0001261380-16-000114.txt : 20161117
0001261380-16-000114.hdr.sgml : 20161117
20161117185900
ACCESSION NUMBER: 0001261380-16-000114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161116
FILED AS OF DATE: 20161117
DATE AS OF CHANGE: 20161117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IRIDEX CORP
CENTRAL INDEX KEY: 0001006045
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770210467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 1212 TERRA BELLA AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509404700
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dizon Romeo R
CENTRAL INDEX KEY: 0001658282
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27598
FILM NUMBER: 162006163
MAIL ADDRESS:
STREET 1: 1212 TERRA BELLA AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-11-16
0001006045
IRIDEX CORP
IRIX
0001658282
Dizon Romeo R
1212 TERRA BELLA AVENUE
MOUNTAIN VIEW
CA
94043
0
0
0
1
Principal Accounting Officer
Common Stock
2016-11-16
4
M
0
334
5.92
A
20434
D
Common Stock
2016-11-16
4
S
0
334
16.04
D
20100
D
Common Stock
2016-11-16
4
M
0
125
8.58
A
20225
D
Common Stock
2016-11-16
4
S
0
125
16.04
D
20100
D
Common Stock
2016-11-16
4
M
0
125
10.73
A
20225
D
Common Stock
2016-11-16
4
S
0
125
16.04
D
20100
D
Stock Option Right to Buy
5.92
2016-11-16
4
M
0
334
0
D
2013-10-19
2020-09-19
Common Stock
334
1833
D
Stock Option Right to Buy
8.58
2016-11-16
4
M
0
125
0
D
2014-03-06
2021-02-06
Common Stock
125
937
D
Stock Option Right to Buy
10.73
2016-11-16
4
M
0
125
0
D
2015-03-24
2022-02-24
Common Stock
125
1750
D
This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.
The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.
/s/ Susan Bruce, Attorney-in-Fact for Romeo R. Dizon
2016-11-17