SD 1 v467904_sd.htm FORM SD

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

 

FORM SD

Specialized Disclosure Report

 

 

 

SIERRA MONITOR CORPORATION

(Exact name of registrant as specified in its charter)

  

California   000-7441   95-2481914
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

1991 Tarob Court

Milpitas, California 95035

(Address of principal executive offices, including zip code)

 

Michael C. Farr

(408) 262-6611

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

Not applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

xRule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.

 

 

 

 

Section 1 Conflict Minerals Disclosure

 

Item 1.01Conflict Minerals Disclosure and Report

Sierra Monitor Corporation evaluated its current product lines and determined that certain product we manufacture or contract to manufacture contain tin, tungsten, tantalum and/or gold (3TG). The survey of our suppliers determined that we have no reason to believe that any of the necessary 3TGs contained in the covered products originated in the covered countries and have determined that some of the necessary 3TGs came from recycled or scrap sources. As a result we have filed a Conflict Minerals Report.

 

Item 1.02Exhibit

A copy of The Company's Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at: www. sierramonitor.com.

 

Section 2Exhibits

 

Item 2.01Exhibits

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SIERRA MONITOR CORPORATION
   
By:   /s/ Michael C. Farr  
 

Michael C. Farr

Vice-President Operations

 

Date: May 26, 2017

 

 

 

 

EXHIBIT INDEX

 

Exhibit
No.

 

Description

1.01   Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.