0001127602-16-068412.txt : 20161125 0001127602-16-068412.hdr.sgml : 20161125 20161125113903 ACCESSION NUMBER: 0001127602-16-068412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161118 FILED AS OF DATE: 20161125 DATE AS OF CHANGE: 20161125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOMPKINS FINANCIAL CORP CENTRAL INDEX KEY: 0001005817 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 161482357 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 460 THE COMMONS CITY: ITHACA STATE: NY ZIP: 14851 BUSINESS PHONE: 6072733210 MAIL ADDRESS: STREET 1: THE COMMONS STREET 2: PO BOX 460 CITY: ITHACA STATE: NY ZIP: 14851 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS TRUSTCO INC DATE OF NAME CHANGE: 19990512 FORMER COMPANY: FORMER CONFORMED NAME: TOMPKINS COUNTY TRUSTCO INC DATE OF NAME CHANGE: 19960117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULMER JAMES W CENTRAL INDEX KEY: 0001102634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12709 FILM NUMBER: 162017952 MAIL ADDRESS: STREET 1: C/O TOMPKINS TRUSTCO, INC., STREET 2: PO BOX #460 CITY: ITHACA STATE: NY ZIP: 14851 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-18 0001005817 TOMPKINS FINANCIAL CORP TMP 0001102634 FULMER JAMES W TOMPKINS FINANCIAL CORPORATION P O BOX 460 ITHACA NY 14851 1 Common Stock 2016-11-18 5 G 0 E 1000 84.44 D 62393.03 D Common Stock 2016-11-22 4 S 0 5000 85.04 D 57393.03 D Common Stock 28155.95 I By Spouse /s/ James W. Fulmer 2016-11-25