DEFA14A 1 tmp-defa14a_051121.htm ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 14A
(Rule 14a-101)

Proxy Statement Pursuant to Section 14(a) of the Securities
Exchange Act of 1934

 

Filed by the Registrant ☑
Filed by a Party other than the Registrant ☐

Check the appropriate box:
☐ Preliminary Proxy Statement
Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
☐ Definitive Proxy Statement
☑ Definitive Additional Materials
☐ Soliciting Material Pursuant to §240.14a-12

 

Tompkins Financial Corporation
(Name of Registrant as Specified In Its Charter)
 
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check the appropriate box):
☑ No fee required.
☐ Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11.

  1) Title of each class of securities to which transaction applies:
  2) Aggregate number of securities to which transaction applies:
  3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
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☐ Fee paid previously with preliminary materials.

☐ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

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TOMPKINS FINANCIAL CORPORATION
C/O AMANDA LIPPINCOTT
118 EAST SENECA ST
P.O. BOX 460
ITHACA, NY 14851

D46913-P48764
 
 

 

You invested in TOMPKINS FINANCIAL CORPORATION and it’s time to vote!

You have the right to vote on proposals being presented at the Annual Meeting. This is an important notice regarding the availability of proxy materials for the shareholder meeting to be held on May 11, 2021.

 

Get informed before you vote 

View the Notice of Meeting/Proxy Statement, Corporate Report, and Form 10-K online OR you can receive a free paper or email copy of the materials and proxy card by requesting prior to April 27, 2021. If you would like to request a copy of the materials for this and/or future shareholder meetings, you may (1) visit www.ProxyVote.com, (2) call 1-800-579-1639 or (3) send an email to sendmaterial@proxyvote.com. If sending an email, please include your control number (indicated below) in the subject line. Unless requested, you will not otherwise receive a paper or email copy.

 

  For complete information and to vote, visit www.ProxyVote.com
     
Control #        
       

 

 

Smartphone users

 

 Point your camera here and vote without entering a control number

     

Vote Virtually at the Meeting*

May 11, 2021

5:30 PM ET

   

 

Virtually at:
www.virtualshareholdermeeting.com/TMP2021

 

           

 

 

 

*Please check the meeting materials for any special requirements for meeting attendance. Follow the instructions on www.virtualshareholdermeeting.com for directions on how to vote your shares at the meeting.

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Vote at www.ProxyVote.com

 

 

 

THIS IS NOT A VOTABLE BALLOT

 

This is an overview of the proposals being presented at the upcoming shareholder meeting. Please follow the instructions on the reverse side to learn how to obtain more information and how to vote on these important matters.

 

 

Voting Items Board
Recommends

1.  Election of thirteen (13) directors for a term of one year: 

Nominees: 

01) John E. Alexander            08) Thomas R. Rochon 

02) Paul J. Battaglia               09) Stephen S. Romaine 

03) Daniel J. Fessenden        10) Michael H. Spain 

04) James W. Fulmer             11) Jennifer R. Tegan 

05) Patricia A. Johnson          12) Alfred J. Weber 

06) Frank C. Milewski            13) Craig Yunker 

07) Ita M. Rahilly 

 

 

  For

2.   Advisory approval of the compensation paid to the Company’s Named Executive Officers.   For
3.   Ratify the appointment of the independent registered public accounting firm, KPMG LLP, as the Company’s independent auditor for the fiscal year ending December 31, 2021.   For
NOTE: In their discretion, the proxies will vote upon such other business as may properly come before the Annual Meeting or any adjournment thereof, including adjournment of the Annual Meeting and any other matters incident to the conduct of the Annual Meeting.  
 
 
 
 
 
 
 
 
 
 
 
 
 

Prefer to receive an email instead? While voting on www.ProxyVote.com, be sure to click “Sign up for E-delivery”.

 

D46914-P48764