0001261380-15-000053.txt : 20150819 0001261380-15-000053.hdr.sgml : 20150819 20150819182223 ACCESSION NUMBER: 0001261380-15-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150817 FILED AS OF DATE: 20150819 DATE AS OF CHANGE: 20150819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IRIDEX CORP CENTRAL INDEX KEY: 0001006045 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770210467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1212 TERRA BELLA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509404700 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mackaness James H CENTRAL INDEX KEY: 0001422484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27598 FILM NUMBER: 151065070 MAIL ADDRESS: STREET 1: 1212 TERRA BELLA AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-08-17 0001006045 IRIDEX CORP IRIX 0001422484 Mackaness James H 1212 TERRA BELLA AVENUE MOUNTAIN VIEW CA 94043 0 1 0 0 CFO and COO Common Stock 2015-08-17 4 M 0 1779 4.31 A 45796 D Coommon Stock 2015-08-17 4 S 0 2235 7.05 D 44017 D Common Stock 2015-08-18 4 M 0 1986 4.31 A 46517 D Common Stock 2015-08-18 4 S 0 2500 7.10 D 44531 D Common Stock 2015-08-18 4 M 0 100 4.31 A 44658 D Common Stock 2015-08-18 4 S 0 127 7.15 D 44558 D Stock Option Right to Buy 4.31 2015-08-17 4 M 0 2235 0 D 2017-04-29 Common Stock 2235 9000 D Stock Option Right to Buy 4.31 2015-08-18 4 M 0 2627 0 D 2017-04-29 Common Stock 2627 6373 D The sale reported in this Form 4 is a sell to cover transaction. This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3. Shares subject to the option are fully vested and exercisable. /s/ Susan Bruce, Attorney-in-Fact for James H. Mackaness 2015-08-19