-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VBPhExCrpCRCITfx1ZivxkZavWMwpd/0grTLdsbY2MVsz+ZH6Yi6VkZXyUPGvgqS 1G5fBDg1U7xxMywF7H+pnA== 0000950123-98-003527.txt : 19980409 0000950123-98-003527.hdr.sgml : 19980409 ACCESSION NUMBER: 0000950123-98-003527 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980331 FILED AS OF DATE: 19980408 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARTY CITY CORP CENTRAL INDEX KEY: 0001005972 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 223033692 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-27826 FILM NUMBER: 98589347 BUSINESS ADDRESS: STREET 1: 450 COMMONS WAY CITY: ROCKAWAY STATE: NJ ZIP: 07860 BUSINESS PHONE: 2019830888 MAIL ADDRESS: STREET 2: 400 COMMONS WAY CITY: ROCKAWAY STATE: NJ ZIP: 07866 COMPANY DATA: COMPANY CONFORMED NAME: LAUBER DAVID E CENTRAL INDEX KEY: 0001059064 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O PARTY CITY CORP STREET 2: 400 COMMONS WAY BLDG C CITY: ROCKAWAY STATE: NJ ZIP: 07866 BUSINESS PHONE: 9739830888 MAIL ADDRESS: STREET 1: C/O PARTY CITY CORP STREET 2: 400 COMMONS WAY BLDG C CITY: ROCKAWAY STATE: NJ ZIP: 07866 4 1 FORM 4 - D.E. LAUBER 1 --------------------------- OMB APPROVAL --------------------------- - ------ OMB Number: 3235-0287 FORM 4 Expires: April 30, 1997 - ------ Estimated average burden hours per response .... 0.5 --------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP / / Check this box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1935 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Lauber David E. Party City Corporation (PCTY) Issuer (Check all applicable) - ------------------------------------------- -------------------------------------------- X Director 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- Number of Reporting Month/Year X Officer (give Other (Specify c/o 400 Commons Way Person (Voluntary) 3/98 ---- title --- below) - --------------------------------------------- ###-##-#### ------------------- below) (Street) -------------------- 5. If Amendment, Executive Vice President and Chief Rockaway, NJ 07866 Date of Original Financial Officer - --------------------------------------------- (Month/Year) (City) (State) (Zip) ------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by more than one __ Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature (Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In- Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct (Instr. 8) End of Month Direct Benefi- (Month/ (Instr. 3 and 4) (D) or cial Day/ --------------------------------------- Indirect Owner- Year) Code V Amount (A) or Price (I) ship (D) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/11/98 S 500 D $27.875 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/18/98 S 5,000 D $30.50 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/18/98 S 5,000 D $30.25 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/18/98 S 5,000 D $30.125 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/18/98 S 10 ,000 D $30.125 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/19/98 S 12,500 D $30.50 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/2/98 P 60,000 A $1.67 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/27/98 P 30,000 A $1.67 D - ------------------------------------------------------------------------------------------------------------------------------------ 53,500 - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1474 (8/92)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv- Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative Deriv- Day/ Disposed of (D) (Month/Day/ Secur- ative Year) (Instr. 3, 4, Year) ity Security and 5) (Instr. 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option 2/24/98 A 16,500* * 2/24/08 Common Stock 16,500 - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option 3/2/98 D 60,000 ** Common Stock 60,000 - ------------------------------------------------------------------------------------------------------------------------------------ Stock Option 3/27/98 D 30,000 ** Common Stock 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 9. Number of 10. Ownership 11. Nature of Security Derivative Form of Indirect (Instr. 3) Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------- D - ------------------------------------------------------------------------------------------------------- D - ------------------------------------------------------------------------------------------------------- D - ------------------------------------------------------------------------------------------------------- 121,500*** - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- Explanation of Responses: * 5,500 shares are exercisable 2/24/99; 5,500 shares are exercisable 2/24/00; and 5,500 shares are exercisable 2/24/01; awarded pursuant to a non-qualified option grant. David E. Lauber April 7, 1998 ** Disposition pursuant to exercise of an option. ---------------------------------------- *** Reflects a stock split on January 20, 1998. Signature of Reporting Person Date **** Intentional misstatements or omissions of facts constitute federal criminal violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note. File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.
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