0001209191-12-043625.txt : 20120829 0001209191-12-043625.hdr.sgml : 20120829 20120829155049 ACCESSION NUMBER: 0001209191-12-043625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120823 FILED AS OF DATE: 20120829 DATE AS OF CHANGE: 20120829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVINSON DANIEL CENTRAL INDEX KEY: 0001116164 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31756 FILM NUMBER: 121063166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGAN INC CENTRAL INDEX KEY: 0000100591 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 131947195 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE CHURCH STREET SUITE 401 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301 315-0027 MAIL ADDRESS: STREET 1: ONE CHURCH STREET SUITE 401 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: PUROFLOW INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ULTRA DYNAMICS CORP DATE OF NAME CHANGE: 19830522 4 1 c29801_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2012-08-23 0000100591 ARGAN INC AGX 0001116164 LEVINSON DANIEL 120 POST ROAD WEST SUITE 101 WESTPORT CT 06880 0 0 1 0 Common Stock 2012-08-23 4 X 0 32000 7.75 A 32000 I By MSR Advisors, Inc. Common Stock 879730 I By MSR I SBIC, L.P. Common Stock 440540 I By MSR Fund II L.P. Common Stock 3000 I Tri-Lev LLC Warrant to purchase Common Stock 7.75 2012-08-23 4 X 0 32000 0 D 2003-04-29 2012-12-31 Common Stock 32000 8000 I By MSR Advisors, Inc. Mr. Levinson is the president and sole shareholder of MSR Advisors, Inc. ("MSRA"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares and warrants owned by MSRA. Mr. Levinson disclaims beneficial ownership of all such shares and warrants owned by MSRA. Mr. Levinson is the managing member of MSR I SBIC Partners, LLC, which is the general partner of MSR I SBIC, L.P. ("MSRI LP"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares owned by MSRI LP. Mr. Levinson disclaims beneficial ownership of all such shares owned by MSRI LP. Mr. Levinson is the managing member of MSR Fund II GP, LLC, which is the general partner of MSR Fund II L.P. ("MSRII LP"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares owned by MSRII LP. Mr. Levinson disclaims beneficial ownership of all such shares owned by MSRII LP. Mr. Levinson is the managing member of Tri-Lev LLC ("Tri-Lev"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares owned by Tri-Lev. Mr. Levinson disclaims beneficial ownership of all such shares owned by Tri-Lev. Mr. Levinson directly owns stock options to purchase 30,000 shares of common stock. /s/ Daniel A. Levinson 2012-08-29