X0306 4 2021-08-01 0001005817 TOMPKINS FINANCIAL CORP TMP 0001201525 ROMAINE STEPHEN S TOMPKINS FINANCIAL CORPORATION P.O. BOX 460 ITHACA NY 14851 1 1 President & CEO Common Stock 2021-08-01 5 Z 0 E 132.947 0 A 9686.807 I by 401(k)/ISOP Common Stock 2021-11-21 4 F 0 406 82.89 D 60313.697 D Common Stock 4772.363 I by ESOP Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends. Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. /s/ Stephen S. Romaine 2021-11-22