-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LmVvqct+5y4YctSXfQr53yL3uyiMNVmpGDjQNqClR6ND4VRySOVM/ZPCbwPCdqEm 2lUztepYnTdq6H85hEdLSg== /in/edgar/work/0000899140-00-000439/0000899140-00-000439.txt : 20001017 0000899140-00-000439.hdr.sgml : 20001017 ACCESSION NUMBER: 0000899140-00-000439 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001005 FILED AS OF DATE: 20001016 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARTY CITY CORP CENTRAL INDEX KEY: 0001005972 STANDARD INDUSTRIAL CLASSIFICATION: [5940 ] IRS NUMBER: 223033692 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-27826 FILM NUMBER: 740555 BUSINESS ADDRESS: STREET 1: 450 COMMONS WAY STREET 2: BLDG C CITY: ROCKAWAY STATE: NJ ZIP: 07860 BUSINESS PHONE: 9739830888 MAIL ADDRESS: STREET 1: 400 COMMONS WAY CITY: ROCKAWAY STATE: NJ ZIP: 07866 COMPANY DATA: COMPANY CONFORMED NAME: TENNENBAUM MICHAEL E CENTRAL INDEX KEY: 0001095153 STANDARD INDUSTRIAL CLASSIFICATION: [ ]DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: STE 210 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3105661001 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: STE 210 CITY: LOS ANGELES STATE: CA ZIP: 90025 3 1 0001.txt FORM 3 FORM 3 ------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
--------------------------------------- ------------------------ -------------------------------------------------------- 1. Name and Address of Reporting Person 2. Date of Event 4. Issuer Name and Ticket Requiring Statement or Trading Symbol (Month/Day/Year) Party City Corporation (PCTY) Tennenbaum, Michael 10/5/00 - ---------------------------------------- ------------------------ ---------------------------- --------------------- (Last) (First) (Middle) 3. IRS or Social Security 5. Relationship of Reporting 6. If Amendment, Number of Reporting Person to Issuer Date of Original Person (Voluntary) (Check all applicable) (Month/Day/Year) [X] Director [X] 10% Owner [ ] Officer [ ] Other (specify (title below) below) c/o Tennenbaum & Co., LLC ----------------------------------- 11100 Santa Monica Blvd., Suite 210 7. Individual or Joint/Group Filing - -------------------------------------- (Check Applicable Line) (Street) _X_ Form filed by One Reporting Person ___ Form filed by More than One Los Angeles California 90025 Reporting Person - -------------------------------------------------------------------- ------------------------------------------------------------- (City) (State) (Zip)
Table I -- Non-Derivative Securities Beneficially Owned -------------------------------- -------------------------------- ---------------------- ---------------------------------------- 1.Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Direct (D) or Ownership (Instr. 5) (Instr. 4) Indirect (I) (Instr. 5) -------------------------------- -------------------------------- ---------------------- ---------------------------------------- Common Stock, par value $0.01 3,096,000(1) I(1) (1) per share(1) -------------------------------- -------------------------------- ---------------------- ---------------------------------------- -------------------------------- -------------------------------- ---------------------- ---------------------------------------- -------------------------------- -------------------------------- ---------------------- ---------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (7-96)
FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------- -------------------------- ------------------------- ---------------- ------------------- ------------- 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of 4. Conversion 5. Ownership 6. Nature of (Instr. 4) and Expiration Date Securities Underlying or Exercise Form of Indirect (Month/Day/Year) Derivative Security of Price of Derivative Beneficial (Instr. 4) Derivative Security: Ownership Security Direct (D) (Instr.5) or Indirect (I) (Instr. 5) ------------- --------- ------------------------ Date Expiration Title Amount or Exercisable Date Number of Shares - ---------------------- ------------- --------- ------------ ----------- -------------- ----------------- -------------- - ---------------------- ------------- --------- ------------ ----------- -------------- ----------------- -------------- - ---------------------- ------------- --------- ------------ ----------- -------------- ----------------- -------------- Explanation of Responses: (1) The reporting person is the Managing Member of Tennenbaum & Co., which is the Managing Member of SVIM/MSM, LLC, the Managing Member of Special Value Bond Fund, LLC ("Special Value Bond Fund"). Special Value Bond Fund beneficially owns 3,096,000 shares subject to outstanding warrants to purchase Party City Corporation common stock which are exercisable within the next 60 days. Accordingly, through his affiliation with Special Value Bond Fund, the reporting person may be deemed to beneficially own 3,096,000 shares of Party City Corporation common stock. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. By: /s/ Michael Tennenbaum October 16, 2000 ------------------------------- -------------------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2
-----END PRIVACY-ENHANCED MESSAGE-----