X0306 4 2021-05-25 0001005817 TOMPKINS FINANCIAL CORP TMP 0001131014 FETSKO FRANCIS M TOMPKINS FINANCIAL CORPORATION PO BOX #460 ITHACA NY 14851 1 EVP, COO, CFO & Treasurer Common Stock 2021-05-25 4 M 0 459 40.60 A 23510 D Common Stock 2021-05-25 4 F 0 342 81.52 D 23168 D Common Stock 2021-05-25 4 M 0 2953 49.22 A 26121 D Common Stock 2021-05-25 4 F 0 2356 81.52 D 23765 D Common Stock 4454.903 I by 401K/ISOP Common Stock 5204.217 I by ESOP Stock Appreciation Rights (SAR) 40.60 2021-05-25 4 M 0 459 0 D 2023-05-03 Common Stock 459 0 D Stock Appreciation Rights (SAR) 49.22 2021-05-25 4 M 0 2953 0 D 2024-11-21 Common Stock 2953 522 D Represents a deemed disposition of shares to the issuer to satisfy the exercise price of the SARs. Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. /s/ Francis M. Fetsko 2021-05-27