-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SabLOkUwm5eoMT02E47+PajeKuhKiZsA7S9KHrVGB4MpUJFuDGUviVjWWJ/g4uog tlXVMWyyw46wW1kxarmeqw== 0000950123-99-006404.txt : 19990712 0000950123-99-006404.hdr.sgml : 19990712 ACCESSION NUMBER: 0000950123-99-006404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990709 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARTY CITY CORP CENTRAL INDEX KEY: 0001005972 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 223033692 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-27826 FILM NUMBER: 99661666 BUSINESS ADDRESS: STREET 1: 450 COMMONS WAY CITY: ROCKAWAY STATE: NJ ZIP: 07860 BUSINESS PHONE: 2019830888 MAIL ADDRESS: STREET 2: 400 COMMONS WAY CITY: ROCKAWAY STATE: NJ ZIP: 07866 COMPANY DATA: COMPANY CONFORMED NAME: FUTTERMAN JACK CENTRAL INDEX KEY: 0001047993 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 16315 VINTAGE OAK LANE CITY: DELRAY BEACH STATE: FL ZIP: 33484 BUSINESS PHONE: 5616379967 MAIL ADDRESS: STREET 1: 16315 VINTAGE OAK LANE CITY: DELRAY BEACH STATE: FL ZIP: 33484 4 1 PARTY CITY CORPORATION/JACK FUTTERMAN 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: FEBRUARY 1, 2001 Estimated average burden hours per response.........1.0 ------------------------------ [_] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person FUTTERMAN JACK - -------------------------------------------------------------------------------- (Last) (First) (Middle) C/O PARTY CITY CORPORATION 400 COMMONS WAY - -------------------------------------------------------------------------------- (Street) ROCKAWAY NEW JERSEY 07866 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol PARTY CITY CORPORATION (PCTY) ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year 6/99 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [_] 10% Owner [X] Officer (give title below) [_] Other (specify below) Chief Executive Officer and Chairman ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4, and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (Month/Day/Year) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 1,500 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) SFC 1474 (3/91) 2 FORM 4 (Continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
2. Conver- 5. sion Number of or Derivative 6. Exer- 4. Securities Date cise 3. Trans- Acquired (A) Exercisable and Price Trans- action or Disposed Expiration Date 1. of action Code of(D) (Month/Day/Year) Title of Deriv- Date (Instr. (Instr. 3, ------------------ Derivative ative (Month/ 8) 4, and 5) Date Expira- Security Secur- Day/ ------------ -------------- Exer- tion (Instr. 3) ity Year) Code V (A) (D) cisable Date - ------------------------------------------------------------------------------------------------------------- STOCK OPTIONS (RIGHT TO BUY) $ 3.00 6/8/99 A 1,000,000* 6/8/99 6/8/2004 - ------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------- =============================================================================================================
10. 9. Owner- Number ship of Form Deriv- of 7. ative Deriv- 11. Title and Amount Secur- ative Nature of Underlying 8. ities Secur- of Securities Price Bene- ity: In- (Instr. 3 and 4) of ficially Direct direct ---------------- Deriv- Owned (D) or Bene- 1. Amount ative at End In- ficial Title of or Secur- of direct Owner- Derivative Number ity Month (I) ship Security of (Instr. (Instr. (Instr. (Instr. (Instr. 3) Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------ STOCK OPTIONS COMMON (RIGHT TO BUY) STOCK 1,000,000 N/A 1,030,000 D - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ Total: 1,030,000 - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ ==========================================================================================
Explanation of Responses: * Granted pursuant to an Option Agreement Between Steven Mandell and the Reporting Person dated June 8, 1999. BY: /s/ Jack Futterman July 9, 1999 - --------------------------------------------- ----------------------- Signature of Reporting Person Date Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----