X0306 4 2019-07-29 0001005817 TOMPKINS FINANCIAL CORP TMP 0001384976 HARTZ GREGORY J TOMPKINS FINANCIAL CORPORATION P.O. BOX 460 ITHACA NY 14851 1 EVP, Pres.&CEO Tompkins Trust Common Stock 2019-07-29 5 G 0 E 126 80.52 D 21802.699 D Common Stock 2019-11-01 4 P 0 1.134 88.20 A 15.611 I As Custodian FBO Andrew Chase UGMA/NY Common Stock 4520.609 I by 401(k)/ISOP Common Stock 2837.783 I by ESOP Bona fide gift to Charitable Gift Account Includes shares acquired through reinvestment of quarterly dividends. Purchase of shares as gift for grandchild for whom reporting person is Custodian. Includes shares acquired through profit sharing or 401K contributions. Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends. /s/ Gregory J. Hartz 2019-11-04