0001104659-16-148632.txt : 20161004 0001104659-16-148632.hdr.sgml : 20161004 20161004165650 ACCESSION NUMBER: 0001104659-16-148632 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161003 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGAN INC CENTRAL INDEX KEY: 0000100591 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 131947195 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301 315-0027 MAIL ADDRESS: STREET 1: ONE CHURCH STREET SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER COMPANY: FORMER CONFORMED NAME: PUROFLOW INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ULTRA DYNAMICS CORP DATE OF NAME CHANGE: 19830522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Deily Richard H CENTRAL INDEX KEY: 0001358787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31756 FILM NUMBER: 161919792 MAIL ADDRESS: STREET 1: C/O ARGAN, INC. STREET 2: ONE CHURCH STREET, SUITE 201 CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER NAME: FORMER CONFORMED NAME: DEILY HANK DATE OF NAME CHANGE: 20060410 4 1 a4.xml 4 X0306 4 2016-10-03 0 0000100591 ARGAN INC AGX 0001358787 Deily Richard H C/O ARGAN, INC., ONE CHURCH STREET, SUITE 201 ROCKVILLE MD 20850 0 1 0 0 Vice President Common Stock 2016-10-03 4 M 0 2350 16.47 A 2350 D Common Stock 2016-10-03 4 S 0 2350 59.0002 D 0 D Stock Option to purchase Common Stock 0 2013-04-02 2027-04-13 Common Stock 12650 12650 D On October 3, 2016, the Reporting Person exercised his stock option received pursuant to an agreement dated April 2, 2012 to purchase 2,350 shares of the Issuer's common stock at a price of $16.47 per share. On October 3, 2016, the Reporting Person sold 2,350 shares of the Issuer's common stock on the open market at a price of $59.0002 per share. As of the date of this Filing, the Reporting Person does not own any share of common stock of the Issuer other than options to purchase a total of 12,650 shares of common stock, which include options to purchase 2,650 shares of common stock at the price of $16.47 per share with the date exercisable of 04/02/2013 and expiration date of 04/02/2019 and options to purchase 10,000 shares of common stock at the price of $33.85 per share with the date exercisable of 04/13/2017 and expiration date of 04/13/2027. /s/ Richard H. Deily 2016-10-04