0001127602-23-027421.txt : 20231115
0001127602-23-027421.hdr.sgml : 20231115
20231115124516
ACCESSION NUMBER: 0001127602-23-027421
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231113
FILED AS OF DATE: 20231115
DATE AS OF CHANGE: 20231115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Howard Brian A
CENTRAL INDEX KEY: 0001681102
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 231409751
MAIL ADDRESS:
STREET 1: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 E SENECA STREET
STREET 2: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
BUSINESS PHONE: 607-274-2078
MAIL ADDRESS:
STREET 1: 118 E. SENECA STREET
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-11-13
1
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001681102
Howard Brian A
P.O. BOX 460
ITHACA
NY
14851
1
EVP, Pres. Tompkins Fin. Adv.
0
Common Stock
0
I
401(K) DC Plan
Common Stock
790.4687
I
401(K) ESOP
Common Stock
2683.3011
I
By 401(K) ISOP
Common Stock
2023-11-13
4
D
0
312
89.21
D
7066.667
D
Common Stock
2023-11-13
4
D
0
877
63.44
D
6189.667
D
Common Stock
2023-11-13
4
D
0
1020
83.97
D
5169.667
D
Common Stock
2023-11-13
4
D
0
730
81.48
D
4439.667
D
Forfeiture of restricted stock following retirement from the company.
/s/ Brian A. Howard
2023-11-14