-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BGVY9n0DVFk1pwIOzRNh5TNTINELPysqnr15vIJtP4mw0W6CihCpr/d6tXc95QmR 4O7AS+JoJIs077yD3leAfg== 0000950123-99-000103.txt : 19990111 0000950123-99-000103.hdr.sgml : 19990111 ACCESSION NUMBER: 0000950123-99-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARTY CITY CORP CENTRAL INDEX KEY: 0001005972 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 223033692 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-27826 FILM NUMBER: 99503441 BUSINESS ADDRESS: STREET 1: 450 COMMONS WAY CITY: ROCKAWAY STATE: NJ ZIP: 07860 BUSINESS PHONE: 2019830888 MAIL ADDRESS: STREET 2: 400 COMMONS WAY CITY: ROCKAWAY STATE: NJ ZIP: 07866 COMPANY DATA: COMPANY CONFORMED NAME: LAUBER DAVID E CENTRAL INDEX KEY: 0001059064 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O PARTY CITY CORP STREET 2: 400 COMMONS WAY BLDG C CITY: ROCKAWAY STATE: NJ ZIP: 07866 BUSINESS PHONE: 9739830888 MAIL ADDRESS: STREET 1: C/O PARTY CITY CORP STREET 2: 400 COMMONS WAY BLDG C CITY: ROCKAWAY STATE: NJ ZIP: 07866 4 1 FORM 4: PARTY CITY/D. LAUBER 1 ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: February 1, 2001 Estimated average burden hours per response ....... 1.0 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(1) of the Investment Company Act of 1940 [ ] Check this box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person LAUBER DAVID E. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Party City Corporation 400 Commons Way - -------------------------------------------------------------------------------- (Street) Rockaway New Jersey 07866 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol PARTY CITY CORPORATION (PCTY) ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year 12/98 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ X ] Director [ ] 10% Owner [ X ] Officer (give title below) [ ] Other (specify below) Executive Vice President and Chief Financial Officer ================================================================================ Table 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================
6. Owner- 4. Securities Acquired (A) or 5. Amount of ship Disposed of (D) Securities Form: 2. Transaction 3. Transaction (Instr. 3, 4 and 5) Beneficially Direct 7. Nature of Date Code ------------------------------- Owned at End (D) or Indirect (Month/ (Instr. 8) (A) of Month Indirect Beneficial 1. Title of Security Day/ ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) Year) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/1/98 S 2,000 D 15 7/8 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/2/98 S 3,500 D 15 7/8 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/2/98 S 4,500 D 15.0968 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/7/98 S 13,000 D 16 1/2 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/8/98 S 5,500 D 15.6364 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/11/98 S 9,000 D 14 3/8 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/11/98 S 1,000 D 14 3/8 NONE N/A - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (over) SFC 1474 (3/91) 2 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - --------------------------------------------------------------------------------
9. Number 10. Owner- of ship Deriv- Form of ative Deriv- 2. Conver- 5. Number of 7. Title and Amount Secur- ative 11. Nat- sion or Derivative of Underlying ities Secur- ure of Exer- Securities 6. Date Securities 8. Price Bene- ity: In- cise 4. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price 3. Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial 1. Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4, and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Stock Options Common (right to purchase) Stock 121,500 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: By: /s/ David E. Lauber January 7, 1999 -------------------------------------- ------------------------- Signature of Reporting Person Date Intentional misstatements or omissions of facts constitute federal criminal violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----