0001127602-24-002690.txt : 20240131
0001127602-24-002690.hdr.sgml : 20240131
20240131114737
ACCESSION NUMBER: 0001127602-24-002690
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240130
FILED AS OF DATE: 20240131
DATE AS OF CHANGE: 20240131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPAIN MICHAEL H
CENTRAL INDEX KEY: 0001124188
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 24581413
MAIL ADDRESS:
STREET 1: C/O TOMPKINS TRUSTCO INC
STREET 2: P O BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 E SENECA STREET
STREET 2: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
BUSINESS PHONE: 607-274-2078
MAIL ADDRESS:
STREET 1: 118 E. SENECA STREET
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-01-30
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001124188
SPAIN MICHAEL H
TOMPKINS FINANCIAL CORPORATION
P O BOX 460
ITHACA
NY
14851
1
0
Common Stock
2024-01-30
4
M
0
1444.22
0
A
136344.056
D
Common Stock
42049
I
By Christina Bass Spain Trust
Common Stock
0.615
I
By Partnership
Phantom Stock
2024-01-30
4
M
0
1444.22
0
D
Common Stock
1444.22
7221.098
D
Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
Adjustment to reclassify rabbi trust holding.
/s/ Michael H. Spain
2024-01-31