0001127602-23-027331.txt : 20231114
0001127602-23-027331.hdr.sgml : 20231114
20231114124819
ACCESSION NUMBER: 0001127602-23-027331
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231109
FILED AS OF DATE: 20231114
DATE AS OF CHANGE: 20231114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McKenna John M
CENTRAL INDEX KEY: 0001615770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12709
FILM NUMBER: 231403328
MAIL ADDRESS:
STREET 1: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14851
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP
CENTRAL INDEX KEY: 0001005817
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 161482357
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 118 E SENECA STREET
STREET 2: P.O. BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
BUSINESS PHONE: 607-274-2078
MAIL ADDRESS:
STREET 1: 118 E. SENECA STREET
STREET 2: PO BOX 460
CITY: ITHACA
STATE: NY
ZIP: 14850
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC
DATE OF NAME CHANGE: 19990512
FORMER COMPANY:
FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC
DATE OF NAME CHANGE: 19960117
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-11-09
0001005817
TOMPKINS FINANCIAL CORP
TMP
0001615770
McKenna John M
P.O. BOX 460
ITHACA
NY
14851
1
EVP, Pres. Tompkins Comm. Bank
0
Common Stock
2020.4499
I
by 401(K) ESOP
Common Stock
122.4981
I
by 401(K) ISOP
Common Stock
2023-11-09
4
A
0
1665
51.02
A
14595.915
D
Common Stock
2023-11-12
4
F
0
113
50.90
D
14070.915
D
Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.
/s/ John M. McKenna
2023-11-13