0001127602-17-016979.txt : 20170505 0001127602-17-016979.hdr.sgml : 20170505 20170505094820 ACCESSION NUMBER: 0001127602-17-016979 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170503 FILED AS OF DATE: 20170505 DATE AS OF CHANGE: 20170505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 460 THE COMMONS CITY: ITHACA STATE: NY ZIP: 14851 BUSINESS PHONE: 607-274-2078 MAIL ADDRESS: STREET 1: THE COMMONS STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FETSKO FRANCIS M CENTRAL INDEX KEY: 0001131014 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 17816436 MAIL ADDRESS: STREET 1: C/O TOMKINS TRUSTCO, INC. STREET 2: PO BOX #460 CITY: ITHACA STATE: NY ZIP: 14851 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-05-03 0001005817 TOMPKINS FINANCIAL CORP TMP 0001131014 FETSKO FRANCIS M TOMPKINS FINANCIAL CORPORATION PO BOX #460 ITHACA NY 14851 1 EVP, COO, CFO & Treasurer Common Stock 2017-05-03 4 F 0 169 84.22 D 13037 D Common Stock 3630.6 I by 401K/ISOP Common Stock 4197.668 I by ESOP Shares withheld for taxes. Includes shares acquired through profit sharing or 401K contributions. /s/ Francis M. Fetsko 2017-05-04