0001209191-12-043625.txt : 20120829
0001209191-12-043625.hdr.sgml : 20120829
20120829155049
ACCESSION NUMBER: 0001209191-12-043625
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120823
FILED AS OF DATE: 20120829
DATE AS OF CHANGE: 20120829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEVINSON DANIEL
CENTRAL INDEX KEY: 0001116164
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31756
FILM NUMBER: 121063166
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARGAN INC
CENTRAL INDEX KEY: 0000100591
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 131947195
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: ONE CHURCH STREET SUITE 401
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 301 315-0027
MAIL ADDRESS:
STREET 1: ONE CHURCH STREET SUITE 401
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
FORMER COMPANY:
FORMER CONFORMED NAME: PUROFLOW INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRA DYNAMICS CORP
DATE OF NAME CHANGE: 19830522
4
1
c29801_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2012-08-23
0000100591
ARGAN INC
AGX
0001116164
LEVINSON DANIEL
120 POST ROAD WEST
SUITE 101
WESTPORT
CT
06880
0
0
1
0
Common Stock
2012-08-23
4
X
0
32000
7.75
A
32000
I
By MSR Advisors, Inc.
Common Stock
879730
I
By MSR I SBIC, L.P.
Common Stock
440540
I
By MSR Fund II L.P.
Common Stock
3000
I
Tri-Lev LLC
Warrant to purchase Common Stock
7.75
2012-08-23
4
X
0
32000
0
D
2003-04-29
2012-12-31
Common Stock
32000
8000
I
By MSR Advisors, Inc.
Mr. Levinson is the president and sole shareholder of MSR Advisors, Inc. ("MSRA"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares and warrants owned by MSRA. Mr. Levinson disclaims beneficial ownership of all such shares and warrants owned by MSRA.
Mr. Levinson is the managing member of MSR I SBIC Partners, LLC, which is the general partner of MSR I SBIC, L.P. ("MSRI LP"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares owned by MSRI LP. Mr. Levinson disclaims beneficial ownership of all such shares owned by MSRI LP.
Mr. Levinson is the managing member of MSR Fund II GP, LLC, which is the general partner of MSR Fund II L.P. ("MSRII LP"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares owned by MSRII LP. Mr. Levinson disclaims beneficial ownership of all such shares owned by MSRII LP.
Mr. Levinson is the managing member of Tri-Lev LLC ("Tri-Lev"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares owned by Tri-Lev. Mr. Levinson disclaims beneficial ownership of all such shares owned by Tri-Lev.
Mr. Levinson directly owns stock options to purchase 30,000 shares of common stock.
/s/ Daniel A. Levinson
2012-08-29