0001567619-20-017450.txt : 20201002 0001567619-20-017450.hdr.sgml : 20201002 20201002161559 ACCESSION NUMBER: 0001567619-20-017450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVICH NEIL S CENTRAL INDEX KEY: 0001006057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33794 FILM NUMBER: 201220196 MAIL ADDRESS: STREET 1: RYERSON LTULL INC STREET 2: 2621 W 15TH PLACE CITY: CHICAGO STATE: IL ZIP: 60603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hillenbrand, Inc. CENTRAL INDEX KEY: 0001417398 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 261342272 STATE OF INCORPORATION: IN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BATESVILLE BOULEVARD CITY: BATESVILLE STATE: IN ZIP: 47006 BUSINESS PHONE: (812)931-5403 MAIL ADDRESS: STREET 1: ONE BATESVILLE BOULEVARD CITY: BATESVILLE STATE: IN ZIP: 47006 FORMER COMPANY: FORMER CONFORMED NAME: Batesville Holdings, Inc. DATE OF NAME CHANGE: 20071102 4 1 doc1.xml FORM 4 X0306 4 2020-09-30 0 0001417398 Hillenbrand, Inc. HI 0001006057 NOVICH NEIL S ONE BATESVILLE BLVD BATESVILLE IN 47006 1 0 0 0 Restricted Stock Units (Deferred Stock Award) 2/24/10 2020-09-30 4 A 0 26 0 A Common Stock 26 3618 D Restricted Stock Units (Deferred Stock Award) 2/23/11 2020-09-30 4 A 0 40 0 A Common Stock 40 5434 D Restricted Stock Units (Deferred Stock Award) 2/22/12 2020-09-30 4 A 0 37 0 A Common Stock 37 5166 D Restricted Stock Units (Deferred Stock Award) 2/27/13 2020-09-30 4 A 0 34 0 A Common Stock 34 4721 D Restricted Stock Units (Deferred Stock Award) 2/26/14 2020-09-30 4 A 0 27 0 A Common Stock 27 3733 D Restricted Stock Units (Deferred Stock Award) 2/25/15 2020-09-30 4 A 0 27 0 A Common Stock 27 3679 D Restricted Stock Units (Deferred Stock Award) 2/24/16 2020-09-30 4 A 0 31 0 A Common Stock 31 4186 D Restricted Stock Units (Deferred Stock Award) 2/22/17 2020-09-30 4 A 0 22 0 A Common Stock 22 2959 D Restricted Stock Units (Deferred Stock Award) 2/15/18 2020-09-30 4 A 0 19 0 A Common Stock 19 2615 D Restricted Stock Units (Deferred Stock Award) 2/14/19 2020-09-30 4 A 0 19 0 A Common Stock 19 2624 D Restricted Stock Units (Deferred Stock Award) 2/13/20 2020-09-30 4 A 0 29 0 A Common Stock 29 3919 D RESTRICTED STOCK UNITS CUMULATIVE TOTAL Common Stock 311 42654 D Deferred Director Fees 2020-09-30 4 A 0 19 0 A Common Stock 19 3201 D Conversion or Exercise Price of Derivative Securities is 1-for-1. Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving. These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: change in control of the Company, the director's death or permanent and total disability, or one day after the director ceases to be a director of the Company. This amount represents the cumulative total of all Restricted Stock Units (deferred stock awards) granted to reporting person. This cumulative total does not represent additional Restricted Stock Units granted to the reporting person, but is merely a total of all awards reported separately on this SEC Form 4. These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company. /s/ Patricia C. Lecher, as Attorney-in-Fact for Neil S. Novich 2020-10-02