EX-99.B.E.(I).D 4 a14-19089_1ex99dbdedidd.htm EX-99.B.E.(I).D

 

AMENDMENT NUMBER 4 TO

PRINCIPAL UNDERWRITING AGREEMENT

 

The Principal Underwriting Agreement amongst Hartford Funds Distributors, LLC (formerly known as Hartford Investment Financial Services, LLC), The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. dated January 1, 2013, as amended and restated August 7, 2013, is hereby amended to amend and restate Schedule A as attached hereto.

 

IN WITNESS WHEREOF, the parties hereto have caused this amendment to be executed as of August 27, 2014.

 

 

 

The Hartford Mutual Funds, Inc.

 

 

 

By:

/s/ Vernon J. Meyer

 

 

Vernon J. Meyer

 

 

Vice President

 

 

 

 

The Hartford Mutual Funds II, Inc.

 

 

 

 

By:

/s/ Vernon J. Meyer

 

 

Vernon J. Meyer

 

 

Vice President

 

 

 

 

 

 

 

Agreed to and Accepted:

 

 

 

 

Hartford Funds Distributors, LLC

 

 

 

 

By:

/s/ Gregory A. Frost

 

 

Gregory A. Frost

 

 

Chief Financial Officer

 



 

SCHEDULE A

 

To the Amended and Restated Principal Underwriting Agreement

 

THE HARTFORD MUTUAL FUNDS, INC.

 

The Hartford Balanced Fund

The Hartford Balanced Income Fund

The Hartford Capital Appreciation Fund

The Hartford Checks and Balances Fund

The Hartford Conservative Allocation Fund

The Hartford Disciplined Equity Fund

The Hartford Dividend and Growth Fund

Hartford Duration-Hedged Strategic Income Fund

The Hartford Emerging Markets Local Debt Fund

The Hartford Emerging Markets Research Fund

The Hartford Equity Income Fund

The Hartford Floating Rate Fund

The Hartford Floating Rate High Income Fund

The Hartford Global All-Asset Fund

The Hartford Global Alpha Fund

Hartford Global Capital Appreciation Fund

Hartford Global Equity Income Fund

The Hartford Global Real Asset Fund

The Hartford Growth Allocation Fund

The Hartford Healthcare Fund

The Hartford High Yield Fund

The Hartford Inflation Plus Fund

Hartford International Capital Appreciation Fund

The Hartford International Growth Fund

The Hartford International Opportunities Fund

The Hartford International Small Company Fund

The Hartford International Value Fund

Hartford Long/Short Global Equity Fund

The Hartford MidCap Fund

The Hartford MidCap Value Fund

Hartford Moderate Allocation Fund

Hartford Multi-Asset Income Fund

The Hartford Municipal Opportunities Fund

The Hartford Quality Bond Fund

Hartford Real Total Return Fund

The Hartford Short Duration Fund

The Hartford Small Company Fund

The Hartford Small/Mid Cap Equity Fund

The Hartford Strategic Income Fund

The Hartford Total Return Bond Fund

The Hartford Unconstrained Bond Fund

The Hartford World Bond Fund

 



 

THE HARTFORD MUTUAL FUNDS II, INC.

 

The Hartford Growth Opportunities Fund

The Hartford Municipal Real Return Fund

The Hartford SmallCap Growth Fund

The Hartford Value Opportunities Fund