0001127602-23-027421.txt : 20231115 0001127602-23-027421.hdr.sgml : 20231115 20231115124516 ACCESSION NUMBER: 0001127602-23-027421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231113 FILED AS OF DATE: 20231115 DATE AS OF CHANGE: 20231115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howard Brian A CENTRAL INDEX KEY: 0001681102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 231409751 MAIL ADDRESS: STREET 1: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 E SENECA STREET STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 BUSINESS PHONE: 607-274-2078 MAIL ADDRESS: STREET 1: 118 E. SENECA STREET STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-13 1 0001005817 TOMPKINS FINANCIAL CORP TMP 0001681102 Howard Brian A P.O. BOX 460 ITHACA NY 14851 1 EVP, Pres. Tompkins Fin. Adv. 0 Common Stock 0 I 401(K) DC Plan Common Stock 790.4687 I 401(K) ESOP Common Stock 2683.3011 I By 401(K) ISOP Common Stock 2023-11-13 4 D 0 312 89.21 D 7066.667 D Common Stock 2023-11-13 4 D 0 877 63.44 D 6189.667 D Common Stock 2023-11-13 4 D 0 1020 83.97 D 5169.667 D Common Stock 2023-11-13 4 D 0 730 81.48 D 4439.667 D Forfeiture of restricted stock following retirement from the company. /s/ Brian A. Howard 2023-11-14