-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LM4SW8tm5LC2aQx9jLKs9cVy6Nffa5AkaD4RURvN+hwq3RGTlnZJoBhK4kLaNjjT CHmvlJ4n1blEC8HSMCErnQ== 0000936392-99-001113.txt : 19990914 0000936392-99-001113.hdr.sgml : 19990914 ACCESSION NUMBER: 0000936392-99-001113 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990816 FILED AS OF DATE: 19990913 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARTY CITY CORP CENTRAL INDEX KEY: 0001005972 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 223033692 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: SEC FILE NUMBER: 000-27826 FILM NUMBER: 99710516 BUSINESS ADDRESS: STREET 1: 450 COMMONS WAY CITY: ROCKAWAY STATE: NJ ZIP: 07860 BUSINESS PHONE: 2019830888 MAIL ADDRESS: STREET 2: 400 COMMONS WAY CITY: ROCKAWAY STATE: NJ ZIP: 07866 COMPANY DATA: COMPANY CONFORMED NAME: TENNENBAUM & CO LLC CENTRAL INDEX KEY: 0001018962 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 954587347 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: 32ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067-6100 BUSINESS PHONE: 3102017882 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS CITY: LOS ANGELES STATE: CA ZIP: 90067-6100 3/A 1 AM. #1 TO FORM 3 1 - -------- ------------------------------ FORM 3 OMB APPROVAL - -------- ------------------------------ OMB Number: 3235-0104 Expires: September 30, 1999 Estimated average burden hours per response ....... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date Statement Trading Symbol of Original SPECIAL VALUE BOND FUND, LLC Party City Corporation (Month/Day/Year) - ---------------------------------------- (Month/Day/Year) (Nasdaq National Market: PCTY) (Last) (First) (Middle) September 1, 1999 ---------------------------------- June 26, 1999(1) 11100 Santa Monica Boulevard, Suite 210 ---------------------------- 5. Relationship of Reporting ----------------------- - ---------------------------------------- 3. IRS or Social Security Person to Issuer 7. Individual or Joint/ (Street) Number of Reporting (Check all applicable) Group Filing (Check Los Angeles, California 90025 Person (Voluntary) Director X 10% Owner Applicable Line) - -------------------------------------- 95-4758920 ----- ----- Form filed by (City) (State) (Zip) ---------------------------- Officer Other ----- One Reporting ----- (give ----- (specify Person title below) below) X Form filed by ----- More than One ---------------------------------- Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ (1)SEE THE DESCRIPTION UNDER THE HEADING "REASON FOR AMENDMENT" IN THE FORM 3 CONTINUATION SHEET ATTACHED HERETO. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) *If the Form is filed by more than one Reporting Person, see Instruction 5(b)(b) SEC 1473 (7/96)
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FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership Expiration Date Derivative Security Exercise Form of (Instr. 5) (Month/Day/ (Instr. 4) Price of Deriv- Year) Deriv- ative ative Security: Security Direct ------------------------------------------------- (D) or Date Expira- Amount or Indirect (I) Exercis- tion Title Number (Instr. 5) able Date of Shares - ------------------------------------------------------------------------------------------------------------------------------------ WARRANT 8/16/99 8/16/06 COMMON STOCK, 3,096,000 $3.00 D PAR VALUE $.01 PER SHARE - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: SPECIAL VALUE BOND FUND, LLC SEPTEMBER 10, 1999 BY: SVIM/MSM, LLC, ITS MANAGING MEMBER See the description under the heading "Joint Filer Information" BY: TENNENBAUM & CO., LLC, ITS MANAGING MEMBER in the Form 3 Continuation Sheet attached hereto. BY: /s/ MICHAEL E. TENNENBAUM -------------------------- ---------------- Michael E. Tennenbaum, Its Managing Member **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure. SEC 1473 (7/96) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
3 FORM 3 CONTINUATION SHEET REASON FOR AMENDMENT: On September 1, 1999, Special Value Bond Fund, LLC ("SVBF") purchased the warrant described herein from Tennenbaum & Co., LLC ("TCO"), which initially filed this Form 3 on June 26, 1999. Tennenbaum & Co., LLC may be continue to be deemed to share the powers of voting and disposition of the securities described herein (see "Explanation of Response" below). JOINT FILER INFORMATION: By reason of (i) SVIM/MSM, LLC's ("SVIM/MSM") position as managing member of SVBF, (ii) Special Value Investment Management, LLC's ("SVIM") position as investment advisor to SVBF, (iii) TCO's position as managing member of SVIM/MSM and SVIM and (iv) Michael Tennenbaum's position as managing member of TCO, each of SVIM/MSM, SVIM, TCO and Mr. Tennenbaum may be deemed to share the powers of voting and disposition of the securities described herein. See Joint Filer Information below. 4
FORM 3 CONTINUATION SHEET JOINT FILER INFORMATION NAME: SVIM/MSM, LLC ADDRESS: 11100 Santa Monica Boulevard, Suite 210 Los Angeles, California 90025 DESIGNATED FILER: Special Value Bond Fund, LLC ISSUER & TICKER SYMBOL: Party City Corporation (Nasdaq National Market: PCTY) DATE OF EVENT REQUIRING STATEMENT: September 1, 1999 SIGNATURE: SVIM/MSM, LLC By: Tennenbaum & Co., LLC, its Managing Member By: /s/ Michael E. Tennenbaum ------------------------------------------ Michael E. Tennenbaum, its Managing Member
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FORM 3 CONTINUATION SHEET JOINT FILER INFORMATION NAME: Special Value Investment Management, LLC ADDRESS: 11100 Santa Monica Boulevard, Suite 210 Los Angeles, California 90025 DESIGNATED FILER: Special Value Bond Fund, LLC ISSUER & TICKER SYMBOL: Party City Corporation (Nasdaq National Market: PCTY) DATE OF EVENT REQUIRING STATEMENT: September 1, 1999 SIGNATURE: SPECIAL VALUE INVESTMENT MANAGEMENT, LLC By: Tennenbaum & Co., LLC, its Managing Member By: /s/ Michael E. Tennenbaum ------------------------------------------ Michael E. Tennenbaum, its Managing Member
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FORM 3 CONTINUATION SHEET JOINT FILER INFORMATION NAME: Tennenbaum & Co., LLC ADDRESS: 11100 Santa Monica Boulevard, Suite 210 Los Angeles, California 90025 DESIGNATED FILER: Special Value Bond Fund, LLC ISSUER & TICKER SYMBOL: Party City Corporation (Nasdaq National Market: PCTY) DATE OF EVENT REQUIRING STATEMENT: September 1, 1999 SIGNATURE: TENNENBAUM & CO., LLC By: /s/ Michael E. Tennenbaum ------------------------------------------ Michael E. Tennenbaum, its Managing Member
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FORM 3 CONTINUATION SHEET JOINT FILER INFORMATION NAME: Michael E. Tennenbaum ADDRESS: 11100 Santa Monica Boulevard, Suite 210 Los Angeles, California 90025 DESIGNATED FILER: Special Value Bond Fund, LLC ISSUER & TICKER SYMBOL: Party City Corporation (Nasdaq National Market: PCTY) DATE OF EVENT REQUIRING STATEMENT: September 1, 1999 SIGNATURE: /s/ Michael E. Tennenbaum --------------------------------- Michael E. Tennenbaum
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