patrick Connolly Mgmt For For For 1.4 Elect Adrian Dillon Mgmt For For For 1.5 Elect Sir Anthony Greener Mgmt For For For 1.6 Elect Ted Hall Mgmt For For For 1.7 Elect Michael Lynch Mgmt For For For 1.8 Elect Sharon McCollam Mgmt For Withhold Against 2 Reincorporation from California to Mgmt For For For Delaware 3 Amendment to the 2001 Long-Term Mgmt For For For Incentive Plan 4 Advisory Vote on Executive Mgmt For Against Against Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 6 Ratification of Auditor Mgmt For For For
Windstream Corporation Ticker Security ID: Meeting Date Meeting Status WIN CUSIP 97381W104 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Armitage Mgmt For For For 2 Elect Samuel Beall, III Mgmt For For For 3 Elect Dennis Foster Mgmt For For For 4 Elect Francis Frantz Mgmt For For For 5 Elect Jeffery Gardner Mgmt For For For 6 Elect Jeffrey Hinson Mgmt For For For 7 Elect Judy Jones Mgmt For For For 8 Elect William Montgomery Mgmt For For For 9 Elect Alan Wells Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal Regarding ShrHldr Against Against For Cumulative Voting 14 Shareholder Proposal Regarding ShrHldr Against For Against Political Contributions and Expenditure Report
Woodward Governor Company Ticker Security ID: Meeting Date Meeting Status WGOV CUSIP 980745103 01/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Mary Petrovich Mgmt For For For 1.2 Elect Larry Rittenberg Mgmt For Withhold Against 1.3 Elect Michael Yonker Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Company Name Change Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 6 Shareholder Proposal Regarding ShrHldr Against For Against Simple Majority Vote
World Fuel Services Corporation Ticker Security ID: Meeting Date Meeting Status INT CUSIP 981475106 06/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Paul Stebbins Mgmt For For For 1.2 Elect Michael Kasbar Mgmt For For For 1.3 Elect Ken Bakshi Mgmt For For For 1.4 Elect Richard Kassar Mgmt For Withhold Against 1.5 Elect Myles Klein Mgmt For For For 1.6 Elect John Manley Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Stephen Roddenberry Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Worthington Industries, Inc. Ticker Security ID: Meeting Date Meeting Status WOR CUSIP 981811102 09/30/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Kerrii Anderson Mgmt For For For 1.2 Elect John McConnell Mgmt For For For 1.3 Elect Mary Schiavo Mgmt For For For 2 2010 Stock Option Plan Mgmt For For For 3 Ratification of Auditor Mgmt For For For
Wynn Resorts, Limited Ticker Security ID: Meeting Date Meeting Status WYNN CUSIP 983134107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Russell Goldsmith Mgmt For For For 1.2 Elect Robert Miller Mgmt For For For 1.3 Elect Kazuo Okada Mgmt For Withhold Against 1.4 Elect Allan Zeman Mgmt For Withhold Against 2 Advisory Vote on Executive Mgmt For Against Against Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Amendment to the 2002 Stock Mgmt For For For Incentive Plan 5 Ratification of Auditor Mgmt For For For 6 Shareholder Proposal Regarding ShrHldr Against For Against Majority Vote for Election of Directors
Xilinx, Inc. Ticker Security ID: Meeting Date Meeting Status XLNX CUSIP 983919101 08/11/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Philip Gianos Mgmt For For For 2 Elect Moshe Gavrielov Mgmt For For For 3 Elect John Doyle Mgmt For For For 4 Elect Jerald Fishman Mgmt For For For 5 Elect William Howard, Jr. Mgmt For For For 6 Elect J. Michael Patterson Mgmt For For For 7 Elect Albert Pimentel Mgmt For For For 8 Elect Marshall Turner Mgmt For For For 9 Elect Elizabeth Vanderslice Mgmt For For For 10 Amendment to the Employee Qualified Mgmt For For For Stock Purchase Plan 11 Amendment to the 2007 Equity Mgmt For For For Incentive Plan 12 Ratification of Auditor Mgmt For For For
Zix Corporation Ticker Security ID: Meeting Date Meeting Status ZIXI CUSIP 98974P100 06/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Hausmann Mgmt For Withhold Against 1.2 Elect James Marston Mgmt For For For 1.3 Elect Maribess Miller Mgmt For For For 1.4 Elect Antonio Sanchez III Mgmt For For For 1.5 Elect Richard Spurr Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Reincorporation from the State of Mgmt For For For Texas to the State of Delaware
The Hartford Strategic Income Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2010 Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2015 Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2020 Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2025 Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2030 Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2035 Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2040 Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2045 Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Target Retirement 2050 Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Total Return Bond Fund Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. The Hartford Value Fund Investment Company Report 07/01/10 - 06/30/11 3M Company Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linda Alvarado Mgmt For For For 2 Elect George Buckley Mgmt For For For 3 Elect Vance Coffman Mgmt For For For 4 Elect Michael Eskew Mgmt For For For 5 Elect W. James Farrell Mgmt For For For 6 Elect Herbert Henkel Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect Robert Morrison Mgmt For For For 9 Elect Aulana Peters Mgmt For For For 10 Elect Robert Ulrich Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Robert Alpern Mgmt For For For 1.2 Elect Roxanne Austin Mgmt For For For 1.3 Elect W. James Farrell Mgmt For For For 1.4 Elect H. Laurance Fuller Mgmt For For For 1.5 Elect Edward Liddy Mgmt For For For 1.6 Elect Phebe Novakovic Mgmt For For For 1.7 Elect William Osborn Mgmt For For For 1.8 Elect Samuel Scott III Mgmt For For For 1.9 Elect Glenn Tilton Mgmt For For For 1.10 Elect Miles White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints
Ace Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/18/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Evan Greenberg Mgmt For For For 2 Elect Leo Mullin Mgmt For For For 3 Elect Olivier Steimer Mgmt For For For 4 Elect Michael Connors Mgmt For For For 5 Elect Eugene B. Shanks, Jr. Mgmt For For For 6 Elect John Krol Mgmt For For For 7 Approval of Annual Report Mgmt For For For 8 Approval of Statutory Financial Mgmt For For For Statements 9 Approval of Consolidated Financial Mgmt For For For Statements 10 Allocation of Disposable Profits Mgmt For For For 11 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For For 12 Appointment of Auditor (Zurich) Mgmt For For For 13 Appointment of Auditor (US) Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For (Zurich) 15 APPROVAL OF DIVIDENDS FROM LEGAL Mgmt For For For RESERVES 16 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 17 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation
Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Siri Marshall Mgmt For For For 2 Elect W. Walker Lewis Mgmt For For For 3 Elect William Turner Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Ratification of Auditor Mgmt For For For
AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank Biondi, Jr. Mgmt For For For 3 Elect Francois de Carbonnel Mgmt For For For 4 Elect Vance Coffman Mgmt For For For 5 Elect Rebecca Henderson Mgmt For For For 6 Elect Frank Herringer Mgmt For For For 7 Elect Gilbert Omenn Mgmt For For For 8 Elect Judith Pelham Mgmt For For For 9 Elect J. Paul Reason Mgmt For For For 10 Elect Leonard Schaeffer Mgmt For For For 11 Elect Kevin Sharer Mgmt For For For 12 Elect Ronald Sugar Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Analog Devices, Inc. Ticker Security ID: Meeting Date Meeting Status ADI CUSIP 032654105 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ray Stata Mgmt For For For 2 Elect Jerald Fishman Mgmt For For For 3 Elect James Champy Mgmt For For For 4 Elect John Doyle Mgmt For For For 5 Elect John Hodgson Mgmt For For For 6 Elect Yves-Andre Istel Mgmt For For For 7 Elect Neil Novich Mgmt For For For 8 Elect F. Grant Saviers Mgmt For For For 9 Elect Paul Severino Mgmt For For For 10 Elect Kenton Sicchitano Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 13 Ratification of Auditor Mgmt For For For
Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/05/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect G. Steven Farris Mgmt For For For 2 Elect Randolph Ferlic Mgmt For For For 3 Elect A. D. Frazier, Jr. Mgmt For For For 4 Elect John Kocur Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Executive Mgmt For For For Compensation 7 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 8 Increase of Authorized Common Stock Mgmt For For For 9 Increase of Preferred Stock Mgmt For Against Against 10 2011 Omnibus Equity Compensation Plan Mgmt For For For
AT&T Inc. Ticker Security ID: Meeting Date Meeting Status T CUSIP 00206R102 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Randall Stephenson Mgmt For For For 2 Elect Gilbert Amelio Mgmt For For For 3 Elect Reuben Anderson Mgmt For For For 4 Elect James Blanchard Mgmt For For For 5 Elect Jaime Chico Pardo Mgmt For For For 6 Elect James Kelly Mgmt For For For 7 Elect Jon Madonna Mgmt For For For 8 Elect Lynn Martin Mgmt For For For 9 Elect John McCoy Mgmt For For For 10 Elect Joyce Roche Mgmt For For For 11 Elect Matthew Rose Mgmt For For For 12 Elect Laura Tyson Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 2011 Incentive Plan Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Baker Hughes Incorporated Ticker Security ID: Meeting Date Meeting Status BHI CUSIP 057224107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Larry Brady Mgmt For For For 1.2 Elect Clarence Cazalot, Jr. Mgmt For For For 1.3 Elect Chad Deaton Mgmt For For For 1.4 Elect Anthony Fernandes Mgmt For For For 1.5 Elect Claire Gargalli Mgmt For For For 1.6 Elect Pierre Jungels Mgmt For For For 1.7 Elect James Lash Mgmt For For For 1.8 Elect J. Larry Nichols Mgmt For For For 1.9 Elect H. John Riley, Jr. Mgmt For For For 1.10 Elect J.W. Stewart Mgmt For For For 1.11 Elect Charles Watson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Reapproval of Performance Goals Mgmt For For For under the Annual Incentive Compensation Plan 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 6 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mukesh Ambani Mgmt For For For 2 Elect Susan Bies Mgmt For For For 3 Elect Frank Bramble, Sr. Mgmt For For For 4 Elect Virgis Colbert Mgmt For For For 5 Elect Charles Gifford Mgmt For For For 6 Elect Charles Holliday, Jr. Mgmt For For For 7 Elect D. Paul Jones, Jr. Mgmt For For For 8 Elect Monica Lozano Mgmt For For For 9 Elect Thomas May Mgmt For For For 10 Elect Brian Moynihan Mgmt For For For 11 Elect Donald Powell Mgmt For For For 12 Elect Charles Rossotti Mgmt For For For 13 Elect Robert Scully Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal Regarding ShrHoldr Against Against For Disclosure of Prior Government Service 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations 20 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHoldr Against Against For Report OTC Derivative Trading 22 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 23 Shareholder Proposal Regarding ShrHoldr Against Against For Recoupment of Unearned Bonuses (Clawback) 24 Shareholder Proposal Regarding ShrHoldr Against Against For Prohibition of Certain Relocation Benefits to Senior Executives
Baxter International Inc. Ticker Security ID: Meeting Date Meeting Status BAX CUSIP 071813109 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Wayne Hockmeyer Mgmt For For For 2 Elect Robert Parkinson, Jr. Mgmt For For For 3 Elect Thomas Stallkamp Mgmt For For For 4 Elect Albert Stroucken Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 8 Employee Stock Purchase Plan Mgmt For For For 9 2011 Incentive Plan Mgmt For For For 10 Repeal of Classified Board Mgmt For For For
BlackRock, Inc. Ticker Security ID: Meeting Date Meeting Status BLK CUSIP 09247X101 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Murry Gerber Mgmt For For For 1.2 Elect James Grosfeld Mgmt For For For 1.3 Elect Sir Deryck Maughan Mgmt For For For 1.4 Elect Thomas Montag Mgmt For For For 1.5 Elect Linda Gosden Robinson Mgmt For For For 1.6 Elect John Varley Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 4 Ratification of Auditor Mgmt For For For
CBS Corporation Ticker Security ID: Meeting Date Meeting Status CBS cusip 124857202 05/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect David Andelman Mgmt For For For 1.2 Elect Joseph Califano, Jr. Mgmt For For For 1.3 Elect William Cohen Mgmt For Withhold Against 1.4 Elect Gary Countryman Mgmt For For For 1.5 Elect Charles Gifford Mgmt For Withhold Against 1.6 Elect Leonard Goldberg Mgmt For Withhold Against 1.7 Elect Bruce Gordon Mgmt For Withhold Against 1.8 Elect Linda Griego Mgmt For For For 1.9 Elect Arnold Kopelson Mgmt For For For 1.10 Elect Leslie Moonves Mgmt For For For 1.11 Elect Douglas Morris Mgmt For For For 1.12 Elect Shari Redstone Mgmt For For For 1.13 Elect Sumner Redstone Mgmt For For For 1.14 Elect Frederic Salerno Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For Against Against Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
CF Industries Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status CF CUSIP 125269100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Stephen Wilson Mgmt For For For 1.2 Elect Wallace Creek Mgmt For For For 1.3 Elect William Davisson Mgmt For For For 1.4 Elect Robert Kuhbach Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal Regarding ShrHoldr Against For Against Declassification of the Board
Chevron Corporation Ticker Security ID: Meeting Date Meeting Status CVX CUSIP 166764100 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Linnet Deily Mgmt For For For 2 Elect Robert Denham Mgmt For For For 3 Elect Robert Eaton Mgmt For For For 4 Elect Chuck Hagel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect George Kirkland Mgmt For For For 7 Elect Donald Rice Mgmt For For For 8 Elect Kevin Sharer Mgmt For For For 9 Elect Charles Shoemate Mgmt For For For 10 Elect John Stumpf Mgmt For For For 11 Elect Ronald Sugar Mgmt For For For 12 Elect Carl Ware Mgmt For For For 13 Elect John Watson Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board 18 Shareholder Proposal Regarding ShrHoldr Against Against For Establishment of Human Rights Committee 19 Shareholder Proposal Regarding ShrHoldr Against Against For Linking Executive Pay to Sustainability 20 Shareholder Proposal Regarding ShrHoldr Against Against For Country Selection Guidelines 21 Shareholder Proposal Regarding ShrHoldr Against Against For Financial Risks of Climate Change 22 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 23 Shareholder Proposal Regarding ShrHoldr Against Against For Offshore Drilling Report
Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/18/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Carol Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael Capellas Mgmt For For For 4 Elect Larry Carter Mgmt For For For 5 Elect John Chambers Mgmt For For For 6 Elect Brian Halla Mgmt For For For 7 Elect John Hennessy Mgmt For For For 8 Elect Richard Kovacevich Mgmt For For For 9 Elect Roderick McGeary Mgmt For For For 10 Elect Michael Powell Mgmt For For For 11 Elect Arun Sarin Mgmt For For For 12 Elect Steven West Mgmt For For For 13 Elect Jerry Yang Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Internet Fragmentation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Sales to China
Coach, Inc. Ticker Security ID: Meeting Date Meeting Status COH CUSIP 189754104 11/03/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Lew Frankfort Mgmt For For For 1.2 Elect Susan Kropf Mgmt For For For 1.3 Elect Gary Loveman Mgmt For For For 1.4 Elect Ivan Menezes Mgmt For For For 1.5 Elect Irene Miller Mgmt For For For 1.6 Elect Michael Murphy Mgmt For For For 1.7 Elect Jide Zeitlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Stock Incentive Plan Mgmt For For For 4 Shareholder Proposal Regarding ShrHoldr Against Against For Cessation of Fur Use in Products
Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect S. Decker Anstrom Mgmt For For For 1.2 Elect Kenneth Bacon Mgmt For For For 1.3 Elect Sheldon Bonovitz Mgmt For For For 1.4 Elect Edward Breen Mgmt For For For 1.5 Elect Joseph Collins Mgmt For For For 1.6 Elect J. Michael Cook Mgmt For For For 1.7 Elect Gerald Hassell Mgmt For For For 1.8 Elect Jeffrey Honickman Mgmt For For For 1.9 Elect Eduardo Mestre Mgmt For For For 1.10 Elect Brian Roberts Mgmt For For For 1.11 Elect Ralph Roberts Mgmt For For For 1.12 Elect Judith Rodin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Employee Stock Purchase Plan Mgmt For For For 4 Amendment to the 2002 Restricted Mgmt For For For Stock Plan 5 Amendment to the 2003 Stock Option Mgmt For For For Plan 6 Advisory Vote on Executive Mgmt For Against Against Compensation 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Shareholder Proposal Regarding ShrHoldr Against For Against Cumulative Voting 9 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Armitage Mgmt For For For 2 Elect Richard Auchinleck Mgmt For For For 3 Elect James Copeland, Jr. Mgmt For For For 4 Elect Kenneth Duberstein Mgmt For For For 5 Elect Ruth Harkin Mgmt For For For 6 Elect Harold McGraw III Mgmt For For For 7 Elect James Mulva Mgmt For For For 8 Elect Robert Niblock Mgmt For For For 9 Elect Harald Norvik Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Elect Victoria Tschinkel Mgmt For For For 12 Elect Kathryn Turner Mgmt For For For 13 Elect William Wade, Jr. Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 17 2011 Omnibus Stock and Performance Mgmt For For For Incentive Plan 18 Shareholder Proposal Regarding ShrHoldr Against Against For Adopting Gender Identity and Expression Anti-Bias Policy 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Report 21 Shareholder Proposal Regarding ShrHoldr Against Against For Safety Report 22 Shareholder Proposal Regarding ShrHoldr Against Against For Louisiana Wetlands 23 Shareholder Proposal Regarding ShrHoldr Against Against For Reporting and Reducing Greenhouse Gas Emissions 24 Shareholder Proposal Regarding the ShrHoldr Against Against For Financial Risks of Climate Change 25 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations
Covidien Public Limited Company Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F105 03/15/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Craig Arnold Mgmt For For For 2 Elect Robert Brust Mgmt For For For 3 Elect John Connors, Jr. Mgmt For For For 4 Elect Christopher Coughlin Mgmt For For For 5 Elect Timothy Donahue Mgmt For For For 6 Elect Kathy Herbert Mgmt For For For 7 Elect Randall Hogan, III Mgmt For For For 8 Elect Richard Meelia Mgmt For For For 9 Elect Dennis Reilley Mgmt For For For 10 Elect Tadataka Yamada Mgmt For For For 11 Elect Joseph Zaccagnino Mgmt For For For 12 Appointment of Auditor and Authority Mgmt For For For to Set Fees 13 Reverse Stock Split Followed by a Mgmt For For For Forward Stock Split 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Credit Suisse Group Ticker Security ID: Meeting Date Meeting Status CSGN CUSIP 225401108 04/29/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Remuneration Report Mgmt For For For 2 Accounts and Reports Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Allocation of Profits Mgmt For For For 5 Allocation of Dividends from Reserves Mgmt For For For 6 Authority to Increase Conditional Mgmt For For For Capital 7 Increase in Authorized Capital Mgmt For For For 8 Amendment Regarding Voting Procedure Mgmt For For For 9 Amendments to Articles Mgmt For For For 10 Elect Peter Brabeck-Letmathe Mgmt For For For 11 Elect Jean Lanier Mgmt For For For 12 Elect Anton van Rossum Mgmt For For For 13 Appointment of Auditor Mgmt For For For 14 Appointment of Special Auditor Mgmt For For For 15 Transaction of Other Business Mgmt For Against Against
CVS Caremark Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Edwin Banks Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect David Dorman Mgmt For For For 4 Elect Anne Finucane Mgmt For For For 5 Elect Kristen Gibney Williams Mgmt For For For 6 Elect Marian Heard Mgmt For For For 7 Elect Larry Merlo Mgmt For For For 8 Elect Jean-Pierre Millon Mgmt For For For 9 Elect Terrence Murray Mgmt For For For 10 Elect C.A. Lance Piccolo Mgmt For For For 11 Elect Richard Swift Mgmt For For For 12 Elect Tony White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions or Expenditure 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
E. I. du Pont de Nemours and Company Ticker Security ID: Meeting Date Meeting Status DD CUSIP 263534109 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Brown Mgmt For For For 2 Elect Robert Brown Mgmt For For For 3 Elect Bertrand Collomb Mgmt For For For 4 Elect Curtis Crawford Mgmt For For For 5 Elect Alexander Cutler Mgmt For For For 6 Elect Eleuthere Du Pont Mgmt For For For 7 Elect Marillyn Hewson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Ellen Kullman Mgmt For For For 10 Elect William Reilly Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Equity and Mgmt For For For Incentive Plan 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Genetically Engineered Organisms 17 Shareholder Proposal Regarding ShrHoldr Against Against For Comparison Between Executive and Employee Pay
Edison International Ticker Security ID: Meeting Date Meeting Status EIX CUSIP 281020107 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jagjeet Bindra Mgmt For For For 2 Elect Vanessa Chang Mgmt For For For 3 Elect France Cordova Mgmt For For For 4 Elect Theodore Craver, Jr. Mgmt For For For 5 Elect Charles Curtis Mgmt For For For 6 Elect Bradford Freeman Mgmt For For For 7 Elect Luis Nogales Mgmt For For For 8 Elect Ronald Olson Mgmt For For For 9 Elect James Rosser Mgmt For For For 10 Elect Richard Schlosberg, III Mgmt For For For 11 Elect Thomas Sutton Mgmt For For For 12 Elect Brett White Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 ADVISORY VOTE ON EXECUTIVE Mgmt For Against Against COMPENSATION 15 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 16 Amendment to the 2007 Performance Mgmt For For For Incentive Plan
Entergy Corporation Ticker Security ID: Meeting Date Meeting Status ETR CUSIP 29364G103 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Maureen Bateman Mgmt For For For 2 Elect Gary Edwards Mgmt For For For 3 Elect Alexis Herman Mgmt For For For 4 Elect Donald Hintz Mgmt For For For 5 Elect J. Wayne Leonard Mgmt For For For 6 Elect Stuart Levenick Mgmt For For For 7 Elect Blanche Lincoln Mgmt For For For 8 Elect Stewart Myers Mgmt For For For 9 Elect William Percy, II Mgmt For For For 10 Elect W.J. Tauzin Mgmt For For For 11 Elect Steven Wilkinson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 2011 Equity Ownership and Long Term Mgmt For For For Cash Incentive Plan
EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect George Alcorn Mgmt For For For 2 Elect Charles Crisp Mgmt For For For 3 Elect James Day Mgmt For For For 4 Elect Mark Papa Mgmt For For For 5 Elect H. Leighton Steward Mgmt For For For 6 Elect Donald Textor Mgmt For For For 7 Elect Frank Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Executive Mgmt For Against Against Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 11 Shareholder Proposal Regarding ShrHoldr Against Against For Compensation in the Event of a Change in Control 12 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Exxon Mobil Corporation Ticker Security ID: Meeting Date Meeting Status XOM CUSIP 30231G102 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Michael Boskin Mgmt For For For 1.2 Elect Peter Brabeck-Letmathe Mgmt For For For 1.3 Elect Larry Faulkner Mgmt For For For 1.4 Elect Jay Fishman Mgmt For For For 1.5 Elect Kenneth Frazier Mgmt For For For 1.6 Elect William George Mgmt For For For 1.7 Elect Marilyn Nelson Mgmt For For For 1.8 Elect Samuel Palmisano Mgmt For For For 1.9 Elect Steven Reinemund Mgmt For For For 1.10 Elect Rex Tillerson Mgmt For For For 1.11 Elect Edward Whitacre, Jr. Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 6 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 7 Shareholder Proposal Regarding ShrHoldr Against Against For Sexual Orientation and Gender identity Anti-Bias Policy 8 Shareholder Proposal Regarding Human ShrHoldr Against Against For Right to Water 9 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Oil Sands Operations 10 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Hydraulic Fracturing 11 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Technology and Products to Become Environmentally Sustainable 12 Shareholder Proposal Regarding ShrHoldr Against Against For Greenhouse Gas Emission Goals
General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect W. Geoffrey Beattie Mgmt For For For 2 Elect James Cash, Jr. Mgmt For For For 3 Elect Ann Fudge Mgmt For For For 4 Elect Susan Hockfield Mgmt For For For 5 Elect Jeffrey Immelt Mgmt For For For 6 Elect Andrea Jung Mgmt For For For 7 Elect Alan Lafley Mgmt For For For 8 Elect Robert Lane Mgmt For For For 9 Elect Ralph Larsen Mgmt For For For 10 Elect Rochelle Lazarus Mgmt For For For 11 Elect James Mulva Mgmt For For For 12 Elect Sam Nunn Mgmt For For For 13 Elect Roger Penske Mgmt For For For 14 Elect Robert Swieringa Mgmt For For For 15 Elect James Tisch Mgmt For For For 16 Elect Douglas Warner III Mgmt For For For 17 Ratification of Auditor Mgmt For For For 18 Advisory Vote on Executive Mgmt For Against Against Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 20 Shareholder Proposal Cumulative ShrHoldr Against Against For Voting 21 Shareholder Proposal Regarding ShrHoldr Against Against For Performance-Based Equity Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Restricting Executive Compensation 23 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Financial Risks of Climate Change 24 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334104 09/27/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Bradbury Anderson Mgmt For For For 2 Elect R. Kerry Clark Mgmt For For For 3 Elect Paul Danos Mgmt For For For 4 Elect William Esrey Mgmt For For For 5 Elect Raymond Gilmartin Mgmt For For For 6 Elect Judith Richards Hope Mgmt For For For 7 Elect Heidi Miller Mgmt For For For 8 Elect Hilda Ochoa-Brillembourg Mgmt For For For 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall Powell Mgmt For For For 11 Elect Lois Quam Mgmt For For For 12 Elect Michael Rose Mgmt For For For 13 Elect Robert Ryan Mgmt For For For 14 Elect Dorothy Terrell Mgmt For For For 15 Executive Incentive Plan Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Executive Mgmt For For For Compensation
General Motors Company Ticker Security ID: Meeting Date Meeting Status GM CUSIP 37045V100 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Daniel Akerson Mgmt For For For 2 Elect David Bonderman Mgmt For For For 3 Elect Erroll Davis, Jr. Mgmt For For For 4 Elect Stephen Girsky Mgmt For For For 5 Elect E. Neville Isdell Mgmt For For For 6 Elect Robert Krebs Mgmt For For For 7 Elect Philip Laskawy Mgmt For For For 8 Elect Kathryn Marinello Mgmt For For For 9 Elect Patricia Russo Mgmt For For For 10 Elect Carol Stephenson Mgmt For For For 11 Elect Cynthia Telles Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation
Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Marc Andreessen Mgmt For For For 2 Elect Leo Apotheker Mgmt For For For 3 Elect Lawrence Babbio Jr. Mgmt For Against Against 4 Elect Sari Baldauf Mgmt For For For 5 Elect Shumeet Banerji Mgmt For For For 6 Elect Rajiv Gupta Mgmt For For For 7 Elect John Hammergren Mgmt For For For 8 Elect Raymond Lane Mgmt For For For 9 Elect Gary Reiner Mgmt For For For 10 Elect Patricia Russo Mgmt For For For 11 Elect Dominique Senequier Mgmt For For For 12 Elect G. Kennedy Thompson Mgmt For For For 13 Elect Margaret Whitman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 2011 Employee Stock Purchase Plan Mgmt For For For 18 Amendment to the 2005 Mgmt For For For Pay-for-Results Plan
Illinois Tool Works Inc. Ticker Security ID: Meeting Date Meeting Status ITW CUSIP 452308109 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Susan Crown Mgmt For For For 2 Elect Don Davis, Jr. Mgmt For For For 3 Elect Robert McCormack Mgmt For Against Against 4 Elect Robert Morrison Mgmt For For For 5 Elect James Skinner Mgmt For For For 6 Elect David Smith, Jr. Mgmt For For For 7 Elect David Speer Mgmt For For For 8 Elect Pamela Strobel Mgmt For For For 9 Elect Kevin Warren Mgmt For For For 10 Elect Anre Williams Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 2011 Cash Incentive Plan Mgmt For For For 15 Amendment to the 2011 Long-Term Mgmt For For For Incentive Plan
Ingersoll-Rand Plc Ticker Security ID: Meeting Date Meeting Status IR CUSIP G47791101 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ann Berzin Mgmt For For For 2 Elect John Bruton Mgmt For For For 3 Elect Jared Cohon Mgmt For For For 4 Elect Gary Forsee Mgmt For For For 5 Elect Peter Godsoe Mgmt For For For 6 Elect Edward Hagenlocker Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect Michael Lamach Mgmt For For For 9 Elect Theodore Martin Mgmt For For For 10 Elect Richard Swift Mgmt For For For 11 Elect Tony White Mgmt For For For 12 Senior Executive Performance Plan Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Authority to Repurchase Shares Mgmt For For For 16 Ratification of Auditor Mgmt For For For
Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Charlene Barshefsky Mgmt For For For 2 Elect Susan Decker Mgmt For For For 3 Elect John Donahoe Mgmt For For For 4 Elect Reed Hundt Mgmt For For For 5 Elect Paul Otellini Mgmt For For For 6 Elect James Plummer Mgmt For For For 7 Elect David Pottruck Mgmt For For For 8 Elect Jane Shaw Mgmt For For For 9 Elect Frank Yeary Mgmt For For For 10 Elect David Yoffie Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amendment to the 2006 Equity Mgmt For For For Incentive Plan 13 Amendment to the 2006 Stock Purchase Mgmt For For For Plan 14 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Johnson & Johnson Ticker Security ID: Meeting Date Meeting Status JNJ CUSIP 478160104 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Mary Coleman Mgmt For For For 2 Elect James Cullen Mgmt For For For 3 Elect Ian Davis Mgmt For For For 4 Elect Michael Johns Mgmt For For For 5 Elect Susan Lindquist Mgmt For For For 6 Elect Anne Mulcahy Mgmt For For For 7 Elect Leo Mullin Mgmt For For For 8 Elect William Perez Mgmt For For For 9 Elect Charles Prince Mgmt For For For 10 Elect David Satcher Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 15 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 16 Shareholder Proposal Regarding ShrHoldr Against Against For Policy on Health Status Discrimination 17 Shareholder Proposal Regarding ShrHoldr Against Against For Animal Welfare
JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Crandall Bowles Mgmt For For For 2 Elect Stephen Burke Mgmt For For For 3 Elect David Cote Mgmt For For For 4 Elect James Crown Mgmt For For For 5 Elect James Dimon Mgmt For For For 6 Elect Ellen Futter Mgmt For For For 7 Elect William Gray, III Mgmt For For For 8 Elect Laban Jackson, Jr. Mgmt For For For 9 Elect David Novak Mgmt For For For 10 Elect Lee Raymond Mgmt For For For 11 Elect William Weldon Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 14 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 15 Amendment to the Long-Term Incentive Mgmt For For For Plan 16 Shareholder Proposal Regarding ShrHoldr Against Against For Affirmation of Political Nonpartisanship 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 18 Shareholder Proposal Regarding ShrHoldr Against Against For Mortgage Loan Servicing 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 20 Shareholder Proposal Regarding ShrHoldr Against Against For Genocide-Free Investing 21 Shareholder Proposal Regarding an ShrHoldr Against Against For Independent Lead Director
Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven Burd Mgmt For For For 3 Elect John Herma Mgmt For For For 4 Elect Dale Jones Mgmt For For For 5 Elect William Kellogg Mgmt For For For 6 Elect Kevin Mansell Mgmt For For For 7 Elect Frank Sica Mgmt For For For 8 Elect Peter Sommerhauser Mgmt For For For 9 Elect Stephanie Streeter Mgmt For For For 10 Elect Nina Vaca Mgmt For For For 11 Elect Stephen Watson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Elimination of Supermajority Mgmt For For For Requirement in Article V(f) 14 Elimination of Supermajority Mgmt For For For Requirement in Article VI 15 Annual Incentive Plan Mgmt For For For 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent 19 Shareholder Proposal Regarding CEO ShrHoldr Against Against For Succession Planning
Kraft Foods Inc. Ticker Security ID: Meeting Date Meeting Status KFT CUSIP 50075N104 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ajay Banga Mgmt For For For 2 Elect Myra Hart Mgmt For For For 3 Elect Peter Henry Mgmt For For For 4 Elect Lois Juliber Mgmt For For For 5 Elect Mark Ketchum Mgmt For For For 6 Elect Richard Lerner Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect John Pope Mgmt For For For 9 Elect Fedric Reynolds Mgmt For For For 10 Elect Irene Rosenfeld Mgmt For For For 11 Elect Jean-Francois van Boxmeer Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the 2006 Stock Mgmt For For For Compensation Plan for Non-Employee Directors 15 Ratification of Auditor Mgmt For For For
Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Nolan Archibald Mgmt For For For 2 Elect Rosalind Brewer Mgmt For For For 3 Elect David Burritt Mgmt For Against Against 4 Elect James Ellis, Jr. Mgmt For For For 5 Elect Thomas Falk Mgmt For For For 6 Elect Gwendolyn King Mgmt For For For 7 Elect James Loy Mgmt For For For 8 Elect Douglas McCorkindale Mgmt For Against Against 9 Elect Joseph Ralston Mgmt For For For 10 Elect Anne Stevens Mgmt For Against Against 11 Elect Robert Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive Performance Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For Against Against Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Gregory Boyce Mgmt For For For 2 Elect Pierre Brondeau Mgmt For For For 3 Elect Clarence Cazalot, Jr. Mgmt For For For 4 Elect David Daberko Mgmt For For For 5 Elect William Davis, III Mgmt For For For 6 Elect Shirley Jackson Mgmt For For For 7 Elect Philip Lader Mgmt For For For 8 Elect Charles Lee Mgmt For For For 9 Elect Michael Phelps Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect Seth Schofield Mgmt For For For 12 Elect John Snow Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Amendment to the Right to Call a Mgmt For For For Special Meeting 16 Advisory Vote on Executive Mgmt For For For Compensation 17 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Safety Report
Marsh & McLennan Companies, Inc. Ticker Security ID: Meeting Date Meeting Status MMC CUSIP 571748102 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zachary Carter Mgmt For For For 2 Elect Brian Duperreault Mgmt For For For 3 Elect Oscar Fanjul Mgmt For For For 4 Elect H. Edward Hanway Mgmt For For For 5 Elect Lord Ian Lang Mgmt For For For 6 Elect Steven Mills Mgmt For For For 7 Elect Bruce Nolop Mgmt For For For 8 Elect Marc Oken Mgmt For For For 9 Elect Morton Schapiro Mgmt For For For 10 Elect Adele Simmons Mgmt For For For 11 Elect Lloyd Yates Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 2011 Incentive and Stock Award Plan Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Act by Written Consent
Mattel, Inc. Ticker Security ID: Meeting Date Meeting Status MAT CUSIP 577081102 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Michael Dolan Mgmt For For For 2 Elect Robert Eckert Mgmt For For For 3 Elect Frances Fergusson Mgmt For For For 4 Elect Tully Friedman Mgmt For For For 5 Elect Dominic Ng Mgmt For For For 6 Elect Vasant Prabhu Mgmt For For For 7 Elect Andrea Rich Mgmt For For For 8 Elect Dean Scarborough Mgmt For For For 9 Elect Christopher Sinclair Mgmt For For For 10 Elect G. Craig Sullivan Mgmt For For For 11 Elect Kathy White Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Amendment to the Bylaws Regarding Mgmt For For For the Right to Call Special Meetings 15 Ratification of Auditor Mgmt For For For
Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/09/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Tunc Doluca Mgmt For For For 1.2 Elect B. Kipling Hagopian Mgmt For For For 1.3 Elect James Bergman Mgmt For For For 1.4 Elect Joseph Bronson Mgmt For For For 1.5 Elect Robert Grady Mgmt For For For 1.6 Elect William Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2008 Employee Stock Mgmt For For For Purchase Plan 4 Amendment to the 1996 Stock Mgmt For For For Incentive Plan
Merck & Co., Inc. Ticker Security ID: Meeting Date Meeting Status MRK CUSIP 58933Y105 05/24/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Leslie Brun Mgmt For For For 2 Elect Thomas Cech Mgmt For For For 3 Elect Richard Clark Mgmt For For For 4 Elect Kenneth Frazier Mgmt For For For 5 Elect Thomas Glocer Mgmt For For For 6 Elect Steven Goldstone Mgmt For For For 7 Elect William Harrison, Jr. Mgmt For For For 8 Elect Harry Jacobson Mgmt For For For 9 Elect William Kelley Mgmt For For For 10 Elect C. Robert Kidder Mgmt For For For 11 Elect Rochelle Lazarus Mgmt For Against Against 12 Elect Carlos Represas Mgmt For For For 13 Elect Patricia Russo Mgmt For For For 14 Elect Thomas Shenk Mgmt For For For 15 Elect Anne Tatlock Mgmt For For For 16 Elect Craig Thompson Mgmt For For For 17 Elect Wendell Weeks Mgmt For For For 18 Elect Peter Wendell Mgmt For For For 19 Ratification of Auditor Mgmt For For For 20 Advisory Vote on Executive Mgmt For For For Compensation 21 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation
Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 11/16/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Steven Ballmer Mgmt For Against Against 2 Elect Dina Dublon Mgmt For For For 3 Elect William Gates III Mgmt For For For 4 Elect Raymond Gilmartin Mgmt For For For 5 Elect Reed Hastings Mgmt For For For 6 Elect Maria Klawe Mgmt For For For 7 Elect David Marquardt Mgmt For For For 8 Elect Charles Noski Mgmt For For For 9 Elect Helmut Panke Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal Regarding ShrHoldr Against Against For Formation of Environmental Sustainability Committee
Molson Coors Brewing Company Ticker Security ID: Meeting Date Meeting Status TAP CUSIP 60871R209 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Cleghorn Mgmt For For For 1.2 Elect Charles Herington Mgmt For For For 1.3 Elect David O'Brien Mgmt For For For
Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A107 05/11/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Recapitalization and Spin-off Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For
NextEra Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NEE CUSIP 65339F101 05/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Sherry Barrat Mgmt For For For 1.2 Elect Robert Beall II Mgmt For For For 1.3 Elect J. Hyatt Brown Mgmt For For For 1.4 Elect James Camaren Mgmt For For For 1.5 Elect Kenneth Dunn Mgmt For For For 1.6 Elect J. Brian Ferguson Mgmt For For For 1.7 Elect Lewis Hay III Mgmt For For For 1.8 Elect Toni Jennings Mgmt For For For 1.9 Elect Oliver Kingsley, Jr. Mgmt For For For 1.10 Elect Rudy Schupp Mgmt For For For 1.11 Elect William Swanson Mgmt For For For 1.12 Elect Michael Thaman Mgmt For For For 1.13 Elect Hansel Tookes II Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2011 Long Term Incentive Plan Mgmt For For For 4 Advisory Vote on Executive Mgmt For For For Compensation 5 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Nokia Oyj Ticker Security ID: Meeting Date Meeting Status NOK1V CUSIP 654902204 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits/Dividends Mgmt For For For 3 Ratification of Board and Management Mgmt For For For Acts 4 Directors' Fees Mgmt For For For 5 Board Size Mgmt For For For 6.1 Elect Stephen Elop Mgmt For For For 6.2 Elect Bengt Holmstrom Mgmt For For For 6.3 Elect Henning Kagermann Mgmt For For For 6.4 Elect Per Karlsson Mgmt For For For 6.5 Elect Jouko Karvinen Mgmt For For For 6.6 Elect Finn Helge Lund Mgmt For For For 6.7 Elect Isabel Marey-Semper Mgmt For For For 6.8 Elect Jorma Ollila Mgmt For For For 6.9 Elect Marjorie Scardino Mgmt For For For 6.10 Elect Risto Siilasmaa Mgmt For For For 6.11 Elect Kari Stadigh Mgmt For For For 7 Authority to Set Auditor's Fees Mgmt For For For 8 Appointment of Auditor Mgmt For For For 9 Authority to Repurchase Shares Mgmt For For For 10 Stock Option Program 2011 Mgmt For For For
Nordstrom, Inc. Ticker Security ID: Meeting Date Meeting Status JWN CUSIP 655664100 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Phyllis Campbell Mgmt For For For 2 Elect Michelle Ebanks Mgmt For For For 3 Elect Enrique Hernandez, Jr. Mgmt For For For 4 Elect Robert Miller Mgmt For For For 5 Elect Blake Nordstrom Mgmt For For For 6 Elect Erik Nordstrom Mgmt For For For 7 Elect Peter Nordstrom Mgmt For For For 8 Elect Philip Satre Mgmt For For For 9 Elect Felicia Thornton Mgmt For For For 10 Elect B. Kevin Turner Mgmt For For For 11 Elect Robert Walter Mgmt For For For 12 Elect Alison Winter Mgmt For For For 13 Amendment to the Employee Stock Mgmt For For For Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 03/04/2011 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Merger Mgmt For For For 2 Increase of Authorized Common Stock Mgmt For For For 3 Change in Board Size Mgmt For For For 4 Right to Adjourn Meeting Mgmt For For For
Northeast Utilities Ticker Security ID: Meeting Date Meeting Status NU CUSIP 664397106 05/10/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Richard Booth Mgmt For For For 1.2 Elect John Clarkeson Mgmt For For For 1.3 Elect Cotton Cleveland Mgmt For For For 1.4 Elect Sanford Cloud, Jr. Mgmt For For For 1.5 Elect John Graham Mgmt For For For 1.6 Elect Elizabeth Kennan Mgmt For For For 1.7 Elect Kenneth Leibler Mgmt For For For 1.8 Elect Robert Patricelli Mgmt For For For 1.9 Elect Charles Shivery Mgmt For For For 1.10 Elect John Swope Mgmt For For For 1.11 Elect Dennis Wraase Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 4 Ratification of Auditor Mgmt For For For
Nucor Corporation Ticker Security ID: Meeting Date Meeting Status NUE CUSIP 670346105 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Peter Browning Mgmt For For For 1.2 Elect Victoria Haynes Mgmt For For For 1.3 Elect Christopher Kearney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 4 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 5 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors 6 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard Atkins Mgmt For For For 3 Elect Stephen Chazen Mgmt For For For 4 Elect Edward Djerejian Mgmt For For For 5 Elect John Feick Mgmt For For For 6 Elect Margaret Foran Mgmt For For For 7 Elect Carlos Gutierrez Mgmt For For For 8 Elect Ray Irani Mgmt For For For 9 Elect Avedick Poladian Mgmt For For For 10 Elect Rodolfo Segovia Mgmt For For For 11 Elect Aziz Syriani Mgmt For For For 12 Elect Rosemary Tomich Mgmt For For For 13 Elect Walter Weisman Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt For 1 Year N/A Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding ShrHoldr Against Against For Environmental Expertise on Board
PACCAR Inc Ticker Security ID: Meeting Date Meeting Status PCAR CUSIP 693718108 04/20/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect John Fluke, Jr. Mgmt For For For 1.2 Elect Kirk Hachigian Mgmt For For For 1.3 Elect Stephen Page Mgmt For For For 1.4 Elect Thomas Plimpton Mgmt For For For 2 Advisory Vote on Executive Mgmt For For For Compensation 3 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 4 Amendment to the Long Term Incentive Mgmt For For For Plan 5 Amendment to the Senior Executive Mgmt For For For Yearly Incentive Compensation Plan 6 Shareholder Proposal Regarding ShrHoldr Against For Against Simple Majority Vote 7 Shareholder Proposal Regarding ShrHoldr Against For Against Majority Vote for Election of Directors
PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/04/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Shona Brown Mgmt For For For 2 Elect Ian Cook Mgmt For For For 3 Elect Dina Dublon Mgmt For For For 4 Elect Victor Dzau Mgmt For For For 5 Elect Ray Hunt Mgmt For For For 6 Elect Alberto Ibarguen Mgmt For For For 7 Elect Arthur Martinez Mgmt For For For 8 Elect Indra Nooyi Mgmt For For For 9 Elect Sharon Rockefeller Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Elect Lloyd Trotter Mgmt For For For 12 Elect Daniel Vasella Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Adoption of Majority Vote for Mgmt For For For Election of Directors 17 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 18 Shareholder Proposal Regarding ShrHoldr Against Against For Reviewing Political Contributions and Expenditures
Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/28/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Dennis Ausiello Mgmt For For For 2 Elect Michael Brown Mgmt For For For 3 Elect M. Anthony Burns Mgmt For For For 4 Elect W. Don Cornwell Mgmt For For For 5 Elect Frances Fergusson Mgmt For For For 6 Elect William Gray, III Mgmt For For For 7 Elect Constance Horner Mgmt For For For 8 Elect James Kilts Mgmt For For For 9 Elect George Lorch Mgmt For For For 10 Elect John Mascotte Mgmt For For For 11 Elect Suzanne Nora Johnson Mgmt For For For 12 Elect Ian Read Mgmt For For For 13 Elect Stephen Sanger Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 16 Frequency of Advisory Vote on Mgmt 2 Years 3 Years Against Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Publishing Political Contributions and Expenditure in Newspapers 18 Shareholder Proposal Regarding ShrHoldr Against Against For Lobbying Priorities Report 19 Shareholder Proposal Regarding ShrHoldr Against Against For Pharmaceutical Price Restraints 20 Shareholder Proposal Regarding the ShrHoldr Against For Against Right to Act by Written Consent 21 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 22 Shareholder Proposal Regarding ShrHoldr Against Against For Transparency in Animal Research
Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/11/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Mathis Cabiallavetta Mgmt For For For 3 Elect Louis Camilleri Mgmt For For For 4 Elect J. Dudley Fishburn Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Graham Mackay Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Lucio Noto Mgmt For For For 9 Elect Carlos Slim Helu Mgmt For For For 10 Elect Stephen Wolf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Executive Mgmt For For For Compensation 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Shareholder proposal Regarding Food ShrHoldr Against Against For Insecurity and Tobacco Use 15 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
Principal Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status PFG CUSIP 74251V102 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Betsy Bernard Mgmt For For For 2 Elect Jocelyn Carter-Miller Mgmt For For For 3 Elect Gary Costley Mgmt For For For 4 Elect Dennis Ferro Mgmt For For For 5 Repeal of Classified Board Mgmt For For For 6 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 7 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 8 Ratification of Auditor Mgmt For For For
QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/08/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Barbara Alexander Mgmt For For For 1.2 Elect Stephen Bennett Mgmt For For For 1.3 Elect Donald Cruickshank Mgmt For For For 1.4 Elect Raymond Dittamore Mgmt For For For 1.5 Elect Thomas Horton Mgmt For For For 1.6 Elect Irwin Jacobs Mgmt For For For 1.7 Elect Paul Jacobs Mgmt For For For 1.8 Elect Robert Kahn Mgmt For For For 1.9 Elect Sherry Lansing Mgmt For For For 1.10 Elect Duane Nelles Mgmt For For For 1.11 Elect Francisco Ros Mgmt For For For 1.12 Elect Brent Scowcroft Mgmt For For For 1.13 Elect Marc Stern Mgmt For For For 2 Amendment to the 2006 Long-term Mgmt For For For Incentive Plan 3 Amendment to the 2001 Employee Stock Mgmt For For For Purchase Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 7 Shareholder Proposal Regarding ShrHoldr Against Against For Majority Vote for Election of Directors
Royal Dutch Shell plc Ticker Security ID: Meeting Date Meeting Status RDSB CUSIP 780259107 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Directors' Remuneration Report Mgmt For For For 3 Elect Linda Stuntz Mgmt For For For 4 Elect Josef Ackermann Mgmt For For For 5 Elect Malcolm Brinded Mgmt For For For 6 Elect Guy Elliott Mgmt For For For 7 Elect Simon Henry Mgmt For For For 8 Elect Charles Holliday, Jr. Mgmt For For For 9 Elect Lord John Kerr of Kinlochard Mgmt For For For 10 Elect Gerard Kleisterlee Mgmt For For For 11 Elect Christine Morin-Postel Mgmt For For For 12 Elect Jorma Ollila Mgmt For For For 13 Elect Jeroen van der Veer Mgmt For For For 14 Elect Peter Voser Mgmt For For For 15 Elect Hans Wijers Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Auditor's Fees Mgmt For For For 18 Authority to Issue Shares w/ Mgmt For For For Preemptive Rights 19 Authority to Issue Shares w/o Mgmt For For For Preemptive Rights 20 Authority to Repurchase Shares Mgmt For For For 21 Authorisation of Political Donations Mgmt For For For
Southwestern Energy Company Ticker Security ID: Meeting Date Meeting Status SWN CUSIP 845467109 05/17/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lewis Epley, Jr. Mgmt For For For 2 Elect Robert Howard Mgmt For For For 3 Elect Greg Kerley Mgmt For For For 4 Elect Harold Korell Mgmt For For For 5 Elect Vello Kuuskraa Mgmt For For For 6 Elect Kenneth Mourton Mgmt For For For 7 Elect Steven Mueller Mgmt For For For 8 Elect Charles Scharlau Mgmt For For For 9 Elect Alan Stevens Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Amendment to the Bylaws to Reduce Mgmt For For For the Ownership Threshold for Shareholders to Call a Special Meeting 14 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
Stanley Black & Decker, Inc. Ticker Security ID: Meeting Date Meeting Status SWK CUSIP 854502101 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect George Buckley Mgmt For For For 1.2 Elect Carlos Cardoso Mgmt For For For 1.3 Elect Robert Coutts Mgmt For For For 1.4 Elect Manuel Fernandez Mgmt For For For 1.5 Elect Marianne Parrs Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
Staples, Inc. Ticker Security ID: Meeting Date Meeting Status SPLS CUSIP 855030102 06/07/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Basil Anderson Mgmt For For For 2 Elect Arthur Blank Mgmt For For For 3 Elect Mary Burton Mgmt For For For 4 Elect Justin King Mgmt For For For 5 Elect Carol Meyrowitz Mgmt For For For 6 Elect Rowland Moriarty Mgmt For For For 7 Elect Robert Nakasone Mgmt For For For 8 Elect Ronald Sargent Mgmt For For For 9 Elect Elizabeth Smith Mgmt For For For 10 Elect Robert Sulentic Mgmt For For For 11 Elect Vijay Vishwanath Mgmt For For For 12 Elect Paul Walsh Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 16 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
Steel Dynamics, Inc. Ticker Security ID: Meeting Date Meeting Status STLD CUSIP 858119100 05/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect Keith Busse Mgmt For For For 1.2 Elect Mark Millett Mgmt For For For 1.3 Elect Richard Teets, Jr. Mgmt For For For 1.4 Elect John Bates Mgmt For For For 1.5 Elect Frank Byrne Mgmt For For For 1.6 Elect Paul Edgerley Mgmt For For For 1.7 Elect Richard Freeland Mgmt For For For 1.8 Elect Jurgen Kolb Mgmt For For For 1.9 Elect James Marcuccilli Mgmt For For For 1.10 Elect Joseph Ruffolo Mgmt For For For 1.11 Elect Gabriel Shaheen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Executive Mgmt For For For Compensation 4 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 5 Transaction of Other Business Mgmt For Against Against
Sysco Corporation Ticker Security ID: Meeting Date Meeting Status SYY CUSIP 871829107 11/12/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Cassaday Mgmt For For For 2 Elect Manuel Fernandez Mgmt For For For 3 Elect Hans-Joachim Korber Mgmt For For For 4 Elect Jackie Ward Mgmt For For For 5 Amendment to the 1974 Employees' Mgmt For For For Stock Purchase Plan 6 Ratification of Auditor Mgmt For For For
Textron Inc. Ticker Security ID: Meeting Date Meeting Status TXT CUSIP 883203101 04/27/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect James Conway Mgmt For For For 2 Elect Paul Gagne Mgmt For For For 3 Elect Dain Hancock Mgmt For For For 4 Elect Lloyd Trotter Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 7 Right to Call a Special Meeting Mgmt For For For 8 Ratification of Auditor Mgmt For For For
The Bank of New York Mellon Corporation Ticker Security ID: Meeting Date Meeting Status BK CUSIP 064058100 04/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Ruth Bruch Mgmt For For For 2 Elect Nicholas Donofrio Mgmt For For For 3 Elect Gerald Hassell Mgmt For For For 4 Elect Edmund Kelly Mgmt For For For 5 Elect Robert Kelly Mgmt For For For 6 Elect Richard Kogan Mgmt For For For 7 Elect Michael Kowalski Mgmt For For For 8 Elect John Luke, Jr. Mgmt For For For 9 Elect Mark Nordenberg Mgmt For For For 10 Elect Catherine Rein Mgmt For For For 11 Elect William Richardson Mgmt For For For 12 Elect Samuel Scott III Mgmt For For For 13 Elect John Surma Mgmt For For For 14 Elect Wesley von Schack Mgmt For For For 15 Advisory Vote on Executive Mgmt For Against Against Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Amendment to the Long-Term Incentive Mgmt For For For Plan 18 Amendment to the Executive Incentive Mgmt For Against Against Compensation Plan 19 Ratification of Auditor Mgmt For For For 20 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting
The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Bryson Mgmt For For For 2 Elect David Calhoun Mgmt For For For 3 Elect Arthur Collins, Jr. Mgmt For For For 4 Elect Linda Cook Mgmt For For For 5 Elect Kenneth Duberstein Mgmt For For For 6 Elect Edmund Giambastiani, Jr. Mgmt For For For 7 Elect Edward Liddy Mgmt For For For 8 Elect John McDonnell Mgmt For For For 9 Elect W. James McNerney, Jr. Mgmt For For For 10 Elect Susan Schwab Mgmt For For For 11 Elect Ronald Williams Mgmt For For For 12 Elect Mike Zafirovski Mgmt For For For 13 Advisory Vote on Executive Mgmt For For For Compensation 14 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Verification of Compliance with Labor and Human Rights Standards 17 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report 18 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent 19 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman
The Chubb Corporation Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Zoe Baird Mgmt For For For 2 Elect Sheila Burke Mgmt For For For 3 Elect James Cash, Jr. Mgmt For For For 4 Elect John Finnegan Mgmt For For For 5 Elect Lawrence Kellner Mgmt For For For 6 Elect Martin McGuinn Mgmt For For For 7 Elect Lawrence Small Mgmt For For For 8 Elect Jess Soderberg Mgmt For For For 9 Elect Daniel Somers Mgmt For For For 10 Elect James Zimmerman Mgmt For For For 11 Elect Alfred Zollar Mgmt For For For 12 2011 Annual Incentive Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Executive Mgmt For For For Compensation 15 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
The Dow Chemical Company Ticker Security ID: Meeting Date Meeting Status DOW CUSIP 260543103 05/12/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Arnold Allemang Mgmt For For For 2 Elect Jacqueline Barton Mgmt For For For 3 Elect James Bell Mgmt For For For 4 Elect Jeff Fettig Mgmt For For For 5 Elect Barbara Franklin Mgmt For For For 6 Elect Jennifer Granholm Mgmt For For For 7 Elect John Hess Mgmt For For For 8 Elect Andrew Liveris Mgmt For For For 9 Elect Paul Polman Mgmt For For For 10 Elect Dennis Reilley Mgmt For For For 11 Elect James Ringler Mgmt For For For 12 Elect Ruth Shaw Mgmt For For For 13 Elect Paul Stern Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 1 Year Against Executive Compensation 17 Shareholder Proposal Regarding Right ShrHoldr Against For Against to Act by Written Consent
The Goldman Sachs Group, Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/06/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Lloyd Blankfein Mgmt For For For 2 Elect John Bryan Mgmt For For For 3 Elect Gary Cohn Mgmt For For For 4 Elect Claes Dahlback Mgmt For For For 5 Elect Stephen Friedman Mgmt For For For 6 Elect William George Mgmt For For For 7 Elect James Johnson Mgmt For For For 8 Elect Lois Juliber Mgmt For For For 9 Elect Lakshmi Mittal Mgmt For For For 10 Elect James Schiro Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 15 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 16 Shareholder Proposal Regarding ShrHoldr Against Against For Retention of Shares After Retirement 17 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Compensation 18 Shareholder Proposal Regarding ShrHoldr Against Against For Report on Climate Change 19 Shareholder Proposal Regarding ShrHoldr Against Against For Political Contributions and Expenditure Report
The Home Depot, Inc. Ticker Security ID: Meeting Date Meeting Status HD CUSIP 437076102 06/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect F. Duane Ackerman Mgmt For For For 2 Elect Francis Blake Mgmt For For For 3 Elect Ari Bousbib Mgmt For For For 4 Elect Gregory Brenneman Mgmt For For For 5 Elect J. Frank Brown Mgmt For For For 6 Elect Albert Carey Mgmt For For For 7 Elect Armando Codina Mgmt For For For 8 Elect Bonnie Hill Mgmt For For For 9 Elect Karen Katen Mgmt For For For 10 Elect Ronald Sargent Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 ADVISORY VOTE ON EXECUTIVE Mgmt For For For COMPENSATION 13 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 14 Restoration of Written Consent Mgmt For For For 15 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For CUMULATIVE VOTING 16 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 17 SHAREHOLDER PROPOSAL REGARDING ShrHoldr Against Against For EMPLOYMENT DIVERSITY REPORT 18 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Electioneering Expenditure
The Mosaic Company Ticker Security ID: Meeting Date Meeting Status MOS CUSIP 61945A107 10/07/2010 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1.1 Elect William Graber Mgmt For For For 1.2 Elect Emery Koenig Mgmt For For For 1.3 Elect Sergio Rial Mgmt For For For 1.4 Elect David Seaton Mgmt For For For 2 Ratification of Auditor Mgmt For For For
The PNC Financial Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/26/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Richard Berndt Mgmt For For For 2 Elect Charles Bunch Mgmt For For For 3 Elect Paul Chellgren Mgmt For For For 4 Elect Kay James Mgmt For For For 5 Elect Richard Kelson Mgmt For For For 6 Elect Bruce Lindsay Mgmt For For For 7 Elect Anthony Massaro Mgmt For For For 8 Elect Jane Pepper Mgmt For For For 9 Elect James Rohr Mgmt For For For 10 Elect Donald Shepard Mgmt For For For 11 Elect Lorene Steffes Mgmt For For For 12 Elect Dennis Strigl Mgmt For For For 13 Elect Thomas Usher Mgmt For For For 14 Elect George Walls, Jr. Mgmt For For For 15 Elect Helge Wehmeier Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2006 Incentive Mgmt For For For Award Plan 18 Advisory Vote on Executive Mgmt For For For Compensation 19 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation
Tyco International Ltd. Ticker Security ID: Meeting Date Meeting Status TYC CUSIP H89128104 03/09/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Acts Mgmt For For For 3.1 Elect Edward Breen Mgmt For For For 3.2 Elect Michael Daniels Mgmt For For For 3.3 Elect Timothy Donahue Mgmt For For For 3.4 Elect Brian Duperreault Mgmt For For For 3.5 Elect Bruce Gordon Mgmt For For For 3.6 Elect Rajiv Gupta Mgmt For For For 3.7 Elect John Krol Mgmt For For For 3.8 Elect Brendan O'Neill Mgmt For For For 3.9 Elect Dinesh Paliwal Mgmt For For For 3.10 Elect William Stavropoulos Mgmt For Withhold Against 3.11 Elect Sandra Wijnberg Mgmt For For For 3.12 Elect R. David Yost Mgmt For For For 4 Appointment of Auditor Mgmt For For For 5 Appointment of Auditor Mgmt For For For 6 Appointment of Special Auditor Mgmt For For For 7 Allocation of Profits/Dividends Mgmt For For For 8 Approval of Ordinary Cash Dividend Mgmt For For For 9 Renewal of Authorized Share Capital Mgmt For For For 10 Cancellation of Repurchased Treasury Mgmt For For For Shares 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation
U.S. Bancorp Ticker Security ID: Meeting Date Meeting Status USB CUSIP 902973304 04/19/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Douglas Baker, Jr. Mgmt For For For 2 Elect Y. Marc Belton Mgmt For For For 3 Elect Victoria Buyniski Gluckman Mgmt For For For 4 Elect Arthur Collins, Jr. Mgmt For For For 5 Elect Richard Davis Mgmt For For For 6 Elect Joel Johnson Mgmt For For For 7 Elect Olivia Kirtley Mgmt For For For 8 Elect Jerry Levin Mgmt For For For 9 Elect David O'Maley Mgmt For For For 10 Elect O'Dell Owens Mgmt For For For 11 Elect Richard Reiten Mgmt For For For 12 Elect Craig Schnuck Mgmt For For For 13 Elect Patrick Stokes Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 3 Years 3 Years For Executive Compensation 17 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation
UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 05/23/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect William Ballard, Jr. Mgmt For For For 2 Elect Richard Burke Mgmt For For For 3 Elect Robert Darretta Mgmt For For For 4 Elect Stephen Hemsley Mgmt For For For 5 Elect Michele Hooper Mgmt For For For 6 Elect Rodger Lawson Mgmt For For For 7 Elect Douglas Leatherdale Mgmt For For For 8 Elect Glenn Renwick Mgmt For For For 9 Elect Kenneth Shine Mgmt For For For 10 Elect Gail Wilensky Mgmt For For For 11 Advisory Vote on Executive Mgmt For For For Compensation 12 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 13 2011 Incentive Stock Plan Mgmt For For For 14 Amendment to the 1993 Employee Stock Mgmt For For For Purchase Plan 15 Ratification of Auditor Mgmt For For For
Unum Group Ticker Security ID: Meeting Date Meeting Status UNM CUSIP 91529Y106 05/25/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Jon Fossel Mgmt For For For 2 Elect Gloria Larson Mgmt For For For 3 Elect William Ryan Mgmt For For For 4 Elect Thomas Watjen Mgmt For For For 5 Advisory Vote on Executive Mgmt For For For Compensation 6 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 7 Savings-Related Share Option Scheme Mgmt For For For 2011 8 Ratification of Auditor Mgmt For For For
Waste Management, Inc. Ticker Security ID: Meeting Date Meeting Status WM CUSIP 94106L109 05/13/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Pastora Cafferty Mgmt For For For 2 Elect Frank Clark, Jr. Mgmt For For For 3 Elect Patrick Gross Mgmt For For For 4 Elect John Pope Mgmt For For For 5 Elect W. Robert Reum Mgmt For For For 6 Elect Steven Rothmeier Mgmt For For For 7 Elect David Steiner Mgmt For For For 8 Elect Thomas Weidemeyer Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Executive Mgmt For For For Compensation 11 Frequency of Advisory Vote on Mgmt 1 Year 1 Year For Executive Compensation 12 Right to Call a Special Meeting Mgmt For For For
Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 05/03/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect John Baker II Mgmt For For For 2 Elect John Chen Mgmt For For For 3 Elect Lloyd Dean Mgmt For For For 4 Elect Susan Engel Mgmt For For For 5 Elect Enrique Hernandez, Jr. Mgmt For For For 6 Elect Donald James Mgmt For For For 7 Elect Mackey McDonald Mgmt For For For 8 Elect Cynthia Milligan Mgmt For For For 9 Elect Nicholas Moore Mgmt For For For 10 Elect Philip Quigley Mgmt For For For 11 Elect Judith Runstad Mgmt For For For 12 Elect Stephen Sanger Mgmt For For For 13 Elect John Stumpf Mgmt For For For 14 Elect Susan Swenson Mgmt For For For 15 Advisory Vote on Executive Mgmt For For For Compensation 16 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 17 Ratification of Auditor Mgmt For For For 18 Shareholder Proposal Regarding Right ShrHoldr Against Against For to Call a Special Meeting 19 Shareholder Proposal Regarding ShrHoldr Against Against For Cumulative Voting 20 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Board Chairman 21 Shareholder Proposal Regarding ShrHoldr Against Against For Advisory Vote on Director Compensation 22 Shareholder Proposal Regarding ShrHoldr Against Against For Independent Review of Controls Related to Loans, Foreclosures and Securitizations
Zimmer Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ZMH CUSIP 98956P102 05/02/2011 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Agnst Mgmt 1 Elect Besty Bernard Mgmt For For For 2 Elect Marc Casper Mgmt For For For 3 Elect David Dvorak Mgmt For For For 4 Elect Larry Glasscock Mgmt For For For 5 Elect Robert Hagemann Mgmt For For For 6 Elect Arthur Higgins Mgmt For For For 7 Elect John McGoldrick Mgmt For For For 8 Elect Cecil Pickett Mgmt For For For 9 Advisory Vote on Executive Mgmt For For For Compensation 10 Frequency of Advisory Vote on Mgmt 1 Year 3 Years Against Executive Compensation 11 Ratification of Auditor Mgmt For For For
The Hartford World Bond Fund (Fund Inception - May 31, 2011) Investment Company Report 07/01/10 - 06/30/11 There were no matters relating to a portfolio security considered at any shareholder meeting held during the twelve months ending June 30, 2011, with respect to which the registrant exercised its voting rights. SIGNATURES: Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. The Hartford Mutual Funds, Inc. (Registrant) By /s/ James Davey President ------------------------------ (Signature & Title) Date August 26, 2011