0001127602-23-027212.txt : 20231113 0001127602-23-027212.hdr.sgml : 20231113 20231113152720 ACCESSION NUMBER: 0001127602-23-027212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211121 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKenna John M CENTRAL INDEX KEY: 0001615770 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 231398143 MAIL ADDRESS: STREET 1: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 118 E SENECA STREET STREET 2: P.O. BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 BUSINESS PHONE: 607-274-2078 MAIL ADDRESS: STREET 1: 118 E. SENECA STREET STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14850 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2021-11-21 0001005817 TOMPKINS FINANCIAL CORP TMP 0001615770 McKenna John M P.O. BOX 460 ITHACA NY 14851 1 EVP, Pres. Tompkins Comm. Bank 0 Common Stock 2023-11-09 4 F 0 130 51.02 D 14465.915 D Common Stock 2023-11-09 4 F 0 159 51.02 D 14306.915 D Common Stock 2023-11-09 4 F 0 123 51.02 D 14183.915 D Common Stock 2020.4499 I by 401(K) ESOP Common Stock 122.4981 I by 401(K) ISOP Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. /s/ John M. McKenna 2023-11-10