The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| CHINA MOBILE GAMES AND ENTMT G | SPONSORED ADR | 16952T100 | 11,278 | 629,000 | SH | DFND | 1 | 629,000 | 0 | 0 | |
| ISHARES | NASDQ BIOTEC ETF | 464287556 | 1,794 | 5,915 | SH | DFND | 1 | 5,915 | 0 | 0 | |
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 74 | 10,399 | SH | DFND | 1 | 10,399 | 0 | 0 | |
| EXACT SCIENCES CORP | COM | 30063P105 | 337 | 12,300 | SH | DFND | 1 | 12,300 | 0 | 0 | |
| NETEASE INC | SPONSORED ADR | 64110W102 | 1,249 | 12,600 | SH | DFND | 1 | 12,600 | 0 | 0 | |
| BAIDU INC | SPON ADR REP A | 056752108 | 4,648 | 20,387 | SH | DFND | 1 | 20,387 | 0 | 0 | |
| GOOGLE INC | CL A | 38259P508 | 909 | 1,713 | SH | DFND | 1 | 1,713 | 0 | 0 | |
| GOOGLE INC | CL C | 38259P706 | 902 | 1,713 | SH | DFND | 1 | 1,713 | 0 | 0 | |
| BOFI HLDG INC | COM | 05566U108 | 973 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
| PANERA BREAD CO | CL A | 69840W108 | 647 | 3,700 | SH | DFND | 1 | 3,700 | 0 | 0 | |
| INTEROIL CORP | COM | 460951106 | 1,020 | 20,900 | SH | DFND | 1 | 20,900 | 0 | 0 | |
| PENNEY J C INC | COM | 708160106 | 598 | 92,255 | SH | DFND | 1 | 92,255 | 0 | 0 | |
| ISHARES TR | TIPS BD ETF | 464287176 | 2,461 | 21,975 | SH | DFND | 1 | 21,975 | 0 | 0 | |
| CLOROX CO DEL | COM | 189054109 | 2,192 | 21,034 | SH | DFND | 1 | 21,034 | 0 | 0 | |
| XUEDA ED GROUP | SPONSORED ADR | 98418W109 | 482 | 201,700 | SH | DFND | 1 | 201,700 | 0 | 0 | |
| E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 2,095 | 289,330 | SH | DFND | 1 | 289,330 | 0 | 0 | |
| POTASH CORP SASK INC | COM | 73755L107 | 3,976 | 112,575 | SH | DFND | 1 | 112,575 | 0 | 0 | |
| LEJU HLDGS LTD | SPONSORED ADS | 50187J108 | 164 | 15,220 | SH | DFND | 1 | 15,220 | 0 | 0 | |
| KELLOGG CO | COM | 487836108 | 2,609 | 39,877 | SH | DFND | 1 | 39,877 | 0 | 0 | |
| KIMBERLY CLARK CORP | COM | 494368103 | 3,351 | 29,000 | SH | DFND | 1 | 29,000 | 0 | 0 | |
| MCDONALDS CORP | COM | 580135101 | 3,631 | 38,757 | SH | DFND | 1 | 38,757 | 0 | 0 | |
| ABBVIE INC | COM | 00287Y109 | 2,921 | 44,636 | SH | DFND | 1 | 44,636 | 0 | 0 | |
| YUM BRANDS INC | COM | 988498101 | 626 | 8,600 | SH | DFND | 1 | 8,600 | 0 | 0 | |
| COLGATE PALMOLIVE CO | COM | 194162103 | 560 | 8,100 | SH | DFND | 1 | 8,100 | 0 | 0 | |
| LAS VEGAS SANDS CORP | COM | 517834107 | 832 | 14,300 | SH | DFND | 1 | 14,300 | 0 | 0 | |
| COCA COLA CO | COM | 191216100 | 2,669 | 63,220 | SH | DFND | 1 | 63,220 | 0 | 0 | |
| DISNEY WALT CO | COM DISNEY | 254687106 | 1,931 | 20,500 | SH | DFND | 1 | 20,500 | 0 | 0 | |
| PROCTER AND GAMBLE CO | COM | 742718109 | 2,880 | 31,614 | SH | DFND | 1 | 31,614 | 0 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,144 | 20,623 | SH | DFND | 1 | 20,623 | 0 | 0 | |
| VISA INC | COM CL A | 92826C839 | 787 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
| MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 | 591 | 37,190 | SH | DFND | 1 | 37,190 | 0 | 0 | |