0001209191-19-052410.txt : 20191003 0001209191-19-052410.hdr.sgml : 20191003 20191003182826 ACCESSION NUMBER: 0001209191-19-052410 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191001 FILED AS OF DATE: 20191003 DATE AS OF CHANGE: 20191003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Tom Y CENTRAL INDEX KEY: 0001623609 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14468 FILM NUMBER: 191137095 MAIL ADDRESS: STREET 1: 1807 SAN GABRIEL BLVD. CITY: SAN GABRIEL STATE: CA ZIP: 91776 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PURE BIOSCIENCE, INC. CENTRAL INDEX KEY: 0001006028 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 330530289 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1725 GILLESPIE WAY CITY: EL CAJON STATE: CA ZIP: 92020 BUSINESS PHONE: 619-596-8600 MAIL ADDRESS: STREET 1: 1725 GILLESPIE WAY CITY: EL CAJON STATE: CA ZIP: 92020 FORMER COMPANY: FORMER CONFORMED NAME: PURE BIOSCIENCE DATE OF NAME CHANGE: 20031029 FORMER COMPANY: FORMER CONFORMED NAME: PURE BIOSCIENCES DATE OF NAME CHANGE: 20031029 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATIVE MEDICAL SERVICES DATE OF NAME CHANGE: 19960122 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-10-01 0 0001006028 PURE BIOSCIENCE, INC. PURE 0001623609 Lee Tom Y 1807 SAN GABRIEL BLVD. SAN GABRIEL CA 91776 1 0 0 0 Common Stock 2019-10-02 4 P 0 1000000 0.29 A 22136186 I By Plum Investments, L.P. Common Stock 4362490 D Common Stock 1000000 I By By Kamika Shay Lee Trust Dated July 1, 2019 Common Stock 1000000 I By By Karissa Shay Lee Trust Dated July 1, 2019 Common Stock 717665 I By Wife Stock Option (Right to Buy) 0.29 2019-10-01 4 A 0 150000 0.00 A 2029-10-01 Common Stock 150000 150000 D Mr. Lee is the general partner and sole limited partner of Plum Investments, L.P., and has ultimate voting and investment control over the shares held by Plum Investments, L.P. Mr. Lee is a trustee of the Kamika Shay Lee Trust Dated July 1, 2019 and Karissa Shay Lee Trust Dated July 1, 2019 and has voting and dispositive power with respect to these shares The option shares shall vest and become exercisable in four equal installments on January 1, 2020, April 1, 2020, July 1, 2020 and October 1, 2020. /s/ Tom Lee 2019-10-03