0001209191-21-042593.txt : 20210622 0001209191-21-042593.hdr.sgml : 20210622 20210622202418 ACCESSION NUMBER: 0001209191-21-042593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210616 FILED AS OF DATE: 20210622 DATE AS OF CHANGE: 20210622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Tom Y CENTRAL INDEX KEY: 0001623609 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14468 FILM NUMBER: 211036936 MAIL ADDRESS: STREET 1: 1807 SAN GABRIEL BLVD. CITY: SAN GABRIEL STATE: CA ZIP: 91776 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PURE BIOSCIENCE, INC. CENTRAL INDEX KEY: 0001006028 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 330530289 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 9669 HERMOSA AVENUE CITY: RANCHO CUCAMONGA STATE: CA ZIP: 91730 BUSINESS PHONE: 619-596-8600 MAIL ADDRESS: STREET 1: 9669 HERMOSA AVENUE CITY: RANCHO CUCAMONGA STATE: CA ZIP: 91730 FORMER COMPANY: FORMER CONFORMED NAME: PURE BIOSCIENCE DATE OF NAME CHANGE: 20031029 FORMER COMPANY: FORMER CONFORMED NAME: PURE BIOSCIENCES DATE OF NAME CHANGE: 20031029 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATIVE MEDICAL SERVICES DATE OF NAME CHANGE: 19960122 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-16 0 0001006028 PURE BIOSCIENCE, INC. PURE 0001623609 Lee Tom Y 1807 SAN GABRIEL BLVD. SAN GABRIEL CA 91776 1 1 0 0 Chief Executive Officer Common Stock 2021-06-16 4 P 0 35998 0.431 A 4732366 D Common Stock 13401951 I By Plum Investments, L.P. Common Stock 1000000 I By Kamika Shay Lee Trust Dated July 1, 2019 Common Stock 1000000 I By Karissa Shay Lee Trust Dated July 1, 2019 Common Stock 1000000 I By Tessa Melody Shin Trust Dated February 12, 2020 Common Stock 717665 I By wife Stock Option (Right to Buy) 0.45 2021-06-18 4 A 0 150000 0.00 A 2031-06-18 Common Stock 150000 150000 D Stock Option (Right to Buy) 0.45 2021-06-18 4 A 0 200000 0.00 A 2031-06-18 Common Stock 200000 200000 D This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $0.425 to $0.438. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Mr. Lee is the general partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Mr. Lee is a trustee of the Kamika Shay Lee Trust Dated July 1, 2019, Karissa Shay Lee Trust Dated July 1, 2019 and Tessa Melody Shin Trust Dated February 12, 2020 and has voting and dispositive power with respect to these shares The option shares shall vest and become exercisable as follows: (i) 50% of the option will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2022 or January 15, 2022 and (ii) 50% of the options will vest on the earlier of the date of the Issuer's annual meeting of stockholders held in 2023 or January 15, 2023. The option shares shall vest and become exercisable in four equal installments on September 18, 2021, December 18, 2021, March 18, 2022 and June 18, 2022. /s/ Tom Lee 2021-06-22