X0306 5 2015-12-31 0 0 0001005817 TOMPKINS FINANCIAL CORP TMP 0001124188 SPAIN MICHAEL H TOMPKINS FINANCIAL CORPORATION P O BOX 460 ITHACA NY 14851 1 Common Stock 133513 D Common Stock 42071 I By Christina Bass Spain Trust Phantom Stock Common Stock 5578.843 5578.843 D Reflects a change in beneficial ownership of 67,341 shares from indirect to direct as a result of a distribution of shares to the reporting person from the family limited partnership. Reflects a change in beneficial ownership of 33,671 shares as a result of a distribution of shares to the Christina Bass Spain Trust where the reporting person is the Trustee. Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. Includes shares acquired through reinvestment of quarterly dividends. /s/ Michael H. Spain 2016-01-25